0001127602-13-010020.txt : 20130308 0001127602-13-010020.hdr.sgml : 20130308 20130308084611 ACCESSION NUMBER: 0001127602-13-010020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130307 FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEUCK RICHARD C CENTRAL INDEX KEY: 0001186811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 13675422 MAIL ADDRESS: STREET 1: 150 N MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-03-07 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001186811 LEUCK RICHARD C 150 N. MERAMEC ST. LOUIS MO 63105 1 Chief Operating Officer Common Stock 2013-03-07 5 G 0 E 1000 0 D 9500 I Spouse Trust Common Stock 4187 D Common Stock 34149 I By Trust Common Stock 7000 I Self Ira Common Stock 18664 D Incentive Stock Option (Right to Buy) 13.40 2003-05-13 2013-05-13 Common Stock 12500 12500 D Restricted Share Units Common Stock 7194 7194 D Stock Settled Stock Appreciation Rights 20.63 2008-12-15 2018-06-13 Common Stock 5000 5000 D These shares are held jointly with spouse. The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008. /s/ Richard C. Leuck 2013-03-08