0001127602-12-016031.txt : 20120507 0001127602-12-016031.hdr.sgml : 20120507 20120507162812 ACCESSION NUMBER: 0001127602-12-016031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120503 FILED AS OF DATE: 20120507 DATE AS OF CHANGE: 20120507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUELLER JEROME M CENTRAL INDEX KEY: 0001395312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 12818174 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-05-03 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001395312 MUELLER JEROME M 150 N. MEREMAC ST. LOUIS MO 63105 1 SVP Marketing Common Stock 21685 D Restricted Share Units 2012-05-03 4 A 0 4761 0 A Common Stock 5016 5016 D Stock Settled Stock Appreciation Rights 25.63 2007-12-15 2017-06-15 Common Stock 4953 4953 D Stock Settled Stock Appreciation Rights 20.63 2008-12-15 2018-06-13 Common Stock 3000 3000 D The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007. Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008. /s/ Jerome M. Mueller 2012-05-07