0001144204-11-037422.txt : 20110624 0001144204-11-037422.hdr.sgml : 20110624 20110624150856 ACCESSION NUMBER: 0001144204-11-037422 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110624 DATE AS OF CHANGE: 20110624 EFFECTIVENESS DATE: 20110624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONOMAWEST HOLDINGS INC CENTRAL INDEX KEY: 0000102588 STANDARD INDUSTRIAL CLASSIFICATION: LESSORS OF REAL PROPERTY, NEC [6519] IRS NUMBER: 941069729 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-122507 FILM NUMBER: 11930467 BUSINESS ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 BUSINESS PHONE: 707-824-2534 MAIL ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 FORMER COMPANY: FORMER CONFORMED NAME: VACU DRY CO DATE OF NAME CHANGE: 19920703 S-8 POS 1 v226901_s-8pos.htm Unassociated Document
 
Registration No. 333-122507

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

POST-EFFECTIVE AMENDMENT NO. 1

TO

FORM S-8

REGISTRATION STATEMENT
UNDER THE
THE SECURITIES ACT OF 1933
 
SonomaWest Holdings, Inc.
(Exact name of issuer as specified in its charter)

Delaware
(State or other jurisdiction of
incorporation or organization)
94-1069729
(I.R.S. Employer
Identification No.)

2064 Highway 116 North, Sebastopol, California
95472
(Address of Principal Executive Offices)
(Zip Code)

2002 Stock Incentive Plan
(Full title of the plan)
   
Craig R. Stapleton
With a copy to:
President
Ronald R. Levine, II, Esq
SonomaWest Holdings, Inc.
Davis Graham & Stubbs LLP
2064 Highway 116 North
1550 Seventeenth Street, Suite 500
Sebastopol, California 95472
Denver, Colorado 80202
(Name and address of agent for service)
   
(707) 824-2534
(303) 892-9400
(Telephone number, including area code, of agent for service)

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer o
Accelerated filer o
Non-accelerated filer  o (Do not check if a smaller reporting company)
Smaller reporting company x

 
 
 

EXPLANATORY NOTE

SonomaWest Holdings, Inc., a Delaware corporation (the “Registrant”), filed with the Securities and Exchange Commission on February 3, 2005, a registration statement on Form S-8 (Registration No. 333-122507) (the “Registration Statement”), to which this Post-Effective Amendment No. 1 relates, for the purpose of registering 75,000 shares of its common stock, par value $0.0001 per share (the “Common Stock”), which were originally registered for issuance pursuant to the Registrant’s 2002 Stock Incentive Plan.

On June 23, 2011, Stapleton Acquisition Company, a Delaware corporation (“SAC”), merged with and into the Registrant pursuant to Section 251 of the General Corporation Law of the State of Delaware, with the Registrant as the surviving corporation (the “Merger”).

As a result of the Merger, each issued and outstanding share of Common Stock other than shares owned by SAC or the Registrant, or by stockholders who have perfected appraisal rights, has been cancelled and converted into the right to receive an amount in cash equal to $10.05, without interest. Accordingly, the Registrant has terminated all offerings of its Common Stock pursuant to the Registration Statement and hereby removes from registration, by means of this Post-Effective Amendment No. 1, all shares of Common Stock registered under the Registration Statement that remain available for issuance and sale thereunder.
 
 
 
 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Sebastopol, State of California, on the 24th day of June, 2011.

 
SONOMAWEST HOLDINGS, INC.
       
       
 
By: 
/s/ Craig R. Stapleton
  
 
 
Craig R. Stapleton
  
 
 
President