0000921895-18-002468.txt : 20180822 0000921895-18-002468.hdr.sgml : 20180822 20180822175238 ACCESSION NUMBER: 0000921895-18-002468 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180817 FILED AS OF DATE: 20180822 DATE AS OF CHANGE: 20180822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keddie Lee D CENTRAL INDEX KEY: 0001646292 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22897 FILM NUMBER: 181033279 MAIL ADDRESS: STREET 1: 1110 W. LAKE COOK ROAD STREET 2: SUITE 220 CITY: BUFFALO GROVE STATE: IL ZIP: 60089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATION COMPANIES, INC. CENTRAL INDEX KEY: 0001025953 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 742830661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 GRAND BOULEVARD STREET 2: SUITE 201B CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8162377000 MAIL ADDRESS: STREET 1: 500 GRAND BOULEVARD STREET 2: SUITE 201B CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: NOVASTAR FINANCIAL INC DATE OF NAME CHANGE: 19970723 4 1 form411464003ked_08222018.xml OWNERSHIP DOCUMENT X0306 4 2018-08-17 0 0001025953 NOVATION COMPANIES, INC. NOVC 0001646292 Keddie Lee D C/O NOVATION COMPANIES, INC. 500 GRAND BOULEVARD, SUITE 201B KANSAS CITY MO 64106 1 0 0 0 Common Stock 2018-08-17 4 A 0 833333 0 A 833333 D Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan in payment of a portion of the annual base compensation for each non-employee director. The number of restricted shares was calculated based on the closing price of the common stock on the grant date. The restricted shares will vest on August 17, 2019. Lee Keddie 2018-08-22