-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PfQHYtdQKxGDxdL4nArex66BUcwV0LypPCMp1Ry9Zpw+iEmHCkS0UUL3abeYMUsa L7vzga3vlzGWIM+Hl2n+Zw== 0001025835-09-000155.txt : 20091218 0001025835-09-000155.hdr.sgml : 20091218 20091218154217 ACCESSION NUMBER: 0001025835-09-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091217 FILED AS OF DATE: 20091218 DATE AS OF CHANGE: 20091218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARSHAW HENRY CENTRAL INDEX KEY: 0001195338 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 091250132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-17 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001195338 WARSHAW HENRY 150 N. MERAMEC ST. LOUIS MO 63105 1 0 0 0 COMMON STOCK 2009-12-17 4 A 0 1677 A 32479 D COMMON STOCK 25740 I SELF IRA COMMON STOCK 25980 I SPOUSE IRA Non-Qualified Stock Option (right to buy) 11.50 2004-10-01 2012-01-01 Common Stock 1937 1937 D Convertible Trust Preferred Securities of EFSC Capital 17.34 2008-12-12 2038-12-12 Common Stock 287852 5000 I VRE TRUPS LLC Represents shares issued under the Non-Management Director Stock Plan. Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options. The securities are owned by VRE TRUPS LLC as to which the Reporting Person has indirect investment and voting control. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his economic beneficial interest in VRE TRUPS LLC which is less than 1%. Henry D Warshaw 2009-12-18 -----END PRIVACY-ENHANCED MESSAGE-----