8-K 1 l10071ae8vk.txt DCB FINANCIAL CORP OMB APPROVAL ------------------------- OMB Number: 3235-0060 Expires: March 31, 2006 Estimated average burden hours per response: 2.64 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): OCTOBER 21, 2004 DCB FINANCIAL CORP (Exact name of registrant as specified in its charter) OHIO 0-22387 31-1469837 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 110 RIVERBEND AVENUE, LEWIS CENTER, OHIO 43035 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (740) 657-7000 (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION. On October 21, 2004, Registrant issued a press release announcing its unaudited results of operations and financial condition for and as of, respectively, the three and nine month periods ended September 30, 2004. The press release is attached as Exhibit No. 99 and incorporated herein by reference. ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits The following exhibits are furnished herewith: EXHIBIT NUMBER EXHIBIT DESCRIPTION ------ ------------------- 99 Press Release dated October 21, 2004 announcing Registrant's results of operations and financial condition for and as of the fiscal periods ended September 30, 2004. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. DCB FINANCIAL CORP Date: October 21, 2004 By: /s/ Jeffrey T. Benton ---------------------- Jeffrey T. Benton President and CEO 2 EXHIBIT INDEX EXHIBIT NUMBER EXHIBIT DESCRIPTION ------ ------------------- 99 Press Release dated October 21, 2004 announcing Registrant's results of operations and financial condition for and as of the fiscal periods ended September 30, 2004. 3