-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N0Dj/MTapIQQnEdt9xZHKP1poShmCVTx4veZeVepGxM5eWsM3wHjyRqpMLQuM2/h g3N5LEf/Wus41ipRu1yJ6g== 0001140361-07-024919.txt : 20071220 0001140361-07-024919.hdr.sgml : 20071220 20071220170730 ACCESSION NUMBER: 0001140361-07-024919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071219 FILED AS OF DATE: 20071220 DATE AS OF CHANGE: 20071220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONOMAWEST HOLDINGS INC CENTRAL INDEX KEY: 0000102588 STANDARD INDUSTRIAL CLASSIFICATION: LESSORS OF REAL PROPERTY, NEC [6519] IRS NUMBER: 941069729 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 BUSINESS PHONE: 707-824-2534 MAIL ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH CITY: SEBASTOPOL STATE: CA ZIP: 95472 FORMER COMPANY: FORMER CONFORMED NAME: VACU DRY CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUGATTO DAVID J CENTRAL INDEX KEY: 0001204417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01912 FILM NUMBER: 071319974 BUSINESS ADDRESS: STREET 1: 2064 HIGHWAY 116 CITY: SEBASTOPOL STATE: CA ZIP: 95472-2662 BUSINESS PHONE: 707-824-2534 MAIL ADDRESS: STREET 1: 2064 HIGHWAY 116 NORTH STREET 2: ATTN: GWENDOLYN TONEY CITY: SEBASTOPOL STATE: CA ZIP: 95472 4 1 doc1.xml FORM 4 X0202 4 2007-12-19 0 0000102588 SONOMAWEST HOLDINGS INC SWHI 0001204417 BUGATTO DAVID J 2064 HIGHWAY 116 NORTH SEBASTOPOL CA 95472 1 0 0 0 Common Stock 2007-12-19 4 M 0 5000 5.05 A 5000 D Common Stock 2007-12-19 4 M 0 5000 7.20 A 10000 D Common Stock 2007-12-19 4 M 0 10000 7.48 A 20000 D Common Stock 2007-12-19 4 M 0 2500 10.95 A 22500 D Common Stock 2007-12-19 4 M 0 5000 13.05 A 27500 D Director stock option (right to buy) 7.48 2007-12-19 4 M 0 10000 0 A 2001-07-17 2011-07-15 Common Stock 10000 0 D Director stock option (right to buy) 7.20 2007-12-19 4 M 0 5000 0 A 2002-07-31 2012-07-28 Common Stock 5000 0 D Director stock option (right to buy) 5.05 2007-12-19 4 M 0 5000 0 A 2003-07-30 2013-07-27 Common Stock 5000 0 D Director stock option (right to buy) 10.95 2007-12-19 4 M 0 2500 0 A 2005-12-23 2015-12-21 Common Stock 2500 0 D Director stock option (right to buy) 13.05 2007-12-19 4 M 0 5000 0 A 2006-12-15 2016-12-12 Common Stock 5000 0 D Exercise of 10,000 options granted 7/17/01 Exercise of 5,000 options granted 7/31/02 Exercise of 5,000 options granted 7/30/03 Exercise of 5,000 options granted 12/23/05. Exercise of 5,000 options granted 12/15/06. /s/ David J Bugatto 2007-12-20 -----END PRIVACY-ENHANCED MESSAGE-----