0001127602-13-010020.txt : 20130308
0001127602-13-010020.hdr.sgml : 20130308
20130308084611
ACCESSION NUMBER: 0001127602-13-010020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130307
FILED AS OF DATE: 20130308
DATE AS OF CHANGE: 20130308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEUCK RICHARD C
CENTRAL INDEX KEY: 0001186811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 13675422
MAIL ADDRESS:
STREET 1: 150 N MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-03-07
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001186811
LEUCK RICHARD C
150 N. MERAMEC
ST. LOUIS
MO
63105
1
Chief Operating Officer
Common Stock
2013-03-07
5
G
0
E
1000
0
D
9500
I
Spouse Trust
Common Stock
4187
D
Common Stock
34149
I
By Trust
Common Stock
7000
I
Self Ira
Common Stock
18664
D
Incentive Stock Option (Right to Buy)
13.40
2003-05-13
2013-05-13
Common Stock
12500
12500
D
Restricted Share Units
Common Stock
7194
7194
D
Stock Settled Stock Appreciation Rights
20.63
2008-12-15
2018-06-13
Common Stock
5000
5000
D
These shares are held jointly with spouse.
The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.
/s/ Richard C. Leuck
2013-03-08