0001127602-17-001682.txt : 20170113
0001127602-17-001682.hdr.sgml : 20170113
20170113145903
ACCESSION NUMBER: 0001127602-17-001682
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170113
DATE AS OF CHANGE: 20170113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEENE S TURNER
CENTRAL INDEX KEY: 0001482570
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 17527580
BUSINESS ADDRESS:
STREET 1: P O BOX 547
CITY: BOYERTOWN
STATE: PA
ZIP: 19512
BUSINESS PHONE: 610-369-6293
MAIL ADDRESS:
STREET 1: P O BOX 547
CITY: BOYERTOWN
STATE: PA
ZIP: 19512
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2016-12-31
0
0
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001482570
KEENE S TURNER
150 N. MERAMEC
ST. LOUIS
MO
63105
1
EVP, Chief Financial Officer
Common Stock
6197
D
Common Stock
807
I
401(k) Plan
Restricted Share Units
Common Stock
10457
10457
D
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSUs vest on a pro-rata basis over 3 years subject to continued employment by the reporting person and an Award Agreement mutually agreeable to both parties. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
/s/ Keene S. Turner
2017-01-13