-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TyPhU8d7x1hJP8nrRF9Wz8u6uhUnsKayyVGFvB3NuKwN01Sjl4LegIiJr5phqVFt 4XogZzB0JHtwzlPUnDUfpQ== 0001144204-11-009871.txt : 20110218 0001144204-11-009871.hdr.sgml : 20110218 20110218164353 ACCESSION NUMBER: 0001144204-11-009871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110218 FILED AS OF DATE: 20110218 DATE AS OF CHANGE: 20110218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONOMAWEST HOLDINGS INC CENTRAL INDEX KEY: 0000102588 STANDARD INDUSTRIAL CLASSIFICATION: LESSORS OF REAL PROPERTY, NEC [6519] IRS NUMBER: 941069729 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 BUSINESS PHONE: 707-824-2534 MAIL ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 FORMER COMPANY: FORMER CONFORMED NAME: VACU DRY CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stapleton Acquisition Co CENTRAL INDEX KEY: 0001445358 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01912 FILM NUMBER: 11625013 BUSINESS ADDRESS: STREET 1: 4643 S ULSTER STREET, 8TH FLOOR CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 720-228-4131 MAIL ADDRESS: STREET 1: 4643 S ULSTER STREET, 8TH FLOOR CITY: DENVER STATE: CO ZIP: 80237 4 1 v211963_ex.xml X0303 4 2011-02-18 0 0000102588 SONOMAWEST HOLDINGS INC SWHI 0001445358 Stapleton Acquisition Co 4643 S ULSTER STREET, 8TH FLOOR DENVER CO 80237 0 0 0 1 See footnote (1) Common Stock 2011-02-18 4 J 0 602353 0 A 602353 I See footnote The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. Includes shares beneficially owned pursuant to those certain Contribution and Subscription Agreements entered into by and between the reporting person and each of Craig R. Stapleton, Dorothy W. Stapleton, Walker R. Stapleton and Wendy S. Reyes, as Trustee for the Separate Property Trust, on February 18, 2011 (the "February 2011 Contribution Agreements"), pursuant to which each of the foregoing have agreed to contribute his or her shares of Common Stock in the Issuer to the reporting person. The reporting person previously beneficially owned 569,853 shares pursuant to those certain Contribution and Subscription Agreements entered into by and between the reporting person and each of the foregoing individuals, on September 12, 2008 (the "September 2008 Contribution Agreements"). The September 2008 Contribution Agreements have been superseded by the February 2011 Contribution Agreements. /s/ Craig R. Stapleton, President of Stapleton Acquisition Company 2011-02-18 -----END PRIVACY-ENHANCED MESSAGE-----