-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IZjbLBSVr00zkbqNP4jzo18qxZfUbBl7dxtEi/H4kCJ5EDMAGT9RapApyEmk5XPO bpnD+OGKqXKWtZSPV95GVw== 0001140361-07-024994.txt : 20071221 0001140361-07-024994.hdr.sgml : 20071221 20071221110326 ACCESSION NUMBER: 0001140361-07-024994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071220 FILED AS OF DATE: 20071221 DATE AS OF CHANGE: 20071221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONOMAWEST HOLDINGS INC CENTRAL INDEX KEY: 0000102588 STANDARD INDUSTRIAL CLASSIFICATION: LESSORS OF REAL PROPERTY, NEC [6519] IRS NUMBER: 941069729 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 BUSINESS PHONE: 707-824-2534 MAIL ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 FORMER COMPANY: FORMER CONFORMED NAME: VACU DRY CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIES ROBERT WC CENTRAL INDEX KEY: 0001382067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01912 FILM NUMBER: 071321326 BUSINESS ADDRESS: BUSINESS PHONE: 650 468 3583 MAIL ADDRESS: STREET 1: 1420 5TH AVENUE STREET 2: SUITE 2020 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 doc1.xml FORM 4 X0202 4 2007-12-20 0 0000102588 SONOMAWEST HOLDINGS INC SWHI 0001382067 DAVIES ROBERT WC 2064 HIGHWAY 116 NORTH SEBASTOPOL CA 95472 1 0 0 0 Common Stock 2007-12-20 4 M 0 5000 13.05 A 5000 D Director stock options (right to buy) 13.05 2007-12-20 4 M 0 5000 0 D 2006-12-15 2016-12-14 Common Stock 5000 0 D Exercise of 5,000 options granted 12/15/06. /s/ Robert W. C. Davies 2007-12-20 -----END PRIVACY-ENHANCED MESSAGE-----