-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VdMiNlkAFn/p3V8olOTqQug5AQ67/vTAjrtx5UBwS9etM11zRfshbtJKtIIFj6KM QxmA7Nn+EcIqnnhLkpm2EA== 0001025835-09-000019.txt : 20090115 0001025835-09-000019.hdr.sgml : 20090115 20090115122539 ACCESSION NUMBER: 0001025835-09-000019 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090115 DATE AS OF CHANGE: 20090115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSON LINDA CENTRAL INDEX KEY: 0001395348 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 09528028 BUSINESS ADDRESS: BUSINESS PHONE: 314-725-5500 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2008-12-31 0 0 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001395348 HANSON LINDA 150 N. MEREMAC ST. LOUIS MO 63105 0 1 0 0 President Common Stock 12875 D Common Stock 13915 I Custodian for Children Common Stock 43472 D Common Stock 8500 I Self-IRA Common Stock 1278 I 401 (k) Plan Restricted Share Units Common Stock 2351 2351 D Stock Settled Stock Appreciation Rights 25.63 2007-12-15 2017-06-15 Common Stock 9433 9433 D Stock Settled Stock Appreciation Rights 20.63 2008-12-15 2018-06-13 Common Stock 11495 11495 D Stock Settled Stock Appreciation Rights 15.95 2009-07-07 2018-07-07 Common Stock 36000 36000 D These shares are held jointly with spouse. The reporting person hold units in the stock fund and the shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account as of 12/31/08. The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007. Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008. Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on July 7 of each year, commencing July 7, 2009. Linda M. Hanson 2009-01-14 -----END PRIVACY-ENHANCED MESSAGE-----