0001127602-17-001682.txt : 20170113 0001127602-17-001682.hdr.sgml : 20170113 20170113145903 ACCESSION NUMBER: 0001127602-17-001682 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170113 DATE AS OF CHANGE: 20170113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEENE S TURNER CENTRAL INDEX KEY: 0001482570 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 17527580 BUSINESS ADDRESS: STREET 1: P O BOX 547 CITY: BOYERTOWN STATE: PA ZIP: 19512 BUSINESS PHONE: 610-369-6293 MAIL ADDRESS: STREET 1: P O BOX 547 CITY: BOYERTOWN STATE: PA ZIP: 19512 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2016-12-31 0 0 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001482570 KEENE S TURNER 150 N. MERAMEC ST. LOUIS MO 63105 1 EVP, Chief Financial Officer Common Stock 6197 D Common Stock 807 I 401(k) Plan Restricted Share Units Common Stock 10457 10457 D The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account. The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest on a pro-rata basis over 3 years subject to continued employment by the reporting person and an Award Agreement mutually agreeable to both parties. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. /s/ Keene S. Turner 2017-01-13