-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QCDDMaMKMR94hQieni1YXwkRYeJSh2aoX6DW7Tc/ky7wZ+yz4HcYe96dBPdMPaVz 8zLKPnCqgQCiVTjH0jRhfA== 0001025835-07-000028.txt : 20070207 0001025835-07-000028.hdr.sgml : 20070207 20070207174634 ACCESSION NUMBER: 0001025835-07-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070205 FILED AS OF DATE: 20070207 DATE AS OF CHANGE: 20070207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAGNER JAMES C CENTRAL INDEX KEY: 0000937147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 07589268 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC CITY: CLAYTON STATE: MI ZIP: 63105 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-05 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0000937147 WAGNER JAMES C 150 N. MERAMEC ST. LOUIS MO 63105 0 1 0 0 Executive Vice President Common Stock 9101 I EBSP III, LLC Common Stock 15470 I Grandchildren Trust Common Stock 2007-02-02 4 G 0 300 0 D 17700 I Jt/w Spouse Common Stock 15000 I By Trust Restricted Share Units 6596 D Common Stock 2007-02-05 4 X 0 479 10.25 A 479 D Common Stock 2007-02-05 4 S 0 479 31.40 D 0 D Incentive Stock Option (right to buy) 10.25 2007-02-05 4 X 0 479 31.40 D 2004-10-01 2012-09-24 Common Stock 479 8021 D Incentive Stock Option (right to buy) 11.75 2004-10-01 2011-07-01 Common Stock 8000 8000 D Incentive Stock Option (right to buy) 15.00 2004-10-01 2010-09-01 Common Stock 7000 7000 D Non-Qualified Stock Option (right to buy) 13.40 2004-10-01 2013-05-13 Common Stock 11194 11194 D Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options. James C. Wagner 2007-02-07 -----END PRIVACY-ENHANCED MESSAGE-----