-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EB5C4sNWUD0rO9Xl0RWce/3L9XxIuGvKLWBB37lKwRSkk9JPWmVLHbHt4rj/9oow XdcLLU2J1/y5kQUuEd9cqQ== 0001144204-06-048631.txt : 20061116 0001144204-06-048631.hdr.sgml : 20061116 20061116173240 ACCESSION NUMBER: 0001144204-06-048631 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061114 FILED AS OF DATE: 20061116 DATE AS OF CHANGE: 20061116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONOMAWEST HOLDINGS INC CENTRAL INDEX KEY: 0000102588 STANDARD INDUSTRIAL CLASSIFICATION: LESSORS OF REAL PROPERTY, NEC [6519] IRS NUMBER: 941069729 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 BUSINESS PHONE: 707-824-2534 MAIL ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 FORMER COMPANY: FORMER CONFORMED NAME: VACU DRY CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAPLETON CRAIG R CENTRAL INDEX KEY: 0001207106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01912 FILM NUMBER: 061224296 BUSINESS ADDRESS: STREET 1: 440 NORTH FIFTH AVENUE CITY: CHAMBERSBURG STATE: PA ZIP: 17201 BUSINESS PHONE: 203-622-1382 MAIL ADDRESS: STREET 1: 135 E. PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06870 4 1 v058223_ex.xml X0202 4 2006-11-14 0 0000102588 SONOMAWEST HOLDINGS INC SWHI 0001207106 STAPLETON CRAIG R 135 E. PUTNAM AVE GREENWICH CT 06830 0 0 1 0 Common Stock 2006-11-14 4 S 0 50000 11.50 D 319930 D Common Stock 2006-11-14 4 S 0 25100 11.50 D 294830 D Of the total 294,830 shares listed, the reporting person disclaims ownership of 26,693 shares which are owned by the reporting person's wife, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. /s/ Craig R. Stapleton 2006-11-16 -----END PRIVACY-ENHANCED MESSAGE-----