-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, We4s+zPC9CEoPsusSCIn8+vzpmvuwH8BgjaQ1KXKR4TQEPdDpxoQYVrYIx5NwJLk E8d/gQfi/vZFGL5WbgFt9g== 0000930413-00-000216.txt : 20000504 0000930413-00-000216.hdr.sgml : 20000504 ACCESSION NUMBER: 0000930413-00-000216 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000214 DATE AS OF CHANGE: 20000503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VACU DRY CO CENTRAL INDEX KEY: 0000102588 STANDARD INDUSTRIAL CLASSIFICATION: 2030 IRS NUMBER: 941069729 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: SEC FILE NUMBER: 000-01912 FILM NUMBER: 543924 BUSINESS ADDRESS: STREET 1: 100 STONY POINT ROAD STREET 2: SUITE 200 CITY: SANTA ROSA STATE: CA ZIP: 95401 BUSINESS PHONE: 7075344000 MAIL ADDRESS: STREET 1: 100 STONY POINT ROAD STREET 2: SUITE 200 CITY: SANTA ROSA STATE: CA ZIP: 95401 FORMER COMPANY: FORMER CONFORMED NAME: VACU DRY CO DATE OF NAME CHANGE: 19920703 NTN 10Q 1 FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12B-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-01912 CUSIP NUMBER: 835637109 (Check One): [_] Form 10-K [_] Form 20-F [_] Form 11-K [X] Form 10-Q [_] Form N-SAR For Period Ended: December 31, 1999 Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. PART I -- REGISTRANT INFORMATION SONOMAWEST HOLDINGS, INC.. --------------------------------------------------------- (Full Name of Registrant) VACU-DRY COMPANY --------------------------------------------------------- (Former Name if Applicable) 100 STONY POINT ROAD, SUITE 200 --------------------------------------------------------- (Address of Principal Executive Office (Street and Number) SANTA ROSA, CALIFORNIA 95401 --------------------------------------------------------- (City, State and Zip Code) PART II -- RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without reasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following [X] the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III -- NARRATIVE State below in reasonable detail the reasons why the Form 10-K, 20-F, 11-K, 10-Q, N-SAR, or the transition report or portion thereof could not be filed within the prescribed time period. The Registrant is unable to file the quarterly report on Form 10-Q for the quarter ended December 31, 1999 within the time period prescribed by the Rules and Regulations of the SEC without unreasonable efforts or expense. During the fiscal quarter just ended, Registrant conducted an extensive auction of equipment related to its discontinued businesses, which auction involved many small transactions. The extension of time for filing will allow Registrant additional time to complete its accounting of and properly reflect the transactions. The Registrant intends on filing the quarterly report on or before the fifth calendar day following the prescribed due date. PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification GARY L. HESS 707 535-4000 --------------------------------------------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). [X] Yes [_] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [_] Yes [X] No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results can not be made. SONOMAWEST HOLDINGS, INC. -------------------------------------------- (Name of Registrant as specified in charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: February 14, 2000 By: /s/ Gary L. Hess Gary L. Hess, Chief Executive Officer -2- -----END PRIVACY-ENHANCED MESSAGE-----