0001127602-24-018440.txt : 20240612
0001127602-24-018440.hdr.sgml : 20240612
20240612105328
ACCESSION NUMBER: 0001127602-24-018440
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240603
FILED AS OF DATE: 20240612
DATE AS OF CHANGE: 20240612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LALLY JAMES BRIAN
CENTRAL INDEX KEY: 0001674404
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 241037740
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-06-03
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001674404
LALLY JAMES BRIAN
150 N. MERAMEC
CLAYTON
MO
63105
1
1
CEO
0
Common Stock
2024-06-03
5
J
0
E
604
32.40
A
94484
D
Common Stock
18028
I
401 (K) Plan
Common Stock
4107
D
Non Qualified Stock Option (Right to Buy)
43.81
2024-02-06
2031-02-25
Common Stock
17637
17637
D
Non Qualified Stock Option (Right to Buy)
48.34
2032-02-24
Common Stock
20325
20325
D
Non Qualified Stock Option (Right to Buy)
54.46
2033-02-28
Common Stock
20438
20438
D
Non Qualified Stock Option (Right to Buy)
39.50
2034-02-28
Common Stock
30661
30661
D
Restricted Share Units
Common Stock
3592
3592
D
Restricted Share Units
Common Stock
4176
4176
D
Restricted Share Units
Common Stock
5857
5857
D
Restricted Share Units
Common Stock
15964
15964
D
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).
In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.
These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
These shares are held jointly with spouse.
This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
/s/James Brian Lally
2024-06-12