-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PWolPBt2EbH4qRUuOBDxINkvdrFNkNVCSCQFadZ98ffpal73n78RF2UGwMQRElB+ d5B4tWAS5Zx0K/CwLM6DWQ== 0001144204-06-053512.txt : 20061219 0001144204-06-053512.hdr.sgml : 20061219 20061219195836 ACCESSION NUMBER: 0001144204-06-053512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061215 FILED AS OF DATE: 20061219 DATE AS OF CHANGE: 20061219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stapleton Walker Roberts CENTRAL INDEX KEY: 0001323237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01912 FILM NUMBER: 061287940 BUSINESS ADDRESS: BUSINESS PHONE: 303-893-1022 MAIL ADDRESS: STREET 1: 1050 CHEROKEE STREET, #307 CITY: DENVER STATE: CO ZIP: 80204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONOMAWEST HOLDINGS INC CENTRAL INDEX KEY: 0000102588 STANDARD INDUSTRIAL CLASSIFICATION: LESSORS OF REAL PROPERTY, NEC [6519] IRS NUMBER: 941069729 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 BUSINESS PHONE: 707-824-2534 MAIL ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 FORMER COMPANY: FORMER CONFORMED NAME: VACU DRY CO DATE OF NAME CHANGE: 19920703 4 1 v060830_ex.xml X0202 4 2006-12-15 0 0000102588 SONOMAWEST HOLDINGS INC SWHI 0001323237 Stapleton Walker Roberts 2064 HIGHWAY 116 NORTH SEBASTOPOL CA 95472 1 1 0 0 Chief Executive Officer Employee stock option (right to buy) 13.05 2006-12-15 4 A 0 10000 0 A 2016-12-14 Common Stock 10000 10000 D The option vests in full and is exercisable in full as of the grant date. /s/ Gwendolyn Toney as Attorney in Fact for Walker Roberts Stapleton 2006-12-19 -----END PRIVACY-ENHANCED MESSAGE-----