0001127602-15-016897.txt : 20150512 0001127602-15-016897.hdr.sgml : 20150512 20150512083009 ACCESSION NUMBER: 0001127602-15-016897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150508 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSH STEPHEN P CENTRAL INDEX KEY: 0001264209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 15852873 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: CLAYTON STATE: MI ZIP: 63105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-05-08 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001264209 MARSH STEPHEN P 150 N. MERAMEC ST. LOUIS MO 63105 1 Chairman Chief Credit Officer Common Stock 2015-05-08 4 F 0 824 20.84 D 38751 D Common Stock 80428 I By Trust Restricted Share Units Common Stock 2283 2283 D Stock Settled Stock Appreciation Rights 15.95 2009-07-07 2018-07-07 Common Stock 36000 36000 D Withholding of stock to satisfy tax withholding on vesting of common stock. The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on July 7 of each year, commencing July 7, 2009. /s/ Stephen P. Marsh 2015-05-12