-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E+L9Or0epwt+zCmHPxOgyeM+iwQ1nitOt/aW16uPYa1MjHniYznMdHt9OKY1z8D8 sxidkuoDdM8TZDp9ja433w== 0001200952-09-000005.txt : 20090102 0001200952-09-000005.hdr.sgml : 20090101 20090102123455 ACCESSION NUMBER: 0001200952-09-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090102 DATE AS OF CHANGE: 20090102 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SONOMAWEST HOLDINGS INC CENTRAL INDEX KEY: 0000102588 STANDARD INDUSTRIAL CLASSIFICATION: LESSORS OF REAL PROPERTY, NEC [6519] IRS NUMBER: 941069729 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34214 FILM NUMBER: 09500749 BUSINESS ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 BUSINESS PHONE: 707-824-2534 MAIL ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 FORMER COMPANY: FORMER CONFORMED NAME: VACU DRY CO DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEEWARD CAPITAL LP CENTRAL INDEX KEY: 0001035254 IRS NUMBER: 943259183 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1139 SAN CARLOS AVE STREET 2: SUITE 302 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 4155922270 MAIL ADDRESS: STREET 1: 1139 SAN CARLOS AVE STREET 2: SUITE 302 CITY: SAN CARLOS STATE: CA ZIP: 94070 SC 13G/A 1 lc_sc13ga1-90102.htm SCHEDULE 13G/A, AMENDMENT NO. 1 lc_sc13ga1-90102.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



SCHEDULE 13G
(Amendment No. 1)

Under the Securities Exchange Act of 1934


SonomaWest Holdings, Inc.

(Name of Issuer)
 
Common Stock, $0.0001 par value

(Title of Class of Securities)
 
835637109

(CUSIP Number)
 
December 2, 2008

(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
o
Rule 13d-1(b)
 
 
x
Rule 13d-1(c)
 
 
o
Rule 13d-1(d)
 

*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
CUSIP No.  835637109
13G
(Page 2 of 7 Pages)
 
1.     Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Leeward Capital, L.P.
94-32559184
 
2.     Check the Appropriate Box if a Member of a Group (See Instructions)
 
3.     SEC Use Only
 
4.     Citizenship or Place of Organization    California
 
Number of Shares Bene­ficially by Owned by Each Reporting Person With:
5.     Sole Voting Power    0
 
6.     Shared Voting Power    93,571 Common Shares
 
7.     Sole Dispositive Power    0
 
8.     Shared Dispositive Power    93,571 Common Shares
 
9.     Aggregate Amount Beneficially Owned by Each Reporting Person    93,571 Common Shares
 
10.     Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).
 
11.     Percent of Class Represented by Amount in Row (9)    7.5%
 
12.     Type of Reporting Person (See Instructions):    OO (Limited Partnership)
 


 
CUSIP No.  835637109
13G
(Page 3 of 7 Pages)
 
1.     Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Leeward Investments, LLC
94-32559183
 
2.     Check the Appropriate Box if a Member of a Group (See Instructions)
 
3.     SEC Use Only
 
4.     Citizenship or Place of Organization    California
 
Number of Shares Bene­ficially by Owned by Each Reporting Person With:
5.     Sole Voting Power    0
 
6.     Shared Voting Power    93,571 Common Shares
 
7.     Sole Dispositive Power    0
 
8.     Shared Dispositive Power    93,571 Common Shares
 
9.    Aggregate Amount Beneficially Owned by Each Reporting Person    93,571 Common Shares
 
10.    Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).
 
11.    Percent of Class Represented by Amount in Row (9)    7.5%
 
12.    Type of Reporting Person (See Instructions):  OO (Limited Liability Company)
 


 
CUSIP No.  835637109
13G
(Page 4 of 7 Pages)
 
1.     Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Mr. Kent M. Rowett
 
2.     Check the Appropriate Box if a Member of a Group (See Instructions)
 
3.     SEC Use Only
 
4.     Citizenship or Place of Organization    United States
 
Number of Shares Bene­ficially by Owned by Each Reporting Person With:
5.     Sole Voting Power    0
 
6.     Shared Voting Power    93,571 Common Shares
 
7.     Sole Dispositive Power    0
 
8.     Shared Dispositive Power    93,571 Common Shares
 
9.     Aggregate Amount Beneficially Owned by Each Reporting Person    93,571 Common Shares
 
10.     Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).
 
11.     Percent of Class Represented by Amount in Row (9)    7.5%
 
12.     Type of Reporting Person (See Instructions):  IN
 



Introductory Note:  This Amendment No. 1 replaces references to Mr. Eric P. Von der Porten with references to Mr. Kent M. Rowett.

Item 1.
 
 
(a) 
Name of Issuer:
 
SonomaWest Holdings, Inc.
 
 
(b) 
Address of Issuer’s Principal Executive Offices:
 
2064 Highway 116 North
Sebastopol, California 95472
 
Item 2.
 
(a)
 
Name of Person Filing:
 
Leeward Capital, L.P., Leeward Investments, LLC and Mr. Kent M. Rowett
 
(b)
 
Address of Principal Business Office or, if None, Residence:
 
One California Street, Suite 300
San Francisco, CA  94111
 
(c)
 
Citizenship:
 
California (Leeward Capital, L.P. and Leeward Investments, LLC) and United States (Mr. Kent M. Rowett)
 
(d)
 
Title of Class of Securities:
 
Common Stock, par value $0.0001 per share
 
(e)
 
CUSIP Number:
 
8356371409
 
Item 3.
If this statement is filed pursuant to §§240.13d-l(b) or 240.13d-2(b) or (c), check whether the person filing is a:  N/A
 
 
 
 
 
 
 
 
(Page 5 of 7 Pages)

 
 
 
 
Item 4.
Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a)
 
Amount beneficially owned:  93,571 Common Shares.
 
(b)
 
Percent of class:  7.5%.
 
(c)
 
Number of shares as to which the person has:
 
 
(i)
Sole power to vote or to direct the vote:  0.
 
 
(ii) 
Shared power to vote or to direct the vote:  93,571 Common Shares.
 
 
(iii) 
Sole power to dispose or to direct the disposition of:  0.
 
 
(iv) 
Shared power to dispose or to direct the disposition of:  93,571 Common Shares.
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
N/A
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
N/A
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
N/A
 
Item 8.
Identification and Classification of Members of the Group.
 
Exhibit 1 hereto (Joint Filing Agreement) identifies the group members.
 
Item 9.
Notice of Dissolution of Group.
 
N/A
 
Item 10.
    Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
(Page 6 of 7 Pages)

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date:  January 2, 2009
 
 
LEEWARD CAPITAL, L.P.
   
 
By:  Leeward Investments, LLC
 
General Partner
   
 
By:  /s/ Kent M. Rowett                     
 
Kent M. Rowett
 
Manager
   
 
LEEWARD INVESTMENTS, LLC
   
 
By:  /s/ Kent M. Rowett                     
 
Kent M. Rowett
 
Manager
   
 
KENT M. ROWETT
   
 
  /s/ Kent M. Rowett                        
 
  Kent M. Rowett
   

 

 
 
 
 
 
 
 
 
 
(Page 7 of 7 Pages)
EX-1 2 lc_ex1b-90102.htm JOINT FILING AGREEMENT lc_ex1b-90102.htm
 
Exhibit 1
 
JOINT FILING AGREEMENT
 
(Also constitutes reponse to Item 8)
 
WHEREAS, the Statement on Schedule 13G to which this agreement is an exhibit (the “Joint Statement”) is being filed on behalf of two or more persons (collectively, the “Reporting Persons”); and
 
WHEREAS, the Reporting Persons prefer to file the Joint Statement on behalf of all Reporting Persons rather than individual statements on Schedule 13G on behalf of each of the Reporting Persons;
 
NOW, THEREFORE, the undersigned hereby agree as follows with each of the other Reporting Persons:
 
1.           Each of the Reporting Persons is individually eligible to use the Joint Statement.
 
2.           Each of the Reporting Persons is responsible for the timely filing of the Joint Statement and any amendments thereto.
 
3.           Each of the Reporting Persons is responsible for the completeness and accuracy of the information concerning such person contained in the Joint Statement.
 
4.           None of the Reporting Persons is responsible for the completeness or accuracy of the information concerning the other Reporting Persons contained in the Joint Statement, unless such person knows or has reason to believe that such information is inaccurate.
 
5.           The undersigned agree that the Joint Statement is, and any amendment thereto will be, filed on behalf of each of the Reporting Persons.
 
January 2, 2009
 
   
LEEWARD CAPITAL, L.P.
LEEWARD INVESTMENTS, LLC
   
By:  Leeward Investments, LLC
 
General Partner
 
   
By:  /s/ Kent M. Rowett             
By:  /s/ Kent M. Rowett                 
Kent M. Rowett
Kent M. Rowett
Manager
Manager
   
   
 
KENT M. ROWETT
   
  
  /s/ Kent M. Rowett                
 
  Kent M. Rowett


 
 
 
 
 
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