0001127602-21-019165.txt : 20210604 0001127602-21-019165.hdr.sgml : 20210604 20210604100811 ACCESSION NUMBER: 0001127602-21-019165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210531 FILED AS OF DATE: 20210604 DATE AS OF CHANGE: 20210604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IANNACONE NICOLE M CENTRAL INDEX KEY: 0001731826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 21995258 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: ST. LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-05-31 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001731826 IANNACONE NICOLE M 150 N. MERAMEC CLAYTON MO 63105 1 EVP, Chief Risk Officer Common Stock 2021-05-31 5 J 0 E 698 29.32 A 4730 D Non Qualified Stock Option (Right to Buy) 43.81 2031-02-25 Common Stock 4521 4521 D Restricted Share Units Common Stock 391 391 D Restricted Share Units Common Stock 540 540 D Restricted Share Units Common Stock 857 857 D The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2020 through May 31, 2021. This transaction is exempt under Section 16b-3(c). In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 1, 2020. This option becomes exercisable after a three year period on 2/25/24. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. /s/ Nicole M. Iannacone 2021-06-04