0001127602-17-006773.txt : 20170217 0001127602-17-006773.hdr.sgml : 20170217 20170217121937 ACCESSION NUMBER: 0001127602-17-006773 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUCHE DOUGLAS CENTRAL INDEX KEY: 0001682456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 17620485 MAIL ADDRESS: STREET 1: 150 N MERMEC CITY: CLAYTON STATE: MO ZIP: 63105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-15 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001682456 BAUCHE DOUGLAS 150 N. MERAMEC CLAYTON MO 63105 1 Chief Credit Officer Common Stock 2017-02-15 4 A 0 4110 0 A 5424 D Common Stock 2017-02-15 4 F 0 1468 45.30 D 3956 D Common Stock 1929 I 401(K) Plan Restricted Share Units Common Stock 832 832 D Restricted Share Units Common Stock 376 376 D The shares of restricted stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Withholding of stock to satisfy tax withholding obligation on issuance of common stock. The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account. The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. Vesting occurs on December 15, 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. /s/ Douglas Bauche 2017-02-17