0001127602-24-018432.txt : 20240612 0001127602-24-018432.hdr.sgml : 20240612 20240612104547 ACCESSION NUMBER: 0001127602-24-018432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240603 FILED AS OF DATE: 20240612 DATE AS OF CHANGE: 20240612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUCHE DOUGLAS CENTRAL INDEX KEY: 0001682456 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 241037722 MAIL ADDRESS: STREET 1: 150 N MERMEC CITY: CLAYTON STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-06-03 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001682456 BAUCHE DOUGLAS 150 N. MERAMEC CLAYTON MO 63105 1 SEVP, Chief Credit Officer 0 Common Stock 2024-06-03 5 J 0 E 538 32.40 A 19424 D Common Stock 2847 I 401(K) Plan Non Qualified Stock Option (Right to Buy) 43.81 2024-02-06 2031-02-25 Common Stock 4730 4730 D Non Qualified Stock Option (Right to Buy) 48.34 2032-02-24 Common Stock 5081 5081 D Non Qualified Stock Option (Right to Buy) 54.46 2033-02-28 Common Stock 5105 5105 D Non Qualified Stock Option (Right to Buy) 39.50 2034-02-28 Common Stock 7786 7786 D Restricted Share Units Common Stock 898 898 D Restricted Share Units Common Stock 1043 1043 D Restricted Share Units Common Stock 1487 1487 D Restricted Share Units Common Stock 6652 6652 D The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c). In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024. These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time. This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person. This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person. This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. /s/ Douglas Bauche 2024-06-12