-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NPiFWWxQ4huGamC/KatNvpV22yLcicKe8HlDdIYTRH3mzGwHHZ7MrOkHPIkCMIjJ x81F0gDBpOWEUFnlmThRUA== 0001025835-08-000085.txt : 20080319 0001025835-08-000085.hdr.sgml : 20080319 20080319163229 ACCESSION NUMBER: 0001025835-08-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080101 FILED AS OF DATE: 20080319 DATE AS OF CHANGE: 20080319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSH STEPHEN P CENTRAL INDEX KEY: 0001264209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 08699640 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: CLAYTON STATE: MI ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 0907 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-01-01 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001264209 MARSH STEPHEN P 150 N. MERAMEC ST. LOUIS MO 63105 0 1 0 0 President Common Stock 5435 D Common Stock 25667 I By Trust Common Stock 2008-01-01 5 J 0 495 0 A 495 I 401 (k) Incentive Stock Option (right to buy) 13.05 2004-10-01 2013-08-25 Common Stock 8333 8333 D Restricted Share Units Common Stock 9448 9448 D On January 1, 2008, the issuer amended the provisions of its 401 (k) plan by adding a unitized stock fund which holds shares of the issuer's Common Stock. As a result of such amendments, shares of the issuers Common Stock held in the plan for the benefit of the reporting person were deemed beneficially owned under Section 16. The reporting person holds units in the stock fund and the shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account as of 2/28/08. Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options. The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The May 17 Form 4 and previous Form 4s filed by the reporting person reported a purchase price equal to the fair market value of common stock on the date of the grant, however no consideration was paid by the reporting person. The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Stephen P. Marsh 2008-03-19 -----END PRIVACY-ENHANCED MESSAGE-----