0001127602-21-002680.txt : 20210127
0001127602-21-002680.hdr.sgml : 20210127
20210127115405
ACCESSION NUMBER: 0001127602-21-002680
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210125
FILED AS OF DATE: 20210127
DATE AS OF CHANGE: 20210127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goodman Scott Richard
CENTRAL INDEX KEY: 0001454515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 21557698
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-01-25
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001454515
Goodman Scott Richard
150 N. MERAMEC
CLAYTON
MO
63105
1
President
Common Stock
2021-01-25
4
M
0
560
0
A
46890
D
Common Stock
2021-01-25
4
F
0
236
36.64
D
46654
D
Common Stock
2021-01-25
4
A
0
2530
0
A
49184
D
Common Stock
2021-01-25
4
F
0
1065
36.64
D
48119
D
Common Stock
6288
I
401(k) Plan
Restricted Share Units
2021-01-25
4
M
0
560
0
D
Common Stock
560
0
D
Restricted Share Units
Common Stock
616
616
D
Restricted Share Units
Common Stock
737
737
D
Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
/s/ Scott Richard Goodman
2021-01-27