0001127602-24-018438.txt : 20240612
0001127602-24-018438.hdr.sgml : 20240612
20240612105157
ACCESSION NUMBER: 0001127602-24-018438
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240603
FILED AS OF DATE: 20240612
DATE AS OF CHANGE: 20240612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: IANNACONE NICOLE M
CENTRAL INDEX KEY: 0001731826
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 241037737
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-06-03
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001731826
IANNACONE NICOLE M
150 N. MERAMEC
CLAYTON
MO
63105
1
SEVP, Chief Legal Officer
0
Common Stock
2024-06-03
5
J
0
E
605
32.40
A
14470
D
Non Qualified Stock Option (Right to Buy)
43.81
2024-02-06
2031-02-25
Common Stock
4521
4521
D
Non Qualified Stock Option (Right to Buy)
48.34
2032-02-24
Common Stock
4946
4946
D
Non Qualified Stock Option (Right to Buy)
54.46
2033-02-28
Common Stock
4985
4985
D
Non Qualified Stock Option (Right to Buy)
39.50
2034-02-28
Common Stock
7551
7551
D
Restricted Share Units
Common Stock
874
874
D
Restricted Share Units
Common Stock
1019
1019
D
Restricted Share Units
Common Stock
1443
1443
D
Restricted Share Units
Common Stock
6652
6652
D
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).
In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.
This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
/s/ Nicole M. Iannacone
2024-06-12