-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qh7bT8eRGTe2ninli1vDDanrNUTV2m8Lq+/ygXD7aFs1n6PNfO5at/CR/lPn5Qqd +25I3gyaZsHw7YSYMU2B8A== 0001025835-08-000065.txt : 20080201 0001025835-08-000065.hdr.sgml : 20080201 20080201165653 ACCESSION NUMBER: 0001025835-08-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080201 FILED AS OF DATE: 20080201 DATE AS OF CHANGE: 20080201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 0907 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ray Steven L CENTRAL INDEX KEY: 0001420177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 08569273 BUSINESS ADDRESS: BUSINESS PHONE: 314-725-5500 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-02-01 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001420177 Ray Steven L 150 N. MERAMEC ST. LOUIS MO 63105 0 1 0 0 President, Trust Common Stock 2008-02-01 4 S 0 38 22.56 D 8469 D Common Stock 2008-02-01 4 S 0 38 22.51 D 8431 D Common Stock 2008-02-01 4 S 0 124 22.52 D 8307 D Common Stock 2008-02-01 4 S 0 200 22.63 D 8107 D Common Stock 2008-02-01 4 S 0 80 22.75 D 8027 D Common Stock 6000 I Self - IRA Incentive Stock Option (right to buy) 11.75 2004-10-01 2011-07-01 Common Stock 2500 2500 D Incentive Stock Option (right to buy) 13.10 2004-10-01 2013-08-01 Commont Stock 2000 2000 D Incentive Stock Option (right to buy) 15.00 2004-10-01 2010-09-01 Common Stock 2500 2500 D Non-Qualified Stock Option (right to buy) 10.00 2004-10-01 2012-08-28 Common Stock 2500 2500 D Restricted Share Units Common Stock 1354 1354 D Stock Settled Stock Appreciation Rights 25.63 2007-12-15 2017-06-15 Common Stock 1500 1500 D Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options. The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007. Steven L. Ray 2008-02-01 -----END PRIVACY-ENHANCED MESSAGE-----