0001127602-22-002107.txt : 20220126 0001127602-22-002107.hdr.sgml : 20220126 20220126113122 ACCESSION NUMBER: 0001127602-22-002107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220124 FILED AS OF DATE: 20220126 DATE AS OF CHANGE: 20220126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LALLY JAMES BRIAN CENTRAL INDEX KEY: 0001674404 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 22556548 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-01-24 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001674404 LALLY JAMES BRIAN 150 N. MERAMEC CLAYTON MO 63105 1 1 CEO Common Stock 2022-01-24 4 M 0 1531 0 A 57852 D Common Stock 2022-01-24 4 F 0 578 48.20 D 57274 D Common Stock 2022-01-24 4 A 0 3614 0 A 60888 D Common Stock 2022-01-24 4 F 0 1456 48.20 D 59432 D Common Stock 16267 I 401 (K) Plan Common Stock 9270 D Restricted Share Units 2022-01-24 4 M 0 1531 0 D Common Stock 1531 0 D Restricted Share Units Common Stock 1982 1982 D Restricted Share Units Common Stock 3345 3345 D Withholding of stock to satisfy tax withholding obligation on issuance of common stock. The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account. These shares are held jointly with spouse. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. /s/James Brian Lally 2022-01-26