-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EMbFIK6UtLLXKnOZW6OmVT8iIDQDhkpdQjpFOWxzIAfw1+/2pSRLthiIMMSmBRlO 1vRbcAnH5CgnIAKr+iBugg== 0001109355-01-500082.txt : 20020413 0001109355-01-500082.hdr.sgml : 20020413 ACCESSION NUMBER: 0001109355-01-500082 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011220 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20011220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONOMAWEST HOLDINGS INC CENTRAL INDEX KEY: 0000102588 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 941069729 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-01912 FILM NUMBER: 1819499 BUSINESS ADDRESS: STREET 1: 1448 INDUSTRIAL AVE CITY: SEBASTOPOL STATE: CA ZIP: 95472-4848 BUSINESS PHONE: 7078242548 MAIL ADDRESS: STREET 1: 1448 INDUSTRIAL AVE CITY: SEBASTOPOL STATE: CA ZIP: 95472 FORMER COMPANY: FORMER CONFORMED NAME: VACU DRY CO DATE OF NAME CHANGE: 19920703 8-K 1 form8-k122001.txt CURRENT REPORT RE: MOVE TO SMALLCAP SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 20, 2001 ---------------------- SONOMAWEST HOLDINGS, INC. - -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) California 01912 94-1069729 - -------------------------------------------------------------------------------- (State or Other Jurisdiction (Commission File Number) (I.R.S. Employer of Incorporation) Identification No.) 2064 HIGHWAY 116 NORTH, SEBASTOPOL, CALIFORNIA 95472 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) (707) 824-2001 - -------------------------------------------------------------------------------- (Registrant's Telephone Number, Including Area Code) - -------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) ITEM 5. OTHER EVENTS. Effective December 21, 2001, SonomaWest Holdings, Inc.'s (the "Company") common stock will be listed on The Nasdaq SmallCap Market. The Company's common stock was previously listed on The Nasdaq National Market. The Company's stock ticker symbol will remain "SWHI." ITEM 7. EXHIBITS. None. SIGNATURES PURSUANT TO THE REQUIREMENTS OF THE SECURITIES EXCHANGE ACT OF 1934, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED THEREUNTO DULY AUTHORIZED. SONOMAWEST HOLDINGS, INC. Date: December 20, 2001 By: /s/ Roger S. Mertz ------------------------------------- Roger S. Mertz Chairman of the Board -----END PRIVACY-ENHANCED MESSAGE-----