N-PX 1 icon-npx_063020.htm ANNUAL REPORT OF PROXY VOTING RECORD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549-

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act File Number:     811-07883

 

Name of Registrant:      ICON Funds

 

Address of Principal Executive Offices:

5299 DTC Blvd.

Suite 1200

Greenwood Village, Colorado 80111

Name and address of agent of service:

Jack Quillin

ICON Funds

5299 DTC Blvd.

Suite 1200

Greenwood Village, Colorado 80111

Registrant’s telephone number including area code:

 

Date of fiscal year end:

09/30/20

 

Date of reporting period:

07/01/2019 - 06/30/2020

 

 

 

 

 

 

             
Item 1: Proxy Voting Record 
             
Registrant: ICON Funds
             
Fund Name: ICON Consumer Discretionary Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020
               
               
               
Alibaba Group Holding Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  BABA CUSIP 01609W102   07/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Share Subdivision   Mgmt For For For
  2 Elect Daniel Yong ZHANG   Mgmt For For For
  3 Elect Chee Hwa Tung   Mgmt For For For
  4 Elect Jerry YANG Chih-Yuan   Mgmt For For For
  5 Elect Wan Ling Martello   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Amazon.com, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AMZN CUSIP 023135106   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey P. Bezos   Mgmt For For For
  2 Elect Rosalind G. Brewer   Mgmt For For For
  3 Elect Jamie S. Gorelick   Mgmt For For For
  4 Elect Daniel P. Huttenlocher   Mgmt For For For
  5 Elect Judith A. McGrath   Mgmt For For For
  6 Elect Indra K. Nooyi   Mgmt For For For
  7 Elect Jonathan J. Rubinstein   Mgmt For For For
  8 Elect Thomas O. Ryder   Mgmt For Against Against
  9 Elect Patricia Q. Stonesifer   Mgmt For For For
  10 Elect Wendell P. Weeks   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Reduce Ownership Threshold for Shareholders to Call Special Meetings   Mgmt For Against Against
  14 Shareholder Proposal Regarding Report on Food Waste   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Report on Customer Due Diligence   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  19 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
  20 Shareholder Proposal Regarding Report on Community Impacts   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Report on Viewpoint Discrimination   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Report on Promotion Data    ShrHoldr Against For Against
  23 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
  24 Shareholder Proposal Regarding Human Rights Impact Assessment   ShrHoldr Against Against For
  25 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
               
               
               
Capri Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  CPRI CUSIP G1890L107   08/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Judy  Gibbons   Mgmt For For For
  2 Elect Jane Thompson   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
Carnival Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CCL CUSIP 143658300   04/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Micky Arison   Mgmt For For For
  2 Elect Jonathon Band   Mgmt For For For
  3 Elect Jason G. Cahilly   Mgmt For For For
  4 Elect Helen Deeble   Mgmt For For For
  5 Elect Arnold W. Donald   Mgmt For For For
  6 Elect Richard J. Glasier   Mgmt For For For
  7 Elect Katie Lahey   Mgmt For For For
  8 Elect John Parker   Mgmt For For For
  9 Elect Stuart Subotnick   Mgmt For For For
  10 Elect Laura A. Weil   Mgmt For For For
  11 Elect Randall J. Weisenburger   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Approval of Directors’ Remuneration Report   Mgmt For For For
  14 Approval of Director’s Remuneration Policy   Mgmt For For For
  15 Appointment of Auditor   Mgmt For For For
  16 Authority to Set Fees   Mgmt For For For
  17 Accounts and Reports   Mgmt For For For
  18 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  19 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  20 Authority to Repurchase Shares   Mgmt For For For
  21 Approval of 2020 Stock Plan   Mgmt For For For
  22 Approval of Employee Stock Purchase Plan   Mgmt For For For
               
               
               
Comcast Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CMCSA CUSIP 20030N101   06/03/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Kenneth J. Bacon   Mgmt For For For
  1.2 Elect Madeline S. Bell   Mgmt For For For
  1.3 Elect Naomi M. Bergman   Mgmt For For For
  1.4 Elect Edward D. Breen   Mgmt For For For
  1.5 Elect Gerald L. Hassell   Mgmt For For For
  1.6 Elect Jeffrey A. Honickman   Mgmt For For For
  1.7 Elect Maritza Gomez Montiel   Mgmt For For For
  1.8 Elect Asuka Nakahara   Mgmt For For For
  1.9 Elect David C. Novak   Mgmt For For For
  1.10 Elect Brian L. Roberts   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Amendment to the 2003 Stock Option Plan   Mgmt For For For
  4 Amendment to the 2002 Restricted Stock Plan   Mgmt For For For
  5 Advisory vote on executive compensation   Mgmt For For For
  6 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  7 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  8 Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment   ShrHoldr Against For Against
               
               
               
Dollar General Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  DG CUSIP 256677105   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warren F. Bryant   Mgmt For For For
  2 Elect Michael M. Calbert   Mgmt For For For
  3 Elect Sandra B. Cochran   Mgmt For Abstain Against
  4 Elect Patricia D. Fili-Krushel   Mgmt For For For
  5 Elect Timothy I. McGuire   Mgmt For For For
  6 Elect William C. Rhodes, III   Mgmt For For For
  7 Elect Debra A. Sandler   Mgmt For For For
  8 Elect Ralph E. Santana   Mgmt For For For
  9 Elect Todd J. Vasos   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Elimination of Supermajority Requirement to amend the Company’s Charter   Mgmt For For For
  13 Elimination of Supermajority Requirement to amend the Company’s Bylaws   Mgmt For For For
               
               
               
Dorman Products, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DORM CUSIP 258278100   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven L. Berman   Mgmt For For For
  2 Elect Kevin M. Olsen   Mgmt For For For
  3 Elect John J. Gavin   Mgmt For For For
  4 Elect Paul R. Lederer   Mgmt For For For
  5 Elect Richard T. Riley   Mgmt For For For
  6 Elect Kelly A. Romano   Mgmt For For For
  7 Elect G. Michael Stakias   Mgmt For For For
  8 Advisory Vote on Executive Compensation   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
               
               
               
EBay Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EBAY CUSIP 278642103   06/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Anthony J. Bates   Mgmt For For For
  2 Elect Adriane M. Brown   Mgmt For For For
  3 Elect Jesse A. Cohn   Mgmt For For For
  4 Elect Diana Farrell   Mgmt For For For
  5 Elect Logan D. Green   Mgmt For For For
  6 Elect Bonnie S. Hammer   Mgmt For For For
  7 Elect Jamie Iannone   Mgmt For For For
  8 Elect Kathleen C. Mitic   Mgmt For For For
  9 Elect Matthew J. Murphy   Mgmt For For For
  10 Elect Pierre M. Omidyar   Mgmt For For For
  11 Elect Paul S. Pressler   Mgmt For For For
  12 Elect Robert H. Swan   Mgmt For For For
  13 Elect Perry M. Traquina   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Gentherm Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  THRM CUSIP 37253A103   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Sophie Desormiere   Mgmt For For For
  1.2 Elect Phillip M. Eyler   Mgmt For For For
  1.3 Elect Yvonne Hao   Mgmt For For For
  1.4 Elect Ronald Hundzinski   Mgmt For For For
  1.5 Elect Charles R. Kummeth   Mgmt For For For
  1.6 Elect Byron Shaw II   Mgmt For For For
  1.7 Elect John Stacey   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Amendment to the 2013 Equity Incentive Plan   Mgmt For For For
               
               
               
Global Payments Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GPN CUSIP 37940X102   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. Thaddeus Arroyo   Mgmt For For For
  2 Elect Robert H.B. Baldwin, Jr.   Mgmt For Against Against
  3 Elect John G. Bruno   Mgmt For For For
  4 Elect Kriss Cloninger III   Mgmt For For For
  5 Elect William I. Jacobs   Mgmt For For For
  6 Elect Joia M. Johnson   Mgmt For For For
  7 Elect Ruth Ann Marshall   Mgmt For For For
  8 Elect Connie D. McDaniel   Mgmt For For For
  9 Elect William B. Plummer   Mgmt For For For
  10 Elect Jeffrey S. Sloan   Mgmt For For For
  11 Elect John T. Turner   Mgmt For For For
  12 Elect M. Troy Woods   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Elimination of Supermajority Requirement   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
LGI Homes, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LGIH CUSIP 50187T106   04/30/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ryan Edone   Mgmt For For For
  1.2 Elect Duncan Gage   Mgmt For For For
  1.3 Elect Eric Lipar   Mgmt For For For
  1.4 Elect Laura Miller   Mgmt For For For
  1.5 Elect Bryan Sansbury   Mgmt For For For
  1.6 Elect Steven Smith   Mgmt For Withhold Against
  1.7 Elect Robert Vahradian   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
LKQ Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LKQ CUSIP 501889208   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Patrick Berard   Mgmt For For For
  2 Elect Meg A. Divitto   Mgmt For For For
  3 Elect Robert M. Hanser   Mgmt For For For
  4 Elect Joseph M. Holsten   Mgmt For For For
  5 Elect Blythe J. McGarvie   Mgmt For For For
  6 Elect John Mendel   Mgmt For For For
  7 Elect Jody G. Miller   Mgmt For For For
  8 Elect John F. O’Brien   Mgmt For For For
  9 Elect Guhan Subramanian   Mgmt For For For
  10 Elect Xavier Urbain   Mgmt For For For
  11 Elect Dominick P. Zarcone   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Lowe’s Companies, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LOW CUSIP 548661107   05/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Raul Alvarez   Mgmt For For For
  1.2 Elect David H. Batchelder   Mgmt For For For
  1.3 Elect Angela F. Braly   Mgmt For For For
  1.4 Elect Sandra B. Cochran   Mgmt For For For
  1.5 Elect Laurie Z. Douglas   Mgmt For For For
  1.6 Elect Richard W. Dreiling   Mgmt For For For
  1.7 Elect Marvin R. Ellison   Mgmt For For For
  1.8 Elect Brian C. Rogers   Mgmt For For For
  1.9 Elect Bertram L. Scott   Mgmt For For For
  1.10 Elect Lisa W. Wardell   Mgmt For For For
  1.11 Elect Eric C. Wiseman   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
  4 Decrease in Threshold Required to Call a Special Meeting   Mgmt For For For
  5 Approval of the 2020 Employee Stock Purchase Plan   Mgmt For For For
  6 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against Against For
               
               
               
Lululemon Athletica inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LULU CUSIP 550021109   06/03/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael Casey   Mgmt For For For
  2 Elect Glenn Murphy   Mgmt For For For
  3 Elect David M. Mussafer   Mgmt For For For
  4 Elect Stephanie Ferris   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Shareholder Proposal Regarding Policy on Down Products   ShrHoldr Against Against For
               
               
               
M/I Homes, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MHO CUSIP 55305B101   05/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Phillip G. Creek   Mgmt For Withhold Against
  1.2 Elect Nancy J. Kramer   Mgmt For For For
  1.3 Elect Norman L. Traeger   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Marriott Vacations Worldwide Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  VAC CUSIP 57164Y107   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect C. E. Andrews   Mgmt For For For
  1.2 Elect William W. McCarten   Mgmt For For For
  1.3 Elect William J. Shaw   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Approval of the 2020 Equity Incentive Plan   Mgmt For For For
               
               
               
Mastercard Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  MA CUSIP 57636Q104   06/16/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard Haythornthwaite   Mgmt For Against Against
  2 Elect Ajay Banga   Mgmt For For For
  3 Elect Richard K. Davis   Mgmt For For For
  4 Elect Steven J. Freiberg   Mgmt For For For
  5 Elect Julius Genachowski   Mgmt For For For
  6 Elect Choon  Phong Goh   Mgmt For For For
  7 Elect Merit E. Janow   Mgmt For For For
  8 Elect Oki Matsumoto   Mgmt For For For
  9 Elect Youngme E. Moon   Mgmt For For For
  10 Elect Rima Qureshi   Mgmt For For For
  11 Elect Jose Octavio Reyes Lagunes   Mgmt For For For
  12 Elect Gabrielle Sulzberger   Mgmt For For For
  13 Elect Jackson P. Tai   Mgmt For For For
  14 Elect Lance Uggla   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
               
               
               
Mohawk Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MHK CUSIP 608190104   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Karen A. Smith Bogart   Mgmt For For For
  2 Elect Jeffrey S. Lorberbaum   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Nike, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NKE CUSIP 654106103   09/19/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Alan B. Graf, Jr.   Mgmt For For For
  1.2 Elect Peter B. Henry   Mgmt For For For
  1.3 Elect Michelle Peluso   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
O’Reilly Automotive, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ORLY CUSIP 67103H107   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David E. O’Reilly   Mgmt For For For
  2 Elect Larry P. O’Reilly   Mgmt For For For
  3 Elect Greg Henslee   Mgmt For For For
  4 Elect Jay D. Burchfield   Mgmt For For For
  5 Elect Thomas T. Hendrickson   Mgmt For For For
  6 Elect John R. Murphy   Mgmt For For For
  7 Elect Dana M. Perlman   Mgmt For For For
  8 Elect Maria A. Sastre   Mgmt For For For
  9 Elect Andrea M. Weiss   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Amendment to Threshold Required to Call a Special Meeting   Mgmt For For For
  13 Amendment to Articles to Delete Unnecessary and Outdated
Language
  Mgmt For For For
  14 Shareholder Proposal Regarding Human Capital Management Reporting   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
The TJX Companies, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TJX CUSIP 872540109   06/09/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Zein Abdalla   Mgmt For For For
  2 Elect Alan M. Bennett   Mgmt For For For
  3 Elect Rosemary T. Berkery   Mgmt For For For
  4 Elect David T. Ching   Mgmt For For For
  5 Elect Ernie Herrman   Mgmt For For For
  6 Elect Michael F. Hines   Mgmt For For For
  7 Elect Amy B. Lane   Mgmt For For For
  8 Elect Carol Meyrowitz   Mgmt For For For
  9 Elect Jackwyn L. Nemerov   Mgmt For For For
  10 Elect John F. O’Brien   Mgmt For For For
  11 Elect Willow B. Shire   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Report on Chemicals   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Report on Animal Welfare   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age   ShrHoldr Against Against For
               
               
               
Ulta Beauty, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ULTA CUSIP 90384S303   06/03/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Michelle L. Collins   Mgmt For For For
  1.2 Elect Patricia Little   Mgmt For For For
  1.3 Elect Michael C. Smith   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
V.F. Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  VFC CUSIP 918204108   07/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Richard T. Carucci   Mgmt For For For
  1.2 Elect Juliana L. Chugg   Mgmt For For For
  1.3 Elect Benno Dorer   Mgmt For For For
  1.4 Elect Mark S. Hoplamazian   Mgmt For For For
  1.5 Elect Laura W. Lang   Mgmt For For For
  1.6 Elect W. Alan McCollough   Mgmt For For For
  1.7 Elect W. Rodney McMullen   Mgmt For For For
  1.8 Elect Clarence Otis, Jr.   Mgmt For For For
  1.9 Elect Steven E. Rendle   Mgmt For For For
  1.10 Elect Carol L. Roberts   Mgmt For For For
  1.11 Elect Matthew J. Shattock   Mgmt For For For
  1.12 Elect Veronica B. Wu   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For

 

 

 

Item 1: Proxy Voting Record

 

Registrant: ICON Funds

 

Fund Name: ICON Consumer Staples Fund

 

Date of reporting period: 07/01/2019 - 06/30/2020

 

               
Altria Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MO CUSIP 02209S103   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John T. Casteen III   Mgmt For For For
  2 Elect Dinyar S. Devitre   Mgmt For For For
  3 Elect Thomas F. Farrell II   Mgmt For For For
  4 Elect Debra J. Kelly-Ennis   Mgmt For For For
  5 Elect W. Leo Kiely III   Mgmt For For For
  6 Elect Kathryn B. McQuade   Mgmt For For For
  7 Elect George Munoz   Mgmt For For For
  8 Elect Mark E. Newman   Mgmt For For For
  9 Elect Nabil Y. Sakkab   Mgmt For For For
  10 Elect Virginia E. Shanks   Mgmt For For For
  11 Elect Howard A. Willard III   Mgmt For Abstain Against
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Approval of the 2020 Performance Incentive Plan   Mgmt For For For
  15 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Report on Underage Tobacco Prevention   ShrHoldr Against Against For
               
               
               
Amazon.com, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AMZN CUSIP 023135106   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey P. Bezos   Mgmt For For For
  2 Elect Rosalind G. Brewer   Mgmt For For For
  3 Elect Jamie S. Gorelick   Mgmt For For For
  4 Elect Daniel P. Huttenlocher   Mgmt For For For
  5 Elect Judith A. McGrath   Mgmt For For For
  6 Elect Indra K. Nooyi   Mgmt For For For
  7 Elect Jonathan J. Rubinstein   Mgmt For For For
  8 Elect Thomas O. Ryder   Mgmt For Against Against
  9 Elect Patricia Q. Stonesifer   Mgmt For For For
  10 Elect Wendell P. Weeks   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Reduce Ownership Threshold for Shareholders to Call Special Meetings   Mgmt For Against Against
  14 Shareholder Proposal Regarding Report on Food Waste   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Report on Customer Due Diligence   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  19 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
  20 Shareholder Proposal Regarding Report on Community Impacts   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Report on Viewpoint Discrimination   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Report on Promotion Data    ShrHoldr Against For Against
  23 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
  24 Shareholder Proposal Regarding Human Rights Impact Assessment   ShrHoldr Against Against For
  25 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
               
               
               
Calavo Growers, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CVGW CUSIP 128246105   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Lecil E. Cole   Mgmt For Withhold Against
  1.2 Elect Steven Hollister   Mgmt For For For
  1.3 Elect James D. Helin   Mgmt For For For
  1.4 Elect Donald M. Sanders   Mgmt For Withhold Against
  1.5 Elect Marc L. Brown   Mgmt For Withhold Against
  1.6 Elect Michael A. DiGregorio   Mgmt For For For
  1.7 Elect Scott Van Der Kar   Mgmt For Withhold Against
  1.8 Elect J. Link Leavens   Mgmt For Withhold Against
  1.9 Elect Dorcas H. Thille   Mgmt For For For
  1.10 Elect John M. Hunt   Mgmt For Withhold Against
  1.11 Elect Egidio Carbone, Jr.   Mgmt For Withhold Against
  1.12 Elect Harold S. Edwards   Mgmt For Withhold Against
  1.13 Elect Kathleen M. Holmgren   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Board Independence    ShrHoldr Against For Against
               
               
               
Coca-Cola European Partners plc              
  Ticker Security ID:   Meeting Date Meeting Status
  CCEP CUSIP G25839104   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Policy (Binding)   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Elect Jan Bennink   Mgmt For For For
  5 Elect Thomas H. Johnson   Mgmt For For For
  6 Elect Dessi Temperley   Mgmt For For For
  7 Elect Jose Ignacio Comenge Sanchez-Real   Mgmt For For For
  8 Elect Francisco Crespo Benitez   Mgmt For For For
  9 Elect Irial Finan   Mgmt For For For
  10 Elect Damian P. Gammell   Mgmt For For For
  11 Elect Nathalie Gaveau   Mgmt For For For
  12 Elect Alvaro Gomez-Trenor Aguilar   Mgmt For For For
  13 Elect Dagmar Kollmann   Mgmt For For For
  14 Elect Alfonso Libano Daurella   Mgmt For For For
  15 Elect Mark Price   Mgmt For For For
  16 Elect Mario R. Sola   Mgmt For For For
  17 Appointment of Auditor   Mgmt For For For
  18 Authority to Set Auditor’s Fees   Mgmt For For For
  19 Authorisation of Political Donations   Mgmt For For For
  20 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  21 Waiver of Mandatory Takeover Requirement   Mgmt For For For
  22 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  23 Authority to Repurchase Shares   Mgmt For For For
  24 Authority to Repurchase Shares Off-Market   Mgmt For For For
  25 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Diageo plc              
  Ticker Security ID:   Meeting Date Meeting Status
  DGE CUSIP 25243Q205   09/19/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Final Dividend   Mgmt For For For
  4 Elect Debra A. Crew   Mgmt For For For
  5 Elect Lord Mervyn Davies   Mgmt For For For
  6 Elect Javier Ferran   Mgmt For For For
  7 Elect Susan Kilsby   Mgmt For For For
  8 Elect HO Kwon Ping   Mgmt For Against Against
  9 Elect Nicola Mendelsohn   Mgmt For For For
  10 Elect Ivan Menezes   Mgmt For For For
  11 Elect Kathryn A. Mikells   Mgmt For For For
  12 Elect Alan Stewart   Mgmt For For For
  13 Appointment of Auditor   Mgmt For For For
  14 Authority to Set Auditor’s Fees   Mgmt For For For
  15 Authorisation of Political Donations   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Irish Sharesave Scheme   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  19 Authority to Repurchase Shares   Mgmt For For For
  20 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
  21 Adoption of New Articles of Association   Mgmt For For For
               
               
               
Dollar General Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  DG CUSIP 256677105   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warren F. Bryant   Mgmt For For For
  2 Elect Michael M. Calbert   Mgmt For For For
  3 Elect Sandra B. Cochran   Mgmt For Abstain Against
  4 Elect Patricia D. Fili-Krushel   Mgmt For For For
  5 Elect Timothy I. McGuire   Mgmt For For For
  6 Elect William C. Rhodes, III   Mgmt For For For
  7 Elect Debra A. Sandler   Mgmt For For For
  8 Elect Ralph E. Santana   Mgmt For For For
  9 Elect Todd J. Vasos   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Elimination of Supermajority Requirement to amend the Company’s Charter   Mgmt For For For
  13 Elimination of Supermajority Requirement to amend the Company’s Bylaws   Mgmt For For For
               
               
               
Dollar Tree, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DLTR CUSIP 256746108   06/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Arnold S. Barron   Mgmt For For For
  2 Elect Gregory M. Bridgeford   Mgmt For For For
  3 Elect Thomas W. Dickson   Mgmt For For For
  4 Elect Lemuel E. Lewis   Mgmt For For For
  5 Elect Jeffrey G. Naylor   Mgmt For For For
  6 Elect Gary M. Philbin   Mgmt For For For
  7 Elect Bob Sasser   Mgmt For For For
  8 Elect Thomas A. Saunders III   Mgmt For For For
  9 Elect Stephanie P. Stahl   Mgmt For For For
  10 Elect Carrie A. Wheeler   Mgmt For For For
  11 Elect Thomas E. Whiddon   Mgmt For For For
  12 Elect Carl P. Zeithaml   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Climate Change Report   ShrHoldr Against For Against
               
               
               
EBay Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EBAY CUSIP 278642103   06/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Anthony J. Bates   Mgmt For For For
  2 Elect Adriane M. Brown   Mgmt For For For
  3 Elect Jesse A. Cohn   Mgmt For For For
  4 Elect Diana Farrell   Mgmt For For For
  5 Elect Logan D. Green   Mgmt For For For
  6 Elect Bonnie S. Hammer   Mgmt For For For
  7 Elect Jamie Iannone   Mgmt For For For
  8 Elect Kathleen C. Mitic   Mgmt For For For
  9 Elect Matthew J. Murphy   Mgmt For For For
  10 Elect Pierre M. Omidyar   Mgmt For For For
  11 Elect Paul S. Pressler   Mgmt For For For
  12 Elect Robert H. Swan   Mgmt For For For
  13 Elect Perry M. Traquina   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Estee Lauder Companies Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EL CUSIP 518439104   11/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Ronald S. Lauder   Mgmt For For For
  2 Elect William P. Lauder   Mgmt For For For
  3 Elect Richard D. Parsons   Mgmt For For For
  4 Elect Lynn Forester de Rothschild   Mgmt For For For
  5 Elect Jennifer Tejada   Mgmt For For For
  6 Elect Richard F. Zannino   Mgmt For For For
  7 Ratification of Auditor   Mgmt For For For
  8 Advisory Vote on Executive Compensation   Mgmt For For For
  9 Amendment to the 2002 Share Incentive Plan   Mgmt For For For
               
               
               
Expedia Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXPE CUSIP 30212P303   12/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Samuel Altman   Mgmt For For For
  2 Elect Susan C. Athey   Mgmt For For For
  3 Elect A. George Battle   Mgmt For For For
  4 Elect Chelsea Clinton   Mgmt For For For
  5 Elect Barry Diller   Mgmt For For For
  6 Elect Craig A. Jacobson   Mgmt For Abstain Against
  7 Elect Victor A. Kaufman   Mgmt For Abstain Against
  8 Elect Peter M. Kern   Mgmt For For For
  9 Elect Dara Khosrowshahi   Mgmt For For For
  10 Elect Mark Okerstrom   Mgmt For For For
  11 Elect Alexander von Furstenberg   Mgmt For For For
  12 Elect Julie Whalen   Mgmt For For For
  13 Transfer Restrictions and Automatic Conversion Provisions in Respect of Class B Common Stock   Mgmt For For For
  14 Limit the Ability of the Company to Participate in Certain Change of Control Transactions   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
General Mills, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GIS CUSIP 370334104   09/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect R. Kerry Clark   Mgmt For For For
  2 Elect David M. Cordani   Mgmt For For For
  3 Elect Roger W. Ferguson, Jr.   Mgmt For For For
  4 Elect Jeffrey L. Harmening   Mgmt For For For
  5 Elect Maria G. Henry   Mgmt For For For
  6 Elect Elizabeth C. Lempres   Mgmt For For For
  7 Elect Diane L. Neal   Mgmt For For For
  8 Elect Stephen A. Odland   Mgmt For For For
  9 Elect Maria A. Sastre   Mgmt For For For
  10 Elect Eric D. Sprunk   Mgmt For For For
  11 Elect Jorge A. Uribe   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
               
               
               
Kellogg Company              
  Ticker Security ID:   Meeting Date Meeting Status
  K CUSIP 487836108   04/24/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Stephanie A. Burns   Mgmt For For For
  2 Elect Steve A. Cahillane   Mgmt For For For
  3 Elect Richard W. Dreiling   Mgmt For For For
  4 Elect La June Montgomery Tabron   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
  7 Amendment to the 2002 Employee Stock Purchase Plan   Mgmt For For For
  8 Repeal of Classified Board   Mgmt For For For
  9 Shareholder Proposal Regarding Simple Majority Vote    ShrHoldr Against For Against
               
               
               
Keurig Dr Pepper Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  KDP CUSIP 49271V100   06/24/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert J. Gamgort   Mgmt For For For
  2 Elect Olivier Goudet   Mgmt For For For
  3 Elect Peter Harf   Mgmt For Against Against
  4 Elect Genevieve Hovde   Mgmt For For For
  5 Elect Anna-Lena Kamenetzky   Mgmt For For For
  6 Elect Paul S. Michaels   Mgmt For For For
  7 Elect Pamela H. Patsley   Mgmt For For For
  8 Elect Gerhard Pleuhs   Mgmt For For For
  9 Elect Fabien Simon   Mgmt For For For
  10 Elect Robert S. Singer   Mgmt For For For
  11 Elect Dirk Van de Put   Mgmt For For For
  12 Elect Larry D. Young   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Kimberly-Clark Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  KMB CUSIP 494368103   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Abelardo E. Bru   Mgmt For For For
  2 Elect Robert W. Decherd   Mgmt For For For
  3 Elect Michael D. Hsu   Mgmt For For For
  4 Elect Mae C. Jemison   Mgmt For Against Against
  5 Elect S. Todd Maclin   Mgmt For For For
  6 Elect Sherilyn S. McCoy   Mgmt For For For
  7 Elect Christa Quarles   Mgmt For For For
  8 Elect Ian C. Read   Mgmt For For For
  9 Elect Dunia A. Shive   Mgmt For For For
  10 Elect Mark T. Smucker   Mgmt For For For
  11 Elect Michael D. White   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Medifast, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MED CUSIP 58470H101   06/15/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey J. Brown   Mgmt For For For
  2 Elect Kevin G. Byrnes   Mgmt For For For
  3 Elect Daniel R. Chard   Mgmt For For For
  4 Elect Constance J. Hallquist   Mgmt For For For
  5 Elect Michael Anthony Hoer   Mgmt For For For
  6 Elect Michael C. MacDonald   Mgmt For For For
  7 Elect Carl E. Sassano   Mgmt For For For
  8 Elect Scott Schlackman   Mgmt For For For
  9 Elect Andrea B. Thomas   Mgmt For For For
  10 Elect Ming Xian   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Nestlé S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  NESN CUSIP 641069406   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Compensation Report   Mgmt For For For
  3 Ratification of Board and Management Acts   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect Paul Bulcke as Board Chair    Mgmt For For For
  6 Elect Ulf Mark Schneider   Mgmt For For For
  7 Elect Henri de Castries   Mgmt For For For
  8 Elect Renato Fassbind   Mgmt For For For
  9 Elect Ann M. Veneman   Mgmt For For For
  10 Elect Eva Cheng   Mgmt For For For
  11 Elect Patrick Aebischer   Mgmt For For For
  12 Elect Ursula M. Burns   Mgmt For For For
  13 Elect Kasper Rorsted   Mgmt For For For
  14 Elect Pablo Isla   Mgmt For For For
  15 Elect Kimberly A. Ross   Mgmt For For For
  16 Elect Dick Boer   Mgmt For For For
  17 Elect Dinesh Paliwal   Mgmt For For For
  18 Elect Hanne Jimenez de Mora   Mgmt For For For
  19 Elect Patrick Aebischer as Compensation Committee Member   Mgmt For For For
  20 Elect Ursula M. Burns as Compensation Committee Member   Mgmt For For For
  21 Elect Pablo Isla as Compensation Committee Member   Mgmt For For For
  22 Elect Dick Boer as Compensation Committee Member   Mgmt For For For
  23 Appointment of Auditor   Mgmt For For For
  24 Appointment of Independent Proxy   Mgmt For For For
  25 Board Compensation   Mgmt For For For
  26 Executive Compensation   Mgmt For For For
  27 Cancellation of Shares and Reduction in Share Capital   Mgmt For For For
  28 Additional or Amended Shareholder Proposals   ShrHoldr Against Abstain Abstain
               
               
               
Nike, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NKE CUSIP 654106103   09/19/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Alan B. Graf, Jr.   Mgmt For For For
  1.2 Elect Peter B. Henry   Mgmt For For For
  1.3 Elect Michelle Peluso   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Philip Morris International Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PM CUSIP 718172109   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andre Calantzopoulos   Mgmt For For For
  2 Elect Louis C. Camilleri   Mgmt For For For
  3 Elect Werner Geissler   Mgmt For For For
  4 Elect Lisa A. Hook   Mgmt For For For
  5 Elect Jennifer Xin-Zhe Li   Mgmt For For For
  6 Elect Jun Makihara   Mgmt For For For
  7 Elect Kalpana Morparia   Mgmt For For For
  8 Elect Lucio A. Noto   Mgmt For For For
  9 Elect Frederik Paulsen   Mgmt For For For
  10 Elect Robert B. Polet   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Pilgrim’s Pride Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  PPC CUSIP 72147K108   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Gilberto Tomazoni   Mgmt For For For
  1.2 Elect Denilson Molina   Mgmt For For For
  1.3 Elect Wallim Cruz de Vasconcellos Junior   Mgmt For For For
  1.4 Elect Vincent Trius   Mgmt For For For
  1.5 Elect Andre Noguiera de Souza   Mgmt For For For
  1.6 Elect Farha Aslam   Mgmt For For For
  1.7 Elect Michael L. Cooper   Mgmt For For For
  1.8 Elect Charles Macaluso   Mgmt For For For
  1.9 Elect Arquimedes A. Celis   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For Against Against
  3 Ratification of Auditor   Mgmt For For For
  4 Shareholder Proposal Regarding Report on Reduction of Water Pollution   ShrHoldr Against For Against
  5 Shareholder Proposal Regarding Human Rights Due Diligence Process Report   ShrHoldr Against For Against
  6 Shareholder Proposal Regarding Majority Vote for Director Elections   ShrHoldr Against For Against
               
               
               
Post Holdings, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  POST CUSIP 737446104   01/30/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert E. Grote   Mgmt For For For
  1.2 Elect David W. Kemper   Mgmt For For For
  1.3 Elect Robert V. Vitale   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Sysco Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  SYY CUSIP 871829107   11/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Thomas L. Bene   Mgmt For For For
  2 Elect Daniel J. Brutto   Mgmt For For For
  3 Elect John Cassaday   Mgmt For For For
  4 Elect Joshua D. Frank   Mgmt For For For
  5 Elect Larry C. Glasscock   Mgmt For For For
  6 Elect Bradley M. Halverson   Mgmt For For For
  7 Elect John M. Hinshaw   Mgmt For For For
  8 Elect Hans-Joachim Koerber   Mgmt For For For
  9 Elect Stephanie A. Lundquist   Mgmt For For For
  10 Elect Nancy S. Newcomb   Mgmt For For For
  11 Elect Nelson Peltz   Mgmt For For For
  12 Elect Edward D. Shirley   Mgmt For For For
  13 Elect Sheila G. Talton   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
               
               
               
The Coca-Cola Company              
  Ticker Security ID:   Meeting Date Meeting Status
  KO CUSIP 191216100   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Herbert A. Allen   Mgmt For For For
  2 Elect Marc Bolland   Mgmt For For For
  3 Elect Ana Patricia Botin-Sanz de Sautuola y O’Shea   Mgmt For For For
  4 Elect Christopher C. Davis   Mgmt For For For
  5 Elect Barry Diller   Mgmt For For For
  6 Elect Helene D. Gayle   Mgmt For For For
  7 Elect Alexis M. Herman   Mgmt For For For
  8 Elect Robert A. Kotick   Mgmt For For For
  9 Elect Maria Elena Lagomasino   Mgmt For For For
  10 Elect James Quincey   Mgmt For For For
  11 Elect Caroline J. Tsay   Mgmt For For For
  12 Elect David B. Weinberg   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Report on Sugar and Public Health   ShrHoldr Against Against For
               
               
               
The Hershey Company              
  Ticker Security ID:   Meeting Date Meeting Status
  HSY CUSIP 427866108   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Pamela M. Arway   Mgmt For For For
  1.2 Elect James W. Brown   Mgmt For For For
  1.3 Elect Michele G. Buck   Mgmt For For For
  1.4 Elect Victor L. Crawford   Mgmt For For For
  1.5 Elect Charles A. Davis   Mgmt For For For
  1.6 Elect Mary Kay Haben   Mgmt For For For
  1.7 Elect James C. Katzman   Mgmt For For For
  1.8 Elect M. Diane Koken   Mgmt For For For
  1.9 Elect Robert M. Malcolm   Mgmt For For For
  1.10 Elect Anthony J. Palmer   Mgmt For For For
  1.11 Elect Juan R. Perez   Mgmt For For For
  1.12 Elect Wendy L. Schoppert   Mgmt For For For
  1.13 Elect David L. Shedlarz   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
The J. M. Smucker Company              
  Ticker Security ID:   Meeting Date Meeting Status
  SJM CUSIP 832696405   08/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kathryn W. Dindo   Mgmt For For For
  2 Elect Paul J. Dolan   Mgmt For For For
  3 Elect Jay L. Henderson   Mgmt For For For
  4 Elect Gary A. Oatey   Mgmt For For For
  5 Elect Kirk L. Perry   Mgmt For For For
  6 Elect Sandra Pianalto   Mgmt For For For
  7 Elect Nancy Lopez Russell   Mgmt For For For
  8 Elect Alex Shumate   Mgmt For For For
  9 Elect Mark T. Smucker   Mgmt For For For
  10 Elect Richard K. Smucker   Mgmt For For For
  11 Elect Timothy P. Smucker   Mgmt For For For
  12 Elect Dawn C. Willoughby   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
The Kroger Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  KR CUSIP 501044101   06/25/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nora. A. Aufreiter   Mgmt For For For
  2 Elect Anne Gates   Mgmt For For For
  3 Elect Karen M. Hoguet   Mgmt For For For
  4 Elect Susan J. Kropf   Mgmt For For For
  5 Elect W. Rodney McMullen   Mgmt For For For
  6 Elect Clyde R. Moore   Mgmt For For For
  7 Elect Ronald L. Sargent   Mgmt For For For
  8 Elect Bobby S. Shackouls   Mgmt For For For
  9 Elect Mark S. Sutton   Mgmt For For For
  10 Elect Ashok Vemuri   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging   ShrHoldr Against Against For
  14 Shareholder Proposal Regarding Human Rights Due Diligence Process Report   ShrHoldr Against Against For
               
               
               
The Procter & Gamble Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PG CUSIP 742718109   10/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Francis S. Blake   Mgmt For For For
  2 Elect Angela F. Braly   Mgmt For For For
  3 Elect Amy L. Chang   Mgmt For For For
  4 Elect Scott D. Cook   Mgmt For For For
  5 Elect Joseph Jimenez   Mgmt For For For
  6 Elect Terry J. Lundgren   Mgmt For For For
  7 Elect Christine M. McCarthy   Mgmt For For For
  8 Elect W. James McNerney, Jr.   Mgmt For For For
  9 Elect Nelson Peltz   Mgmt For For For
  10 Elect David. S. Taylor   Mgmt For For For
  11 Elect Margaret C. Whitman   Mgmt For For For
  12 Elect Patricia A. Woertz   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Approval of the 2019 Stock and Incentive Compensation Plan   Mgmt For For For
               
               
               
Tyson Foods, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TSN CUSIP 902494103   02/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John H. Tyson   Mgmt For For For
  2 Elect Gaurdie E. Banister, Jr.   Mgmt For For For
  3 Elect Dean Banks   Mgmt For For For
  4 Elect Mike D. Beebe   Mgmt For For For
  5 Elect Mikel A. Durham   Mgmt For For For
  6 Elect Jonathan D. Mariner   Mgmt For For For
  7 Elect Kevin M. McNamara   Mgmt For For For
  8 Elect Cheryl S. Miller   Mgmt For For For
  9 Elect Jeffrey K. Schomburger   Mgmt For For For
  10 Elect Robert Thurber   Mgmt For For For
  11 Elect Barbara A. Tyson   Mgmt For Against Against
  12 Elect Noel White   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Report on Deforestation Impacts   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Human Rights Due Diligence Process Report   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age   ShrHoldr Against Against For
               
               
               
Unilever plc              
  Ticker Security ID:   Meeting Date Meeting Status
  ULVR CUSIP 904767704   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Elect Nils Andersen   Mgmt For For For
  4 Elect Laura M.L. Cha   Mgmt For For For
  5 Elect Vittorio Colao   Mgmt For For For
  6 Elect Judith Hartmann   Mgmt For For For
  7 Elect Alan Jope   Mgmt For For For
  8 Elect Andrea Jung   Mgmt For For For
  9 Elect Susan Kilsby   Mgmt For For For
  10 Elect Strive T. Masiyiwa   Mgmt For For For
  11 Elect Youngme E. Moon   Mgmt For For For
  12 Elect Graeme D. Pitkethly   Mgmt For For For
  13 Elect John Rishton   Mgmt For For For
  14 Elect Feike Sijbesma   Mgmt For For For
  15 Appointment of Auditor   Mgmt For For For
  16 Authority to Set Auditor’s Fees   Mgmt For For For
  17 Authorisation of Political Donations   Mgmt For For For
  18 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  19 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  20 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  21 Authority to Repurchase Shares   Mgmt For For For
  22 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For

 

 

 

 

             
Item 1: Proxy Voting Record 
             
Registrant: ICON Funds
             
Fund Name: ICON Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020
               
               
               
Adobe Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ADBE CUSIP 00724F101   04/09/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Amy L. Banse   Mgmt For For For
  2 Elect Frank A. Calderoni   Mgmt For For For
  3 Elect James E. Daley   Mgmt For For For
  4 Elect Laura Desmond   Mgmt For For For
  5 Elect Charles M. Geschke   Mgmt For For For
  6 Elect Shantanu Narayen   Mgmt For For For
  7 Elect Kathleen Oberg   Mgmt For For For
  8 Elect Dheeraj Pandey   Mgmt For For For
  9 Elect David A. Ricks   Mgmt For For For
  10 Elect Daniel Rosensweig   Mgmt For For For
  11 Elect John E. Warnock   Mgmt For For For
  12 Approval of the 2020 Employee Stock Purchase Plan   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
               
               
               
Alexion Pharmaceuticals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALXN CUSIP 015351109   05/13/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Felix J. Baker   Mgmt For For For
  1.2 Elect David R. Brennan   Mgmt For For For
  1.3 Elect Christopher J. Coughlin   Mgmt For For For
  1.4 Elect Deborah Dunsire   Mgmt For For For
  1.5 Elect Paul A. Friedman   Mgmt For Withhold Against
  1.6 Elect Ludwig N. Hantson   Mgmt For For For
  1.7 Elect John T. Mollen   Mgmt For For For
  1.8 Elect Francois Nader   Mgmt For For For
  1.9 Elect Judith A. Reinsdorf   Mgmt For For For
  1.10 Elect Andreas Rummelt   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Bank of America Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAC CUSIP 060505104   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sharon L. Allen   Mgmt For For For
  2 Elect Susan S. Bies   Mgmt For For For
  3 Elect Jack O. Bovender, Jr.   Mgmt For For For
  4 Elect Frank P. Bramble, Sr.   Mgmt For For For
  5 Elect Pierre J. P. de Weck   Mgmt For For For
  6 Elect Arnold W. Donald   Mgmt For For For
  7 Elect Linda P. Hudson   Mgmt For For For
  8 Elect Monica C. Lozano   Mgmt For For For
  9 Elect Thomas J. May   Mgmt For For For
  10 Elect Brian T. Moynihan   Mgmt For For For
  11 Elect Lionel L. Nowell, III   Mgmt For For For
  12 Elect Denise L. Ramos   Mgmt For For For
  13 Elect Clayton S. Rose   Mgmt For For For
  14 Elect Michael D. White   Mgmt For For For
  15 Elect Thomas D. Woods   Mgmt For For For
  16 Elect R. David Yost   Mgmt For For For
  17 Elect Maria T. Zuber   Mgmt For Against Against
  18 Advisory Vote on Executive Compensation   Mgmt For For For
  19 Ratification of Auditor   Mgmt For For For
  20 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
  23 Shareholder Proposal Regarding Purpose of a Corporation   ShrHoldr Against Against For
               
               
               
Bristol-Myers Squibb Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BMY CUSIP 110122108   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter J. Arduini   Mgmt For For For
  2 Elect Robert J. Bertolini   Mgmt For For For
  3 Elect Michael W. Bonney   Mgmt For Against Against
  4 Elect Giovanni Caforio   Mgmt For For For
  5 Elect Matthew W. Emmens   Mgmt For For For
  6 Elect Julia A. Haller   Mgmt For For For
  7 Elect Dinesh C. Paliwal   Mgmt For For For
  8 Elect Theodore R. Samuels, II   Mgmt For For For
  9 Elect Vicki L. Sato   Mgmt For For For
  10 Elect Gerald Storch   Mgmt For For For
  11 Elect Karen H. Vousden   Mgmt For For For
  12 Elect Phyllis R. Yale   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Canadian Pacific Railway Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  CP CUSIP 13645T100   04/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Appointment of Auditor   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3.1 Elect John Baird   Mgmt For For For
  3.2 Elect Isabelle Courville   Mgmt For For For
  3.3 Elect Keith E. Creel   Mgmt For For For
  3.4 Elect Gillian H. Denham   Mgmt For For For
  3.5 Elect Edward R. Hamberger   Mgmt For For For
  3.6 Elect Rebecca MacDonald   Mgmt For For For
  3.7 Elect Edward L. Monser   Mgmt For For For
  3.8 Elect Matthew H. Paull   Mgmt For For For
  3.9 Elect Jane L. Peverett   Mgmt For For For
  3.10 Elect Andrea Robertson   Mgmt For For For
  3.11 Elect Gordon T. Trafton II   Mgmt For For For
               
               
               
Dollar General Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  DG CUSIP 256677105   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warren F. Bryant   Mgmt For For For
  2 Elect Michael M. Calbert   Mgmt For For For
  3 Elect Sandra B. Cochran   Mgmt For Abstain Against
  4 Elect Patricia D. Fili-Krushel   Mgmt For For For
  5 Elect Timothy I. McGuire   Mgmt For For For
  6 Elect William C. Rhodes, III   Mgmt For For For
  7 Elect Debra A. Sandler   Mgmt For For For
  8 Elect Ralph E. Santana   Mgmt For For For
  9 Elect Todd J. Vasos   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Elimination of Supermajority Requirement to amend the Company’s Charter   Mgmt For For For
  13 Elimination of Supermajority Requirement to amend the Company’s Bylaws   Mgmt For For For
               
               
               
Dollar Tree, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DLTR CUSIP 256746108   06/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Arnold S. Barron   Mgmt For For For
  2 Elect Gregory M. Bridgeford   Mgmt For For For
  3 Elect Thomas W. Dickson   Mgmt For For For
  4 Elect Lemuel E. Lewis   Mgmt For For For
  5 Elect Jeffrey G. Naylor   Mgmt For For For
  6 Elect Gary M. Philbin   Mgmt For For For
  7 Elect Bob Sasser   Mgmt For For For
  8 Elect Thomas A. Saunders III   Mgmt For For For
  9 Elect Stephanie P. Stahl   Mgmt For For For
  10 Elect Carrie A. Wheeler   Mgmt For For For
  11 Elect Thomas E. Whiddon   Mgmt For For For
  12 Elect Carl P. Zeithaml   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Climate Change Report   ShrHoldr Against For Against
               
               
               
Eagle Materials Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXP CUSIP 26969P108   08/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect George J. Damiris   Mgmt For For For
  2 Elect Martin M. Ellen   Mgmt For For For
  3 Elect David B. Powers   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Expedia Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXPE CUSIP 30212P303   06/10/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Samuel Altman   Mgmt For For For
  2 Elect Susan C. Athey   Mgmt For For For
  3 Elect A. George Battle   Mgmt For For For
  4 Elect Chelsea Clinton   Mgmt For For For
  5 Elect Barry Diller   Mgmt For For For
  6 Elect Jon T. Gieselman   Mgmt For For For
  7 Elect Craig A. Jacobson   Mgmt For Abstain Against
  8 Elect Peter M. Kern   Mgmt For For For
  9 Elect Dara Khosrowshahi   Mgmt For For For
  10 Elect Gregory K. Mondre   Mgmt For For For
  11 Elect David Sambur   Mgmt For For For
  12 Elect Alexander von Furstenberg   Mgmt For For For
  13 Elect Julie Whalen   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Amendment to the 2005 Stock and Annual Incentive Plan   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
  17 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
               
               
               
Expedia Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXPE CUSIP 30212P303   12/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Samuel Altman   Mgmt For For For
  2 Elect Susan C. Athey   Mgmt For For For
  3 Elect A. George Battle   Mgmt For For For
  4 Elect Chelsea Clinton   Mgmt For For For
  5 Elect Barry Diller   Mgmt For For For
  6 Elect Craig A. Jacobson   Mgmt For Abstain Against
  7 Elect Victor A. Kaufman   Mgmt For Abstain Against
  8 Elect Peter M. Kern   Mgmt For For For
  9 Elect Dara Khosrowshahi   Mgmt For For For
  10 Elect Mark Okerstrom   Mgmt For For For
  11 Elect Alexander von Furstenberg   Mgmt For For For
  12 Elect Julie Whalen   Mgmt For For For
  13 Transfer Restrictions and Automatic Conversion Provisions in Respect of Class B Common Stock   Mgmt For For For
  14 Limit the Ability of the Company to Participate in Certain Change of Control Transactions   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
Global Payments Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GPN CUSIP 37940X102   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. Thaddeus Arroyo   Mgmt For For For
  2 Elect Robert H.B. Baldwin, Jr.   Mgmt For Against Against
  3 Elect John G. Bruno   Mgmt For For For
  4 Elect Kriss Cloninger III   Mgmt For For For
  5 Elect William I. Jacobs   Mgmt For For For
  6 Elect Joia M. Johnson   Mgmt For For For
  7 Elect Ruth Ann Marshall   Mgmt For For For
  8 Elect Connie D. McDaniel   Mgmt For For For
  9 Elect William B. Plummer   Mgmt For For For
  10 Elect Jeffrey S. Sloan   Mgmt For For For
  11 Elect John T. Turner   Mgmt For For For
  12 Elect M. Troy Woods   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Elimination of Supermajority Requirement   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
Jazz Pharmaceuticals Public Limited Company              
  Ticker Security ID:   Meeting Date Meeting Status
  JAZZ CUSIP G50871105   08/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Paul L. Berns   Mgmt For For For
  2 Elect Patrick G. Enright   Mgmt For For For
  3 Elect Seamus C. Mulligan   Mgmt For For For
  4 Elect Norbert G. Riedel   Mgmt For For For
  5 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
JPMorgan Chase & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  JPM CUSIP 46625H100   05/19/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Linda B. Bammann   Mgmt For For For
  2 Elect Stephen B. Burke   Mgmt For For For
  3 Elect Todd A. Combs   Mgmt For For For
  4 Elect James S. Crown   Mgmt For For For
  5 Elect James Dimon   Mgmt For For For
  6 Elect Timothy P. Flynn   Mgmt For For For
  7 Elect Mellody Hobson   Mgmt For For For
  8 Elect Michael A. Neal   Mgmt For For For
  9 Elect Lee R. Raymond   Mgmt For Against Against
  10 Elect Virginia M. Rometty   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  14 Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Charitable Contributions Disclosure   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
               
               
               
Keycorp              
  Ticker Security ID:   Meeting Date Meeting Status
  KEY CUSIP 493267108   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bruce D. Broussard   Mgmt For For For
  2 Elect Gary M. Crosby   Mgmt For For For
  3 Elect Alexander M. Cutler   Mgmt For For For
  4 Elect H. James Dallas   Mgmt For For For
  5 Elect Elizabeth R. Gile   Mgmt For For For
  6 Elect Ruth Ann M. Gillis   Mgmt For For For
  7 Elect Christopher M. Gorman   Mgmt For For For
  8 Elect Carlton L. Highsmith   Mgmt For For For
  9 Elect Richard J. Hipple   Mgmt For For For
  10 Elect Kristen L. Manos   Mgmt For For For
  11 Elect Barbara R. Snyder   Mgmt For For For
  12 Elect David K. Wilson   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
L3Harris Technologies, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LHX CUSIP 502431109   04/24/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sallie B. Bailey   Mgmt For For For
  2 Elect William M. Brown   Mgmt For For For
  3 Elect Peter W. Chiarelli   Mgmt For For For
  4 Elect Thomas A. Corcoran   Mgmt For For For
  5 Elect Thomas A. Dattilo   Mgmt For For For
  6 Elect Roger Fradin   Mgmt For For For
  7 Elect Lewis Hay III   Mgmt For For For
  8 Elect Lewis Kramer   Mgmt For For For
  9 Elect Christopher E. Kubasik   Mgmt For For For
  10 Elect Rita S. Lane   Mgmt For For For
  11 Elect Robert B. Millard   Mgmt For For For
  12 Elect Lloyd W. Newton   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Elimination of Supermajority Voting and “Fair Price” Requirement for Business Combinations Involving Interested Shareholders   Mgmt For For For
  16 Amendment Regarding the Elimination of the Anti-Greenmail Provision   Mgmt For For For
  17 Elimination of Cumulative Voting Provision    Mgmt For For For
  18 Shareholder Proposal Regarding Right to Act by Written Consent    ShrHoldr Against For Against
               
               
               
L3Harris Technologies, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LHX CUSIP 502431109   10/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sallie B. Bailey   Mgmt For For For
  2 Elect William M. Brown   Mgmt For For For
  3 Elect Peter W. Chiarelli   Mgmt For For For
  4 Elect Thomas A. Corcoran   Mgmt For For For
  5 Elect Thomas A. Dattilo   Mgmt For For For
  6 Elect Roger Fradin   Mgmt For For For
  7 Elect Lewis Hay III   Mgmt For For For
  8 Elect Lewis Kramer   Mgmt For For For
  9 Elect Christopher E. Kubasik   Mgmt For For For
  10 Elect Rita S. Lane   Mgmt For For For
  11 Elect Robert B. Millard   Mgmt For For For
  12 Elect Lloyd W. Newton   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
Magna International Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MG CUSIP 559222401   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Scott B. Bonham   Mgmt For For For
  1.2 Elect Peter Guy Bowie   Mgmt For For For
  1.3 Elect Mary S. Chan   Mgmt For For For
  1.4 Elect V. Peter Harder   Mgmt For For For
  1.5 Elect Kurt J. Lauk   Mgmt For For For
  1.6 Elect Robert F. MacLellan   Mgmt For For For
  1.7 Elect Cynthia A. Niekamp   Mgmt For For For
  1.8 Elect William A. Ruh   Mgmt For For For
  1.9 Elect Indira V. Samarasekera   Mgmt For For For
  1.10 Elect Donald J. Walker   Mgmt For For For
  1.11 Elect Lisa S. Westlake   Mgmt For For For
  1.12 Elect William L. Young   Mgmt For For For
  2 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Repeal of Classified Board   Mgmt For For For
  2 Elect Steven A. Davis   Mgmt For Against Against
  3 Elect J. Michael Stice   Mgmt For For For
  4 Elect John P. Surma   Mgmt For For For
  5 Elect Susan Tomasky   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr For For For
  9 Shareholder Proposal Regarding  Report on Linking Executive Pay to Community Impact   ShrHoldr Against Against For
               
               
               
Martin Marietta Materials, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MLM CUSIP 573284106   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Dorothy M. Ables   Mgmt For For For
  2 Elect Sue W. Cole   Mgmt For For For
  3 Elect Smith W. Davis   Mgmt For For For
  4 Elect John J. Koraleski   Mgmt For For For
  5 Elect C. Howard Nye   Mgmt For For For
  6 Elect Laree E. Perez   Mgmt For For For
  7 Elect Thomas H. Pike   Mgmt For For For
  8 Elect Michael J. Quillen   Mgmt For For For
  9 Elect Donald W. Slager   Mgmt For For For
  10 Elect David C. Wajsgras   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Mastercard Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  MA CUSIP 57636Q104   06/16/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard Haythornthwaite   Mgmt For Against Against
  2 Elect Ajay Banga   Mgmt For For For
  3 Elect Richard K. Davis   Mgmt For For For
  4 Elect Steven J. Freiberg   Mgmt For For For
  5 Elect Julius Genachowski   Mgmt For For For
  6 Elect Choon  Phong Goh   Mgmt For For For
  7 Elect Merit E. Janow   Mgmt For For For
  8 Elect Oki Matsumoto   Mgmt For For For
  9 Elect Youngme E. Moon   Mgmt For For For
  10 Elect Rima Qureshi   Mgmt For For For
  11 Elect Jose Octavio Reyes Lagunes   Mgmt For For For
  12 Elect Gabrielle Sulzberger   Mgmt For For For
  13 Elect Jackson P. Tai   Mgmt For For For
  14 Elect Lance Uggla   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
               
               
               
Nike, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NKE CUSIP 654106103   09/19/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Alan B. Graf, Jr.   Mgmt For For For
  1.2 Elect Peter B. Henry   Mgmt For For For
  1.3 Elect Michelle Peluso   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Northrop Grumman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  NOC CUSIP 666807102   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kathy J Warden   Mgmt For For For
  2 Elect Marianne C. Brown   Mgmt For For For
  3 Elect Donald E. Felsinger   Mgmt For For For
  4 Elect Ann M. Fudge   Mgmt For For For
  5 Elect Bruce S. Gordon   Mgmt For For For
  6 Elect William H. Hernandez   Mgmt For For For
  7 Elect Madeleine A. Kleiner   Mgmt For For For
  8 Elect Karl J. Krapek   Mgmt For For For
  9 Elect Gary Roughead   Mgmt For For For
  10 Elect Thomas M. Schoewe   Mgmt For For For
  11 Elect James S. Turley   Mgmt For For For
  12 Elect Mark A. Welsh III   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Report on Human Rights Impact Assessments   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   ShrHoldr Against For Against
               
               
               
NXP Semiconductors N.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  NXPI CUSIP N6596X109   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Ratification of Board Acts   Mgmt For For For
  3 Elect Kurt Sievers   Mgmt For For For
  4 Elect Peter L. Bonfield   Mgmt For For For
  5 Elect Kenneth A. Goldman   Mgmt For For For
  6 Elect Josef Kaeser   Mgmt For Against Against
  7 Elect Lena Olving   Mgmt For For For
  8 Elect Peter Smitham   Mgmt For For For
  9 Elect Julie Southern   Mgmt For For For
  10 Elect Jasmin Staiblin   Mgmt For For For
  11 Elect Gregory L. Summe   Mgmt For For For
  12 Elect Karl-Henrik Sundstrom   Mgmt For For For
  13 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  14 Authority to Suppress Preemptive Rights   Mgmt For For For
  15 Authority to Repurchase Shares   Mgmt For For For
  16 Authority to Cancel Repurchased Shares   Mgmt For For For
  17 Appointment of Auditor   Mgmt For For For
  18 Committee Fees   Mgmt For For For
  19 Amendment to Articles Regarding Quorum   Mgmt For For For
  20 Advisory Vote on Executive Compensation    Mgmt For For For
  21 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
Pioneer Natural Resources Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PXD CUSIP 723787107   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Edison C. Buchanan   Mgmt For For For
  2 Elect Andrew F. Cates   Mgmt For For For
  3 Elect Phillip A. Gobe   Mgmt For For For
  4 Elect Larry R. Grillot   Mgmt For For For
  5 Elect Stacy P. Methvin   Mgmt For For For
  6 Elect Royce W. Mitchell   Mgmt For For For
  7 Elect Frank A. Risch   Mgmt For For For
  8 Elect Scott D. Sheffield   Mgmt For For For
  9 Elect Mona K. Sutphen   Mgmt For For For
  10 Elect J. Kenneth Thompson   Mgmt For For For
  11 Elect Phoebe A. Wood   Mgmt For For For
  12 Elect Michael D. Wortley   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Qorvo, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  QRVO CUSIP 74736K101   08/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ralph G. Quinsey   Mgmt For For For
  1.2 Elect Robert A. Bruggeworth   Mgmt For For For
  1.3 Elect Jeffery Gardner   Mgmt For Withhold Against
  1.4 Elect John R. Harding   Mgmt For For For
  1.5 Elect David H.Y. Ho   Mgmt For For For
  1.6 Elect Roderick D. Nelson   Mgmt For For For
  1.7 Elect Walden C. Rhines   Mgmt For For For
  1.8 Elect Susan L. Spradley   Mgmt For For For
  1.9 Elect Walter H. Wilkinson, Jr.   Mgmt For Withhold Against
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Signature Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBNY CUSIP 82669G104   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Joseph J. DePaolo   Mgmt For For For
  2 Elect Barney Frank   Mgmt For For For
  3 Elect Scott A. Shay   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Authority to Repurchase Shares   Mgmt For For For
               
               
               
Skyworks Solutions, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SWKS CUSIP 83088M102   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David J. Aldrich   Mgmt For For For
  2 Elect Alan S. Batey   Mgmt For For For
  3 Elect Kevin L. Beebe   Mgmt For For For
  4 Elect Timothy R. Furey   Mgmt For For For
  5 Elect Liam K. Griffin   Mgmt For For For
  6 Elect Christine King   Mgmt For For For
  7 Elect David P. McGlade   Mgmt For For For
  8 Elect Robert A. Schriesheim   Mgmt For For For
  9 Elect Kimberly S. Stevenson   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Amendment to the 2002 Employee Stock Purchase Plan   Mgmt For For For
  13 Elimination of Supermajority Requirement Relating to Approval of a Merger or Consolidation, Disposition of All or Substantially All Assets, or Substantial Issuance of Securities   Mgmt For For For
  14 Elimination of Supermajority Requirement Relating to Stockholder Approval of Business Combination with Any Related Person   Mgmt For For For
  15 Elimination of Supermajority Requirement Relating to Stockholder Amendment of Charter Provisions Governing Directors   Mgmt For For For
  16 Elimination of Supermajority Requirement Relating to Stockholder Amendment of the Charter Provision Governing Action by Shareholders   Mgmt For For For
  17 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
SVB Financial Group              
  Ticker Security ID:   Meeting Date Meeting Status
  SIVB CUSIP 78486Q101   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Greg W. Becker   Mgmt For For For
  1.2 Elect Eric A. Benhamou   Mgmt For For For
  1.3 Elect John Clendening   Mgmt For For For
  1.4 Elect Roger F. Dunbar   Mgmt For For For
  1.5 Elect Joel P. Friedman   Mgmt For For For
  1.6 Elect Jeffrey N. Maggioncalda   Mgmt For For For
  1.7 Elect Kay Matthews   Mgmt For For For
  1.8 Elect Mary J. Miller   Mgmt For For For
  1.9 Elect Kate D. Mitchell   Mgmt For For For
  1.10 Elect John F. Robinson   Mgmt For For For
  1.11 Elect Garen K. Staglin   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
The Home Depot, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  HD CUSIP 437076102   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gerard J. Arpey   Mgmt For For For
  2 Elect Ari Bousbib   Mgmt For For For
  3 Elect Jeffery H. Boyd   Mgmt For For For
  4 Elect Gregory D. Brenneman   Mgmt For For For
  5 Elect J. Frank Brown   Mgmt For For For
  6 Elect Albert P. Carey   Mgmt For For For
  7 Elect Helena B. Foulkes   Mgmt For For For
  8 Elect Linda R. Gooden   Mgmt For For For
  9 Elect Wayne M. Hewett   Mgmt For For For
  10 Elect Manuel Kadre   Mgmt For For For
  11 Elect Stephanie C. Linnartz   Mgmt For For For
  12 Elect Craig A. Menear   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Employment Diversity Report   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Retention of Shares Following Termination of Employment   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency   ShrHoldr Against Against For
               
               
               
Total System Services Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TSS CUSIP 891906109   08/29/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger with Global Payments   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Advisory Vote on Declassification of Global Payments Board   Mgmt For For For
  4 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Ulta Beauty, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ULTA CUSIP 90384S303   06/03/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Michelle L. Collins   Mgmt For For For
  1.2 Elect Patricia Little   Mgmt For For For
  1.3 Elect Michael C. Smith   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For

 

 

 

 

             
Item 1: Proxy Voting Record
             
Registrant: ICON Funds
             
Fund Name: ICON Emerging Markets Fund
               
Date of reporting period: 07/01/2019 - 06/26/2020
               
               
               
AAC Technologies Holdings Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  2018 CINS G2953R114   05/15/2020 Voted
  Meeting Type Country of Trade          
  Annual Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Elect Richard MOK Joe Kuen   Mgmt For For For
  5 Directors’ Fees   Mgmt For For For
  6 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  7 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  8 Authority to Repurchase Shares   Mgmt For For For
  9 Authority to Issue Repurchased Shares   Mgmt For For For
  10 Amendments to Articles   Mgmt For For For
               
               
               
Accton Technology Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  2345 CINS Y0002S109   06/18/2020 Voted
  Meeting Type Country of Trade          
  Annual Taiwan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
               
               
               
Agricultural Bank of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1288 CINS Y00289119   02/28/2020 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Fixed Assets Investment Budget for 2020   Mgmt For For For
  3 Issuance Plan of write-down undated Capital Bonds of the Bank   Mgmt For For For
  4 Issuance Plan of write-down eligible Tier-2 Capital Instruments of the Bank   Mgmt For For For
               
               
               
Agricultural Bank of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1288 CINS Y00289119   12/13/2019 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Directors’ Remuneration Plan for 2018   Mgmt For For For
  3 Supervisors’ Remuneration Plan for 2018   Mgmt For For For
  4 Elect ZHANG Qingsong   Mgmt For For For
  5 Additional Special Budget of Donations for 2019   Mgmt For For For
  6 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Alibaba Group Holding Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  BABA CUSIP 01609W102   07/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Share Subdivision   Mgmt For For For
  2 Elect Daniel Yong ZHANG   Mgmt For For For
  3 Elect Chee Hwa Tung   Mgmt For For For
  4 Elect Jerry YANG Chih-Yuan   Mgmt For For For
  5 Elect Wan Ling Martello   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Anta Sports Products              
  Ticker Security ID:   Meeting Date Meeting Status
  2020 CINS G04011105   05/11/2020 Voted
  Meeting Type Country of Trade          
  Annual Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect LAI Shixian   Mgmt For For For
  6 Elect WU Yonghua   Mgmt For For For
  7 Elect WANG Wenmo   Mgmt For For For
  8 Directors’ Fees   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Bank of China Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  3988 CINS Y0698A107   12/31/2019 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 2018 Remuneration Distribution Plan for Chair of Board of Directors and Executive Directors   Mgmt For For For
  3 2018 Remuneration Distribution Plan for Chair of Board of Supervisors and
Shareholder Representative Supervisors
  Mgmt For For For
  4 Improving Remuneration Plan of Independent Non-executive Directors   Mgmt For Against Against
  5 Elect CHEN Chunhua   Mgmt For For For
  6 Elect Jose CHUI Sai Peng   Mgmt For For For
  7 Application for Provisional Authorization of Outbound Donations   Mgmt For For For
  8 Elect WANG Jiang   Mgmt For For For
  9 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Bank of Georgia Group Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  BGEO CINS G0R1NA104   05/18/2020 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Elect Neil Janin   Mgmt For For For
  4 Elect Al Breach   Mgmt For For For
  5 Elect Archil Gachechiladze   Mgmt For For For
  6 Elect Tamaz Georgadze   Mgmt For For For
  7 Elect Hanna Loikkanen   Mgmt For For For
  8 Elect Veronique McCarroll   Mgmt For For For
  9 Elect Jonathan W. Muir   Mgmt For For For
  10 Elect Cecil Quillen   Mgmt For For For
  11 Appointment of Auditor   Mgmt For For For
  12 Authority to Set Auditor’s Fees   Mgmt For For For
  13 Authorisation of Political Donations   Mgmt For For For
  14 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  16 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  17 Authority to Repurchase Shares   Mgmt For For For
               
               
               
China Construction Bank Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  0939 CINS Y1397N101   10/30/2019 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect WANG Yongqing as Supervisor   Mgmt For Against Against
  3 Elect Michel Madelain   Mgmt For For For
  4 Remuneration Distribution and Settlement Plan for Directors in 2018   Mgmt For For For
  5 Remuneration Distribution and Settlement Plan for Supervisors in 2018   Mgmt For For For
  6 Additional Temporary Limit on Poverty Alleviation Donations   Mgmt For For For
               
               
               
DS Smith plc              
  Ticker Security ID:   Meeting Date Meeting Status
  SMDS CINS G2848Q123   09/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Final Dividend   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Elect Gareth Davis   Mgmt For For For
  5 Elect Miles W. Roberts   Mgmt For For For
  6 Elect Adrian Marsh   Mgmt For For For
  7 Elect Chris Britton   Mgmt For For For
  8 Elect Kathleen O’Donovan   Mgmt For Abstain Against
  9 Elect David Robbie   Mgmt For For For
  10 Elect Louise Smalley   Mgmt For For For
  11 Elect Rupert Soames   Mgmt For For For
  12 Appointment of Auditor   Mgmt For For For
  13 Authority to Set Auditor’s Fees   Mgmt For For For
  14 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  16 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  17 Authority to Repurchase Shares   Mgmt For For For
  18 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Gail (India) Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  GAIL CINS Y2R78N114   07/01/2019 Voted
  Meeting Type Country of Trade          
  Other India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Bonus Share Issuance   Mgmt For For For
               
               
               
Gail (India) Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  GAIL CINS Y2R78N114   08/20/2019 Voted
  Meeting Type Country of Trade          
  Annual India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Reports   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Elect P. K. Gupta   Mgmt For For For
  5 Elect Gajendra Singh   Mgmt For Against Against
  6 Authority to Set Auditor’s Fees   Mgmt For For For
  7 Elect Anjani Kumar Tiwari   Mgmt For For For
  8 Authority to Set Cost Auditor’s Fees   Mgmt For For For
  9 Related Party Transactions   Mgmt For For For
  10 Adoption of New Articles   Mgmt For Against Against
  11 Elect Anupam Kulshreshtha   Mgmt For For For
  12 Elect Sanjay Tandon   Mgmt For For For
  13 Elect S.K. Srivastava   Mgmt For For For
               
               
               
Grupo Financiero Banorte, S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  GFNORTE CINS P49501201   03/30/2020 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Authority to Repurchase Shares   Mgmt For For For
  2 Election of Meeting Delegates   Mgmt For For For
               
               
               
Haier Electronics Group Co., Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  1169 CINS G42313125   06/23/2020 Voted
  Meeting Type Country of Trade          
  Annual Bermuda          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Elect YANG Guang   Mgmt For For For
  5 Elect Eva CHENG Li Kam Fun   Mgmt For For For
  6 Elect GONG Shao Lin   Mgmt For For For
  7 Elect John MA Changzheng   Mgmt For For For
  8 Directors’ Fees   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Allocation of Profits/Dividends   Mgmt For For For
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  13 Authority to Issue Repurchased Shares   Mgmt For For For
  14 Authority to Issue Shares Under the Restricted Share Award Scheme   Mgmt For For For
               
               
               
HCL Technologies Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  HCLTECH CINS Y3121G147   08/06/2019 Voted
  Meeting Type Country of Trade          
  Annual India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Elect Shiv Nadar   Mgmt For Against Against
  3 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  4 Elect Ramanathan Srinivasan   Mgmt For Against Against
  5 Elect S. Madhavan   Mgmt For Against Against
  6 Elect Robin A. Abrams   Mgmt For Against Against
  7 Elect Sosale Shankara Sastry   Mgmt For For For
  8 Non-Executive Directors’ Commission   Mgmt For For For
               
               
               
HCL Technologies Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  HCLTECH CINS Y3121G147   09/21/2019 Voted
  Meeting Type Country of Trade          
  Court India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Approval of the Scheme of Amalgamation   Mgmt For For For
               
               
               
HCL Technologies Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  HCLTECH CINS Y3121G147   11/29/2019 Voted
  Meeting Type Country of Trade          
  Other India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Increase in Authorized Capital   Mgmt For For For
  3 Bonus Share Issuance   Mgmt For For For
               
               
               
Industrial & Commercial Bank Of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1398 CINS Y3990B112   01/08/2020 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect Yang Gouzhong   Mgmt For For For
               
               
               
Industrial & Commercial Bank Of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1398 CINS Y3990B112   06/12/2020 Voted
  Meeting Type Country of Trade          
  Annual China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Directors’ Report   Mgmt For For For
  4 Supervisors’ Report   Mgmt For For For
  5 Accounts and Reports   Mgmt For For For
  6 Profit Distribution Plan 2019   Mgmt For For For
  7 2020 Fixed Asset Investment Plan   Mgmt For For For
  8 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  9 Elect SHEN Si   Mgmt For For For
  10 Issuance of Undated Additional Tier 1 Capital Bonds and Eligible Tier 2 Capital
Instruments
  Mgmt For For For
  11 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  12 Issuance of Eligible Tier 2 Capital Instruments   Mgmt For For For
  13 Application for Authorisation Limit for Special Donations for COVID-19 Pandemic Prevention and Control   Mgmt For For For
  14 Elect LIAO Lin   Mgmt For For For
               
               
               
Industrial & Commercial Bank Of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1398 CINS Y3990B112   11/22/2019 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Elect GU Shu   Mgmt For Against Against
  4 Directors’ Remuneration Payment Plan for 2018   Mgmt For For For
  5 Supervisors’ Remuneration Payment Plan for 2018   Mgmt For For For
  6 Application for Provisional Authorization of External Donations   Mgmt For For For
  7 Elect CAO Liqun   Mgmt For For For
  8 Elect FENG Weidong   Mgmt For For For
               
               
               
Invesco              
  Ticker Security ID:   Meeting Date Meeting Status
  XSLV CUSIP 46138G102   08/19/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ronn R. Bagge   Mgmt                 For For For
  1.2 Elect Todd J. Barre   Mgmt                 For For For
  1.3 Elect Kevin M. Carome   Mgmt                 For For For
  1.4 Elect Edmund P. Giambastiani, Jr.   Mgmt                 For For For
  1.5 Elect Victoria J. Herget   Mgmt                 For For For
  1.6 Elect Marc M. Kole   Mgmt                 For For For
  1.7 Elect Yung Bong LIM   Mgmt                 For For For
  1.8 Elect Joanne Pace   Mgmt                 For For For
  1.9 Elect Gary R. Wicker   Mgmt                 For For For
  1.10 Elect Donald H. Wilson   Mgmt                 For For For
               
               
               
Kunlun Energy Company Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  0135 CINS G5320C108   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual Bermuda          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect ZHAO Yongqi   Mgmt For For For
  6 Elect Jasper TSANG Yok Sing   Mgmt For For For
  7 Directors’ Fees   Mgmt For For For
  8 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  9 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  10 Authority to Repurchase Shares   Mgmt For For For
  11 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
LSR Group OJSC              
  Ticker Security ID:   Meeting Date Meeting Status
  LSRG CINS 50218G206   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Annual Report   Mgmt For For For
  2 Financial Statements   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Board Size   Mgmt For For For
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Elect Dmitry V. Goncharov   Mgmt For Abstain Against
  7 Elect Igor M. Levit   Mgmt For Abstain Against
  8 Elect Aleksey P. Makhnev   Mgmt For For For
  9 Elect Andrey Y. Molchanov   Mgmt For Abstain Against
  10 Elect Egor A. Molchanov   Mgmt For Abstain Against
  11 Elect Natalia V. Nikiforova   Mgmt For For For
  12 Elect Vitaly G. Podolsky   Mgmt For For For
  13 Elect Alexander M. Prisyazhnyuk   Mgmt For For For
  14 Elect Evgeny V. Yatsyshin   Mgmt For Abstain Against
  15 Elect Natalia S. Klevtsova   Mgmt For For For
  16 Elect Denis G. Sinyugin   Mgmt For For For
  17 Elect Ludmila V. Fradina   Mgmt For For For
  18 Appointment of Auditor (RAS)   Mgmt For For For
  19 Appointment of Auditor (IFRS)   Mgmt For For For
  20 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
MediaTek Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  2454 CINS Y5945U103   06/11/2020 Voted
  Meeting Type Country of Trade          
  Annual Taiwan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Allocation of Dividends from Capital Reserve   Mgmt For For For
  4 Non-compete Restriction for Directors   Mgmt For For For
               
               
               
MercadoLibre, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MELI CUSIP 58733R102   06/08/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Susan L. Segal   Mgmt For For For
  1.2 Elect Mario Eduardo Vazquez   Mgmt For For For
  1.3 Elect Alejandro Nicolas Aguzin   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
MultiChoice Group Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  MCG CINS S8039U101   08/29/2019 Voted
  Meeting Type Country of Trade          
  Annual South Africa          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Re-elect Don Eriksson   Mgmt For For For
  2 Re-elect Timothy Neil Jacobs   Mgmt For For For
  3 Re-elect Nolo Letele   Mgmt For For For
  4 Re-elect Jabulane (Jabu) A. Mabuza   Mgmt For For For
  5 Re-elect Elias Masilela   Mgmt For For For
  6 Elect Calvo Phedi Mawela   Mgmt For For For
  7 Re-elect Kgomotso D. Moroka   Mgmt For For For
  8 Re-elect Steve J.Z. Pacak   Mgmt For For For
  9 Re-elect Mohamed Imtiaz Ahmed Patel   Mgmt For For For
  10 Re-elect Christine Mideva Sabwa   Mgmt For For For
  11 Re-elect Fatai Adegboyega Sanusi   Mgmt For For For
  12 Re-elect Louisa Stephens   Mgmt For For For
  13 Re-elect John J Volkwyn   Mgmt For For For
  14 Appointment of Auditor   Mgmt For For For
  15 Election of Audit Committee Member (Stephan Joseph Zbigniew Pacak)   Mgmt For For For
  16 Election of Audit Committee Member (Donald Gordon Eriksson)   Mgmt For For For
  17 Election of Audit Committee Member (Christine Mideva Sabwa)   Mgmt For For For
  18 Election of Audit Committee Member (Louisa Stephens)   Mgmt For For For
  19 Authority to Issue Shares for Cash   Mgmt For For For
  20 Remuneration Policy   Mgmt For For For
  21 Remuneration Implementation Report   Mgmt For For For
  22 Approve NEDs’ Fees (NED)   Mgmt For For For
  23 Approve NEDs’ Fees (Audit Committee Chair)   Mgmt For For For
  24 Approve NEDs’ Fees (Audit Committee Member)   Mgmt For For For
  25 Approve NEDs’ Fees (Risk Committee Chair)   Mgmt For For For
  26 Approve NEDs’ Fees (Risk Committee Member)   Mgmt For For For
  27 Approve NEDs’ Fees (Remuneration Committee Chair)   Mgmt For For For
  28 Approve NEDs’ Fees (Remuneration Committee Member)   Mgmt For For For
  29 Approve NEDs’ Fees (Nomination Committee Chair)   Mgmt For For For
  30 Approve NEDs’ Fees (Nomination Committee Member)   Mgmt For For For
  31 Approve NEDs’ Fees (Social and Ethics Committee Chair)   Mgmt For For For
  32 Approve NEDs’ Fees (Social and Ethics Committee Member)   Mgmt For For For
  33 Authority to Repurchase Shares   Mgmt For For For
  34 Approval of Financial Assistance (Section 44)   Mgmt For For For
  35 Approval of Financial Assistance (Section 45)   Mgmt For For For
  36 Authorisation of Legal Formalities   Mgmt For For For
  37 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Naspers Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  NPN CINS S53435103   08/23/2019 Voted
  Meeting Type Country of Trade          
  Annual South Africa          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Approve Allocation of Dividends   Mgmt For For For
  3 Appointment of Auditor   Mgmt For For For
  4 Elect Nolo Letele   Mgmt For For For
  5 Elect Jacobus (Koos) P. Bekker   Mgmt For For For
  6 Elect Steve J.Z. Pacak   Mgmt For For For
  7 Elect Cobus Stofberg   Mgmt For For For
  8 Elect Ben J. van der Ross   Mgmt For For For
  9 Elect Debra Meyer   Mgmt For For For
  10 Elect Audit Committee Member (Don Eriksson)   Mgmt For For For
  11 Elect Audit Committee Member (Ben van der Ross)   Mgmt For For For
  12 Elect Audit Committee Member (Rachel Jafta)   Mgmt For For For
  13 Approve Remuneration Policy   Mgmt For For For
  14 Approve Remuneration Implementation Report   Mgmt For For For
  15 General Authority to Issue Shares   Mgmt For Against Against
  16 Authority to Issue Shares for Cash   Mgmt For For For
  17 Amendment to the Naspers Restricted Stock Plan Trust   Mgmt For For For
  18 Authorisation of Legal Formalities   Mgmt For For For
  19 Approve NEDs’ Fees (Board - Chair)   Mgmt For For For
  20 Approve NEDs’ Fees (Board - Member)   Mgmt For For For
  21 Approve NEDs’ Fees (Audit Committee - Chair)   Mgmt For For For
  22 Approve NEDs’ Fees (Audit Committee - Member)   Mgmt For For For
  23 Approve NEDs’ Fees (Risk Committee - Chair)   Mgmt For For For
  24 Approve NEDs’ Fees (Risk Committee - Member)   Mgmt For For For
  25 Approve NEDs’ Fees (Human Resources and Remuneration Committee - Chair)   Mgmt For For For
  26 Approve NEDs’ Fees (Human Resources and Remuneration Committee - Member)   Mgmt For For For
  27 Approve NEDs’ Fees (Nomination Committee - Chair)   Mgmt For For For
  28 Approve NEDs’ Fees (Nomination Committee - Member)   Mgmt For For For
  29 Approve NEDs’ Fees (Social and Ethics Committee - Chair)   Mgmt For For For
  30 Approve NEDs’ Fees (Social and Ethics Committee - Member)   Mgmt For For For
  31 Approve NEDs’ Fees (Trustee of Group Share Schemes/Other Personnel Funds)   Mgmt For For For
  32 Approve Financial Assistance (Section 44)   Mgmt For For For
  33 Approve Financial Assistance (Section 45)   Mgmt For For For
  34 Authority to Repurchase N Ordinary Shares   Mgmt For For For
  35 Authority to Repurchase A Ordinary Shares   Mgmt For Abstain Against
  36 Specific Authority to Repurchase Shares   Mgmt For For For
               
               
               
Naspers Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  NPN CINS S53435103   08/23/2019 Voted
  Meeting Type Country of Trade          
  Ordinary South Africa          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Spin-off   Mgmt For For For
               
               
               
Power Grid Corporation of India Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  POWERGRID CINS Y7028N105   08/27/2019 Voted
  Meeting Type Country of Trade          
  Annual India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Reports   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Elect Ravi P. Singh   Mgmt For For For
  5 Authority to Set Auditors’ Fees   Mgmt For Against Against
  6 Elect Rajeev Kumar Chauhan   Mgmt For Against Against
  7 Elect Jagdish I. Patel   Mgmt For Against Against
  8 Elect M. N. Venkatesan   Mgmt For For For
  9 Authority to Set Cost Auditor’s Fees   Mgmt For For For
  10 Authority to Issue Non-Convertible Debentures   Mgmt For For For
               
               
               
Regional S.A.B. de C.V              
  Ticker Security ID:   Meeting Date Meeting Status
  R CINS P8008V109   06/18/2020 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Reports   Mgmt For Abstain Against
  3 Allocation of Profits; Authority to Repurchase Shares   Mgmt For Abstain Against
  4 Ratification of Board Acts   Mgmt For Abstain Against
  5 Election of Directors; Verification of Directors’ Independence Status; Election of Board Chair and Secretary   Mgmt For Abstain Against
  6 Elect Jaime Alberto Rivero Santos   Mgmt For For For
  7 Elect Manuel G. Rivero Santos   Mgmt For For For
  8 Elect Manuel Gerardo Rivero Zambrano   Mgmt For For For
  9 Elect Sergio Eugenio Gonzalez Barragan   Mgmt For For For
  10 Elect Hector Cantu Reyes   Mgmt For For For
  11 Elect Francisco Rogelio Garza Egloff   Mgmt For For For
  12 Elect Alfonso Gonzalez Migoya   Mgmt For For For
  13 Elect Jorge Humberto Santos Reyna   Mgmt For For For
  14 Elect Isauro Alfaro Alvarez   Mgmt For For For
  15 Elect Oswaldo Ponce Hernandez   Mgmt For For For
  16 Elect Juan Carlos Calderon Guzman   Mgmt For For For
  17 Elect Daniel Adrian Abut   Mgmt For For For
  18 Elect Carlos Arreola Enriquez   Mgmt For For For
  19 Elect Marcelo Zambrano Lozano As Alternate Director   Mgmt For For For
  20 Verification of Directors’ Independence Status   Mgmt For For For
  21 Elect Board Chair, CEO, Secretary and Deputy Secretary   Mgmt For Abstain Against
  22 Authority to Exempt Directors from Providing Own
Indemnification
  Mgmt For For For
  23 Delegate Responsibilities to Audit and Corporate Governance Committees   Mgmt For Abstain Against
  24 Elect Alfonso Gonzalez Migoya as Audit and Corporate Governance Committees’ Chair   Mgmt For For For
  25 Elect Audit Committee Members   Mgmt For Abstain Against
  26 Elect Corporate Governance Committee Members   Mgmt For Abstain Against
  27 Ratification of Directors’ Fees   Mgmt For Abstain Against
  28 Directors’ Fees   Mgmt For Abstain Against
  29 Election of Meeting Delegates   Mgmt For For For
  30 Minutes   Mgmt For For For
               
               
               
Rosneft Oil Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  ROSN CINS 67812M207   09/30/2019 Voted
  Meeting Type Country of Trade          
  Special Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Interim Dividend (1H2019)   Mgmt For For For
               
               
               
Samsung Electronics Co., Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  005930 CINS Y74718100   03/18/2020 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Financial Statements and Allocation of Profits/Dividends   Mgmt For For For
  2 Elect HAN Jong Hee   Mgmt For For For
  3 Elect CHOI Yoon Ho   Mgmt For Against Against
  4 Director’s Fees   Mgmt For For For
               
               
               
Sarana Menara Nusantara Tbk              
  Ticker Security ID:   Meeting Date Meeting Status
  TOWR CINS Y71369113   05/05/2020 Voted
  Meeting Type Country of Trade          
  Special Indonesia          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Authority to Repurchase Shares   Mgmt For For For
               
               
               
Sarana Menara Nusantara Tbk              
  Ticker Security ID:   Meeting Date Meeting Status
  TOWR CINS Y71369113   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual Indonesia          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Directors’ and Commissioners’ Fees   Mgmt For For For
  4 Appointment of Auditor and Authority to Set Fees   Mgmt For Against Against
  5 Allocation of Interim Dividend for Fiscal Year 2020   Mgmt For For For
               
               
               
Taiwan Semiconductor Manufacturing Co., Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  2330 CINS Y84629107   06/09/2020 Voted
  Meeting Type Country of Trade          
  Annual Taiwan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Amendments to Procedural Rules-Capital Loans   Mgmt For For For
  3 Elect Yancey Hai   Mgmt For For For
               
               
               
Tsingtao Brewery Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  0168 CINS Y8997D102   04/16/2020 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Elect SHI Kun   Mgmt For For For
  4 Amendment to Article 13   Mgmt For For For
               
               
               
Xinyi Solar Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  968 CINS G9829N102   05/15/2020 Voted
  Meeting Type Country of Trade          
  Annual Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect LEE Yin Yee   Mgmt For Against Against
  6 Elect TUNG Ching Sai   Mgmt For For For
  7 Elect LEE Yau Ching   Mgmt For For For
  8 Directors’ Fees   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Repurchase Shares   Mgmt For For For
  11 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Yandex N.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  YNDX CUSIP N97284108   12/20/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Prior Approval of Amendments to Articles   Mgmt For For For
  2 Amendments to Articles (Bundled)   Mgmt For For For
  3 Repurchase the Priority Share   Mgmt For For For
  4 Elect Alexey Komissarov   Mgmt For For For
  5 Elect Aleksei A. Yakovitskiy   Mgmt For For For
  6 Cancellation of Class C Ordinary Shares   Mgmt For For For
               
               
               
YY Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  YY CUSIP 98426T106   12/20/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Company Name Change   Mgmt For For For

 

 

 

 

 

Item 1: Proxy Voting Record

 

Registrant: ICON Funds

 

Fund Name: ICON Energy Fund

 

Date of reporting period: 07/01/2019 - 06/30/2020

 

 

               
Baker Hughes Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BKR CUSIP 05722G100   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect W. Geoffrey Beattie   Mgmt For For For
  1.2 Elect Gregory D. Brenneman   Mgmt For For For
  1.3 Elect Cynthia B. Carroll   Mgmt For For For
  1.4 Elect Clarence P. Cazalot, Jr.   Mgmt For For For
  1.5 Elect Nelda J. Connors   Mgmt For For For
  1.6 Elect Gregory L. Ebel   Mgmt For For For
  1.7 Elect Lynn L. Elsenhans   Mgmt For For For
  1.8 Elect John G. Rice   Mgmt For For For
  1.9 Elect Lorenzo Simonelli   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Cabot Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CBT CUSIP 127055101   03/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Juan Enriquez   Mgmt For For For
  2 Elect Sean D. Keohane   Mgmt For For For
  3 Elect William C. Kirby   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
Carpenter Technology Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CRS CUSIP 144285103   10/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Viola L. Acoff   Mgmt For For For
  1.2 Elect I. Martin Inglis   Mgmt For For For
  1.3 Elect Stephen M. Ward, Jr.   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Amendment to the Stock-Based Incentive Compensation Plan   Mgmt For For For
               
               
Carrizo Oil & Gas Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CRZO CUSIP 144577103   12/20/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger with Callon   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
Chart Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GTLS CUSIP 16115Q308   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Carey Chen   Mgmt For For For
  1.2 Elect Jillian C. Evanko   Mgmt For Withhold Against
  1.3 Elect Steven W. Krablin   Mgmt For For For
  1.4 Elect Singleton B. McAllister   Mgmt For For For
  1.5 Elect Michael L. Molinini   Mgmt For For For
  1.6 Elect David M. Sagehorn   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
Chevron Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CVX CUSIP 166764100   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Wanda M. Austin   Mgmt For For For
  2 Elect John B. Frank   Mgmt For For For
  3 Elect Alice P. Gast   Mgmt For For For
  4 Elect Enrique Hernandez, Jr.   Mgmt For For For
  5 Elect Charles W. Moorman IV   Mgmt For For For
  6 Elect Dambisa F. Moyo   Mgmt For For For
  7 Elect Debra L. Reed-Klages   Mgmt For For For
  8 Elect Ronald D. Sugar   Mgmt For For For
  9 Elect D. James Umpleby III   Mgmt For For For
  10 Elect Michael K. Wirth   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
  14 Shareholder Proposal Regarding Formation of Climate Change Committee   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Report on Human Rights Risks   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against Against For
  19 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
Cimarex Energy Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  XEC CUSIP 171798101   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kathleen Hogenson   Mgmt For For For
  2 Elect Paul N. Eckley   Mgmt For For For
  3 Elect Thomas E. Jorden   Mgmt For For For
  4 Elect Floyd R. Price   Mgmt For For For
  5 Elect Frances M. Vallejo   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Ratification of Auditor   Mgmt For For For
               
               
               
Diamondback Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FANG CUSIP 25278X109   06/03/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven E. West   Mgmt For For For
  2 Elect Travis D. Stice   Mgmt For For For
  3 Elect Vincent K. Brooks   Mgmt For For For
  4 Elect Michael P. Cross   Mgmt For For For
  5 Elect David L. Houston   Mgmt For For For
  6 Elect Stephanie K. Mains   Mgmt For For For
  7 Elect Mark L. Plaumann   Mgmt For For For
  8 Elect Melanie M. Trent   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For Against Against
  10 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
  11 Ratification of Auditor   Mgmt For For For
               
               
EOG Resources, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EOG CUSIP 26875P101   04/30/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Janet F. Clark   Mgmt For For For
  2 Elect Charles R. Crisp   Mgmt For For For
  3 Elect Robert P. Daniels   Mgmt For For For
  4 Elect James C. Day   Mgmt For For For
  5 Elect C. Christopher Gaut   Mgmt For For For
  6 Elect Julie J. Robertson   Mgmt For For For
  7 Elect Donald F. Textor   Mgmt For For For
  8 Elect William R. Thomas   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
Exxon Mobil Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  XOM CUSIP 30231G102   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Susan K. Avery   Mgmt For For For
  2 Elect Angela F. Braly   Mgmt For For For
  3 Elect Ursula M. Burns   Mgmt For For For
  4 Elect Kenneth C. Frazier   Mgmt For For For
  5 Elect Joseph L. Hooley   Mgmt For For For
  6 Elect Steven A. Kandarian   Mgmt For For For
  7 Elect Douglas R. Oberhelman   Mgmt For For For
  8 Elect Samuel J. Palmisano   Mgmt For For For
  9 Elect William C. Weldon   Mgmt For For For
  10 Elect Darren W. Woods   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Report on Climate-related Activities   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
               
               
Kirby Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  KEX CUSIP 497266106   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard J. Alario   Mgmt For For For
  2 Elect David W. Grzebinski   Mgmt For For For
  3 Elect Richard R. Stewart   Mgmt For For For
  4 Elect Tanya S. Beder   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For Against Against
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Repeal of Classified Board   Mgmt For For For
  2 Elect Steven A. Davis   Mgmt For Against Against
  3 Elect J. Michael Stice   Mgmt For For For
  4 Elect John P. Surma   Mgmt For For For
  5 Elect Susan Tomasky   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr For For For
  9 Shareholder Proposal Regarding  Report on Linking Executive Pay to Community Impact   ShrHoldr Against Against For
               
               
ONEOK, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  OKE CUSIP 682680103   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Brian L. Derksen   Mgmt For For For
  2 Elect Julie H. Edwards   Mgmt For For For
  3 Elect John W. Gibson   Mgmt For For For
  4 Elect Mark W. Helderman   Mgmt For For For
  5 Elect Randall J. Larson   Mgmt For For For
  6 Elect Steven J. Malcolm   Mgmt For For For
  7 Elect Jim W. Mogg   Mgmt For For For
  8 Elect Pattye L. Moore   Mgmt For For For
  9 Elect Gary D. Parker   Mgmt For Against Against
  10 Elect Eduardo A. Rodriguez   Mgmt For For For
  11 Elect Terry K. Spencer   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
Parsley Energy Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PE CUSIP 701877102   01/09/2020 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Share Issuance for Merger with Jagged Peak   Mgmt For For For
               
               
Parsley Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PE CUSIP 701877102   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect A.R. Alameddine   Mgmt For For For
  2 Elect Matthew Gallagher   Mgmt For For For
  3 Elect Karen Hughes   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
Phillips 66              
  Ticker Security ID:   Meeting Date Meeting Status
  PSX CUSIP 718546104   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Charles M. Holley, Jr.   Mgmt For For For
  2 Elect Glenn F. Tilton   Mgmt For For For
  3 Elect Marna C. Whittington   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments   ShrHoldr Against For Against
               
               
Pioneer Natural Resources Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PXD CUSIP 723787107   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Edison C. Buchanan   Mgmt For For For
  2 Elect Andrew F. Cates   Mgmt For For For
  3 Elect Phillip A. Gobe   Mgmt For For For
  4 Elect Larry R. Grillot   Mgmt For For For
  5 Elect Stacy P. Methvin   Mgmt For For For
  6 Elect Royce W. Mitchell   Mgmt For For For
  7 Elect Frank A. Risch   Mgmt For For For
  8 Elect Scott D. Sheffield   Mgmt For For For
  9 Elect Mona K. Sutphen   Mgmt For For For
  10 Elect J. Kenneth Thompson   Mgmt For For For
  11 Elect Phoebe A. Wood   Mgmt For For For
  12 Elect Michael D. Wortley   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
Schlumberger N.V. (Schlumberger Limited)              
  Ticker Security ID:   Meeting Date Meeting Status
  SLB CUSIP 806857108   04/01/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Patrick de la Chevardiere   Mgmt For For For
  2 Elect Miguel M.  Galuccio   Mgmt For For For
  3 Elect Olivier Le Peuch   Mgmt For For For
  4 Elect Tatiana A. Mitrova   Mgmt For For For
  5 Elect Lubna S. Olayan   Mgmt For For For
  6 Elect Mark G. Papa   Mgmt For For For
  7 Elect Leo Rafael Reif   Mgmt For For For
  8 Elect Henri Seydoux   Mgmt For For For
  9 Elect Jeffrey W. Sheets   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Accounts and Reports; Approval of Dividend   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
Tenaris S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  TEN CUSIP 88031M109   07/29/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Delisting from the BYMA Stock Exchange   Mgmt For For For
  2 Authority to Repurchase Shares   Mgmt For For For
               
               
               
Tenaris S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  TEN CUSIP 88031M109   07/29/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Delisting from the BYMA Stock Exchange   Mgmt For For For
  2 Authority to Repurchase Shares   Mgmt For For For
               
               
The Williams Companies, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  WMB CUSIP 969457100   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Alan S. Armstrong   Mgmt For For For
  2 Elect Stephen W. Bergstrom   Mgmt For For For
  3 Elect Nancy K. Buese   Mgmt For For For
  4 Elect Stephen I. Chazen   Mgmt For For For
  5 Elect Charles I. Cogut   Mgmt For For For
  6 Elect Michael A. Creel   Mgmt For For For
  7 Elect Vicki L. Fuller   Mgmt For For For
  8 Elect Peter A. Ragauss   Mgmt For For For
  9 Elect Scott D. Sheffield   Mgmt For For For
  10 Elect Murray D. Smith   Mgmt For For For
  11 Elect William H. Spence   Mgmt For For For
  12 Amendment to the 2007 Incentive Plan   Mgmt For For For
  13 Amendment to the 2007 Employee Stock Purchase Plan   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For Against Against
  15 Ratification of Auditor   Mgmt For For For
               
               
Valero Energy Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  VLO CUSIP 91913Y100   04/30/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect H. Paulett Eberhart   Mgmt For For For
  2 Elect Joseph W. Gorder   Mgmt For For For
  3 Elect Kimberly S. Greene   Mgmt For For For
  4 Elect Deborah P. Majoras   Mgmt For For For
  5 Elect Eric D. Mullins   Mgmt For For For
  6 Elect Donald L. Nickles   Mgmt For For For
  7 Elect Philip J. Pfeiffer   Mgmt For For For
  8 Elect Robert A. Profusek   Mgmt For For For
  9 Elect Stephen M. Waters   Mgmt For For For
  10 Elect Randall J. Weisenburger   Mgmt For For For
  11 Elect Rayford Wilkins Jr.   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Approval of the 2020 Omnibus Stock Incentive Plan   Mgmt For For For
               
               
W.R. Grace & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  GRA CUSIP 38388F108   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Julie  Fasone Holder   Mgmt For For For
  2 Elect Christopher J. Steffen   Mgmt For For For
  3 Elect Shlomo Yanai   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For

 

 

 

 

             
Item 1: Proxy Voting Record
             
Registrant: ICON Funds
             
Fund Name: ICON Bond Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020
               
               
               
BlackRock Income Trust Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  BKT CUSIP 09247F100   07/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Richard E. Cavanagh   Mgmt For For For
  1.2 Elect Cynthia L. Egan   Mgmt For For For
  1.3 Elect Robert Fairbairn   Mgmt For For For
  1.4 Elect Henry Gabbay   Mgmt For For For
               
               
               
BlackRock Muni New York Intermediate Duration Fund Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  MNE CUSIP 09255F109   07/18/2019 Voted
  Meeting Type Country of Trade          
  Proxy Contest United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Michael J. Castellano   Mgmt For For For
  1.2 Elect Richard E. Cavanagh   Mgmt For For For
  1.3 Elect Cynthia L. Egan   Mgmt For For For
  1.4 Elect Robert Fairbairn   Mgmt For For For
  1.5 Elect Henry Gabbay   Mgmt For For For
  1.6 Elect R. Glenn Hubbard   Mgmt For For For
  1.7 Elect Catherine A. Lynch   Mgmt For For For
  1.8 Elect John M. Perlowski   Mgmt For For For
  1.9 Elect Karen P. Robards   Mgmt For For For
  2 Shareholder Proposal Regarding Self-Tender Offer   ShrHoldr Against Against For
               
               
               
BlackRock Muni New York Intermediate Duration Fund Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  MNE CUSIP 09255F109   07/18/2019 Voted
  Meeting Type Country of Trade          
  Proxy Contest United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect David Basile   ShrHoldr N/A For N/A
  1.2 Elect Stephen J. Flanagan   ShrHoldr N/A For N/A
  1.3 Elect Frederic Gabriel   ShrHoldr N/A For N/A
  1.4 Elect Christopher A. Klepps   ShrHoldr N/A For N/A
  1.5 Elect Thomas H. McGlade   ShrHoldr N/A For N/A
  1.6 Elect Jassen Trenkow   ShrHoldr N/A For N/A
  2 Shareholder Proposal Regarding Self-Tender Offer   ShrHoldr N/A Against N/A
               
               
               
BlackRock New York Municipal              
  Ticker Security ID:   Meeting Date Meeting Status
  BQH CUSIP 09249P106   07/18/2019 Take No Action
  Meeting Type Country of Trade          
  Proxy Contest United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Stephen J. Flanagan   ShrHoldr N/A TNA N/A
  1.2 Elect Frederic Gabriel   ShrHoldr N/A TNA N/A
  1.3 Elect Thomas H. McGlade   ShrHoldr N/A TNA N/A
  1.4 Elect Jassen Trenkow   ShrHoldr N/A TNA N/A
  2 Shareholder Proposal Regarding Declassification of the Board   ShrHoldr N/A TNA N/A
               
               
               
BlackRock New York Municipal              
  Ticker Security ID:   Meeting Date Meeting Status
  BQH CUSIP 09249P106   07/18/2019 Voted
  Meeting Type Country of Trade          
  Proxy Contest United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Richard E. Cavanagh   Mgmt For For For
  1.2 Elect Cynthia L. Egan   Mgmt For For For
  1.3 Elect Robert Fairbairn   Mgmt For For For
  1.4 Elect Henry Gabbay   Mgmt For For For
  2 Shareholder Proposal Regarding Declassification of the Board   ShrHoldr Against For Against
               
               
               
Duff & Phelps Utility and Corporate Bond Trust Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DUC CUSIP 26432K108   04/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Geraldine M. McNamara   Mgmt For Withhold Against
  1.2 Elect David J. Vitale   Mgmt For Withhold Against
  2 Shareholder Proposal Regarding Self-Tender Offer   ShrHoldr Against For Against
               
               
               
Eaton Vance California Municipal Income Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  CEV CUSIP 27826F101   03/19/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect William H. Park   Mgmt For For For
  1.2 Elect Helen Frame Peters   Mgmt For For For
  1.3 Elect Keith Quinton   Mgmt For For For
  1.4 Elect Marcus L. Smith   Mgmt For For For
               
               
               
Eaton Vance Floating-Rate Income Plus Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  EFF CUSIP 278284104   04/16/2020 Take No Action
  Meeting Type Country of Trade          
  Proxy Contest United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Thomas E. Faust, Jr.   Mgmt For TNA N/A
  1.2 Elect Cynthia E. Frost   Mgmt For TNA N/A
  1.3 Elect Scott E. Wennerholm   Mgmt For TNA N/A
  2 Shareholder Proposal Regarding Declassification of the Board   ShrHoldr Against TNA N/A
               
               
               
Eaton Vance Floating-Rate Income Plus Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  EFF CUSIP 278284104   04/16/2020 Voted
  Meeting Type Country of Trade          
  Proxy Contest United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect David Basile   ShrHoldr N/A For N/A
  1.2 Elect Peter Borish   ShrHoldr N/A For N/A
  1.3 Elect Charles Clarvit   ShrHoldr N/A For N/A
  2 Shareholder Proposal Regarding Declassification of the Board   ShrHoldr N/A For N/A
               
               
               
Eaton Vance Municipal Bond Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  EIM CUSIP 27827X101   07/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Thomas E. Faust, Jr.   Mgmt For For For
  1.2 Elect Cynthia E. Frost   Mgmt For For For
  1.3 Elect Scott E. Wennerholm   Mgmt For For For
               
               
               
First Trust/Aberdeen Global Opportunity Income Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  FAM CUSIP 337319107   04/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert F. Keith   Mgmt For Withhold Against
  2 Non-Binding Shareholder Proposal Regarding Authorization of Self-Tender Offer   ShrHoldr Against For Against
               
               
               
Highland Income Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  HFRAX CUSIP 43010E404   06/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Bob Froehlich   Mgmt For Withhold Against
               
               
               
Neuberger Berman High Yield Strategies Fund Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NHS CUSIP 64128C106   10/03/2019 Voted
  Meeting Type Country of Trade          
  Proxy Contest United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Michael J. Cosgrove   Mgmt For For For
  1.2 Elect Deborah C. McLean   Mgmt For For For
  1.3 Elect Tom D. Seip   Mgmt For For For
  2 Shareholder Proposal Regarding Termination of the Management Agreement   ShrHoldr Against Against For
  3 Shareholder Proposal Regarding Authorizing a Self-Tender Offer   ShrHoldr Against Against For
               
               
               
Neuberger Berman High Yield Strategies Fund Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NHS CUSIP 64128C106   10/03/2019 Voted
  Meeting Type Country of Trade          
  Proxy Contest United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Frederic Gabriel   ShrHoldr N/A For N/A
  1.2 Elect Thomas H. McGlade   ShrHoldr N/A For N/A
  1.3 Elect Arthur D. Lipson   ShrHoldr N/A For N/A
  2 Shareholder Proposal Regarding Termination of the Management Agreement   ShrHoldr N/A For N/A
  3 Shareholder Proposal Regarding Authorizing a Self-Tender Offer   ShrHoldr N/A For N/A
               
               
               
Nuveen Tax-Advantaged Dividend Growth Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  JTD CUSIP 670706100   08/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect William C. Hunter   Mgmt For For For
  1.2 Elect Judith M. Stockdale   Mgmt For For For
  1.3 Elect Carole E. Stone   Mgmt For For For
  1.4 Elect Margaret L. Wolff   Mgmt For For For
               
               
               
Nuveen Tax-Advantaged Dividend Growth Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  JLS CUSIP 670735109   08/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Approval of Amendment to the Declaration of Trust   Mgmt For For For
  2 Amendment to Investment Objective   Mgmt For For For
  3 Investment Management Agreement   Mgmt For For For
  4 New Sub-Advisory Agreement   Mgmt For For For
  5.1 Elect Judith M. Stockdale   Mgmt For For For
  5.2 Elect Carole E. Stone   Mgmt For For For
  5.3 Elect Margaret L. Wolff   Mgmt For For For
  5.4 Elect William C. Hunter   Mgmt For For For
               
               
               
Nuveen Tax-Advantaged Dividend Growth Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  JLS CUSIP 67074R100   08/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Approval of Amendment to the Declaration of Trust   Mgmt For For For
  2 Amendment to Investment Objective   Mgmt For For For
  3 Investment Management Agreement   Mgmt For For For
  4 New Sub-Advisory Agreement   Mgmt For For For
  5.1 Elect Judith M. Stockdale   Mgmt For For For
  5.2 Elect Carole E. Stone   Mgmt For For For
  5.3 Elect Margaret L. Wolff   Mgmt For For For
  5.4 Elect William C. Hunter   Mgmt For For For
               
               
               
Pioneer Diversified High Income Trust.              
  Ticker Security ID:   Meeting Date Meeting Status
  HNW CUSIP 723653101   09/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Lisa M. Jones   Mgmt For For For
  1.2 Elect Lorraine H. Monchak   Mgmt For For For
  1.3 Elect John E. Baumgardner, Jr.   Mgmt For For For
               
               
               
Western Asset Corporate Loan Fund Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TLI CUSIP 95790J102   03/20/2020 Voted
  Meeting Type Country of Trade          
  Proxy Contest United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Phillip Goldstein   ShrHoldr N/A For N/A
  2 Elect Andrew Dakos   ShrHoldr N/A For N/A
  3 Elect Rajeev Das   ShrHoldr N/A For N/A
  4 Ratification of Auditor   Mgmt N/A For N/A
  5 Shareholder Proposal Regarding Majority Voting in Director Elections (Non-Binding)   ShrHoldr N/A For N/A
               
               
               
Western Asset High Income Opportunity Fund Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  HIO CUSIP 95766K109   03/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert D. Agdern   Mgmt For For For
  2 Elect Carol L. Colman   Mgmt For For For
  3 Elect Daniel P. Cronin   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Shareholder Proposal Regarding Self-Tender (Non-Binding)   ShrHoldr Against Against For

 

 

 

 

 

Item 1: Proxy Voting Record

 

Registrant: ICON Funds

 

Fund Name: ICON Equity Income Fund

 

Date of reporting period: 07/01/2019 - 06/30/2020

 

               
Aircastle Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  AYR CUSIP G0129K104   03/06/2020 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Marubeni/Mizuho Transaction   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Allergan plc              
  Ticker Security ID:   Meeting Date Meeting Status
  AGN CUSIP G0177J108   10/14/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Scheme of Arrangement   Mgmt For For For
  2 Approve Scheme of Arrangement   Mgmt For For For
  3 Cancellation of Shares   Mgmt For For For
  4 Application of Reserves   Mgmt For For For
  5 Amendment to Articles   Mgmt For For For
  6 Advisory Vote on Golden Parachutes   Mgmt For For For
  7 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Altria Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MO CUSIP 02209S103   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John T. Casteen III   Mgmt For For For
  2 Elect Dinyar S. Devitre   Mgmt For For For
  3 Elect Thomas F. Farrell II   Mgmt For For For
  4 Elect Debra J. Kelly-Ennis   Mgmt For For For
  5 Elect W. Leo Kiely III   Mgmt For For For
  6 Elect Kathryn B. McQuade   Mgmt For For For
  7 Elect George Munoz   Mgmt For For For
  8 Elect Mark E. Newman   Mgmt For For For
  9 Elect Nabil Y. Sakkab   Mgmt For For For
  10 Elect Virginia E. Shanks   Mgmt For For For
  11 Elect Howard A. Willard III   Mgmt For Abstain Against
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Approval of the 2020 Performance Incentive Plan   Mgmt For For For
  15 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Report on Underage Tobacco Prevention   ShrHoldr Against Against For
               
               
               
Anthem, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ANTM CUSIP 036752103   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gail K. Boudreaux   Mgmt For For For
  2 Elect R. Kerry Clark   Mgmt For For For
  3 Elect Robert L. Dixon, Jr.   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Avangrid, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AGR CUSIP 05351W103   06/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ignacio Sanchez Galan   Mgmt For For For
  1.2 Elect John E. Baldacci   Mgmt For For For
  1.3 Elect Daniel Alcain Lopez   Mgmt For For For
  1.4 Elect Pedro Azagra Blazquez   Mgmt For For For
  1.5 Elect Robert Duffy   Mgmt For For For
  1.6 Elect Teresa A. Herbert   Mgmt For For For
  1.7 Elect Patricia Jacobs   Mgmt For For For
  1.8 Elect John L. Lahey   Mgmt For For For
  1.9 Elect Jose Angel Marra Rodriguez   Mgmt For For For
  1.10 Elect Santiago Martinez Garrido   Mgmt For For For
  1.11 Elect Jose Sainz Armada   Mgmt For For For
  1.12 Elect Alan D. Solomont   Mgmt For For For
  1.13 Elect Elizabeth Timm   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Avery Dennison Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AVY CUSIP 053611109   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bradley A. Alford   Mgmt For For For
  2 Elect Anthony K. Anderson   Mgmt For For For
  3 Elect Peter K. Barker   Mgmt For For For
  4 Elect Mark J. Barrenechea   Mgmt For Against Against
  5 Elect Mitchell R. Butier   Mgmt For For For
  6 Elect Ken C. Hicks   Mgmt For For For
  7 Elect Andres A. Lopez   Mgmt For For For
  8 Elect Patrick T. Siewert   Mgmt For For For
  9 Elect Julia A. Stewart   Mgmt For For For
  10 Elect Martha N. Sullivan   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Avista Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AVA CUSIP 05379B107   05/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kristianne Blake   Mgmt For For For
  2 Elect Donald C. Burke   Mgmt For For For
  3 Elect Rebecca A. Klein   Mgmt For For For
  4 Elect Scott H. Maw   Mgmt For For For
  5 Elect Scott L. Morris   Mgmt For For For
  6 Elect Jeffry L. Philipps   Mgmt For For For
  7 Elect Marc F. Racicot   Mgmt For For For
  8 Elect Heidi B. Stanley   Mgmt For For For
  9 Elect R. John Taylor   Mgmt For For For
  10 Elect Dennis Vermillion   Mgmt For For For
  11 Elect Janet D. Widmann   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Bank of America Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAC CUSIP 060505104   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sharon L. Allen   Mgmt For For For
  2 Elect Susan S. Bies   Mgmt For For For
  3 Elect Jack O. Bovender, Jr.   Mgmt For For For
  4 Elect Frank P. Bramble, Sr.   Mgmt For For For
  5 Elect Pierre J. P. de Weck   Mgmt For For For
  6 Elect Arnold W. Donald   Mgmt For For For
  7 Elect Linda P. Hudson   Mgmt For For For
  8 Elect Monica C. Lozano   Mgmt For For For
  9 Elect Thomas J. May   Mgmt For For For
  10 Elect Brian T. Moynihan   Mgmt For For For
  11 Elect Lionel L. Nowell, III   Mgmt For For For
  12 Elect Denise L. Ramos   Mgmt For For For
  13 Elect Clayton S. Rose   Mgmt For For For
  14 Elect Michael D. White   Mgmt For For For
  15 Elect Thomas D. Woods   Mgmt For For For
  16 Elect R. David Yost   Mgmt For For For
  17 Elect Maria T. Zuber   Mgmt For Against Against
  18 Advisory Vote on Executive Compensation   Mgmt For For For
  19 Ratification of Auditor   Mgmt For For For
  20 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
  23 Shareholder Proposal Regarding Purpose of a Corporation   ShrHoldr Against Against For
               
               
               
BCE Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  BCE CUSIP 05534B760   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Barry K. Allen   Mgmt For For For
  1.2 Elect Mirko Bibic   Mgmt For For For
  1.3 Elect Sophie Brochu   Mgmt Withhold Withhold N/A
  1.4 Elect Robert E. Brown   Mgmt For For For
  1.5 Elect David F. Denison   Mgmt For For For
  1.6 Elect Robert P. Dexter   Mgmt For For For
  1.7 Elect Ian Greenberg   Mgmt For For For
  1.8 Elect Katherine Lee   Mgmt For For For
  1.9 Elect Monique F. Leroux   Mgmt For For For
  1.10 Elect Gordon M. Nixon   Mgmt For For For
  1.11 Elect Thomas E. Richards   Mgmt For For For
  1.12 Elect Calin Rovinescu   Mgmt For For For
  1.13 Elect Karen Sheriff   Mgmt For For For
  1.14 Elect Robert C. Simmonds   Mgmt For For For
  1.15 Elect Paul R. Weiss   Mgmt For For For
  2 Appointment of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Board Composition   ShrHoldr Against Against For
               
               
               
BlackRock Income Trust Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  BKT CUSIP 09247F100   07/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Richard E. Cavanagh   Mgmt For For For
  1.2 Elect Cynthia L. Egan   Mgmt For For For
  1.3 Elect Robert Fairbairn   Mgmt For For For
  1.4 Elect Henry Gabbay   Mgmt For For For
               
               
               
Bristol-Myers Squibb Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BMY CUSIP 110122108   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter J. Arduini   Mgmt For For For
  2 Elect Robert J. Bertolini   Mgmt For For For
  3 Elect Michael W. Bonney   Mgmt For Against Against
  4 Elect Giovanni Caforio   Mgmt For For For
  5 Elect Matthew W. Emmens   Mgmt For For For
  6 Elect Julia A. Haller   Mgmt For For For
  7 Elect Dinesh C. Paliwal   Mgmt For For For
  8 Elect Theodore R. Samuels, II   Mgmt For For For
  9 Elect Vicki L. Sato   Mgmt For For For
  10 Elect Gerald Storch   Mgmt For For For
  11 Elect Karen H. Vousden   Mgmt For For For
  12 Elect Phyllis R. Yale   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
CenterPoint Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CNP CUSIP 15189T107   04/24/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Leslie D. Biddle   Mgmt For For For
  2 Elect Milton Carroll   Mgmt For For For
  3 Elect Scott J. McLean   Mgmt For For For
  4 Elect Martin H. Nesbitt   Mgmt For For For
  5 Elect Theodore F. Pound   Mgmt For For For
  6 Elect Susan O. Rheney   Mgmt For For For
  7 Elect Phillip R. Smith   Mgmt For For For
  8 Elect John W. Somerhalder II   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Amendment to the Outside Director Stock Plan   Mgmt For For For
               
               
               
CNO Financial Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CNO CUSIP 12621E103   05/08/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gary C. Bhojwani   Mgmt For For For
  2 Elect Ellyn L. Brown   Mgmt For For For
  3 Elect Stephen N. David   Mgmt For For For
  4 Elect David B. Foss   Mgmt For For For
  5 Elect Robert C. Greving   Mgmt For For For
  6 Elect Nina Henderson   Mgmt For For For
  7 Elect Charles J. Jacklin   Mgmt For For For
  8 Elect Daniel R. Maurer   Mgmt For For For
  9 Elect Frederick J. Sievert   Mgmt For For For
  10 Amendment to the Long-Term Incentive Plan   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Cummins Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CMI CUSIP 231021106   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect N. Thomas Linebarger   Mgmt For For For
  2 Elect Robert J. Bernhard   Mgmt For For For
  3 Elect Franklin R. Chang-Diaz   Mgmt For For For
  4 Elect Bruno V. Di Leo Allen   Mgmt For For For
  5 Elect Stephen B. Dobbs   Mgmt For For For
  6 Elect Robert K. Herdman   Mgmt For For For
  7 Elect Alexis M. Herman   Mgmt For For For
  8 Elect Thomas J. Lynch   Mgmt For For For
  9 Elect William I. Miller   Mgmt For For For
  10 Elect Georgia R. Nelson   Mgmt For For For
  11 Elect Karen H. Quintos   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
               
               
               
Duff & Phelps Utility and Corporate Bond Trust Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DUC CUSIP 26432K108   04/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Geraldine M. McNamara   Mgmt For Withhold Against
  1.2 Elect David J. Vitale   Mgmt For Withhold Against
  2 Shareholder Proposal Regarding Self-Tender Offer   ShrHoldr Against For Against
               
               
               
Eastman Chemical Company              
  Ticker Security ID:   Meeting Date Meeting Status
  EMN CUSIP 277432100   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Humberto P. Alfonso   Mgmt For For For
  2 Elect Brett D. Begemann   Mgmt For For For
  3 Elect Mark J. Costa   Mgmt For For For
  4 Elect Edward L. Doheny II   Mgmt For For For
  5 Elect Julie  Fasone Holder   Mgmt For For For
  6 Elect Renee J. Hornbaker   Mgmt For For For
  7 Elect Kim Ann Mink   Mgmt For For For
  8 Elect James J. O’Brien   Mgmt For For For
  9 Elect David W. Raisbeck   Mgmt For For For
  10 Elect Charles K. Stevens III   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For Against Against
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Eaton Corporation plc              
  Ticker Security ID:   Meeting Date Meeting Status
  ETN CUSIP G29183103   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Craig Arnold   Mgmt For For For
  2 Elect Christopher M. Connor   Mgmt For For For
  3 Elect Michael J. Critelli   Mgmt For For For
  4 Elect Richard H. Fearon   Mgmt For Against Against
  5 Elect Olivier Leonetti   Mgmt For For For
  6 Elect Deborah L. McCoy   Mgmt For For For
  7 Elect Silvio Napoli   Mgmt For For For
  8 Elect Gregory R. Page   Mgmt For For For
  9 Elect Sandra Pianalto   Mgmt For For For
  10 Elect Lori J. Ryerkerk   Mgmt For For For
  11 Elect Gerald B. Smith   Mgmt For For For
  12 Elect Dorothy C. Thompson   Mgmt For For For
  13 Approval of the 2020 Stock Plan   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  18 Authority to Repurchase Overseas Market Shares   Mgmt For For For
               
               
               
Eaton Vance Municipal Bond Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  EIM CUSIP 27827X101   07/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Thomas E. Faust, Jr.   Mgmt For For For
  1.2 Elect Cynthia E. Frost   Mgmt For For For
  1.3 Elect Scott E. Wennerholm   Mgmt For For For
               
               
               
Evergy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EVRG CUSIP 30034W106   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kirkland B. Andrews   Mgmt For For For
  2 Elect Terry D. Bassham   Mgmt For For For
  3 Elect Mollie Hale Carter   Mgmt For For For
  4 Elect Richard L. Hawley   Mgmt For For For
  5 Elect Thomas D. Hyde   Mgmt For For For
  6 Elect B. Anthony Isaac   Mgmt For For For
  7 Elect Paul M. Keglevic   Mgmt For For For
  8 Elect Sandra A.J. Lawrence   Mgmt For For For
  9 Elect Ann D. Murtlow   Mgmt For For For
  10 Elect Sandra J. Price   Mgmt For For For
  11 Elect Mark A. Ruelle   Mgmt For For For
  12 Elect S. Carl Soderstrom, Jr.   Mgmt For For For
  13 Elect John A. Stall   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
Fifth Third Bancorp              
  Ticker Security ID:   Meeting Date Meeting Status
  FITB CUSIP 316773100   04/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nicholas K. Akins   Mgmt For For For
  2 Elect B. Evan Bayh III   Mgmt For For For
  3 Elect Jorge L. Benitez   Mgmt For For For
  4 Elect Katherine B. Blackburn   Mgmt For For For
  5 Elect Emerson L. Brumback   Mgmt For For For
  6 Elect Jerry W. Burris   Mgmt For For For
  7 Elect Greg D. Carmichael   Mgmt For For For
  8 Elect C. Bryan Daniels   Mgmt For For For
  9 Elect Thomas H. Harvey   Mgmt For For For
  10 Elect Gary R. Heminger   Mgmt For For For
  11 Elect Jewell D. Hoover   Mgmt For For For
  12 Elect Eileen A. Mallesch   Mgmt For For For
  13 Elect Michael B. McCallister   Mgmt For For For
  14 Elect Marsha C. Williams   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
First Trust/Aberdeen Global Opportunity Income Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  FAM CUSIP 337319107   04/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert F. Keith   Mgmt For Withhold Against
  2 Non-Binding Shareholder Proposal Regarding Authorization of Self-Tender Offer   ShrHoldr Against For Against
               
               
               
Fortune Brands Home & Security, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FBHS CUSIP 34964C106   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nicholas I. Fink   Mgmt For For For
  2 Elect A.D. David Mackay   Mgmt For For For
  3 Elect David M. Thomas   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Highland Income Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  HFRAX CUSIP 43010E404   06/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Bob Froehlich   Mgmt For Withhold Against
               
               
               
Infosys Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  INFY CUSIP 456788108   06/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Salil S. Parekh   Mgmt For For For
  4 Elect Uri Levine   Mgmt For For For
               
               
               
International Business Machines Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  IBM CUSIP 459200101   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Thomas Buberl   Mgmt For For For
  2 Elect Michael L. Eskew   Mgmt For Against Against
  3 Elect David N. Farr   Mgmt For For For
  4 Elect Alex Gorsky   Mgmt For For For
  5 Elect Michelle Howard   Mgmt For For For
  6 Elect Arvind Krishna   Mgmt For For For
  7 Elect Andrew N. Liveris   Mgmt For For For
  8 Elect F. William McNabb, III   Mgmt For For For
  9 Elect Martha E. Pollack   Mgmt For For For
  10 Elect Virginia M. Rometty   Mgmt For For For
  11 Elect Joseph R. Swedish   Mgmt For For For
  12 Elect Sidney Taurel   Mgmt For For For
  13 Elect Peter R. Voser   Mgmt For For For
  14 Elect Frederick H. Waddell   Mgmt For Against Against
  15 Ratification of Auditor   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Shareholder Proposal Regarding Shareholder Ability to Remove Directors   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
  19 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
International Paper Company              
  Ticker Security ID:   Meeting Date Meeting Status
  IP CUSIP 460146103   05/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William J. Burns   Mgmt For For For
  2 Elect Christopher M. Connor   Mgmt For For For
  3 Elect Ahmet Cemal Dorduncu   Mgmt For For For
  4 Elect Ilene S. Gordon   Mgmt For For For
  5 Elect Anders Gustafsson   Mgmt For For For
  6 Elect Jacqueline C. Hinman   Mgmt For For For
  7 Elect Clinton A. Lewis, Jr.   Mgmt For For For
  8 Elect Kathryn D. Sullivan   Mgmt For For For
  9 Elect Mark S. Sutton   Mgmt For For For
  10 Elect J. Steven Whisler   Mgmt For For For
  11 Elect Ray G. Young   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Johnson & Johnson              
  Ticker Security ID:   Meeting Date Meeting Status
  JNJ CUSIP 478160104   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Mary C. Beckerle   Mgmt For For For
  2 Elect D. Scott Davis   Mgmt For For For
  3 Elect Ian E.L. Davis   Mgmt For For For
  4 Elect Jennifer A. Doudna   Mgmt For For For
  5 Elect Alex Gorsky   Mgmt For For For
  6 Elect Marillyn A. Hewson   Mgmt For For For
  7 Elect Hubert Joly   Mgmt For For For
  8 Elect Mark B. McClellan   Mgmt For For For
  9 Elect Anne M. Mulcahy   Mgmt For For For
  10 Elect Charles Prince   Mgmt For Against Against
  11 Elect A. Eugene Washington   Mgmt For For For
  12 Elect Mark A. Weinberger   Mgmt For For For
  13 Elect Ronald A. Williams   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Removal of Directors Without Cause   Mgmt For For For
  17 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Report on Response to Opioid Epidemic   ShrHoldr Against For Against
               
               
               
JPMorgan Chase & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  JPM CUSIP 46625H100   05/19/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Linda B. Bammann   Mgmt For For For
  2 Elect Stephen B. Burke   Mgmt For For For
  3 Elect Todd A. Combs   Mgmt For For For
  4 Elect James S. Crown   Mgmt For For For
  5 Elect James Dimon   Mgmt For For For
  6 Elect Timothy P. Flynn   Mgmt For For For
  7 Elect Mellody Hobson   Mgmt For For For
  8 Elect Michael A. Neal   Mgmt For For For
  9 Elect Lee R. Raymond   Mgmt For Against Against
  10 Elect Virginia M. Rometty   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  14 Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Charitable Contributions Disclosure   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
               
               
               
Keycorp              
  Ticker Security ID:   Meeting Date Meeting Status
  KEY CUSIP 493267108   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bruce D. Broussard   Mgmt For For For
  2 Elect Gary M. Crosby   Mgmt For For For
  3 Elect Alexander M. Cutler   Mgmt For For For
  4 Elect H. James Dallas   Mgmt For For For
  5 Elect Elizabeth R. Gile   Mgmt For For For
  6 Elect Ruth Ann M. Gillis   Mgmt For For For
  7 Elect Christopher M. Gorman   Mgmt For For For
  8 Elect Carlton L. Highsmith   Mgmt For For For
  9 Elect Richard J. Hipple   Mgmt For For For
  10 Elect Kristen L. Manos   Mgmt For For For
  11 Elect Barbara R. Snyder   Mgmt For For For
  12 Elect David K. Wilson   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Lamar Advertising Company              
  Ticker Security ID:   Meeting Date Meeting Status
  LAMR CUSIP 512816109   05/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Nancy Fletcher   Mgmt For For For
  1.2 Elect John E. Koerner III   Mgmt For For For
  1.3 Elect Marshall A. Loeb   Mgmt For For For
  1.4 Elect Stephen P. Mumblow   Mgmt For For For
  1.5 Elect Thomas V. Reifenheiser   Mgmt For For For
  1.6 Elect Anna Reilly   Mgmt For For For
  1.7 Elect Kevin P. Reilly, Jr.   Mgmt For For For
  1.8 Elect Wendell S. Reilly   Mgmt For Withhold Against
  1.9 Elect Elizabeth Thompson   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Lockheed Martin Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LMT CUSIP 539830109   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Daniel F. Akerson   Mgmt For For For
  2 Elect David B. Burritt   Mgmt For For For
  3 Elect Bruce A. Carlson   Mgmt For Against Against
  4 Elect Joseph Dunford Jr.   Mgmt For For For
  5 Elect James O. Ellis, Jr.   Mgmt For For For
  6 Elect Thomas J. Falk   Mgmt For For For
  7 Elect Ilene S. Gordon   Mgmt For For For
  8 Elect Marillyn A. Hewson   Mgmt For For For
  9 Elect Vicki A. Hollub   Mgmt For For For
  10 Elect Jeh C. Johnson   Mgmt For For For
  11 Elect Debra L. Reed-Klages   Mgmt For For For
  12 Elect James D. Taiclet, Jr.   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Approval of the 2020 Incentive Performance Award Plan   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Magna International Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MG CUSIP 559222401   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Scott B. Bonham   Mgmt For For For
  1.2 Elect Peter Guy Bowie   Mgmt For For For
  1.3 Elect Mary S. Chan   Mgmt For For For
  1.4 Elect V. Peter Harder   Mgmt For For For
  1.5 Elect Kurt J. Lauk   Mgmt For For For
  1.6 Elect Robert F. MacLellan   Mgmt For For For
  1.7 Elect Cynthia A. Niekamp   Mgmt For For For
  1.8 Elect William A. Ruh   Mgmt For For For
  1.9 Elect Indira V. Samarasekera   Mgmt For For For
  1.10 Elect Donald J. Walker   Mgmt For For For
  1.11 Elect Lisa S. Westlake   Mgmt For For For
  1.12 Elect William L. Young   Mgmt For For For
  2 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Repeal of Classified Board   Mgmt For For For
  2 Elect Steven A. Davis   Mgmt For Against Against
  3 Elect J. Michael Stice   Mgmt For For For
  4 Elect John P. Surma   Mgmt For For For
  5 Elect Susan Tomasky   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr For For For
  9 Shareholder Proposal Regarding  Report on Linking Executive Pay to Community Impact   ShrHoldr Against Against For
               
               
               
Merck & Co., Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MRK CUSIP 58933Y105   05/26/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Leslie A. Brun   Mgmt For For For
  2 Elect Thomas R. Cech   Mgmt For For For
  3 Elect Mary Ellen Coe   Mgmt For For For
  4 Elect Pamela J. Craig   Mgmt For For For
  5 Elect Kenneth C. Frazier   Mgmt For For For
  6 Elect Thomas H. Glocer   Mgmt For For For
  7 Elect Risa Lavizzo-Mourey   Mgmt For For For
  8 Elect Paul B. Rothman   Mgmt For For For
  9 Elect Patricia F. Russo   Mgmt For For For
  10 Elect Christine E. Seidman   Mgmt For For For
  11 Elect Inge G. Thulin   Mgmt For For For
  12 Elect Kathy J. Warden   Mgmt For For For
  13 Elect Peter C. Wendell   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act   ShrHoldr Against Against For
               
               
               
MetLife, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MET CUSIP 59156R108   06/16/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Cheryl W. Grise   Mgmt For For For
  2 Elect Carlos M. Gutierrez   Mgmt For For For
  3 Elect Gerald L. Hassell   Mgmt For For For
  4 Elect David L. Herzog   Mgmt For For For
  5 Elect R. Glenn Hubbard   Mgmt For For For
  6 Elect Edward J. Kelly, III   Mgmt For For For
  7 Elect William E. Kennard   Mgmt For For For
  8 Elect Michel A. Khalaf   Mgmt For For For
  9 Elect Catherine R. Kinney   Mgmt For For For
  10 Elect Diana McKenzie   Mgmt For For For
  11 Elect Denise M. Morrison   Mgmt For For For
  12 Elect Mark A. Weinberger   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Microsoft Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MSFT CUSIP 594918104   12/04/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William H. Gates III   Mgmt For For For
  2 Elect Reid G. Hoffman   Mgmt For For For
  3 Elect Hugh F. Johnston   Mgmt For For For
  4 Elect Teri L. List-Stoll   Mgmt For For For
  5 Elect Satya Nadella   Mgmt For For For
  6 Elect Sandra E. Peterson   Mgmt For For For
  7 Elect Penny S. Pritzker   Mgmt For For For
  8 Elect Charles W. Scharf   Mgmt For For For
  9 Elect Arne M. Sorenson   Mgmt For For For
  10 Elect John W. Stanton   Mgmt For For For
  11 Elect John W. Thompson   Mgmt For For For
  12 Elect Emma N. Walmsley   Mgmt For For For
  13 Elect Padmasree Warrior   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
Morgan Stanley              
  Ticker Security ID:   Meeting Date Meeting Status
  MS CUSIP 617446448   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Elizabeth Corley   Mgmt For For For
  2 Elect Alistair Darling   Mgmt For For For
  3 Elect Thomas H. Glocer   Mgmt For For For
  4 Elect James P. Gorman   Mgmt For For For
  5 Elect Robert H. Herz   Mgmt For For For
  6 Elect Nobuyuki Hirano   Mgmt For For For
  7 Elect Stephen J. Luczo   Mgmt For For For
  8 Elect Jami Miscik   Mgmt For For For
  9 Elect Dennis M. Nally   Mgmt For For For
  10 Elect Takeshi Ogasawara   Mgmt For For For
  11 Elect Hutham S. Olayan   Mgmt For For For
  12 Elect Mary L. Schapiro   Mgmt For For For
  13 Elect Perry M. Traquina   Mgmt For For For
  14 Elect Rayford Wilkins, Jr.   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Navient Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  NAVI CUSIP 63938C108   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Frederick Arnold   Mgmt For For For
  2 Elect Anna Escobedo Cabral   Mgmt For For For
  3 Elect Larry A. Klane   Mgmt For For For
  4 Elect Katherine A. Lehman   Mgmt For For For
  5 Elect Linda A. Mills   Mgmt For For For
  6 Elect John F. Remondi   Mgmt For For For
  7 Elect Jane J. Thompson   Mgmt For For For
  8 Elect Laura S. Unger   Mgmt For For For
  9 Elect David L. Yowan   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
Nuveen Tax-Advantaged Dividend Growth Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  JLS CUSIP 670735109   08/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Approval of Amendment to the Declaration of Trust   Mgmt For For For
  2 Amendment to Investment Objective   Mgmt For For For
  3 Investment Management Agreement   Mgmt For For For
  4 New Sub-Advisory Agreement   Mgmt For For For
  5.1 Elect Judith M. Stockdale   Mgmt For For For
  5.2 Elect Carole E. Stone   Mgmt For For For
  5.3 Elect Margaret L. Wolff   Mgmt For For For
  5.4 Elect William C. Hunter   Mgmt For For For
               
               
               
Otter Tail Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  OTTR CUSIP 689648103   04/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect John D. Erickson   Mgmt For For For
  1.2 Elect Nathan I. Partain   Mgmt For For For
  1.3 Elect James B. Stake   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Packaging Corporation of America              
  Ticker Security ID:   Meeting Date Meeting Status
  PKG CUSIP 695156109   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Cheryl K. Beebe   Mgmt For For For
  2 Elect Duane C. Farrington   Mgmt For For For
  3 Elect Donna A. Harman   Mgmt For For For
  4 Elect Mark W. Kowlzan   Mgmt For For For
  5 Elect Robert C. Lyons   Mgmt For For For
  6 Elect Thomas P. Maurer   Mgmt For For For
  7 Elect Samuel Mencoff   Mgmt For For For
  8 Elect Roger B. Porter   Mgmt For For For
  9 Elect Thomas S. Souleles   Mgmt For For For
  10 Elect Paul T. Stecko   Mgmt For For For
  11 Elect James D. Woodrum   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Amendment to the 1999 Long-Term Equity Incentive Plan   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Philip Morris International Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PM CUSIP 718172109   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andre Calantzopoulos   Mgmt For For For
  2 Elect Louis C. Camilleri   Mgmt For For For
  3 Elect Werner Geissler   Mgmt For For For
  4 Elect Lisa A. Hook   Mgmt For For For
  5 Elect Jennifer Xin-Zhe Li   Mgmt For For For
  6 Elect Jun Makihara   Mgmt For For For
  7 Elect Kalpana Morparia   Mgmt For For For
  8 Elect Lucio A. Noto   Mgmt For For For
  9 Elect Frederik Paulsen   Mgmt For For For
  10 Elect Robert B. Polet   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Phillips 66              
  Ticker Security ID:   Meeting Date Meeting Status
  PSX CUSIP 718546104   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Charles M. Holley, Jr.   Mgmt For For For
  2 Elect Glenn F. Tilton   Mgmt For For For
  3 Elect Marna C. Whittington   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments   ShrHoldr Against For Against
               
               
               
Pioneer Diversified High Income Trust.              
  Ticker Security ID:   Meeting Date Meeting Status
  HNW CUSIP 723653101   09/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Lisa M. Jones   Mgmt For For For
  1.2 Elect Lorraine H. Monchak   Mgmt For For For
  1.3 Elect John E. Baumgardner, Jr.   Mgmt For For For
               
               
               
Prudential Financial, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRU CUSIP 744320102   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Thomas J. Baltimore, Jr.   Mgmt For Against Against
  2 Elect Gilbert F. Casellas   Mgmt For For For
  3 Elect Robert M. Falzon   Mgmt For For For
  4 Elect Martina Hund-Mejean   Mgmt For For For
  5 Elect Karl J. Krapek   Mgmt For For For
  6 Elect Peter R. Lighte   Mgmt For For For
  7 Elect Charles F. Lowrey   Mgmt For For For
  8 Elect George Paz   Mgmt For For For
  9 Elect Sandra Pianalto   Mgmt For For For
  10 Elect Christine A. Poon   Mgmt For For For
  11 Elect Douglas A. Scovanner   Mgmt For For For
  12 Elect Michael A. Todman   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Raytheon Company              
  Ticker Security ID:   Meeting Date Meeting Status
  RTN CUSIP 755111507   10/11/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger with United Technologies   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Ryder System, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  R CUSIP 783549108   05/01/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert J. Eck   Mgmt For For For
  2 Elect Robert A. Hagemann   Mgmt For For For
  3 Elect Michael F. Hilton   Mgmt For For For
  4 Elect Tamara L. Lundgren   Mgmt For For For
  5 Elect Luis P. Nieto, Jr.   Mgmt For For For
  6 Elect David G. Nord   Mgmt For For For
  7 Elect Robert E. Sanchez   Mgmt For For For
  8 Elect Abbie J. Smith   Mgmt For For For
  9 Elect E. Follin Smith   Mgmt For For For
  10 Elect Dmitri L. Stockton   Mgmt For For For
  11 Elect Hansel E. Tookes II   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Approval of the Amended Stock Purchase Plan   Mgmt For For For
  15 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
               
               
               
Tapestry, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TPR CUSIP 876030107   11/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Darrell Cavens   Mgmt For For For
  2 Elect David Denton   Mgmt For For For
  3 Elect Anne Gates   Mgmt For For For
  4 Elect Andrea Guerra   Mgmt For For For
  5 Elect Susan J. Kropf   Mgmt For For For
  6 Elect Annabelle Yu Long   Mgmt For For For
  7 Elect Ivan Menezes   Mgmt For For For
  8 Elect Jide J. Zeitlin   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Amendment to the 2018 Stock Incentive Plan   Mgmt For For For
               
               
               
TE Connectivity Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  TEL CUSIP H84989104   03/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Pierre R. Brondeau   Mgmt For For For
  2 Elect Terrence R. Curtin   Mgmt For For For
  3 Elect Carol A. Davidson   Mgmt For For For
  4 Elect Lynn A. Dugle   Mgmt For For For
  5 Elect William A. Jeffrey   Mgmt For For For
  6 Elect David M. Kerko   Mgmt For For For
  7 Elect Thomas J. Lynch   Mgmt For For For
  8 Elect Yong Nam   Mgmt For For For
  9 Elect Daniel J. Phelan   Mgmt For For For
  10 Elect Abhijit Y. Talwalkar   Mgmt For For For
  11 Elect Mark C. Trudeau   Mgmt For For For
  12 Elect Dawn C. Willoughby   Mgmt For For For
  13 Elect Laura H. Wright   Mgmt For For For
  14 Appoint Thomas J. Lynch as Board Chair   Mgmt For For For
  15 Elect Daniel J. Phelan as Management Development and Compensation Committee Member   Mgmt For For For
  16 Elect Abhijit Y. Talwalkar as Management Development and Compensation Committee Member   Mgmt For For For
  17 Elect Mark C. Trudeau as Management Development and Compensation Committee Member   Mgmt For For For
  18 Elect Dawn C. Willoughby as Management Development and Compensation Committee Member   Mgmt For For For
  19 Appointment of Independent Proxy   Mgmt For For For
  20 Approval of Annual Report    Mgmt For For For
  21 Approval of Statutory Financial Statements   Mgmt For For For
  22 Approval of Consolidated Financial Statements   Mgmt For For For
  23 Ratification of Board and Management Acts   Mgmt For For For
  24 Appointment of Statutory Auditor    Mgmt For For For
  25 Appointment of Swiss Registered Auditor   Mgmt For For For
  26 Appointment of Special Auditor   Mgmt For For For
  27 Advisory Vote on Executive Compensation   Mgmt For For For
  28 Executive Compensation   Mgmt For For For
  29 Board Compensation   Mgmt For For For
  30 Allocation of Profits   Mgmt For For For
  31 Dividend from Reserves   Mgmt For For For
  32 Renewal of Authorized Capital   Mgmt For For For
  33 Cancellation of Shares and Reduction in Share Capital   Mgmt For For For
  34 Right to Adjourn Meeting   Mgmt For For For
               
               
               
The Boeing Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BA CUSIP 097023105   04/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert A. Bradway   Mgmt For For For
  2 Elect David L. Calhoun   Mgmt For For For
  3 Elect Arthur D. Collins, Jr.   Mgmt For For For
  4 Elect Edmund P. Giambastiani, Jr.   Mgmt For For For
  5 Elect Lynn J. Good   Mgmt For For For
  6 Elect Nikki R Haley   Mgmt N/A Abstain N/A
  7 Elect Akhil Johri   Mgmt For For For
  8 Elect Lawrence W. Kellner   Mgmt For Against Against
  9 Elect Caroline B. Kennedy   Mgmt For For For
  10 Elect Steven M. Mollenkopf   Mgmt For For For
  11 Elect John M. Richardson   Mgmt For For For
  12 Elect Susan C. Schwab   Mgmt For For For
  13 Elect Ronald A. Williams   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For Against Against
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Disclosure of Board Qualifications   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against Against For
  19 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
  20 Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation   ShrHoldr Against Against For
               
               
               
U.S. Bancorp              
  Ticker Security ID:   Meeting Date Meeting Status
  USB CUSIP 902973304   04/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warner L. Baxter   Mgmt For For For
  2 Elect Dorothy J. Bridges   Mgmt For For For
  3 Elect Elizabeth Buse   Mgmt For For For
  4 Elect Marc N. Casper   Mgmt For For For
  5 Elect Andrew Cecere   Mgmt For For For
  6 Elect Kimberly J. Harris   Mgmt For For For
  7 Elect Roland A. Hernandez   Mgmt For For For
  8 Elect Olivia F. Kirtley   Mgmt For For For
  9 Elect Karen S. Lynch   Mgmt For For For
  10 Elect Richard P. McKenney   Mgmt For For For
  11 Elect Yusuf I. Mehdi   Mgmt For For For
  12 Elect John P. Wiehoff   Mgmt For For For
  13 Elect Scott W. Wine   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Union Pacific Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  UNP CUSIP 907818108   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andrew H. Card, Jr.   Mgmt For For For
  2 Elect William J. DeLaney   Mgmt For For For
  3 Elect David B. Dillon   Mgmt For For For
  4 Elect Lance M. Fritz   Mgmt For For For
  5 Elect Deborah C. Hopkins   Mgmt For For For
  6 Elect Jane H. Lute   Mgmt For For For
  7 Elect Michael R. McCarthy   Mgmt For For For
  8 Elect Thomas F. McLarty III   Mgmt For For For
  9 Elect Bhavesh V. Patel   Mgmt For For For
  10 Elect Jose H. Villarreal   Mgmt For For For
  11 Elect Christopher J. Williams   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change   ShrHoldr Against Against For
               
               
               
UnitedHealth Group Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  UNH CUSIP 91324P102   06/01/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard T. Burke   Mgmt For For For
  2 Elect Timothy P. Flynn   Mgmt For For For
  3 Elect Stephen J. Hemsley   Mgmt For For For
  4 Elect Michele J. Hooper   Mgmt For For For
  5 Elect F. William McNabb, III   Mgmt For For For
  6 Elect Valerie C. Montgomery Rice   Mgmt For For For
  7 Elect John H. Noseworthy   Mgmt For For For
  8 Elect Glenn M. Renwick   Mgmt For For For
  9 Elect David S. Wichmann   Mgmt For For For
  10 Elect Gail R. Wilensky   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Approval of the 2020 Stock Incentive Plan   Mgmt For For For
  14 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
               
               
               
V.F. Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  VFC CUSIP 918204108   07/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Richard T. Carucci   Mgmt For For For
  1.2 Elect Juliana L. Chugg   Mgmt For For For
  1.3 Elect Benno Dorer   Mgmt For For For
  1.4 Elect Mark S. Hoplamazian   Mgmt For For For
  1.5 Elect Laura W. Lang   Mgmt For For For
  1.6 Elect W. Alan McCollough   Mgmt For For For
  1.7 Elect W. Rodney McMullen   Mgmt For For For
  1.8 Elect Clarence Otis, Jr.   Mgmt For For For
  1.9 Elect Steven E. Rendle   Mgmt For For For
  1.10 Elect Carol L. Roberts   Mgmt For For For
  1.11 Elect Matthew J. Shattock   Mgmt For For For
  1.12 Elect Veronica B. Wu   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Webster Financial Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  WBS CUSIP 947890109   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William L. Atwell   Mgmt For For For
  2 Elect John R. Ciulla   Mgmt For For For
  3 Elect Elizabeth E. Flynn   Mgmt For For For
  4 Elect E. Carol Hayles   Mgmt For For For
  5 Elect Linda H. Ianieri   Mgmt For For For
  6 Elect Laurence C. Morse   Mgmt For For For
  7 Elect Karen R. Osar   Mgmt For For For
  8 Elect Mark Pettie   Mgmt For For For
  9 Elect Lauren C. States   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
               
               
               
Western Asset High Income Opportunity Fund Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  HIO CUSIP 95766K109   03/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert D. Agdern   Mgmt For For For
  2 Elect Carol L. Colman   Mgmt For For For
  3 Elect Daniel P. Cronin   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Shareholder Proposal Regarding Self-Tender (Non-Binding)   ShrHoldr Against Against For

 

 

 

 

             
Item 1: Proxy Voting Record 
             
Registrant: ICON Funds
             
Fund Name: ICON Financial Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020
               
               
               
Ally Financial Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALLY CUSIP 02005N100   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Franklin W. Hobbs   Mgmt For For For
  2 Elect Kenneth J. Bacon   Mgmt For For For
  3 Elect Katryn (Trynka) Shineman Blake   Mgmt For For For
  4 Elect Maureen Breakiron-Evans   Mgmt For For For
  5 Elect William H. Cary   Mgmt For For For
  6 Elect Mayree C. Clark   Mgmt For For For
  7 Elect Kim S. Fennebresque   Mgmt For For For
  8 Elect Marjorie Magner   Mgmt For For For
  9 Elect Brian H. Sharples   Mgmt For For For
  10 Elect John J. Stack   Mgmt For For For
  11 Elect Michael F. Steib   Mgmt For For For
  12 Elect Jeffrey J. Brown   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
American Express Company              
  Ticker Security ID:   Meeting Date Meeting Status
  AXP CUSIP 025816109   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Charlene Barshefsky   Mgmt For For For
  2 Elect John J. Brennan   Mgmt For For For
  3 Elect Peter Chernin   Mgmt For For For
  4 Elect Ralph de la Vega   Mgmt For For For
  5 Elect Anne M. A. Lauvergeon   Mgmt For For For
  6 Elect Micheal O. Leavitt   Mgmt For For For
  7 Elect Theodore J. Leonsis   Mgmt For For For
  8 Elect Karen L. Parkhill   Mgmt For For For
  9 Elect Lynn A. Pike   Mgmt For For For
  10 Elect Stephen J. Squeri   Mgmt For For For
  11 Elect Daniel L. Vasella   Mgmt For For For
  12 Elect Ronald A. Williams   Mgmt For For For
  13 Elect Christopher D. Young   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Amendment to the Incentive Compensation Plan   Mgmt For For For
  17 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
               
               
               
Aon plc              
  Ticker Security ID:   Meeting Date Meeting Status
  AON CUSIP G0408V102   02/04/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Approve Scheme of Arrangement (Reincorporation from UK to Ireland)   Mgmt For For For
  2 Cancellation of Share Premium Account   Mgmt For For For
  3 Off-Market Repurchase of Shares   Mgmt For For For
  4 Cancellation of NYSE Listing   Mgmt For For For
  5 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Aon plc              
  Ticker Security ID:   Meeting Date Meeting Status
  AON CUSIP G0408V111   02/04/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Approve Scheme of Arrangement (Reincorporation from UK to Ireland)   Mgmt For For For
               
               
               
Arch Capital Group Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  ACGL CUSIP G0450A105   05/08/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Louis J. Paglia   Mgmt For For For
  2 Elect Brian S. Posner   Mgmt For For For
  3 Elect John D. Vollaro   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Elect Robert Appleby   Mgmt For For For
  7 Elect Dennis R. Brand   Mgmt For For For
  8 Elect Graham B.R. Collis   Mgmt For Against Against
  9 Elect Matthew Dragonetti   Mgmt For For For
  10 Elect Seamus Fearon   Mgmt For For For
  11 Elect Beau Franklin   Mgmt For For For
  12 Elect Jerome Halgan   Mgmt For For For
  13 Elect James Haney   Mgmt For For For
  14 Elect W. Preston Hutchings   Mgmt For For For
  15 Elect Pierre Jal   Mgmt For For For
  16 Elect Francois Morin   Mgmt For Against Against
  17 Elect David J. Mulholland   Mgmt For For For
  18 Elect Tim Peckett   Mgmt For For For
  19 Elect Maamoun Rajeh   Mgmt For For For
  20 Elect Roderick Romeo   Mgmt For For For
               
               
               
Assurant, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AIZ CUSIP 04621X108   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Elaine D. Rosen   Mgmt For For For
  2 Elect Paget L. Alves   Mgmt For For For
  3 Elect Juan N. Cento   Mgmt For For For
  4 Elect Alan B. Colberg   Mgmt For For For
  5 Elect Harriet Edelman   Mgmt For For For
  6 Elect Lawrence V. Jackson   Mgmt For For For
  7 Elect Jean-Paul L. Montupet   Mgmt For For For
  8 Elect Debra J. Perry   Mgmt For For For
  9 Elect Ognjen Redzic   Mgmt For For For
  10 Elect Paul J. Reilly   Mgmt For For For
  11 Elect Robert W. Stein   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Athene Holding Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  ATH CUSIP G0684D107   02/12/2020 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Bundled Bylaw Amendments   Mgmt For For For
  2 Conversion of Class B Common Shares into Class A Common Shares   Mgmt For For For
  3 Conversion of Class M Common Shares into Class A Common Shares and Warrants   Mgmt For For For
  4 Issuance of Common Stock   Mgmt For For For
  5 Right to Adjourn Meeting   Mgmt For For For
  6 Declaration of Material Interest   Mgmt N/A For N/A
  7 Declaration of Material Interest   Mgmt N/A For N/A
               
               
               
Athene Holding Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  ATH CUSIP G0684D107   06/02/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Scott M. Kleinman   Mgmt For For For
  2 Elect Lawrence J. Ruisi   Mgmt For For For
  3 Elect Hope S. Taitz   Mgmt For For For
  4 Elect Arthur Wrubel   Mgmt For For For
  5 Elect Fehmi Zeko   Mgmt For For For
  6 Appointment of Auditor   Mgmt For For For
  7 Authority to Set Auditor’s Fees   Mgmt For For For
  8 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Axos Financial, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AX CUSIP 05465C100   10/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect James S. Argalas   Mgmt For For For
  1.2 Elect James J. Court   Mgmt For Withhold Against
  1.3 Elect Edward J. Ratinoff   Mgmt For For For
  2 Amendment to the 2014 Stock Incentive Plan   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Ratification of Auditor   Mgmt For For For
               
               
               
Bank of America Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAC CUSIP 060505104   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sharon L. Allen   Mgmt For For For
  2 Elect Susan S. Bies   Mgmt For For For
  3 Elect Jack O. Bovender, Jr.   Mgmt For For For
  4 Elect Frank P. Bramble, Sr.   Mgmt For For For
  5 Elect Pierre J. P. de Weck   Mgmt For For For
  6 Elect Arnold W. Donald   Mgmt For For For
  7 Elect Linda P. Hudson   Mgmt For For For
  8 Elect Monica C. Lozano   Mgmt For For For
  9 Elect Thomas J. May   Mgmt For For For
  10 Elect Brian T. Moynihan   Mgmt For For For
  11 Elect Lionel L. Nowell, III   Mgmt For For For
  12 Elect Denise L. Ramos   Mgmt For For For
  13 Elect Clayton S. Rose   Mgmt For For For
  14 Elect Michael D. White   Mgmt For For For
  15 Elect Thomas D. Woods   Mgmt For For For
  16 Elect R. David Yost   Mgmt For For For
  17 Elect Maria T. Zuber   Mgmt For Against Against
  18 Advisory Vote on Executive Compensation   Mgmt For For For
  19 Ratification of Auditor   Mgmt For For For
  20 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
  23 Shareholder Proposal Regarding Purpose of a Corporation   ShrHoldr Against Against For
               
               
               
Citigroup Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  C CUSIP 172967424   04/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael L. Corbat   Mgmt For For For
  2 Elect Ellen M. Costello   Mgmt For For For
  3 Elect Grace E Dailey   Mgmt For For For
  4 Elect Barbara J. Desoer   Mgmt For For For
  5 Elect John C. Dugan   Mgmt For For For
  6 Elect Duncan P. Hennes   Mgmt For For For
  7 Elect Peter B. Henry   Mgmt For For For
  8 Elect S. Leslie Ireland   Mgmt For For For
  9 Elect Lew W. Jacobs, IV   Mgmt For For For
  10 Elect Renee J. James   Mgmt For For For
  11 Elect Gary M. Reiner   Mgmt For For For
  12 Elect Diana L. Taylor   Mgmt For For For
  13 Elect James S. Turley   Mgmt For For For
  14 Elect Deborah C. Wright   Mgmt For For For
  15 Elect Alexander R. Wynaendts   Mgmt For For For
  16 Elect Ernesto Zedillo Ponce de Leon   Mgmt For For For
  17 Ratification of Auditor   Mgmt For For For
  18 Advisory Vote on Executive Compensation   Mgmt For For For
  19 Amendment to the 2019 Stock Incentive Plan    Mgmt For For For
  20 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Purpose of Corporation   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding  Lobbying Report   ShrHoldr Against Against For
               
               
               
Discover Financial Services              
  Ticker Security ID:   Meeting Date Meeting Status
  DFS CUSIP 254709108   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey S. Aronin   Mgmt For For For
  2 Elect Mary K. Bush   Mgmt For For For
  3 Elect Gregory C. Case   Mgmt For For For
  4 Elect Candace H. Duncan   Mgmt For For For
  5 Elect Joseph F. Eazor   Mgmt For For For
  6 Elect Cynthia A. Glassman   Mgmt For For For
  7 Elect Roger C. Hochschild   Mgmt For For For
  8 Elect Thomas G. Maheras   Mgmt For For For
  9 Elect Michael H. Moskow   Mgmt For For For
  10 Elect Mark A. Thierer   Mgmt For For For
  11 Elect Lawrence A. Weinbach   Mgmt For Abstain Against
  12 Elect Jennifer L. Wong   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
Encore Capital Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ECPG CUSIP 292554102   06/17/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Michael Monaco   Mgmt For For For
  1.2 Elect Ashwini Gupta   Mgmt For For For
  1.3 Elect Wendy G. Hannam   Mgmt For For For
  1.4 Elect Jeffrey A. Hilzinger   Mgmt For For For
  1.5 Elect Angela A. Knight   Mgmt For For For
  1.6 Elect Laura Newman Olle   Mgmt For For For
  1.7 Elect Richard J. Srednicki   Mgmt For For For
  1.8 Elect Richard P. Stovsky   Mgmt For For For
  1.9 Elect Ashish Masih   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
  4 Ratification of Auditor   Mgmt For For For
               
               
               
Essent Group Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  ESNT CUSIP G3198U102   05/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Mark A. Casale   Mgmt For For For
  1.2 Elect Douglas J. Pauls   Mgmt For For For
  1.3 Elect William L. Spiegel   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Euronet Worldwide, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EEFT CUSIP 298736109   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Andrzej Olechowski   Mgmt For For For
  1.2 Elect Eriberto R. Scocimara   Mgmt For For For
  1.3 Elect Mark R. Callegari   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Global Payments Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GPN CUSIP 37940X102   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. Thaddeus Arroyo   Mgmt For For For
  2 Elect Robert H.B. Baldwin, Jr.   Mgmt For Against Against
  3 Elect John G. Bruno   Mgmt For For For
  4 Elect Kriss Cloninger III   Mgmt For For For
  5 Elect William I. Jacobs   Mgmt For For For
  6 Elect Joia M. Johnson   Mgmt For For For
  7 Elect Ruth Ann Marshall   Mgmt For For For
  8 Elect Connie D. McDaniel   Mgmt For For For
  9 Elect William B. Plummer   Mgmt For For For
  10 Elect Jeffrey S. Sloan   Mgmt For For For
  11 Elect John T. Turner   Mgmt For For For
  12 Elect M. Troy Woods   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Elimination of Supermajority Requirement   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
Global Payments Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GPN CUSIP 37940X102   08/29/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Increase of Authorized Common Stock   Mgmt For For For
  3 Declassification of Board   Mgmt For For For
  4 Right to Adjourn Meeting   Mgmt For For For
               
               
               
JPMorgan Chase & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  JPM CUSIP 46625H100   05/19/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Linda B. Bammann   Mgmt For For For
  2 Elect Stephen B. Burke   Mgmt For For For
  3 Elect Todd A. Combs   Mgmt For For For
  4 Elect James S. Crown   Mgmt For For For
  5 Elect James Dimon   Mgmt For For For
  6 Elect Timothy P. Flynn   Mgmt For For For
  7 Elect Mellody Hobson   Mgmt For For For
  8 Elect Michael A. Neal   Mgmt For For For
  9 Elect Lee R. Raymond   Mgmt For Against Against
  10 Elect Virginia M. Rometty   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  14 Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Charitable Contributions Disclosure   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
               
               
               
Keycorp              
  Ticker Security ID:   Meeting Date Meeting Status
  KEY CUSIP 493267108   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bruce D. Broussard   Mgmt For For For
  2 Elect Gary M. Crosby   Mgmt For For For
  3 Elect Alexander M. Cutler   Mgmt For For For
  4 Elect H. James Dallas   Mgmt For For For
  5 Elect Elizabeth R. Gile   Mgmt For For For
  6 Elect Ruth Ann M. Gillis   Mgmt For For For
  7 Elect Christopher M. Gorman   Mgmt For For For
  8 Elect Carlton L. Highsmith   Mgmt For For For
  9 Elect Richard J. Hipple   Mgmt For For For
  10 Elect Kristen L. Manos   Mgmt For For For
  11 Elect Barbara R. Snyder   Mgmt For For For
  12 Elect David K. Wilson   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Lincoln National Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LNC CUSIP 534187109   06/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Deirdre P. Connelly   Mgmt For For For
  2 Elect William H. Cunningham   Mgmt For For For
  3 Elect Dennis R. Glass   Mgmt For For For
  4 Elect George W. Henderson, III   Mgmt For For For
  5 Elect Eric G. Johnson   Mgmt For For For
  6 Elect Gary C. Kelly   Mgmt For For For
  7 Elect M. Leanne Lachman   Mgmt For For For
  8 Elect Michael F. Mee   Mgmt For For For
  9 Elect Patrick S. Pittard   Mgmt For For For
  10 Elect Lynn M. Utter   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Approval of the 2020 Incentive Compensation Plan   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against Against For
               
               
               
Marsh & McLennan Companies, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MMC CUSIP 571748102   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Anthony K. Anderson   Mgmt For For For
  2 Elect Oscar Fanjul Martin   Mgmt For For For
  3 Elect Daniel S. Glaser   Mgmt For For For
  4 Elect H. Edward Hanway   Mgmt For For For
  5 Elect Deborah C. Hopkins   Mgmt For For For
  6 Elect Tamara Ingram   Mgmt For For For
  7 Elect Jane H. Lute   Mgmt For For For
  8 Elect Steven A. Mills   Mgmt For For For
  9 Elect Bruce P. Nolop   Mgmt For For For
  10 Elect Marc D. Oken   Mgmt For For For
  11 Elect Morton O. Schapiro   Mgmt For For For
  12 Elect Lloyd M. Yates   Mgmt For For For
  13 Elect R. David Yost   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Approval of the 2020 Incentive and Stock Award Plan   Mgmt For For For
               
               
               
Mastercard Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  MA CUSIP 57636Q104   06/16/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard Haythornthwaite   Mgmt For Against Against
  2 Elect Ajay Banga   Mgmt For For For
  3 Elect Richard K. Davis   Mgmt For For For
  4 Elect Steven J. Freiberg   Mgmt For For For
  5 Elect Julius Genachowski   Mgmt For For For
  6 Elect Choon  Phong Goh   Mgmt For For For
  7 Elect Merit E. Janow   Mgmt For For For
  8 Elect Oki Matsumoto   Mgmt For For For
  9 Elect Youngme E. Moon   Mgmt For For For
  10 Elect Rima Qureshi   Mgmt For For For
  11 Elect Jose Octavio Reyes Lagunes   Mgmt For For For
  12 Elect Gabrielle Sulzberger   Mgmt For For For
  13 Elect Jackson P. Tai   Mgmt For For For
  14 Elect Lance Uggla   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
               
               
               
Morgan Stanley              
  Ticker Security ID:   Meeting Date Meeting Status
  MS CUSIP 617446448   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Elizabeth Corley   Mgmt For For For
  2 Elect Alistair Darling   Mgmt For For For
  3 Elect Thomas H. Glocer   Mgmt For For For
  4 Elect James P. Gorman   Mgmt For For For
  5 Elect Robert H. Herz   Mgmt For For For
  6 Elect Nobuyuki Hirano   Mgmt For For For
  7 Elect Stephen J. Luczo   Mgmt For For For
  8 Elect Jami Miscik   Mgmt For For For
  9 Elect Dennis M. Nally   Mgmt For For For
  10 Elect Takeshi Ogasawara   Mgmt For For For
  11 Elect Hutham S. Olayan   Mgmt For For For
  12 Elect Mary L. Schapiro   Mgmt For For For
  13 Elect Perry M. Traquina   Mgmt For For For
  14 Elect Rayford Wilkins, Jr.   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Prudential Financial, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRU CUSIP 744320102   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Thomas J. Baltimore, Jr.   Mgmt For Against Against
  2 Elect Gilbert F. Casellas   Mgmt For For For
  3 Elect Robert M. Falzon   Mgmt For For For
  4 Elect Martina Hund-Mejean   Mgmt For For For
  5 Elect Karl J. Krapek   Mgmt For For For
  6 Elect Peter R. Lighte   Mgmt For For For
  7 Elect Charles F. Lowrey   Mgmt For For For
  8 Elect George Paz   Mgmt For For For
  9 Elect Sandra Pianalto   Mgmt For For For
  10 Elect Christine A. Poon   Mgmt For For For
  11 Elect Douglas A. Scovanner   Mgmt For For For
  12 Elect Michael A. Todman   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Signature Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBNY CUSIP 82669G104   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Joseph J. DePaolo   Mgmt For For For
  2 Elect Barney Frank   Mgmt For For For
  3 Elect Scott A. Shay   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Authority to Repurchase Shares   Mgmt For For For
               
               
               
The Goldman Sachs Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GS CUSIP 38141G104   04/30/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect M. Michele Burns   Mgmt For For For
  2 Elect Drew G. Faust   Mgmt For For For
  3 Elect Mark Flaherty   Mgmt For For For
  4 Elect Ellen J. Kullman   Mgmt For For For
  5 Elect Lakshmi N. Mittal   Mgmt For For For
  6 Elect Adebayo O. Ogunlesi   Mgmt For For For
  7 Elect Peter Oppenheimer   Mgmt For For For
  8 Elect David M. Solomon   Mgmt For For For
  9 Elect Jan E. Tighe   Mgmt For For For
  10 Elect David A. Viniar   Mgmt For For For
  11 Elect Mark O. Winkelman   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Purpose of Corporation   ShrHoldr Against Against For
               
               
               
U.S. Bancorp              
  Ticker Security ID:   Meeting Date Meeting Status
  USB CUSIP 902973304   04/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warner L. Baxter   Mgmt For For For
  2 Elect Dorothy J. Bridges   Mgmt For For For
  3 Elect Elizabeth Buse   Mgmt For For For
  4 Elect Marc N. Casper   Mgmt For For For
  5 Elect Andrew Cecere   Mgmt For For For
  6 Elect Kimberly J. Harris   Mgmt For For For
  7 Elect Roland A. Hernandez   Mgmt For For For
  8 Elect Olivia F. Kirtley   Mgmt For For For
  9 Elect Karen S. Lynch   Mgmt For For For
  10 Elect Richard P. McKenney   Mgmt For For For
  11 Elect Yusuf I. Mehdi   Mgmt For For For
  12 Elect John P. Wiehoff   Mgmt For For For
  13 Elect Scott W. Wine   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Visa Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  V CUSIP 92826C839   01/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lloyd A. Carney   Mgmt For For For
  2 Elect Mary B. Cranston   Mgmt For For For
  3 Elect Francisco Javier Fernandez-Carbajal   Mgmt For For For
  4 Elect Alfred F. Kelly, Jr.   Mgmt For For For
  5 Elect Ramon L. Laguarta   Mgmt For For For
  6 Elect John F. Lundgren   Mgmt For For For
  7 Elect Robert W. Matschullat   Mgmt For For For
  8 Elect Denise M. Morrison   Mgmt For For For
  9 Elect Suzanne Nora Johnson   Mgmt For For For
  10 Elect John A.C. Swainson   Mgmt For For For
  11 Elect Maynard G. Webb, Jr.   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
               
               
               
Wells Fargo & Company              
  Ticker Security ID:   Meeting Date Meeting Status
  WFC CUSIP 949746101   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven D. Black   Mgmt For For For
  2 Elect Celeste A. Clark   Mgmt For For For
  3 Elect Theodore F. Craver, Jr.   Mgmt For For For
  4 Elect Wayne M. Hewett   Mgmt For For For
  5 Elect Donald M. James   Mgmt For For For
  6 Elect Maria R. Morris   Mgmt For For For
  7 Elect Charles H. Noski   Mgmt For For For
  8 Elect Richard B. Payne, Jr.   Mgmt For For For
  9 Elect Juan A. Pujadas   Mgmt For For For
  10 Elect Ronald L. Sargent   Mgmt For For For
  11 Elect Charles W. Scharf   Mgmt For For For
  12 Elect Suzanne M. Vautrinot   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For Against Against
  15 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendment   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Incentive Compensation Report   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For

 

 

             
Item 1: Proxy Voting Record 
             
Registrant: ICON Funds
             
Fund Name: ICON Healthcare Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020
               
               
               
Abbott Laboratories              
  Ticker Security ID:   Meeting Date Meeting Status
  ABT CUSIP 002824100   04/24/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert J. Alpern   Mgmt For For For
  1.2 Elect Roxanne S. Austin   Mgmt For For For
  1.3 Elect Sally E. Blount   Mgmt For For For
  1.4 Elect Robert B. Ford   Mgmt For For For
  1.5 Elect Michelle A. Kumbier   Mgmt For For For
  1.6 Elect Edward M. Liddy   Mgmt For For For
  1.7 Elect Darren W. McDew   Mgmt For For For
  1.8 Elect Nancy McKinstry   Mgmt For For For
  1.9 Elect Phebe N. Novakovic   Mgmt For For For
  1.10 Elect William A. Osborn   Mgmt For For For
  1.11 Elect Daniel J. Starks   Mgmt For For For
  1.12 Elect John G. Stratton   Mgmt For For For
  1.13 Elect Glenn F. Tilton   Mgmt For For For
  1.14 Elect Miles D. White   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  5 Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation   ShrHoldr Against Against For
  6 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
  7 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr Against For Against
               
               
               
AbbVie Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ABBV CUSIP 00287Y109   05/08/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert J. Alpern   Mgmt For For For
  1.2 Elect Edward M. Liddy   Mgmt For For For
  1.3 Elect Melody B. Meyer   Mgmt For For For
  1.4 Elect Frederick H. Waddell   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Elimination of Supermajority Requirement   Mgmt For For For
  5 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
  6 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  7 Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing   ShrHoldr Against Against For
               
               
               
Alexion Pharmaceuticals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALXN CUSIP 015351109   05/13/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Felix J. Baker   Mgmt For For For
  1.2 Elect David R. Brennan   Mgmt For For For
  1.3 Elect Christopher J. Coughlin   Mgmt For For For
  1.4 Elect Deborah Dunsire   Mgmt For For For
  1.5 Elect Paul A. Friedman   Mgmt For Withhold Against
  1.6 Elect Ludwig N. Hantson   Mgmt For For For
  1.7 Elect John T. Mollen   Mgmt For For For
  1.8 Elect Francois Nader   Mgmt For For For
  1.9 Elect Judith A. Reinsdorf   Mgmt For For For
  1.10 Elect Andreas Rummelt   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Allergan plc              
  Ticker Security ID:   Meeting Date Meeting Status
  AGN CUSIP G0177J108   10/14/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Scheme of Arrangement   Mgmt For For For
  2 Approve Scheme of Arrangement   Mgmt For For For
  3 Cancellation of Shares   Mgmt For For For
  4 Application of Reserves   Mgmt For For For
  5 Amendment to Articles   Mgmt For For For
  6 Advisory Vote on Golden Parachutes   Mgmt For For For
  7 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Anthem, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ANTM CUSIP 036752103   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gail K. Boudreaux   Mgmt For For For
  2 Elect R. Kerry Clark   Mgmt For For For
  3 Elect Robert L. Dixon, Jr.   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Becton, Dickinson and Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BDX CUSIP 075887109   01/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Catherine M. Burzik   Mgmt For For For
  2 Elect R. Andrew Eckert   Mgmt For For For
  3 Elect Vincent A. Forlenza   Mgmt For For For
  4 Elect Claire M. Fraser   Mgmt For For For
  5 Elect Jeffrey W. Henderson   Mgmt For For For
  6 Elect Christopher Jones   Mgmt For For For
  7 Elect Marshall O. Larsen   Mgmt For For For
  8 Elect David F. Melcher   Mgmt For For For
  9 Elect Thomas E. Polen   Mgmt For For For
  10 Elect Claire Pomeroy   Mgmt For For For
  11 Elect Rebecca W. Rimel   Mgmt For For For
  12 Elect Timothy M. Ring   Mgmt For For For
  13 Elect Bertram L. Scott   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Amendment to the 2004 Employee and Director Equity-Based Compensation Plan   Mgmt For For For
  17 Approval of French Addendum to 2004 Employee and Director Equity-Based Compensation Plan   Mgmt For For For
  18 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Bristol-Myers Squibb Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BMY CUSIP 110122108   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter J. Arduini   Mgmt For For For
  2 Elect Robert J. Bertolini   Mgmt For For For
  3 Elect Michael W. Bonney   Mgmt For Against Against
  4 Elect Giovanni Caforio   Mgmt For For For
  5 Elect Matthew W. Emmens   Mgmt For For For
  6 Elect Julia A. Haller   Mgmt For For For
  7 Elect Dinesh C. Paliwal   Mgmt For For For
  8 Elect Theodore R. Samuels, II   Mgmt For For For
  9 Elect Vicki L. Sato   Mgmt For For For
  10 Elect Gerald Storch   Mgmt For For For
  11 Elect Karen H. Vousden   Mgmt For For For
  12 Elect Phyllis R. Yale   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Centene Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CNC CUSIP 15135B101   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael F. Neidorff   Mgmt For For For
  2 Elect H. James Dallas   Mgmt For For For
  3 Elect Robert K. Ditmore   Mgmt For For For
  4 Elect Richard A. Gephardt   Mgmt For For For
  5 Elect Lori J. Robinson   Mgmt For For For
  6 Elect William L. Trubeck   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For Against Against
  8 Ratification of Auditor   Mgmt For For For
  9 Amendment to the  2002 Employee Stock Purchase Plan    Mgmt For For For
  10 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
  11 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr Against For Against
               
               
               
Cigna Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CI CUSIP 125523100   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David M. Cordani   Mgmt For For For
  2 Elect William J. DeLaney   Mgmt For For For
  3 Elect Eric J. Foss   Mgmt For For For
  4 Elect Elder Granger   Mgmt For For For
  5 Elect Isaiah Harris, Jr.   Mgmt For For For
  6 Elect Roman Martinez IV   Mgmt For For For
  7 Elect Kathleen M. Mazzarella   Mgmt For For For
  8 Elect Mark B. McClellan   Mgmt For For For
  9 Elect John M. Partridge   Mgmt For For For
  10 Elect William L. Roper   Mgmt For For For
  11 Elect Eric C. Wiseman   Mgmt For For For
  12 Elect Donna F. Zarcone   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For Against Against
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
DaVita Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DVA CUSIP 23918K108   01/23/2020 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Amendment to the 2011 Incentive Award Plan   Mgmt For Against Against
               
               
               
Edwards Lifesciences Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  EW CUSIP 28176E108   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael A. Mussallem   Mgmt For For For
  2 Elect Kieran T. Gallahue   Mgmt For For For
  3 Elect Leslie S. Heisz   Mgmt For For For
  4 Elect William J. Link   Mgmt For For For
  5 Elect Steven R. Loranger   Mgmt For For For
  6 Elect Martha H. Marsh   Mgmt For For For
  7 Elect Ramona Sequeira   Mgmt For For For
  8 Elect Nicholas J. Valeriani   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Approval of the 2020 Non-Employee Directors Stock Incentive Plan   Mgmt For For For
  11 Increase of Authorized Common Stock for Stock Split   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
               
               
               
Eli Lilly and Company              
  Ticker Security ID:   Meeting Date Meeting Status
  LLY CUSIP 532457108   05/04/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael L. Eskew   Mgmt For For For
  2 Elect William G. Kaelin, Jr.   Mgmt For For For
  3 Elect David A. Ricks   Mgmt For For For
  4 Elect Marschall S. Runge   Mgmt For For For
  5 Elect Karen Walker   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Ratification of Auditor   Mgmt For For For
  8 Repeal of Classified Board   Mgmt For For For
  9 Elimination of Supermajority Requirement   Mgmt For For For
  10 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  11 Shareholder Proposal Regarding Forced Swim Test   ShrHoldr Against Against For
  12 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  13 Shareholder Proposal Regarding Disclosure of Board Qualifications   ShrHoldr Against Against For
  14 Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Bonus Deferral Policy   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Recoupment Report   ShrHoldr Against For Against
               
               
               
HealthEquity, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  HQY CUSIP 42226A107   06/25/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert W. Selander   Mgmt For For For
  2 Elect Jon Kessler   Mgmt For For For
  3 Elect Stephen D. Neeleman   Mgmt For For For
  4 Elect Frank A. Corvino   Mgmt For For For
  5 Elect Adrian T. Dillon   Mgmt For For For
  6 Elect Evelyn S. Dilsaver   Mgmt For For For
  7 Elect Debra McCowan   Mgmt For For For
  8 Elect Ian Sacks   Mgmt For For For
  9 Elect Gayle Wellborn   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Henry Schein, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  HSIC CUSIP 806407102   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Barry J. Alperin   Mgmt For For For
  2 Elect Gerald A. Benjamin   Mgmt For For For
  3 Elect Stanley M. Bergman   Mgmt For For For
  4 Elect James P. Breslawski   Mgmt For For For
  5 Elect Paul Brons   Mgmt For For For
  6 Elect Shira D. Goodman   Mgmt For For For
  7 Elect Joseph L. Herring   Mgmt For For For
  8 Elect Kurt P. Kuehn   Mgmt For For For
  9 Elect Philip A. Laskawy   Mgmt For For For
  10 Elect Anne H. Margulies   Mgmt For For For
  11 Elect Mark E. Mlotek   Mgmt For For For
  12 Elect Steven Paladino   Mgmt For Against Against
  13 Elect Carol Raphael   Mgmt For For For
  14 Elect E. Dianne Rekow   Mgmt For For For
  15 Elect Bradley T. Sheares   Mgmt For For For
  16 Amendment to the 2013 Stock Incentive Plan   Mgmt For For For
  17 Advisory Vote on Executive Compensation   Mgmt For For For
  18 Ratification of Auditor   Mgmt For For For
               
               
               
Humana Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  HUM CUSIP 444859102   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kurt J. Hilzinger   Mgmt For For For
  2 Elect Frank J. Bisignano   Mgmt For For For
  3 Elect Bruce D. Broussard   Mgmt For For For
  4 Elect Frank A. D’Amelio   Mgmt For For For
  5 Elect W. Roy Dunbar   Mgmt For For For
  6 Elect Wayne A.I. Frederick   Mgmt For For For
  7 Elect John W. Garratt   Mgmt For For For
  8 Elect David A. Jones Jr.   Mgmt For For For
  9 Elect Karen W. Katz   Mgmt For For For
  10 Elect William J. McDonald   Mgmt For For For
  11 Elect James J. O’Brien   Mgmt For For For
  12 Elect Marissa T. Peterson   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
IQVIA Holdings Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  IQV CUSIP 46266C105   04/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Carol J. Burt   Mgmt For For For
  1.2 Elect Colleen A. Goggins   Mgmt For For For
  1.3 Elect Ronald A. Rittenmeyer   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For Against Against
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Jazz Pharmaceuticals Public Limited Company              
  Ticker Security ID:   Meeting Date Meeting Status
  JAZZ CUSIP G50871105   08/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Paul L. Berns   Mgmt For For For
  2 Elect Patrick G. Enright   Mgmt For For For
  3 Elect Seamus C. Mulligan   Mgmt For For For
  4 Elect Norbert G. Riedel   Mgmt For For For
  5 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Merck & Co., Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MRK CUSIP 58933Y105   05/26/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Leslie A. Brun   Mgmt For For For
  2 Elect Thomas R. Cech   Mgmt For For For
  3 Elect Mary Ellen Coe   Mgmt For For For
  4 Elect Pamela J. Craig   Mgmt For For For
  5 Elect Kenneth C. Frazier   Mgmt For For For
  6 Elect Thomas H. Glocer   Mgmt For For For
  7 Elect Risa Lavizzo-Mourey   Mgmt For For For
  8 Elect Paul B. Rothman   Mgmt For For For
  9 Elect Patricia F. Russo   Mgmt For For For
  10 Elect Christine E. Seidman   Mgmt For For For
  11 Elect Inge G. Thulin   Mgmt For For For
  12 Elect Kathy J. Warden   Mgmt For For For
  13 Elect Peter C. Wendell   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act   ShrHoldr Against Against For
               
               
               
Perkinelmer, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PKI CUSIP 714046109   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter Barrett   Mgmt For For For
  2 Elect Samuel R. Chapin   Mgmt For For For
  3 Elect Sylvie Gregoire   Mgmt For For For
  4 Elect Alexis P. Michas   Mgmt For For For
  5 Elect Pralad Singh   Mgmt For For For
  6 Elect Michel Vounatsos   Mgmt For For For
  7 Elect Frank Witney   Mgmt For For For
  8 Elect Pascale Witz   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
PRA Health Sciences, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRAH CUSIP 69354M108   05/18/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Colin Shannon   Mgmt For For For
  1.2 Elect James C. Momtazee   Mgmt For For For
  1.3 Elect Alexander G. Dickinson   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Approval of the 2020 Stock Incentive Plan   Mgmt For For For
               
               
               
Premier, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PINC CUSIP 74051N102   12/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Susan D. DeVore   Mgmt For For For
  1.2 Elect Jody R. Davids   Mgmt For For For
  1.3 Elect Peter S. Fine   Mgmt For For For
  1.4 Elect David H. Langstaff   Mgmt For For For
  1.5 Elect Marvin R. O’Quinn   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Regeneron Pharmaceuticals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  REGN CUSIP 75886F107   06/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect N. Anthony Coles   Mgmt For For For
  2 Elect Joseph L. Goldstein   Mgmt For For For
  3 Elect Christine A. Poon   Mgmt For Against Against
  4 Elect P. Roy Vagelos   Mgmt For For For
  5 Elect Huda Y. Zoghbi   Mgmt For Against Against
  6 Ratification of Auditor   Mgmt For For For
  7 Amendment to the 2014 Long-Term Incentive Plan   Mgmt For For For
  8 Advisory Vote on Executive Compensation   Mgmt For Against Against
               
               
               
Teleflex Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  TFX CUSIP 879369106   05/01/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect George Babich, Jr.   Mgmt For For For
  2 Elect Gretchen R. Haggerty   Mgmt For For For
  3 Elect Liam J. Kelly   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Thermo Fisher Scientific Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TMO CUSIP 883556102   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Marc N. Casper   Mgmt For For For
  2 Elect Nelson J. Chai   Mgmt For For For
  3 Elect C. Martin Harris   Mgmt For For For
  4 Elect Tyler Jacks   Mgmt For For For
  5 Elect Judy C. Lewent   Mgmt For For For
  6 Elect Thomas J. Lynch   Mgmt For For For
  7 Elect Jim P. Manzi   Mgmt For For For
  8 Elect James C. Mullen   Mgmt For For For
  9 Elect Lars Rebien Sorensen   Mgmt For For For
  10 Elect Debora L. Spar   Mgmt For For For
  11 Elect Scott M. Sperling   Mgmt For For For
  12 Elect Dion J. Weisler   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
UnitedHealth Group Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  UNH CUSIP 91324P102   06/01/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard T. Burke   Mgmt For For For
  2 Elect Timothy P. Flynn   Mgmt For For For
  3 Elect Stephen J. Hemsley   Mgmt For For For
  4 Elect Michele J. Hooper   Mgmt For For For
  5 Elect F. William McNabb, III   Mgmt For For For
  6 Elect Valerie C. Montgomery Rice   Mgmt For For For
  7 Elect John H. Noseworthy   Mgmt For For For
  8 Elect Glenn M. Renwick   Mgmt For For For
  9 Elect David S. Wichmann   Mgmt For For For
  10 Elect Gail R. Wilensky   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Approval of the 2020 Stock Incentive Plan   Mgmt For For For
  14 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
               
               
               
Zoetis Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ZTS CUSIP 98978V103   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gregory Norden   Mgmt For For For
  2 Elect Louise M. Parent   Mgmt For For For
  3 Elect Kristin C. Peck   Mgmt For For For
  4 Elect Robert W. Scully   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
  7 Ratification of Auditor   Mgmt For For For

 

 

 

 

Item 1: Proxy Voting Record
             
Registrant: ICON Funds
             
Fund Name: ICON Industrials Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020
               
               
               
A.O. Smith Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AOS CUSIP 831865209   04/15/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect William P. Greubel   Mgmt For For For
  1.2 Elect Ilham Kadri   Mgmt For For For
  1.3 Elect Idelle K. Wolf   Mgmt For For For
  1.4 Elect Gene C. Wulf   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
  4 Amendment to the Incentive Compensation Plan   Mgmt For For For
               
               
               
Air Lease Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AL CUSIP 00912X302   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Matthew J. Hart   Mgmt For For For
  2 Elect Cheryl Gordon Krongard   Mgmt For For For
  3 Elect Marshall O. Larsen   Mgmt For For For
  4 Elect Susan McCaw   Mgmt For For For
  5 Elect Robert A. Milton   Mgmt For For For
  6 Elect John L. Plueger   Mgmt For For For
  7 Elect Ian M. Saines   Mgmt For For For
  8 Elect Steven F. Udvar-Hazy   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Allison Transmission Holdings, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALSN CUSIP 01973R101   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Judy L. Altmaier   Mgmt For For For
  2 Elect Stan A. Askren   Mgmt For For For
  3 Elect Lawrence E. Dewey   Mgmt For For For
  4 Elect David C. Everitt   Mgmt For For For
  5 Elect Alvaro Garcia-Tunon   Mgmt For For For
  6 Elect David S. Graziosi   Mgmt For For For
  7 Elect Carolann I. Haznedar   Mgmt For For For
  8 Elect Richard P. Lavin   Mgmt For For For
  9 Elect Thomas W. Rabaut   Mgmt For For For
  10 Elect Richard V. Reynolds   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Altra Industrial Motion Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  AIMC CUSIP 02208R106   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Carl R. Christenson   Mgmt For For For
  1.2 Elect Lyle G. Ganske   Mgmt For For For
  1.3 Elect Nicole Parent Haughey   Mgmt For For For
  1.4 Elect Margot L. Hoffman   Mgmt For For For
  1.5 Elect Michael S. Lipscomb   Mgmt For For For
  1.6 Elect Thomas W. Swidarski   Mgmt For For For
  1.7 Elect James H. Woodward, Jr.   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Amendment to the 2014 Omnibus Incentive Plan   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
AMETEK, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AME CUSIP 031100100   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Thomas A. Amato   Mgmt For For For
  2 Elect Anthony J. Conti   Mgmt For For For
  3 Elect Gretchen W. McClain   Mgmt For For For
  4 Approval of the 2020 Omnibus Incentive Compensation Plan   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Armstrong World Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AWI CUSIP 04247X102   06/25/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Stan A. Askren   Mgmt For For For
  1.2 Elect Victor D. Grizzle   Mgmt For For For
  1.3 Elect Tao Huang   Mgmt For For For
  1.4 Elect Barbara L. Loughran   Mgmt For For For
  1.5 Elect Larry S. McWilliams   Mgmt For For For
  1.6 Elect James C. Melville   Mgmt For For For
  1.7 Elect Wayne R. Shurts   Mgmt For For For
  1.8 Elect Roy W. Templin   Mgmt For For For
  1.9 Elect Cherryl T. Thomas   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Armstrong World Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AWI CUSIP 04247X102   07/11/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Stan A. Askren   Mgmt For For For
  1.2 Elect Victor D. Grizzle   Mgmt For For For
  1.3 Elect Tao Huang   Mgmt For For For
  1.4 Elect Barbara L. Loughran   Mgmt For For For
  1.5 Elect Larry S. McWilliams   Mgmt For For For
  1.6 Elect James C. Melville   Mgmt For For For
  1.7 Elect John J. Roberts   Mgmt For For For
  1.8 Elect Wayne R. Shurts   Mgmt For For For
  1.9 Elect Roy W. Templin   Mgmt For For For
  1.10 Elect Cherryl T. Thomas   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Canadian Pacific Railway Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  CP CUSIP 13645T100   04/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Appointment of Auditor   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3.1 Elect John Baird   Mgmt For For For
  3.2 Elect Isabelle Courville   Mgmt For For For
  3.3 Elect Keith E. Creel   Mgmt For For For
  3.4 Elect Gillian H. Denham   Mgmt For For For
  3.5 Elect Edward R. Hamberger   Mgmt For For For
  3.6 Elect Rebecca MacDonald   Mgmt For For For
  3.7 Elect Edward L. Monser   Mgmt For For For
  3.8 Elect Matthew H. Paull   Mgmt For For For
  3.9 Elect Jane L. Peverett   Mgmt For For For
  3.10 Elect Andrea Robertson   Mgmt For For For
  3.11 Elect Gordon T. Trafton II   Mgmt For For For
               
               
               
CSX Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CSX CUSIP 126408103   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Donna M. Alvarado   Mgmt For For For
  2 Elect Pamela L. Carter   Mgmt For For For
  3 Elect James M. Foote   Mgmt For For For
  4 Elect Steven T. Halverson   Mgmt For For For
  5 Elect Paul C. Hilal   Mgmt For For For
  6 Elect John D. McPherson   Mgmt For For For
  7 Elect David M. Moffett   Mgmt For For For
  8 Elect Linda H. Riefler   Mgmt For For For
  9 Elect Suzanne M. Vautrinot   Mgmt For For For
  10 Elect J. Steven Whisler   Mgmt For For For
  11 Elect John J. Zillmer   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Cummins Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CMI CUSIP 231021106   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect N. Thomas Linebarger   Mgmt For For For
  2 Elect Robert J. Bernhard   Mgmt For For For
  3 Elect Franklin R. Chang-Diaz   Mgmt For For For
  4 Elect Bruno V. Di Leo Allen   Mgmt For For For
  5 Elect Stephen B. Dobbs   Mgmt For For For
  6 Elect Robert K. Herdman   Mgmt For For For
  7 Elect Alexis M. Herman   Mgmt For For For
  8 Elect Thomas J. Lynch   Mgmt For For For
  9 Elect William I. Miller   Mgmt For For For
  10 Elect Georgia R. Nelson   Mgmt For For For
  11 Elect Karen H. Quintos   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
               
               
               
Curtiss-Wright Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CW CUSIP 231561101   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect David C. Adams   Mgmt For For For
  1.2 Elect Dean M. Flatt   Mgmt For For For
  1.3 Elect S. Marce Fuller   Mgmt For For For
  1.4 Elect Bruce D. Hoechner   Mgmt For For For
  1.5 Elect Glenda J. Minor   Mgmt For For For
  1.6 Elect John B. Nathman   Mgmt For For For
  1.7 Elect Robert J. Rivet   Mgmt For For For
  1.8 Elect Albert E. Smith   Mgmt For For For
  1.9 Elect Peter C. Wallace   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Eaton Corporation plc              
  Ticker Security ID:   Meeting Date Meeting Status
  ETN CUSIP G29183103   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Craig Arnold   Mgmt For For For
  2 Elect Christopher M. Connor   Mgmt For For For
  3 Elect Michael J. Critelli   Mgmt For For For
  4 Elect Richard H. Fearon   Mgmt For Against Against
  5 Elect Olivier Leonetti   Mgmt For For For
  6 Elect Deborah L. McCoy   Mgmt For For For
  7 Elect Silvio Napoli   Mgmt For For For
  8 Elect Gregory R. Page   Mgmt For For For
  9 Elect Sandra Pianalto   Mgmt For For For
  10 Elect Lori J. Ryerkerk   Mgmt For For For
  11 Elect Gerald B. Smith   Mgmt For For For
  12 Elect Dorothy C. Thompson   Mgmt For For For
  13 Approval of the 2020 Stock Plan   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  18 Authority to Repurchase Overseas Market Shares   Mgmt For For For
               
               
               
Emcor Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EME CUSIP 29084Q100   06/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John W. Altmeyer   Mgmt For For For
  2 Elect Anthony J. Guzzi   Mgmt For For For
  3 Elect Richard F. Hamm, Jr.   Mgmt For For For
  4 Elect David H. Laidley   Mgmt For For For
  5 Elect Carol P. Lowe   Mgmt For For For
  6 Elect M. Kevin McEvoy   Mgmt For For For
  7 Elect William P. Reid   Mgmt For For For
  8 Elect Steven B. Schwarzwaelder   Mgmt For For For
  9 Elect Robin A. Walker-Lee   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Amendment to the 2010 Incentive Plan   Mgmt For For For
  13 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
FedEx Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  FDX CUSIP 31428X106   09/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John A. Edwardson   Mgmt For For For
  2 Elect Marvin R. Ellison   Mgmt For For For
  3 Elect Susan Patricia Griffith   Mgmt For For For
  4 Elect John Chris Inglis   Mgmt For For For
  5 Elect Kimberly A. Jabal   Mgmt For For For
  6 Elect Shirley Ann Jackson   Mgmt For For For
  7 Elect R. Brad Martin   Mgmt For For For
  8 Elect Joshua Cooper Ramo   Mgmt For For For
  9 Elect Susan C. Schwab   Mgmt For For For
  10 Elect Frederick W. Smith   Mgmt For For For
  11 Elect David P. Steiner   Mgmt For For For
  12 Elect Paul S. Walsh   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Approval of the 2019 Omnibus Stock Incentive Plan   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board   ShrHoldr Against Against For
               
               
               
Fortune Brands Home & Security, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FBHS CUSIP 34964C106   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nicholas I. Fink   Mgmt For For For
  2 Elect A.D. David Mackay   Mgmt For For For
  3 Elect David M. Thomas   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Forward Air Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  FWRD CUSIP 349853101   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ronald W. Allen   Mgmt For For For
  1.2 Elect Ana B. Amicarella   Mgmt For For For
  1.3 Elect Valerie A. Bonebrake   Mgmt For For For
  1.4 Elect C. Robert Campbell   Mgmt For For For
  1.5 Elect R. Craig Carlock   Mgmt For For For
  1.6 Elect C. John Langley, Jr.   Mgmt For For For
  1.7 Elect G. Michael Lynch   Mgmt For For For
  1.8 Elect Thomas Schmitt   Mgmt For For For
  1.9 Elect Laurie A. Tucker   Mgmt For For For
  1.10 Elect W. Gilbert West   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Herc Holdings Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  HRI CUSIP 42704L104   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Herbert L. Henkel   Mgmt For For For
  2 Elect Lawrence H. Silber   Mgmt For For For
  3 Elect James H. Browning   Mgmt For For For
  4 Elect Patrick D. Campbell   Mgmt For For For
  5 Elect Jonathan Frates   Mgmt For For For
  6 Elect Nicholas F. Graziano   Mgmt For For For
  7 Elect Jean K. Holley   Mgmt For For For
  8 Elect Jacob M. Katz   Mgmt For For For
  9 Elect Michael A. Kelly   Mgmt For For For
  10 Elect Andrew N. Langham   Mgmt For For For
  11 Elect Mary Pat Salomone   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
               
               
               
Hubbell Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  HUBB CUSIP 443510607   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Carlos M. Cardoso   Mgmt For For For
  1.2 Elect Anthony J. Guzzi   Mgmt For For For
  1.3 Elect Neal J. Keating   Mgmt For For For
  1.4 Elect Bonnie C. Lind   Mgmt For For For
  1.5 Elect John F. Malloy   Mgmt For For For
  1.6 Elect David G. Nord   Mgmt For For For
  1.7 Elect John G. Russell   Mgmt For For For
  1.8 Elect Steven R. Shawley   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Ingersoll Rand Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  IR CUSIP 45687V106   06/16/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kirk E. Arnold   Mgmt For For For
  2 Elect William P. Donnelly   Mgmt For For For
  3 Elect Marc E. Jones   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
               
               
               
Ingersoll-Rand Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  IR CUSIP G47791101   02/04/2020 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Company Name Change   Mgmt For For For
               
               
               
Jacobs Engineering Group Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  J CUSIP 469814107   01/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven J. Demetriou   Mgmt For For For
  2 Elect Chris M.T. Thompson   Mgmt For For For
  3 Elect Joseph R. Bronson   Mgmt For For For
  4 Elect Robert C. Davidson, Jr.   Mgmt For For For
  5 Elect Ralph E. Eberhart   Mgmt For For For
  6 Elect Georgette D. Kiser   Mgmt For For For
  7 Elect Linda Fayne Levinson   Mgmt For For For
  8 Elect Barbara L. Loughran   Mgmt For For For
  9 Elect Robert A. McNamara   Mgmt For For For
  10 Elect Peter J. Robertson   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Kansas City Southern              
  Ticker Security ID:   Meeting Date Meeting Status
  KSU CUSIP 485170302   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lydia I. Beebe   Mgmt For For For
  2 Elect Lu M. Cordova   Mgmt For For For
  3 Elect Robert J. Druten   Mgmt For For For
  4 Elect Antonio O. Garza, Jr.   Mgmt For For For
  5 Elect David Francisco Garza-Santos   Mgmt For For For
  6 Elect Janet H. Kennedy   Mgmt For For For
  7 Elect Mitchell J. Krebs   Mgmt For For For
  8 Elect Henry J Maier   Mgmt For For For
  9 Elect Thomas A. McDonnell   Mgmt For For For
  10 Elect Patrick J. Ottensmeyer   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
               
               
               
KAR Auction Services, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  KAR CUSIP 48238T109   06/04/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David M. DiDomenico   Mgmt For For For
  2 Elect Carmel Galvin   Mgmt For For For
  3 Elect James P. Hallett   Mgmt For For For
  4 Elect Mark E. Hill   Mgmt For For For
  5 Elect J. Mark Howell   Mgmt For For For
  6 Elect Stefan Jacoby   Mgmt For For For
  7 Elect Michael T. Kestner   Mgmt For For For
  8 Elect Mary Ellen Smith   Mgmt For For For
  9 Elect Stephen E. Smith   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Amendment to the Employee Stock Purchase Plan   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Lockheed Martin Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LMT CUSIP 539830109   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Daniel F. Akerson   Mgmt For For For
  2 Elect David B. Burritt   Mgmt For For For
  3 Elect Bruce A. Carlson   Mgmt For Against Against
  4 Elect Joseph Dunford Jr.   Mgmt For For For
  5 Elect James O. Ellis, Jr.   Mgmt For For For
  6 Elect Thomas J. Falk   Mgmt For For For
  7 Elect Ilene S. Gordon   Mgmt For For For
  8 Elect Marillyn A. Hewson   Mgmt For For For
  9 Elect Vicki A. Hollub   Mgmt For For For
  10 Elect Jeh C. Johnson   Mgmt For For For
  11 Elect Debra L. Reed-Klages   Mgmt For For For
  12 Elect James D. Taiclet, Jr.   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Approval of the 2020 Incentive Performance Award Plan   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Masco Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MAS CUSIP 574599106   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Keith J. Allman   Mgmt For For For
  2 Elect J. Michael Losh   Mgmt For For For
  3 Elect Christopher A. O’Herlihy   Mgmt For For For
  4 Elect Charles K Stevens, III   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
MasTec, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MTZ CUSIP 576323109   05/15/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ernst N. Csiszar   Mgmt For For For
  1.2 Elect Julia L. Johnson   Mgmt For For For
  1.3 Elect Jorge Mas   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Northrop Grumman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  NOC CUSIP 666807102   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kathy J Warden   Mgmt For For For
  2 Elect Marianne C. Brown   Mgmt For For For
  3 Elect Donald E. Felsinger   Mgmt For For For
  4 Elect Ann M. Fudge   Mgmt For For For
  5 Elect Bruce S. Gordon   Mgmt For For For
  6 Elect William H. Hernandez   Mgmt For For For
  7 Elect Madeleine A. Kleiner   Mgmt For For For
  8 Elect Karl J. Krapek   Mgmt For For For
  9 Elect Gary Roughead   Mgmt For For For
  10 Elect Thomas M. Schoewe   Mgmt For For For
  11 Elect James S. Turley   Mgmt For For For
  12 Elect Mark A. Welsh III   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Report on Human Rights Impact Assessments   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   ShrHoldr Against For Against
               
               
               
PGT Innovations, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PGTI CUSIP 69336V101   06/15/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Brett N. Milgrim   Mgmt For For For
  2 Elect Richard D. Feintuch   Mgmt For Against Against
  3 Elect Jeff Jackson   Mgmt For For For
  4 Elect Frances Powell Hawes   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Raytheon Company              
  Ticker Security ID:   Meeting Date Meeting Status
  RTN CUSIP 755111507   10/11/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger with United Technologies   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Spirit AeroSystems Holdings, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SPR CUSIP 848574109   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Stephen A. Cambone   Mgmt For For For
  2 Elect Charles L. Chadwell   Mgmt For For For
  3 Elect Irene M. Esteves   Mgmt For For For
  4 Elect Paul Fulchino   Mgmt For For For
  5 Elect Thomas C. Gentile, III   Mgmt For For For
  6 Elect Richard A. Gephardt   Mgmt For For For
  7 Elect Robert D. Johnson   Mgmt For For For
  8 Elect Ronald Kadish   Mgmt For For For
  9 Elect John L. Plueger   Mgmt For For For
  10 Elect Laura H. Wright   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For Against Against
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
               
               
               
Textron Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TXT CUSIP 883203101   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Scott C. Donnelly   Mgmt For For For
  2 Elect Kathleen M. Bader   Mgmt For For For
  3 Elect R. Kerry Clark   Mgmt For For For
  4 Elect James T. Conway   Mgmt For For For
  5 Elect Paul E. Gagne   Mgmt For For For
  6 Elect Ralph D. Heath   Mgmt For For For
  7 Elect Deborah Lee James   Mgmt For For For
  8 Elect Lionel L. Nowell, III   Mgmt For For For
  9 Elect James L. Ziemer   Mgmt For For For
  10 Elect Maria T. Zuber   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
The Boeing Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BA CUSIP 097023105   04/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert A. Bradway   Mgmt For For For
  2 Elect David L. Calhoun   Mgmt For For For
  3 Elect Arthur D. Collins, Jr.   Mgmt For For For
  4 Elect Edmund P. Giambastiani, Jr.   Mgmt For For For
  5 Elect Lynn J. Good   Mgmt For For For
  6 Elect Nikki R Haley   Mgmt N/A Abstain Abstain
  7 Elect Akhil Johri   Mgmt For For For
  8 Elect Lawrence W. Kellner   Mgmt For Against Against
  9 Elect Caroline B. Kennedy   Mgmt For For For
  10 Elect Steven M. Mollenkopf   Mgmt For For For
  11 Elect John M. Richardson   Mgmt For For For
  12 Elect Susan C. Schwab   Mgmt For For For
  13 Elect Ronald A. Williams   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For Against Against
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Disclosure of Board Qualifications   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against Against For
  19 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
  20 Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation   ShrHoldr Against Against For
               
               
               
Trane Technologies plc              
  Ticker Security ID:   Meeting Date Meeting Status
  TT CUSIP G8994E103   06/04/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kirk E. Arnold   Mgmt For For For
  2 Elect Ann C. Berzin   Mgmt For For For
  3 Elect John Bruton   Mgmt For For For
  4 Elect Jared L. Cohon   Mgmt For For For
  5 Elect Gary D. Forsee   Mgmt For For For
  6 Elect Linda P. Hudson   Mgmt For For For
  7 Elect Michael W. Lamach   Mgmt For For For
  8 Elect Myles P. Lee   Mgmt For For For
  9 Elect Karen B. Peetz   Mgmt For For For
  10 Elect John P. Surma   Mgmt For For For
  11 Elect Richard J. Swift   Mgmt For For For
  12 Elect Tony L. White   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  15 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  16 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  17 Issuance of Treasury Shares   Mgmt For For For
               
               
               
Union Pacific Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  UNP CUSIP 907818108   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andrew H. Card, Jr.   Mgmt For For For
  2 Elect William J. DeLaney   Mgmt For For For
  3 Elect David B. Dillon   Mgmt For For For
  4 Elect Lance M. Fritz   Mgmt For For For
  5 Elect Deborah C. Hopkins   Mgmt For For For
  6 Elect Jane H. Lute   Mgmt For For For
  7 Elect Michael R. McCarthy   Mgmt For For For
  8 Elect Thomas F. McLarty III   Mgmt For For For
  9 Elect Bhavesh V. Patel   Mgmt For For For
  10 Elect Jose H. Villarreal   Mgmt For For For
  11 Elect Christopher J. Williams   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change   ShrHoldr Against Against For
               
               
               
United Parcel Service, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  UPS CUSIP 911312106   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David P. Abney   Mgmt For For For
  2 Elect Rodney C. Adkins   Mgmt For For For
  3 Elect Michael J. Burns   Mgmt For For For
  4 Elect William R. Johnson   Mgmt For For For
  5 Elect Ann M. Livermore   Mgmt For For For
  6 Elect Rudy H.P. Markham   Mgmt For For For
  7 Elect Franck J. Moison   Mgmt For For For
  8 Elect Clark T. Randt, Jr.   Mgmt For For For
  9 Elect Christiana Smith Shi   Mgmt For For For
  10 Elect John T. Stankey   Mgmt For For For
  11 Elect Carol B. Tome   Mgmt For For For
  12 Elect Kevin M. Warsh   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Recapitalization   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change   ShrHoldr Against For Against
               
               
               
United Rentals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  URI CUSIP 911363109   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jose B. Alvarez   Mgmt For For For
  2 Elect Marc A. Bruno   Mgmt For For For
  3 Elect Matthew J. Flannery   Mgmt For For For
  4 Elect Bobby J. Griffin   Mgmt For For For
  5 Elect Kim Harris Jones   Mgmt For For For
  6 Elect Terri L. Kelly   Mgmt For For For
  7 Elect Michael J. Kneeland   Mgmt For For For
  8 Elect Gracia C. Martore   Mgmt For For For
  9 Elect Filippo Passerini   Mgmt For For For
  10 Elect Donald C. Roof   Mgmt For For For
  11 Elect Shiv Singh   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Permit Shareholders to Act by Written Consent   Mgmt For For For
  15 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For

 

 

 

             
Item 1: Proxy Voting Record 
             
Registrant: ICON Funds
             
Fund Name: ICON Information Technology Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020
               
               
               
Adobe Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ADBE CUSIP 00724F101   04/09/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Amy L. Banse   Mgmt For For For
  2 Elect Frank A. Calderoni   Mgmt For For For
  3 Elect James E. Daley   Mgmt For For For
  4 Elect Laura Desmond   Mgmt For For For
  5 Elect Charles M. Geschke   Mgmt For For For
  6 Elect Shantanu Narayen   Mgmt For For For
  7 Elect Kathleen Oberg   Mgmt For For For
  8 Elect Dheeraj Pandey   Mgmt For For For
  9 Elect David A. Ricks   Mgmt For For For
  10 Elect Daniel Rosensweig   Mgmt For For For
  11 Elect John E. Warnock   Mgmt For For For
  12 Approval of the 2020 Employee Stock Purchase Plan   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
               
               
               
Alliance Data Systems Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  ADS CUSIP 018581108   06/09/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Ralph J. Andretta   Mgmt For For For
  2 Elect Roger H. Ballou   Mgmt For For For
  3 Elect John C. Gerspach, Jr.   Mgmt For For For
  4 Elect Rajesh Natarajan   Mgmt For For For
  5 Elect Timothy J. Theriault   Mgmt For For For
  6 Elect Laurie A. Tucker   Mgmt For For For
  7 Elect Sharen J. Turney   Mgmt For For For
  8 Advisory Vote on Executive Compensation   Mgmt For For For
  9 Approval of the 2020 Omnibus Incentive Plan   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
               
               
               
Amazon.com, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AMZN CUSIP 023135106   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey P. Bezos   Mgmt For For For
  2 Elect Rosalind G. Brewer   Mgmt For For For
  3 Elect Jamie S. Gorelick   Mgmt For For For
  4 Elect Daniel P. Huttenlocher   Mgmt For For For
  5 Elect Judith A. McGrath   Mgmt For For For
  6 Elect Indra K. Nooyi   Mgmt For For For
  7 Elect Jonathan J. Rubinstein   Mgmt For For For
  8 Elect Thomas O. Ryder   Mgmt For Against Against
  9 Elect Patricia Q. Stonesifer   Mgmt For For For
  10 Elect Wendell P. Weeks   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Reduce Ownership Threshold for Shareholders to Call Special Meetings   Mgmt For Against Against
  14 Shareholder Proposal Regarding Report on Food Waste   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Report on Customer Due Diligence   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  19 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
  20 Shareholder Proposal Regarding Report on Community Impacts   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Report on Viewpoint Discrimination   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Report on Promotion Data    ShrHoldr Against For Against
  23 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
  24 Shareholder Proposal Regarding Human Rights Impact Assessment   ShrHoldr Against Against For
  25 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
               
               
               
Apple Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AAPL CUSIP 037833100   02/26/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect James A. Bell   Mgmt For For For
  2 Elect Timothy D. Cook   Mgmt For For For
  3 Elect Albert A. Gore   Mgmt For For For
  4 Elect Andrea Jung   Mgmt For For For
  5 Elect Arthur D. Levinson   Mgmt For For For
  6 Elect Ronald D. Sugar   Mgmt For For For
  7 Elect Susan L. Wagner   Mgmt For For For
  8 Ratification of Auditor   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  11 Shareholder Proposal Regarding Linking Executive Pay to Sustainability   ShrHoldr Against Against For
  12 Shareholder Proposal Regarding Freedom of Expression and Access to Information   ShrHoldr Against For Against
               
               
               
Automatic Data Processing, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ADP CUSIP 053015103   11/12/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter Bisson   Mgmt For For For
  2 Elect Richard T. Clark   Mgmt For For For
  3 Elect R. Glenn Hubbard   Mgmt For For For
  4 Elect John P. Jones   Mgmt For For For
  5 Elect Francine S. Katsoudas   Mgmt For For For
  6 Elect Thomas J. Lynch   Mgmt For For For
  7 Elect Scott F. Powers   Mgmt For For For
  8 Elect William J. Ready   Mgmt For For For
  9 Elect Carlos A. Rodriguez   Mgmt For For For
  10 Elect Sandra S. Wijnberg   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Booz Allen Hamilton Holding Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAH CUSIP 099502106   07/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Melody C. Barnes   Mgmt For For For
  2 Elect Ellen Jewett   Mgmt For For For
  3 Elect Arthur E. Johnson   Mgmt For For For
  4 Elect Charles O. Rossotti   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Amendment to Certificate of Incorporation to Remove References to Nonexistent Share Classes   Mgmt For For For
               
               
               
CDK Global, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CDK CUSIP 12508E101   11/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Leslie A. Brun   Mgmt For For For
  2 Elect Willie A. Deese   Mgmt For For For
  3 Elect Amy J. Hillman   Mgmt For For For
  4 Elect Brian M. Krzanich   Mgmt For For For
  5 Elect Stephen A. Miles   Mgmt For For For
  6 Elect Robert E. Radway   Mgmt For For For
  7 Elect Stephen F. Schuckenbrock   Mgmt For For For
  8 Elect Frank S. Sowinski   Mgmt For For For
  9 Elect Eileen J. Voynick   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
               
               
               
Cisco Systems, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CSCO CUSIP 17275R102   12/10/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect M. Michele Burns   Mgmt For For For
  2 Elect Wesley G. Bush   Mgmt For For For
  3 Elect Michael D. Capellas   Mgmt For For For
  4 Elect Mark Garrett   Mgmt For For For
  5 Elect Kristina M. Johnson   Mgmt For For For
  6 Elect Roderick C. McGeary   Mgmt For For For
  7 Elect Charles H. Robbins   Mgmt For For For
  8 Elect Arun Sarin   Mgmt For For For
  9 Elect Brenton L. Saunders   Mgmt For For For
  10 Elect Carol B. Tome   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
               
               
               
Cognizant Technology Solutions Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CTSH CUSIP 192446102   06/02/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Zein Abdalla   Mgmt For For For
  2 Elect Vinita Bali   Mgmt For For For
  3 Elect Maureen Breakiron-Evans   Mgmt For For For
  4 Elect Archana Deskus   Mgmt For For For
  5 Elect John M. Dineen   Mgmt For For For
  6 Elect John N. Fox, Jr.   Mgmt For For For
  7 Elect Brian Humphries   Mgmt For For For
  8 Elect Leo S. Mackay, Jr.   Mgmt For For For
  9 Elect Michael Patsalos-Fox   Mgmt For For For
  10 Elect Joseph M. Velli   Mgmt For For For
  11 Elect Sandra S. Wijnberg   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
               
               
               
Eaton Corporation plc              
  Ticker Security ID:   Meeting Date Meeting Status
  ETN CUSIP G29183103   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Craig Arnold   Mgmt For For For
  2 Elect Christopher M. Connor   Mgmt For For For
  3 Elect Michael J. Critelli   Mgmt For For For
  4 Elect Richard H. Fearon   Mgmt For Against Against
  5 Elect Olivier Leonetti   Mgmt For For For
  6 Elect Deborah L. McCoy   Mgmt For For For
  7 Elect Silvio Napoli   Mgmt For For For
  8 Elect Gregory R. Page   Mgmt For For For
  9 Elect Sandra Pianalto   Mgmt For For For
  10 Elect Lori J. Ryerkerk   Mgmt For For For
  11 Elect Gerald B. Smith   Mgmt For For For
  12 Elect Dorothy C. Thompson   Mgmt For For For
  13 Approval of the 2020 Stock Plan   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  18 Authority to Repurchase Overseas Market Shares   Mgmt For For For
               
               
               
EPAM Systems, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EPAM CUSIP 29414B104   06/09/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Eugene Roman   Mgmt For For For
  2 Elect Jill B. Smart   Mgmt For For For
  3 Elect Ronald P. Vargo   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Euronet Worldwide, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EEFT CUSIP 298736109   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Andrzej Olechowski   Mgmt For For For
  1.2 Elect Eriberto R. Scocimara   Mgmt For For For
  1.3 Elect Mark R. Callegari   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Genpact Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  G CUSIP G3922B107   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect N.V. Tyagarajan   Mgmt For For For
  2 Elect James C. Madden   Mgmt For For For
  3 Elect Ajay Agrawal   Mgmt For For For
  4 Elect Stacey Cartwright   Mgmt For For For
  5 Elect Laura Conigliaro   Mgmt For For For
  6 Elect Carol Lindstrom   Mgmt For For For
  7 Elect Cecelia Morken   Mgmt For For For
  8 Elect Mark Nunnelly   Mgmt For For For
  9 Elect Mark Verdi   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For Against Against
  11 Ratification of Auditor   Mgmt For For For
               
               
               
Global Payments Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GPN CUSIP 37940X102   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. Thaddeus Arroyo   Mgmt For For For
  2 Elect Robert H.B. Baldwin, Jr.   Mgmt For Against Against
  3 Elect John G. Bruno   Mgmt For For For
  4 Elect Kriss Cloninger III   Mgmt For For For
  5 Elect William I. Jacobs   Mgmt For For For
  6 Elect Joia M. Johnson   Mgmt For For For
  7 Elect Ruth Ann Marshall   Mgmt For For For
  8 Elect Connie D. McDaniel   Mgmt For For For
  9 Elect William B. Plummer   Mgmt For For For
  10 Elect Jeffrey S. Sloan   Mgmt For For For
  11 Elect John T. Turner   Mgmt For For For
  12 Elect M. Troy Woods   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Elimination of Supermajority Requirement   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
Global Payments Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GPN CUSIP 37940X102   08/29/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Increase of Authorized Common Stock   Mgmt For For For
  3 Declassification of Board   Mgmt For For For
  4 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Hubbell Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  HUBB CUSIP 443510607   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Carlos M. Cardoso   Mgmt For For For
  1.2 Elect Anthony J. Guzzi   Mgmt For For For
  1.3 Elect Neal J. Keating   Mgmt For For For
  1.4 Elect Bonnie C. Lind   Mgmt For For For
  1.5 Elect John F. Malloy   Mgmt For For For
  1.6 Elect David G. Nord   Mgmt For For For
  1.7 Elect John G. Russell   Mgmt For For For
  1.8 Elect Steven R. Shawley   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
II-VI Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  IIVI CUSIP 902104108   11/12/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Francis J. Kramer   Mgmt For For For
  2 Elect Shaker Sadasivam   Mgmt For For For
  3 Elect Enrico Digirolamo   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Lockheed Martin Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LMT CUSIP 539830109   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Daniel F. Akerson   Mgmt For For For
  2 Elect David B. Burritt   Mgmt For For For
  3 Elect Bruce A. Carlson   Mgmt For Against Against
  4 Elect Joseph Dunford Jr.   Mgmt For For For
  5 Elect James O. Ellis, Jr.   Mgmt For For For
  6 Elect Thomas J. Falk   Mgmt For For For
  7 Elect Ilene S. Gordon   Mgmt For For For
  8 Elect Marillyn A. Hewson   Mgmt For For For
  9 Elect Vicki A. Hollub   Mgmt For For For
  10 Elect Jeh C. Johnson   Mgmt For For For
  11 Elect Debra L. Reed-Klages   Mgmt For For For
  12 Elect James D. Taiclet, Jr.   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Approval of the 2020 Incentive Performance Award Plan   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Mastercard Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  MA CUSIP 57636Q104   06/16/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard Haythornthwaite   Mgmt For Against Against
  2 Elect Ajay Banga   Mgmt For For For
  3 Elect Richard K. Davis   Mgmt For For For
  4 Elect Steven J. Freiberg   Mgmt For For For
  5 Elect Julius Genachowski   Mgmt For For For
  6 Elect Choon  Phong Goh   Mgmt For For For
  7 Elect Merit E. Janow   Mgmt For For For
  8 Elect Oki Matsumoto   Mgmt For For For
  9 Elect Youngme E. Moon   Mgmt For For For
  10 Elect Rima Qureshi   Mgmt For For For
  11 Elect Jose Octavio Reyes Lagunes   Mgmt For For For
  12 Elect Gabrielle Sulzberger   Mgmt For For For
  13 Elect Jackson P. Tai   Mgmt For For For
  14 Elect Lance Uggla   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
               
               
               
Microsoft Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MSFT CUSIP 594918104   12/04/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William H. Gates III   Mgmt For For For
  2 Elect Reid G. Hoffman   Mgmt For For For
  3 Elect Hugh F. Johnston   Mgmt For For For
  4 Elect Teri L. List-Stoll   Mgmt For For For
  5 Elect Satya Nadella   Mgmt For For For
  6 Elect Sandra E. Peterson   Mgmt For For For
  7 Elect Penny S. Pritzker   Mgmt For For For
  8 Elect Charles W. Scharf   Mgmt For For For
  9 Elect Arne M. Sorenson   Mgmt For For For
  10 Elect John W. Stanton   Mgmt For For For
  11 Elect John W. Thompson   Mgmt For For For
  12 Elect Emma N. Walmsley   Mgmt For For For
  13 Elect Padmasree Warrior   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
Northrop Grumman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  NOC CUSIP 666807102   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kathy J Warden   Mgmt For For For
  2 Elect Marianne C. Brown   Mgmt For For For
  3 Elect Donald E. Felsinger   Mgmt For For For
  4 Elect Ann M. Fudge   Mgmt For For For
  5 Elect Bruce S. Gordon   Mgmt For For For
  6 Elect William H. Hernandez   Mgmt For For For
  7 Elect Madeleine A. Kleiner   Mgmt For For For
  8 Elect Karl J. Krapek   Mgmt For For For
  9 Elect Gary Roughead   Mgmt For For For
  10 Elect Thomas M. Schoewe   Mgmt For For For
  11 Elect James S. Turley   Mgmt For For For
  12 Elect Mark A. Welsh III   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Report on Human Rights Impact Assessments   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   ShrHoldr Against For Against
               
               
               
NXP Semiconductors N.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  NXPI CUSIP N6596X109   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Ratification of Board Acts   Mgmt For For For
  3 Elect Kurt Sievers   Mgmt For For For
  4 Elect Peter L. Bonfield   Mgmt For For For
  5 Elect Kenneth A. Goldman   Mgmt For For For
  6 Elect Josef Kaeser   Mgmt For Against Against
  7 Elect Lena Olving   Mgmt For For For
  8 Elect Peter Smitham   Mgmt For For For
  9 Elect Julie Southern   Mgmt For For For
  10 Elect Jasmin Staiblin   Mgmt For For For
  11 Elect Gregory L. Summe   Mgmt For For For
  12 Elect Karl-Henrik Sundstrom   Mgmt For For For
  13 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  14 Authority to Suppress Preemptive Rights   Mgmt For For For
  15 Authority to Repurchase Shares   Mgmt For For For
  16 Authority to Cancel Repurchased Shares   Mgmt For For For
  17 Appointment of Auditor   Mgmt For For For
  18 Committee Fees   Mgmt For For For
  19 Amendment to Articles Regarding Quorum   Mgmt For For For
  20 Advisory Vote on Executive Compensation    Mgmt For For For
  21 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
Perficient, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRFT CUSIP 71375U101   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey S. Davis   Mgmt For For For
  2 Elect Ralph C. Derrickson   Mgmt For For For
  3 Elect James R. Kackley   Mgmt For For For
  4 Elect David S. Lundeen   Mgmt For For For
  5 Elect Brian L. Matthews   Mgmt For Against Against
  6 Elect Gary M. Wimberly   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Ratification of Auditor   Mgmt For For For
               
               
               
Skyworks Solutions, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SWKS CUSIP 83088M102   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David J. Aldrich   Mgmt For For For
  2 Elect Alan S. Batey   Mgmt For For For
  3 Elect Kevin L. Beebe   Mgmt For For For
  4 Elect Timothy R. Furey   Mgmt For For For
  5 Elect Liam K. Griffin   Mgmt For For For
  6 Elect Christine King   Mgmt For For For
  7 Elect David P. McGlade   Mgmt For For For
  8 Elect Robert A. Schriesheim   Mgmt For For For
  9 Elect Kimberly S. Stevenson   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Amendment to the 2002 Employee Stock Purchase Plan   Mgmt For For For
  13 Elimination of Supermajority Requirement Relating to Approval of a Merger or Consolidation, Disposition of All or Substantially All Assets, or Substantial Issuance of Securities   Mgmt For For For
  14 Elimination of Supermajority Requirement Relating to Stockholder Approval of Business Combination with Any Related Person   Mgmt For For For
  15 Elimination of Supermajority Requirement Relating to Stockholder Amendment of Charter Provisions Governing Directors   Mgmt For For For
  16 Elimination of Supermajority Requirement Relating to Stockholder Amendment of the Charter Provision Governing Action by Shareholders   Mgmt For For For
  17 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
TE Connectivity Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  TEL CUSIP H84989104   03/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Pierre R. Brondeau   Mgmt For For For
  2 Elect Terrence R. Curtin   Mgmt For For For
  3 Elect Carol A. Davidson   Mgmt For For For
  4 Elect Lynn A. Dugle   Mgmt For For For
  5 Elect William A. Jeffrey   Mgmt For For For
  6 Elect David M. Kerko   Mgmt For For For
  7 Elect Thomas J. Lynch   Mgmt For For For
  8 Elect Yong Nam   Mgmt For For For
  9 Elect Daniel J. Phelan   Mgmt For For For
  10 Elect Abhijit Y. Talwalkar   Mgmt For For For
  11 Elect Mark C. Trudeau   Mgmt For For For
  12 Elect Dawn C. Willoughby   Mgmt For For For
  13 Elect Laura H. Wright   Mgmt For For For
  14 Appoint Thomas J. Lynch as Board Chair   Mgmt For For For
  15 Elect Daniel J. Phelan as Management Development and Compensation Committee Member   Mgmt For For For
  16 Elect Abhijit Y. Talwalkar as Management Development and Compensation Committee Member   Mgmt For For For
  17 Elect Mark C. Trudeau as Management Development and Compensation Committee Member   Mgmt For For For
  18 Elect Dawn C. Willoughby as Management Development and Compensation Committee Member   Mgmt For For For
  19 Appointment of Independent Proxy   Mgmt For For For
  20 Approval of Annual Report    Mgmt For For For
  21 Approval of Statutory Financial Statements   Mgmt For For For
  22 Approval of Consolidated Financial Statements   Mgmt For For For
  23 Ratification of Board and Management Acts   Mgmt For For For
  24 Appointment of Statutory Auditor    Mgmt For For For
  25 Appointment of Swiss Registered Auditor   Mgmt For For For
  26 Appointment of Special Auditor   Mgmt For For For
  27 Advisory Vote on Executive Compensation   Mgmt For For For
  28 Executive Compensation   Mgmt For For For
  29 Board Compensation   Mgmt For For For
  30 Allocation of Profits   Mgmt For For For
  31 Dividend from Reserves   Mgmt For For For
  32 Renewal of Authorized Capital   Mgmt For For For
  33 Cancellation of Shares and Reduction in Share Capital   Mgmt For For For
  34 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Total System Services Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TSS CUSIP 891906109   08/29/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger with Global Payments   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Advisory Vote on Declassification of Global Payments Board   Mgmt For For For
  4 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Visa Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  V CUSIP 92826C839   01/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lloyd A. Carney   Mgmt For For For
  2 Elect Mary B. Cranston   Mgmt For For For
  3 Elect Francisco Javier Fernandez-Carbajal   Mgmt For For For
  4 Elect Alfred F. Kelly, Jr.   Mgmt For For For
  5 Elect Ramon L. Laguarta   Mgmt For For For
  6 Elect John F. Lundgren   Mgmt For For For
  7 Elect Robert W. Matschullat   Mgmt For For For
  8 Elect Denise M. Morrison   Mgmt For For For
  9 Elect Suzanne Nora Johnson   Mgmt For For For
  10 Elect John A.C. Swainson   Mgmt For For For
  11 Elect Maynard G. Webb, Jr.   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For

 

 

 

 

Item 1: Proxy Voting Record 
             
Registrant: ICON Funds
             
Fund Name: ICON International Equity Fund
               
Date of reporting period: 07/01/2019 - 06/26/2020

 

               
ABN AMRO Group NV              
  Ticker Security ID:   Meeting Date Meeting Status
   ABN CINS N0162C102   12/17/2019 Voted
  Meeting Type Country of Trade          
  Special Netherlands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Non-Voting Agenda Item   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Non-Voting Agenda Item   N/A N/A N/A N/A
  7 Non-Voting Agenda Item   N/A N/A N/A N/A
  8 Elect Laetitia Griffith to the Supervisory Board   Mgmt For For For
  9 Non-Voting Agenda Item   N/A N/A N/A N/A
               
               
               
Aboitiz Power Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AP CINS Y0005M109   04/27/2020 Voted
  Meeting Type Country of Trade          
  Annual Philippines          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Call To Order   Mgmt For For For
  3 Proof of Notice and Determination of Quorum   Mgmt For For For
  4 Meeting Minutes   Mgmt For For For
  5 President's Report   Mgmt For For For
  6 Accounts and Reports   Mgmt For For For
  7 Appointment of Auditor and Authority to Set Fees   Mgmt For Against Against
  8 Elect Enrique M. Aboitiz, Jr.   Mgmt For Against Against
  9 Elect Mikel A. Aboitiz   Mgmt For For For
  10 Elect Erramon I. Aboitiz   Mgmt For Against Against
  11 Elect Emmanuel V. Rubio   Mgmt For For For
  12 Elect Jaime Jose Y. Aboitiz   Mgmt For Against Against
  13 Elect Danel C. Aboitiz   Mgmt For Against Against
  14 Elect Carlos C. Ejercito   Mgmt For Against Against
  15 Elect Romeo L. Bernardo   Mgmt For Against Against
  16 Elect Eric O. Recto   Mgmt For Against Against
  17 Amendments to Articles (Article 2)   Mgmt For For For
  18 Amendments to Articles (Article 4)   Mgmt For For For
  19 Amendments to Articles (Article 7)   Mgmt For For For
  20 Ratification of Board and Management Acts   Mgmt For For For
  21 Transaction of Other Business   Mgmt For Against Against
  22 Adjournment   Mgmt For For For
               
               
               
Agricultural Bank of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1288 CINS Y00289119   02/28/2020 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Fixed Assets Investment Budget for 2020   Mgmt For For For
  3 Issuance Plan of write-down undated Capital Bonds of the Bank   Mgmt For For For
  4 Issuance Plan of write-down eligible Tier-2 Capital Instruments of the Bank   Mgmt For For For
               
               
               
Agricultural Bank of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1288 CINS Y00289119   12/13/2019 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Directors' Remuneration Plan for 2018   Mgmt For For For
  3 Supervisors' Remuneration Plan for 2018   Mgmt For For For
  4 Elect ZHANG Qingsong   Mgmt For For For
  5 Additional Special Budget of Donations for 2019   Mgmt For For For
  6 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
AIA Group Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  1299 CINS Y002A1105   05/29/2020 Voted
  Meeting Type Country of Trade          
  Annual Hong Kong          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect Edmund TSE Sze Wing   Mgmt For For For
  6 Elect Jack SO Chak Kwong   Mgmt For For For
  7 Elect Mohamed Azman Yahya   Mgmt For Against Against
  8 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  9 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  10 Authority to Repurchase Shares   Mgmt For For For
  11 Share Option Scheme   Mgmt For Against Against
               
               
               
Airbus SE              
  Ticker Security ID:   Meeting Date Meeting Status
  AIR CINS N0280G100   04/16/2020 Voted
  Meeting Type Country of Trade          
  Annual Netherlands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Non-Voting Agenda Item   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Non-Voting Agenda Item   N/A N/A N/A N/A
  7 Accounts and Reports   Mgmt For For For
  8 Ratification of Non-Executive Directors' Acts   Mgmt For Against Against
  9 Ratification of Executive Director's Acts   Mgmt For Against Against
  10 Appointment of Auditor   Mgmt For For For
  11 Remuneration Policy   Mgmt For For For
  12 Remuneration Report   Mgmt For Against Against
  13 Elect Mark B. Dunkerley to the Board of Directors   Mgmt For For For
  14 Elect Stephan Gemkov to the Board of Directors   Mgmt For For For
  15 Elect Ralph D. Crosby, Jr. to the Board of Directors   Mgmt For For For
  16 Elect Lord Paul Drayson to the Board of Directors   Mgmt For Against Against
  17 Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans)   Mgmt For For For
  18 Authority to Issue Shares w/ or w/o Preemptive Rights   Mgmt For For For
  19 Authority to Repurchase Shares   Mgmt For For For
  20 Cancellation of Shares   Mgmt For For For
  21 Non-Voting Agenda Item   N/A N/A N/A N/A
               
               
               
Aker BP ASA              
  Ticker Security ID:   Meeting Date Meeting Status
  AKERBP CINS R0139K100   04/16/2020 Voted
  Meeting Type Country of Trade          
  Annual Norway          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Election of Presiding Chair; Minutes   Mgmt For For For
  6 Agenda   Mgmt For For For
  7 Accounts and Reports; Corporate Governance Report   Mgmt For For For
  8 Remuneration Guidelines   Mgmt For Against Against
  9 Authority to Set Auditor's Fees   Mgmt For For For
  10 Directors' Fees   Mgmt For For For
  11 Nomination Committee Fees   Mgmt For For For
  12 Election of Directors   Mgmt For For For
  13 Election of Nomination Committee Members   Mgmt For Against Against
  14 Authority to Issue Shares w/ or w/o Preemptive Rights   Mgmt For Against Against
  15 Authority to Repurchase Shares and Reissue Shares   Mgmt For For For
  16 Authority to Distribute Dividends   Mgmt For For For
               
               
               
Alexion Pharmaceuticals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALXN CUSIP 015351109   05/13/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Felix J. Baker   Mgmt For For For
  1.2 Elect David R. Brennan   Mgmt For For For
  1.3 Elect Christopher J. Coughlin   Mgmt For For For
  1.4 Elect Deborah Dunsire   Mgmt For For For
  1.5 Elect Paul A. Friedman   Mgmt For Withhold Against
  1.6 Elect Ludwig N. Hantson   Mgmt For For For
  1.7 Elect John T. Mollen   Mgmt For For For
  1.8 Elect Francois Nader   Mgmt For For For
  1.9 Elect Judith A. Reinsdorf   Mgmt For For For
  1.10 Elect Andreas Rummelt   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Alibaba Group Holding Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  BABA CUSIP 01609W102   07/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Share Subdivision   Mgmt For For For
  2 Elect Daniel Yong ZHANG   Mgmt For For For
  3 Elect Chee Hwa Tung   Mgmt For For For
  4 Elect Jerry YANG Chih-Yuan   Mgmt For For For
  5 Elect Wan Ling Martello   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Anthem, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ANTM CUSIP 036752103   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gail K. Boudreaux   Mgmt For For For
  2 Elect R. Kerry Clark   Mgmt For For For
  3 Elect Robert L. Dixon, Jr.   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Ashtead Group plc              
  Ticker Security ID:   Meeting Date Meeting Status
  AHT CINS G05320109   09/10/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Remuneration Policy (Binding)   Mgmt For For For
  4 Final Dividend   Mgmt For For For
  5 Elect Paul A. Walker   Mgmt For For For
  6 Elect Brendan Horgan   Mgmt For For For
  7 Elect Michael R. Pratt   Mgmt For For For
  8 Elect Angus Cockburn   Mgmt For For For
  9 Elect Lucinda Riches   Mgmt For For For
  10 Elect Tanya Fratto   Mgmt For For For
  11 Elect Lindsley Ruth   Mgmt For For For
  12 Appointment of Auditor   Mgmt For For For
  13 Authority to Set Auditor's Fees   Mgmt For For For
  14 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  16 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  17 Authority to Repurchase Shares   Mgmt For For For
  18 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
  19 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Banco Santander S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  SAN CINS E19790109   04/02/2020 Voted
  Meeting Type Country of Trade          
  Ordinary Spain          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Reports   Mgmt For For For
  3 Report on Non-Financial Information   Mgmt For For For
  4 Ratification of Board Acts   Mgmt For For For
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 Board Size   Mgmt For For For
  7 Elect Luis Isasi Fernandez de Bobadilla   Mgmt For For For
  8 Elect Sergio Rial   Mgmt For For For
  9 Ratify Co-Option and Elect Pamela A Walkden   Mgmt For For For
  10 Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea   Mgmt For For For
  11 Elect Rodrigo Echenique Gordillo   Mgmt For For For
  12 Elect Esther  Gimenez-Salinas i Colomer   Mgmt For For For
  13 Elect Sol Daurella Comadran   Mgmt For For For
  14 Appointment of Auditor   Mgmt For For For
  15 Authority to Repurchase and Reissue Shares   Mgmt For For For
  16 Authority to Issue Shares w/ or w/o Preemptive Rights   Mgmt For For For
  17 First Scrip Dividend   Mgmt For For For
  18 Second Scrip Dividend   Mgmt For For For
  19 Authority to Issue Debt Instruments   Mgmt For For For
  20 Remuneration Policy (Binding)   Mgmt For For For
  21 Directors' Fees   Mgmt For For For
  22 Maximum Variable Remuneration   Mgmt For For For
  23 2020 Variable Remuneration Plan   Mgmt For For For
  24 2020 Deferred and Conditional Variable Remuneration Plan   Mgmt For For For
  25 Digital Transformation Award   Mgmt For For For
  26 Buy-Out Policy   Mgmt For For For
  27 UK Employee Share Saving Scheme   Mgmt For For For
  28 Authorisation of Legal Formalities   Mgmt For For For
  29 Remuneration Report (Advisory)   Mgmt For For For
  30 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Banco Santander S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  SAN CINS E19790109   07/22/2019 Voted
  Meeting Type Country of Trade          
  Special Spain          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Banco Santander Mexico Transaction   Mgmt For For For
  3 Transaction Related Authorities   Mgmt For For For
               
               
               
Bank of China Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  3988 CINS Y0698A107   12/31/2019 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 2018 Remuneration Distribution Plan for Chair of Board of Directors and Executive Directors   Mgmt For For For
  3 2018 Remuneration Distribution Plan for Chair of Board of Supervisors and
Shareholder Representative Supervisors
  Mgmt For For For
  4 Improving Remuneration Plan of Independent Non-executive Directors   Mgmt For Against Against
  5 Elect CHEN Chunhua   Mgmt For For For
  6 Elect Jose CHUI Sai Peng   Mgmt For For For
  7 Application for Provisional Authorization of Outbound Donations   Mgmt For For For
  8 Elect WANG Jiang   Mgmt For For For
  9 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Beiersdorf AG              
  Ticker Security ID:   Meeting Date Meeting Status
  BEI CINS D08792109   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual Germany          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 Ratification of Management Board Acts   Mgmt For For For
  7 Ratification of Supervisory Board Acts   Mgmt For For For
  8 Appointment of Auditor   Mgmt For For For
  9 Increase in Authorised Capital I   Mgmt For For For
  10 Increase in Authorised Capital II   Mgmt For For For
  11 Increase in Authorised Capital III   Mgmt For For For
  12 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital   Mgmt For For For
  13 Authority to Repurchase and Reissue Shares   Mgmt For For For
  14 Amendments to Articles Regarding SRD II   Mgmt For For For
  15 Elect Wolfgang Herz   Mgmt For For For
  16 Election of Beatrice Dreyfus as Substitute Supervisory
Board Member
  Mgmt For For For
               
               
               
BNP Paribas              
  Ticker Security ID:   Meeting Date Meeting Status
  BNP CINS F1058Q238   05/19/2020 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Non-Voting Meeting Note   N/A N/A N/A N/A
  6 Accounts and Reports; Non Tax-Deductible Expenses   Mgmt For For For
  7 Consolidated Accounts and Reports   Mgmt For For For
  8 Allocation of Profits/Dividends   Mgmt For For For
  9 Special Auditors Report on Regulated Agreements   Mgmt For For For
  10 Authority to Repurchase and Reissue Shares   Mgmt For For For
  11 Elect Jean Lemierre   Mgmt For For For
  12 Elect Jacques Aschenbroich   Mgmt For For For
  13 Elect Monique Cohen   Mgmt For For For
  14 Elect Daniela Schwarzer   Mgmt For For For
  15 Elect Fields Wicker-Miurin   Mgmt For For For
  16 Remuneration Policy (Board of Directors)   Mgmt For For For
  17 Remuneration Policy (Chair)   Mgmt For For For
  18 Remuneration Policy (CEO and Deputy CEO)   Mgmt For For For
  19 Remuneration Report   Mgmt For For For
  20 Remuneration of Jean Lemierre, Chair   Mgmt For For For
  21 Remuneration of Jean-Laurent Bonnafe,CEO   Mgmt For For For
  22 Remuneration of Philippe Bordenave, Deputy CEO   Mgmt For For For
  23 Remuneration of Identified Staff   Mgmt For For For
  24 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights   Mgmt For For For
  25 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights   Mgmt For For For
  26 Authority to Increase Capital in Consideration for Contributions In Kind    Mgmt For For For
  27 Global Ceiling on Capital Increases (w/o Preemptive Rights)   Mgmt For For For
  28 Authority to Increase Capital Through Capitalisations   Mgmt For For For
  29 Global Ceiling on Capital Increases   Mgmt For For For
  30 Employee Stock Purchase Plan   Mgmt For For For
  31 Authority to Cancel Shares and Reduce Capital   Mgmt For For For
  32 Amendments to Articles Regarding Employee Representatives   Mgmt For For For
  33 Amendments to Articles Regarding Written Consultation   Mgmt For For For
  34 Amendments to Articles (Multiple Technical Issues)   Mgmt For For For
  35 Authorisation of Legal Formalities   Mgmt For For For
               
               
               
Cigna Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CI CUSIP 125523100   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David M. Cordani   Mgmt For For For
  2 Elect William J. DeLaney   Mgmt For For For
  3 Elect Eric J. Foss   Mgmt For For For
  4 Elect Elder Granger   Mgmt For For For
  5 Elect Isaiah Harris, Jr.   Mgmt For For For
  6 Elect Roman Martinez IV   Mgmt For For For
  7 Elect Kathleen M. Mazzarella   Mgmt For For For
  8 Elect Mark B. McClellan   Mgmt For For For
  9 Elect John M. Partridge   Mgmt For For For
  10 Elect William L. Roper   Mgmt For For For
  11 Elect Eric C. Wiseman   Mgmt For For For
  12 Elect Donna F. Zarcone   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For Against Against
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
CK Infrastructure Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  1038 CINS G2178K100   05/13/2020 Voted
  Meeting Type Country of Trade          
  Annual Bermuda          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect Victor LI Tzar Kuoi   Mgmt For Against Against
  6 Elect CHAN Loi Shun   Mgmt For For For
  7 Elect CHEN Tsien Hua   Mgmt For Against Against
  8 Elect SNG Sow Mei alias POON Sow Mei   Mgmt For For For
  9 Elect Colin S. Russel   Mgmt For Against Against
  10 Elect Paul J. Tighe   Mgmt For For For
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  12 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  13 Authority to Repurchase Shares   Mgmt For For For
  14 Authority to Issue Repurchased Shares   Mgmt For Against Against
  15 Amendments to Bye-Laws   Mgmt For For For
               
               
               
CRH Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  CRH CINS G25508105   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual Ireland          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Final Dividend   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Elect Richard Boucher   Mgmt For For For
  5 Elect Johan Karlstrom   Mgmt For For For
  6 Elect Shaun Kelly   Mgmt For For For
  7 Elect Heather Ann McSharry   Mgmt For For For
  8 Elect Albert Manifold   Mgmt For For For
  9 Elect Senan Murphy   Mgmt For For For
  10 Elect Gillian L. Platt   Mgmt For For For
  11 Elect Mary K. Rhinehart   Mgmt For For For
  12 Elect Lucinda Riches   Mgmt For For For
  13 Elect Siobhan Talbot   Mgmt For For For
  14 Authority to Set Auditor's Fees   Mgmt For For For
  15 Appointment of Auditor   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  19 Authority to Repurchase Shares   Mgmt For For For
  20 Authority to Set Price Range for Reissuance of Treasury Shares   Mgmt For For For
  21 Scrip Dividend   Mgmt For For For
               
               
               
DBS Group Holdings Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  D05 CINS Y20246107   04/30/2020 Voted
  Meeting Type Country of Trade          
  Annual Singapore          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Directors' Fees   Mgmt For For For
  4 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  5 Elect Peter SEAH Lim Huat   Mgmt For Against Against
  6 Elect HO Tian Yee   Mgmt For For For
  7 Elect Olivier LIM Tse Ghow   Mgmt For For For
  8 Elect OW Foong Pheng   Mgmt For Against Against
  9 Authority To Grant Awards And Issue Shares Under The Dbsh Share Plan   Mgmt For For For
  10 Authority to Issues Share under The California Sub-Plan   Mgmt For For For
  11 Authority to Issue Shares w/ or w/o Preemptive Rights   Mgmt For For For
  12 Authority To Issue Shares Pursuant To The Dbsh Scrip Dividend Scheme   Mgmt For For For
  13 Authority to Repurchase and Reissue Shares   Mgmt For For For
  14 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
DNO ASA              
  Ticker Security ID:   Meeting Date Meeting Status
  DNO CINS R6007G105   02/28/2020 Voted
  Meeting Type Country of Trade          
  Special Norway          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Election of Presiding Chair   Mgmt For For For
  6 Agenda   Mgmt For For For
  7 Cancellation of Treasury Shares   Mgmt For For For
               
               
               
DS Smith plc              
  Ticker Security ID:   Meeting Date Meeting Status
  SMDS CINS G2848Q123   09/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Final Dividend   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Elect Gareth Davis   Mgmt For For For
  5 Elect Miles W. Roberts   Mgmt For For For
  6 Elect Adrian Marsh   Mgmt For For For
  7 Elect Chris Britton   Mgmt For For For
  8 Elect Kathleen O'Donovan   Mgmt For Abstain Against
  9 Elect David Robbie   Mgmt For For For
  10 Elect Louise Smalley   Mgmt For For For
  11 Elect Rupert Soames   Mgmt For For For
  12 Appointment of Auditor   Mgmt For For For
  13 Authority to Set Auditor's Fees   Mgmt For For For
  14 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  16 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  17 Authority to Repurchase Shares   Mgmt For For For
  18 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Electric Power Development Co.,Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  9513 CINS J12915104   06/25/2020 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Hitoshi Murayama   Mgmt For Against Against
  4 Elect Toshifumi Watanabe   Mgmt For For For
  5 Elect Akihito Urashima   Mgmt For For For
  6 Elect Yoshiki Onoi   Mgmt For For For
  7 Elect Hiromi Minaminosono   Mgmt For For For
  8 Elect Makoto Honda   Mgmt For For For
  9 Elect Hiroyasu Sugiyama   Mgmt For For For
  10 Elect Hitoshi Kanno   Mgmt For For For
  11 Elect Yoshikazu Shimada   Mgmt For For For
  12 Elect Hiroshi Sasatsu   Mgmt For For For
  13 Elect Go Kajitani   Mgmt For For For
  14 Elect Tomonori Ito   Mgmt For For For
  15 Elect John Buchanan   Mgmt For For For
  16 Elect Naori Fukuda as Statutory Auditor   Mgmt For For For
               
               
               
Element Fleet Management Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  EFN CUSIP 286181201   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual Canada          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect David F. Denison   Mgmt For For For
  1.2 Elect Paul D. Damp   Mgmt For For For
  1.3 Elect Jay Forbes   Mgmt For For For
  1.4 Elect G. Keith Graham   Mgmt For For For
  1.5 Elect Joan Lamm-Tennant   Mgmt For For For
  1.6 Elect Rubin J. McDougal   Mgmt For For For
  1.7 Elect Andrew C. Clarke   Mgmt For For For
  1.8 Elect Alexander D. Greene   Mgmt For For For
  1.9 Elect Andrea S. Rosen   Mgmt For For For
  2 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Enel S.p.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  ENEL CINS T3679P115   05/14/2020 Voted
  Meeting Type Country of Trade          
  Ordinary Italy          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Accounts and Reports   Mgmt For For For
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 Authority to Repurchase and Reissue Shares   Mgmt For For For
  7 Board Size   Mgmt For For For
  8 Board Term Length   Mgmt For For For
  9 Non-Voting Agenda Item   N/A N/A N/A N/A
  10 List Presented by Ministry of Economy and Finance   Mgmt For N/A N/A
  11 List Presented by Group of Institutional Investors Representing 2.23% of Share Capital   Mgmt For For For
  12 Elect Michele Alberto Fabiano Crisostomo as Chair of Board   Mgmt For For For
  13 Directors' Fees   Mgmt For For For
  14 Long-Term Incentive Plan 2020   Mgmt For For For
  15 Remuneration Policy (Binding)   Mgmt For For For
  16 Remuneration Report (Advisory)   Mgmt For For For
  17 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Engie              
  Ticker Security ID:   Meeting Date Meeting Status
  ENGI CINS F7629A107   05/14/2020 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Accounts and Reports; Non Tax-Deductible Expenses   Mgmt For For For
  6 Consolidated Accounts and Reports   Mgmt For For For
  7 Allocation of Losses/Dividends   Mgmt For For For
  8 Post-Employment Agreements (Isabelle Kocher, Former CEO)   Mgmt For For For
  9 Special Auditors Report on Regulated Agreements   Mgmt For For For
  10 Authority to Repurchase and Reissue Shares   Mgmt For For For
  11 Elect Fabrice Bregier   Mgmt For For For
  12 Elect Peter Ricketts   Mgmt For For For
  13 Reappointment of Auditor (Ernst & Young et Autres)   Mgmt For For For
  14 Reappointment of Auditor (Deloitte)   Mgmt For For For
  15 Remuneration Report   Mgmt For For For
  16 Remuneration of Jean-Pierre Clamadieu, Chair   Mgmt For For For
  17 Remuneration of Isabelle Kocher, Former CEO   Mgmt For For For
  18 Remuneration Policy (Board of Directors)   Mgmt For For For
  19 Remuneration Policy (Chair)   Mgmt For For For
  20 Remuneration Policy (Former CEO)   Mgmt For For For
  21 Remuneration Policy (Interim CEO)   Mgmt For For For
  22 Remuneration Policy (Incoming CEO)   Mgmt For For For
  23 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights   Mgmt For For For
  24 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights   Mgmt For For For
  25 Authority to Issue Shares and Convertible Debt Through Private Placement   Mgmt For For For
  26 Greenshoe   Mgmt For For For
  27 Authority to Increase Capital in Consideration for Contributions In Kind    Mgmt For For For
  28 Global Ceiling on Capital Increases   Mgmt For For For
  29 Authority to Increase Capital Through Capitalisations   Mgmt For For For
  30 Authority to Cancel Shares and Reduce Capital   Mgmt For For For
  31 Employee Stock Purchase Plan   Mgmt For For For
  32 Stock Purchase Plan for Overseas Employees   Mgmt For For For
  33 Amendments to Articles Regarding Corporate Objectives   Mgmt For For For
  34 Amendments to Articles Regarding Corporate Purpose   Mgmt For For For
  35 Amendments to Articles    Mgmt For For For
  36 Authorisation of Legal Formalities   Mgmt For For For
               
               
               
Gail (India) Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  GAIL CINS Y2R78N114   07/01/2019 Voted
  Meeting Type Country of Trade          
  Other India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Bonus Share Issuance   Mgmt For For For
               
               
               
Gail (India) Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  GAIL CINS Y2R78N114   08/20/2019 Voted
  Meeting Type Country of Trade          
  Annual India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Reports   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Elect P. K. Gupta   Mgmt For For For
  5 Elect Gajendra Singh   Mgmt For Against Against
  6 Authority to Set Auditor's Fees   Mgmt For For For
  7 Elect Anjani Kumar Tiwari   Mgmt For For For
  8 Authority to Set Cost Auditor's Fees   Mgmt For For For
  9 Related Party Transactions   Mgmt For For For
  10 Adoption of New Articles   Mgmt For Against Against
  11 Elect Anupam Kulshreshtha   Mgmt For For For
  12 Elect Sanjay Tandon   Mgmt For For For
  13 Elect S.K. Srivastava   Mgmt For For For
               
               
               
Glaxosmithkline plc              
  Ticker Security ID:   Meeting Date Meeting Status
  GSK CINS G3910J112   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Remuneration Policy (Binding)   Mgmt For For For
  4 Elect Jonathan R. Symonds   Mgmt For For For
  5 Elect Charles A. Bancroft   Mgmt For For For
  6 Elect Emma N. Walmsley   Mgmt For For For
  7 Elect Manvinder S. Banga   Mgmt For For For
  8 Elect Hal V. Barron   Mgmt For For For
  9 Elect Vivienne Cox   Mgmt For For For
  10 Elect Lynn L. Elsenhans   Mgmt For For For
  11 Elect Laurie H. Glimcher   Mgmt For For For
  12 Elect Jesse Goodman   Mgmt For For For
  13 Elect Judy C. Lewent   Mgmt For For For
  14 Elect Iain J. Mackay   Mgmt For For For
  15 Elect Urs Rohner   Mgmt For For For
  16 Appointment of Auditor   Mgmt For For For
  17 Authority to Set Auditor's Fees   Mgmt For For For
  18 Authorisation of Political Donations   Mgmt For For For
  19 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  20 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  22 Authority to Repurchase Shares   Mgmt For For For
  23 Approve exemption from statement of the senior statutory auditor's name in published auditors' reports   Mgmt For For For
  24 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
  25 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Grupo Financiero Banorte, S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  GFNORTE CINS P49501201   03/30/2020 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Authority to Repurchase Shares   Mgmt For For For
  2 Election of Meeting Delegates   Mgmt For For For
               
               
               
Iberdrola              
  Ticker Security ID:   Meeting Date Meeting Status
  IBE CINS E6165F166   04/02/2020 Voted
  Meeting Type Country of Trade          
  Ordinary Spain          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts   Mgmt For For For
  3 Management Reports   Mgmt For For For
  4 Report on Non-Financial Information   Mgmt For For For
  5 Ratification of Board Acts   Mgmt For For For
  6 Appointment of Auditor   Mgmt For For For
  7 Amendments to Articles (Social Dividend)   Mgmt For For For
  8 Amendments to Articles (Compliance System)   Mgmt For For For
  9 Amendments to Articles (Share Capital)   Mgmt For For For
  10 Amendments to General Meeting's Regulations (Report on Non-Financial Information)   Mgmt For For For
  11 Amendments to General Meeting Regulations (Remote Participation and Right to Information)   Mgmt For For For
  12 Amendments to General Meeting Regulations (Technical)   Mgmt For For For
  13 Allocation of Profits/Dividends   Mgmt For For For
  14 First Scrip Dividend   Mgmt For For For
  15 Second Scrip Dividend   Mgmt For For For
  16 Remuneration Report (Advisory)   Mgmt For For For
  17 2020-2022 Strategic Bonus Plan   Mgmt For For For
  18 Elect Nicola Brewer   Mgmt For For For
  19 Elect Regina Helena Jorge Nunes   Mgmt For For For
  20 Elect Inigo Victor de Oriol Ibarra   Mgmt For For For
  21 Elect Samantha Barber   Mgmt For For For
  22 Board Size   Mgmt For For For
  23 Authority to Issue Shares w/ or w/o Preemptive Rights   Mgmt For For For
  24 Authority to Issue Convertible Debt Instruments   Mgmt For For For
  25 Authorisation of Legal Formalities   Mgmt For For For
  26 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Intertek Group plc              
  Ticker Security ID:   Meeting Date Meeting Status
  ITRK CINS G4911B108   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Policy (Binding)   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Final Dividend   Mgmt For For For
  5 Elect Sir David Reid   Mgmt For For For
  6 Elect Andre Lacroix   Mgmt For For For
  7 Elect Ross McCluskey   Mgmt For For For
  8 Elect Graham D. Allan   Mgmt For For For
  9 Elect Gurnek Singh Bains   Mgmt For For For
  10 Elect Dame Louise Makin   Mgmt For For For
  11 Elect Andrew Martin   Mgmt For For For
  12 Elect Gill Rider   Mgmt For For For
  13 Elect Jean-Michel Valette   Mgmt For For For
  14 Elect Lena Wilson   Mgmt For For For
  15 Appointment of Auditor   Mgmt For For For
  16 Authority to Set Auditor's Fees   Mgmt For For For
  17 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  18 Authorisation of Political Donations   Mgmt For For For
  19 Performance Share Plan   Mgmt For For For
  20 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  22 Authority to Repurchase Shares   Mgmt For For For
  23 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
KB Financial Group Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  105560 CINS Y46007103   03/20/2020 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Financial Statements and Allocation of Profits/Dividends   Mgmt For For For
  2 Amendments to Articles   Mgmt For For For
  3 Elect HUR Yin   Mgmt For For For
  4 Elect Stuart B. Solomon   Mgmt For For For
  5 Elect SONU Suk Ho   Mgmt For For For
  6 Elect CHOI Myung Hee   Mgmt For For For
  7 Elect JEONG Kouwhan   Mgmt For For For
  8 Elect KWON Seon Joo   Mgmt For For For
  9 Election of Independent Director to Become Audit Committee Member: OH Gyutaeg   Mgmt For For For
  10 Election of Audit Committee Member: CHOI Myung Hee   Mgmt For For For
  11 Election of Audit Committee Member: JEONG Kouwhan   Mgmt For For For
  12 Election of Audit Committee Member: KIM Kyung Ho   Mgmt For For For
  13 Directors' Fees   Mgmt For For For
               
               
               
KBC Groupe SA NV              
  Ticker Security ID:   Meeting Date Meeting Status
  KBC CINS B5337G162   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual Belgium          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Agenda Item   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Accounts and Reports   Mgmt For For For
  7 Allocation of Profits   Mgmt For For For
  8 Allocation of Dividends   Mgmt For For For
  9 Remuneration Report   Mgmt For For For
  10 Ratification of Board Acts   Mgmt For Against Against
  11 Ratification of Auditor's Acts   Mgmt For For For
  12 Authority to Set Auditor's Fees   Mgmt For For For
  13 Ratification of Independence of Koenraad Debackere   Mgmt For For For
  14 Elect Erik Clinck   Mgmt For Against Against
  15 Elect Liesbet Okkerse   Mgmt For Against Against
  16 Elect Theodoros Roussis   Mgmt For Against Against
  17 Elect Sonja De Becker   Mgmt For Against Against
  18 Elect Johan Thijs   Mgmt For For For
  19 Elect Vladimira Papirnik   Mgmt For For For
  20 Non-Voting Agenda Item   N/A N/A N/A N/A
               
               
               
M&G Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  MNG CINS G6107R102   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Remuneration Policy (Binding)   Mgmt For For For
  4 Elect Mike J. Evans   Mgmt For For For
  5 Elect John Foley   Mgmt For For For
  6 Elect Clare Bousfield   Mgmt For For For
  7 Elect Clive Adamson   Mgmt For For For
  8 Elect Robin Lawther   Mgmt For For For
  9 Elect Clare Thompson   Mgmt For For For
  10 Elect Massimo Tosato   Mgmt For For For
  11 Appointment of Auditor   Mgmt For For For
  12 Authority to Set Auditor's Fees   Mgmt For For For
  13 Authorisation of Political Donations   Mgmt For For For
  14 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  15 Authority to Issue Preference Shares w/ Preemptive Rights   Mgmt For For For
  16 Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights   Mgmt For For For
  17 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  18 Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights   Mgmt For For For
  19 Authority to Repurchase Shares   Mgmt For For For
  20 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Merck & Co., Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MRK CUSIP 58933Y105   05/26/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Leslie A. Brun   Mgmt For For For
  2 Elect Thomas R. Cech   Mgmt For For For
  3 Elect Mary Ellen Coe   Mgmt For For For
  4 Elect Pamela J. Craig   Mgmt For For For
  5 Elect Kenneth C. Frazier   Mgmt For For For
  6 Elect Thomas H. Glocer   Mgmt For For For
  7 Elect Risa Lavizzo-Mourey   Mgmt For For For
  8 Elect Paul B. Rothman   Mgmt For For For
  9 Elect Patricia F. Russo   Mgmt For For For
  10 Elect Christine E. Seidman   Mgmt For For For
  11 Elect Inge G. Thulin   Mgmt For For For
  12 Elect Kathy J. Warden   Mgmt For For For
  13 Elect Peter C. Wendell   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act   ShrHoldr Against Against For
               
               
               
National Grid Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  NG. CINS G6S9A7120   07/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Final Dividend   Mgmt For For For
  3 Elect Sir Peter Gershon   Mgmt For For For
  4 Elect John Pettigrew   Mgmt For For For
  5 Elect Andy Agg   Mgmt For For For
  6 Elect Dean Seavers   Mgmt For For For
  7 Elect Nicola Shaw   Mgmt For For For
  8 Elect Jonathan Dawson   Mgmt For For For
  9 Elect Therese Esperdy   Mgmt For For For
  10 Elect Paul Golby   Mgmt For For For
  11 Elect Amanda Mesler   Mgmt For For For
  12 Elect Earl L. Shipp   Mgmt For For For
  13 Elect Jonathan SIlver   Mgmt For For For
  14 Elect Mark Williamson   Mgmt For For For
  15 Appointment of Auditor   Mgmt For For For
  16 Authority to Set Auditor's Fees   Mgmt For For For
  17 Remuneration Policy (Binding)   Mgmt For For For
  18 Remuneration Report (Advisory)   Mgmt For For For
  19 Authorisation of Political Donations   Mgmt For For For
  20 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  21 Scrip Dividend   Mgmt For For For
  22 Non-Voting Agenda Item   N/A N/A N/A N/A
  23 Capitalisation of Accounts (Scrip Dividend Scheme)   Mgmt For For For
  24 Non-Voting Agenda Item   N/A N/A N/A N/A
  25 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  26 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  27 Authority to Repurchase Shares   Mgmt For For For
  28 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Open Text Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  OTEX CUSIP 683715106   09/04/2019 Voted
  Meeting Type Country of Trade          
  Annual Canada          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect P. Thomas Jenkins   Mgmt For For For
  1.2 Elect Mark J. Barrenechea   Mgmt For For For
  1.3 Elect Randy Fowlie   Mgmt For For For
  1.4 Elect David Fraser   Mgmt For For For
  1.5 Elect Gail E. Hamilton   Mgmt For For For
  1.6 Elect Stephen J. Sadler   Mgmt For For For
  1.7 Elect Harmit J. Singh   Mgmt For For For
  1.8 Elect Michael Slaunwhite   Mgmt For For For
  1.9 Elect Katharine B. Stevenson   Mgmt For For For
  1.10 Elect Carl Jurgen Tinggren   Mgmt For For For
  1.11 Elect Deborah Weinstein   Mgmt For For For
  2 Appointment of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Rights Plan Renewal   Mgmt For For For
               
               
               
Prudential plc              
  Ticker Security ID:   Meeting Date Meeting Status
  PRU CINS G72899100   10/15/2019 Voted
  Meeting Type Country of Trade          
  Ordinary United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Demerger   Mgmt For For For
  2 Elect Yok Tak Amy Yip   Mgmt For For For
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Rosneft Oil Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  ROSN CINS 67812M207   09/30/2019 Voted
  Meeting Type Country of Trade          
  Special Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Interim Dividend (1H2019)   Mgmt For For For
               
               
               
Smurfit Kappa Group Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  SKG CINS G8248F104   04/30/2020 Voted
  Meeting Type Country of Trade          
  Annual Ireland          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Final Dividend   Mgmt For Abstain Against
  4 Elect Lourdes Melgar   Mgmt For For For
  5 Elect Irial Finan   Mgmt For For For
  6 Elect Anthony Smurfit   Mgmt For For For
  7 Elect Ken Bowles   Mgmt For For For
  8 Elect Anne Anderson   Mgmt For For For
  9 Elect Frits Beurskens   Mgmt For For For
  10 Elect Carol Fairweather   Mgmt For For For
  11 Elect James A. Lawrence   Mgmt For For For
  12 Elect John Moloney   Mgmt For For For
  13 Elect Jorgen Buhl Rasmussen   Mgmt For For For
  14 Elect Gonzalo Restrepo   Mgmt For For For
  15 Authority to Set Auditor's Fees   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  19 Authority to Repurchase Shares   Mgmt For For For
  20 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Takeda Pharmaceutical Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  4502 CINS J8129E108   06/24/2020 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Christophe Weber   Mgmt For For For
  4 Elect Masato Iwasaki   Mgmt For For For
  5 Elect Andrew Plump   Mgmt For For For
  6 Elect Constantine Saroukos   Mgmt For For For
  7 Elect Masahiro Sakane   Mgmt For For For
  8 Elect Olivier Bohuon   Mgmt For For For
  9 Elect Jean-Luc Butel   Mgmt For For For
  10 Elect Ian T. Clark   Mgmt For For For
  11 Elect Yoshiaki Fujimori   Mgmt For For For
  12 Elect Steven Gillis   Mgmt For For For
  13 Elect Shiro Kuniya   Mgmt For For For
  14 Elect Toshiyuki Shiga   Mgmt For For For
  15 Elect Yasuhiko Yamanaka   Mgmt For For For
  16 Elect Koji Hatsukawa   Mgmt For For For
  17 Elect Emiko Higashi   Mgmt For For For
  18 Elect Michel Orsinger   Mgmt For For For
  19 Bonus   Mgmt For For For
  20 Shareholder Proposal Regarding Election of Takeshi Ito to the Audit and Supervisory Committee    ShrHoldr Against Against For
               
               
               
The Kansai Electric Power Company, Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  9503 CINS J30169106   06/25/2020 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Amendments to Articles   Mgmt For For For
  4 Elect Sadayuki  Sakakibara   Mgmt For For For
  5 Elect Takamune Okihara   Mgmt For For For
  6 Elect Tetsuya Kobayashi   Mgmt For For For
  7 Elect Shigeo Sasaki   Mgmt For For For
  8 Elect Atsuko Kaga   Mgmt For For For
  9 Elect Hiroshi Tomono   Mgmt For For For
  10 Elect Kazuko Takamatsu   Mgmt For For For
  11 Elect Fumio Naito   Mgmt For For For
  12 Elect Takashi Morimoto   Mgmt For For For
  13 Elect Toyokazu Misono   Mgmt For For For
  14 Elect Koji Inada   Mgmt For For For
  15 Elect Yasushi Sugimoto   Mgmt For For For
  16 Elect Susumu Yamaji   Mgmt For For For
  17 Shareholder Proposal Regarding Including Safety and Sustainability to the Company's Purpose   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes   ShrHoldr Against For Against
  19 Shareholder Proposal Regarding Corporate Social Responsibility    ShrHoldr Against Against For
  20 Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Withdrawal from Coal   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Optimization of Procurement and Outsourcing    ShrHoldr Against Against For
  23 Shareholder Proposal Regarding Stock-Based Incentive System for Directors    ShrHoldr Against Against For
  24 Shareholder Proposal Regarding Distribution of Dividends   ShrHoldr Against Against For
  25 Shareholder proposal Regarding Removal of Takashi Morimoto   ShrHoldr Against Against For
  26 Shareholder Proposal Regarding Individual Disclosure of Compensation and Gifts    ShrHoldr Against Against For
  27 Shareholder Proposal Regarding Company Advisors and Post-retirement Staff   ShrHoldr Against Against For
  28 Shareholder Proposal Regarding Donation Committee    ShrHoldr Against Against For
  29 Shareholder Proposal Regarding Restrictions on Investments   ShrHoldr Against Against For
  30 Shareholder Proposal Regarding Nuclear Fuel   ShrHoldr Against Against For
  31 Shareholder Proposal Regarding Prohibition on Gifts   ShrHoldr Against Against For
  32 Shareholder Proposal Regarding Committee for Promotion of Withdrawal from Nuclear Power Generation   ShrHoldr Against Against For
  33 Shareholder Proposal Regarding Building Trust With Society    ShrHoldr Against Against For
  34 Shareholder Proposal Regarding Individual Disclosure of Compensation    ShrHoldr Against Against For
  35 Shareholder Proposal Regarding Alternative Energy Sources   ShrHoldr Against Against For
  36 Shareholder Proposal Regarding Separation of Business Activities   ShrHoldr Against Against For
  37 Shareholder Proposal Regarding Nuclear Plant Operations   ShrHoldr Against Against For
  38 Shareholder Proposal Regarding Fostering a Culture of Safety   ShrHoldr Against Against For
  39 Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees   ShrHoldr Against Against For
  40 Shareholder Proposal Regarding Board Size and Independence   ShrHoldr Against Against For
  41 Shareholder Proposal Regarding Disclosure of Compensation paid to Post-Retirement Staff   ShrHoldr Against Against For
  42 Shareholder Proposal Regarding Denuclearization   ShrHoldr Against Against For
               
               
               
The Toronto-Dominion Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  TD CUSIP 891160509   04/02/2020 Voted
  Meeting Type Country of Trade          
  Annual Canada          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Amy W. Brinkley   Mgmt For For For
  1.2 Elect Brian C. Ferguson   Mgmt For For For
  1.3 Elect Colleen A. Goggins   Mgmt For For For
  1.4 Elect Jean-Rene Halde   Mgmt For For For
  1.5 Elect David E. Kepler   Mgmt For For For
  1.6 Elect Brian M. Levitt   Mgmt For For For
  1.7 Elect Alan N. MacGibbon   Mgmt For For For
  1.8 Elect Karen E. Maidment   Mgmt For For For
  1.9 Elect Bharat B. Masrani   Mgmt For For For
  1.10 Elect Irene R. Miller   Mgmt For For For
  1.11 Elect Nadir H. Mohamed   Mgmt For For For
  1.12 Elect Claude Mongeau   Mgmt For For For
  1.13 Elect S. Jane Rowe   Mgmt For For For
  2 Appointment of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Equity Ratio    ShrHoldr Against Against For
  5 Shareholder Proposal Regarding Board Composition    ShrHoldr Against Against For
  6 Shareholder Proposal Regarding  Greenhouse Gas Targets   ShrHoldr Against Against For
               
               
               
Total SA              
  Ticker Security ID:   Meeting Date Meeting Status
  FP CINS F92124100   05/29/2020 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Accounts and Reports   Mgmt For For For
  5 Consolidated Accounts and Reports   Mgmt For For For
  6 Allocation of Profits/Dividends; Scrip Dividend   Mgmt For For For
  7 Authority to Repurchase and Reissue Shares   Mgmt For For For
  8 Special Auditors Report on Regulated Agreements   Mgmt For For For
  9 Elect Patricia Barbizet   Mgmt For For For
  10 Elect Marie-Christine Coisne-Roquette   Mgmt For For For
  11 Elect Mark Cutifani   Mgmt For For For
  12 Elect Jerome Contamine   Mgmt For For For
  13 Remuneration Report   Mgmt For For For
  14 Directors' Fees   Mgmt For For For
  15 Remuneration of Patrick Pouyanne, Chair and CEO   Mgmt For For For
  16 Remuneration Policy (Chair and CEO)   Mgmt For For For
  17 Adoption of New Articles, Subsequent to the Conversion of Corporate Form to Societas Europaea ("SE") and Harmonisation with Law PACTE   Mgmt For For For
  18 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights   Mgmt For For For
  19 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights   Mgmt For For For
  20 Authority to Issue Shares and Convertible Debt Through Private Placement   Mgmt For For For
  21 Greenshoe   Mgmt For For For
  22 Authority to Increase Capital in Consideration for Contributions In Kind   Mgmt For For For
  23 Employee Stock Purchase Plan   Mgmt For For For
  24 Authority to Grant Stock Options   Mgmt For For For
  25 Shareholder Proposal A Regarding GHG Reduction Targets   ShrHoldr Against Against For
  26 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Unilever NV              
  Ticker Security ID:   Meeting Date Meeting Status
  UNA CUSIP 904784709   04/30/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports; Allocation of Profits and Dividends   Mgmt For For For
  2 Remuneration Report   Mgmt For For For
  3 Ratification of Executive Directors' Acts   Mgmt For For For
  4 Ratification of Non-Executive Directors' Acts   Mgmt For For For
  5 Elect Nils Andersen   Mgmt For For For
  6 Elect Laura M.L. Cha   Mgmt For For For
  7 Elect Vittorio Colao   Mgmt For For For
  8 Elect Judith Hartmann   Mgmt For For For
  9 Elect Alan Jope   Mgmt For For For
  10 Elect Andrea Jung   Mgmt For For For
  11 Elect Susan Kilsby   Mgmt For For For
  12 Elect Strive T. Masiyiwa   Mgmt For For For
  13 Elect Youngme E. Moon   Mgmt For For For
  14 Elect Graeme D. Pitkethly   Mgmt For For For
  15 Elect John Rishton   Mgmt For For For
  16 Elect Feike Sijbesma   Mgmt For For For
  17 Appointment of Auditor   Mgmt For For For
  18 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  19 Authority to Suppress Preemptive Rights   Mgmt For For For
  20 Authority to Suppress Preemptive Rights (Acquisition or
Investment Purposes)
  Mgmt For For For
  21 Authority to Repurchase Shares   Mgmt For For For
  22 Cancellation of Shares   Mgmt For For For
               
               
               
UnitedHealth Group Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  UNH CUSIP 91324P102   06/01/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard T. Burke   Mgmt For For For
  2 Elect Timothy P. Flynn   Mgmt For For For
  3 Elect Stephen J. Hemsley   Mgmt For For For
  4 Elect Michele J. Hooper   Mgmt For For For
  5 Elect F. William McNabb, III   Mgmt For For For
  6 Elect Valerie C. Montgomery Rice   Mgmt For For For
  7 Elect John H. Noseworthy   Mgmt For For For
  8 Elect Glenn M. Renwick   Mgmt For For For
  9 Elect David S. Wichmann   Mgmt For For For
  10 Elect Gail R. Wilensky   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Approval of the 2020 Stock Incentive Plan   Mgmt For For For
  14 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
               
               
               
Valeo SA              
  Ticker Security ID:   Meeting Date Meeting Status
  FR CINS F96221340   06/25/2020 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Accounts and Reports   Mgmt For For For
  5 Consolidated Accounts and Reports   Mgmt For For For
  6 Allocation of Profits/Dividends   Mgmt For For For
  7 Special Auditors Report on Regulated Agreements   Mgmt For For For
  8 Ratification of the Co-option of Stephanie Frachet   Mgmt For For For
  9 Ratification of the Co-option of Julie Avrane-Chopard   Mgmt For For For
  10 Elect Thierry Moulonguet   Mgmt For For For
  11 Elect Ulrike Steinhorst   Mgmt For For For
  12 Elect Julie Avrane-Chopard   Mgmt For For For
  13 Remuneration Report   Mgmt For For For
  14 Remuneration of Jacques Aschenbroich, Chair and CEO   Mgmt For For For
  15 Remuneration Policy (Board of Directors)   Mgmt For For For
  16 Remuneration Policy (Chair and CEO)   Mgmt For For For
  17 Authority to Repurchase and Reissue Shares   Mgmt For For For
  18 Textual References Applicable in Case of Regulation Updates   Mgmt For For For
  19 Amendments to Articles   Mgmt For For For
  20 Conversion of Corporate Form to Societas Europea ("SE")   Mgmt For For For
  21 Adoption of New Articles Regarding the Conversion of Legal Form   Mgmt For For For
  22 Authorisation of Legal Formalities   Mgmt For For For
               
               
               
Veolia Environnement              
  Ticker Security ID:   Meeting Date Meeting Status
  VIE CINS F9686M107   04/22/2020 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Accounts and Reports   Mgmt For For For
  6 Consolidated Accounts and Reports   Mgmt For For For
  7 Non Tax-Deductible Expenses   Mgmt For For For
  8 Allocation of Profits/Dividends   Mgmt For For For
  9 Special Auditors Report on Regulated Agreements   Mgmt For For For
  10 Elect Jacques Aschenbroich   Mgmt For For For
  11 Elect Isabelle Courville   Mgmt For For For
  12 Elect Nathalie Rachou   Mgmt For For For
  13 Elect Guillaume Texier   Mgmt For For For
  14 Remuneration of Antoine Frerot, Chair and CEO   Mgmt For For For
  15 Remuneration Report   Mgmt For For For
  16 Remuneration Policy (Chair and CEO)   Mgmt For For For
  17 Remuneration Policy (Non executive directors)   Mgmt For For For
  18 Authority to Repurchase and Reissue Shares   Mgmt For For For
  19 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights   Mgmt For For For
  20 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights   Mgmt For For For
  21 Authority to Issue Shares and Convertible Debt Through Private Placement   Mgmt For For For
  22 Authority to Increase Capital in Consideration for Contributions In Kind    Mgmt For For For
  23 Greenshoe   Mgmt For For For
  24 Authority to Increase Capital Through Capitalisations   Mgmt For For For
  25 Employee Stock Purchase Plan   Mgmt For For For
  26 Stock Purchase Plan for Overseas Employees   Mgmt For For For
  27 Authority to Issue Performance Shares   Mgmt For For For
  28 Authority to Cancel Shares and Reduce Capital   Mgmt For For For
  29 Amendments to Articles (Technical Amendments)   Mgmt For For For
  30 Authorisation of Legal Formalities   Mgmt For For For
  31 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Yandex N.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  YNDX CUSIP N97284108   12/20/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Prior Approval of Amendments to Articles   Mgmt For For For
  2 Amendments to Articles (Bundled)   Mgmt For For For
  3 Repurchase the Priority Share   Mgmt For For For
  4 Elect Alexey Komissarov   Mgmt For For For
  5 Elect Aleksei A. Yakovitskiy   Mgmt For For For
  6 Cancellation of Class C Ordinary Shares   Mgmt For For For

 

 

 

 

             
Item 1: Proxy Voting Record 
             
Registrant : ICON Funds
             
Fund Name: ICON Long/Short Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020
               
               
               
Adobe Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ADBE CUSIP 00724F101   04/09/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Amy L. Banse   Mgmt For For For
  2 Elect Frank A. Calderoni   Mgmt For For For
  3 Elect James E. Daley   Mgmt For For For
  4 Elect Laura Desmond   Mgmt For For For
  5 Elect Charles M. Geschke   Mgmt For For For
  6 Elect Shantanu Narayen   Mgmt For For For
  7 Elect Kathleen Oberg   Mgmt For For For
  8 Elect Dheeraj Pandey   Mgmt For For For
  9 Elect David A. Ricks   Mgmt For For For
  10 Elect Daniel Rosensweig   Mgmt For For For
  11 Elect John E. Warnock   Mgmt For For For
  12 Approval of the 2020 Employee Stock Purchase Plan   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
               
               
               
Arthur J. Gallagher & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  AJG CUSIP 363576109   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sherry S. Barrat   Mgmt For For For
  2 Elect William L. Bax   Mgmt For For For
  3 Elect D. John Coldman   Mgmt For For For
  4 Elect Frank E. English Jr.   Mgmt For For For
  5 Elect J. Patrick Gallagher, Jr.   Mgmt For For For
  6 Elect David S. Johnson   Mgmt For For For
  7 Elect Kay W. McCurdy   Mgmt For For For
  8 Elect Christopher C. Miskel   Mgmt For For For
  9 Elect Ralph J. Nicoletti   Mgmt For For For
  10 Elect Norman L. Rosenthal   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Shareholder Proposal Regarding Policy on Board and CEO Diversity   ShrHoldr Against For Against
               
               
               
Baker Hughes Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BKR CUSIP 05722G100   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect W. Geoffrey Beattie   Mgmt For For For
  1.2 Elect Gregory D. Brenneman   Mgmt For For For
  1.3 Elect Cynthia B. Carroll   Mgmt For For For
  1.4 Elect Clarence P. Cazalot, Jr.   Mgmt For For For
  1.5 Elect Nelda J. Connors   Mgmt For For For
  1.6 Elect Gregory L. Ebel   Mgmt For For For
  1.7 Elect Lynn L. Elsenhans   Mgmt For For For
  1.8 Elect John G. Rice   Mgmt For For For
  1.9 Elect Lorenzo Simonelli   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Bank of America Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAC CUSIP 060505104   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sharon L. Allen   Mgmt For For For
  2 Elect Susan S. Bies   Mgmt For For For
  3 Elect Jack O. Bovender, Jr.   Mgmt For For For
  4 Elect Frank P. Bramble, Sr.   Mgmt For For For
  5 Elect Pierre J. P. de Weck   Mgmt For For For
  6 Elect Arnold W. Donald   Mgmt For For For
  7 Elect Linda P. Hudson   Mgmt For For For
  8 Elect Monica C. Lozano   Mgmt For For For
  9 Elect Thomas J. May   Mgmt For For For
  10 Elect Brian T. Moynihan   Mgmt For For For
  11 Elect Lionel L. Nowell, III   Mgmt For For For
  12 Elect Denise L. Ramos   Mgmt For For For
  13 Elect Clayton S. Rose   Mgmt For For For
  14 Elect Michael D. White   Mgmt For For For
  15 Elect Thomas D. Woods   Mgmt For For For
  16 Elect R. David Yost   Mgmt For For For
  17 Elect Maria T. Zuber   Mgmt For Against Against
  18 Advisory Vote on Executive Compensation   Mgmt For For For
  19 Ratification of Auditor   Mgmt For For For
  20 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
  23 Shareholder Proposal Regarding Purpose of a Corporation   ShrHoldr Against Against For
               
               
               
Bristol-Myers Squibb Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BMY CUSIP 110122108   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter J. Arduini   Mgmt For For For
  2 Elect Robert J. Bertolini   Mgmt For For For
  3 Elect Michael W. Bonney   Mgmt For Against Against
  4 Elect Giovanni Caforio   Mgmt For For For
  5 Elect Matthew W. Emmens   Mgmt For For For
  6 Elect Julia A. Haller   Mgmt For For For
  7 Elect Dinesh C. Paliwal   Mgmt For For For
  8 Elect Theodore R. Samuels, II   Mgmt For For For
  9 Elect Vicki L. Sato   Mgmt For For For
  10 Elect Gerald Storch   Mgmt For For For
  11 Elect Karen H. Vousden   Mgmt For For For
  12 Elect Phyllis R. Yale   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
CSX Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CSX CUSIP 126408103   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Donna M. Alvarado   Mgmt For For For
  2 Elect Pamela L. Carter   Mgmt For For For
  3 Elect James M. Foote   Mgmt For For For
  4 Elect Steven T. Halverson   Mgmt For For For
  5 Elect Paul C. Hilal   Mgmt For For For
  6 Elect John D. McPherson   Mgmt For For For
  7 Elect David M. Moffett   Mgmt For For For
  8 Elect Linda H. Riefler   Mgmt For For For
  9 Elect Suzanne M. Vautrinot   Mgmt For For For
  10 Elect J. Steven Whisler   Mgmt For For For
  11 Elect John J. Zillmer   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Dollar General Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  DG CUSIP 256677105   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warren F. Bryant   Mgmt For For For
  2 Elect Michael M. Calbert   Mgmt For For For
  3 Elect Sandra B. Cochran   Mgmt For Abstain Against
  4 Elect Patricia D. Fili-Krushel   Mgmt For For For
  5 Elect Timothy I. McGuire   Mgmt For For For
  6 Elect William C. Rhodes, III   Mgmt For For For
  7 Elect Debra A. Sandler   Mgmt For For For
  8 Elect Ralph E. Santana   Mgmt For For For
  9 Elect Todd J. Vasos   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Elimination of Supermajority Requirement to amend the Company’s Charter   Mgmt For For For
  13 Elimination of Supermajority Requirement to amend the Company’s Bylaws   Mgmt For For For
               
               
               
Dollar Tree, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DLTR CUSIP 256746108   06/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Arnold S. Barron   Mgmt For For For
  2 Elect Gregory M. Bridgeford   Mgmt For For For
  3 Elect Thomas W. Dickson   Mgmt For For For
  4 Elect Lemuel E. Lewis   Mgmt For For For
  5 Elect Jeffrey G. Naylor   Mgmt For For For
  6 Elect Gary M. Philbin   Mgmt For For For
  7 Elect Bob Sasser   Mgmt For For For
  8 Elect Thomas A. Saunders III   Mgmt For For For
  9 Elect Stephanie P. Stahl   Mgmt For For For
  10 Elect Carrie A. Wheeler   Mgmt For For For
  11 Elect Thomas E. Whiddon   Mgmt For For For
  12 Elect Carl P. Zeithaml   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Climate Change Report   ShrHoldr Against For Against
               
               
               
Eagle Materials Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXP CUSIP 26969P108   08/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect George J. Damiris   Mgmt For For For
  2 Elect Martin M. Ellen   Mgmt For For For
  3 Elect David B. Powers   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
               
               
               
EPAM Systems, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EPAM CUSIP 29414B104   06/09/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Eugene Roman   Mgmt For For For
  2 Elect Jill B. Smart   Mgmt For For For
  3 Elect Ronald P. Vargo   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Euronet Worldwide, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EEFT CUSIP 298736109   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Andrzej Olechowski   Mgmt For For For
  1.2 Elect Eriberto R. Scocimara   Mgmt For For For
  1.3 Elect Mark R. Callegari   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
FedEx Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  FDX CUSIP 31428X106   09/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John A. Edwardson   Mgmt For For For
  2 Elect Marvin R. Ellison   Mgmt For For For
  3 Elect Susan Patricia Griffith   Mgmt For For For
  4 Elect John Chris Inglis   Mgmt For For For
  5 Elect Kimberly A. Jabal   Mgmt For For For
  6 Elect Shirley Ann Jackson   Mgmt For For For
  7 Elect R. Brad Martin   Mgmt For For For
  8 Elect Joshua Cooper Ramo   Mgmt For For For
  9 Elect Susan C. Schwab   Mgmt For For For
  10 Elect Frederick W. Smith   Mgmt For For For
  11 Elect David P. Steiner   Mgmt For For For
  12 Elect Paul S. Walsh   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Approval of the 2019 Omnibus Stock Incentive Plan   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board   ShrHoldr Against Against For
               
               
               
Global Payments Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GPN CUSIP 37940X102   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. Thaddeus Arroyo   Mgmt For For For
  2 Elect Robert H.B. Baldwin, Jr.   Mgmt For Against Against
  3 Elect John G. Bruno   Mgmt For For For
  4 Elect Kriss Cloninger III   Mgmt For For For
  5 Elect William I. Jacobs   Mgmt For For For
  6 Elect Joia M. Johnson   Mgmt For For For
  7 Elect Ruth Ann Marshall   Mgmt For For For
  8 Elect Connie D. McDaniel   Mgmt For For For
  9 Elect William B. Plummer   Mgmt For For For
  10 Elect Jeffrey S. Sloan   Mgmt For For For
  11 Elect John T. Turner   Mgmt For For For
  12 Elect M. Troy Woods   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Elimination of Supermajority Requirement   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
Jazz Pharmaceuticals Public Limited Company              
  Ticker Security ID:   Meeting Date Meeting Status
  JAZZ CUSIP G50871105   08/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Paul L. Berns   Mgmt For For For
  2 Elect Patrick G. Enright   Mgmt For For For
  3 Elect Seamus C. Mulligan   Mgmt For For For
  4 Elect Norbert G. Riedel   Mgmt For For For
  5 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
JPMorgan Chase & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  JPM CUSIP 46625H100   05/19/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Linda B. Bammann   Mgmt For For For
  2 Elect Stephen B. Burke   Mgmt For For For
  3 Elect Todd A. Combs   Mgmt For For For
  4 Elect James S. Crown   Mgmt For For For
  5 Elect James Dimon   Mgmt For For For
  6 Elect Timothy P. Flynn   Mgmt For For For
  7 Elect Mellody Hobson   Mgmt For For For
  8 Elect Michael A. Neal   Mgmt For For For
  9 Elect Lee R. Raymond   Mgmt For Against Against
  10 Elect Virginia M. Rometty   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  14 Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Charitable Contributions Disclosure   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
               
               
               
Kansas City Southern              
  Ticker Security ID:   Meeting Date Meeting Status
  KSU CUSIP 485170302   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lydia I. Beebe   Mgmt For For For
  2 Elect Lu M. Cordova   Mgmt For For For
  3 Elect Robert J. Druten   Mgmt For For For
  4 Elect Antonio O. Garza, Jr.   Mgmt For For For
  5 Elect David Francisco Garza-Santos   Mgmt For For For
  6 Elect Janet H. Kennedy   Mgmt For For For
  7 Elect Mitchell J. Krebs   Mgmt For For For
  8 Elect Henry J Maier   Mgmt For For For
  9 Elect Thomas A. McDonnell   Mgmt For For For
  10 Elect Patrick J. Ottensmeyer   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
               
               
               
L3Harris Technologies, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LHX CUSIP 502431109   04/24/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sallie B. Bailey   Mgmt For For For
  2 Elect William M. Brown   Mgmt For For For
  3 Elect Peter W. Chiarelli   Mgmt For For For
  4 Elect Thomas A. Corcoran   Mgmt For For For
  5 Elect Thomas A. Dattilo   Mgmt For For For
  6 Elect Roger Fradin   Mgmt For For For
  7 Elect Lewis Hay III   Mgmt For For For
  8 Elect Lewis Kramer   Mgmt For For For
  9 Elect Christopher E. Kubasik   Mgmt For For For
  10 Elect Rita S. Lane   Mgmt For For For
  11 Elect Robert B. Millard   Mgmt For For For
  12 Elect Lloyd W. Newton   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Elimination of Supermajority Voting and “Fair Price” Requirement for Business Combinations Involving Interested Shareholders   Mgmt For For For
  16 Amendment Regarding the Elimination of the Anti-Greenmail Provision   Mgmt For For For
  17 Elimination of Cumulative Voting Provision    Mgmt For For For
  18 Shareholder Proposal Regarding Right to Act by Written Consent    ShrHoldr Against For Against
               
               
               
L3Harris Technologies, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LHX CUSIP 502431109   10/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sallie B. Bailey   Mgmt For For For
  2 Elect William M. Brown   Mgmt For For For
  3 Elect Peter W. Chiarelli   Mgmt For For For
  4 Elect Thomas A. Corcoran   Mgmt For For For
  5 Elect Thomas A. Dattilo   Mgmt For For For
  6 Elect Roger Fradin   Mgmt For For For
  7 Elect Lewis Hay III   Mgmt For For For
  8 Elect Lewis Kramer   Mgmt For For For
  9 Elect Christopher E. Kubasik   Mgmt For For For
  10 Elect Rita S. Lane   Mgmt For For For
  11 Elect Robert B. Millard   Mgmt For For For
  12 Elect Lloyd W. Newton   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
Magna International Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MG CUSIP 559222401   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Scott B. Bonham   Mgmt For For For
  1.2 Elect Peter Guy Bowie   Mgmt For For For
  1.3 Elect Mary S. Chan   Mgmt For For For
  1.4 Elect V. Peter Harder   Mgmt For For For
  1.5 Elect Kurt J. Lauk   Mgmt For For For
  1.6 Elect Robert F. MacLellan   Mgmt For For For
  1.7 Elect Cynthia A. Niekamp   Mgmt For For For
  1.8 Elect William A. Ruh   Mgmt For For For
  1.9 Elect Indira V. Samarasekera   Mgmt For For For
  1.10 Elect Donald J. Walker   Mgmt For For For
  1.11 Elect Lisa S. Westlake   Mgmt For For For
  1.12 Elect William L. Young   Mgmt For For For
  2 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Repeal of Classified Board   Mgmt For For For
  2 Elect Steven A. Davis   Mgmt For Against Against
  3 Elect J. Michael Stice   Mgmt For For For
  4 Elect John P. Surma   Mgmt For For For
  5 Elect Susan Tomasky   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr For For For
  9 Shareholder Proposal Regarding  Report on Linking Executive Pay to Community Impact   ShrHoldr Against Against For
               
               
               
Martin Marietta Materials, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MLM CUSIP 573284106   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Dorothy M. Ables   Mgmt For For For
  2 Elect Sue W. Cole   Mgmt For For For
  3 Elect Smith W. Davis   Mgmt For For For
  4 Elect John J. Koraleski   Mgmt For For For
  5 Elect C. Howard Nye   Mgmt For For For
  6 Elect Laree E. Perez   Mgmt For For For
  7 Elect Thomas H. Pike   Mgmt For For For
  8 Elect Michael J. Quillen   Mgmt For For For
  9 Elect Donald W. Slager   Mgmt For For For
  10 Elect David C. Wajsgras   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Mastercard Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  MA CUSIP 57636Q104   06/16/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard Haythornthwaite   Mgmt For Against Against
  2 Elect Ajay Banga   Mgmt For For For
  3 Elect Richard K. Davis   Mgmt For For For
  4 Elect Steven J. Freiberg   Mgmt For For For
  5 Elect Julius Genachowski   Mgmt For For For
  6 Elect Choon  Phong Goh   Mgmt For For For
  7 Elect Merit E. Janow   Mgmt For For For
  8 Elect Oki Matsumoto   Mgmt For For For
  9 Elect Youngme E. Moon   Mgmt For For For
  10 Elect Rima Qureshi   Mgmt For For For
  11 Elect Jose Octavio Reyes Lagunes   Mgmt For For For
  12 Elect Gabrielle Sulzberger   Mgmt For For For
  13 Elect Jackson P. Tai   Mgmt For For For
  14 Elect Lance Uggla   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
               
               
               
Nike, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NKE CUSIP 654106103   09/19/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Alan B. Graf, Jr.   Mgmt For For For
  1.2 Elect Peter B. Henry   Mgmt For For For
  1.3 Elect Michelle Peluso   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Parsley Energy Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PE CUSIP 701877102   01/09/2020 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Share Issuance for Merger with Jagged Peak   Mgmt For For For
               
               
               
Qorvo, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  QRVO CUSIP 74736K101   08/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ralph G. Quinsey   Mgmt For For For
  1.2 Elect Robert A. Bruggeworth   Mgmt For For For
  1.3 Elect Jeffery Gardner   Mgmt For Withhold Against
  1.4 Elect John R. Harding   Mgmt For For For
  1.5 Elect David H.Y. Ho   Mgmt For For For
  1.6 Elect Roderick D. Nelson   Mgmt For For For
  1.7 Elect Walden C. Rhines   Mgmt For For For
  1.8 Elect Susan L. Spradley   Mgmt For For For
  1.9 Elect Walter H. Wilkinson, Jr.   Mgmt For Withhold Against
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
ServiceNow, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NOW CUSIP 81762P102   06/17/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William R. McDermott   Mgmt For For For
  2 Elect Anita M. Sands   Mgmt For For For
  3 Elect Dennis M. Woodside   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
  6 Repeal of Classified Board   Mgmt For For For
  7 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
Signature Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBNY CUSIP 82669G104   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Joseph J. DePaolo   Mgmt For For For
  2 Elect Barney Frank   Mgmt For For For
  3 Elect Scott A. Shay   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Authority to Repurchase Shares   Mgmt For For For
               
               
               
Skyworks Solutions, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SWKS CUSIP 83088M102   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David J. Aldrich   Mgmt For For For
  2 Elect Alan S. Batey   Mgmt For For For
  3 Elect Kevin L. Beebe   Mgmt For For For
  4 Elect Timothy R. Furey   Mgmt For For For
  5 Elect Liam K. Griffin   Mgmt For For For
  6 Elect Christine King   Mgmt For For For
  7 Elect David P. McGlade   Mgmt For For For
  8 Elect Robert A. Schriesheim   Mgmt For For For
  9 Elect Kimberly S. Stevenson   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Amendment to the 2002 Employee Stock Purchase Plan   Mgmt For For For
  13 Elimination of Supermajority Requirement Relating to Approval of a Merger or Consolidation, Disposition of All or Substantially All Assets, or Substantial Issuance of Securities   Mgmt For For For
  14 Elimination of Supermajority Requirement Relating to Stockholder Approval of Business Combination with Any Related Person   Mgmt For For For
  15 Elimination of Supermajority Requirement Relating to Stockholder Amendment of Charter Provisions Governing Directors   Mgmt For For For
  16 Elimination of Supermajority Requirement Relating to Stockholder Amendment of the Charter Provision Governing Action by Shareholders   Mgmt For For For
  17 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
United Rentals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  URI CUSIP 911363109   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jose B. Alvarez   Mgmt For For For
  2 Elect Marc A. Bruno   Mgmt For For For
  3 Elect Matthew J. Flannery   Mgmt For For For
  4 Elect Bobby J. Griffin   Mgmt For For For
  5 Elect Kim Harris Jones   Mgmt For For For
  6 Elect Terri L. Kelly   Mgmt For For For
  7 Elect Michael J. Kneeland   Mgmt For For For
  8 Elect Gracia C. Martore   Mgmt For For For
  9 Elect Filippo Passerini   Mgmt For For For
  10 Elect Donald C. Roof   Mgmt For For For
  11 Elect Shiv Singh   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Permit Shareholders to Act by Written Consent   Mgmt For For For
  15 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For

 

 

 

Item 1: Proxy Voting Record 
             
Registrant: ICON Funds
             
Fund Name: ICON Natural Resources Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020

  

               
Armstrong World Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AWI CUSIP 04247X102   06/25/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Stan A. Askren   Mgmt For For For
  1.2 Elect Victor D. Grizzle   Mgmt For For For
  1.3 Elect Tao Huang   Mgmt For For For
  1.4 Elect Barbara L. Loughran   Mgmt For For For
  1.5 Elect Larry S. McWilliams   Mgmt For For For
  1.6 Elect James C. Melville   Mgmt For For For
  1.7 Elect Wayne R. Shurts   Mgmt For For For
  1.8 Elect Roy W. Templin   Mgmt For For For
  1.9 Elect Cherryl T. Thomas   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Avery Dennison Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AVY CUSIP 053611109   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bradley A. Alford   Mgmt For For For
  2 Elect Anthony K. Anderson   Mgmt For For For
  3 Elect Peter K. Barker   Mgmt For For For
  4 Elect Mark J. Barrenechea   Mgmt For Against Against
  5 Elect Mitchell R. Butier   Mgmt For For For
  6 Elect Ken C. Hicks   Mgmt For For For
  7 Elect Andres A. Lopez   Mgmt For For For
  8 Elect Patrick T. Siewert   Mgmt For For For
  9 Elect Julia A. Stewart   Mgmt For For For
  10 Elect Martha N. Sullivan   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Cabot Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CBT CUSIP 127055101   03/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Juan Enriquez   Mgmt For For For
  2 Elect Sean D. Keohane   Mgmt For For For
  3 Elect William C. Kirby   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Celanese Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CE CUSIP 150870103   04/16/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jean S. Blackwell   Mgmt For For For
  2 Elect William M. Brown   Mgmt For For For
  3 Elect Edward G. Galante   Mgmt For For For
  4 Elect Kathryn M. Hill   Mgmt For For For
  5 Elect David F. Hoffmeister   Mgmt For For For
  6 Elect Jay V. Ihlenfeld   Mgmt For For For
  7 Elect Mark C. Rohr   Mgmt For For For
  8 Elect Kim K.W. Rucker   Mgmt For For For
  9 Elect Lori J. Ryerkerk   Mgmt For For For
  10 Elect John K. Wulff   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
CSX Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CSX CUSIP 126408103   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Donna M. Alvarado   Mgmt For For For
  2 Elect Pamela L. Carter   Mgmt For For For
  3 Elect James M. Foote   Mgmt For For For
  4 Elect Steven T. Halverson   Mgmt For For For
  5 Elect Paul C. Hilal   Mgmt For For For
  6 Elect John D. McPherson   Mgmt For For For
  7 Elect David M. Moffett   Mgmt For For For
  8 Elect Linda H. Riefler   Mgmt For For For
  9 Elect Suzanne M. Vautrinot   Mgmt For For For
  10 Elect J. Steven Whisler   Mgmt For For For
  11 Elect John J. Zillmer   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
DS Smith plc              
  Ticker Security ID:   Meeting Date Meeting Status
  SMDS CINS G2848Q123   09/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Final Dividend   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Elect Gareth Davis   Mgmt For For For
  5 Elect Miles W. Roberts   Mgmt For For For
  6 Elect Adrian Marsh   Mgmt For For For
  7 Elect Chris Britton   Mgmt For For For
  8 Elect Kathleen O'Donovan   Mgmt For Abstain Against
  9 Elect David Robbie   Mgmt For For For
  10 Elect Louise Smalley   Mgmt For For For
  11 Elect Rupert Soames   Mgmt For For For
  12 Appointment of Auditor   Mgmt For For For
  13 Authority to Set Auditor's Fees   Mgmt For For For
  14 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  16 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  17 Authority to Repurchase Shares   Mgmt For For For
  18 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Eagle Materials Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXP CUSIP 26969P108   08/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect George J. Damiris   Mgmt For For For
  2 Elect Martin M. Ellen   Mgmt For For For
  3 Elect David B. Powers   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Emcor Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EME CUSIP 29084Q100   06/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John W. Altmeyer   Mgmt For For For
  2 Elect Anthony J. Guzzi   Mgmt For For For
  3 Elect Richard F. Hamm, Jr.   Mgmt For For For
  4 Elect David H. Laidley   Mgmt For For For
  5 Elect Carol P. Lowe   Mgmt For For For
  6 Elect M. Kevin McEvoy   Mgmt For For For
  7 Elect William P. Reid   Mgmt For For For
  8 Elect Steven B. Schwarzwaelder   Mgmt For For For
  9 Elect Robin A. Walker-Lee   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Amendment to the 2010 Incentive Plan   Mgmt For For For
  13 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Huntsman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  HUN CUSIP 447011107   05/01/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter R. Huntsman   Mgmt For For For
  2 Elect Nolan D. Archibald   Mgmt For For For
  3 Elect Mary C. Beckerle   Mgmt For For For
  4 Elect M. Anthony Burns   Mgmt For For For
  5 Elect Daniele Ferrari   Mgmt For For For
  6 Elect Robert J. Margetts   Mgmt For For For
  7 Elect Wayne A. Reaud   Mgmt For For For
  8 Elect Jan E. Tighe   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For Against Against
  10 Ratification of Auditor   Mgmt For For For
  11 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Ingersoll Rand Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  IR CUSIP 45687V106   06/16/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kirk E. Arnold   Mgmt For For For
  2 Elect William P. Donnelly   Mgmt For For For
  3 Elect Marc E. Jones   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
               
               
               
Ingersoll-Rand Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  IR CUSIP G47791101   02/04/2020 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Company Name Change   Mgmt For For For
               
               
               
International Paper Company              
  Ticker Security ID:   Meeting Date Meeting Status
  IP CUSIP 460146103   05/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William J. Burns   Mgmt For For For
  2 Elect Christopher M. Connor   Mgmt For For For
  3 Elect Ahmet Cemal Dorduncu   Mgmt For For For
  4 Elect Ilene S. Gordon   Mgmt For For For
  5 Elect Anders Gustafsson   Mgmt For For For
  6 Elect Jacqueline C. Hinman   Mgmt For For For
  7 Elect Clinton A. Lewis, Jr.   Mgmt For For For
  8 Elect Kathryn D. Sullivan   Mgmt For For For
  9 Elect Mark S. Sutton   Mgmt For For For
  10 Elect J. Steven Whisler   Mgmt For For For
  11 Elect Ray G. Young   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Lockheed Martin Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LMT CUSIP 539830109   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Daniel F. Akerson   Mgmt For For For
  2 Elect David B. Burritt   Mgmt For For For
  3 Elect Bruce A. Carlson   Mgmt For Against Against
  4 Elect Joseph Dunford Jr.   Mgmt For For For
  5 Elect James O. Ellis, Jr.   Mgmt For For For
  6 Elect Thomas J. Falk   Mgmt For For For
  7 Elect Ilene S. Gordon   Mgmt For For For
  8 Elect Marillyn A. Hewson   Mgmt For For For
  9 Elect Vicki A. Hollub   Mgmt For For For
  10 Elect Jeh C. Johnson   Mgmt For For For
  11 Elect Debra L. Reed-Klages   Mgmt For For For
  12 Elect James D. Taiclet, Jr.   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Approval of the 2020 Incentive Performance Award Plan   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Louisiana-Pacific Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LPX CUSIP 546347105   05/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kurt M. Landgraf   Mgmt For For For
  2 Elect Stephen E. Macadam   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Repeal of Classified Board   Mgmt For For For
  2 Elect Steven A. Davis   Mgmt For Against Against
  3 Elect J. Michael Stice   Mgmt For For For
  4 Elect John P. Surma   Mgmt For For For
  5 Elect Susan Tomasky   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr For For For
  9 Shareholder Proposal Regarding  Report on Linking Executive Pay to Community Impact   ShrHoldr Against Against For
               
               
               
Martin Marietta Materials, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MLM CUSIP 573284106   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Dorothy M. Ables   Mgmt For For For
  2 Elect Sue W. Cole   Mgmt For For For
  3 Elect Smith W. Davis   Mgmt For For For
  4 Elect John J. Koraleski   Mgmt For For For
  5 Elect C. Howard Nye   Mgmt For For For
  6 Elect Laree E. Perez   Mgmt For For For
  7 Elect Thomas H. Pike   Mgmt For For For
  8 Elect Michael J. Quillen   Mgmt For For For
  9 Elect Donald W. Slager   Mgmt For For For
  10 Elect David C. Wajsgras   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Masco Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MAS CUSIP 574599106   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Keith J. Allman   Mgmt For For For
  2 Elect J. Michael Losh   Mgmt For For For
  3 Elect Christopher A. O'Herlihy   Mgmt For For For
  4 Elect Charles K Stevens, III   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
MasTec, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MTZ CUSIP 576323109   05/15/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ernst N. Csiszar   Mgmt For For For
  1.2 Elect Julia L. Johnson   Mgmt For For For
  1.3 Elect Jorge Mas   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Mueller Water Products, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MWA CUSIP 624758108   01/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Shirley C. Franklin   Mgmt For For For
  2 Elect J. Scott Hall   Mgmt For For For
  3 Elect Thomas J. Hansen   Mgmt For For For
  4 Elect Jerry W. Kolb   Mgmt For For For
  5 Elect Mark J. O'Brien   Mgmt For For For
  6 Elect Christine Ortiz   Mgmt For For For
  7 Elect Bernard G. Rethore   Mgmt For For For
  8 Elect Lydia W. Thomas   Mgmt For For For
  9 Elect Michael T. Tokarz   Mgmt For For For
  10 Elect Stephen C Van Arsdell   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Northrop Grumman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  NOC CUSIP 666807102   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kathy J Warden   Mgmt For For For
  2 Elect Marianne C. Brown   Mgmt For For For
  3 Elect Donald E. Felsinger   Mgmt For For For
  4 Elect Ann M. Fudge   Mgmt For For For
  5 Elect Bruce S. Gordon   Mgmt For For For
  6 Elect William H. Hernandez   Mgmt For For For
  7 Elect Madeleine A. Kleiner   Mgmt For For For
  8 Elect Karl J. Krapek   Mgmt For For For
  9 Elect Gary Roughead   Mgmt For For For
  10 Elect Thomas M. Schoewe   Mgmt For For For
  11 Elect James S. Turley   Mgmt For For For
  12 Elect Mark A. Welsh III   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Report on Human Rights Impact Assessments   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   ShrHoldr Against For Against
               
               
               
NRG Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NRG CUSIP 629377508   04/30/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Spencer Abraham   Mgmt For For For
  2 Elect Antonio Carrillo   Mgmt For For For
  3 Elect Matthew Carter, Jr.   Mgmt For For For
  4 Elect Lawrence S. Coben   Mgmt For For For
  5 Elect Heather Cox   Mgmt For For For
  6 Elect Mauricio Gutierrez   Mgmt For For For
  7 Elect Paul W. Hobby   Mgmt For For For
  8 Elect Alexandra Pruner   Mgmt For For For
  9 Elect Anne C. Schaumburg   Mgmt For For For
  10 Elect Thomas H. Weidemeyer   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Packaging Corporation of America              
  Ticker Security ID:   Meeting Date Meeting Status
  PKG CUSIP 695156109   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Cheryl K. Beebe   Mgmt For For For
  2 Elect Duane C. Farrington   Mgmt For For For
  3 Elect Donna A. Harman   Mgmt For For For
  4 Elect Mark W. Kowlzan   Mgmt For For For
  5 Elect Robert C. Lyons   Mgmt For For For
  6 Elect Thomas P. Maurer   Mgmt For For For
  7 Elect Samuel Mencoff   Mgmt For For For
  8 Elect Roger B. Porter   Mgmt For For For
  9 Elect Thomas S. Souleles   Mgmt For For For
  10 Elect Paul T. Stecko   Mgmt For For For
  11 Elect James D. Woodrum   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Amendment to the 1999 Long-Term Equity Incentive Plan   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Parsley Energy Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PE CUSIP 701877102   01/09/2020 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Share Issuance for Merger with Jagged Peak   Mgmt For For For
               
               
               
Raytheon Company              
  Ticker Security ID:   Meeting Date Meeting Status
  RTN CUSIP 755111507   10/11/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger with United Technologies   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
RPM International Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  RPM CUSIP 749685103   10/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Kirkland B. Andrews   Mgmt For For For
  1.2 Elect David A. Daberko   Mgmt For For For
  1.3 Elect Thomas S. Gross   Mgmt For For For
  1.4 Elect Frank C. Sullivan   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Amendment to the 2014 Omnibus Plan   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
               
               
               
Sealed Air Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  SEE CUSIP 81211K100   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Francoise Colpron   Mgmt For For For
  2 Elect Edward L. Doheny II   Mgmt For For For
  3 Elect Michael P. Doss   Mgmt For For For
  4 Elect Henry R. Keizer   Mgmt For For For
  5 Elect Jacqueline B. Kosecoff   Mgmt For For For
  6 Elect Harry A. Lawton III   Mgmt For For For
  7 Elect Neil Lustig   Mgmt For For For
  8 Elect Suzanne B. Rowland   Mgmt For For For
  9 Elect Jerry R. Whitaker   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
The AES Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AES CUSIP 00130H105   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Janet G. Davidson   Mgmt For For For
  2 Elect Andres R. Gluski   Mgmt For For For
  3 Elect Tarun Khanna   Mgmt For For For
  4 Elect Holly K. Koeppel   Mgmt For For For
  5 Elect Julia M. Laulis   Mgmt For For For
  6 Elect James H. Miller   Mgmt For For For
  7 Elect Alain Monie   Mgmt For For For
  8 Elect John B. Morse, Jr.   Mgmt For For For
  9 Elect Moises Naim   Mgmt For For For
  10 Elect Jeffrey W. Ubben   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Shareholder Approval of Bylaw or Charter Amendments   ShrHoldr Against Against For
               
               
               
The Chemours Company              
  Ticker Security ID:   Meeting Date Meeting Status
  CC CUSIP 163851108   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Curtis V. Anastasio   Mgmt For For For
  2 Elect Bradley J. Bell   Mgmt For For For
  3 Elect Richard H. Brown   Mgmt For For For
  4 Elect Mary B. Cranston   Mgmt For For For
  5 Elect Curtis J. Crawford   Mgmt For For For
  6 Elect Dawn L. Farrell   Mgmt For For For
  7 Elect Erin Kane   Mgmt For For For
  8 Elect Sean D. Keohane   Mgmt For For For
  9 Elect Mark P. Vergnano   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Shareholder Proposal Regarding Employee Board Advisory Position   ShrHoldr Against Against For
               
               
               
The Sherwin-Williams Company              
  Ticker Security ID:   Meeting Date Meeting Status
  SHW CUSIP 824348106   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kerrii B. Anderson   Mgmt For For For
  2 Elect Arthur F. Anton   Mgmt For For For
  3 Elect Jeff M. Fettig   Mgmt For For For
  4 Elect Richard J. Kramer   Mgmt For For For
  5 Elect Susan J. Kropf   Mgmt For For For
  6 Elect John G. Morikis   Mgmt For For For
  7 Elect Christine A. Poon   Mgmt For For For
  8 Elect Michael H. Thaman   Mgmt For For For
  9 Elect Matthew Thornton III   Mgmt For For For
  10 Elect Steven H. Wunning   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Trane Technologies plc              
  Ticker Security ID:   Meeting Date Meeting Status
  TT CUSIP G8994E103   06/04/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kirk E. Arnold   Mgmt For For For
  2 Elect Ann C. Berzin   Mgmt For For For
  3 Elect John Bruton   Mgmt For For For
  4 Elect Jared L. Cohon   Mgmt For For For
  5 Elect Gary D. Forsee   Mgmt For For For
  6 Elect Linda P. Hudson   Mgmt For For For
  7 Elect Michael W. Lamach   Mgmt For For For
  8 Elect Myles P. Lee   Mgmt For For For
  9 Elect Karen B. Peetz   Mgmt For For For
  10 Elect John P. Surma   Mgmt For For For
  11 Elect Richard J. Swift   Mgmt For For For
  12 Elect Tony L. White   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  15 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  16 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  17 Issuance of Treasury Shares   Mgmt For For For
               
               
               
Union Pacific Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  UNP CUSIP 907818108   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andrew H. Card, Jr.   Mgmt For For For
  2 Elect William J. DeLaney   Mgmt For For For
  3 Elect David B. Dillon   Mgmt For For For
  4 Elect Lance M. Fritz   Mgmt For For For
  5 Elect Deborah C. Hopkins   Mgmt For For For
  6 Elect Jane H. Lute   Mgmt For For For
  7 Elect Michael R. McCarthy   Mgmt For For For
  8 Elect Thomas F. McLarty III   Mgmt For For For
  9 Elect Bhavesh V. Patel   Mgmt For For For
  10 Elect Jose H. Villarreal   Mgmt For For For
  11 Elect Christopher J. Williams   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change   ShrHoldr Against Against For
               
               
               
W.R. Grace & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  GRA CUSIP 38388F108   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Julie  Fasone Holder   Mgmt For For For
  2 Elect Christopher J. Steffen   Mgmt For For For
  3 Elect Shlomo Yanai   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For

 

 

 

 

             
Item 1: Proxy Voting Record 
             
Registrant: ICON Funds
             
Fund Name: ICON Opportunities Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020
               
               
               
Aaron’s, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AAN CUSIP 002535300   06/18/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kelly H. Barrett   Mgmt For For For
  2 Elect Kathy T. Betty   Mgmt For For For
  3 Elect Douglas C. Curling   Mgmt For For For
  4 Elect Cynthia N. Day   Mgmt For For For
  5 Elect Curtis L. Doman   Mgmt For For For
  6 Elect Walter G. Ehmer   Mgmt For For For
  7 Elect Hubert L. Harris, Jr.   Mgmt For For For
  8 Elect John W. Robinson III   Mgmt For For For
  9 Elect Ray M. Robinson   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Holding Company Reorganization   Mgmt For For For
               
               
               
Alamo Group Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALG CUSIP 011311107   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Roderick R. Baty   Mgmt For For For
  2 Elect Robert P. Bauer   Mgmt For For For
  3 Elect Eric P. Etchart   Mgmt For For For
  4 Elect Tracy C Jokinen   Mgmt For For For
  5 Elect Richard W. Parod   Mgmt For For For
  6 Elect Ronald A. Robinson   Mgmt For For For
  7 Elect Lorie L. Tekorius   Mgmt For For For
  8 Advisory Vote on Executive Compensation   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
               
               
               
Albany International Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  AIN CUSIP 012348108   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Christine L. Standish   Mgmt For For For
  1.2 Elect Erland E. Kailbourne   Mgmt For For For
  1.3 Elect John F. Cassidy, Jr.   Mgmt For For For
  1.4 Elect John R. Scannell   Mgmt For Withhold Against
  1.5 Elect Katharine L. Plourde   Mgmt For For For
  1.6 Elect A. William Higgins   Mgmt For For For
  1.7 Elect Kenneth W. Krueger   Mgmt For For For
  1.8 Elect Lee C. Wortham   Mgmt For For For
  1.9 Elect Mark J. Murphy   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Approval of the Director Annual Retainer Plan   Mgmt For For For
               
               
               
Armstrong World Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AWI CUSIP 04247X102   06/25/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Stan A. Askren   Mgmt For For For
  1.2 Elect Victor D. Grizzle   Mgmt For For For
  1.3 Elect Tao Huang   Mgmt For For For
  1.4 Elect Barbara L. Loughran   Mgmt For For For
  1.5 Elect Larry S. McWilliams   Mgmt For For For
  1.6 Elect James C. Melville   Mgmt For For For
  1.7 Elect Wayne R. Shurts   Mgmt For For For
  1.8 Elect Roy W. Templin   Mgmt For For For
  1.9 Elect Cherryl T. Thomas   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Armstrong World Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AWI CUSIP 04247X102   07/11/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Stan A. Askren   Mgmt For For For
  1.2 Elect Victor D. Grizzle   Mgmt For For For
  1.3 Elect Tao Huang   Mgmt For For For
  1.4 Elect Barbara L. Loughran   Mgmt For For For
  1.5 Elect Larry S. McWilliams   Mgmt For For For
  1.6 Elect James C. Melville   Mgmt For For For
  1.7 Elect John J. Roberts   Mgmt For For For
  1.8 Elect Wayne R. Shurts   Mgmt For For For
  1.9 Elect Roy W. Templin   Mgmt For For For
  1.10 Elect Cherryl T. Thomas   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Axos Financial, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AX CUSIP 05465C100   10/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect James S. Argalas   Mgmt For For For
  1.2 Elect James J. Court   Mgmt For Withhold Against
  1.3 Elect Edward J. Ratinoff   Mgmt For For For
  2 Amendment to the 2014 Stock Incentive Plan   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Ratification of Auditor   Mgmt For For For
               
               
               
Brunswick Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BC CUSIP 117043109   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nancy E. Cooper   Mgmt For For For
  2 Elect David C. Everitt   Mgmt For For For
  3 Elect Lauren P. Flaherty   Mgmt For For For
  4 Elect Joseph W. McClanathan   Mgmt For For For
  5 Elect Jane L. Warner   Mgmt For For For
  6 Elect Roger J. Wood   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Ratification of Auditor   Mgmt For For For
               
               
               
Cabot Microelectronics Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CCMP CUSIP 12709P103   03/04/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Paul J. Reilly   Mgmt For For For
  1.2 Elect Geoffrey Wild   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Carpenter Technology Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CRS CUSIP 144285103   10/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Viola L. Acoff   Mgmt For For For
  1.2 Elect I. Martin Inglis   Mgmt For For For
  1.3 Elect Stephen M. Ward, Jr.   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Amendment to the Stock-Based Incentive Compensation Plan   Mgmt For For For
               
               
               
Chart Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GTLS CUSIP 16115Q308   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Carey Chen   Mgmt For For For
  1.2 Elect Jillian C. Evanko   Mgmt For Withhold Against
  1.3 Elect Steven W. Krablin   Mgmt For For For
  1.4 Elect Singleton B. McAllister   Mgmt For For For
  1.5 Elect Michael L. Molinini   Mgmt For For For
  1.6 Elect David M. Sagehorn   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Continental Building Products Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CBPX CUSIP 211171103   01/29/2020 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Acquisition   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Diodes Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  DIOD CUSIP 254543101   05/18/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect CHEN C.H.   Mgmt For For For
  1.2 Elect Warren CHEN   Mgmt For Withhold Against
  1.3 Elect Michael R. Giordano   Mgmt For For For
  1.4 Elect LU Ken-Shew   Mgmt For For For
  1.5 Elect Peter M. Menard   Mgmt For For For
  1.6 Elect Christina Wen-Chi Sung   Mgmt For For For
  1.7 Elect Michael K.C. Tsai   Mgmt For Withhold Against
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Essent Group Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  ESNT CUSIP G3198U102   05/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Mark A. Casale   Mgmt For For For
  1.2 Elect Douglas J. Pauls   Mgmt For For For
  1.3 Elect William L. Spiegel   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Extreme Networks, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXTR CUSIP 30226D106   11/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Charles P. Carinalli   Mgmt For For For
  1.2 Elect Kathleen M. Holmgren   Mgmt For For For
  1.3 Elect Raj Khanna   Mgmt For For For
  1.4 Elect Edward H. Kennedy   Mgmt For For For
  1.5 Elect Edward B. Meyercord III   Mgmt For For For
  1.6 Elect John C. Shoemaker   Mgmt For For For
  1.7 Elect Ingrid Burton   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For Against Against
  3 Ratification of Auditor   Mgmt For For For
  4 Amendment to Shareholder Rights Plan   Mgmt For For For
  5 Amendment to the 2013 Equity Incentive Plan   Mgmt For Against Against
               
               
               
Ferro Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  FOE CUSIP 315405100   04/30/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect David A. Lorber   Mgmt For For For
  1.2 Elect Marran H. Ogilvie   Mgmt For For For
  1.3 Elect Andrew M. Ross   Mgmt For For For
  1.4 Elect Allen A. Spizzo   Mgmt For For For
  1.5 Elect Peter T. Thomas   Mgmt For For For
  1.6 Elect Ronald P. Vargo   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
First Midwest Bancorp, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FMBI CUSIP 320867104   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Barbara A. Boigegrain   Mgmt For For For
  2 Elect Thomas L. Brown   Mgmt For For For
  3 Elect Phupinder S. Gill   Mgmt For For For
  4 Elect Kathryn J. Hayley   Mgmt For For For
  5 Elect Peter J. Henseler   Mgmt For For For
  6 Elect Frank B. Modruson   Mgmt For For For
  7 Elect Ellen A. Rudnick   Mgmt For For For
  8 Elect Mark G. Sander   Mgmt For For For
  9 Elect Michael L. Scudder   Mgmt For For For
  10 Elect Michael J. Small   Mgmt For For For
  11 Elect Stephen C. Van Arsdell   Mgmt For For For
  12 Elect J. Stephen Vanderwoude   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
Five Below, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FIVE CUSIP 33829M101   06/16/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Joel D. Anderson   Mgmt For For For
  2 Elect Kathleen S. Barclay   Mgmt For For For
  3 Elect Thomas M. Ryan   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Forward Air Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  FWRD CUSIP 349853101   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ronald W. Allen   Mgmt For For For
  1.2 Elect Ana B. Amicarella   Mgmt For For For
  1.3 Elect Valerie A. Bonebrake   Mgmt For For For
  1.4 Elect C. Robert Campbell   Mgmt For For For
  1.5 Elect R. Craig Carlock   Mgmt For For For
  1.6 Elect C. John Langley, Jr.   Mgmt For For For
  1.7 Elect G. Michael Lynch   Mgmt For For For
  1.8 Elect Thomas Schmitt   Mgmt For For For
  1.9 Elect Laurie A. Tucker   Mgmt For For For
  1.10 Elect W. Gilbert West   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Herman Miller, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MLHR CUSIP 600544100   10/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Lisa A. Kro   Mgmt For For For
  1.2 Elect Michael C. Smith   Mgmt For For For
  1.3 Elect Michael A. Volkema   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
JetBlue Airways Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  JBLU CUSIP 477143101   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect B. Ben Baldanza   Mgmt For For For
  2 Elect Peter Boneparth   Mgmt For For For
  3 Elect Virginia Gambale   Mgmt For For For
  4 Elect Robin Hayes   Mgmt For For For
  5 Elect Ellen Jewett   Mgmt For For For
  6 Elect Robert Ledluc   Mgmt For For For
  7 Elect Teri P. McClure   Mgmt For For For
  8 Elect Sarah Robb O’Hagan   Mgmt For For For
  9 Elect Vivek Sharma   Mgmt For For For
  10 Elect Thomas Winkelmann   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Approval of the 2020 Omnibus Equity Incentive Plan   Mgmt For For For
  13 Approval of the 2020 Crewmember Stock Purchase Plan   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Amend Shareholder Right to Call Special Meeting   Mgmt For For For
  16 Amend Shareholder Right to Act by Written Consent   Mgmt For For For
  17 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
               
               
               
KB Home              
  Ticker Security ID:   Meeting Date Meeting Status
  KBH CUSIP 48666K109   04/09/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Dorene C. Dominguez   Mgmt For For For
  2 Elect Timothy W. Finchem   Mgmt For For For
  3 Elect Stuart A. Gabriel   Mgmt For For For
  4 Elect Thomas W. Gilligan   Mgmt For For For
  5 Elect Kenneth M. Jastrow II   Mgmt For For For
  6 Elect Robert L. Johnson   Mgmt For Against Against
  7 Elect Melissa B. Lora   Mgmt For For For
  8 Elect Jeffrey T. Mezger   Mgmt For For For
  9 Elect James C. Weaver   Mgmt For For For
  10 Elect Michael M. Wood   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
LGI Homes, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LGIH CUSIP 50187T106   04/30/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ryan Edone   Mgmt For For For
  1.2 Elect Duncan Gage   Mgmt For For For
  1.3 Elect Eric Lipar   Mgmt For For For
  1.4 Elect Laura Miller   Mgmt For For For
  1.5 Elect Bryan Sansbury   Mgmt For For For
  1.6 Elect Steven Smith   Mgmt For Withhold Against
  1.7 Elect Robert Vahradian   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Mellanox Technologies, Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  MLNX CUSIP M51363113   07/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Glenda M. Dorchak   Mgmt For For For
  2 Elect Irwin Federman   Mgmt For For For
  3 Elect Amal M. Johnson   Mgmt For For For
  4 Elect Jack R. Lazar   Mgmt For For For
  5 Elect Jon A. Olson   Mgmt For For For
  6 Elect Umesh Padval   Mgmt For For For
  7 Elect David Perlmutter   Mgmt For For For
  8 Elect Steve Sanghi   Mgmt For Against Against
  9 Elect Eyal Waldman   Mgmt For For For
  10 Elect Gregory L. Waters   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Amendment to the Global Share Option Incentive Plan (2006)   Mgmt For For For
  13 Directors’ Fees   Mgmt For For For
  14 Declaration of Non-Material Interest Holder   Mgmt N/A For For
  15 Amend Compensation Policy   Mgmt For For For
  16 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
               
               
               
Methode Electronics, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MEI CUSIP 591520200   09/12/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Walter J. Aspatore   Mgmt For For For
  2 Elect Brian J. Cadwallader   Mgmt For For For
  3 Elect Bruce K. Crowther   Mgmt For For For
  4 Elect Darren M. Dawson   Mgmt For For For
  5 Elect Donald W. Duda   Mgmt For For For
  6 Elect Isabelle C. Goossen   Mgmt For For For
  7 Elect Mark D. Schwabero   Mgmt For For For
  8 Elect Lawrence B. Skatoff   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Monarch Casino & Resort, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MCRI CUSIP 609027107   06/09/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John Farahi   Mgmt For For For
  2 Elect Craig F. Sullivan   Mgmt For Against Against
  3 Elect Paul Andrews   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Patrick Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PATK CUSIP 703343103   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Joseph M. Cerulli   Mgmt For For For
  1.2 Elect Todd M. Cleveland   Mgmt For For For
  1.3 Elect John A. Forbes   Mgmt For For For
  1.4 Elect Michael A. Kitson   Mgmt For For For
  1.5 Elect Pamela R. Klyn   Mgmt For For For
  1.6 Elect Derrick B. Mayes   Mgmt For For For
  1.7 Elect Andy L. Nemeth   Mgmt For For For
  1.8 Elect Denis G. Suggs   Mgmt For For For
  1.9 Elect M. Scott Welch   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Amendment to the 2009 Omnibus Incentive Plan   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
               
               
               
Perficient, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRFT CUSIP 71375U101   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey S. Davis   Mgmt For For For
  2 Elect Ralph C. Derrickson   Mgmt For For For
  3 Elect James R. Kackley   Mgmt For For For
  4 Elect David S. Lundeen   Mgmt For For For
  5 Elect Brian L. Matthews   Mgmt For Against Against
  6 Elect Gary M. Wimberly   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Ratification of Auditor   Mgmt For For For
               
               
               
Super Micro Computer, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SMCI CUSIP 86800U104   06/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Charles Liang   Mgmt For For For
  1.2 Elect Tally C. Liu   Mgmt For For For
  1.3 Elect Sherman Tuan   Mgmt For For For
  1.4 Elect Chiu-Chu Liu Liang   Mgmt For For For
  1.5 Elect Michael S. McAndrews   Mgmt For For For
  1.6 Elect Hwei-Ming Tsai   Mgmt For Withhold Against
  1.7 Elect Daniel W. Fairfax   Mgmt For For For
  1.8 Elect Saria Tseng   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
  4 Amendment to the 2020 Equity and Incentive Compensation Plan   Mgmt For For For
               
               
               
The Chemours Company              
  Ticker Security ID:   Meeting Date Meeting Status
  CC CUSIP 163851108   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Curtis V. Anastasio   Mgmt For For For
  2 Elect Bradley J. Bell   Mgmt For For For
  3 Elect Richard H. Brown   Mgmt For For For
  4 Elect Mary B. Cranston   Mgmt For For For
  5 Elect Curtis J. Crawford   Mgmt For For For
  6 Elect Dawn L. Farrell   Mgmt For For For
  7 Elect Erin Kane   Mgmt For For For
  8 Elect Sean D. Keohane   Mgmt For For For
  9 Elect Mark P. Vergnano   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Shareholder Proposal Regarding Employee Board Advisory Position   ShrHoldr Against Against For

 

 

             
Item 1: Proxy Voting Record 
             
Registrant: ICON Funds
             
Fund Name: ICON Risk-Managed Balanced Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020
               
               
               
A.O. Smith Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AOS CUSIP 831865209   04/15/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect William P. Greubel   Mgmt For For For
  1.2 Elect Ilham Kadri   Mgmt For For For
  1.3 Elect Idelle K. Wolf   Mgmt For For For
  1.4 Elect Gene C. Wulf   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
  4 Amendment to the Incentive Compensation Plan   Mgmt For For For
               
               
               
AbbVie Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ABBV CUSIP 00287Y109   05/08/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert J. Alpern   Mgmt For For For
  1.2 Elect Edward M. Liddy   Mgmt For For For
  1.3 Elect Melody B. Meyer   Mgmt For For For
  1.4 Elect Frederick H. Waddell   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Elimination of Supermajority Requirement   Mgmt For For For
  5 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
  6 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  7 Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing   ShrHoldr Against Against For
               
               
               
Air Lease Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AL CUSIP 00912X302   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Matthew J. Hart   Mgmt For For For
  2 Elect Cheryl Gordon Krongard   Mgmt For For For
  3 Elect Marshall O. Larsen   Mgmt For For For
  4 Elect Susan McCaw   Mgmt For For For
  5 Elect Robert A. Milton   Mgmt For For For
  6 Elect John L. Plueger   Mgmt For For For
  7 Elect Ian M. Saines   Mgmt For For For
  8 Elect Steven F. Udvar-Hazy   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
AutoZone, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AZO CUSIP 053332102   12/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Douglas H. Brooks   Mgmt For For For
  2 Elect Linda A. Goodspeed   Mgmt For For For
  3 Elect Earl G. Graves, Jr.   Mgmt For For For
  4 Elect Enderson Guimaraes   Mgmt For For For
  5 Elect Michael M. Calbert   Mgmt For For For
  6 Elect D. Bryan Jordan   Mgmt For For For
  7 Elect Gale V. King   Mgmt For For For
  8 Elect George R. Mrkonic, Jr.   Mgmt For For For
  9 Elect William C. Rhodes, III   Mgmt For For For
  10 Elect Jill Ann Soltau   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
BlackRock Enhanced Government Fund Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  EGF CUSIP 09255K108   07/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Richard E. Cavanagh   Mgmt For For For
  1.2 Elect Frank J. Fabozzi   Mgmt For For For
  1.3 Elect Robert Fairbairn   Mgmt For For For
  1.4 Elect Henry Gabbay   Mgmt For For For
               
               
               
BlackRock Income Trust Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  BKT CUSIP 09247F100   07/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Richard E. Cavanagh   Mgmt For For For
  1.2 Elect Cynthia L. Egan   Mgmt For For For
  1.3 Elect Robert Fairbairn   Mgmt For For For
  1.4 Elect Henry Gabbay   Mgmt For For For
               
               
               
Brunswick Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BC CUSIP 117043109   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nancy E. Cooper   Mgmt For For For
  2 Elect David C. Everitt   Mgmt For For For
  3 Elect Lauren P. Flaherty   Mgmt For For For
  4 Elect Joseph W. McClanathan   Mgmt For For For
  5 Elect Jane L. Warner   Mgmt For For For
  6 Elect Roger J. Wood   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Ratification of Auditor   Mgmt For For For
               
               
               
Canadian Pacific Railway Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  CP CUSIP 13645T100   04/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Appointment of Auditor   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3.1 Elect John Baird   Mgmt For For For
  3.2 Elect Isabelle Courville   Mgmt For For For
  3.3 Elect Keith E. Creel   Mgmt For For For
  3.4 Elect Gillian H. Denham   Mgmt For For For
  3.5 Elect Edward R. Hamberger   Mgmt For For For
  3.6 Elect Rebecca MacDonald   Mgmt For For For
  3.7 Elect Edward L. Monser   Mgmt For For For
  3.8 Elect Matthew H. Paull   Mgmt For For For
  3.9 Elect Jane L. Peverett   Mgmt For For For
  3.10 Elect Andrea Robertson   Mgmt For For For
  3.11 Elect Gordon T. Trafton II   Mgmt For For For
               
               
               
Cigna Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CI CUSIP 125523100   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David M. Cordani   Mgmt For For For
  2 Elect William J. DeLaney   Mgmt For For For
  3 Elect Eric J. Foss   Mgmt For For For
  4 Elect Elder Granger   Mgmt For For For
  5 Elect Isaiah Harris, Jr.   Mgmt For For For
  6 Elect Roman Martinez IV   Mgmt For For For
  7 Elect Kathleen M. Mazzarella   Mgmt For For For
  8 Elect Mark B. McClellan   Mgmt For For For
  9 Elect John M. Partridge   Mgmt For For For
  10 Elect William L. Roper   Mgmt For For For
  11 Elect Eric C. Wiseman   Mgmt For For For
  12 Elect Donna F. Zarcone   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For Against Against
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
D.R. Horton, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DHI CUSIP 23331A109   01/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Donald R. Horton   Mgmt For For For
  2 Elect Barbara K. Allen   Mgmt For For For
  3 Elect Bradley S. Anderson   Mgmt For For For
  4 Elect Michael R. Buchanan   Mgmt For For For
  5 Elect Michael W. Hewatt   Mgmt For For For
  6 Elect Maribess L. Miller   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Ratification of Auditor   Mgmt For For For
               
               
               
Duff & Phelps Utility and Corporate Bond Trust Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DUC CUSIP 26432K108   04/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Geraldine M. McNamara   Mgmt For Withhold Against
  1.2 Elect David J. Vitale   Mgmt For Withhold Against
  2 Shareholder Proposal Regarding Self-Tender Offer   ShrHoldr Against For Against
               
               
               
Eagle Materials Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXP CUSIP 26969P108   08/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect George J. Damiris   Mgmt For For For
  2 Elect Martin M. Ellen   Mgmt For For For
  3 Elect David B. Powers   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Eaton Vance California Municipal Income Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  CEV CUSIP 27826F101   03/19/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect William H. Park   Mgmt For For For
  1.2 Elect Helen Frame Peters   Mgmt For For For
  1.3 Elect Keith Quinton   Mgmt For For For
  1.4 Elect Marcus L. Smith   Mgmt For For For
               
               
               
Eaton Vance Floating-Rate Income Plus Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  EFF CUSIP 278284104   04/16/2020 Take No Action
  Meeting Type Country of Trade          
  Proxy Contest United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Thomas E. Faust, Jr.   Mgmt For TNA N/A
  1.2 Elect Cynthia E. Frost   Mgmt For TNA N/A
  1.3 Elect Scott E. Wennerholm   Mgmt For TNA N/A
  2 Shareholder Proposal Regarding Declassification of the Board   ShrHoldr Against TNA N/A
               
               
               
Eaton Vance Floating-Rate Income Plus Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  EFF CUSIP 278284104   04/16/2020 Voted
  Meeting Type Country of Trade          
  Proxy Contest United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect David Basile   ShrHoldr N/A For N/A
  1.2 Elect Peter Borish   ShrHoldr N/A For N/A
  1.3 Elect Charles Clarvit   ShrHoldr N/A For N/A
  2 Shareholder Proposal Regarding Declassification of the Board   ShrHoldr N/A For N/A
               
               
               
Eaton Vance Municipal Bond Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  EIM CUSIP 27827X101   07/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Thomas E. Faust, Jr.   Mgmt For For For
  1.2 Elect Cynthia E. Frost   Mgmt For For For
  1.3 Elect Scott E. Wennerholm   Mgmt For For For
               
               
               
EBay Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EBAY CUSIP 278642103   06/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Anthony J. Bates   Mgmt For For For
  2 Elect Adriane M. Brown   Mgmt For For For
  3 Elect Jesse A. Cohn   Mgmt For For For
  4 Elect Diana Farrell   Mgmt For For For
  5 Elect Logan D. Green   Mgmt For For For
  6 Elect Bonnie S. Hammer   Mgmt For For For
  7 Elect Jamie Iannone   Mgmt For For For
  8 Elect Kathleen C. Mitic   Mgmt For For For
  9 Elect Matthew J. Murphy   Mgmt For For For
  10 Elect Pierre M. Omidyar   Mgmt For For For
  11 Elect Paul S. Pressler   Mgmt For For For
  12 Elect Robert H. Swan   Mgmt For For For
  13 Elect Perry M. Traquina   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Facebook, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FB CUSIP 30303M102   05/27/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Peggy Alford   Mgmt For Withhold Against
  1.2 Elect Marc L. Andreessen   Mgmt For Withhold Against
  1.3 Elect Andrew W. Houston   Mgmt For For For
  1.4 Elect Nancy Killefer   Mgmt For For For
  1.5 Elect Robert M. Kimmitt   Mgmt For For For
  1.6 Elect Sheryl K. Sandberg   Mgmt For For For
  1.7 Elect Peter A. Thiel   Mgmt For For For
  1.8 Elect Tracey T. Travis   Mgmt For For For
  1.9 Elect Mark Zuckerberg   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Director Compensation Policy   Mgmt For Against Against
  4 Shareholder Proposal Regarding Recapitalization   ShrHoldr Against For Against
  5 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  6 Shareholder Proposal Regarding Majority Vote for Election of Directors   ShrHoldr Against For Against
  7 Shareholder Proposal Regarding Report on Political Advertising   ShrHoldr Against For Against
  8 Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board   ShrHoldr Against For Against
  9 Shareholder Proposal Regarding Report on Board Oversight of Civil and Human Rights Risks   ShrHoldr Against For Against
  10 Shareholder Proposal Regarding Report on Online Child Exploitation   ShrHoldr Against For Against
  11 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against For Against
               
               
               
First Trust/Aberdeen Global Opportunity Income Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  FAM CUSIP 337319107   04/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert F. Keith   Mgmt For Withhold Against
  2 Non-Binding Shareholder Proposal Regarding Authorization of Self-Tender Offer   ShrHoldr Against For Against
               
               
               
Fortune Brands Home & Security, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FBHS CUSIP 34964C106   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nicholas I. Fink   Mgmt For For For
  2 Elect A.D. David Mackay   Mgmt For For For
  3 Elect David M. Thomas   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Graphic Packaging Holding Company              
  Ticker Security ID:   Meeting Date Meeting Status
  GPK CUSIP 388689101   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Michael P. Doss   Mgmt For For For
  1.2 Elect Dean A. Scarborough   Mgmt For For For
  1.3 Elect Larry M. Venturelli   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
International Paper Company              
  Ticker Security ID:   Meeting Date Meeting Status
  IP CUSIP 460146103   05/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William J. Burns   Mgmt For For For
  2 Elect Christopher M. Connor   Mgmt For For For
  3 Elect Ahmet Cemal Dorduncu   Mgmt For For For
  4 Elect Ilene S. Gordon   Mgmt For For For
  5 Elect Anders Gustafsson   Mgmt For For For
  6 Elect Jacqueline C. Hinman   Mgmt For For For
  7 Elect Clinton A. Lewis, Jr.   Mgmt For For For
  8 Elect Kathryn D. Sullivan   Mgmt For For For
  9 Elect Mark S. Sutton   Mgmt For For For
  10 Elect J. Steven Whisler   Mgmt For For For
  11 Elect Ray G. Young   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
JPMorgan Chase & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  JPM CUSIP 46625H100   05/19/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Linda B. Bammann   Mgmt For For For
  2 Elect Stephen B. Burke   Mgmt For For For
  3 Elect Todd A. Combs   Mgmt For For For
  4 Elect James S. Crown   Mgmt For For For
  5 Elect James Dimon   Mgmt For For For
  6 Elect Timothy P. Flynn   Mgmt For For For
  7 Elect Mellody Hobson   Mgmt For For For
  8 Elect Michael A. Neal   Mgmt For For For
  9 Elect Lee R. Raymond   Mgmt For Against Against
  10 Elect Virginia M. Rometty   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  14 Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Charitable Contributions Disclosure   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   ShrHoldr Against Against For
               
               
               
Keycorp              
  Ticker Security ID:   Meeting Date Meeting Status
  KEY CUSIP 493267108   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bruce D. Broussard   Mgmt For For For
  2 Elect Gary M. Crosby   Mgmt For For For
  3 Elect Alexander M. Cutler   Mgmt For For For
  4 Elect H. James Dallas   Mgmt For For For
  5 Elect Elizabeth R. Gile   Mgmt For For For
  6 Elect Ruth Ann M. Gillis   Mgmt For For For
  7 Elect Christopher M. Gorman   Mgmt For For For
  8 Elect Carlton L. Highsmith   Mgmt For For For
  9 Elect Richard J. Hipple   Mgmt For For For
  10 Elect Kristen L. Manos   Mgmt For For For
  11 Elect Barbara R. Snyder   Mgmt For For For
  12 Elect David K. Wilson   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Lincoln National Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LNC CUSIP 534187109   06/11/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Deirdre P. Connelly   Mgmt For For For
  2 Elect William H. Cunningham   Mgmt For For For
  3 Elect Dennis R. Glass   Mgmt For For For
  4 Elect George W. Henderson, III   Mgmt For For For
  5 Elect Eric G. Johnson   Mgmt For For For
  6 Elect Gary C. Kelly   Mgmt For For For
  7 Elect M. Leanne Lachman   Mgmt For For For
  8 Elect Michael F. Mee   Mgmt For For For
  9 Elect Patrick S. Pittard   Mgmt For For For
  10 Elect Lynn M. Utter   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Approval of the 2020 Incentive Compensation Plan   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against Against For
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/29/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Repeal of Classified Board   Mgmt For For For
  2 Elect Steven A. Davis   Mgmt For Against Against
  3 Elect J. Michael Stice   Mgmt For For For
  4 Elect John P. Surma   Mgmt For For For
  5 Elect Susan Tomasky   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr For For For
  9 Shareholder Proposal Regarding  Report on Linking Executive Pay to Community Impact   ShrHoldr Against Against For
               
               
               
Marriott Vacations Worldwide Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  VAC CUSIP 57164Y107   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect C. E. Andrews   Mgmt For For For
  1.2 Elect William W. McCarten   Mgmt For For For
  1.3 Elect William J. Shaw   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Approval of the 2020 Equity Incentive Plan   Mgmt For For For
               
               
               
Masco Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MAS CUSIP 574599106   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Keith J. Allman   Mgmt For For For
  2 Elect J. Michael Losh   Mgmt For For For
  3 Elect Christopher A. O'Herlihy   Mgmt For For For
  4 Elect Charles K Stevens, III   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Mastercard Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  MA CUSIP 57636Q104   06/16/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard Haythornthwaite   Mgmt For Against Against
  2 Elect Ajay Banga   Mgmt For For For
  3 Elect Richard K. Davis   Mgmt For For For
  4 Elect Steven J. Freiberg   Mgmt For For For
  5 Elect Julius Genachowski   Mgmt For For For
  6 Elect Choon  Phong Goh   Mgmt For For For
  7 Elect Merit E. Janow   Mgmt For For For
  8 Elect Oki Matsumoto   Mgmt For For For
  9 Elect Youngme E. Moon   Mgmt For For For
  10 Elect Rima Qureshi   Mgmt For For For
  11 Elect Jose Octavio Reyes Lagunes   Mgmt For For For
  12 Elect Gabrielle Sulzberger   Mgmt For For For
  13 Elect Jackson P. Tai   Mgmt For For For
  14 Elect Lance Uggla   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
               
               
               
Nike, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NKE CUSIP 654106103   09/19/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Alan B. Graf, Jr.   Mgmt For For For
  1.2 Elect Peter B. Henry   Mgmt For For For
  1.3 Elect Michelle Peluso   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Northrop Grumman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  NOC CUSIP 666807102   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kathy J Warden   Mgmt For For For
  2 Elect Marianne C. Brown   Mgmt For For For
  3 Elect Donald E. Felsinger   Mgmt For For For
  4 Elect Ann M. Fudge   Mgmt For For For
  5 Elect Bruce S. Gordon   Mgmt For For For
  6 Elect William H. Hernandez   Mgmt For For For
  7 Elect Madeleine A. Kleiner   Mgmt For For For
  8 Elect Karl J. Krapek   Mgmt For For For
  9 Elect Gary Roughead   Mgmt For For For
  10 Elect Thomas M. Schoewe   Mgmt For For For
  11 Elect James S. Turley   Mgmt For For For
  12 Elect Mark A. Welsh III   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Report on Human Rights Impact Assessments   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Nuveen Tax-Advantaged Dividend Growth Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  JLS CUSIP 670735109   08/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Approval of Amendment to the Declaration of Trust   Mgmt For For For
  2 Amendment to Investment Objective   Mgmt For For For
  3 Investment Management Agreement   Mgmt For For For
  4 New Sub-Advisory Agreement   Mgmt For For For
  5.1 Elect Judith M. Stockdale   Mgmt For For For
  5.2 Elect Carole E. Stone   Mgmt For For For
  5.3 Elect Margaret L. Wolff   Mgmt For For For
  5.4 Elect William C. Hunter   Mgmt For For For
               
               
               
Packaging Corporation of America              
  Ticker Security ID:   Meeting Date Meeting Status
  PKG CUSIP 695156109   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Cheryl K. Beebe   Mgmt For For For
  2 Elect Duane C. Farrington   Mgmt For For For
  3 Elect Donna A. Harman   Mgmt For For For
  4 Elect Mark W. Kowlzan   Mgmt For For For
  5 Elect Robert C. Lyons   Mgmt For For For
  6 Elect Thomas P. Maurer   Mgmt For For For
  7 Elect Samuel Mencoff   Mgmt For For For
  8 Elect Roger B. Porter   Mgmt For For For
  9 Elect Thomas S. Souleles   Mgmt For For For
  10 Elect Paul T. Stecko   Mgmt For For For
  11 Elect James D. Woodrum   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Amendment to the 1999 Long-Term Equity Incentive Plan   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Perkinelmer, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PKI CUSIP 714046109   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter Barrett   Mgmt For For For
  2 Elect Samuel R. Chapin   Mgmt For For For
  3 Elect Sylvie Gregoire   Mgmt For For For
  4 Elect Alexis P. Michas   Mgmt For For For
  5 Elect Pralad Singh   Mgmt For For For
  6 Elect Michel Vounatsos   Mgmt For For For
  7 Elect Frank Witney   Mgmt For For For
  8 Elect Pascale Witz   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Pioneer Diversified High Income Trust.              
  Ticker Security ID:   Meeting Date Meeting Status
  HNW CUSIP 723653101   09/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Lisa M. Jones   Mgmt For For For
  1.2 Elect Lorraine H. Monchak   Mgmt For For For
  1.3 Elect John E. Baumgardner, Jr.   Mgmt For For For
               
               
               
PRA Health Sciences, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRAH CUSIP 69354M108   05/18/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Colin Shannon   Mgmt For For For
  1.2 Elect James C. Momtazee   Mgmt For For For
  1.3 Elect Alexander G. Dickinson   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Approval of the 2020 Stock Incentive Plan   Mgmt For For For
               
               
               
Prudential Financial, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRU CUSIP 744320102   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Thomas J. Baltimore, Jr.   Mgmt For Against Against
  2 Elect Gilbert F. Casellas   Mgmt For For For
  3 Elect Robert M. Falzon   Mgmt For For For
  4 Elect Martina Hund-Mejean   Mgmt For For For
  5 Elect Karl J. Krapek   Mgmt For For For
  6 Elect Peter R. Lighte   Mgmt For For For
  7 Elect Charles F. Lowrey   Mgmt For For For
  8 Elect George Paz   Mgmt For For For
  9 Elect Sandra Pianalto   Mgmt For For For
  10 Elect Christine A. Poon   Mgmt For For For
  11 Elect Douglas A. Scovanner   Mgmt For For For
  12 Elect Michael A. Todman   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Raytheon Company              
  Ticker Security ID:   Meeting Date Meeting Status
  RTN CUSIP 755111507   10/11/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger with United Technologies   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Signature Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBNY CUSIP 82669G104   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Joseph J. DePaolo   Mgmt For For For
  2 Elect Barney Frank   Mgmt For For For
  3 Elect Scott A. Shay   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Authority to Repurchase Shares   Mgmt For For For
               
               
               
SVB Financial Group              
  Ticker Security ID:   Meeting Date Meeting Status
  SIVB CUSIP 78486Q101   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Greg W. Becker   Mgmt For For For
  1.2 Elect Eric A. Benhamou   Mgmt For For For
  1.3 Elect John Clendening   Mgmt For For For
  1.4 Elect Roger F. Dunbar   Mgmt For For For
  1.5 Elect Joel P. Friedman   Mgmt For For For
  1.6 Elect Jeffrey N. Maggioncalda   Mgmt For For For
  1.7 Elect Kay Matthews   Mgmt For For For
  1.8 Elect Mary J. Miller   Mgmt For For For
  1.9 Elect Kate D. Mitchell   Mgmt For For For
  1.10 Elect John F. Robinson   Mgmt For For For
  1.11 Elect Garen K. Staglin   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Thermo Fisher Scientific Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TMO CUSIP 883556102   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Marc N. Casper   Mgmt For For For
  2 Elect Nelson J. Chai   Mgmt For For For
  3 Elect C. Martin Harris   Mgmt For For For
  4 Elect Tyler Jacks   Mgmt For For For
  5 Elect Judy C. Lewent   Mgmt For For For
  6 Elect Thomas J. Lynch   Mgmt For For For
  7 Elect Jim P. Manzi   Mgmt For For For
  8 Elect James C. Mullen   Mgmt For For For
  9 Elect Lars Rebien Sorensen   Mgmt For For For
  10 Elect Debora L. Spar   Mgmt For For For
  11 Elect Scott M. Sperling   Mgmt For For For
  12 Elect Dion J. Weisler   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
Union Pacific Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  UNP CUSIP 907818108   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andrew H. Card, Jr.   Mgmt For For For
  2 Elect William J. DeLaney   Mgmt For For For
  3 Elect David B. Dillon   Mgmt For For For
  4 Elect Lance M. Fritz   Mgmt For For For
  5 Elect Deborah C. Hopkins   Mgmt For For For
  6 Elect Jane H. Lute   Mgmt For For For
  7 Elect Michael R. McCarthy   Mgmt For For For
  8 Elect Thomas F. McLarty III   Mgmt For For For
  9 Elect Bhavesh V. Patel   Mgmt For For For
  10 Elect Jose H. Villarreal   Mgmt For For For
  11 Elect Christopher J. Williams   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change   ShrHoldr Against Against For
               
               
               
Visa Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  V CUSIP 92826C839   01/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lloyd A. Carney   Mgmt For For For
  2 Elect Mary B. Cranston   Mgmt For For For
  3 Elect Francisco Javier Fernandez-Carbajal   Mgmt For For For
  4 Elect Alfred F. Kelly, Jr.   Mgmt For For For
  5 Elect Ramon L. Laguarta   Mgmt For For For
  6 Elect John F. Lundgren   Mgmt For For For
  7 Elect Robert W. Matschullat   Mgmt For For For
  8 Elect Denise M. Morrison   Mgmt For For For
  9 Elect Suzanne Nora Johnson   Mgmt For For For
  10 Elect John A.C. Swainson   Mgmt For For For
  11 Elect Maynard G. Webb, Jr.   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
               
               
               
Western Asset High Income Opportunity Fund Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  HIO CUSIP 95766K109   03/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert D. Agdern   Mgmt For For For
  2 Elect Carol L. Colman   Mgmt For For For
  3 Elect Daniel P. Cronin   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Shareholder Proposal Regarding Self-Tender (Non-Binding)   ShrHoldr Against Against For

 

 

 

 

Item 1: Proxy Voting Record 
             
Registrant: ICON Funds
             
Fund Name: ICON Utilities Fund
               
Date of reporting period: 07/01/2019 - 06/30/2020

 

                
Ameren Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AEE CUSIP 023608102   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warner L. Baxter   Mgmt For For For
  2 Elect Cynthia J. Brinkley   Mgmt For For For
  3 Elect Catherine S. Brune   Mgmt For For For
  4 Elect J. Edward Coleman   Mgmt For For For
  5 Elect Ward H. Dickson   Mgmt For For For
  6 Elect Noelle K. Eder   Mgmt For For For
  7 Elect Ellen M. Fitzsimmons   Mgmt For For For
  8 Elect Rafael Flores   Mgmt For For For
  9 Elect Richard J. Harshman   Mgmt For For For
  10 Elect Craig S. Ivey   Mgmt For For For
  11 Elect James C. Johnson   Mgmt For For For
  12 Elect Steven H. Lipstein   Mgmt For For For
  13 Elect Stephen R. Wilson   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
American Electric Power Company, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AEP CUSIP 025537101   04/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nicholas K. Akins   Mgmt For For For
  2 Elect David J. Anderson   Mgmt For For For
  3 Elect J. Barnie Beasley, Jr.   Mgmt For For For
  4 Elect Ralph D. Crosby, Jr.   Mgmt For For For
  5 Elect Art A. Garcia   Mgmt For For For
  6 Elect Linda A. Goodspeed   Mgmt For For For
  7 Elect Thomas E. Hoaglin   Mgmt For For For
  8 Elect Sandra Beach Lin   Mgmt For For For
  9 Elect Margaret M. McCarthy   Mgmt For For For
  10 Elect Richard C. Notebaert   Mgmt For For For
  11 Elect Stephen S. Rasmussen   Mgmt For For For
  12 Elect Oliver G. Richard, III   Mgmt For For For
  13 Elect Sara Martinez Tucker   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
American Water Works Company, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AWK CUSIP 030420103   05/13/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey N. Edwards   Mgmt For For For
  2 Elect Martha Clark Goss   Mgmt For For For
  3 Elect Veronica M. Hagen   Mgmt For For For
  4 Elect Kimberly J. Harris   Mgmt For For For
  5 Elect Julia L. Johnson   Mgmt For For For
  6 Elect Patricia L. Kampling   Mgmt For For For
  7 Elect Karl F. Kurz   Mgmt For For For
  8 Elect Walter J. Lynch   Mgmt For For For
  9 Elect George MacKenzie   Mgmt For For For
  10 Elect James G. Stavridis   Mgmt For For For
  11 Elect Lloyd M. Yates   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
               
               
               
BCE Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  BCE CUSIP 05534B760   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Barry K. Allen   Mgmt For For For
  1.2 Elect Mirko Bibic   Mgmt For For For
  1.3 Elect Sophie Brochu   Mgmt Withhold Withhold N/A
  1.4 Elect Robert E. Brown   Mgmt For For For
  1.5 Elect David F. Denison   Mgmt For For For
  1.6 Elect Robert P. Dexter   Mgmt For For For
  1.7 Elect Ian Greenberg   Mgmt For For For
  1.8 Elect Katherine Lee   Mgmt For For For
  1.9 Elect Monique F. Leroux   Mgmt For For For
  1.10 Elect Gordon M. Nixon   Mgmt For For For
  1.11 Elect Thomas E. Richards   Mgmt For For For
  1.12 Elect Calin Rovinescu   Mgmt For For For
  1.13 Elect Karen Sheriff   Mgmt For For For
  1.14 Elect Robert C. Simmonds   Mgmt For For For
  1.15 Elect Paul R. Weiss   Mgmt For For For
  2 Appointment of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Board Composition   ShrHoldr Against Against For
               
               
               
Black Hills Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BKH CUSIP 092113109   04/28/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Tony Jensen   Mgmt For For For
  1.2 Elect Kathleen S. McAllister   Mgmt For For For
  1.3 Elect Rebecca B. Roberts   Mgmt For For For
  1.4 Elect Teresa A. Taylor   Mgmt For For For
  1.5 Elect John B. Vering   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
CenterPoint Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CNP CUSIP 15189T107   04/24/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Leslie D. Biddle   Mgmt For For For
  2 Elect Milton Carroll   Mgmt For For For
  3 Elect Scott J. McLean   Mgmt For For For
  4 Elect Martin H. Nesbitt   Mgmt For For For
  5 Elect Theodore F. Pound   Mgmt For For For
  6 Elect Susan O. Rheney   Mgmt For For For
  7 Elect Phillip R. Smith   Mgmt For For For
  8 Elect John W. Somerhalder II   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Amendment to the Outside Director Stock Plan   Mgmt For For For
               
               
               
Dominion Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  D CUSIP 25746U109   05/06/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect James A. Bennett   Mgmt For For For
  2 Elect Helen E. Dragas   Mgmt For For For
  3 Elect James O. Ellis, Jr.   Mgmt For For For
  4 Elect Thomas F. Farrell II   Mgmt For For For
  5 Elect D. Maybank Hagood   Mgmt For For For
  6 Elect John W. Harris   Mgmt For For For
  7 Elect Ronald W. Jibson   Mgmt For For For
  8 Elect Mark J. Kington   Mgmt For For For
  9 Elect Joseph M. Rigby   Mgmt For For For
  10 Elect Pamela L. Royal   Mgmt For For For
  11 Elect Robert H. Spilman, Jr.   Mgmt For For For
  12 Elect Susan N. Story   Mgmt For For For
  13 Elect Michael E. Szymanczyk   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
               
               
               
DTE Energy Company              
  Ticker Security ID:   Meeting Date Meeting Status
  DTE CUSIP 233331107   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Gerard M. Anderson   Mgmt For For For
  1.2 Elect David A. Brandon   Mgmt For For For
  1.3 Elect Charles G. McClure, Jr.   Mgmt For For For
  1.4 Elect Gail J. McGovern   Mgmt For For For
  1.5 Elect Mark A. Murray   Mgmt For For For
  1.6 Elect Gerardo Norcia   Mgmt For For For
  1.7 Elect Ruth G. Shaw   Mgmt For For For
  1.8 Elect Robert C. Skaggs, Jr.   Mgmt For For For
  1.9 Elect David A. Thomas   Mgmt For For For
  1.10 Elect Gary Torgow   Mgmt For For For
  1.11 Elect James H. Vandenberghe   Mgmt For For For
  1.12 Elect Valerie M. Williams   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
               
               
               
Duke Energy Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  DUK CUSIP 26441C204   05/07/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Michael G. Browning   Mgmt For For For
  1.2 Elect Annette K. Clayton   Mgmt For For For
  1.3 Elect Theodore F. Craver, Jr.   Mgmt For For For
  1.4 Elect Robert M. Davis   Mgmt For For For
  1.5 Elect Daniel R. DiMicco   Mgmt For For For
  1.6 Elect Nicholas C. Fanandakis   Mgmt For For For
  1.7 Elect Lynn J. Good   Mgmt For For For
  1.8 Elect John T. Herron   Mgmt For For For
  1.9 Elect William E. Kennard   Mgmt For For For
  1.10 Elect E. Marie McKee   Mgmt For For For
  1.11 Elect Marya M. Rose   Mgmt For For For
  1.12 Elect Thomas E. Skains   Mgmt For For For
  1.13 Elect William E. Webster, Jr.   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For For
  5 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr N/A For For
  6 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For For
  7 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For For
               
               
               
Eaton Corporation plc              
  Ticker Security ID:   Meeting Date Meeting Status
  ETN CUSIP G29183103   04/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Craig Arnold   Mgmt For For For
  2 Elect Christopher M. Connor   Mgmt For For For
  3 Elect Michael J. Critelli   Mgmt For For For
  4 Elect Richard H. Fearon   Mgmt For Against Against
  5 Elect Olivier Leonetti   Mgmt For For For
  6 Elect Deborah L. McCoy   Mgmt For For For
  7 Elect Silvio Napoli   Mgmt For For For
  8 Elect Gregory R. Page   Mgmt For For For
  9 Elect Sandra Pianalto   Mgmt For For For
  10 Elect Lori J. Ryerkerk   Mgmt For For For
  11 Elect Gerald B. Smith   Mgmt For For For
  12 Elect Dorothy C. Thompson   Mgmt For For For
  13 Approval of the 2020 Stock Plan   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  18 Authority to Repurchase Overseas Market Shares   Mgmt For For For
               
               
               
Edison International              
  Ticker Security ID:   Meeting Date Meeting Status
  EIX CUSIP 281020107   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeanne Beliveau-Dunn   Mgmt For For For
  2 Elect Michael C. Camunez   Mgmt For For For
  3 Elect Vanessa C.L. Chang   Mgmt For For For
  4 Elect James T. Morris   Mgmt For For For
  5 Elect Timothy T. O'Toole   Mgmt For For For
  6 Elect Pedro J. Pizarro   Mgmt For For For
  7 Elect Carey A. Smith   Mgmt For For For
  8 Elect Linda G. Stuntz   Mgmt For For For
  9 Elect William P. Sullivan   Mgmt For For For
  10 Elect Peter J. Taylor   Mgmt For For For
  11 Elect Keith Trent   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
               
               
               
Emerson Electric Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  EMR CUSIP 291011104   02/04/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Martin S. Craighead   Mgmt For For For
  1.2 Elect David N. Farr   Mgmt For For For
  1.3 Elect Gloria A. Flach   Mgmt For For For
  1.4 Elect Mathew S. Levatich   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Repeal of Classified Board   Mgmt For For For
               
               
               
Evergy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EVRG CUSIP 30034W106   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kirkland B. Andrews   Mgmt For For For
  2 Elect Terry D. Bassham   Mgmt For For For
  3 Elect Mollie Hale Carter   Mgmt For For For
  4 Elect Richard L. Hawley   Mgmt For For For
  5 Elect Thomas D. Hyde   Mgmt For For For
  6 Elect B. Anthony Isaac   Mgmt For For For
  7 Elect Paul M. Keglevic   Mgmt For For For
  8 Elect Sandra A.J. Lawrence   Mgmt For For For
  9 Elect Ann D. Murtlow   Mgmt For For For
  10 Elect Sandra J. Price   Mgmt For For For
  11 Elect Mark A. Ruelle   Mgmt For For For
  12 Elect S. Carl Soderstrom, Jr.   Mgmt For For For
  13 Elect John A. Stall   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
Hubbell Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  HUBB CUSIP 443510607   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Carlos M. Cardoso   Mgmt For For For
  1.2 Elect Anthony J. Guzzi   Mgmt For For For
  1.3 Elect Neal J. Keating   Mgmt For For For
  1.4 Elect Bonnie C. Lind   Mgmt For For For
  1.5 Elect John F. Malloy   Mgmt For For For
  1.6 Elect David G. Nord   Mgmt For For For
  1.7 Elect John G. Russell   Mgmt For For For
  1.8 Elect Steven R. Shawley   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
MDU Resources Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MDU CUSIP 552690109   05/12/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Thomas Everist   Mgmt For For For
  2 Elect Karen B. Fagg   Mgmt For For For
  3 Elect David L. Goodin   Mgmt For For For
  4 Elect Mark A. Hellerstein   Mgmt For For For
  5 Elect Dennis W. Johnson   Mgmt For For For
  6 Elect Patricia L. Moss   Mgmt For For For
  7 Elect Edward A Ryan   Mgmt For For For
  8 Elect David Sparby   Mgmt For For For
  9 Elect Chenxi Wang   Mgmt For For For
  10 Elect John K. Wilson   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
NextEra Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NEE CUSIP 65339F101   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sherry S. Barrat   Mgmt For For For
  2 Elect James L. Camaren   Mgmt For For For
  3 Elect Kenneth B. Dunn   Mgmt For For For
  4 Elect Naren K. Gursahaney   Mgmt For For For
  5 Elect Kirk S. Hachigian   Mgmt For For For
  6 Elect Toni Jennings   Mgmt For For For
  7 Elect Amy B. Lane   Mgmt For For For
  8 Elect David L. Porges   Mgmt For For For
  9 Elect James L. Robo   Mgmt For For For
  10 Elect Rudy E. Schupp   Mgmt For For For
  11 Elect John L. Skolds   Mgmt For For For
  12 Elect William H. Swanson   Mgmt For For For
  13 Elect Darryl L. Wilson   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
NiSource Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NI CUSIP 65473P105   05/19/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter A. Altabef   Mgmt For For For
  2 Elect Theodore H. Bunting, Jr.   Mgmt For For For
  3 Elect Eric L. Butler   Mgmt For For For
  4 Elect Aristides S. Candris   Mgmt For For For
  5 Elect Wayne S. DeVeydt   Mgmt For For For
  6 Elect Joseph Hamrock   Mgmt For For For
  7 Elect Deborah A. Henretta   Mgmt For For For
  8 Elect Deborah Hersman   Mgmt For For For
  9 Elect Michael E. Jesanis   Mgmt For For For
  10 Elect Kevin T. Kabat   Mgmt For For For
  11 Elect Carolyn Y. Woo   Mgmt For For For
  12 Elect Lloyd M. Yates   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Approval of the 2020 Omnibus Incentive Plan    Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Oge Energy Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  OGE CUSIP 670837103   05/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Frank A. Bozich   Mgmt For For For
  2 Elect James H. Brandi   Mgmt For For For
  3 Elect Peter D. Clarke   Mgmt For For For
  4 Elect Luke R. Corbett   Mgmt For For For
  5 Elect David L. Hauser   Mgmt For For For
  6 Elect Judy R. McReynolds   Mgmt For For For
  7 Elect David E. Rainbolt   Mgmt For For For
  8 Elect J. Michael Sanner   Mgmt For For For
  9 Elect Sheila G. Talton   Mgmt For For For
  10 Elect Sean Trauschke   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Elimination of Supermajority Voting Provisions   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Pinnacle West Capital Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  PNW CUSIP 723484101   05/20/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Glynis A. Bryan   Mgmt For For For
  1.2 Elect Denis A. Cortese   Mgmt For For For
  1.3 Elect Richard P. Fox   Mgmt For For For
  1.4 Elect Jeffrey B. Guldner   Mgmt For For For
  1.5 Elect Dale E. Klein   Mgmt For For For
  1.6 Elect Humberto S. Lopez   Mgmt For For For
  1.7 Elect Kathryn L. Munro   Mgmt For For For
  1.8 Elect Bruce J. Nordstrom   Mgmt For For For
  1.9 Elect Paula J. Sims   Mgmt For For For
  1.10 Elect James E. Trevathan, Jr.   Mgmt For For For
  1.11 Elect David P. Wagener   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
  4 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against Against For
               
               
               
PPL Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  PPL CUSIP 69351T106   05/13/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John W. Conway   Mgmt For For For
  2 Elect Steven G. Elliott   Mgmt For For For
  3 Elect Raja Rajamannar   Mgmt For For For
  4 Elect Craig A. Rogerson   Mgmt For Against Against
  5 Elect Vincent Sorgi   Mgmt For For For
  6 Elect William H. Spence   Mgmt For For For
  7 Elect Natica von Althann   Mgmt For For For
  8 Elect Keith H. Williamson   Mgmt For For For
  9 Elect Phoebe A. Wood   Mgmt For For For
  10 Elect Armando Zagalo de Lima   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Public Service Enterprise Group Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  PEG CUSIP 744573106   04/21/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Ralph Izzo   Mgmt For For For
  2 Elect Shirley Ann Jackson   Mgmt For For For
  3 Elect Willie A. Deese   Mgmt For For For
  4 Elect David Lilley   Mgmt For For For
  5 Elect Barry H. Ostrowsky   Mgmt For For For
  6 Elect Scott G. Stephenson   Mgmt For For For
  7 Elect Laura A. Sugg   Mgmt For For For
  8 Elect John P. Surma   Mgmt For For For
  9 Elect Susan Tomasky   Mgmt For For For
  10 Elect Alfred W. Zollar   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Sempra Energy              
  Ticker Security ID:   Meeting Date Meeting Status
  SRE CUSIP 816851109   05/05/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Alan L. Boeckmann   Mgmt For For For
  2 Elect Kathleen Brown   Mgmt For For For
  3 Elect Andres Conesa Labastida   Mgmt For For For
  4 Elect Maria Contreras-Sweet   Mgmt For For For
  5 Elect Pablo A. Ferrero   Mgmt For For For
  6 Elect William D. Jones   Mgmt For For For
  7 Elect Jeffrey W. Martin   Mgmt For For For
  8 Elect Bethany J. Mayer   Mgmt For For For
  9 Elect Michael N. Mears   Mgmt For For For
  10 Elect Jack T. Taylor   Mgmt For For For
  11 Elect Cynthia L Walker   Mgmt For For For
  12 Elect Cynthia J. Warner   Mgmt For Against Against
  13 Elect James C. Yardley   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
T-Mobile US, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TMUS CUSIP 872590104   06/04/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Marcelo Claure   Mgmt For For For
  1.2 Elect Srikant M. Datar   Mgmt For For For
  1.3 Elect Ronald D. Fisher   Mgmt For For For
  1.4 Elect Srini Gopalan   Mgmt For For For
  1.5 Elect Lawrence H. Guffey   Mgmt For For For
  1.6 Elect Timotheus Hottges   Mgmt For For For
  1.7 Elect Christian P. Illek   Mgmt For For For
  1.8 Elect Stephen R. Kappes   Mgmt For For For
  1.9 Elect Raphael Kubler   Mgmt For For For
  1.10 Elect Thorsten Langheim   Mgmt For For For
  1.11 Elect G. Michael Sievert   Mgmt For For For
  1.12 Elect Teresa A. Taylor   Mgmt For For For
  1.13 Elect Kelvin R. Westbrook   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Shareholder Proposal Regarding Compensation in the Event of a Change in Control   ShrHoldr Against Against For
               
               
               
The AES Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AES CUSIP 00130H105   04/23/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Janet G. Davidson   Mgmt For For For
  2 Elect Andres R. Gluski   Mgmt For For For
  3 Elect Tarun Khanna   Mgmt For For For
  4 Elect Holly K. Koeppel   Mgmt For For For
  5 Elect Julia M. Laulis   Mgmt For For For
  6 Elect James H. Miller   Mgmt For For For
  7 Elect Alain Monie   Mgmt For For For
  8 Elect John B. Morse, Jr.   Mgmt For For For
  9 Elect Moises Naim   Mgmt For For For
  10 Elect Jeffrey W. Ubben   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Shareholder Approval of Bylaw or Charter Amendments   ShrHoldr Against Against For
               
               
               
Union Pacific Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  UNP CUSIP 907818108   05/14/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andrew H. Card, Jr.   Mgmt For For For
  2 Elect William J. DeLaney   Mgmt For For For
  3 Elect David B. Dillon   Mgmt For For For
  4 Elect Lance M. Fritz   Mgmt For For For
  5 Elect Deborah C. Hopkins   Mgmt For For For
  6 Elect Jane H. Lute   Mgmt For For For
  7 Elect Michael R. McCarthy   Mgmt For For For
  8 Elect Thomas F. McLarty III   Mgmt For For For
  9 Elect Bhavesh V. Patel   Mgmt For For For
  10 Elect Jose H. Villarreal   Mgmt For For For
  11 Elect Christopher J. Williams   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change   ShrHoldr Against Against For
               
               
               
Xcel Energy Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  XEL CUSIP 98389B100   05/22/2020 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lynn Casey   Mgmt For For For
  2 Elect Benjamin G.S. Fowke III   Mgmt For For For
  3 Elect Netha Johnson   Mgmt For For For
  4 Elect George Kehl   Mgmt For For For
  5 Elect Richard T. O'Brien   Mgmt For For For
  6 Elect David K. Owens   Mgmt For For For
  7 Elect Christopher J. Policinski   Mgmt For For For
  8 Elect James T. Prokopanko   Mgmt For For For
  9 Elect A. Patricia Sampson   Mgmt For For For
  10 Elect James J. Sheppard   Mgmt For For For
  11 Elect David A. Westerlund   Mgmt For For For
  12 Elect Kim Williams   Mgmt For For For
  13 Elect Timothy V. Wolf   Mgmt For For For
  14 Elect Daniel Yohannes   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
  17 Shareholder Proposal Regarding Report on Climate-related Activities   ShrHoldr Against Against For

 

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant: ICON Funds
 
By:  /s/ Craig T. Callahan  

Name:

Title:

Craig T. Callahan
Chief Executive Officer
   
Date: August 25, 2020