-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OEzQEtjkavIRtf7PLfLrGE92UXiP/eANbtL35LHw9j4X2JbrISuqXxR9f4mwSfkF n+Yjai7sft1DdZQFYx/jMw== 0001025835-07-000138.txt : 20070619 0001025835-07-000138.hdr.sgml : 20070619 20070619111248 ACCESSION NUMBER: 0001025835-07-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070615 FILED AS OF DATE: 20070619 DATE AS OF CHANGE: 20070619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUELLER JEROME M CENTRAL INDEX KEY: 0001395312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 07927732 BUSINESS ADDRESS: BUSINESS PHONE: 314-725-5500 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-06-15 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001395312 MUELLER JEROME M 150 N. MEREMAC ST. LOUIS MO 63105 0 1 0 0 SVP Marketing COMMON STOCK 14276 D Restricted Share Units 2007-06-15 4 D 0 1981 D Common Stock 1981 1397 D Stock Settled Stock Appreciation Rights 25.63 2007-06-15 4 A 0 4953 0 A 2007-12-15 2017-06-15 Common Stock 4953 4953 D Each RSU represents the right to recieve one share of Common Stock, subject to adjustment as provided in the Grant Agreement. Pursuant to a one time offer by Enterprise Financial Services Corp, the reporting person has elected to exchange RSUs for Stock Settled Stock Appreciation Rights ("SSARs") at a ratio of 2.5 SSARs for each RSU surrendered. The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007. Jerome M. Mueller 2007-06-18 -----END PRIVACY-ENHANCED MESSAGE-----