-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PNbP/PVy1jgePERd7pG7VxThhVAn13onwLwN2lWRKfRU2ru3l1k9lwlqnkdQKhKD GwAGCwFA0PMQmj9pWK7f2w== 0001144204-05-026023.txt : 20050816 0001144204-05-026023.hdr.sgml : 20050816 20050816195204 ACCESSION NUMBER: 0001144204-05-026023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050812 FILED AS OF DATE: 20050816 DATE AS OF CHANGE: 20050816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONOMAWEST HOLDINGS INC CENTRAL INDEX KEY: 0000102588 STANDARD INDUSTRIAL CLASSIFICATION: LESSORS OF REAL PROPERTY, NEC [6519] IRS NUMBER: 941069729 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 BUSINESS PHONE: 707-824-2534 MAIL ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 FORMER COMPANY: FORMER CONFORMED NAME: VACU DRY CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAPLETON CRAIG R CENTRAL INDEX KEY: 0001207106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01912 FILM NUMBER: 051031952 BUSINESS ADDRESS: STREET 1: 440 NORTH FIFTH AVENUE CITY: CHAMBERSBURG STATE: PA ZIP: 17201 BUSINESS PHONE: 203-622-1382 MAIL ADDRESS: STREET 1: 135 E. PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06870 4 1 v024196_ex.xml X0202 4 2005-08-12 0 0000102588 SONOMAWEST HOLDINGS INC SWHI 0001207106 STAPLETON CRAIG R 135 E. PUTNAM AVE GREENWICH CT 06830 0 0 1 0 Common Stock 2005-08-12 4 M 0 5000 5.00 A 0 D Common Stock 2005-08-12 4 M 0 5000 7.48 A 369930 D Employee stock option (right to buy) 5.00 2005-08-12 4 M 0 5000 0 D 2001-07-17 2011-07-16 Common Stock 5000 0 D Employee stock option (right to buy) 7.48 2005-08-12 4 M 0 5000 0 D 2000-04-24 2010-04-23 Common Stock 5000 0 D Not applicable Of the total 369,930 shares listed, the reporting person disclaims ownership of 26,693 shares which are owned by the reporting person's wife, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Craig R. Stapleton 2005-08-16 -----END PRIVACY-ENHANCED MESSAGE-----