0001127602-23-008191.txt : 20230302
0001127602-23-008191.hdr.sgml : 20230302
20230302131857
ACCESSION NUMBER: 0001127602-23-008191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230228
FILED AS OF DATE: 20230302
DATE AS OF CHANGE: 20230302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: IANNACONE NICOLE M
CENTRAL INDEX KEY: 0001731826
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 23697717
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-02-28
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001731826
IANNACONE NICOLE M
150 N. MERAMEC
CLAYTON
MO
63105
1
EVP, Chief Legal Officer
Common Stock
7767
D
Non Qualified Stock Option (Right to Buy)
43.81
2031-02-25
Common Stock
4521
4521
D
Non Qualified Stock Option (Right to Buy)
48.34
2032-02-24
Common Stock
4946
4946
D
Restricted Share Units
Common Stock
857
857
D
Restricted Share Units
Common Stock
874
874
D
Restricted Share Units
Common Stock
9978
9978
D
Restricted Share Units
2023-02-28
4
A
0
1019
0
A
Common Stock
1019
1019
D
Non Qualified Stock Option (Right to Buy)
54.46
2023-02-28
4
A
0
4985
0
A
2033-02-28
Common Stock
4985
4985
D
This option becomes exercisable after a three year period on 2/25/24.
This option becomes exercisable after a three year period on 2/24/25.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
The option becomes exercisable after a three year period on 2/28/26.
/s/ Nicole M. Iannacone
2023-03-02