0001225208-17-007574.txt : 20170405
0001225208-17-007574.hdr.sgml : 20170405
20170405094946
ACCESSION NUMBER: 0001225208-17-007574
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170403
FILED AS OF DATE: 20170405
DATE AS OF CHANGE: 20170405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DCB FINANCIAL CORP
CENTRAL INDEX KEY: 0001025877
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 311469837
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 RIVERBEND AVE.
CITY: LEWIS CENTER
STATE: OH
ZIP: 43035
BUSINESS PHONE: 740-657-7000
MAIL ADDRESS:
STREET 1: 110 RIVERBEND AVE.
CITY: LEWIS CENTER
STATE: OH
ZIP: 43035
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roberts Daniel M
CENTRAL INDEX KEY: 0001546272
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22387
FILM NUMBER: 17741306
MAIL ADDRESS:
STREET 1: 110 RIVERBEND AVE.
CITY: LEWIS CENTER
STATE: OH
ZIP: 43035
4
1
doc4.xml
X0306
4
2017-04-03
0001025877
DCB FINANCIAL CORP
DCBF.OB
0001546272
Roberts Daniel M
110 RIVERBEND AVENUE
PO BOX 1001
LEWIS CENTER
OH
43035
1
SVP and Chief Credit Officer
DCB Financial Corp Common Stock
2017-04-03
4
F
0
3465.0000
18.0400
D
13715.0000
D
DCB Financial Corp Common Stock
2017-04-03
4
D
0
13715.0000
0
D
0.0000
D
DCBF Employee Stock Options-Calls
4.5000
2017-04-03
4
D
0
733.0000
14.1900
D
2022-12-21
DCB Financial Corp Common Stock
733.0000
0.0000
D
Pursuant to the Agreement and Plan of Merger by and between DCB Financial Corp and First Commonwealth Financial Corporation, dated October 2, 2016, each DCB Financial Corp common share was exchanged for either 1.427 shares of First Commonwealth Financial Corporation common stock or $14.50 in cash, without interest, plus in each case, cash in lieu of any fractional share interest, in accordance with the reporting person's election and the allocation and proration procedures contained in the Agreement and Plan of Merger.
This option, which provided for vesting in five equal annual installments beginning December 21, 2013, was canceled in the merger in exchange for a cash payment of $10,401,27, representing the difference between the exercise price of the option and (i) the average of the daily closing prices of First Commonwealth Financial Corporation common stock on the New York Stock Exchange for the five consecutive trading days immediately prior to April 3, 2017, multiplied by (ii) the exchange ratio of 1.427, which equals $18.69 per share.
J. Daniel Mohr, Attorney-in-Fact
2017-04-04