-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HMbHA4bxbIGxzowRtJNLQzgjM8mSjrWmBCJlE8xxcZMx0hOLZ5hDBmBowShO6dlJ iaIRXV62Ry0TdjeZwBHd+Q== 0001144204-06-053516.txt : 20061219 0001144204-06-053516.hdr.sgml : 20061219 20061219200405 ACCESSION NUMBER: 0001144204-06-053516 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061215 FILED AS OF DATE: 20061219 DATE AS OF CHANGE: 20061219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIES ROBERT WC CENTRAL INDEX KEY: 0001382067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01912 FILM NUMBER: 061287952 BUSINESS ADDRESS: BUSINESS PHONE: 650 468 3583 MAIL ADDRESS: STREET 1: 1420 5TH AVENUE STREET 2: SUITE 2020 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONOMAWEST HOLDINGS INC CENTRAL INDEX KEY: 0000102588 STANDARD INDUSTRIAL CLASSIFICATION: LESSORS OF REAL PROPERTY, NEC [6519] IRS NUMBER: 941069729 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 BUSINESS PHONE: 707-824-2534 MAIL ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 FORMER COMPANY: FORMER CONFORMED NAME: VACU DRY CO DATE OF NAME CHANGE: 19920703 4 1 v060832_ex.xml X0202 4 2006-12-15 0 0000102588 SONOMAWEST HOLDINGS INC SWHI 0001382067 DAVIES ROBERT WC 2064 HIGHWAY 116 NORTH SEBASTOPOL CA 95472 1 0 0 0 Director stock option (right to buy) 13.05 2006-12-15 4 A 0 5000 0 A 2016-12-14 Common Stock 5000 5000 D The option vests in full and is exercisable in full on December 15, 2007. /s/ Robert W.C. Davies 2006-12-19 -----END PRIVACY-ENHANCED MESSAGE-----