15-12G 1 v226905_15-12g.htm Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number:  000-01912

SONOMAWEST HOLDINGS, INC.
(Exact name of registrant as specified in its charter)

2064 Highway 116 North
Sebastopol, California 95472
(707) 824-2534
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Common Stock, Par Value $0.0001 Per Share
(Title of each class of securities covered by this Form)

None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
 
Rule 12g-4(a)(1)
 
ý
Rule 12g-4(a)(2)
 
£
Rule 12h-3(b)(1)(i)
 
ý
Rule 12h-3(b)(1)(ii)   
 
£
Rule 15d-6
 
£

Approximate number of holders of record as of the certification or notice date:  Four

Pursuant to the requirements of the Securities Exchange Act of 1934, SonomaWest Holdings, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.


Date:   
June 24, 2011
  By:   
/s/ Craig R. Stapleton
 
      Name: Craig R. Stapleton  
      Title:   President