-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WY9lHvRoryh523aN0CSIqvFgWMK1Eox6kNcaajGKBwyF76djNoFCr5ctfy+3mkbX Gn9BhygXqhgE1YUJcnJeLA== 0001025835-07-000100.txt : 20070614 0001025835-07-000100.hdr.sgml : 20070614 20070614145929 ACCESSION NUMBER: 0001025835-07-000100 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070515 FILED AS OF DATE: 20070614 DATE AS OF CHANGE: 20070614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARSTOW DEBORAH N CENTRAL INDEX KEY: 0001325343 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 07919786 BUSINESS ADDRESS: BUSINESS PHONE: 314-725-5500 MAIL ADDRESS: STREET 1: 150 N MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2007-05-15 2007-05-17 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001325343 BARSTOW DEBORAH N 150 N. MERAMEC ST. LOUIS MO 63105 0 1 0 0 SVP & Controller Common Stock 4355 D Common Stock 1100 I Jt/w Spouse Incentive Stock Option (right to buy) 12.50 2004-10-01 2013-01-01 Common Stock 4000 4000 D Incentive Stock Option (right to buy) 13.10 2004-10-01 2013-08-01 Common Stock 2000 2000 D Restricted Share Units 2007-05-15 4 A 0 1273 A Common Stock 1273 3106 D Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options. The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The May 17 Form 4 and previous Form 4s filed by the reporting person reported a purchase price equal to the fair market value of common stock on the date of the grant, however no consideration was paid by the reporting person. The Form 4 filed on May 17, 2007 and all Form 4s filed after January 2006 by the reporting person disclosed the acquisition of Restricted Share Units ("RSUs") and beneficial ownership of RSUs in Table I. This amendment restates the disclosure of such acquisition by reporting it in Table II. The May 17 Form 4 and all Form 4s filed by the reporting person after January 2006 also reported both vested and unvested RSUs as common stock beneficially owned by the reporting person. This amendment restates the number of shares of common stock beneficially owned, directly and indirectly, by the reporting person to include RSU's which have vested todate. Unvested RSUs beneficially owned, either directly or indirectly, are disclosed in Table II. Deborah N. Barstow 2007-06-14 -----END PRIVACY-ENHANCED MESSAGE-----