-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JFS99hzPg4zd2rKxYpFlIavuRDXLFsb04jBI9higiovVZWFL+DtLWm1OFUU6zgOi IPIcQGkRe67ATHL3nHkAcw== 0001025835-08-000029.txt : 20080131 0001025835-08-000029.hdr.sgml : 20080131 20080131140644 ACCESSION NUMBER: 0001025835-08-000029 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080131 DATE AS OF CHANGE: 20080131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 0907 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BENOIST PETER CENTRAL INDEX KEY: 0001195552 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 08563913 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2007-12-31 0 0 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001195552 BENOIST PETER 150 N. MERAMEC ST. LOUIS MO 63105 0 1 0 0 Chairman Common Stock 9307 D Common Stock 111400 D Incentive Stock Option (right to buy) 10.25 2004-10-01 2012-10-01 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 13.40 2004-10-01 2013-05-13 Common Stock 37313 37313 D Non-Qualified Stock Option (right to buy) 22.73 2009-01-05 2016-01-05 Common Stock 3850 3850 D Non-Qualifed Stock Option 30.17 2010-01-05 2017-01-05 Common Stock 2900 2900 D Restricted Share Units Common Stock 15721 15721 D Stock Settled Stock Apreciation Rights 25.63 2007-12-15 2017-06-15 Common Stock 16508 16508 D These shares are held jointly with spouse. Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options. Options vest 33% per year for three years The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007. Peter F. Benoist 2008-01-31 -----END PRIVACY-ENHANCED MESSAGE-----