0001127602-16-037321.txt : 20160120 0001127602-16-037321.hdr.sgml : 20160120 20160120125946 ACCESSION NUMBER: 0001127602-16-037321 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141216 FILED AS OF DATE: 20160120 DATE AS OF CHANGE: 20160120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULLINS BIRCH M CENTRAL INDEX KEY: 0001092471 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 161350374 MAIL ADDRESS: STREET 1: 635 MARYVILLE CENTER SUITE 200 CITY: ST LOUIS STATE: MO ZIP: 63141 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2014-12-16 2014-12-17 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001092471 MULLINS BIRCH M 150 N. MERAMEC ST. LOUIS MO 63105 1 Common Stock 2014-12-16 5 G 0 E 6737 0 A 6737 I Spouse Trust Common Stock 2014-12-26 5 G 0 E 6737 0 D 0 I Spouse Trust On 12/16/14, the reporting person made a bona-fide gift of 6,737 shares to the Catherine V. Mullins Revocable Trust, of which the reporting person's spouse is trustee, and the reporting person's spouse and the reporting person's son are beneficiaries. This gift was timely reported as a disposition on Form 4 filed on 12/17/2014. Although the reporting person disclaims beneficial ownership, this amendment reflects the acquisition and indirect ownership of these shares as a result of the same gift. Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. On 12/26/14, the shares referred to in footnote (1) were disposed of in a bona fide gift by the reporting person's spouse. /s/Birch M. Mullins 2016-01-20