0001127602-23-008204.txt : 20230302 0001127602-23-008204.hdr.sgml : 20230302 20230302132801 ACCESSION NUMBER: 0001127602-23-008204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PONDER MARK G CENTRAL INDEX KEY: 0001550076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 23697768 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: ST. LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-02-28 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001550076 PONDER MARK G 150 N. MERAMEC CLAYTON MO 63105 1 EVP, Chief Admin. Officer Common Stock 794 I 401(K) Plan Common Stock 10674 D Common Stock 200 I Self IRA Common Stock 5335 D Non Qualified Stock Option (Right to Buy) 43.81 2031-02-25 Common Stock 4521 4521 D Non Qualified Stock Option (Right to Buy) 48.34 2032-02-24 Common Stock 4878 4878 D Restricted Share Units Common Stock 857 857 D Restricted Share Units Common Stock 862 862 D Restricted Share Units Common Stock 9978 9978 D Restricted Share Units 2023-02-28 4 A 0 1006 0 A Common Stock 1006 1006 D Non Qualified Stock Option (Right to Buy) 54.46 2023-02-28 4 A 0 4925 0 A 2023-02-28 Common Stock 4925 4925 D These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time. The Reporting Person has 1,624 units in the 401(k) Plan, which units consisted of 794 shares of common stock. These shares are held jointly with spouse. This option becomes exercisable after a three year period on 2/25/24. This option becomes exercisable after a three year period on 2/24/25. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. The option becomes exercisable after a three year period on 2/28/26. /s/ MARK G PONDER 2023-03-02