0001144204-11-037449.txt : 20110624
0001144204-11-037449.hdr.sgml : 20110624
20110624152348
ACCESSION NUMBER: 0001144204-11-037449
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110623
FILED AS OF DATE: 20110624
DATE AS OF CHANGE: 20110624
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SONOMAWEST HOLDINGS INC
CENTRAL INDEX KEY: 0000102588
STANDARD INDUSTRIAL CLASSIFICATION: LESSORS OF REAL PROPERTY, NEC [6519]
IRS NUMBER: 941069729
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2064 HIGHWAY 116 NORTH
CITY: SEBASTOPOL
STATE: CA
ZIP: 95472
BUSINESS PHONE: 707-824-2534
MAIL ADDRESS:
STREET 1: 2064 HIGHWAY 116 NORTH
CITY: SEBASTOPOL
STATE: CA
ZIP: 95472
FORMER COMPANY:
FORMER CONFORMED NAME: VACU DRY CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUGATTO DAVID J
CENTRAL INDEX KEY: 0001204417
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-01912
FILM NUMBER: 11930578
MAIL ADDRESS:
STREET 1: 2064 HIGHWAY 116 NORTH
STREET 2: ATTN: GWENDOLYN TONEY
CITY: SEBASTOPOL
STATE: CA
ZIP: 95472
4
1
v226906_ex.xml
X0303
4
2011-06-23
0
0000102588
SONOMAWEST HOLDINGS INC
SWHI
0001204417
BUGATTO DAVID J
2064 HIGHWAY 116 NORTH
SEBASTOPOL
CA
95472
1
0
0
0
Director stock option (right to buy)
6.50
2011-06-23
4
D
0
5000
3.55
D
2018-05-08
Common Stock
5000
0
D
This option, which vested on May 9, 2008, was canceled in the merger between the Issuer and Stapleton Acquisition Company, in
exchange for a cash payment of $3.55 per share underlying the option, or $17,750 in the aggregate, representing the
difference between the exercise price of the option and the merger consideration of $10.05 per share.
/s/ David J. Bugatto
2011-06-24