N-PX 1 icon-npx_063019.htm ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM N-PX
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act File Number : 811-07883
   
Name of Registrant: ICON Funds
   
Address of Principal Executive Offices: 5299 DTC Blvd. 
  Suite 1200
  Greenwood Village, Colorado 80111
 
Name and address of agent of service: Jack Quillin
  ICON Funds
  5299 DTC Blvd.
  Suite 1200
  Greenwood Village, Colorado 80111
   
Registrant's telephone number including area code: (303) 790-1600
 
Date of fiscal year end: 09/30
 
Date of reporting period: 07/01/2018 - 06/30/2019  

 

 

 

 

 

 

Item 1: Proxy Voting Record 
               
Registrant: ICON Funds
               
Fund Name: ICON Flexible Bond Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Alliance California Municipal Income Fund Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  AKP CUSIP 018546101   04/26/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Liquidation of the Fund   Mgmt For For For
               
               
               
BlackRock Income Trust Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  BKT CUSIP 09247F100   07/30/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Frank J. Fabozzi   Mgmt For For For
  1.2 Elect Robert Fairbairn   Mgmt For For For
  1.3 Elect Catherine A. Lynch   Mgmt For For For
  1.4 Elect Karen P. Robards   Mgmt For For For
  2 Shareholder Proposal to Authorize Self Tender Offer (BlackRock Income Trust ONLY)   Mgmt Against Against For
               
               
               
BNY Mellon Municipal Income Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  DMF CUSIP 26201R102   06/12/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect J. Charles Cardona   Mgmt For Withhold Against
  1.2 Elect Robin A. Melvin   Mgmt For For For
               
               
               
Deutsche Multi-Market Income Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  KMM CUSIP 25160E102   09/12/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Keith R. Fox   Mgmt For For For
  1.2 Elect Richard J. Herring   Mgmt For For For
  1.3 Elect William N. Searcy, Jr.   Mgmt For For For
               
               
               
Deutsche Strategic Income Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  KST CUSIP 25160F109   09/12/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Keith R. Fox   Mgmt For For For
  1.2 Elect Richard J. Herring   Mgmt For For For
  1.3 Elect William N. Searcy, Jr.   Mgmt For For For
               
               
               
Duff & Phelps Utility & Corporate Bond Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  DUC CUSIP 26432K108   03/11/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert J. Genetski   Mgmt For For For
  1.2 Elect Phillip R. McLoughlin   Mgmt For For For
  1.3 Elect Nathan I. Partain   Mgmt For For For
               
               
               
High Income Securities Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  PCF CUSIP 42968F108   01/22/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Change of Business from a Holding Company to an Operating Company   Mgmt For For For
  2 Reincorporation from Massachusetts to Delaware   Mgmt For For For
               
               
               
Managed Duration Investment Grade Municipal Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  MZF CUSIP 56165R103   07/12/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Liquidation   Mgmt For For For
               
               
               
Nuveen Build America Bond Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  NBB CUSIP 67074C103   10/19/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Share Issuance in Connection With Fund Combination   Mgmt For For For
  2 Elimination of Fundamental Policy Regarding Contingent Term   Mgmt For For For
  3.1 Elect Margo L. Cook   Mgmt For For For
  3.2 Elect Jack B. Evans   Mgmt For For For
  3.3 Elect Albin F. Moschner   Mgmt For For For
  3.4 Elect William J. Schneider   Mgmt For For For
               
               
               
Nuveen Build America Bond Opportunity Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  NBD CUSIP 67074Q102   10/19/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Reorganization of Nuveen Build America Bond Opportunity Fund into Nuveen Build America Bond Fund   Mgmt For For For
  2.1 Elect Margo L. Cook   Mgmt For For For
  2.2 Elect Jack B. Evans   Mgmt For For For
  2.3 Elect Albin F. Moschner   Mgmt For For For
  2.4 Elect William J. Schneider   Mgmt For For For

 

 

 

Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name :ICON Consumer Discretionary Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Aaron’s, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AAN CUSIP 002535300   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kathy T. Betty   Mgmt For For For
  2 Elect Douglas C. Curling   Mgmt For For For
  3 Elect Cynthia N. Day   Mgmt For For For
  4 Elect Curtis L. Doman   Mgmt For For For
  5 Elect Walter G. Ehmer   Mgmt For For For
  6 Elect Hubert L. Harris, Jr.   Mgmt For For For
  7 Elect John W. Robinson III   Mgmt For For For
  8 Elect Ray M. Robinson   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For Against Against
  10 Amendment to the 2015 Equity and Incentive Plan   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
               
               
               
Amazon.com, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AMZN CUSIP 023135106   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey P. Bezos   Mgmt For For For
  2 Elect Rosalind G. Brewer   Mgmt For For For
  3 Elect Jamie S. Gorelick   Mgmt For For For
  4 Elect Daniel P. Huttenlocher   Mgmt For For For
  5 Elect Judith A. McGrath   Mgmt For For For
  6 Elect Indra K. Nooyi   Mgmt For For For
  7 Elect Jonathan J. Rubinstein   Mgmt For For For
  8 Elect Thomas O. Ryder   Mgmt For Against Against
  9 Elect Patricia Q. Stonesifer   Mgmt For For For
  10 Elect Wendell P. Weeks   Mgmt For Against Against
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Shareholder Proposal Regarding Report on Food Waste   ShrHoldr Against Against For
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  19 Shareholder Proposal Regarding Preparation of Sexual Harassment Report   ShrHoldr Against For Against
  20 Shareholder Proposal Regarding Climate Change Report   ShrHoldr Against For Against
  21 Shareholder Proposal Regarding Disclosure of Board Qualifications   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  23 Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity   ShrHoldr Against Against For
  24 Shareholder Proposal Regarding Counting Abstentions   ShrHoldr Against Against For
               
               
               
AT&T, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  T CUSIP 00206R102   04/26/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Randall L. Stephenson   Mgmt For For For
  2 Elect Samuel A. Di Piazza, Jr.   Mgmt For For For
  3 Elect Richard W. Fisher   Mgmt For For For
  4 Elect Scott T. Ford   Mgmt For For For
  5 Elect Glenn H. Hutchins   Mgmt For For For
  6 Elect William E. Kennard   Mgmt For For For
  7 Elect Michael B. McCallister   Mgmt For For For
  8 Elect Beth E. Mooney   Mgmt For For For
  9 Elect Matthew K. Rose   Mgmt For For For
  10 Elect Cindy B. Taylor   Mgmt For For For
  11 Elect Laura D. Tyson   Mgmt For For For
  12 Elect Geoffrey Y. Yang   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Booking Holdings Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  BKNG CUSIP 09857L108   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Timothy M. Armstrong   Mgmt For For For
  1.2 Elect Jeffrey H. Boyd   Mgmt For For For
  1.3 Elect Glenn D. Fogel   Mgmt For For For
  1.4 Elect Mirian M. Graddick-Weir   Mgmt For For For
  1.5 Elect James M. Guyette   Mgmt For For For
  1.6 Elect Wei Hopeman   Mgmt For For For
  1.7 Elect Robert J. Mylod, Jr.   Mgmt For For For
  1.8 Elect Charles H. Noski   Mgmt For For For
  1.9 Elect Nancy B. Peretsman   Mgmt For For For
  1.10 Elect Nicholas J. Read   Mgmt For For For
  1.11 Elect Thomas E. Rothman   Mgmt For For For
  1.12 Elect Lynn M. Vojvodich   Mgmt For For For
  1.13 Elect Vanessa A. Wittman   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
Carnival Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CCL CUSIP 143658300   04/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Micky Arison   Mgmt For For For
  2 Elect Jonathon Band   Mgmt For For For
  3 Elect Jason G. Cahilly   Mgmt For For For
  4 Elect Helen Deeble   Mgmt For For For
  5 Elect Arnold W. Donald   Mgmt For For For
  6 Elect Richard J. Glasier   Mgmt For For For
  7 Elect Debra J. Kelly-Ennis   Mgmt For For For
  8 Elect Katie Lahey   Mgmt For For For
  9 Elect John Parker   Mgmt For For For
  10 Elect Stuart Subotnick   Mgmt For For For
  11 Elect Laura A. Weil   Mgmt For For For
  12 Elect Randall J. Weisenburger   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Approval of Directors’ Remuneration Report   Mgmt For For For
  15 Appointment of Auditor   Mgmt For For For
  16 Authority to Set Fees   Mgmt For For For
  17 Accounts and Reports   Mgmt For For For
  18 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  19 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  20 Authority to Repurchase Shares   Mgmt For For For
               
               
               
Comcast Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CMCSA CUSIP 20030N101   06/05/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Kenneth J. Bacon   Mgmt For For For
  1.2 Elect Madeline S. Bell   Mgmt For For For
  1.3 Elect Sheldon M. Bonovitz   Mgmt For For For
  1.4 Elect Edward D. Breen   Mgmt For For For
  1.5 Elect Gerald L. Hassell   Mgmt For For For
  1.6 Elect Jeffrey A. Honickman   Mgmt For For For
  1.7 Elect Maritza Gomez Montiel   Mgmt For For For
  1.8 Elect Asuka Nakahara   Mgmt For For For
  1.9 Elect David C. Novak   Mgmt For For For
  1.10 Elect Brian L. Roberts   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Approval of the 2019 Omnibus Sharesave Plan   Mgmt For For For
  4 Advisory vote on executive compensation   Mgmt For For For
  5 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  6 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
               
               
               
D.R. Horton, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DHI CUSIP 23331A109   01/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Donald R. Horton   Mgmt For For For
  2 Elect Barbara K. Allen   Mgmt For For For
  3 Elect Bradley S. Anderson   Mgmt For For For
  4 Elect Michael R. Buchanan   Mgmt For For For
  5 Elect Michael W. Hewatt   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For Against Against
  7 Ratification of Auditor   Mgmt For For For
               
               
               
EBay Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EBAY CUSIP 278642103   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Fred Anderson   Mgmt For For For
  2 Elect Anthony J. Bates   Mgmt For For For
  3 Elect Adriane M. Brown   Mgmt For For For
  4 Elect Jesse A. Cohn   Mgmt For For For
  5 Elect Diana Farrell   Mgmt For For For
  6 Elect Logan D. Green   Mgmt For For For
  7 Elect Bonnie S. Hammer   Mgmt For For For
  8 Elect Kathleen C. Mitic   Mgmt For For For
  9 Elect Matthew J. Murphy   Mgmt For For For
  10 Elect Pierre M. Omidyar   Mgmt For For For
  11 Elect Paul S. Pressler   Mgmt For For For
  12 Elect Robert H. Swan   Mgmt For For For
  13 Elect Thomas J. Tierney   Mgmt For For For
  14 Elect Perry M. Traquina   Mgmt For For For
  15 Elect Devin N. Wenig   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Ratification of Auditor   Mgmt For For For
  18 Decrease in Threshold Required to Call a Special Meeting   Mgmt For For For
  19 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against Against For
               
               
               
Foot Locker, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FL CUSIP 344849104   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Maxine K. Clark   Mgmt For For For
  2 Elect Alan D. Feldman   Mgmt For For For
  3 Elect Richard A. Johnson   Mgmt For For For
  4 Elect Guillermo G. Marmol   Mgmt For For For
  5 Elect Matthew M. McKenna   Mgmt For For For
  6 Elect Steven Oakland   Mgmt For For For
  7 Elect Ulice Payne, Jr.   Mgmt For For For
  8 Elect Cheryl Nido Turpin   Mgmt For For For
  9 Elect Kimberly Underhill   Mgmt For For For
  10 Elect Dona D. Young   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
General Motors Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  GM CUSIP 37045V100   06/04/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Mary T. Barra   Mgmt For For For
  2 Elect Wesley G. Bush   Mgmt For For For
  3 Elect Linda R. Gooden   Mgmt For For For
  4 Elect Joseph Jimenez   Mgmt For For For
  5 Elect Jane L. Mendillo   Mgmt For For For
  6 Elect Judith Miscik   Mgmt For For For
  7 Elect Patricia F. Russo   Mgmt For For For
  8 Elect Thomas M. Schoewe   Mgmt For For For
  9 Elect Theodore M. Solso   Mgmt For For For
  10 Elect Carol M. Stephenson   Mgmt For For For
  11 Elect Devin N. Wenig   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
               
               
               
Lennar Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LEN CUSIP 526057302   04/10/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Rick Beckwitt   Mgmt For For For
  1.2 Elect Irving Bolotin   Mgmt For For For
  1.3 Elect Steven L. Gerard   Mgmt For Withhold Against
  1.4 Elect Theron I. Gilliam   Mgmt For Withhold Against
  1.5 Elect Sherrill W. Hudson   Mgmt For Withhold Against
  1.6 Elect Jonathan M. Jaffe   Mgmt For For For
  1.7 Elect Sidney Lapidus   Mgmt For For For
  1.8 Elect Teri P. McClure   Mgmt For Withhold Against
  1.9 Elect Stuart A. Miller   Mgmt For For For
  1.10 Elect Armando J. Olivera   Mgmt For For For
  1.11 Elect Jeffrey Sonnenfeld   Mgmt For For For
  1.12 Elect Scott D. Stowell   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Shareholder Proposal Regarding Majority Vote for Election of Directors   ShrHoldr Against For Against
               
               
               
LKQ Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LKQ CUSIP 501889208   05/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect A. Clinton Allen   Mgmt For Against Against
  2 Elect Meg Divitto   Mgmt For For For
  3 Elect Robert M. Hanser   Mgmt For For For
  4 Elect Joseph M. Holsten   Mgmt For For For
  5 Elect Blythe J. McGarvie   Mgmt For For For
  6 Elect John Mendel   Mgmt For For For
  7 Elect Jody G. Miller   Mgmt For For For
  8 Elect John F. O’Brien   Mgmt For For For
  9 Elect Guhan Subramanian   Mgmt For Against Against
  10 Elect William M. Webster IV   Mgmt For For For
  11 Elect Dominick Zarcone   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Lowe’s Companies, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LOW CUSIP 548661107   05/31/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ralph Alvarez   Mgmt For For For
  1.2 Elect David H. Batchelder   Mgmt For For For
  1.3 Elect Angela F. Braly   Mgmt For For For
  1.4 Elect Sandra B. Cochran   Mgmt For Withhold Against
  1.5 Elect Laurie Z. Douglas   Mgmt For For For
  1.6 Elect Richard W. Dreiling   Mgmt For For For
  1.7 Elect Marvin R. Ellison   Mgmt For For For
  1.8 Elect James H. Morgan   Mgmt For For For
  1.9 Elect Brian C. Rogers   Mgmt For For For
  1.10 Elect Bertram L. Scott   Mgmt For For For
  1.11 Elect Lisa W. Wardell   Mgmt For For For
  1.12 Elect Eric C. Wiseman   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Modine Manufacturing Company              
  Ticker Security ID:   Meeting Date Meeting Status
  MOD CUSIP 607828100   07/19/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Suresh V. Garimella   Mgmt For For For
  2 Elect Christopher W. Patterson   Mgmt For For For
  3 Elect Christine Y. Yan   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Mohawk Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MHK CUSIP 608190104   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Joseph A. Onorato   Mgmt For For For
  2 Elect William H. Runge III   Mgmt For For For
  3 Elect W. Christopher Wellborn   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For Against Against
               
               
               
Norwegian Cruise Line Holdings Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  NCLH CUSIP G66721104   06/13/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Frank J. Del Rio   Mgmt For For For
  2 Elect Chad A. Leat   Mgmt For For For
  3 Elect Steve Martinez   Mgmt For For For
  4 Elect Pamela Thomas-Graham   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Amendment to the Bye-Laws to Delete Obsolete Provisions   Mgmt For For For
  7 Ratification of Auditor   Mgmt For For For
               
               
               
PVH Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  PVH CUSIP 693656100   06/20/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Mary Baglivo   Mgmt For For For
  2 Elect Brent Callinicos   Mgmt For For For
  3 Elect Emanuel Chirico   Mgmt For For For
  4 Elect Juan R. Figuereo   Mgmt For For For
  5 Elect Joseph B. Fuller   Mgmt For For For
  6 Elect V. James Marino   Mgmt For For For
  7 Elect G. Penny McIntyre   Mgmt For For For
  8 Elect Amy McPherson   Mgmt For For For
  9 Elect Henry Nasella   Mgmt For For For
  10 Elect Edward R. Rosenfeld   Mgmt For For For
  11 Elect Craig W. Rydin   Mgmt For For For
  12 Elect Judith Amanda  Sourry Knox   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Elimination of Supermajority Requirements Relating to Certain Transactions   Mgmt For For For
  15 Elimination of Supermajority Requirement to Amend By-Laws   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
               
               
               
Royal Caribbean Cruises Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  RCL CUSIP V7780T103   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John F. Brock   Mgmt For For For
  2 Elect Richard D. Fain   Mgmt For For For
  3 Elect Stephen R. Howe, Jr   Mgmt For For For
  4 Elect William L. Kimsey   Mgmt For For For
  5 Elect Maritza Gomez Montiel   Mgmt For For For
  6 Elect Ann S. Moore   Mgmt For For For
  7 Elect Eyal M. Ofer   Mgmt For For For
  8 Elect Thomas J. Pritzker   Mgmt For For For
  9 Elect William K. Reilly   Mgmt For For For
  10 Elect Vagn Sorensen   Mgmt For For For
  11 Elect Donald Thompson   Mgmt For For For
  12 Elect Arne Alexander Wilhelmsen   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
               
               
               
Tapestry, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TPR CUSIP 876030107   11/08/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Darrell Cavens   Mgmt For For For
  2 Elect David Denton   Mgmt For For For
  3 Elect Anne Gates   Mgmt For For For
  4 Elect Andrea Guerra   Mgmt For For For
  5 Elect Susan J. Kropf   Mgmt For For For
  6 Elect Annabelle Yu Long   Mgmt For For For
  7 Elect Victor Luis   Mgmt For For For
  8 Elect Ivan Menezes   Mgmt For For For
  9 Elect William R. Nuti   Mgmt For Against Against
  10 Elect Jide J. Zeitlin   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 2018 Stock Incentive Plan   Mgmt For For For
               
               
               
The TJX Companies, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TJX CUSIP 872540109   06/04/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Zein Abdalla   Mgmt For For For
  2 Elect Alan M. Bennett   Mgmt For For For
  3 Elect Rosemary T. Berkery   Mgmt For For For
  4 Elect David T. Ching   Mgmt For For For
  5 Elect Ernie Herrman   Mgmt For For For
  6 Elect Michael F. Hines   Mgmt For For For
  7 Elect Amy B. Lane   Mgmt For For For
  8 Elect Carol Meyrowitz   Mgmt For For For
  9 Elect Jackwyn L. Nemerov   Mgmt For For For
  10 Elect John F. O’Brien   Mgmt For For For
  11 Elect Willow B. Shire   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Prison Labor Report   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Report on Human Rights Risks   ShrHoldr Against Against For
               
               
               
The TJX Companies, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TJX CUSIP 872540109   10/22/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Increase of Authorized Common Stock   Mgmt For For For
               
               
               
The Walt Disney Company              
  Ticker Security ID:   Meeting Date Meeting Status
  DIS CUSIP 254687106   07/27/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Fox Merger   Mgmt For For For
  2 Right to Adjourn Meeting   Mgmt For For For
               
               
               
TopBuild Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  BLD CUSIP 89055F103   04/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Alec C. Covington   Mgmt For For For
  2 Elect Gerald Volas   Mgmt For For For
  3 Elect Carl T. Camden   Mgmt For For For
  4 Elect Joseph S. Cantie   Mgmt For For For
  5 Elect Tina Donikowski   Mgmt For For For
  6 Elect Mark A. Petrarca   Mgmt For For For
  7 Elect Nancy M. Taylor   Mgmt For For For
  8 Elimination of Supermajority Voting Requirement to Amend Bylaws   Mgmt For For For
  9 Elimination of Supermajority Voting Requirement to Amend the Company’s Certificate of Incorporation   Mgmt For For For
  10 Amendment to Indemnification Provisions   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Tupperware Brands Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  TUP CUSIP 899896104   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Catherine A. Bertini   Mgmt For For For
  2 Elect Susan M. Cameron   Mgmt For For For
  3 Elect Kriss Cloninger III   Mgmt For For For
  4 Elect Meg G. Crofton   Mgmt For For For
  5 Elect E. V. Goings   Mgmt For For For
  6 Elect Angel R. Martinez   Mgmt For For For
  7 Elect Christopher D. O’Leary   Mgmt For For For
  8 Elect Richard T. Riley   Mgmt For For For
  9 Elect Joyce M. Roche   Mgmt For For For
  10 Elect Patricia Stitzel   Mgmt For For For
  11 Elect M. Anne Szostak   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Approval of the 2019 Incentive Plan   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
Twenty-First Century Fox, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FOXA CUSIP 90130A101   07/27/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Disney Merger   Mgmt For For For
  2 RemainCo Distribution   Mgmt For For For
               
               
               
Urban Outfitters, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  URBN CUSIP 917047102   06/04/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Edward N. Antoian   Mgmt For For For
  2 Elect Sukhinder Singh-Cassidy   Mgmt For For For
  3 Elect Harry S. Cherken, Jr.   Mgmt For Against Against
  4 Elect Scott Galloway   Mgmt For For For
  5 Elect Robert L. Hanson   Mgmt For Abstain Against
  6 Elect Margaret A. Hayne   Mgmt For For For
  7 Elect Richard A. Hayne   Mgmt For For For
  8 Elect Elizabeth Ann Lambert   Mgmt For For For
  9 Elect Joel S. Lawson III   Mgmt For For For
  10 Elect Wesley S. McDonald   Mgmt For For For
  11 Elect Todd R. Morgenfeld   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Report on Supply Chain Transparency and Accountability   ShrHoldr Against Against For
               
               
               
William Lyon Homes              
  Ticker Security ID:   Meeting Date Meeting Status
  WLH CUSIP 552074700   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Douglas K. Ammerman   Mgmt For For For
  1.2 Elect Eric T. Anderson   Mgmt For For For
  1.3 Elect Thomas F. Harrison   Mgmt For For For
  1.4 Elect Gary H. Hunt   Mgmt For For For
  1.5 Elect William H. Lyon   Mgmt For For For
  1.6 Elect Lynn Carlson Schell   Mgmt For For For
  1.7 Elect Matthew R. Zaist   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For

 

 

 

Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name :ICON Consumer Staples Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Altria Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MO CUSIP 02209S103   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John T. Casteen III   Mgmt For For For
  2 Elect Dinyar S. Devitre   Mgmt For For For
  3 Elect Thomas F. Farrell II   Mgmt For For For
  4 Elect Debra J. Kelly-Ennis   Mgmt For For For
  5 Elect W. Leo Kiely III   Mgmt For For For
  6 Elect Kathryn B. McQuade   Mgmt For For For
  7 Elect George Munoz   Mgmt For For For
  8 Elect Mark E. Newman   Mgmt For For For
  9 Elect Nabil Y. Sakkab   Mgmt For For For
  10 Elect Virginia E. Shanks   Mgmt For For For
  11 Elect Howard A. Willard III   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding  Nicotine Levels in Tobacco Products   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
               
               
               
Amazon.com, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AMZN CUSIP 023135106   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey P. Bezos   Mgmt For For For
  2 Elect Rosalind G. Brewer   Mgmt For For For
  3 Elect Jamie S. Gorelick   Mgmt For For For
  4 Elect Daniel P. Huttenlocher   Mgmt For For For
  5 Elect Judith A. McGrath   Mgmt For For For
  6 Elect Indra K. Nooyi   Mgmt For For For
  7 Elect Jonathan J. Rubinstein   Mgmt For For For
  8 Elect Thomas O. Ryder   Mgmt For Against Against
  9 Elect Patricia Q. Stonesifer   Mgmt For For For
  10 Elect Wendell P. Weeks   Mgmt For Against Against
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Shareholder Proposal Regarding Report on Food Waste   ShrHoldr Against Against For
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  19 Shareholder Proposal Regarding Preparation of Sexual Harassment Report   ShrHoldr Against For Against
  20 Shareholder Proposal Regarding Climate Change Report   ShrHoldr Against For Against
  21 Shareholder Proposal Regarding Disclosure of Board Qualifications   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  23 Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity   ShrHoldr Against Against For
  24 Shareholder Proposal Regarding Counting Abstentions   ShrHoldr Against Against For
               
               
               
Anheuser-Busch Inbev SA/NV              
  Ticker Security ID:   Meeting Date Meeting Status
  ABI CUSIP 03524A108   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Amendments to Articles Regarding Corporate Purpose   Mgmt For For For
  2 Amendments to Articles Regarding Designated Chair   Mgmt For Against Against
  3 Accounts and Reports; Allocation of Profits/Dividends   Mgmt For For For
  4 Ratification of Board Acts   Mgmt For For For
  5 Ratification of Auditor Acts   Mgmt For For For
  6 Elect Xiaozhi Liu   Mgmt For For For
  7 Elect Sabine Chalmers   Mgmt For Against Against
  8 Elect Cecilia Sicupira   Mgmt For Against Against
  9 Elect Claudio Moniz Barreto Garcia   Mgmt For Against Against
  10 Elect Martin J. Barrington   Mgmt For Against Against
  11 Elect William F. Gifford   Mgmt For For For
  12 Elect Alejandro Santo Domingo Davila   Mgmt For For For
  13 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  14 Remuneration Report   Mgmt For Against Against
  15 Directors’ Fees   Mgmt For Against Against
  16 NEDs’ Restricted Stock Awards   Mgmt For For For
  17 Authorisation of Legal Formalities   Mgmt For Against Against
               
               
               
Archer Daniels Midland Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  ADM CUSIP 039483102   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Alan L. Boeckmann   Mgmt For For For
  2 Elect Michael S. Burke   Mgmt For For For
  3 Elect Terrell K. Crews   Mgmt For For For
  4 Elect Pierre Dufour   Mgmt For For For
  5 Elect Donald E. Felsinger   Mgmt For For For
  6 Elect Suzan F. Harrison   Mgmt For For For
  7 Elect Juan R. Luciano   Mgmt For For For
  8 Elect Patrick J. Moore   Mgmt For For For
  9 Elect Francisco Sanchez   Mgmt For For For
  10 Elect Debra A. Sandler   Mgmt For For For
  11 Elect Lei Z. Schlitz   Mgmt For For For
  12 Elect Kelvin R. Westbrook   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For Against Against
               
               
               
British American Tobacco Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  BATS CUSIP 110448107   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Policy (Binding)   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Appointment of Auditor   Mgmt For For For
  5 Authority to Set Auditor’s Fees   Mgmt For For For
  6 Elect Richard  Burrows   Mgmt For For For
  7 Elect Susan J. Farr   Mgmt For For For
  8 Elect Marion Helmes   Mgmt For For For
  9 Elect Luc Jobin   Mgmt For For For
  10 Elect Holly K. Koeppel   Mgmt For For For
  11 Elect Savio Kwan   Mgmt For For For
  12 Elect Dimitri Panayotopoulos   Mgmt For For For
  13 Elect Kieran Poynter   Mgmt For For For
  14 Elect Ben Stevens   Mgmt For For For
  15 Elect Jack M.H. Bowles   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  18 Authority to Repurchase Shares   Mgmt For For For
  19 Authorisation of Political Donations   Mgmt For For For
  20 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Centene Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CNC CUSIP 15135B101   06/24/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Cigna Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CI CUSIP 125523100   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David M. Cordani   Mgmt For For For
  2 Elect William J. DeLaney   Mgmt For For For
  3 Elect Eric J. Foss   Mgmt For For For
  4 Elect Elder Granger   Mgmt For For For
  5 Elect Isaiah Harris, Jr.   Mgmt For For For
  6 Elect Roman Martinez IV   Mgmt For For For
  7 Elect Kathleen M. Mazzarella   Mgmt For For For
  8 Elect Mark B. McClellan   Mgmt For For For
  9 Elect John M. Partridge   Mgmt For For For
  10 Elect William L. Roper   Mgmt For For For
  11 Elect Eric C. Wiseman   Mgmt For For For
  12 Elect Donna F. Zarcone   Mgmt For For For
  13 Elect William D. Zollars   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Cyber Risk Report   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
Cigna Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CI CUSIP 125509109   08/24/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Express Scripts Merger   Mgmt For For For
  2 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Coca-Cola European Partners plc              
  Ticker Security ID:   Meeting Date Meeting Status
  CCEP CUSIP G25839104   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Elect Nathalie Gaveau   Mgmt For For For
  4 Elect Dagmar Kollmann   Mgmt For For For
  5 Elect Mark Price   Mgmt For For For
  6 Elect Jose Ignacio Comenge Sanchez-Real   Mgmt For For For
  7 Elect Francisco Crespo Benitez   Mgmt For For For
  8 Elect Irial Finan   Mgmt For For For
  9 Elect Damian P. Gammell   Mgmt For For For
  10 Elect Alvaro Gomez-Trenor Aguilar   Mgmt For For For
  11 Elect Alfonso Libano Daurella   Mgmt For For For
  12 Elect Mario R. Sola   Mgmt For For For
  13 Appointment of Auditor   Mgmt For For For
  14 Authority to Set Auditor’s Fees   Mgmt For For For
  15 Authorisation of Political Donations   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Waiver of Mandatory Takeover Requirement   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  19 Authority to Repurchase On-Market Shares   Mgmt For For For
  20 Authority to Repurchase Off-Market Shares   Mgmt For For For
  21 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
  22 Amendments to Articles   Mgmt For For For
               
               
               
ConAgra Brands, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CAG CUSIP 205887102   09/21/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Anil Arora   Mgmt For For For
  1.2 Elect Thomas K. Brown   Mgmt For For For
  1.3 Elect Stephen G. Butler   Mgmt For For For
  1.4 Elect Sean M. Connolly   Mgmt For For For
  1.5 Elect Joie Gregor   Mgmt For For For
  1.6 Elect Rajive Johri   Mgmt For For For
  1.7 Elect Richard H. Lenny   Mgmt For For For
  1.8 Elect Ruth Ann Marshall   Mgmt For For For
  1.9 Elect Craig P. Omtvedt   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Constellation Brands, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  STZ CUSIP 21036P108   07/17/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Jerry Fowden   Mgmt For For For
  1.2 Elect Barry A. Fromberg   Mgmt For For For
  1.3 Elect Robert L. Hanson   Mgmt For For For
  1.4 Elect Ernesto M. Hernandez   Mgmt For For For
  1.5 Elect Susan Sommersille Johnson   Mgmt For For For
  1.6 Elect James A. Locke III   Mgmt For Withhold Against
  1.7 Elect Daniel J. McCarthy   Mgmt For For For
  1.8 Elect Richard Sands   Mgmt For For For
  1.9 Elect Robert Sands   Mgmt For For For
  1.10 Elect Judy A. Schmeling   Mgmt For For For
  1.11 Elect Keith E. Wandell   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
CVS Health Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CVS CUSIP 126650100   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Fernando Aguirre   Mgmt For For For
  2 Elect Mark T. Bertolini   Mgmt For For For
  3 Elect Richard M. Bracken   Mgmt For For For
  4 Elect C. David Brown II   Mgmt For For For
  5 Elect Alecia A. DeCoudreaux   Mgmt For For For
  6 Elect Nancy-Ann M. DeParle   Mgmt For For For
  7 Elect David W. Dorman   Mgmt For For For
  8 Elect Roger N. Farah   Mgmt For For For
  9 Elect Anne M. Finucane   Mgmt For For For
  10 Elect Edward J. Ludwig   Mgmt For For For
  11 Elect Larry J. Merlo   Mgmt For For For
  12 Elect Jean-Pierre Millon   Mgmt For For For
  13 Elect Mary L. Schapiro   Mgmt For For For
  14 Elect Richard J. Swift   Mgmt For For For
  15 Elect William C. Weldon   Mgmt For For For
  16 Elect Tony L. White   Mgmt For For For
  17 Ratification of Auditor   Mgmt For For For
  18 Advisory Vote on Executive Compensation   Mgmt For For For
  19 Shareholder Proposal Regarding Including Legal Costs in Executive Compensation   ShrHoldr Against For Against
               
               
               
Johnson & Johnson              
  Ticker Security ID:   Meeting Date Meeting Status
  JNJ CUSIP 478160104   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Mary C. Beckerle   Mgmt For For For
  2 Elect D. Scott Davis   Mgmt For For For
  3 Elect Ian E.L. Davis   Mgmt For For For
  4 Elect Jennifer A. Doudna   Mgmt For For For
  5 Elect Alex Gorsky   Mgmt For For For
  6 Elect Marillyn A. Hewson   Mgmt For For For
  7 Elect Mark B. McClellan   Mgmt For For For
  8 Elect Anne M. Mulcahy   Mgmt For For For
  9 Elect William D. Perez   Mgmt For For For
  10 Elect Charles Prince   Mgmt For Against Against
  11 Elect A. Eugene Washington   Mgmt For For For
  12 Elect Ronald A. Williams   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Recoupment Report   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing   ShrHoldr Against Against For
               
               
               
Kellogg Company              
  Ticker Security ID:   Meeting Date Meeting Status
  K CUSIP 487836108   04/26/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Roderick Gillum   Mgmt For For For
  2 Elect Mary A. Laschinger   Mgmt For For For
  3 Elect Erica L. Mann   Mgmt For For For
  4 Elect Carolyn Tastad   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
  7 Shareholder Proposal Regarding Declassification of the Board   ShrHoldr For For For
               
               
               
Lamb Weston Holdings, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LW CUSIP 513272104   09/27/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter J. Bensen   Mgmt For For For
  2 Elect Charles A. Blixt   Mgmt For For For
  3 Elect Andre J. Hawaux   Mgmt For For For
  4 Elect William G. Jurgensen   Mgmt For For For
  5 Elect Thomas P. Maurer   Mgmt For For For
  6 Elect Hala G. Moddelmog   Mgmt For For For
  7 Elect Andrew J. Schindler   Mgmt For For For
  8 Elect Maria Renna Sharpe   Mgmt For For For
  9 Elect Thomas P. Werner   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
               
               
               
Medifast, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MED CUSIP 58470H101   06/12/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Jeffrey J. Brown   Mgmt For For For
  1.2 Elect Kevin G. Byrnes   Mgmt For For For
  1.3 Elect Daniel R. Chard   Mgmt For For For
  1.4 Elect Constance C. Hallquist   Mgmt For For For
  1.5 Elect Michael Anthony Hoer   Mgmt For For For
  1.6 Elect Michael C. MacDonald   Mgmt For For For
  1.7 Elect Carl E. Sassano   Mgmt For For For
  1.8 Elect Scott Schlackman   Mgmt For For For
  1.9 Elect Andrea B. Thomas   Mgmt For For For
  1.10 Elect Ming Xian   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
PepsiCo, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PEP CUSIP 713448108   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Shona L. Brown   Mgmt For For For
  2 Elect Cesar Conde   Mgmt For For For
  3 Elect Ian M. Cook   Mgmt For For For
  4 Elect Dina Dublon   Mgmt For For For
  5 Elect Richard W. Fisher   Mgmt For For For
  6 Elect Michelle D. Gass   Mgmt For For For
  7 Elect William R. Johnson   Mgmt For For For
  8 Elect Ramon L. Laguarta   Mgmt For For For
  9 Elect David C. Page   Mgmt For For For
  10 Elect Robert C. Pohlad   Mgmt For For For
  11 Elect Daniel L. Vasella   Mgmt For For For
  12 Elect Darren Walker   Mgmt For For For
  13 Elect Alberto Weisser   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Elimination of Supermajority Requirement   Mgmt For For For
  17 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Pesticide Reporting   ShrHoldr Against Against For
               
               
               
Performance Food Group Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PFGC CUSIP 71377A103   11/13/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect William F. Dawson, Jr.   Mgmt For For For
  1.2 Elect Manuel A. Fernandez   Mgmt For For For
  1.3 Elect Kimberly S. Grant   Mgmt For For For
  1.4 Elect Randall Spratt   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Repeal of Classified Board   Mgmt For For For
               
               
               
Philip Morris International Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PM CUSIP 718172109   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andre Calantzopoulos   Mgmt For For For
  2 Elect Louis C. Camilleri   Mgmt For For For
  3 Elect Massimo Ferragamo   Mgmt For For For
  4 Elect Werner Geissler   Mgmt For For For
  5 Elect Lisa A. Hook   Mgmt For For For
  6 Elect Jennifer Xin-Zhe Li   Mgmt For For For
  7 Elect Jun Makihara   Mgmt For For For
  8 Elect Kalpana Morparia   Mgmt For For For
  9 Elect Lucio A. Noto   Mgmt For For For
  10 Elect Frederik Paulsen   Mgmt For For For
  11 Elect Robert B. Polet   Mgmt For For For
  12 Elect Stephen M. Wolf   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
Sysco Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  SYY CUSIP 871829107   11/16/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Thomas L. Bene   Mgmt For For For
  2 Elect Daniel J. Brutto   Mgmt For For For
  3 Elect John M. Cassaday   Mgmt For For For
  4 Elect Joshua D. Frank   Mgmt For For For
  5 Elect Larry C. Glasscock   Mgmt For For For
  6 Elect Bradley M. Halverson   Mgmt For For For
  7 Elect John M. Hinshaw   Mgmt For For For
  8 Elect Hans-Joachim Koerber   Mgmt For For For
  9 Elect Nancy S. Newcomb   Mgmt For For For
  10 Elect Nelson Peltz   Mgmt For For For
  11 Elect Edward D. Shirley   Mgmt For For For
  12 Elect Sheila G. Talton   Mgmt For For For
  13 2018 Omnibus Incentive Plan   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Compensation in the Event of a Change in Control    ShrHoldr Against Against For
               
               
               
The Coca-Cola Company              
  Ticker Security ID:   Meeting Date Meeting Status
  KO CUSIP 191216100   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Herbert A. Allen   Mgmt For For For
  2 Elect Ronald W. Allen   Mgmt For For For
  3 Elect Marc Bolland   Mgmt For For For
  4 Elect Ana Patricia Botin-Sanz de Sautuola y O’Shea   Mgmt For For For
  5 Elect Christopher C. Davis   Mgmt For For For
  6 Elect Barry Diller   Mgmt For For For
  7 Elect Helene D. Gayle   Mgmt For For For
  8 Elect Alexis M. Herman   Mgmt For For For
  9 Elect Robert A. Kotick   Mgmt For For For
  10 Elect Maria Elena Lagomasino   Mgmt For For For
  11 Elect James Quincey   Mgmt For For For
  12 Elect Caroline J. Tsay   Mgmt For For For
  13 Elect David B. Weinberg   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Report on Sugar and Public Health   ShrHoldr Against Against For
               
               
               
The J. M. Smucker Company              
  Ticker Security ID:   Meeting Date Meeting Status
  SJM CUSIP 832696405   08/15/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kathryn W. Dindo   Mgmt For For For
  2 Elect Paul J. Dolan   Mgmt For For For
  3 Elect Jay L. Henderson   Mgmt For For For
  4 Elect Elizabeth Valk Long   Mgmt For For For
  5 Elect Gary A. Oatey   Mgmt For For For
  6 Elect Kirk L. Perry   Mgmt For For For
  7 Elect Sandra Pianalto   Mgmt For For For
  8 Elect Nancy Lopez Russell   Mgmt For For For
  9 Elect Alex Shumate   Mgmt For For For
  10 Elect Mark T. Smucker   Mgmt For For For
  11 Elect Richard K. Smucker   Mgmt For For For
  12 Elect Timothy P. Smucker   Mgmt For For For
  13 Elect Dawn C. Willoughby   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
The Procter & Gamble Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PG CUSIP 742718109   10/09/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Francis S. Blake   Mgmt For Against Against
  2 Elect Angela F. Braly   Mgmt For For For
  3 Elect Amy L. Chang   Mgmt For For For
  4 Elect Kenneth I. Chenault   Mgmt For For For
  5 Elect Scott D. Cook   Mgmt For For For
  6 Elect Joseph Jimenez   Mgmt For For For
  7 Elect Terry J. Lundgren   Mgmt For For For
  8 Elect W. James McNerney, Jr.   Mgmt For For For
  9 Elect Nelson Peltz   Mgmt For For For
  10 Elect David. S. Taylor   Mgmt For For For
  11 Elect Margaret C. Whitman   Mgmt For For For
  12 Elect Patricia A. Woertz   Mgmt For For For
  13 Elect Ernesto Zedillo Ponce de Leon   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Tyson Foods, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TSN CUSIP 902494103   02/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John H. Tyson   Mgmt For For For
  2 Elect Gaurdie E. Banister, Jr.   Mgmt For For For
  3 Elect Dean Banks   Mgmt For Against Against
  4 Elect Mike D. Beebe   Mgmt For Against Against
  5 Elect Mikel A. Durham   Mgmt For Against Against
  6 Elect Kevin M. McNamara   Mgmt For For For
  7 Elect Cheryl S. Miller   Mgmt For For For
  8 Elect Jeffrey K. Schomburger   Mgmt For For For
  9 Elect Robert Thurber   Mgmt For Against Against
  10 Elect Barbara A. Tyson   Mgmt For For For
  11 Elect Noel White   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  14 Shareholder Proposal Regarding Human Rights Due Diligence Process Report   ShrHoldr Against For Against
               
               
               
United Natural Foods, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  UNFI CUSIP 911163103   12/18/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Eric F. Artz   Mgmt For For For
  2 Elect Ann Torre Bates   Mgmt For For For
  3 Elect Denise M. Clark   Mgmt For For For
  4 Elect Daphne J. Dufresne   Mgmt For For For
  5 Elect Michael S. Funk   Mgmt For For For
  6 Elect James P. Heffernan   Mgmt For For For
  7 Elect Peter Roy   Mgmt For Against Against
  8 Elect Steven L. Spinner   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
UnitedHealth Group Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  UNH CUSIP 91324P102   06/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William C. Ballard, Jr.   Mgmt For For For
  2 Elect Richard T. Burke   Mgmt For For For
  3 Elect Timothy P. Flynn   Mgmt For For For
  4 Elect Stephen J. Hemsley   Mgmt For For For
  5 Elect Michele J. Hooper   Mgmt For For For
  6 Elect F. William McNabb, III   Mgmt For For For
  7 Elect Valerie C. Montgomery Rice   Mgmt For For For
  8 Elect John H. Noseworthy   Mgmt For For For
  9 Elect Glenn M. Renwick   Mgmt For For For
  10 Elect David S. Wichmann   Mgmt For For For
  11 Elect Gail R. Wilensky   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
US Foods Holding Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  USFD CUSIP 912008109   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert M. Dutkowsky   Mgmt For For For
  2 Elect Sunil Gupta   Mgmt For For For
  3 Elect Pietro Satriano   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Approval of the 2019 Long-Term Incentive Plan   Mgmt For For For
  6 Repeal of Classified Board   Mgmt For For For
  7 Ratification of Auditor   Mgmt For For For
               
               
               
Walmart Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  WMT CUSIP 931142103   06/05/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Cesar Conde   Mgmt For For For
  2 Elect Stephen J. Easterbrook   Mgmt For For For
  3 Elect Timothy P. Flynn   Mgmt For For For
  4 Elect Sarah J. Friar   Mgmt For For For
  5 Elect Carla A. Harris   Mgmt For For For
  6 Elect Thomas W. Horton   Mgmt For For For
  7 Elect Marissa A. Mayer   Mgmt For For For
  8 Elect C. Douglas McMillon   Mgmt For For For
  9 Elect Gregory B. Penner   Mgmt For For For
  10 Elect Steven S Reinemund   Mgmt For For For
  11 Elect S. Robson Walton   Mgmt For For For
  12 Elect Steuart Walton   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For Against Against
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Cumulative Voting   ShrHoldr Against Against For

 

 

 

Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Emerging Markets Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Aboitiz Power Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AP CINS Y0005M109   04/22/2019 Voted
  Meeting Type Country of Trade          
  Annual Philippines          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Call To Order   Mgmt For For For
  3 Proof of Notice   Mgmt For For For
  4 Determination Of Quorum   Mgmt For For For
  5 Meeting Minutes   Mgmt For For For
  6 President’s Report   Mgmt For For For
  7 Accounts and Reports   Mgmt For For For
  8 Appointment of Auditor   Mgmt For Against Against
  9 Elect Mikel A. Aboitiz   Mgmt For Against Against
  10 Elect Enrique M. Aboitiz, Jr.   Mgmt For Against Against
  11 Elect Erramon I. Aboitiz   Mgmt For Against Against
  12 Elect Luis Miguel O. Aboitiz   Mgmt For For For
  13 Elect Jaime Jose Y. Aboitiz   Mgmt For For For
  14 Elect Danel C. Aboitiz   Mgmt For For For
  15 Elect Romeo L. Bernardo   Mgmt For Against Against
  16 Elect Carlos C. Ejercito   Mgmt For Against Against
  17 Elect Eric O. Recto   Mgmt For Against Against
  18 Directors’ Per Diem and Monthly Allowance   Mgmt For For For
  19 Ratification of Board and Management Acts   Mgmt For For For
  20 Transaction of Other Business   Mgmt For Against Against
  21 Adjournment   Mgmt For For For
  22 Non-Voting Meeting Note   N/A N/A N/A N/A
  23 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Agricultural Bank of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1288 CINS Y00289119   03/01/2019 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Fixed Assets Investment Budget   Mgmt For For For
  3 Elect ZHANG Keqiu   Mgmt For For For
  4 Elect Margaret LEUNG Ko May Yee   Mgmt For For For
  5 Elect LIU Shouying   Mgmt For For For
  6 Elect LI Wei   Mgmt For For For
               
               
               
Agricultural Bank of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1288 CINS Y00289119   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Directors’ Report   Mgmt For For For
  3 Supervisors’ Report   Mgmt For For For
  4 Accounts and Reports   Mgmt For For For
  5 Profit Distribution Plan   Mgmt For For For
  6 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  7 Elect ZHOU Mubing   Mgmt For For For
  8 Elect CAI Dong   Mgmt For For For
  9 Elect WANG Xinxin   Mgmt For For For
  10 Authority to Issue Write-Dow Capital Bonds   Mgmt For For For
  11 Elect WU Jingtao   Mgmt For For For
  12 Non-Voting Agenda Item   N/A N/A N/A N/A
  13 Non-Voting Agenda Item   N/A N/A N/A N/A
  14 Non-Voting Agenda Item   N/A N/A N/A N/A
  15 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Agricultural Bank of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1288 CINS Y00289119   11/12/2018 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect WANG Jindong as Supervisor   Mgmt For For For
  3 Elect LI Wang as Supervisor   Mgmt For For For
  4 Elect ZHANG Jie as Supervisor   Mgmt For For For
  5 Elect LIU Hongxia as Supervisor   Mgmt For For For
  6 Directors’ Fees for 2017   Mgmt For For For
  7 Supervisory Fees for 2017   Mgmt For For For
  8 2019-2021 Capital Planning    Mgmt For For For
  9 Issuance Plan of Eligible Tier-2 Capital Instruments   Mgmt For For For
               
               
               
Akbank T.A.S              
  Ticker Security ID:   Meeting Date Meeting Status
  AKBNK CINS M0300L106   03/25/2019 Voted
  Meeting Type Country of Trade          
  Annual Turkey          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Election of Presiding Chair   Mgmt For For For
  5 Presentation of Directors’ Report   Mgmt For For For
  6 Presentation of Auditors’ Report   Mgmt For For For
  7 Financial Statements   Mgmt For Against Against
  8 Ratification of Board Acts   Mgmt For Against Against
  9 Allocation of Profits/Dividends   Mgmt For For For
  10 Election of Directors    Mgmt For Against Against
  11 Directors’ Fees   Mgmt For For For
  12 Appointment of Auditor   Mgmt For For For
  13 Amendments to Articles   Mgmt For For For
  14 Authority to Carry out Competing Activities or Related Party Transactions   Mgmt For Against Against
  15 Limit on Charitable Donations   Mgmt For For For
  16 Presentation of Report on Charitable Donations and Compensation Policy   Mgmt For For For
               
               
               
Alibaba Group Holding Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  BABA CUSIP 01609W102   10/31/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Joseph Chung Tsai   Mgmt For Against Against
  2 Elect J. Michael Evans   Mgmt For For For
  3 Elect Eric Xiandong Jing   Mgmt For For For
  4 Elect Borje E. Ekholm   Mgmt For For For
  5 Appointment of Auditor   Mgmt For For For
               
               
               
Ayala Land, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALI CINS Y0488F100   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual Philippines          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Call To Order   Mgmt For For For
  2 Proof of Notice and Determination of Quorum   Mgmt For For For
  3 Meeting Minutes   Mgmt For For For
  4 Accounts and Reports   Mgmt For For For
  5 Ratification of Board Acts   Mgmt For For For
  6 Elect Fernando Zobel de Ayala   Mgmt For Against Against
  7 Elect Jaime Augusto Zobel de Ayala   Mgmt For Against Against
  8 Elect Bernard Vincent O. Dy   Mgmt For For For
  9 Elect Antonino T. Aquino   Mgmt For For For
  10 Elect Arturo G. Corpuz   Mgmt For For For
  11 Elect Delfin L. Lazaro   Mgmt For For For
  12 Elect Jaime C. Laya   Mgmt For Against Against
  13 Elect Rizalina G. Mantaring   Mgmt For For For
  14 Elect Cesar V. Purisima   Mgmt For Against Against
  15 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  16 Transaction of Other Business   Mgmt For Against Against
  17 Adjournment   Mgmt For For For
  18 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Bank of China Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  3988 CINS Y0698A107   01/04/2019 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  4 Type of Securities to Be Issued and Issue Size   Mgmt For For For
  5 Par Value and Issue Price   Mgmt For For For
  6 Term   Mgmt For For For
  7 Method of Issuance   Mgmt For For For
  8 Target Investors   Mgmt For For For
  9 Lock-up Period   Mgmt For For For
  10 Terms of Dividend Distribution   Mgmt For For For
  11 Terms of Compulsory Conversion   Mgmt For For For
  12 Terms of Conditional Redemption   Mgmt For For For
  13 Voting Rights Restrictions   Mgmt For For For
  14 Voting Rights Restoration   Mgmt For For For
  15 Order of Priority and Method of Liquidation   Mgmt For For For
  16 Rating Arrangement   Mgmt For For For
  17 Guarantee Arrangement   Mgmt For For For
  18 Use of Proceeds from Issuance of Domestic Preference Shares   Mgmt For For For
  19 Trading Transfer Arrangement   Mgmt For For For
  20 Relationship between Offshore and Domestic Issuance   Mgmt For For For
  21 Validity Period of Resolution regarding Issuance of Domestic Preference Shares   Mgmt For For For
  22 Application and Approval Procedures to Be Completed for Issuance   Mgmt For For For
  23 Matters relating to Authorization   Mgmt For For For
  24 Type of Securities to Be Issued and Issue Size   Mgmt For For For
  25 Par Value and Issue Price   Mgmt For For For
  26 Term   Mgmt For For For
  27 Method of Issuance   Mgmt For For For
  28 Target Investors   Mgmt For For For
  29 Lock-up Period   Mgmt For For For
  30 Terms of Dividend Distribution   Mgmt For For For
  31 Terms of Compulsory Conversion   Mgmt For For For
  32 Terms of Conditional Redemption   Mgmt For For For
  33 Voting Rights Restrictions   Mgmt For For For
  34 Voting Rights Restoration   Mgmt For For For
  35 Order of Priority and Method of Liquidation   Mgmt For For For
  36 Rating Arrangement   Mgmt For For For
  37 Guarantee Arrangement   Mgmt For For For
  38 Use of Proceeds from Issuance of Domestic Preference Shares   Mgmt For For For
  39 Trading Transfer Arrangement   Mgmt For For For
  40 Relationship between Offshore and Domestic Issuance   Mgmt For For For
  41 Validity Period of Resolution regarding Issuance of Domestic Preference Shares   Mgmt For For For
  42 Application and Approval Procedures to Be Completed for Issuance   Mgmt For For For
  43 Matters relating to Authorization   Mgmt For For For
  44 Impact on Dilution of Current Returns and Remedial Measures upon Issuance of Preference Shares   Mgmt For For For
  45 Shareholder Return Plan for 2018 to 2020   Mgmt For For For
  46 Elect WU Fulin   Mgmt For For For
  47 Elect LIN Jingzhen   Mgmt For For For
               
               
               
Bank of China Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  3988 CINS Y0698A107   05/17/2019 Voted
  Meeting Type Country of Trade          
  Annual China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Directors’ Report   Mgmt For For For
  3 Supervisors’ Report   Mgmt For For For
  4 Accounts and Reports   Mgmt For For For
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 2019 Investment Budget   Mgmt For For For
  7 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  8 Elect ZHANG Jiangang   Mgmt For For For
  9 Elect Martin LIAO Cheung Kong   Mgmt For For For
  10 Elect WANG Changyun   Mgmt For For For
  11 Elect Angela CHAO   Mgmt For Against Against
  12 Elect WANG Xiquan as Supervisor   Mgmt For For For
  13 Elect JIA Xinagsen as Supervisor   Mgmt For For For
  14 Elect ZHENG Zhiguang as Supervisor   Mgmt For For For
  15 Directors’ Fees   Mgmt For For For
  16 Supervisors’ Remuneration   Mgmt For For For
  17 Authority to Issue A and/or H Shares w/o Preemptive Rights   Mgmt For Against Against
  18 Authority to Issue Bonds   Mgmt For For For
  19 Authority to Issue Write-down of Undated Capital Bonds   Mgmt For For For
  20 Authority to Issue Qualified Write-down Tier-2 Capital Instruments   Mgmt For For For
  21 Elect TAN Yiwu   Mgmt For For For
  22 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Bank of China Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  3988 CINS Y0698A107   09/14/2018 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect LIU Liange   Mgmt For For For
  3 Elect Jiang Guohua   Mgmt For For For
               
               
               
Bank of Georgia Group Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  BGEO CINS G0R1NA104   05/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Remuneration Policy (Binding)   Mgmt For For For
  5 Elect Neil Janin   Mgmt For For For
  6 Elect Al Breach   Mgmt For For For
  7 Elect Archil Gachechiladze   Mgmt For For For
  8 Elect Tamaz Georgadze   Mgmt For For For
  9 Elect Hanna Loikkanen   Mgmt For For For
  10 Elect Veronique McCarroll   Mgmt For For For
  11 Elect Jonathan W. Muir   Mgmt For For For
  12 Elect Cecil Quillen   Mgmt For For For
  13 Elect Andreas Wolf   Mgmt For For For
  14 Appointment of Auditor   Mgmt For For For
  15 Authority to Set Auditor’s Fees   Mgmt For For For
  16 Authorisation of Political Donations   Mgmt For For For
  17 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  19 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  20 Authority to Repurchase Shares   Mgmt For For For
               
               
               
Bank Pan Indonesia              
  Ticker Security ID:   Meeting Date Meeting Status
  PNBN CINS Y7136J285   11/15/2018 Voted
  Meeting Type Country of Trade          
  Special Indonesia          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Resignation of President Commissioner   Mgmt For For For
               
               
               
Beijing Enterprises Holdings Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  0392 CINS Y07702122   06/11/2019 Voted
  Meeting Type Country of Trade          
  Annual Hong Kong          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect LI Yongcheng   Mgmt For For For
  6 Elect E Meng   Mgmt For For For
  7 Elect JIANG Xinhao   Mgmt For For For
  8 Elect YU  Sun Say   Mgmt For For For
  9 Directors’ Fees   Mgmt For For For
  10 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  13 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Beijing Enterprises Water Group Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  0371 CINS G0957L109   03/07/2019 Voted
  Meeting Type Country of Trade          
  Special Bermuda          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3  CYPI Subscription Agreement   Mgmt For For For
  4 BEECL Subscription Agreement   Mgmt For For For
               
               
               
Beijing Enterprises Water Group Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  0371 CINS G0957L109   05/31/2019 Voted
  Meeting Type Country of Trade          
  Annual Bermuda          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect JIANG Xinhao   Mgmt For Against Against
  6 Elect ZHOU Min   Mgmt For For For
  7 Elect KE Jian   Mgmt For Against Against
  8 Elect LI Li   Mgmt For Against Against
  9 Elect Quadrant SHEA Chun Lok   Mgmt For Against Against
  10 Directors’ Fees   Mgmt For For For
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  12 Authority to Repurchase Shares   Mgmt For For For
  13 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  14 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Cabot Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CBT CUSIP 127055101   03/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael M. Morrow   Mgmt For For For
  2 Elect Sue H. Rataj   Mgmt For For For
  3 Elect Frank A. Wilson   Mgmt For For For
  4 Elect Matthias L. Wolfgruber   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
China Conch Venture Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  586 CINS G2116J108   06/26/2019 Voted
  Meeting Type Country of Trade          
  Annual Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect GUO Jingbin   Mgmt For For For
  6 Elect LI Daming   Mgmt For For For
  7 Elect CHAN Kai Wing   Mgmt For For For
  8 Elect CHANG Zhangli   Mgmt For For For
  9 Directors’ Fees   Mgmt For For For
  10 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  13 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
China Construction Bank Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  0939 CINS Y1397N101   06/21/2019 Voted
  Meeting Type Country of Trade          
  Annual China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Directors’ Report   Mgmt For For For
  3 Supervisors’ Report   Mgmt For For For
  4 Accounts and Reports   Mgmt For For For
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 2018 Fixed Asset Investment Plan   Mgmt For For For
  7 Directors’ Fees   Mgmt For For For
  8 Supervisors’ Fees   Mgmt For For For
  9 Elect LIU Guiping as Director   Mgmt For For For
  10 Elect Murray Horn as Director   Mgmt For For For
  11 Elect Graeme Wheeler as Director   Mgmt For For For
  12 Elect ZHAO Xijun as Supervisor   Mgmt For For For
  13 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  14 Authority to Issue Undated Capital Bonds   Mgmt For For For
  15 Authority to Issue Eligible tier-2 Capital Instruments   Mgmt For For For
  16 Elect TIAN Bo as Director   Mgmt For For For
  17 Elect XIA Yang as Director   Mgmt For For For
  18 Non-Voting Meeting Note   N/A N/A N/A N/A
  19 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
China Everbright Greentech Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  01257 CINS G2R55E103   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect QIAN Xiaodong   Mgmt For Against Against
  6 Elect YANG Zhiqiang   Mgmt For For For
  7 Elect WANG Yungang   Mgmt For For For
  8 Directors’ Fees   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
China Mobile Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  0941 CINS Y14965100   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual Hong Kong          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect YANG Jie   Mgmt For For For
  6 Elect DONG Xin   Mgmt For For For
  7 Elect Moses CHENG Mo Chi   Mgmt For Against Against
  8 Elect YANG Qiang   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Repurchase Shares   Mgmt For For For
  11 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
China Petroleum & Chemical Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  0386 CINS Y15010104   10/23/2018 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Elect YU Baocai   Mgmt For For For
  4 Continuing Connected
Transactions 		   Mgmt For For For
               
               
               
China Resources Cement Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  1313 CINS G2113L106   05/10/2019 Voted
  Meeting Type Country of Trade          
  Annual Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect Robert LAU Chung Kwok   Mgmt For Against Against
  6 Elect WANG Yan   Mgmt For Against Against
  7 Elect WAN Suet Fei   Mgmt For Against Against
  8 Elect JING Shiqing   Mgmt For For For
  9 Elect Abraham SHEK Lai Him   Mgmt For Against Against
  10 Elect ZENG Xuemin   Mgmt For For For
  11 Directors’ Fees   Mgmt For For For
  12 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  13 Authority to Repurchase Shares   Mgmt For For For
  14 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  15 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Cnooc Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  0883 CINS Y1662W117   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual Hong Kong          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Accounts and Reports   Mgmt For For For
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 Elect WANG Dongjin   Mgmt For For For
  7 Elect XU Keqiang   Mgmt For For For
  8 Elect CHIU Sung Hong   Mgmt For For For
  9 Elect QIU Zhi Zhong   Mgmt For For For
  10 Directors’ Fees   Mgmt For For For
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  12 Authority to Repurchase Shares   Mgmt For For For
  13 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  14 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
DGB Financial Group Co Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  139130 CINS Y2058E109   03/28/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For Against Against
  2 Amendments to Articles   Mgmt For For For
  3 Elect LEE Yong Doo   Mgmt For For For
  4 Elect CHO Sun Ho   Mgmt For For For
  5 Elect LEE Sang Yeop   Mgmt For For For
  6 Elect KIM Taek Dong   Mgmt For For For
  7 Election of Independent Director to Become Audit Committee Member: LEE Jin Bok   Mgmt For For For
  8 Election of Audit Committee Member: CHO Sun Ho   Mgmt For For For
  9 Directors’ Fees   Mgmt For Against Against
               
               
               
Diamondback Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FANG CUSIP 25278X109   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven E. West   Mgmt For For For
  2 Elect Travis D. Stice   Mgmt For For For
  3 Elect Michael L. Hollis   Mgmt For For For
  4 Elect Michael P. Cross   Mgmt For For For
  5 Elect David L. Houston   Mgmt For For For
  6 Elect Mark L. Plaumann   Mgmt For For For
  7 Elect Melanie M. Trent   Mgmt For For For
  8 Amendment to the 2019 Equity Incentive Plan   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
               
               
               
DS Smith plc              
  Ticker Security ID:   Meeting Date Meeting Status
  SMDS CINS G2848Q123   07/10/2018 Voted
  Meeting Type Country of Trade          
  Ordinary United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Acquisition   Mgmt For For For
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
DS Smith plc              
  Ticker Security ID:   Meeting Date Meeting Status
  SMDS CINS G2848Q123   09/04/2018 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Elect Gareth Davis   Mgmt For For For
  5 Elect Miles W. Roberts   Mgmt For For For
  6 Elect Adrian Marsh   Mgmt For For For
  7 Elect Chris Britton   Mgmt For For For
  8 Elect Jonathan Nicholls   Mgmt For For For
  9 Elect Kathleen O’Donovan   Mgmt For For For
  10 Elect Louise Smalley   Mgmt For For For
  11 Appointment of Auditor   Mgmt For For For
  12 Authority to Set Auditor’s Fees   Mgmt For For For
  13 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  14 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  16 Authority to Repurchase Shares   Mgmt For For For
  17 Amendments to Articles (Hybrid Meetings)   Mgmt For For For
  18 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Electricity Generating Public Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  EGCO CINS Y22834116   04/18/2019 Voted
  Meeting Type Country of Trade          
  Annual Thailand          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Meeting Minutes   Mgmt For For For
  2 Results of Operations   Mgmt For For For
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Appointment of Auditor and Authority to Set Fees   Mgmt For Against Against
  6 Directors’ Fees   Mgmt For Against Against
  7 Elect Jaruwan Ruangswadipong   Mgmt For Against Against
  8 Elect Nikul Silasuwan   Mgmt For Against Against
  9 Elect Patana Sangsriroujana   Mgmt For Against Against
  10 Elect Jakgrich Pibulpairoj   Mgmt For For For
  11 Elect Shunichi Tanaka   Mgmt For Against Against
  12 Transaction of Other Business   Mgmt For Against Against
  13 Non-Voting Meeting Note   N/A N/A N/A N/A
  14 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Enel Americas SA              
  Ticker Security ID:   Meeting Date Meeting Status
  ENELAM CINS P37186106   04/30/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Chile          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Election of Directors   Mgmt For For For
  4 Directors’ Fees   Mgmt For For For
  5 Directors’ Committee’s Fees and Budget   Mgmt For For For
  6 Presentation of Report of the Board of Directors Expenses and Directors’ Committee Acts and Expenditures   Mgmt For For For
  7 Appointment of Auditor   Mgmt For For For
  8 Appointment of Account Inspectors; Fees   Mgmt For For For
  9 Appointment of Risk Rating Agency   Mgmt For For For
  10 Investment and Finance Policy   Mgmt For For For
  11 Dividend Policy   Mgmt For For For
  12 Report on Related Party Transactions   Mgmt For For For
  13 Report on Circular No.1816   Mgmt For For For
  14 Transaction of Other Business   Mgmt For Against Against
  15 Authorization of Legal Formalities   Mgmt For For For
               
               
               
Enel Americas SA              
  Ticker Security ID:   Meeting Date Meeting Status
  ENELAM CINS P37186106   04/30/2019 Voted
  Meeting Type Country of Trade          
  Special Chile          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  2 Amendments to Article 5 and First Transitory (Reconciliation of Share Capital)   Mgmt For For For
  3 Authorization of Legal Formalities Regarding Share Issuance    Mgmt For For For
  4 Authorization of Legal Formalities   Mgmt For For For
               
               
               
Energen Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  EGN CUSIP 29265N108   11/27/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
               
               
               
EOG Resources, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EOG CUSIP 26875P101   04/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Janet F. Clark   Mgmt For For For
  2 Elect Charles R. Crisp   Mgmt For For For
  3 Elect Robert P. Daniels   Mgmt For For For
  4 Elect James C. Day   Mgmt For For For
  5 Elect C. Christopher Gaut   Mgmt For For For
  6 Elect Julie J. Robertson   Mgmt For For For
  7 Elect Donald F. Textor   Mgmt For For For
  8 Elect William R. Thomas   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Gazprom              
  Ticker Security ID:   Meeting Date Meeting Status
  GAZP CINS 368287207   06/28/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Annual Report   Mgmt For For For
  2 Financial Statements    Mgmt For For For
  3 Allocation of Profits   Mgmt For For For
  4 Dividends   Mgmt For For For
  5 Appointment of Auditor   Mgmt For For For
  6 Non-Voting Agenda Item   N/A N/A N/A N/A
  7 Non-Voting Agenda Item   N/A N/A N/A N/A
  8 Audit Commission Fees   Mgmt For For For
  9 Amendments to Articles   Mgmt For For For
  10 Amendments to General Meeting Regulations    Mgmt For For For
  11 Amendments to Board Regulations   Mgmt For For For
  12 Amendments to Management Regulations   Mgmt For For For
  13 Termination of the Regulations on Dividend Policy    Mgmt For For For
  14 Non-Voting Agenda Item   N/A N/A N/A N/A
  15 Non-Voting Agenda Item   N/A N/A N/A N/A
  16 Non-Voting Agenda Item   N/A N/A N/A N/A
  17 Elect Viktor A. Zubkov   Mgmt For Abstain Against
  18 Elect Timur A. Kulibaev   Mgmt For Abstain Against
  19 Elect Denis V. Manturov   Mgmt For Abstain Against
  20 Elect Vitaly A. Markelov   Mgmt For Abstain Against
  21 Elect Viktor G Martynov   Mgmt For For For
  22 Elect Vladimir A. Mau   Mgmt For Abstain Against
  23 Non-Voting Agenda Item   N/A N/A N/A N/A
  24 Elect Alexander V. Novak   Mgmt For Abstain Against
  25 Elect Dmitry N. Patrushev   Mgmt For Abstain Against
  26 Elect Mikhail L. Sereda   Mgmt For Abstain Against
  27 Elect Ivan V. Bezmenov   Mgmt N/A For N/A
  28 Elect Vadim K. Bikulov   Mgmt N/A For N/A
  29 Elect Alexander A. Gladkov   Mgmt N/A For N/A
  30 Elect Margarita I. Mironova   Mgmt N/A For N/A
  31 Elect Yuri S. Nosov   Mgmt N/A For N/A
  32 Elect Karen I. Oganyan   Mgmt N/A For N/A
  33 Elect Dmitry A. Pashkovsky   Mgmt N/A Abstain N/A
  34 Elect Sergey R. Platonov   Mgmt N/A For N/A
  35 Elect Evgeniy M. Stolyarov   Mgmt N/A For N/A
  36 Elect Tatyana V. Fisenko   Mgmt N/A For N/A
  37 Non-Voting Meeting Note   N/A N/A N/A N/A
  38 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Grupo Financiero Banorte, S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  GFNORTE CINS P49501201   04/30/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 CEO’s Report and Financial Statements   Mgmt For For For
  2 Report of the Board on Accounting Policies   Mgmt For For For
  3 Report of the Board on Operations and Activities   Mgmt For For For
  4 Report on Audit and Corporate Governance Committee’s Operations and Activities   Mgmt For For For
  5 Ratification of Board, CEO and Audit and Corporate Governance Committee’s Acts   Mgmt For For For
  6 Allocation of Profits/Dividends   Mgmt For For For
  7 Dividend Policy   Mgmt For For For
  8 Report on Tax Compliance   Mgmt For For For
  9 Non-Voting Agenda Item   N/A N/A N/A N/A
  10 Elect Carlos Hank Gonzalez   Mgmt For For For
  11 Elect Juan Antonio Gonzalez Moreno   Mgmt For For For
  12 Elect David Villarreal Montemayor   Mgmt For For For
  13 Elect Jose Marcos Ramirez Miguel   Mgmt For For For
  14 Elect Everardo Elizondo Almaguer   Mgmt For For For
  15 Elect Carmen Patricia Armendariz Guerra   Mgmt For For For
  16 Elect Hector Reyes-Retana y Dahl   Mgmt For For For
  17 Elect Eduardo Livas Cantu   Mgmt For For For
  18 Elect Alfredo Elias Ayub   Mgmt For For For
  19 Elect Adrian G. Sada Cueva   Mgmt For For For
  20 Elect David Penaloza Alanis   Mgmt For For For
  21 Elect Jose Antonio Chedraui Eguia   Mgmt For For For
  22 Elect Alfonso de Angoitia Noriega   Mgmt For For For
  23 Elect Thomas Stanley Heather Rodriguez   Mgmt For For For
  24 Election of Graciela Gonzalez Moreno (Alternate)   Mgmt For For For
  25 Election of Juan Antonio Gonzalez Marcos (Alternate)   Mgmt For For For
  26 Election of Alberto Halabe Hamui (Alternate)   Mgmt For For For
  27 Election of Carlos de la Isla Corry (Alternate)   Mgmt For For For
  28 Election of Diego Martinez Rueda-Chapital (Alternate)   Mgmt For For For
  29 Election of Geraldo Salazar Viezca (Alternate)   Mgmt For For For
  30 Election Clemente Ismael Reyes Retana Valdes (Alternate)   Mgmt For For For
  31 Election of Roberto Kelleher Vales (Alternate)   Mgmt For For For
  32 Election of Isaac Becker Kabacnik (Alternate)   Mgmt For For For
  33 Election of Jose Maria Garza Trevino (Alternate)   Mgmt For For For
  34 Election of Carlos Cesarman Kolteniuk (Alternate)   Mgmt For For For
  35 Election of Humberto Tafolla Nunez (Alternate)   Mgmt For For For
  36 Election of Guadalupe Phillips Margain (Alternate)   Mgmt For For For
  37 Election of Ricardo Maldonado Yanez (Alternate)   Mgmt For For For
  38 Election of Board Secretary   Mgmt For For For
  39 Authority to Exempt Directors from Providing Own Indemnification   Mgmt For For For
  40 Directors’ Fees   Mgmt For For For
  41 Elect Hector Reyes-Retana y Dahl as Audit and Corporate Governance Committee Chair   Mgmt For For For
  42 Authority to Repurchase Shares   Mgmt For For For
  43 Election of Meeting Delegates   Mgmt For For For
               
               
               
Grupo Financiero Banorte, S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  GFNORTE CINS P49501201   05/30/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Dividends   Mgmt For For For
  2 Set Dividend Payment Date   Mgmt For For For
  3 Election of Meeting Delegates   Mgmt For For For
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Grupo Financiero Interacciones SA CV              
  Ticker Security ID:   Meeting Date Meeting Status
  GFINTER CINS P4951R153   07/04/2018 Voted
  Meeting Type Country of Trade          
  Special Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Amendments to Article 3   Mgmt For Abstain Against
  2 Legal Effects of Split-Off   Mgmt For Abstain Against
  3 Cancellation of Shares   Mgmt For Abstain Against
  4 Capitalization of Reserves   Mgmt For Abstain Against
  5 Accounting Adjustments   Mgmt For Abstain Against
  6 Amendments to Article 9   Mgmt For Abstain Against
  7 Authority to Issue Shares w/ Preemptive Rights   Mgmt For Abstain Against
  8 Election of Meeting Delegates   Mgmt For For For
               
               
               
Grupo Financiero Interacciones SA CV              
  Ticker Security ID:   Meeting Date Meeting Status
  GFINTER CINS P4951R153   07/04/2018 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For Abstain Against
  2 Reimbursement; Granting of Powers   Mgmt For Abstain Against
  3 Authority to Reduce Share Capital; Granting of Powers   Mgmt For Abstain Against
  4 Election of Meeting Delegates   Mgmt For For For
               
               
               
HCL Technologies Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  HCLTECH CINS Y3121G147   09/18/2018 Voted
  Meeting Type Country of Trade          
  Annual India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Elect Roshni Nadar Malhotra   Mgmt For Against Against
  3 Elect James Philip Adamczyk   Mgmt For For For
               
               
               
Indorama Ventures Public Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  IVL CINS Y39742112   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual Thailand          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Meeting Minutes   Mgmt For For For
  2 Results of Operations   Mgmt For For For
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect Amit Lohia   Mgmt For Against Against
  6 Elect Aloke  Lohia   Mgmt For For For
  7 Elect Sri Prakash Lohia   Mgmt For Against Against
  8 Elect Suchitra Lohia   Mgmt For For For
  9 Elect Sanjay Ahuja   Mgmt For For For
  10 Elect Tevin Vongvanich   Mgmt For For For
  11 Elect Yashovardhan Lohia   Mgmt For For For
  12 Directors’ Fees   Mgmt For For For
  13 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  14 Authority to Issue Debentures   Mgmt For For For
  15 Transaction of Other Business   Mgmt For Against Against
  16 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Industrial & Commercial Bank Of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1398 CINS Y3990B112   05/20/2019 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect HU Hao   Mgmt For For For
  3 Elect TAN Jiong   Mgmt For For For
  4 Issuance of Undated Additional Tier 1 Capital Bonds   Mgmt For For For
  5 Elect CHEN Siqing   Mgmt For For For
  6 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Industrial & Commercial Bank Of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1398 CINS Y3990B112   06/20/2019 Voted
  Meeting Type Country of Trade          
  Annual China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Directors’ Report   Mgmt For For For
  3 Supervisors’ Report   Mgmt For For For
  4 Accounts and Reports   Mgmt For For For
  5 Profit Distribution Plan 2018   Mgmt For For For
  6 2018 Fixed Asset Investment Plan   Mgmt For For For
  7 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  8 Elect YANG Siu Shun as Independent Director   Mgmt For For For
  9 Elect ZHANG Wei as Shareholder Supervisor   Mgmt For For For
  10 Elect SHEN Bingxi as External Supervisor   Mgmt For For For
  11 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  12 Elect LU Yongzhen as Non-executive director   Mgmt For For For
  13 Non-Voting Meeting Note   N/A N/A N/A N/A
  14 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Industrial & Commercial Bank Of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1398 CINS Y3990B112   11/21/2018 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect ZHENG Fuqing   Mgmt For For For
  3 Non-Voting Agenda Item   N/A N/A N/A N/A
  4 Elect Nout Wellink   Mgmt For For For
  5 Elect Fred HU Zuliu   Mgmt For For For
  6 Elect QU Qiang as Supervisor   Mgmt For For For
  7 Directors’ Fees for 2017   Mgmt For For For
  8 Supervisors’ Fees for 2017   Mgmt For For For
  9 Issuance of Eligible Tier 2 Capital Instruments   Mgmt For For For
  10 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  11 Type of Preference Shares    Mgmt For For For
  12 Number of Preference Shares and Issue Size   Mgmt For For For
  13 Method of Issuance   Mgmt For For For
  14 Par Value and Issue Price   Mgmt For For For
  15 Maturity   Mgmt For For For
  16 Target Investors   Mgmt For For For
  17 Lock-up Period   Mgmt For For For
  18 Terms of Distribution of Dividends   Mgmt For For For
  19 Terms of Mandatory Conversion   Mgmt For For For
  20 Terms of Conditional Redemption   Mgmt For For For
  21 Restrictions on Voting Rights   Mgmt For For For
  22 Restoration of Voting Rights   Mgmt For For For
  23 Order of Distribution of Residual Assets and Basis for Liquidation   Mgmt For For For
  24 Rating   Mgmt For For For
  25 Security   Mgmt For For For
  26 Use of Proceeds    Mgmt For For For
  27 Transfer   Mgmt For For For
  28 Relationship between Domestic and Offshore Issuance   Mgmt For For For
  29 Validity Period    Mgmt For For For
  30 Application and Approval Procedures    Mgmt For For For
  31 Matters relating to Authorisation   Mgmt For For For
  32 Type of Preference Shares    Mgmt For For For
  33 Number of Preference Shares and Issue Size   Mgmt For For For
  34 Method of Issuance   Mgmt For For For
  35 Par Value and Issue Price   Mgmt For For For
  36 Maturity   Mgmt For For For
  37 Target Investors   Mgmt For For For
  38 Lock-up Period   Mgmt For For For
  39 Terms of Distribution of Dividends   Mgmt For For For
  40 Terms of Mandatory Conversion   Mgmt For For For
  41 Terms of Conditional Redemption   Mgmt For For For
  42 Restrictions on Voting Rights   Mgmt For For For
  43 Restoration of Voting Rights    Mgmt For For For
  44 Order of Distribution of Residual Assets and Basis for Liquidation   Mgmt For For For
  45 Rating   Mgmt For For For
  46 Security   Mgmt For For For
  47 Use of Proceeds   Mgmt For For For
  48 Transfer   Mgmt For For For
  49 Relationship between Domestic and Offshore Issuance   Mgmt For For For
  50 Validity Period   Mgmt For For For
  51 Application and Approval Procedures   Mgmt For For For
  52 Matters relating to Authorisation   Mgmt For For For
  53 Impact on Dilution of Immediate Returns of Issuance of Preference
Shares and Remedial Measures		   Mgmt For For For
  54 Shareholder Return Plan for 2018 to 2020    Mgmt For For For
  55 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Industrial Bank of Korea              
  Ticker Security ID:   Meeting Date Meeting Status
  024110 CINS Y3994L108   03/27/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For Against Against
  2 Amendments to Articles   Mgmt For For For
  3 Directors’ Fees   Mgmt For For For
  4 Corporate Auditors’ Fees   Mgmt For For For
               
               
               
Infosys Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  INFY CINS Y4082C133   03/12/2019 Voted
  Meeting Type Country of Trade          
  Other India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Authority to Repurchase Shares   Mgmt For For For
  3 Elect Kiran Mazumdar Shaw   Mgmt For Against Against
               
               
               
Infosys Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  INFY CINS Y4082C133   06/22/2019 Voted
  Meeting Type Country of Trade          
  Annual India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Reports   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Elect Nandan Nilekani   Mgmt For For For
  5 Approval of Infosys Expanded Stock Ownership Program 2019   Mgmt For Against Against
  6 Extension of Infosys Expanded Stock Ownership Program 2019 to Subsidiary Companies   Mgmt For Against Against
  7 Acquisition of the Company’s Shares on the Secondary Market to Implement Infosys Expanded Stock Ownership Program 2019   Mgmt For Against Against
  8 Grant Stock Incentives to Salil Parekh under the Infosys Expanded Stock Ownership Program 2019   Mgmt For Against Against
  9 Revision of Remuneration of Salil Parekh (MD/CEO)   Mgmt For Against Against
  10 Grant Stock Incentives to U. B. Pravin Rao (COO and Whole-Time Director) under the Infosys Expanded Stock Ownership Program 2019   Mgmt For Against Against
               
               
               
Infosys Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  INFY CINS Y4082C133   08/22/2018 Voted
  Meeting Type Country of Trade          
  Other India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Increase in Authorized Capital   Mgmt For For For
  3 Amendments to Memorandum   Mgmt For For For
  4 Bonus Share Issuance   Mgmt For For For
  5 Elect Michael Gibbs   Mgmt For For For
               
               
               
Kumho Petro Chemical Co.,Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  011780 CINS Y5S159113   03/29/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For Against Against
  2 Amendments to Articles   Mgmt For For For
  3 Elect JUNG Jin Ho   Mgmt For Against Against
  4 Elect JEONG Yong Sun   Mgmt For For For
  5 Elect PARK Chan Goo   Mgmt For Against Against
  6 Elect SHIN Woo Sung   Mgmt For For For
  7 Election of Audit Committee Member: JUNG Jin Ho   Mgmt For Against Against
  8 Directors’ Fees   Mgmt For For For
               
               
               
Kunlun Energy Company Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  0135 CINS G5320C108   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual Bermuda          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect ZHAO Zhongxun   Mgmt For For For
  6 Elect LIU Xiao Feng   Mgmt For For For
  7 Elect Patrick SUN   Mgmt For Against Against
  8 Directors’ Fees   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Lee & Man Paper Manufacturing Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  2314 CINS G5427W130   12/05/2018 Voted
  Meeting Type Country of Trade          
  Special Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Buying Agent Agreement   Mgmt For For For
               
               
               
LSR Group OJSC              
  Ticker Security ID:   Meeting Date Meeting Status
  LSRG CINS 50218G206   06/28/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Annual Report   Mgmt For For For
  2 Financial Statements   Mgmt For For For
  3 Allocation of Profits/Dividends;  Directors’ and Audit
Commission Fees		   Mgmt For For For
  4 Board Size   Mgmt For For For
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Elect Dmitry V. Goncharov   Mgmt For Abstain Against
  7 Elect Igor M. Levit   Mgmt For Abstain Against
  8 Elect Aleksey P. Makhnev   Mgmt For For For
  9 Elect Andrey Y. Molchanov   Mgmt For Abstain Against
  10 Elect Andrey A. Nesterenko   Mgmt For For For
  11 Elect Vitaly G. Podolsky   Mgmt For For For
  12 Elect Alexander M. Prisyazhnyuk   Mgmt For For For
  13 Elect Natalia S. Klevtsova   Mgmt For For For
  14 Elect Denis G. Sinyugin   Mgmt For For For
  15 Elect Ludmila V. Fradina   Mgmt For For For
  16 Appointment of Auditor (RAS)   Mgmt For For For
  17 Appointment of Auditor (IFRS)   Mgmt For For For
  18 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Megaworld Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MEG CINS Y59481112   06/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Philippines          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Call To Order   Mgmt For For For
  2 Approval of Notice and Quorum   Mgmt For For For
  3 Meeting Minutes   Mgmt For For For
  4 Annual Report   Mgmt For For For
  5 Appointment of Auditor   Mgmt For For For
  6 Ratification of Board Acts   Mgmt For For For
  7 Elect Andrew L. TAN   Mgmt For Against Against
  8 Elect Katherine L. TAN   Mgmt For Against Against
  9 Elect Kingson U. SIAN   Mgmt For For For
  10 Elect Enrique Santos L. Sy   Mgmt For For For
  11 Elect Jesus B. Varela   Mgmt For For For
  12 Elect Cresencio P. Aquino   Mgmt For Against Against
  13 Elect Roberto Guevara   Mgmt For Against Against
  14 Transaction of Other Business   Mgmt For Against Against
  15 Adjournment   Mgmt For For For
  16 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Mexichem S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  MEXCHEM CINS P57908132   04/23/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Presentation of Report of the Audit Committee   Mgmt For For For
  3 Presentation of Report of the Corporate Governance Committee   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Election of Directors; Elect Committees Chairs; Elect Board Secretary   Mgmt For For For
  6 Directors’ Fees   Mgmt For For For
  7 Authority to Repurchase Shares   Mgmt For For For
  8 Report on the Company’s Share Repurchase Program   Mgmt For For For
  9 Approve Shareholder’s Meeting Resolutions (Extraordinary Dividends)   Mgmt For For For
  10 Amendments to Articles   Mgmt For For For
  11 Election of Meeting Delegates   Mgmt For For For
               
               
               
Mexichem S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  MEXCHEM CINS P57908132   08/21/2018 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Interim Dividend   Mgmt For For For
  2 Authorization of Legal Formalities   Mgmt For For For
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Mexichem S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  MEXCHEM CINS P57908132   11/26/2018 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Interim Dividend   Mgmt For For For
  2 Election of Meeting Delegates   Mgmt For For For
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
MOL Hungarian Oil And Gas Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  MOL CINS X5S32S129   04/11/2019 Voted
  Meeting Type Country of Trade          
  Annual Hungary          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Voting Method    Mgmt For For For
  6 Election of Meeting Bodies   Mgmt For For For
  7 Accounts and Reports; Allocation of Profits; Corporate
Governance Declaration 		   Mgmt For For For
  8 Allocation of Profits   Mgmt For For For
  9 Corporate Governance Declaration    Mgmt For For For
  10 Ratification of Board Acts   Mgmt For For For
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  12 Presentation of Information on Share Repurchase   Mgmt For For For
  13 Authority to Repurchase and Reissue Shares   Mgmt For Against Against
  14 Elect Sandor Csanyi   Mgmt For For For
  15 Elect Anthony Radev   Mgmt For Against Against
  16 Elect Janos Martonyi   Mgmt For For For
  17 Elect Talal Al Awfi   Mgmt For For For
  18 Elect Anett Pandurics   Mgmt For For For
  19 Elect Anett Pandurics to Audit Committee   Mgmt For For For
  20 Increase in Authorized Capital (Series A Shareholders)   Mgmt For For For
  21 Increase in Authorized Capital (Series B Shareholders)   Mgmt For For For
  22 Increase in Authorized Capital   Mgmt For For For
               
               
               
Mondi plc              
  Ticker Security ID:   Meeting Date Meeting Status
  MNDI CINS G6258S107   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect Tanya Fratto   Mgmt For For For
  3 Elect Stephen C. Harris   Mgmt For For For
  4 Elect Andrew King   Mgmt For For For
  5 Elect Peter Oswald   Mgmt For For For
  6 Elect Fred Phaswana   Mgmt For For For
  7 Elect Dominique Reiniche   Mgmt For For For
  8 Elect David Williams   Mgmt For For For
  9 Elect Stephen Young   Mgmt For For For
  10 Elect Audit Committee Member (Tanya Fratto)   Mgmt For For For
  11 Elect Audit Committee Member (Stephen C. Harris)   Mgmt For For For
  12 Elect Audit Committee Member (Stephen Young)   Mgmt For For For
  13 Accounts and Reports (Mondi Limited)   Mgmt For For For
  14 Remuneration Policy (Advisory) (Mondi Limited)   Mgmt For For For
  15 Remuneration Report (Advisory) (Mondi Limited)   Mgmt For For For
  16 Approve NEDs’ Fees (Mondi Limited)   Mgmt For For For
  17 Final Dividend (Mondi Limtied)   Mgmt For For For
  18 Appointment of Auditor (Mondi Limtied)   Mgmt For For For
  19 Authority to Set Auditor’s Fees (Mondi Limtied)   Mgmt For For For
  20 Approve Financial Assistance (Mondi Limited)   Mgmt For For For
  21 General Authority to Issue Ordinary Shares (Mondi Limited)   Mgmt For For For
  22 General Authority to Issue Special Converting Shares
(Mondi Limited)		   Mgmt For For For
  23 Authority to Issue Shares w/o Preemptive Rights (Mondi Limited)   Mgmt For For For
  24 Authority to Repurchase Shares (Mondi Limtied)   Mgmt For For For
  25 Accounts and Reports (Mondi plc)   Mgmt For For For
  26 Remuneration Report (Advisory) (Mondi plc)   Mgmt For For For
  27 Final Dividend (Mondi plc)   Mgmt For For For
  28 Appointment of Auditor (Mondi plc)   Mgmt For For For
  29 Authority to Set Auditor’s Fees (Mondi plc)   Mgmt For For For
  30 Authority to Issue Shares w/ Preemptive Rights (Mondi
plc) 		   Mgmt For For For
  31 Authority to Issue Shares w/o Preemptive Rights (Mondi
plc)		   Mgmt For For For
  32 Authority to Repurchase Shares (Mondi plc)   Mgmt For For For
  33 Approve Simplification of Dual-Listed Structure (Simplification)   Mgmt For For For
  34 Amendments to Articles of Mondi plc (Simplification)   Mgmt For For For
  35 Cancellation of Mondi plc Deferred Shares (Simplification)   Mgmt For For For
  36 Amendments to Articles of Mondi Limited (Simplification)   Mgmt For For For
  37 Cancellation of Mondi Limited Deferred Shares (Simplification)   Mgmt For For For
  38 Issuance of Non-Voting Shares (Simplification)   Mgmt For For For
  39 Amendments to Articles   Mgmt For For For
  40 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  41 Authority to Repurchase Shares   Mgmt For For For
  42 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Motor Oil (Hellas) Corinth Refineries S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  MOH CINS X55904100   06/05/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Greece          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Ratification of Board and Auditor’s Acts   Mgmt For For For
  3 Election of Directors    Mgmt For Against Against
  4 Election of Audit Committee Members   Mgmt For For For
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 Appointment of Auditor and Authority to Set Fees   Mgmt For Against Against
  7 Directors’ Fees   Mgmt For For For
  8 Directors’ Fees (Advance Payments)   Mgmt For For For
  9 Special Bonus   Mgmt For Against Against
  10 Remuneration Policy    Mgmt For Against Against
  11 Amendments to Articles    Mgmt For For For
  12 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Motor Oil (Hellas) Corinth Refineries S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  MOH CINS X55904100   10/24/2018 Voted
  Meeting Type Country of Trade          
  Special Greece          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Related Party Transactions (Tallon Commodities Limited)   Mgmt For Against Against
  2 Related Party Transactions (Tallon PTE LTD)   Mgmt For Against Against
  3 Amendments to Corporate Purpose   Mgmt For For For
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Nine Dragons Paper (Holdings) Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  2689 CINS G65318100   12/18/2018 Voted
  Meeting Type Country of Trade          
  Annual Bermuda          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect CHEUNG Yan   Mgmt For Against Against
  6 Elect Ken LIU   Mgmt For For For
  7 Elect ZHANG Yuanfu   Mgmt For Against Against
  8 Elect Maria TAM Wai Chu   Mgmt For Against Against
  9 Elect CHEN Kefu   Mgmt For For For
  10 Directors’ Fees   Mgmt For For For
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  12 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  13 Authority to Repurchase Shares   Mgmt For For For
  14 Authority to Issue Repurchased Shares   Mgmt For Against Against
  15 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Oil & Natural Gas Corporation Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  ONGC CINS Y64606133   09/28/2018 Voted
  Meeting Type Country of Trade          
  Annual India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Ajay Kumar Dwivedi   Mgmt For For For
  4 Authority to Set Auditor’s Fees   Mgmt For For For
  5 Elect Ganga Murthy   Mgmt For For For
  6 Elect Shashi Shanker   Mgmt For Against Against
  7 Elect Sambit Patra   Mgmt For For For
  8 Elect Subhash Kumar   Mgmt For For For
  9 Elect Rajesh Shyamsunder Kakkar   Mgmt For Against Against
  10 Elect Sanjay Kumar Moitra   Mgmt For For For
  11 Authority to Set Cost Auditor’s Fees   Mgmt For For For
  12 Amendment of Memorandum of Association and Adoption of New Articles   Mgmt For Abstain Against
  13 Related Party Transactions   Mgmt For For For
               
               
               
OTP Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  OTP CINS X60746181   04/12/2019 Voted
  Meeting Type Country of Trade          
  Annual Hungary          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Accounts and Reports; Allocation of Profits/Dividends   Mgmt For For For
  5 Corporate Governance Report   Mgmt For For For
  6 Ratification of Management Acts   Mgmt For For For
  7 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  8 Amendments to Articles (Authorize Bundled Amendments)   Mgmt For For For
  9 Amendments to Articles 9.4, 9.14, 10.1, 10.2, 10.3, 10.4, 11.6, 12/A.1 & 12/A.2   Mgmt For For For
  10 Elect Klara Bella   Mgmt For For For
  11 Remuneration Guidelines    Mgmt For For For
  12 Supervisory Board and Directors’ Fees   Mgmt For For For
  13 Authority to Repurchase and Reissue Shares   Mgmt For Against Against
  14 Non-Voting Meeting Note   N/A N/A N/A N/A
  15 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Petroleo Brasileiro S.A. - Petrobras              
  Ticker Security ID:   Meeting Date Meeting Status
  PETR3 CINS P78331140   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual Brazil          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Elect Daniel Alves Ferreira as Supervisory Council Member presented by Preferred Shareholders   Mgmt N/A For N/A
  5 Instructions if Meeting is Held on Second Call   Mgmt N/A Against N/A
  6 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Petron Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  PCOR CINS Y6885F106   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Philippines          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Call To Order   Mgmt For For For
  3 Determination of Quorum    Mgmt For For For
  4 Meeting Minutes    Mgmt For For For
  5 Accounts and Reports   Mgmt For For For
  6 Ratification of Board Acts   Mgmt For For For
  7 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  8 Elect Eduardo M. Cojuangco, Jr.   Mgmt For Against Against
  9 Elect Ramon S. Ang   Mgmt For For For
  10 Elect Lubin B. Nepomuceno   Mgmt For For For
  11 Elect Estelito P. Mendoza   Mgmt For For For
  12 Elect Jose P. De Jesus   Mgmt For For For
  13 Elect Ron W. Haddock   Mgmt For For For
  14 Elect Aurora T. Calderon   Mgmt For Against Against
  15 Elect Mirzan Mahathir   Mgmt For For For
  16 Elect Virgilio S. Jacinto   Mgmt For For For
  17 Elect Nelly Favis Villafuerte   Mgmt For For For
  18 Elect Horacio C. Ramos   Mgmt For For For
  19 Elect Reynaldo G. David   Mgmt For Against Against
  20 Elect Artemio V. Panganiban   Mgmt For Against Against
  21 Elect Margarito B Teves   Mgmt For Against Against
  22 Elect Carlos Jericho L. Petilla   Mgmt For For For
  23 Transaction of Other Business   Mgmt For Against Against
  24 Right to Adjourn Meeting   Mgmt For For For
  25 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Pioneer Natural Resources Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PXD CUSIP 723787107   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Edison C. Buchanan   Mgmt For For For
  2 Elect Andrew F. Cates   Mgmt For For For
  3 Elect Phillip A. Gobe   Mgmt For For For
  4 Elect Larry R. Grillot   Mgmt For For For
  5 Elect Stacy P. Methvin   Mgmt For For For
  6 Elect Royce W. Mitchell   Mgmt For For For
  7 Elect Frank A. Risch   Mgmt For For For
  8 Elect Scott D. Sheffield   Mgmt For For For
  9 Elect Mona K. Sutphen   Mgmt For For For
  10 Elect J. Kenneth Thompson   Mgmt For For For
  11 Elect Phoebe A. Wood   Mgmt For For For
  12 Elect Michael D. Wortley   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
PJSC Lukoil              
  Ticker Security ID:   Meeting Date Meeting Status
  LKOH CINS 69343P105   06/20/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports; Allocation of Profits/Dividends   Mgmt For For For
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Elect Vagit Y. Alekperov   Mgmt N/A Abstain N/A
  4 Elect Victor V. Blazheev   Mgmt N/A Abstain N/A
  5 Elect Toby T. Gati   Mgmt N/A For N/A
  6 Elect Valery I. Grayfer   Mgmt N/A Abstain N/A
  7 Elect Ravil U. Maganov   Mgmt N/A Abstain N/A
  8 Elect Roger Munnings   Mgmt N/A For N/A
  9 Elect Nikolai M. Nikolaev   Mgmt N/A Abstain N/A
  10 Elect Pavel M. Teplukhin   Mgmt N/A For N/A
  11 Elect Leonid A. Fedun   Mgmt N/A Abstain N/A
  12 Elect Lyubov N. Khoba   Mgmt N/A Abstain N/A
  13 Elect Sergei D. Shatalov   Mgmt N/A For N/A
  14 Elect Wolfgang Schussel   Mgmt N/A For N/A
  15 Elect Ivan N. Vrublevsky   Mgmt For For For
  16 Elect Artem V. Otrubyannikov   Mgmt For For For
  17 Elect Pavel A. Suloev   Mgmt For For For
  18 Directors’ Fees (FY2018)   Mgmt For For For
  19 Directors’ Fees (FY2019)   Mgmt For For For
  20 Audit Commission Fees (FY2018)    Mgmt For For For
  21 Audit Commission Members’ Fees (FY2019)    Mgmt For For For
  22 Appointment of Auditor   Mgmt For For For
  23 Amendments to General Meeting Regulations   Mgmt For For For
  24 Authority to Reduce Share Capital   Mgmt For For For
  25 D&O Insurance   Mgmt For For For
  26 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
PJSC Lukoil              
  Ticker Security ID:   Meeting Date Meeting Status
  LKOH CINS 69343P105   08/24/2018 Voted
  Meeting Type Country of Trade          
  Special Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Authority to Repurchase Shares and Reduce Share Capital   Mgmt For For For
               
               
               
PJSC Lukoil              
  Ticker Security ID:   Meeting Date Meeting Status
  LKOH CINS 69343P105   12/03/2018 Voted
  Meeting Type Country of Trade          
  Special Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Interim Dividends (3Q2017)   Mgmt For For For
  2 Directors’ Fees   Mgmt For For For
  3 Amendments to Articles    Mgmt For For For
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Posco              
  Ticker Security ID:   Meeting Date Meeting Status
  005490 CINS Y70750115   03/15/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Allocation of Profits/Dividends   Mgmt For Against Against
  3 Articles 6, 9, 9-2, 13, and 18   Mgmt For For For
  4 Article 51   Mgmt For For For
  5 Article 23   Mgmt For For For
  6 Elect CHANG In Hwa   Mgmt For For For
  7 Elect CHON Jung Son   Mgmt For Against Against
  8 Elect KIM Hag Dong   Mgmt For For For
  9 Elect Jeong Tak   Mgmt For For For
  10 Elect KIM Shin Bae   Mgmt For For For
  11 Elect CHUNG Moon Ki   Mgmt For Against Against
  12 Elect PARK Heui Jae   Mgmt For For For
  13 Election of Audit Committee Member: CHUNG Moon Ki    Mgmt For Against Against
  14 Directors’ Fees   Mgmt For For For
               
               
               
Posco              
  Ticker Security ID:   Meeting Date Meeting Status
  005490 CINS Y70750115   07/27/2018 Voted
  Meeting Type Country of Trade          
  Special Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect CHOI Jung Woo   Mgmt For For For
               
               
               
PT Waskita Beton Precast Tbk              
  Ticker Security ID:   Meeting Date Meeting Status
  WSBP CINS ADPV37306   07/03/2018 Voted
  Meeting Type Country of Trade          
  Special Indonesia          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Election of Directors and/or Commissioners (Slate)   Mgmt For Against Against
               
               
               
PTT Global Chemical Public Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  PTTGC CINS Y7150W105   04/05/2019 Voted
  Meeting Type Country of Trade          
  Annual Thailand          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Chatchalerm Chalermsukh   Mgmt For Against Against
  4 Elect Prasan Chuaphanich   Mgmt For For For
  5 Elect Watanan Petersik   Mgmt For Against Against
  6 Elect Don Wasantapruek   Mgmt For For For
  7 Elect Supattanapong  Punmeechaow   Mgmt For For For
  8 Directors’ Fees and Bonuses   Mgmt For Against Against
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Amendments to Articles of Association   Mgmt For For For
  11 Transaction of Other Business   Mgmt For Against Against
  12 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Regional S.A.de C.V              
  Ticker Security ID:   Meeting Date Meeting Status
  R CINS P8008V109   03/27/2019 Voted
  Meeting Type Country of Trade          
  Annual Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Financial Statements; CEO’s Report; Auditor’s Report    Mgmt For Abstain Against
  3 Report of the Board of Directors   Mgmt For Abstain Against
  4 Report of the Audit and Corporate
Governance Committees 		   Mgmt For Abstain Against
  5 Allocation of Profits   Mgmt For Abstain Against
  6 Dividends   Mgmt For Abstain Against
  7 Authority to Repurchase Shares   Mgmt For Abstain Against
  8 Report on Share Repurchase Program    Mgmt For Abstain Against
  9 Ratification of Board Acts   Mgmt For Abstain Against
  10 Election of Directors; Verification of Directors’ Independence Status; Election of Board Chair and Secretary   Mgmt For Abstain Against
  11 Election of Audit and Corporate Governance
Committee Chair and Members 		   Mgmt For Abstain Against
  12 Directors’ Fees   Mgmt For Abstain Against
  13 Election of Meeting Delegates   Mgmt For For For
  14 Minutes   Mgmt For For For
               
               
               
Regional S.A.de C.V              
  Ticker Security ID:   Meeting Date Meeting Status
  R CINS P8008V109   03/27/2019 Voted
  Meeting Type Country of Trade          
  Special Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Amendments to Articles   Mgmt For Abstain Against
  2 Election of Meeting Delegates   Mgmt For For For
  3 Minutes   Mgmt For For For
               
               
               
Reliance Industries Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  RELIANCE CINS Y72596102   07/05/2018 Voted
  Meeting Type Country of Trade          
  Annual India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Reports (Standalone)   Mgmt For For For
  3 Accounts and Reports (Consolidated)   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect P.M.S. Prasad   Mgmt For Against Against
  6 Elect Nikhil R. Meswani   Mgmt For Against Against
  7 Appointment of Muskesh D. Ambani (Chairman and Managing Director); Approval of Remuneration   Mgmt For Against Against
  8 Elect Adil Zainulbhai   Mgmt For Against Against
  9 Authority to Set Cost Auditor’s Fees   Mgmt For For For
  10 Authority to Issue Non-Convertible Debentures   Mgmt For For For
               
               
               
Rosneft Oil Co OAO              
  Ticker Security ID:   Meeting Date Meeting Status
  ROSN CINS 67812M207   09/28/2018 Voted
  Meeting Type Country of Trade          
  Special Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Interim Dividends (1H2018)   Mgmt For For For
               
               
               
Rosneft Oil Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  ROSN CINS 67812M207   06/04/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Annual Report   Mgmt For For For
  2  Financial Statements    Mgmt For For For
  3 Allocation of Profits   Mgmt For For For
  4 Dividends   Mgmt For For For
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Audit Commission Fees   Mgmt For For For
  7 Non-Voting Agenda Item   N/A N/A N/A N/A
  8 Elect Olga A. Andrianova   Mgmt For For For
  9 Elect Alexander E. Bogashov   Mgmt For For For
  10 Elect Sergey I. Poma   Mgmt For For For
  11 Elect Zakhar B. Sabantsev   Mgmt For For For
  12 Elect Pavel G. Shumov   Mgmt For For For
  13 Appointment of Auditor   Mgmt For For For
  14 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Rubis              
  Ticker Security ID:   Meeting Date Meeting Status
  RUI CINS F7686C152   06/11/2019 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Accounts and Reports   Mgmt For For For
  6 Consolidated Accounts and Reports   Mgmt For For For
  7 Allocation of Profits/Dividends   Mgmt For For For
  8 Scrip Dividend   Mgmt For For For
  9 Elect Chantal  Mazzacurati   Mgmt For For For
  10 Elect Marie-Helene Dessailly   Mgmt For For For
  11 Elect Aurelie Goulart-Lechevalier   Mgmt For For For
  12 Elect Carole Fiquemont   Mgmt For For For
  13 Elect Marc-Olivier Laurent   Mgmt For For For
  14 Supervisory Board Members’ Fees   Mgmt For For For
  15 Remuneration of Gilles Gobin, Managing Partner   Mgmt For For For
  16 Remuneration of Gilles Gobin (Sorgema SARL), Managing Partner   Mgmt For For For
  17 Remuneration of Jacques Riou (Agena SAS), Managing Partner   Mgmt For For For
  18 Remuneration of Olivier Heckenroth, Supervisory Board Chair   Mgmt For For For
  19 Authority to Repurchase and Reissue Shares   Mgmt For For For
  20 Special Auditors Report on Regulated Agreements   Mgmt For For For
  21 Global Ceiling on Capital Increases and Debt Issuances   Mgmt For For For
  22 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights   Mgmt For For For
  23 Greenshoe   Mgmt For For For
  24 Authority to Increase Capital Through Capitalisations   Mgmt For For For
  25 Authority to Increase Capital in Consideration for Contributions In Kind    Mgmt For For For
  26 Authority to Issue Performance Shares   Mgmt For For For
  27 Authority to Grant Stock Options   Mgmt For For For
  28 Employee Stock Purchase Plan   Mgmt For For For
  29 Amendments to Article 1 of the Articles of Association   Mgmt For For For
  30 Authorisation of Legal Formalities   Mgmt For For For
               
               
               
Samsung Electronics Co., Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  005930 CINS Y74718100   03/20/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For For For
  2 Election of Independent Director: BAHK Jae Wan   Mgmt For Against Against
  3 Election of Independent Director: KIM Han Jo   Mgmt For For For
  4 Election of Independent Director: Curie AHN Gyu Ri   Mgmt For For For
  5 Election of Audit Committee Member: BAHK Jae Wan   Mgmt For Against Against
  6 Election of Audit Committee Member: KIM Han Jo   Mgmt For For For
  7 Directors’ Fees   Mgmt For For For
               
               
               
Sberbank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBER CINS 80585Y308   05/24/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Annual Report   Mgmt For For For
  2 Financial Statements   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Appointment of Auditor   Mgmt For Against Against
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Elect Esko Tapani Aho   Mgmt For For For
  7 Elect Leonid B. Boguslavskiy   Mgmt For For For
  8 Elect Valery P. Goreglyad   Mgmt For Abstain Against
  9 Elect Herman O. Gref   Mgmt For Abstain Against
  10 Elect Bella I. Zlatkis   Mgmt For Abstain Against
  11 Elect Nadezhda Y. Ivanova   Mgmt For Abstain Against
  12 Elect Sergey M. Ignatyev   Mgmt For Abstain Against
  13 Elect Nikolay Kudryavtsev   Mgmt For For For
  14 Elect Aleksandr P. Kuleshov   Mgmt For For For
  15 Elect Gennady G. Melikyan   Mgmt For For For
  16 Elect Maksim S. Oreshkin   Mgmt For Abstain Against
  17 Elect Olga N. Skorobogatova   Mgmt For Abstain Against
  18 Elect Nadya Wells   Mgmt For For For
  19 Elect Sergei A. Shvetsov   Mgmt For Abstain Against
  20 Appointment of CEO   Mgmt For For For
  21 Amendments to Articles   Mgmt For For For
  22 Amendments to Board Regulations   Mgmt For For For
  23 Amendments to Management Board Regulations   Mgmt For For For
  24 Elect Alexey A. Bogatov   Mgmt For For For
  25 Elect Natalya P. Borodina   Mgmt For For For
  26 Elect Maria S. Voloshina   Mgmt For For For
  27 Elect Tatiana A. Domanskaya   Mgmt For For For
  28 Elect Yulia Y. Isakhanova   Mgmt For For For
  29 Elect Irina B. Litvinova   Mgmt For For For
  30 Elect  Alexei E. Minenko   Mgmt For For For
  31 Non-Voting Meeting Note   N/A N/A N/A N/A
  32 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
SFA Engineering Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  056190 CINS Y7676C104   03/26/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For Against Against
  2 Elect WON Jin   Mgmt For For For
  3 Elect KIM Young Min   Mgmt For Against Against
  4 Elect LEE Myung Jae   Mgmt For For For
  5 Elect JUNG Chan Seon   Mgmt For For For
  6 Elect JANG Soon Nam   Mgmt For For For
  7 Elect JO In Hwae   Mgmt For Against Against
  8 Elect JUNG Sung Ho   Mgmt For Against Against
  9 Election of Audit Committee Member: JANG Soon Nam   Mgmt For For For
  10 Election of Audit Committee Member: JO In Hwae   Mgmt For Against Against
  11 Election of Audit Committee Member: JUNG Sung Ho   Mgmt For Against Against
  12 Directors’ Fees   Mgmt For Against Against
  13 Amendments to Articles   Mgmt For For For
  14 Amendments to Executive Officer Retirement Allowance Policy   Mgmt For For For
               
               
               
Shenzhen Expressway Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  0548 CINS Y7741B107   08/10/2018 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Self Examination Report Regarding Real Estate Business   Mgmt For For For
               
               
               
Shinhan Financial Group Co., Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  055550 CINS Y7749X101   03/27/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For Against Against
  2 Amendments to Articles    Mgmt For For For
  3 Elect JIN Ok Dong   Mgmt For For For
  4 Elect PARK Ansoon   Mgmt For For For
  5 Elect PARK Cheul   Mgmt For For For
  6 Elect BYEON Yang Ho   Mgmt For For For
  7 Elect LEE Manwoo   Mgmt For Against Against
  8 Elect LEE Yoon Jae   Mgmt For For For
  9 Elect Philippe Avril   Mgmt For For For
  10 Elect HUH Yong Hak   Mgmt For For For
  11 Elect Yuki Hirakawa   Mgmt For For For
  12 Election of Independent Director to become Audit Committee Member: SUNG Jae Ho   Mgmt For For For
  13 Election of Audit Committee Member: LEE Manwoo    Mgmt For Against Against
  14 Election of Audit Committee Member: LEE Yoon Jae    Mgmt For For For
  15 Directors’ Fees   Mgmt For For For
               
               
               
SK Innovation Co., Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  096770 CINS Y8063L103   03/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For Against Against
  2 Amendments to Articles   Mgmt For For For
  3 Elect LEE Myeong Young   Mgmt For Against Against
  4 Elect KIM Joon   Mgmt For For For
  5 Elect HA Yun Kyoung   Mgmt For For For
  6 Election of Audit Committee Member: KIM Joon   Mgmt For For For
  7 Directors’ Fees   Mgmt For For For
  8 Spin-off   Mgmt For For For
               
               
               
Taiwan Semiconductor Manufacturing Co., Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  2330 CINS Y84629107   06/05/2019 Voted
  Meeting Type Country of Trade          
  Annual Taiwan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Amendments to Articles    Mgmt For For For
  4 Amendments to Procedural Rules: Acquisition and Disposal of Assets   Mgmt For For For
  5 Elect Moshe  N.Gavrielov   Mgmt For For For
               
               
               
Tencent Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  700 CINS G87572163   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect Jacobus Petrus Bekker   Mgmt For For For
  6 Elect Ian C. Stone   Mgmt For For For
  7 Directors’ Fees   Mgmt For For For
  8 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  9 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  10 Authority to Repurchase Shares   Mgmt For For For
  11 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Tencent Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  700 CINS G87572163   05/15/2019 Voted
  Meeting Type Country of Trade          
  Special Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Refreshment of Share Option Scheme of Tencent Music Entertainment Group   Mgmt For Against Against
               
               
               
The Kansai Electric Power Company, Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  9503 CINS J30169106   06/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Absorption-Type Company Split   Mgmt For For For
  4 Amendments to Articles   Mgmt For For For
  5 Elect Makoto Yagi   Mgmt For For For
  6 Elect Shigeki Iwane   Mgmt For For For
  7 Elect Yoshihiro Doi   Mgmt For For For
  8 Elect Takashi Morimoto   Mgmt For For For
  9 Elect Toyokazu Misono   Mgmt For For For
  10 Elect Koji Inada   Mgmt For For For
  11 Elect Ikuo Morinaka   Mgmt For For For
  12 Elect Yasuji Shimamoto   Mgmt For For For
  13 Elect Takao Matsumura   Mgmt For For For
  14 Elect Noriyuki Inoue   Mgmt For Against Against
  15 Elect Takamune Okihara   Mgmt For For For
  16 Elect Tetsuya Kobayashi   Mgmt For For For
  17 Elect Hisako Makimura   Mgmt For For For
  18 Elect Yasuhiro Yashima   Mgmt For For For
  19 Elect Yasushi Sugimoto   Mgmt For For For
  20 Elect Yukishige Higuchi   Mgmt For For For
  21 Elect Tsutomu Toichi   Mgmt For For For
  22 Elect Fumio Otsubo   Mgmt For For For
  23 Elect Shigeo Sasaki   Mgmt For For For
  24 Elect Atsuko Kaga   Mgmt For For For
  25 Shareholder Proposal Regarding Company Vision   ShrHoldr Against Against For
  26 Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes   ShrHoldr Against For Against
  27 Shareholder Proposal Regarding Corporate Social Responsibility   ShrHoldr Against Against For
  28 Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology   ShrHoldr Against Against For
  29 Shareholder Proposal Regarding Distribution of Dividends   ShrHoldr Against Against For
  30 Shareholder Proposal Regarding Dismissal of Shigeki Iwane   ShrHoldr Against Against For
  31 Shareholder Proposal Regarding Individual Compensation Disclosure   ShrHoldr Against Against For
  32 Shareholder Proposal Regarding Disposal and Management of Waste Material   ShrHoldr Against Against For
  33 Shareholder Proposal Regarding Restricting Investments   ShrHoldr Against Against For
  34 Shareholder Proposal Regarding Nuclear Fuel   ShrHoldr Against Against For
  35 Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation   ShrHoldr Against Against For
  36 Shareholder Proposal Regarding Establishment of Aging Nuclear Power Plants Committee   ShrHoldr Against Against For
  37 Shareholder Proposal Regarding Increasing Corporate Transparency   ShrHoldr Against Against For
  38 Shareholder Proposal Regarding Individual Compensation Disclosure   ShrHoldr Against For Against
  39 Shareholder Proposal Regarding Diversifying Energy Sources   ShrHoldr Against Against For
  40 Shareholder Proposal Regarding Separation of Business Activities   ShrHoldr Against Against For
  41 Shareholder Proposal Regarding Nuclear Plant Operations   ShrHoldr Against Against For
  42 Shareholder Proposal Regarding Fostering a Culture of Safety   ShrHoldr Against Against For
  43 Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees   ShrHoldr Against Against For
  44 Shareholder Proposal Regarding Board Size and Independence   ShrHoldr Against Against For
  45 Shareholder Proposal Regarding Denuclearization   ShrHoldr Against Against For
               
               
               
TIM Participacoes S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  TIMP3 CINS P91536469   03/28/2019 Voted
  Meeting Type Country of Trade          
  Special Brazil          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Extension of Cooperation and Support Agreement    Mgmt For For For
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
TIM Participacoes S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  TIMP3 CINS P91536469   03/28/2019 Voted
  Meeting Type Country of Trade          
  Annual Brazil          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Reports   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Board Size   Mgmt For For For
  5 Request Cumulative Voting   Mgmt N/A Abstain N/A
  6 Election of Directors   Mgmt For For For
  7 Approve Recasting of Votes for Amended Slate   Mgmt N/A Against N/A
  8 Non-Voting Agenda Item   N/A N/A N/A N/A
  9 Proportional Allocation of Cumulative Votes   Mgmt N/A Abstain N/A
  10 Allocate Cumulative Votes to Agostino Nuzzolo   Mgmt N/A Abstain N/A
  11 Allocate Cumulative Votes to Alberto Emmanuel Carvalho Whitaker   Mgmt N/A Abstain N/A
  12 Allocate Cumulative Votes to Carlo Nardello   Mgmt N/A Abstain N/A
  13 Allocate Cumulative Votes to Elisabetta Romano   Mgmt N/A Abstain N/A
  14 Allocate Cumulative Votes to Gesner Jose de Oliveira Filho   Mgmt N/A Abstain N/A
  15 Allocate Cumulative Votes to Herculano Anibal Alves   Mgmt N/A Abstain N/A
  16 Allocate Cumulative Votes to Nicandro Durante   Mgmt N/A Abstain N/A
  17 Allocate Cumulative Votes to Piergiorgio Peluso   Mgmt N/A Abstain N/A
  18 Allocate Cumulative Votes to Pietro Labriola   Mgmt N/A Abstain N/A
  19 Allocate Cumulative Votes to Raimondo Zizza   Mgmt N/A Abstain N/A
  20 Supervisory Council Size   Mgmt N/A For N/A
  21 Election of Supervisory Council   Mgmt For For For
  22 Approve Recasting of Votes for Amended Supervisory Council Slate   Mgmt N/A Against N/A
  23 Remuneration Policy   Mgmt For For For
  24 Non-Voting Meeting Note   N/A N/A N/A N/A
  25 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
TTW Public Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  TTW CINS Y9002L113   04/11/2019 Voted
  Meeting Type Country of Trade          
  Annual Thailand          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Meeting Minutes   Mgmt For For For
  2 Results of Operations   Mgmt For For For
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  6 Elect Sombat Kitjalaksana   Mgmt For Against Against
  7 Elect Payao Marittanaporn   Mgmt For Against Against
  8 Elect Patarut Dardarananda   Mgmt For For For
  9 Elect Walainut Trivisvavet   Mgmt For For For
  10 Directors’ Fees   Mgmt For Against Against
  11 Transaction of Other Business   Mgmt For Against Against
  12 Non-Voting Meeting Note   N/A N/A N/A N/A
  13 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Tupras Turkiye Petrol Rafinerileri A.S              
  Ticker Security ID:   Meeting Date Meeting Status
  TUPRS CINS M8966X108   03/20/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Turkey          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Opening; Election of Presiding Chair   Mgmt For For For
  5 Directors’ Report   Mgmt For For For
  6 Presentation of Auditors’ Report   Mgmt For For For
  7 Financial Statements   Mgmt For For For
  8 Ratification of Cooption of Omer Sertbas   Mgmt For For For
  9 Ratification of Board Acts   Mgmt For For For
  10 Allocation of Profits/Dividends   Mgmt For For For
  11 Election of Directors; Board Size; Board Term Length   Mgmt For For For
  12 Compensation Policy   Mgmt For For For
  13 Directors’ Fees   Mgmt For For For
  14 Appointment of Auditor   Mgmt For For For
  15 Charitable Donations   Mgmt For Against Against
  16 Presentation of Report on Guarantees   Mgmt For For For
  17 Authority to Carry out Competing Activities or Related Party Transactions   Mgmt For Against Against
  18 Wishes   Mgmt For For For
               
               
               
Turkiye Garanti Bankasi A.S.              
  Ticker Security ID:   Meeting Date Meeting Status
  GARAN CINS M4752S106   04/04/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Turkey          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Opening; Election of Presiding Chair; Minutes   Mgmt For For For
  5 Presentation of Directors’ Report   Mgmt For For For
  6 Presentation of Auditors’ Report   Mgmt For For For
  7 Financial Statements   Mgmt For Against Against
  8 Allocation of Profits/Dividends   Mgmt For For For
  9 Ratification of Board Acts   Mgmt For Against Against
  10 Re-elect Sema Yurdum; Board Size   Mgmt For Against Against
  11 Elect Mevhibe Canan Ozsoy (Independent Director)   Mgmt For For For
  12 Appointment of Auditor   Mgmt For For For
  13 Presentation of Compensation Policy   Mgmt For For For
  14 Directors’ Fees   Mgmt For For For
  15 Charitable Donations   Mgmt For For For
  16 Authority to Carry out Competing Activities or Related Party Transactions   Mgmt For Against Against
  17 Presentation of Report on Competing Activities   Mgmt For For For
               
               
               
West China Cement Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  2233 CINS G9550B111   05/17/2019 Voted
  Meeting Type Country of Trade          
  Annual Jersey          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect Kenny TAM King Ching   Mgmt For Against Against
  6 Elect WONG Kun Kau   Mgmt For Against Against
  7 Elect QIN Hongji   Mgmt For For For
  8 Directors’ Fees   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
WildHorse Resource Development Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  WRD CUSIP 96812T102   01/31/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger/Acquisition   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Yandex NV              
  Ticker Security ID:   Meeting Date Meeting Status
  YNDX CUSIP N97284108   06/27/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Extension of Term of Preparation of the 2018 Statutory Annual Accounts   Mgmt For For For
  2 Accounts and Reports   Mgmt For For For
  3 Ratification of Board Acts   Mgmt For For For
  4 Elect Rogier Rijnja   Mgmt For For For
  5 Elect Charles Ryan   Mgmt For For For
  6 Elect Alexander S. Voloshin   Mgmt For For For
  7 Elect Mikhail Parakhin   Mgmt For For For
  8 Elect Tigran Khudaverdyan   Mgmt For For For
  9 Authority to Cancel Shares   Mgmt For For For
  10 Appointment of Auditor   Mgmt For For For
  11 Amendment to the 2016 Equity Incentive Plan   Mgmt For Against Against
  12 Authority to Issue Shares w/ Preemptive Rights   Mgmt For Against Against
  13 Authority to Exclude Preemptive Rights   Mgmt For Against Against
  14 Authority to Repurchase Shares   Mgmt For For For

 

 

 

 

Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Energy Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Andeavor              
  Ticker Security ID:   Meeting Date Meeting Status
  ANDV CUSIP 03349M105   09/24/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Cabot Oil & Gas Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  COG CUSIP 127097103   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Dorothy M. Ables   Mgmt For For For
  1.2 Elect Rhys J. Best   Mgmt For For For
  1.3 Elect Robert S. Boswell   Mgmt For For For
  1.4 Elect Amanda M. Brock   Mgmt For For For
  1.5 Elect Peter B. Delaney   Mgmt For For For
  1.6 Elect Dan O. Dinges   Mgmt For For For
  1.7 Elect Robert Kelley   Mgmt For For For
  1.8 Elect W. Matt Ralls   Mgmt For For For
  1.9 Elect Marcus A. Watts   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Chevron Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CVX CUSIP 166764100   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Wanda M. Austin   Mgmt For For For
  2 Elect John B. Frank   Mgmt For For For
  3 Elect Alice P. Gast   Mgmt For For For
  4 Elect Enrique Hernandez, Jr.   Mgmt For For For
  5 Elect Charles W. Moorman, IV   Mgmt For For For
  6 Elect Dambisa F. Moyo   Mgmt For For For
  7 Elect Debra L. Reed-Klages   Mgmt For For For
  8 Elect Ronald D. Sugar   Mgmt For For For
  9 Elect Inge G. Thulin   Mgmt For For For
  10 Elect D. James Umpleby   Mgmt For For For
  11 Elect Michael K. Wirth   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Human Right to Water   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Formation of Climate Change Committee   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against Against For
               
               
               
Cimarex Energy Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  XEC CUSIP 171798101   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Hans Helmerich   Mgmt For For For
  2 Elect Harold R. Logan, Jr.   Mgmt For For For
  3 Elect Monroe W. Robertson   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Approval of the 2019 Equity Incentive Plan   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Concho Resources Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CXO CUSIP 20605P101   07/17/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger/Acquisition   Mgmt For For For
               
               
               
ConocoPhillips              
  Ticker Security ID:   Meeting Date Meeting Status
  COP CUSIP 20825C104   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Charles E. Bunch   Mgmt For For For
  2 Elect Caroline Maury Devine   Mgmt For For For
  3 Elect John V. Faraci   Mgmt For For For
  4 Elect Jody L Freeman   Mgmt For For For
  5 Elect Gay Huey Evans   Mgmt For For For
  6 Elect Jeffrey A. Joerres   Mgmt For For For
  7 Elect Ryan M. Lance   Mgmt For For For
  8 Elect William H. McRaven   Mgmt For For For
  9 Elect Sharmila Mulligan   Mgmt For For For
  10 Elect Arjun N. Murti   Mgmt For For For
  11 Elect Robert A. Niblock   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Diamondback Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FANG CUSIP 25278X109   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven E. West   Mgmt For For For
  2 Elect Travis D. Stice   Mgmt For For For
  3 Elect Michael L. Hollis   Mgmt For For For
  4 Elect Michael P. Cross   Mgmt For For For
  5 Elect David L. Houston   Mgmt For For For
  6 Elect Mark L. Plaumann   Mgmt For For For
  7 Elect Melanie M. Trent   Mgmt For For For
  8 Amendment to the 2019 Equity Incentive Plan   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
               
               
               
Encana Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  ECA CUSIP 292505104   04/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Peter A. Dea   Mgmt For For For
  1.2 Elect Fred J. Fowler   Mgmt For For For
  1.3 Elect Howard J. Mayson   Mgmt For For For
  1.4 Elect Lee A. McIntire   Mgmt For For For
  1.5 Elect Margaret McKenzie   Mgmt For For For
  1.6 Elect Steven W. Nance   Mgmt For For For
  1.7 Elect Suzanne P. Nimocks   Mgmt For For For
  1.8 Elect Thomas G. Ricks   Mgmt For For For
  1.9 Elect Brian G. Shaw   Mgmt For For For
  1.10 Elect Douglas J. Suttles   Mgmt For For For
  1.11 Elect Bruce G. Waterman   Mgmt For For For
  1.12 Elect Clayton H. Woitas   Mgmt For For For
  2 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  3 Amendment to Shareholder Rights Plan   Mgmt For For For
  4 Approval of the 2019 Omnibus Incentive Plan   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Energen Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  EGN CUSIP 29265N108   11/27/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
               
               
               
EOG Resources, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EOG CUSIP 26875P101   04/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Janet F. Clark   Mgmt For For For
  2 Elect Charles R. Crisp   Mgmt For For For
  3 Elect Robert P. Daniels   Mgmt For For For
  4 Elect James C. Day   Mgmt For For For
  5 Elect C. Christopher Gaut   Mgmt For For For
  6 Elect Julie J. Robertson   Mgmt For For For
  7 Elect Donald F. Textor   Mgmt For For For
  8 Elect William R. Thomas   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Exxon Mobil Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  XOM CUSIP 30231G102   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Susan K. Avery   Mgmt For For For
  2 Elect Angela F. Braly   Mgmt For For For
  3 Elect Ursula M. Burns   Mgmt For For For
  4 Elect Kenneth C. Frazier   Mgmt For For For
  5 Elect Steven A. Kandarian   Mgmt For For For
  6 Elect Douglas R. Oberhelman   Mgmt For For For
  7 Elect Samuel J. Palmisano   Mgmt For For For
  8 Elect Steven S Reinemund   Mgmt For For For
  9 Elect William C. Weldon   Mgmt For For For
  10 Elect Darren W. Woods   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Disclosure of Director Skills Matrix   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Formation of Climate Change Committee   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments    ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against Against For
  19 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
               
               
               
Gulfport Energy Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  GPOR CUSIP 402635304   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David M. Wood   Mgmt For For For
  2 Elect Craig Groeschel   Mgmt For For For
  3 Elect David L. Houston   Mgmt For For For
  4 Elect C. Doug Johnson   Mgmt For For For
  5 Elect Ben T. Morris   Mgmt For For For
  6 Elect Scott E. Streller   Mgmt For For For
  7 Elect Paul D. Westerman   Mgmt For For For
  8 Elect Deborah G. Adams   Mgmt For For For
  9 Approval of the 2019 Stock Incentive Plan   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
               
               
               
HollyFrontier Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  HFC CUSIP 436106108   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Anne-Marie N. Ainsworth   Mgmt For For For
  2 Elect Douglas Y. Bech   Mgmt For For For
  3 Elect Anna C. Catalano   Mgmt For For For
  4 Elect George Damiris   Mgmt For For For
  5 Elect Leldon E. Echols   Mgmt For For For
  6 Elect Michael C. Jennings   Mgmt For For For
  7 Elect R. Craig Knocke   Mgmt For For For
  8 Elect Robert J. Kostelnik   Mgmt For For For
  9 Elect James H. Lee   Mgmt For For For
  10 Elect Franklin Myers   Mgmt For For For
  11 Elect Michael E. Rose   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
               
               
               
Magellan Midstream Partners, L.P.              
  Ticker Security ID:   Meeting Date Meeting Status
  MMP CUSIP 559080106   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Walter R. Arnheim   Mgmt For For For
  1.2 Elect Lori A. Gobillot   Mgmt For For For
  1.3 Elect Edward J. Guay   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect B. Evan Bayh III   Mgmt For For For
  2 Elect Charles E. Bunch   Mgmt For For For
  3 Elect Edward G. Galante   Mgmt For For For
  4 Elect Kim K.W. Rucker   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Shareholder Proposal Regarding Right To Act By Written Consent   ShrHoldr Against For Against
  8 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   09/24/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Increase of Authorized Common Stock   Mgmt For For For
  3 Change in Board Size   Mgmt For For For
  4 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Newfield Exploration Company              
  Ticker Security ID:   Meeting Date Meeting Status
  NFX CUSIP 651290108   02/12/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Parsley Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PE CUSIP 701877102   05/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William Browning   Mgmt For For For
  2 Elect David H. Smith   Mgmt For Against Against
  3 Elect Jerry Windlinger   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Phillips 66              
  Ticker Security ID:   Meeting Date Meeting Status
  PSX CUSIP 718546104   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Greg C. Garland   Mgmt For For For
  2 Elect Gary K. Adams   Mgmt For For For
  3 Elect John E. Lowe   Mgmt For For For
  4 Elect Denise L. Ramos   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
  8 Shareholder Proposal Regarding Report on Plastic Pollution   ShrHoldr Against Abstain N/A
               
               
               
Pioneer Natural Resources Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PXD CUSIP 723787107   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Edison C. Buchanan   Mgmt For For For
  2 Elect Andrew F. Cates   Mgmt For For For
  3 Elect Phillip A. Gobe   Mgmt For For For
  4 Elect Larry R. Grillot   Mgmt For For For
  5 Elect Stacy P. Methvin   Mgmt For For For
  6 Elect Royce W. Mitchell   Mgmt For For For
  7 Elect Frank A. Risch   Mgmt For For For
  8 Elect Scott D. Sheffield   Mgmt For For For
  9 Elect Mona K. Sutphen   Mgmt For For For
  10 Elect J. Kenneth Thompson   Mgmt For For For
  11 Elect Phoebe A. Wood   Mgmt For For For
  12 Elect Michael D. Wortley   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
PJSC Lukoil              
  Ticker Security ID:   Meeting Date Meeting Status
  LKOH CUSIP 69343P105   06/20/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports; Allocation of Profits/Dividends   Mgmt For For For
  2 Elect Vagit Y. Alekperov   Mgmt N/A Abstain N/A
  3 Elect Victor V. Blazheev   Mgmt N/A Abstain N/A
  4 Elect Toby T. Gati   Mgmt N/A For N/A
  5 Elect Valery I. Grayfer   Mgmt N/A Abstain N/A
  6 Elect Ravil U. Maganov   Mgmt N/A Abstain N/A
  7 Elect Roger Munnings   Mgmt N/A For N/A
  8 Elect Nikolai M. Nikolaev   Mgmt N/A Abstain N/A
  9 Elect Pavel M. Teplukhin   Mgmt N/A For N/A
  10 Elect Leonid A. Fedun   Mgmt N/A Abstain N/A
  11 Elect Lyubov N. Khoba   Mgmt N/A Abstain N/A
  12 Elect Sergei D. Shatalov   Mgmt N/A For N/A
  13 Elect Wolfgang Schussel   Mgmt N/A For N/A
  14 Elect Ivan N. Vrublevsky   Mgmt For For For
  15 Elect Artem V. Otrubyannikov   Mgmt For For For
  16 Elect Pavel A. Suloev   Mgmt For For For
  17 Directors’ Fees (FY2018)   Mgmt For For For
  18 Directors’ Fees (FY2019)   Mgmt For For For
  19 Audit Commission Fees (FY2018)    Mgmt For For For
  20 Audit Commission Members’ Fees (FY2019)    Mgmt For For For
  21 Appointment of Auditor   Mgmt For For For
  22 Amendments to General Meeting Regulations   Mgmt For For For
  23 Authority to Reduce Share Capital   Mgmt For For For
  24 D&O Insurance   Mgmt For For For
               
               
               
Schlumberger Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  SLB CUSIP 806857108   04/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter L.S. Currie   Mgmt For For For
  2 Elect Miguel M.  Galuccio   Mgmt For For For
  3 Elect Paal Kibsgaard   Mgmt For For For
  4 Elect Nikolay Kudryavtsev   Mgmt For For For
  5 Elect Tatyana A. Mitrova   Mgmt For For For
  6 Elect Indra K. Nooyi   Mgmt For For For
  7 Elect Lubna S. Olayan   Mgmt For For For
  8 Elect Mark G. Papa   Mgmt For For For
  9 Elect Leo Rafael Reif   Mgmt For For For
  10 Elect Henri Seydoux   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Approval of Financial Statements/Dividends   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors   Mgmt For For For
               
               
               
Solaris Oilfield Infrastructure, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SOI CUSIP 83418M103   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect W. Howard Keenan, Jr.   Mgmt For Withhold Against
  1.2 Elect Ray N. Walker, Jr.   Mgmt For For For
  1.3 Elect Cynthia M. Durrett   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
               
               
               
Total SA              
  Ticker Security ID:   Meeting Date Meeting Status
  FP CUSIP 89151E109   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Consolidated Accounts and Reports   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Authority to Repurchase and Reissue Shares   Mgmt For For For
  5 Related Party Transactions (UWA)   Mgmt For For For
  6 Elect Maria van der Hoeven   Mgmt For For For
  7 Elect Jean Lemierre   Mgmt For For For
  8 Elect Lise Croteau   Mgmt For For For
  9 Elect Valerie della Puppa Tibi as Employee Shareholders Representative   Mgmt For For For
  10 Elect Renata Perycz as Employee Shareholders Representative   Mgmt Against Against For
  11 Elect Oliver Wernecke as Employee Shareholders Representative   Mgmt Against Against For
  12 Remuneration of Patrick Pouyanne, Chair and CEO   Mgmt For For For
  13 Remuneration Policy (Chair and CEO)   Mgmt For For For
               
               
               
Valero Energy Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  VLO CUSIP 91913Y100   04/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect H. Paulett Eberhart   Mgmt For For For
  2 Elect Joseph W. Gorder   Mgmt For For For
  3 Elect Kimberly S. Greene   Mgmt For For For
  4 Elect Deborah P. Majoras   Mgmt For For For
  5 Elect Donald L. Nickles   Mgmt For For For
  6 Elect Philip J. Pfeiffer   Mgmt For For For
  7 Elect Robert A. Profusek   Mgmt For For For
  8 Elect Stephen M. Waters   Mgmt For For For
  9 Elect Randall J. Weisenburger   Mgmt For For For
  10 Elect Rayford Wilkins Jr.   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
WildHorse Resource Development Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  WRD CUSIP 96812T102   01/31/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger/Acquisition   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For

 

 

 

Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Adobe Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ADBE CUSIP 00724F101   04/11/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Amy L. Banse   Mgmt For For For
  2 Elect Frank A. Calderoni   Mgmt For Against Against
  3 Elect James E. Daley   Mgmt For For For
  4 Elect Laura B. Desmond   Mgmt For For For
  5 Elect Charles M. Geschke   Mgmt For For For
  6 Elect Shantanu Narayen   Mgmt For For For
  7 Elect Kathleen Oberg   Mgmt For For For
  8 Elect Dheeraj Pandey   Mgmt For For For
  9 Elect David A. Ricks   Mgmt For Against Against
  10 Elect Daniel Rosensweig   Mgmt For For For
  11 Elect John E. Warnock   Mgmt For For For
  12 2019 Equity Incentive Plan   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
Alexion Pharmaceuticals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALXN CUSIP 015351109   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Felix J. Baker   Mgmt For For For
  1.2 Elect David R. Brennan   Mgmt For For For
  1.3 Elect Christopher J. Coughlin   Mgmt For For For
  1.4 Elect Deborah Dunsire   Mgmt For For For
  1.5 Elect Paul A. Friedman   Mgmt For Withhold Against
  1.6 Elect Ludwig N. Hantson   Mgmt For For For
  1.7 Elect John T. Mollen   Mgmt For For For
  1.8 Elect Francois Nader   Mgmt For For For
  1.9 Elect Judith A. Reinsdorf   Mgmt For For For
  1.10 Elect Andreas Rummelt   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
Bank of America Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAC CUSIP 060505104   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sharon L. Allen   Mgmt For For For
  2 Elect Susan S. Bies   Mgmt For For For
  3 Elect Jack O. Bovender, Jr.   Mgmt For For For
  4 Elect Frank P. Bramble, Sr.   Mgmt For For For
  5 Elect Pierre J. P. de Weck   Mgmt For For For
  6 Elect Arnold W. Donald   Mgmt For For For
  7 Elect Linda P. Hudson   Mgmt For For For
  8 Elect Monica C. Lozano   Mgmt For For For
  9 Elect Thomas J. May   Mgmt For For For
  10 Elect Brian T. Moynihan   Mgmt For For For
  11 Elect Lionel L. Nowell, III   Mgmt For For For
  12 Elect Clayton S. Rose   Mgmt For For For
  13 Elect Michael D. White   Mgmt For For For
  14 Elect Thomas D. Woods   Mgmt For For For
  15 Elect R. David Yost   Mgmt For For For
  16 Elect Maria T. Zuber   Mgmt For For For
  17 Advisory Vote on Executive Compensation   Mgmt For For For
  18 Ratification of Auditor   Mgmt For For For
  19 Amendment to the Key Employee Equity Plan   Mgmt For For For
  20 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw   ShrHoldr Against Against For
               
               
               
Cabot Oil & Gas Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  COG CUSIP 127097103   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Dorothy M. Ables   Mgmt For For For
  1.2 Elect Rhys J. Best   Mgmt For For For
  1.3 Elect Robert S. Boswell   Mgmt For For For
  1.4 Elect Amanda M. Brock   Mgmt For For For
  1.5 Elect Peter B. Delaney   Mgmt For For For
  1.6 Elect Dan O. Dinges   Mgmt For For For
  1.7 Elect Robert Kelley   Mgmt For For For
  1.8 Elect W. Matt Ralls   Mgmt For For For
  1.9 Elect Marcus A. Watts   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Canadian Pacific Railway Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  CP CUSIP 13645T100   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Appointment of Auditor   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3.1 Elect John Baird   Mgmt For For For
  3.2 Elect Isabelle Courville   Mgmt For For For
  3.3 Elect Keith E. Creel   Mgmt For For For
  3.4 Elect Gillian H. Denham   Mgmt For For For
  3.5 Elect Rebecca MacDonald   Mgmt For For For
  3.6 Elect Edward L. Monser   Mgmt For For For
  3.7 Elect Matthew H. Paull   Mgmt For For For
  3.8 Elect Jane L. Peverett   Mgmt For For For
  3.9 Elect Gordon T. Trafton II   Mgmt For For For
               
               
               
Cummins Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CMI CUSIP 231021106   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect N. Thomas Linebarger   Mgmt For For For
  2 Elect Richard J. Freeland   Mgmt For For For
  3 Elect Robert J. Bernhard   Mgmt For For For
  4 Elect Franklin R. Chang-Diaz   Mgmt For For For
  5 Elect Bruno V. Di Leo Allen   Mgmt For For For
  6 Elect Stephen B. Dobbs   Mgmt For For For
  7 Elect Robert K. Herdman   Mgmt For For For
  8 Elect Alexis M. Herman   Mgmt For For For
  9 Elect Thomas J. Lynch   Mgmt For For For
  10 Elect William I. Miller   Mgmt For For For
  11 Elect Georgia R. Nelson   Mgmt For For For
  12 Elect Karen H. Quintos   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Amendment to the Employee Stock Purchase Plan   Mgmt For Against Against
  16 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
DaVita Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DVA CUSIP 23918K108   06/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Pamela M. Arway   Mgmt For For For
  2 Elect Charles G. Berg   Mgmt For For For
  3 Elect Barbara J. Desoer   Mgmt For For For
  4 Elect Pascal Desroches   Mgmt For For For
  5 Elect Paul J. Diaz   Mgmt For For For
  6 Elect Peter T. Grauer   Mgmt For For For
  7 Elect John M. Nehra   Mgmt For For For
  8 Elect Javier J. Rodriguez   Mgmt For For For
  9 Elect William L. Roper   Mgmt For For For
  10 Elect Kent J. Thiry   Mgmt For For For
  11 Elect Phyllis R. Yale   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Diamondback Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FANG CUSIP 25278X109   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven E. West   Mgmt For For For
  2 Elect Travis D. Stice   Mgmt For For For
  3 Elect Michael L. Hollis   Mgmt For For For
  4 Elect Michael P. Cross   Mgmt For For For
  5 Elect David L. Houston   Mgmt For For For
  6 Elect Mark L. Plaumann   Mgmt For For For
  7 Elect Melanie M. Trent   Mgmt For For For
  8 Amendment to the 2019 Equity Incentive Plan   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
               
               
               
Dollar General Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  DG CUSIP 256677105   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warren F. Bryant   Mgmt For For For
  2 Elect Michael M. Calbert   Mgmt For For For
  3 Elect Sandra B. Cochran   Mgmt For Against Against
  4 Elect Patricia Fili-Krushel   Mgmt For For For
  5 Elect Timothy I. McGuire   Mgmt For For For
  6 Elect William C. Rhodes, III   Mgmt For For For
  7 Elect Ralph E. Santana   Mgmt For For For
  8 Elect Todd J. Vasos   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
               
               
               
Dollar Tree, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DLTR CUSIP 256746108   06/13/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Arnold S. Barron   Mgmt For For For
  2 Elect Gregory M. Bridgeford   Mgmt For For For
  3 Elect Thomas W. Dickson   Mgmt For For For
  4 Elect Conrad M. Hall   Mgmt For For For
  5 Elect Lemuel E. Lewis   Mgmt For For For
  6 Elect Jeffrey G. Naylor   Mgmt For For For
  7 Elect Gary M. Philbin   Mgmt For For For
  8 Elect Bob Sasser   Mgmt For For For
  9 Elect Thomas A. Saunders III   Mgmt For For For
  10 Elect Stephanie P. Stahl   Mgmt For For For
  11 Elect Carrie A. Wheeler   Mgmt For For For
  12 Elect Thomas E. Whiddon   Mgmt For For For
  13 Elect Carl P. Zeithaml   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
Eagle Materials Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXP CUSIP 26969P108   08/02/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. William Barnett   Mgmt For For For
  2 Elect Richard Beckwitt   Mgmt For For For
  3 Elect Ed H. Bowman   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Jazz Pharmaceuticals Public Limited Company              
  Ticker Security ID:   Meeting Date Meeting Status
  JAZZ CUSIP G50871105   08/02/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter Gray   Mgmt For For For
  2 Elect Kenneth W. O’Keefe   Mgmt For For For
  3 Elect Elmar Schnee   Mgmt For For For
  4 Elect Catherine A. Sohn   Mgmt For For For
  5 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
JPMorgan Chase & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  JPM CUSIP 46625H100   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Linda B. Bammann   Mgmt For For For
  2 Elect James A. Bell   Mgmt For For For
  3 Elect Stephen B. Burke   Mgmt For For For
  4 Elect Todd A. Combs   Mgmt For For For
  5 Elect James S. Crown   Mgmt For For For
  6 Elect James Dimon   Mgmt For For For
  7 Elect Timothy P. Flynn   Mgmt For For For
  8 Elect Mellody Hobson   Mgmt For For For
  9 Elect Laban P. Jackson, Jr.   Mgmt For For For
  10 Elect Michael A. Neal   Mgmt For For For
  11 Elect Lee R. Raymond   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Cumulative Voting   ShrHoldr Against Against For
               
               
               
Keycorp              
  Ticker Security ID:   Meeting Date Meeting Status
  KEY CUSIP 493267108   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bruce D. Broussard   Mgmt For For For
  2 Elect Charles P. Cooley   Mgmt For For For
  3 Elect Gary M. Crosby   Mgmt For For For
  4 Elect Alexander M. Cutler   Mgmt For For For
  5 Elect H. James Dallas   Mgmt For For For
  6 Elect Elizabeth R. Gile   Mgmt For For For
  7 Elect Ruth Ann M. Gillis   Mgmt For For For
  8 Elect William G. Gisel, Jr.   Mgmt For For For
  9 Elect Carlton L. Highsmith   Mgmt For For For
  10 Elect Richard J. Hipple   Mgmt For For For
  11 Elect Kristen L. Manos   Mgmt For For For
  12 Elect Beth E. Mooney   Mgmt For For For
  13 Elect Barbara R. Snyder   Mgmt For For For
  14 Elect David K. Wilson   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Approval of the 2019 Equity Compensation Plan   Mgmt For For For
  18 Increase of Authorized Common Stock   Mgmt For For For
  19 Amend Regulations to Permit the Board to Make Future Amendments   Mgmt For For For
               
               
               
Magna International Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MG CUSIP 559222401   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Scott B. Bonham   Mgmt For For For
  1.2 Elect Peter Guy Bowie   Mgmt For For For
  1.3 Elect Mary S. Chan   Mgmt For For For
  1.4 Elect Kurt J. Lauk   Mgmt For For For
  1.5 Elect Robert F. MacLellan   Mgmt For For For
  1.6 Elect Cynthia A. Niekamp   Mgmt For For For
  1.7 Elect William A. Ruh   Mgmt For For For
  1.8 Elect Indira V. Samarasekera   Mgmt For For For
  1.9 Elect Donald J. Walker   Mgmt For For For
  1.10 Elect Lisa S. Westlake   Mgmt For For For
  1.11 Elect William L. Young   Mgmt For For For
  2 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Shareholder Proposal Regarding Disclosure of Human Capital Management Metrics   ShrHoldr Against Against For
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect B. Evan Bayh III   Mgmt For For For
  2 Elect Charles E. Bunch   Mgmt For For For
  3 Elect Edward G. Galante   Mgmt For For For
  4 Elect Kim K.W. Rucker   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Shareholder Proposal Regarding Right To Act By Written Consent   ShrHoldr Against For Against
  8 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   09/24/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Increase of Authorized Common Stock   Mgmt For For For
  3 Change in Board Size   Mgmt For For For
  4 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Martin Marietta Materials, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MLM CUSIP 573284106   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Dorothy M. Ables   Mgmt For For For
  2 Elect Sue W. Cole   Mgmt For For For
  3 Elect Smith W. Davis   Mgmt For For For
  4 Elect John J. Koraleski   Mgmt For For For
  5 Elect C. Howard Nye   Mgmt For For For
  6 Elect Laree E. Perez   Mgmt For For For
  7 Elect Michael J. Quillen   Mgmt For For For
  8 Elect Donald W. Slager   Mgmt For For For
  9 Elect Stephen P. Zelnak, Jr.   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Masco Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MAS CUSIP 574599106   05/10/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Marie A. Ffolkes   Mgmt For For For
  2 Elect Donald R. Parfet   Mgmt For For For
  3 Elect Lisa A. Payne   Mgmt For For For
  4 Elect Reginald M. Turner   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
NXP Semiconductors N.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  NXPI CUSIP N6596X109   06/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Ratification of Board Acts   Mgmt For For For
  3 Elect Richard L. Clemmer   Mgmt For For For
  4 Elect Peter L. Bonfield   Mgmt For For For
  5 Elect Kenneth A. Goldman   Mgmt For Against Against
  6 Elect Josef Kaeser   Mgmt For Against Against
  7 Elect Lena Olving   Mgmt For For For
  8 Elect Peter Smitham   Mgmt For For For
  9 Elect Julie Southern   Mgmt For For For
  10 Elect Jasmin Staiblin   Mgmt For For For
  11 Elect Gregory L. Summe   Mgmt For For For
  12 Elect Karl-Henrik Sundstrom   Mgmt For For For
  13 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  14 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  15 2019 Omnibus Incentive Plan   Mgmt For For For
  16 Authority to Repurchase Shares   Mgmt For For For
  17 Authority to Cancel Repurchased Shares   Mgmt For For For
  18 Appointment of Auditor   Mgmt For For For
               
               
               
Pioneer Natural Resources Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PXD CUSIP 723787107   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Edison C. Buchanan   Mgmt For For For
  2 Elect Andrew F. Cates   Mgmt For For For
  3 Elect Phillip A. Gobe   Mgmt For For For
  4 Elect Larry R. Grillot   Mgmt For For For
  5 Elect Stacy P. Methvin   Mgmt For For For
  6 Elect Royce W. Mitchell   Mgmt For For For
  7 Elect Frank A. Risch   Mgmt For For For
  8 Elect Scott D. Sheffield   Mgmt For For For
  9 Elect Mona K. Sutphen   Mgmt For For For
  10 Elect J. Kenneth Thompson   Mgmt For For For
  11 Elect Phoebe A. Wood   Mgmt For For For
  12 Elect Michael D. Wortley   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Qorvo, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  QRVO CUSIP 74736K101   08/07/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ralph G. Quinsey   Mgmt For For For
  1.2 Elect Robert A. Bruggeworth   Mgmt For For For
  1.3 Elect Daniel A. DiLeo   Mgmt For For For
  1.4 Elect Jeffery Gardner   Mgmt For Withhold Against
  1.5 Elect Charles Scott Gibson   Mgmt For For For
  1.6 Elect John R. Harding   Mgmt For For For
  1.7 Elect David H.Y. Ho   Mgmt For For For
  1.8 Elect Roderick D. Nelson   Mgmt For For For
  1.9 Elect Dr. Walden C. Rhines   Mgmt For For For
  1.10 Elect Susan L. Spradley   Mgmt For For For
  1.11 Elect Walter H. Wilkinson, Jr.   Mgmt For Withhold Against
  2 Advisory Vote on Executive Compensation   Mgmt For Against Against
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Royal Caribbean Cruises Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  RCL CUSIP V7780T103   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John F. Brock   Mgmt For For For
  2 Elect Richard D. Fain   Mgmt For For For
  3 Elect Stephen R. Howe, Jr   Mgmt For For For
  4 Elect William L. Kimsey   Mgmt For For For
  5 Elect Maritza Gomez Montiel   Mgmt For For For
  6 Elect Ann S. Moore   Mgmt For For For
  7 Elect Eyal M. Ofer   Mgmt For For For
  8 Elect Thomas J. Pritzker   Mgmt For For For
  9 Elect William K. Reilly   Mgmt For For For
  10 Elect Vagn Sorensen   Mgmt For For For
  11 Elect Donald Thompson   Mgmt For For For
  12 Elect Arne Alexander Wilhelmsen   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
               
               
               
Signature Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBNY CUSIP 82669G104   04/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Derrick D. Cephas   Mgmt For For For
  2 Elect Judith A. Huntington   Mgmt For For For
  3 Elect John Tamberlane   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For Against Against
  6 Authority to Repurchase Shares   Mgmt For For For
               
               
               
Signature Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBNY CUSIP 82669G104   10/17/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Share Repurchase   Mgmt For For For
               
               
               
Skyworks Solutions, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SWKS CUSIP 83088M102   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David J. Aldrich   Mgmt For For For
  2 Elect Kevin L. Beebe   Mgmt For For For
  3 Elect Timothy R. Furey   Mgmt For For For
  4 Elect Liam K. Griffin   Mgmt For For For
  5 Elect Balakrishnan S. Iyer   Mgmt For For For
  6 Elect Christine King   Mgmt For For For
  7 Elect David P. McGlade   Mgmt For For For
  8 Elect Robert A. Schriesheim   Mgmt For For For
  9 Elect Kimberly S. Stevenson   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr N/A For N/A
               
               
               
SVB Financial Group              
  Ticker Security ID:   Meeting Date Meeting Status
  SIVB CUSIP 78486Q101   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Greg W. Becker   Mgmt For For For
  1.2 Elect Eric A. Benhamou   Mgmt For For For
  1.3 Elect John Clendening   Mgmt For For For
  1.4 Elect Roger F. Dunbar   Mgmt For For For
  1.5 Elect Joel P. Friedman   Mgmt For For For
  1.6 Elect Kimberley A. Jabal   Mgmt For For For
  1.7 Elect Jeffrey N. Maggioncalda   Mgmt For For For
  1.8 Elect Mary J. Miller   Mgmt For For For
  1.9 Elect Kate D. Mitchell   Mgmt For For For
  1.10 Elect John F. Robinson   Mgmt For For For
  1.11 Elect Garen K. Staglin   Mgmt For For For
  2 Elimination of Cumulative Voting   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Amendment to the 2006 Equity Incentive Plan   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Teleflex Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  TFX CUSIP 879369106   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John C. Heinmiller   Mgmt For For For
  2 Elect Andrew A. Krakauer   Mgmt For For For
  3 Elect Richard A. Packer   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
The Home Depot, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  HD CUSIP 437076102   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gerard J. Arpey   Mgmt For For For
  2 Elect Ari Bousbib   Mgmt For For For
  3 Elect Jeffery H. Boyd   Mgmt For For For
  4 Elect Gregory D. Brenneman   Mgmt For For For
  5 Elect J. Frank Brown   Mgmt For For For
  6 Elect Albert P. Carey   Mgmt For For For
  7 Elect Helena B. Foulkes   Mgmt For For For
  8 Elect Linda R. Gooden   Mgmt For For For
  9 Elect Wayne M. Hewett   Mgmt For For For
  10 Elect Manuel Kadre   Mgmt For For For
  11 Elect Stephanie C. Linnartz   Mgmt For For For
  12 Elect Craig A. Menear   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Employment Diversity Report   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Prison Labor   ShrHoldr Against Against For
               
               
               
Total System Services, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TSS CUSIP 891906109   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. Thaddeus Arroyo   Mgmt For For For
  2 Elect Kriss Cloninger III   Mgmt For For For
  3 Elect Walter W. Driver, Jr.   Mgmt For For For
  4 Elect Sidney E. Harris   Mgmt For For For
  5 Elect Joia M. Johnson   Mgmt For For For
  6 Elect Connie D. McDaniel   Mgmt For For For
  7 Elect Richard A. Smith   Mgmt For For For
  8 Elect John T. Turner   Mgmt For For For
  9 Elect M. Troy Woods   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Elimination of Supermajority Requirement   Mgmt For For For
               
               
               
Ulta Beauty, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ULTA CUSIP 90384S303   06/05/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Sally E. Blount   Mgmt For For For
  1.2 Elect Mary N. Dillon   Mgmt For For For
  1.3 Elect Charles Heilbronn   Mgmt For For For
  1.4 Elect Michael R. MacDonald   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Vertex Pharmaceuticals Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  VRTX CUSIP 92532F100   06/05/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sangeeta N. Bhatia   Mgmt For For For
  2 Elect Lloyd A. Carney   Mgmt For For For
  3 Elect Terrence C. Kearney   Mgmt For For For
  4 Elect Yuchun Lee   Mgmt For For For
  5 Elect Jeffrey M. Leiden   Mgmt For For For
  6 Elect Bruce I. Sachs   Mgmt For For For
  7 Amendment to the 2013 Stock and Option Plan   Mgmt For For For
  8 Amendment to the Employee Stock Purchase Plan   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing   ShrHoldr Against Against For
  12 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against

 

 

 

Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Risk-Managed Balanced Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
AbbVie Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ABBV CUSIP 00287Y109   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect William H.L. Burnside   Mgmt For For For
  1.2 Elect Brett J. Hart   Mgmt For For For
  1.3 Elect Edward J. Rapp   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Elimination of Supermajority Requirement   Mgmt For For For
  5 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
  6 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing   ShrHoldr Against Against For
  7 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
               
               
               
Adobe Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ADBE CUSIP 00724F101   04/11/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Amy L. Banse   Mgmt For For For
  2 Elect Frank A. Calderoni   Mgmt For Against Against
  3 Elect James E. Daley   Mgmt For For For
  4 Elect Laura B. Desmond   Mgmt For For For
  5 Elect Charles M. Geschke   Mgmt For For For
  6 Elect Shantanu Narayen   Mgmt For For For
  7 Elect Kathleen Oberg   Mgmt For For For
  8 Elect Dheeraj Pandey   Mgmt For For For
  9 Elect David A. Ricks   Mgmt For Against Against
  10 Elect Daniel Rosensweig   Mgmt For For For
  11 Elect John E. Warnock   Mgmt For For For
  12 2019 Equity Incentive Plan   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
Air Lease Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AL CUSIP 00912X302   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Matthew J. Hart   Mgmt For For For
  2 Elect Cheryl Gordon Krongard   Mgmt For For For
  3 Elect Marshall O. Larsen   Mgmt For For For
  4 Elect Robert A. Milton   Mgmt For For For
  5 Elect John L. Plueger   Mgmt For For For
  6 Elect Ian M. Saines   Mgmt For For For
  7 Elect Ronald D. Sugar   Mgmt For For For
  8 Elect Steven F. Udvar-Hazy   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Alliance California Municipal Income Fund Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  AKP CUSIP 018546101   04/26/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Liquidation of the Fund   Mgmt For For For
               
               
               
AutoZone, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AZO CUSIP 053332102   12/19/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Douglas H. Brooks   Mgmt For For For
  2 Elect Linda A. Goodspeed   Mgmt For For For
  3 Elect Earl G. Graves, Jr.   Mgmt For For For
  4 Elect Enderson Guimaraes   Mgmt For For For
  5 Elect D. Bryan Jordan   Mgmt For For For
  6 Elect Gale King   Mgmt For For For
  7 Elect W. Andrew McKenna   Mgmt For For For
  8 Elect George R. Mrkonic, Jr.   Mgmt For For For
  9 Elect Luis P. Nieto   Mgmt For For For
  10 Elect William C. Rhodes, III   Mgmt For For For
  11 Elect Jill Ann Soltau   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Bank of America Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAC CUSIP 060505104   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sharon L. Allen   Mgmt For For For
  2 Elect Susan S. Bies   Mgmt For For For
  3 Elect Jack O. Bovender, Jr.   Mgmt For For For
  4 Elect Frank P. Bramble, Sr.   Mgmt For For For
  5 Elect Pierre J. P. de Weck   Mgmt For For For
  6 Elect Arnold W. Donald   Mgmt For For For
  7 Elect Linda P. Hudson   Mgmt For For For
  8 Elect Monica C. Lozano   Mgmt For For For
  9 Elect Thomas J. May   Mgmt For For For
  10 Elect Brian T. Moynihan   Mgmt For For For
  11 Elect Lionel L. Nowell, III   Mgmt For For For
  12 Elect Clayton S. Rose   Mgmt For For For
  13 Elect Michael D. White   Mgmt For For For
  14 Elect Thomas D. Woods   Mgmt For For For
  15 Elect R. David Yost   Mgmt For For For
  16 Elect Maria T. Zuber   Mgmt For For For
  17 Advisory Vote on Executive Compensation   Mgmt For For For
  18 Ratification of Auditor   Mgmt For For For
  19 Amendment to the Key Employee Equity Plan   Mgmt For For For
  20 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw   ShrHoldr Against Against For
               
               
               
BlackRock Enhanced Government Fund Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  EGF CUSIP 09255K108   08/27/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert Fairbairn   Mgmt For For For
  1.2 Elect R. Glenn Hubbard   Mgmt For For For
  1.3 Elect W. Carl Kester   Mgmt For For For
  1.4 Elect John M. Perlowski   Mgmt For For For
               
               
               
BlackRock Income Trust Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  BKT CUSIP 09247F100   07/30/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Frank J. Fabozzi   Mgmt For For For
  1.2 Elect Robert Fairbairn   Mgmt For For For
  1.3 Elect Catherine A. Lynch   Mgmt For For For
  1.4 Elect Karen P. Robards   Mgmt For For For
  2 Shareholder Proposal to Authorize Self Tender Offer (BlackRock Income Trust ONLY)   Mgmt Against Against For
               
               
               
BNY Mellon Municipal Income Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  DMF CUSIP 26201R102   06/12/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect J. Charles Cardona   Mgmt For Withhold Against
  1.2 Elect Robin A. Melvin   Mgmt For For For
               
               
               
Brunswick Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BC CUSIP 117043109   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David C. Everitt   Mgmt For For For
  2 Elect Lauren P. Flaherty   Mgmt For For For
  3 Elect Joseph W. McClanathan   Mgmt For For For
  4 Elect Roger J. Wood   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Canadian Pacific Railway Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  CP CUSIP 13645T100   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Appointment of Auditor   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3.1 Elect John Baird   Mgmt For For For
  3.2 Elect Isabelle Courville   Mgmt For For For
  3.3 Elect Keith E. Creel   Mgmt For For For
  3.4 Elect Gillian H. Denham   Mgmt For For For
  3.5 Elect Rebecca MacDonald   Mgmt For For For
  3.6 Elect Edward L. Monser   Mgmt For For For
  3.7 Elect Matthew H. Paull   Mgmt For For For
  3.8 Elect Jane L. Peverett   Mgmt For For For
  3.9 Elect Gordon T. Trafton II   Mgmt For For For
               
               
               
CDK Global, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CDK CUSIP 12508E101   11/13/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Leslie A. Brun   Mgmt For For For
  1.2 Elect Willie A. Deese   Mgmt For For For
  1.3 Elect Amy J. Hillman   Mgmt For For For
  1.4 Elect Brian M. Krzanich   Mgmt For For For
  1.5 Elect Eileen J. Martinson   Mgmt For For For
  1.6 Elect Stephen A. Miles   Mgmt For For For
  1.7 Elect Robert E. Radway   Mgmt For For For
  1.8 Elect Stephen F. Schuckenbrock   Mgmt For For For
  1.9 Elect Frank S. Sowinski   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Cigna Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CI CUSIP 125523100   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David M. Cordani   Mgmt For For For
  2 Elect William J. DeLaney   Mgmt For For For
  3 Elect Eric J. Foss   Mgmt For For For
  4 Elect Elder Granger   Mgmt For For For
  5 Elect Isaiah Harris, Jr.   Mgmt For For For
  6 Elect Roman Martinez IV   Mgmt For For For
  7 Elect Kathleen M. Mazzarella   Mgmt For For For
  8 Elect Mark B. McClellan   Mgmt For For For
  9 Elect John M. Partridge   Mgmt For For For
  10 Elect William L. Roper   Mgmt For For For
  11 Elect Eric C. Wiseman   Mgmt For For For
  12 Elect Donna F. Zarcone   Mgmt For For For
  13 Elect William D. Zollars   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Cyber Risk Report   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
Cigna Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CI CUSIP 125509109   08/24/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Express Scripts Merger   Mgmt For For For
  2 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Cimarex Energy Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  XEC CUSIP 171798101   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Hans Helmerich   Mgmt For For For
  2 Elect Harold R. Logan, Jr.   Mgmt For For For
  3 Elect Monroe W. Robertson   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Approval of the 2019 Equity Incentive Plan   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Cognizant Technology Solutions Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CTSH CUSIP 192446102   06/04/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Zein Abdalla   Mgmt For For For
  2 Elect Maureen Breakiron-Evans   Mgmt For For For
  3 Elect Jonathan C. Chadwick   Mgmt For For For
  4 Elect John M. Dineen   Mgmt For For For
  5 Elect Francisco D’Souza   Mgmt For For For
  6 Elect John N. Fox, Jr.   Mgmt For For For
  7 Elect Brian Humphries   Mgmt For For For
  8 Elect John E. Klein   Mgmt For For For
  9 Elect Leo S. Mackay, Jr.   Mgmt For For For
  10 Elect Michael Patsalos-Fox   Mgmt For For For
  11 Elect Joseph M. Velli   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against Against For
               
               
               
D.R. Horton, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DHI CUSIP 23331A109   01/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Donald R. Horton   Mgmt For For For
  2 Elect Barbara K. Allen   Mgmt For For For
  3 Elect Bradley S. Anderson   Mgmt For For For
  4 Elect Michael R. Buchanan   Mgmt For For For
  5 Elect Michael W. Hewatt   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For Against Against
  7 Ratification of Auditor   Mgmt For For For
               
               
               
Deutsche Multi-Market Income Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  KMM CUSIP 25160E102   09/12/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Keith R. Fox   Mgmt For For For
  1.2 Elect Richard J. Herring   Mgmt For For For
  1.3 Elect William N. Searcy, Jr.   Mgmt For For For
               
               
               
Deutsche Strategic Income Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  KST CUSIP 25160F109   09/12/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Keith R. Fox   Mgmt For For For
  1.2 Elect Richard J. Herring   Mgmt For For For
  1.3 Elect William N. Searcy, Jr.   Mgmt For For For
               
               
               
Diamondback Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FANG CUSIP 25278X109   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven E. West   Mgmt For For For
  2 Elect Travis D. Stice   Mgmt For For For
  3 Elect Michael L. Hollis   Mgmt For For For
  4 Elect Michael P. Cross   Mgmt For For For
  5 Elect David L. Houston   Mgmt For For For
  6 Elect Mark L. Plaumann   Mgmt For For For
  7 Elect Melanie M. Trent   Mgmt For For For
  8 Amendment to the 2019 Equity Incentive Plan   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
               
               
               
Duff & Phelps Utility & Corporate Bond Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  DUC CUSIP 26432K108   03/11/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert J. Genetski   Mgmt For For For
  1.2 Elect Phillip R. McLoughlin   Mgmt For For For
  1.3 Elect Nathan I. Partain   Mgmt For For For
               
               
               
Eagle Materials Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXP CUSIP 26969P108   08/02/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. William Barnett   Mgmt For For For
  2 Elect Richard Beckwitt   Mgmt For For For
  3 Elect Ed H. Bowman   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Eaton Vance High Income 2021 Target Term Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  EHT CUSIP 27829W101   01/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Mark R. Fetting   Mgmt For For For
  1.2 Elect Helen Frame Peters   Mgmt For For For
  1.3 Elect Keith Quinton   Mgmt For For For
  1.4 Elect Susan J. Sutherland   Mgmt For For For
               
               
               
EBay Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EBAY CUSIP 278642103   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Fred Anderson   Mgmt For For For
  2 Elect Anthony J. Bates   Mgmt For For For
  3 Elect Adriane M. Brown   Mgmt For For For
  4 Elect Jesse A. Cohn   Mgmt For For For
  5 Elect Diana Farrell   Mgmt For For For
  6 Elect Logan D. Green   Mgmt For For For
  7 Elect Bonnie S. Hammer   Mgmt For For For
  8 Elect Kathleen C. Mitic   Mgmt For For For
  9 Elect Matthew J. Murphy   Mgmt For For For
  10 Elect Pierre M. Omidyar   Mgmt For For For
  11 Elect Paul S. Pressler   Mgmt For For For
  12 Elect Robert H. Swan   Mgmt For For For
  13 Elect Thomas J. Tierney   Mgmt For For For
  14 Elect Perry M. Traquina   Mgmt For For For
  15 Elect Devin N. Wenig   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Ratification of Auditor   Mgmt For For For
  18 Decrease in Threshold Required to Call a Special Meeting   Mgmt For For For
  19 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against Against For
               
               
               
Electronic Arts, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EA CUSIP 285512109   08/02/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Leonard S. Coleman, Jr.   Mgmt For For For
  2 Elect Jay C. Hoag   Mgmt For For For
  3 Elect Jeffrey T. Huber   Mgmt For For For
  4 Elect Lawrence F. Probst III   Mgmt For For For
  5 Elect Talbott Roche   Mgmt For For For
  6 Elect Richard A. Simonson   Mgmt For For For
  7 Elect Luis A. Ubinas   Mgmt For For For
  8 Elect Heidi J. Ueberroth   Mgmt For For For
  9 Elect Andrew Wilson   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For Against Against
  11 Ratification of Auditor   Mgmt For For For
               
               
               
Facebook, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FB CUSIP 30303M102   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Peggy Alford   Mgmt For For For
  1.2 Elect Marc L. Andreessen   Mgmt For Withhold Against
  1.3 Elect Kenneth I. Chenault   Mgmt For For For
  1.4 Elect Susan D. Desmond-Hellmann   Mgmt For Withhold Against
  1.5 Elect Sheryl K. Sandberg   Mgmt For For For
  1.6 Elect Peter A. Thiel   Mgmt For For For
  1.7 Elect Jeffrey D. Zients   Mgmt For For For
  1.8 Elect Mark Zuckerberg   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Frequency of Advisory Vote on Executive Compensation   Mgmt 3 Years 1 Year Against
  5 Shareholder Proposal Regarding Recapitalization   ShrHoldr Against For Against
  6 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  7 Shareholder Proposal Regarding Majority Vote for Election of Directors   ShrHoldr Against For Against
  8 Shareholder Proposal Regarding Disclosure of Board Qualifications   ShrHoldr Against Against For
  9 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies   ShrHoldr Against For Against
  10 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  11 Shareholder Proposal Regarding Report on Political Ideology   ShrHoldr Against Against For
  12 Shareholder Proposal Regarding Strategic Alternatives   ShrHoldr Against Against For
               
               
               
Graphic Packaging Holding Company              
  Ticker Security ID:   Meeting Date Meeting Status
  GPK CUSIP 388689101   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Laurie Brlas   Mgmt For For For
  1.2 Elect David D. Campbell   Mgmt For For For
  1.3 Elect Robert A. Hagemann   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
High Income Securities Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  PCF CUSIP 42968F108   01/22/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Change of Business from a Holding Company to an Operating Company   Mgmt For For For
  2 Reincorporation from Massachusetts to Delaware   Mgmt For For For
               
               
               
Jazz Pharmaceuticals Public Limited Company              
  Ticker Security ID:   Meeting Date Meeting Status
  JAZZ CUSIP G50871105   08/02/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter Gray   Mgmt For For For
  2 Elect Kenneth W. O’Keefe   Mgmt For For For
  3 Elect Elmar Schnee   Mgmt For For For
  4 Elect Catherine A. Sohn   Mgmt For For For
  5 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
JPMorgan Chase & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  JPM CUSIP 46625H100   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Linda B. Bammann   Mgmt For For For
  2 Elect James A. Bell   Mgmt For For For
  3 Elect Stephen B. Burke   Mgmt For For For
  4 Elect Todd A. Combs   Mgmt For For For
  5 Elect James S. Crown   Mgmt For For For
  6 Elect James Dimon   Mgmt For For For
  7 Elect Timothy P. Flynn   Mgmt For For For
  8 Elect Mellody Hobson   Mgmt For For For
  9 Elect Laban P. Jackson, Jr.   Mgmt For For For
  10 Elect Michael A. Neal   Mgmt For For For
  11 Elect Lee R. Raymond   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Cumulative Voting   ShrHoldr Against Against For
               
               
               
Keycorp              
  Ticker Security ID:   Meeting Date Meeting Status
  KEY CUSIP 493267108   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bruce D. Broussard   Mgmt For For For
  2 Elect Charles P. Cooley   Mgmt For For For
  3 Elect Gary M. Crosby   Mgmt For For For
  4 Elect Alexander M. Cutler   Mgmt For For For
  5 Elect H. James Dallas   Mgmt For For For
  6 Elect Elizabeth R. Gile   Mgmt For For For
  7 Elect Ruth Ann M. Gillis   Mgmt For For For
  8 Elect William G. Gisel, Jr.   Mgmt For For For
  9 Elect Carlton L. Highsmith   Mgmt For For For
  10 Elect Richard J. Hipple   Mgmt For For For
  11 Elect Kristen L. Manos   Mgmt For For For
  12 Elect Beth E. Mooney   Mgmt For For For
  13 Elect Barbara R. Snyder   Mgmt For For For
  14 Elect David K. Wilson   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Approval of the 2019 Equity Compensation Plan   Mgmt For For For
  18 Increase of Authorized Common Stock   Mgmt For For For
  19 Amend Regulations to Permit the Board to Make Future Amendments   Mgmt For For For
               
               
               
Lincoln National Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LNC CUSIP 534187109   05/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Deirdre P. Connelly   Mgmt For For For
  2 Elect William H. Cunningham   Mgmt For For For
  3 Elect Dennis R. Glass   Mgmt For For For
  4 Elect George W. Henderson, III   Mgmt For For For
  5 Elect Eric G. Johnson   Mgmt For For For
  6 Elect Gary C. Kelly   Mgmt For For For
  7 Elect M. Leanne Lachman   Mgmt For For For
  8 Elect Michael F. Mee   Mgmt For For For
  9 Elect Patrick S. Pittard   Mgmt For For For
  10 Elect Isaiah Tidwell   Mgmt For For For
  11 Elect Lynn M. Utter   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
Logitech International SA              
  Ticker Security ID:   Meeting Date Meeting Status
  LOGN CUSIP H50430232   09/05/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Compensation Report   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Increase in Authorised Capital   Mgmt For For For
  5 Amendments to Articles (General Meetings)   Mgmt For For For
  6 Amendments to Articles (External Mandates)   Mgmt For For For
  7 Ratification of Board and Management Acts   Mgmt For For For
  8 Elect Patrick Aebischer   Mgmt For For For
  9 Elect Wendy Becker   Mgmt For For For
  10 Elect Edouard Bugnion   Mgmt For For For
  11 Elect Bracken P. Darrell   Mgmt For For For
  12 Elect Guerrino De Luca   Mgmt For For For
  13 Elect Didier Hirsch   Mgmt For For For
  14 Elect Neil Hunt   Mgmt For For For
  15 Elect Neela Montgomery   Mgmt For For For
  16 Elect Dimitri Panayotopoulos   Mgmt For For For
  17 Elect Lung Yeh   Mgmt For For For
  18 Elect Marjorie Lao   Mgmt For For For
  19 Appoint Guerrino De Luca as Board Chair   Mgmt For For For
  20 Elect Edouard Bugnion as Compensation Committee Member   Mgmt For For For
  21 Elect Neil Hunt as Compensation Committee Member   Mgmt For For For
  22 Elect Dimitri Panayotopoulos as Compensation Committee Member   Mgmt For For For
  23 Elect Wendy Becker as Compensation Committee Member   Mgmt For For For
  24 Board Compensation   Mgmt For For For
  25 Executive Compensation   Mgmt For For For
  26 Appointment of Auditor   Mgmt For For For
  27 Appointment of Independent Proxy   Mgmt For For For
               
               
               
Madison Covered Call & Equity Strategy Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  MCN CUSIP 557437100   09/28/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Reorganization of the Strategic Sector Premium Fund into the Covered Call & Equity Strategy Fund   Mgmt For For For
  2 Issuance of Common Stock   Mgmt For For For
  3 Amendment to Industry Concentration Policy   Mgmt For For For
  4.1 Elect James R. Imhoff, Jr.   Mgmt For Withhold Against
               
               
               
Madison Strategic Sector Premium Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  MSP CUSIP 558268108   09/28/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Reorganization of the Strategic Sector Premium Fund into the Covered Call & Equity Strategy Fund   Mgmt For For For
               
               
               
Managed Duration Investment Grade Municipal Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  MZF CUSIP 56165R103   07/12/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Liquidation   Mgmt For For For
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect B. Evan Bayh III   Mgmt For For For
  2 Elect Charles E. Bunch   Mgmt For For For
  3 Elect Edward G. Galante   Mgmt For For For
  4 Elect Kim K.W. Rucker   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Shareholder Proposal Regarding Right To Act By Written Consent   ShrHoldr Against For Against
  8 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   09/24/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Increase of Authorized Common Stock   Mgmt For For For
  3 Change in Board Size   Mgmt For For For
  4 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Masco Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MAS CUSIP 574599106   05/10/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Marie A. Ffolkes   Mgmt For For For
  2 Elect Donald R. Parfet   Mgmt For For For
  3 Elect Lisa A. Payne   Mgmt For For For
  4 Elect Reginald M. Turner   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Mastercard Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  MA CUSIP 57636Q104   06/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard Haythornthwaite   Mgmt For For For
  2 Elect Ajay Banga   Mgmt For For For
  3 Elect David R. Carlucci   Mgmt For For For
  4 Elect Richard K. Davis   Mgmt For For For
  5 Elect Steven J. Freiberg   Mgmt For For For
  6 Elect Julius Genachowski   Mgmt For For For
  7 Elect Choon Phong Goh   Mgmt For For For
  8 Elect Merit E. Janow   Mgmt For For For
  9 Elect Oki Matsumoto   Mgmt For Against Against
  10 Elect Youngme E. Moon   Mgmt For For For
  11 Elect Rima Qureshi   Mgmt For For For
  12 Elect Jose Octavio Reyes Lagunes   Mgmt For For For
  13 Elect Gabrielle Sulzberger   Mgmt For For For
  14 Elect Jackson P. Tai   Mgmt For For For
  15 Elect Lance Uggla   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Ratification of Auditor   Mgmt For For For
  18 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  19 Shareholder Proposal Regarding Formation of a Human Rights Committee   ShrHoldr Against Against For
               
               
               
Nuveen Build America Bond Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  NBB CUSIP 67074C103   10/19/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Share Issuance in Connection With Fund Combination   Mgmt For For For
  2 Elimination of Fundamental Policy Regarding Contingent Term   Mgmt For For For
  3.1 Elect Margo L. Cook   Mgmt For For For
  3.2 Elect Jack B. Evans   Mgmt For For For
  3.3 Elect Albin F. Moschner   Mgmt For For For
  3.4 Elect William J. Schneider   Mgmt For For For
               
               
               
Nuveen Build America Bond Opportunity Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  NBD CUSIP 67074Q102   10/19/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Reorganization of Nuveen Build America Bond Opportunity Fund into Nuveen Build America Bond Fund   Mgmt For For For
  2.1 Elect Margo L. Cook   Mgmt For For For
  2.2 Elect Jack B. Evans   Mgmt For For For
  2.3 Elect Albin F. Moschner   Mgmt For For For
  2.4 Elect William J. Schneider   Mgmt For For For
               
               
               
Parsley Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PE CUSIP 701877102   05/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William Browning   Mgmt For For For
  2 Elect David H. Smith   Mgmt For Against Against
  3 Elect Jerry Windlinger   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Perkinelmer, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PKI CUSIP 714046109   04/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter Barrett   Mgmt For For For
  2 Elect Samuel R. Chapin   Mgmt For For For
  3 Elect Robert F. Friel   Mgmt For For For
  4 Elect Sylvie Gregoire   Mgmt For For For
  5 Elect Alexis P. Michas   Mgmt For For For
  6 Elect Patrick J. Sullivan   Mgmt For For For
  7 Elect Frank Witney   Mgmt For For For
  8 Elect Pascale Witz   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Approval of the 2019 Incentive Plan   Mgmt For For For
               
               
               
PRA Health Sciences, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRAH CUSIP 69354M108   06/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Jeffrey T. Barber   Mgmt For For For
  1.2 Elect Linda S. Grais   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Royal Caribbean Cruises Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  RCL CUSIP V7780T103   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John F. Brock   Mgmt For For For
  2 Elect Richard D. Fain   Mgmt For For For
  3 Elect Stephen R. Howe, Jr   Mgmt For For For
  4 Elect William L. Kimsey   Mgmt For For For
  5 Elect Maritza Gomez Montiel   Mgmt For For For
  6 Elect Ann S. Moore   Mgmt For For For
  7 Elect Eyal M. Ofer   Mgmt For For For
  8 Elect Thomas J. Pritzker   Mgmt For For For
  9 Elect William K. Reilly   Mgmt For For For
  10 Elect Vagn Sorensen   Mgmt For For For
  11 Elect Donald Thompson   Mgmt For For For
  12 Elect Arne Alexander Wilhelmsen   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
               
               
               
Signature Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBNY CUSIP 82669G104   04/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Derrick D. Cephas   Mgmt For For For
  2 Elect Judith A. Huntington   Mgmt For For For
  3 Elect John Tamberlane   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For Against Against
  6 Authority to Repurchase Shares   Mgmt For For For
               
               
               
Signature Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBNY CUSIP 82669G104   10/17/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Share Repurchase   Mgmt For For For
               
               
               
Skyworks Solutions, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SWKS CUSIP 83088M102   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David J. Aldrich   Mgmt For For For
  2 Elect Kevin L. Beebe   Mgmt For For For
  3 Elect Timothy R. Furey   Mgmt For For For
  4 Elect Liam K. Griffin   Mgmt For For For
  5 Elect Balakrishnan S. Iyer   Mgmt For For For
  6 Elect Christine King   Mgmt For For For
  7 Elect David P. McGlade   Mgmt For For For
  8 Elect Robert A. Schriesheim   Mgmt For For For
  9 Elect Kimberly S. Stevenson   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr N/A For N/A
               
               
               
SRC Energy Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SRCI CUSIP 78470V108   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Lynn A. Peterson   Mgmt For For For
  1.2 Elect Jack N. Aydin   Mgmt For For For
  1.3 Elect Daniel E. Kelly   Mgmt For For For
  1.4 Elect Paul J. Korus   Mgmt For For For
  1.5 Elect Raymond E. McElhaney   Mgmt For For For
  1.6 Elect Jennifer S. Zucker   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
SVB Financial Group              
  Ticker Security ID:   Meeting Date Meeting Status
  SIVB CUSIP 78486Q101   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Greg W. Becker   Mgmt For For For
  1.2 Elect Eric A. Benhamou   Mgmt For For For
  1.3 Elect John Clendening   Mgmt For For For
  1.4 Elect Roger F. Dunbar   Mgmt For For For
  1.5 Elect Joel P. Friedman   Mgmt For For For
  1.6 Elect Kimberley A. Jabal   Mgmt For For For
  1.7 Elect Jeffrey N. Maggioncalda   Mgmt For For For
  1.8 Elect Mary J. Miller   Mgmt For For For
  1.9 Elect Kate D. Mitchell   Mgmt For For For
  1.10 Elect John F. Robinson   Mgmt For For For
  1.11 Elect Garen K. Staglin   Mgmt For For For
  2 Elimination of Cumulative Voting   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Amendment to the 2006 Equity Incentive Plan   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Teleflex Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  TFX CUSIP 879369106   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John C. Heinmiller   Mgmt For For For
  2 Elect Andrew A. Krakauer   Mgmt For For For
  3 Elect Richard A. Packer   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
The Asia Pacific Fund, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  APB CUSIP 044901106   10/12/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Jessica M. Bibliowicz   Mgmt For For For
  1.2 Elect David G.P. Scholfield   Mgmt For For For
  1.3 Elect William G. Tung   Mgmt For For For
  2 Liquidation of the Fund   Mgmt For For For
  3 Shareholder Proposal Regarding Termination of the Investment Advisor   ShrHoldr Against Against For
               
               
               
Thermo Fisher Scientific Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TMO CUSIP 883556102   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Marc N. Casper   Mgmt For For For
  2 Elect Nelson J. Chai   Mgmt For For For
  3 Elect C. Martin Harris   Mgmt For For For
  4 Elect Tyler Jacks   Mgmt For For For
  5 Elect Judy C. Lewent   Mgmt For For For
  6 Elect Thomas J. Lynch   Mgmt For For For
  7 Elect Jim P. Manzi   Mgmt For For For
  8 Elect James C. Mullen   Mgmt For For For
  9 Elect Lars Rebien Sorensen   Mgmt For For For
  10 Elect Scott M. Sperling   Mgmt For For For
  11 Elect Elaine S. Ullian   Mgmt For For For
  12 Elect Dion J. Weisler   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For Against Against
  14 Ratification of Auditor   Mgmt For For For
               
               
               
Union Pacific Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  UNP CUSIP 907818108   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andrew H. Card, Jr.   Mgmt For For For
  2 Elect Erroll B. Davis, Jr.   Mgmt For For For
  3 Elect William J. DeLaney   Mgmt For For For
  4 Elect David B. Dillon   Mgmt For For For
  5 Elect Lance M. Fritz   Mgmt For For For
  6 Elect Deborah C. Hopkins   Mgmt For For For
  7 Elect Jane H. Lute   Mgmt For For For
  8 Elect Michael R. McCarthy   Mgmt For For For
  9 Elect Thomas F. McLarty III   Mgmt For For For
  10 Elect Bhavesh V. Patel   Mgmt For For For
  11 Elect Jose H. Villarreal   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Visa Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  V CUSIP 92826C839   01/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lloyd A. Carney   Mgmt For For For
  2 Elect Mary B. Cranston   Mgmt For For For
  3 Elect Francisco Javier Fernandez-Carbajal   Mgmt For For For
  4 Elect Alfred F. Kelly, Jr.   Mgmt For For For
  5 Elect John F. Lundgren   Mgmt For For For
  6 Elect Robert W. Matschullat   Mgmt For For For
  7 Elect Denise M. Morrison   Mgmt For For For
  8 Elect Suzanne Nora Johnson   Mgmt For For For
  9 Elect John A.C. Swainson   Mgmt For For For
  10 Elect Maynard G. Webb, Jr.   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For

 

 

 

Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Equity Income Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
AbbVie Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ABBV CUSIP 00287Y109   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect William H.L. Burnside   Mgmt For For For
  1.2 Elect Brett J. Hart   Mgmt For For For
  1.3 Elect Edward J. Rapp   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Elimination of Supermajority Requirement   Mgmt For For For
  5 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
  6 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing   ShrHoldr Against Against For
  7 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
               
               
               
Aircastle Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  AYR CUSIP G0129K104   05/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ronald W. Allen   Mgmt For For For
  1.2 Elect Douglas A. Hacker   Mgmt For For For
  1.3 Elect Jun Horie   Mgmt For For For
  1.4 Elect Michael J. Inglese   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
               
               
               
Allergan plc              
  Ticker Security ID:   Meeting Date Meeting Status
  AGN CUSIP G0177J108   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nesli Basgoz   Mgmt For For For
  2 Elect Joseph H. Boccuzi   Mgmt For For For
  3 Elect Christopher W. Bodine   Mgmt For For For
  4 Elect Adriane M. Brown   Mgmt For For For
  5 Elect Christopher J. Coughlin   Mgmt For For For
  6 Elect Carol Anthony Davidson   Mgmt For For For
  7 Elect Thomas C. Freyman   Mgmt For For For
  8 Elect Michael E. Greenberg   Mgmt For For For
  9 Elect Robert J. Hugin   Mgmt For For For
  10 Elect Peter J. McDonnell   Mgmt For For For
  11 Elect Brenton L. Saunders   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor and Authority to Set Fees   Mgmt For For For
  14 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  16 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  17 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against Against For
               
               
               
Alliance California Municipal Income Fund Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  AKP CUSIP 018546101   04/26/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Liquidation of the Fund   Mgmt For For For
               
               
               
Altria Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MO CUSIP 02209S103   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John T. Casteen III   Mgmt For For For
  2 Elect Dinyar S. Devitre   Mgmt For For For
  3 Elect Thomas F. Farrell II   Mgmt For For For
  4 Elect Debra J. Kelly-Ennis   Mgmt For For For
  5 Elect W. Leo Kiely III   Mgmt For For For
  6 Elect Kathryn B. McQuade   Mgmt For For For
  7 Elect George Munoz   Mgmt For For For
  8 Elect Mark E. Newman   Mgmt For For For
  9 Elect Nabil Y. Sakkab   Mgmt For For For
  10 Elect Virginia E. Shanks   Mgmt For For For
  11 Elect Howard A. Willard III   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding  Nicotine Levels in Tobacco Products   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
               
               
               
Applied Materials, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AMAT CUSIP 038222105   03/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Judy Bruner   Mgmt For For For
  2 Elect Eric Chen   Mgmt For For For
  3 Elect Aart J. de Geus   Mgmt For For For
  4 Elect Gary E. Dickerson   Mgmt For For For
  5 Elect Stephen R. Forrest   Mgmt For For For
  6 Elect Thomas J. Iannotti   Mgmt For For For
  7 Elect Alexander A. Karsner   Mgmt For For For
  8 Elect Adrianna C. Ma   Mgmt For For For
  9 Elect Scott A. McGregor   Mgmt For For For
  10 Elect Dennis D. Powell   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
AT&T, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  T CUSIP 00206R102   04/26/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Randall L. Stephenson   Mgmt For For For
  2 Elect Samuel A. Di Piazza, Jr.   Mgmt For For For
  3 Elect Richard W. Fisher   Mgmt For For For
  4 Elect Scott T. Ford   Mgmt For For For
  5 Elect Glenn H. Hutchins   Mgmt For For For
  6 Elect William E. Kennard   Mgmt For For For
  7 Elect Michael B. McCallister   Mgmt For For For
  8 Elect Beth E. Mooney   Mgmt For For For
  9 Elect Matthew K. Rose   Mgmt For For For
  10 Elect Cindy B. Taylor   Mgmt For For For
  11 Elect Laura D. Tyson   Mgmt For For For
  12 Elect Geoffrey Y. Yang   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Avangrid, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AGR CUSIP 05351W103   06/27/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ignacio Sanchez Galan   Mgmt For For For
  1.2 Elect John E. Baldacci   Mgmt For For For
  1.3 Elect Robert Duffy   Mgmt For For For
  1.4 Elect Carol L. Folt   Mgmt For For For
  1.5 Elect Teresa A. Herbert   Mgmt For For For
  1.6 Elect Patricia Jacobs   Mgmt For For For
  1.7 Elect John L. Lahey   Mgmt For For For
  1.8 Elect Santiago Martinez Garrido   Mgmt For For For
  1.9 Elect Sonsoles Rubio Reinoso   Mgmt For For For
  1.10 Elect Juan Carlos Rebollo Liceaga   Mgmt For For For
  1.11 Elect Jose Sainz Armada   Mgmt For For For
  1.12 Elect Alan D. Solomont   Mgmt For For For
  1.13 Elect Elizabeth Timm   Mgmt For For For
  1.14 Elect James P. Torgerson   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Avery Dennison Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AVY CUSIP 053611109   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bradley A. Alford   Mgmt For For For
  2 Elect Anthony K. Anderson   Mgmt For For For
  3 Elect Peter K. Barker   Mgmt For For For
  4 Elect Mark J. Barrenechea   Mgmt For Against Against
  5 Elect Mitchell R. Butier   Mgmt For For For
  6 Elect Ken Hicks   Mgmt For For For
  7 Elect Andres A. Lopez   Mgmt For For For
  8 Elect David E.I. Pyott   Mgmt For For For
  9 Elect Patrick T. Siewert   Mgmt For For For
  10 Elect Julia Stewart   Mgmt For For For
  11 Elect Martha Sullivan   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
               
               
               
Bank of America Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAC CUSIP 060505104   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sharon L. Allen   Mgmt For For For
  2 Elect Susan S. Bies   Mgmt For For For
  3 Elect Jack O. Bovender, Jr.   Mgmt For For For
  4 Elect Frank P. Bramble, Sr.   Mgmt For For For
  5 Elect Pierre J. P. de Weck   Mgmt For For For
  6 Elect Arnold W. Donald   Mgmt For For For
  7 Elect Linda P. Hudson   Mgmt For For For
  8 Elect Monica C. Lozano   Mgmt For For For
  9 Elect Thomas J. May   Mgmt For For For
  10 Elect Brian T. Moynihan   Mgmt For For For
  11 Elect Lionel L. Nowell, III   Mgmt For For For
  12 Elect Clayton S. Rose   Mgmt For For For
  13 Elect Michael D. White   Mgmt For For For
  14 Elect Thomas D. Woods   Mgmt For For For
  15 Elect R. David Yost   Mgmt For For For
  16 Elect Maria T. Zuber   Mgmt For For For
  17 Advisory Vote on Executive Compensation   Mgmt For For For
  18 Ratification of Auditor   Mgmt For For For
  19 Amendment to the Key Employee Equity Plan   Mgmt For For For
  20 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw   ShrHoldr Against Against For
               
               
               
BlackRock Income Trust Inc              
  Ticker Security ID:   Meeting Date Meeting Status
  BKT CUSIP 09247F100   07/30/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Frank J. Fabozzi   Mgmt For For For
  1.2 Elect Robert Fairbairn   Mgmt For For For
  1.3 Elect Catherine A. Lynch   Mgmt For For For
  1.4 Elect Karen P. Robards   Mgmt For For For
  2 Shareholder Proposal to Authorize Self Tender Offer (BlackRock Income Trust ONLY)   Mgmt Against Against For
               
               
               
Booz Allen Hamilton Holding Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAH CUSIP 099502106   07/26/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Horacio D. Rozanski   Mgmt For For For
  2 Elect Ian Fujiyama   Mgmt For For For
  3 Elect Mark E. Gaumond   Mgmt For For For
  4 Elect Gretchen W. McClain   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Broadcom Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AVGO CUSIP 11135F101   04/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Hock E. Tan   Mgmt For For For
  2 Elect Dr. Henry S. Samueli   Mgmt For For For
  3 Elect Eddy W. Hartenstein   Mgmt For Against Against
  4 Elect Diane M. Bryant   Mgmt For For For
  5 Elect Gayla J. Delly   Mgmt For For For
  6 Elect Check Kian Low   Mgmt For For For
  7 Elect Peter J. Marks   Mgmt For For For
  8 Elect Harry L. You   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Amendment to the Employee Share Purchase Plan   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For Against Against
               
               
               
Cabot Oil & Gas Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  COG CUSIP 127097103   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Dorothy M. Ables   Mgmt For For For
  1.2 Elect Rhys J. Best   Mgmt For For For
  1.3 Elect Robert S. Boswell   Mgmt For For For
  1.4 Elect Amanda M. Brock   Mgmt For For For
  1.5 Elect Peter B. Delaney   Mgmt For For For
  1.6 Elect Dan O. Dinges   Mgmt For For For
  1.7 Elect Robert Kelley   Mgmt For For For
  1.8 Elect W. Matt Ralls   Mgmt For For For
  1.9 Elect Marcus A. Watts   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
CenterPoint Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CNP CUSIP 15189T107   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Leslie D. Biddle   Mgmt For For For
  2 Elect Milton Carroll   Mgmt For For For
  3 Elect Scott J. McLean   Mgmt For For For
  4 Elect Martin H. Nesbitt   Mgmt For For For
  5 Elect Theodore F. Pound   Mgmt For For For
  6 Elect Scott M. Prochazka   Mgmt For For For
  7 Elect Susan O. Rheney   Mgmt For For For
  8 Elect Phillip R. Smith   Mgmt For For For
  9 Elect John W. Somerhalder II   Mgmt For For For
  10 Elect Peter S. Wareing   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Cimarex Energy Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  XEC CUSIP 171798101   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Hans Helmerich   Mgmt For For For
  2 Elect Harold R. Logan, Jr.   Mgmt For For For
  3 Elect Monroe W. Robertson   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Approval of the 2019 Equity Incentive Plan   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
CNO Financial Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CNO CUSIP 12621E103   05/10/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gary C. Bhojwani   Mgmt For For For
  2 Elect Ellyn L. Brown   Mgmt For For For
  3 Elect Stephen N. David   Mgmt For For For
  4 Elect Robert C. Greving   Mgmt For For For
  5 Elect Nina Henderson   Mgmt For For For
  6 Elect Charles J. Jacklin   Mgmt For For For
  7 Elect Daniel R. Maurer   Mgmt For For For
  8 Elect Neal C. Schneider   Mgmt For For For
  9 Elect Frederick J. Sievert   Mgmt For For For
  10 Extension Of Share Transfer Restrictions   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
CSX Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CSX CUSIP 126408103   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Donna M. Alvarado   Mgmt For For For
  2 Elect Pamela L. Carter   Mgmt For For For
  3 Elect James M. Foote   Mgmt For For For
  4 Elect Steven T. Halverson   Mgmt For For For
  5 Elect Paul C. Hilal   Mgmt For For For
  6 Elect John D. McPherson   Mgmt For For For
  7 Elect David M. Moffett   Mgmt For For For
  8 Elect Linda H. Riefler   Mgmt For For For
  9 Elect J. Steven Whisler   Mgmt For For For
  10 Elect John J. Zillmer   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 2019 Stock and Incentive Plan   Mgmt For For For
               
               
               
Cummins Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CMI CUSIP 231021106   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect N. Thomas Linebarger   Mgmt For For For
  2 Elect Richard J. Freeland   Mgmt For For For
  3 Elect Robert J. Bernhard   Mgmt For For For
  4 Elect Franklin R. Chang-Diaz   Mgmt For For For
  5 Elect Bruno V. Di Leo Allen   Mgmt For For For
  6 Elect Stephen B. Dobbs   Mgmt For For For
  7 Elect Robert K. Herdman   Mgmt For For For
  8 Elect Alexis M. Herman   Mgmt For For For
  9 Elect Thomas J. Lynch   Mgmt For For For
  10 Elect William I. Miller   Mgmt For For For
  11 Elect Georgia R. Nelson   Mgmt For For For
  12 Elect Karen H. Quintos   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Amendment to the Employee Stock Purchase Plan   Mgmt For Against Against
  16 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
D.R. Horton, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DHI CUSIP 23331A109   01/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Donald R. Horton   Mgmt For For For
  2 Elect Barbara K. Allen   Mgmt For For For
  3 Elect Bradley S. Anderson   Mgmt For For For
  4 Elect Michael R. Buchanan   Mgmt For For For
  5 Elect Michael W. Hewatt   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For Against Against
  7 Ratification of Auditor   Mgmt For For For
               
               
               
Deutsche Multi-Market Income Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  KMM CUSIP 25160E102   09/12/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Keith R. Fox   Mgmt For For For
  1.2 Elect Richard J. Herring   Mgmt For For For
  1.3 Elect William N. Searcy, Jr.   Mgmt For For For
               
               
               
Deutsche Strategic Income Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  KST CUSIP 25160F109   09/12/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Keith R. Fox   Mgmt For For For
  1.2 Elect Richard J. Herring   Mgmt For For For
  1.3 Elect William N. Searcy, Jr.   Mgmt For For For
               
               
               
Diamondback Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FANG CUSIP 25278X109   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven E. West   Mgmt For For For
  2 Elect Travis D. Stice   Mgmt For For For
  3 Elect Michael L. Hollis   Mgmt For For For
  4 Elect Michael P. Cross   Mgmt For For For
  5 Elect David L. Houston   Mgmt For For For
  6 Elect Mark L. Plaumann   Mgmt For For For
  7 Elect Melanie M. Trent   Mgmt For For For
  8 Amendment to the 2019 Equity Incentive Plan   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
               
               
               
DowDuPont Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DWDP CUSIP 26078J100   05/23/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Reverse Stock Split   Mgmt For For For
  2 Right to Adjourn Meeting   Mgmt For For For
               
               
               
DTE Energy Company              
  Ticker Security ID:   Meeting Date Meeting Status
  DTE CUSIP 233331107   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Gerard M. Anderson   Mgmt For For For
  1.2 Elect David A. Brandon   Mgmt For For For
  1.3 Elect W. Frank Fountain, Jr.   Mgmt For For For
  1.4 Elect Charles G. McClure, Jr.   Mgmt For For For
  1.5 Elect Gail J. McGovern   Mgmt For For For
  1.6 Elect Mark A. Murray   Mgmt For For For
  1.7 Elect Ruth G. Shaw   Mgmt For For For
  1.8 Elect Robert C. Skaggs, Jr.   Mgmt For For For
  1.9 Elect David A. Thomas   Mgmt For For For
  1.10 Elect James H. Vandenberghe   Mgmt For For For
  1.11 Elect Valerie M. Williams   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
  5 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
               
               
               
Duff & Phelps Utility & Corporate Bond Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  DUC CUSIP 26432K108   03/11/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert J. Genetski   Mgmt For For For
  1.2 Elect Phillip R. McLoughlin   Mgmt For For For
  1.3 Elect Nathan I. Partain   Mgmt For For For
               
               
               
DuPont de Nemours, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DD CUSIP 26078J100   06/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Edward D. Breen   Mgmt For For For
  2 Elect Ruby R. Chandy   Mgmt For For For
  3 Elect Franklin K. Clyburn, Jr.   Mgmt For For For
  4 Elect Terrence R. Curtin   Mgmt For For For
  5 Elect Alexander M. Cutler   Mgmt For For For
  6 Elect C. Marc Doyle   Mgmt For For For
  7 Elect Eleuthere I. du Pont   Mgmt For For For
  8 Elect Rajiv L. Gupta   Mgmt For For For
  9 Elect Luther C. Kissam IV   Mgmt For For For
  10 Elect Frederick M. Lowery   Mgmt For For For
  11 Elect Raymond J. Milchovich   Mgmt For For For
  12 Elect Steven M. Sterin   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Report on Plastic Pollution   ShrHoldr Against Against For
               
               
               
Eastman Chemical Company              
  Ticker Security ID:   Meeting Date Meeting Status
  EMN CUSIP 277432100   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Humberto Alfonso   Mgmt For For For
  2 Elect Brett D. Begemann   Mgmt For For For
  3 Elect Michael P. Connors   Mgmt For Against Against
  4 Elect Mark J. Costa   Mgmt For For For
  5 Elect Robert M. Hernandez   Mgmt For For For
  6 Elect Julie  Fasone Holder   Mgmt For For For
  7 Elect Renee J. Hornbaker   Mgmt For For For
  8 Elect Lewis M. Kling   Mgmt For For For
  9 Elect Kim Ann Mink   Mgmt For Against Against
  10 Elect James J. O’Brien   Mgmt For For For
  11 Elect David W. Raisbeck   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Act By Written Consent   ShrHoldr Against For Against
               
               
               
Eaton Vance High Income 2021 Target Term Trust              
  Ticker Security ID:   Meeting Date Meeting Status
  EHT CUSIP 27829W101   01/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Mark R. Fetting   Mgmt For For For
  1.2 Elect Helen Frame Peters   Mgmt For For For
  1.3 Elect Keith Quinton   Mgmt For For For
  1.4 Elect Susan J. Sutherland   Mgmt For For For
               
               
               
Evergy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EVRG CUSIP 30034W106   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Terry D. Bassham   Mgmt For For For
  1.2 Elect Mollie Hale Carter   Mgmt For For For
  1.3 Elect Charles Q. Chandler, IV   Mgmt For For For
  1.4 Elect Gary D. Forsee   Mgmt For For For
  1.5 Elect Scott D. Grimes   Mgmt For For For
  1.6 Elect Richard L. Hawley   Mgmt For For For
  1.7 Elect Thomas D. Hyde   Mgmt For For For
  1.8 Elect B. Anthony Isaac   Mgmt For For For
  1.9 Elect Sandra A.J. Lawrence   Mgmt For For For
  1.10 Elect Ann D. Murtlow   Mgmt For For For
  1.11 Elect Sandra J. Price   Mgmt For For For
  1.12 Elect Mark A. Ruelle   Mgmt For For For
  1.13 Elect John J. Sherman   Mgmt For For For
  1.14 Elect S. Carl Soderstrom, Jr.   Mgmt For Withhold Against
  1.15 Elect John A. Stall   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
  4 Ratification of Auditor   Mgmt For For For
               
               
               
Fifth Third Bancorp              
  Ticker Security ID:   Meeting Date Meeting Status
  FITB CUSIP 316773100   04/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nicholas K. Akins   Mgmt For For For
  2 Elect B. Evan Bayh III   Mgmt For For For
  3 Elect Jorge L. Benitez   Mgmt For For For
  4 Elect Katherine B. Blackburn   Mgmt For For For
  5 Elect Emerson L. Brumback   Mgmt For For For
  6 Elect Jerry W. Burris   Mgmt For For For
  7 Elect Greg D. Carmichael   Mgmt For For For
  8 Elect C. Bryan Daniels   Mgmt For For For
  9 Elect Thomas H. Harvey   Mgmt For For For
  10 Elect Gary R. Heminger   Mgmt For Against Against
  11 Elect Jewell D. Hoover   Mgmt For For For
  12 Elect Eileen A. Mallesch   Mgmt For For For
  13 Elect Michael B. McCallister   Mgmt For For For
  14 Elect Marsha C. Williams   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
  18 Approval of the 2019 Incentive Compensation Plan   Mgmt For For For
  19 Authorization of Preferred Stock   Mgmt For For For
               
               
               
Fortune Brands Home & Security, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FBHS CUSIP 34964C106   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Irial Finan   Mgmt For For For
  2 Elect Susan Kilsby   Mgmt For For For
  3 Elect Christopher J. Klein   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Huntsman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  HUN CUSIP 447011107   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter R. Huntsman   Mgmt For For For
  2 Elect Nolan D. Archibald   Mgmt For For For
  3 Elect Mary C. Beckerle   Mgmt For For For
  4 Elect M. Anthony Burns   Mgmt For For For
  5 Elect Daniele Ferrari   Mgmt For For For
  6 Elect Robert J. Margetts   Mgmt For For For
  7 Elect Wayne A. Reaud   Mgmt For For For
  8 Elect Jan E. Tighe   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For Against Against
  10 Ratification of Auditor   Mgmt For For For
  11 Shareholder Proposal Regarding Right to Act By Written Consent   ShrHoldr Against For Against
               
               
               
Infosys Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  INFY CUSIP 456788108   06/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Nandan Nilekani   Mgmt For For For
  4 Approval of Infosys Expanded Stock Ownership Program 2019   Mgmt For Against Against
  5 Extension of Infosys Expanded Stock Ownership Program 2019 to Subsidiary Companies   Mgmt For Against Against
  6 Acquisition of the Company’s Shares on the Secondary Market to Implement Infosys Expanded Stock Ownership Program 2019   Mgmt For Against Against
  7 Grant Stock Incentives to Salil Parekh under the Infosys Expanded Stock Ownership Program 2019   Mgmt For Against Against
  8 Revision of Remuneration of Salil Parekh (MD/CEO)   Mgmt For Against Against
  9 Grant Stock Incentives to U. B. Pravin Rao (COO and Whole-Time Director) under the Infosys Expanded Stock Ownership Program 2019   Mgmt For Against Against
               
               
               
Intel Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  INTC CUSIP 458140100   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Aneel Bhusri   Mgmt For For For
  2 Elect Andy D. Bryant   Mgmt For For For
  3 Elect Reed E. Hundt   Mgmt For For For
  4 Elect Omar Ishrak   Mgmt For For For
  5 Elect Risa Lavizzo-Mourey   Mgmt For For For
  6 Elect Tsu-Jae King Liu   Mgmt For For For
  7 Elect Gregory D. Smith   Mgmt For For For
  8 Elect Robert H. Swan   Mgmt For For For
  9 Elect Andrew Wilson   Mgmt For For For
  10 Elect Frank D. Yeary   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For Against Against
  13 Amendment to the 2006 Equity Incentive Plan   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Advisory Vote on Political Contributions   ShrHoldr Against Against For
               
               
               
International Business Machines Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  IBM CUSIP 459200101   04/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael L. Eskew   Mgmt For Against Against
  2 Elect David N. Farr   Mgmt For For For
  3 Elect Alex Gorsky   Mgmt For For For
  4 Elect Michelle Howard   Mgmt For For For
  5 Elect Shirley Ann Jackson   Mgmt For Against Against
  6 Elect Andrew N. Liveris   Mgmt For For For
  7 Elect Martha E. Pollack   Mgmt For For For
  8 Elect Virginia M. Rometty   Mgmt For For For
  9 Elect Joseph R. Swedish   Mgmt For For For
  10 Elect Sidney Taurel   Mgmt For For For
  11 Elect Peter R. Voser   Mgmt For For For
  12 Elect Frederick H. Waddell   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Re-approve the Long-Term Incentive Performance Terms   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act By Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
International Paper Company              
  Ticker Security ID:   Meeting Date Meeting Status
  IP CUSIP 460146103   05/13/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William J. Burns   Mgmt For For For
  2 Elect Christopher M. Connor   Mgmt For For For
  3 Elect Ahmet Cemal Dorduncu   Mgmt For For For
  4 Elect Ilene S. Gordon   Mgmt For For For
  5 Elect Anders Gustafsson   Mgmt For Against Against
  6 Elect Jacqueline C. Hinman   Mgmt For For For
  7 Elect Clinton A. Lewis, Jr.   Mgmt For For For
  8 Elect Kathryn D. Sullivan   Mgmt For For For
  9 Elect Mark S. Sutton   Mgmt For For For
  10 Elect J. Steven Whisler   Mgmt For For For
  11 Elect Ray G. Young   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Johnson & Johnson              
  Ticker Security ID:   Meeting Date Meeting Status
  JNJ CUSIP 478160104   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Mary C. Beckerle   Mgmt For For For
  2 Elect D. Scott Davis   Mgmt For For For
  3 Elect Ian E.L. Davis   Mgmt For For For
  4 Elect Jennifer A. Doudna   Mgmt For For For
  5 Elect Alex Gorsky   Mgmt For For For
  6 Elect Marillyn A. Hewson   Mgmt For For For
  7 Elect Mark B. McClellan   Mgmt For For For
  8 Elect Anne M. Mulcahy   Mgmt For For For
  9 Elect William D. Perez   Mgmt For For For
  10 Elect Charles Prince   Mgmt For Against Against
  11 Elect A. Eugene Washington   Mgmt For For For
  12 Elect Ronald A. Williams   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Recoupment Report   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing   ShrHoldr Against Against For
               
               
               
JPMorgan Chase & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  JPM CUSIP 46625H100   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Linda B. Bammann   Mgmt For For For
  2 Elect James A. Bell   Mgmt For For For
  3 Elect Stephen B. Burke   Mgmt For For For
  4 Elect Todd A. Combs   Mgmt For For For
  5 Elect James S. Crown   Mgmt For For For
  6 Elect James Dimon   Mgmt For For For
  7 Elect Timothy P. Flynn   Mgmt For For For
  8 Elect Mellody Hobson   Mgmt For For For
  9 Elect Laban P. Jackson, Jr.   Mgmt For For For
  10 Elect Michael A. Neal   Mgmt For For For
  11 Elect Lee R. Raymond   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Cumulative Voting   ShrHoldr Against Against For
               
               
               
Keycorp              
  Ticker Security ID:   Meeting Date Meeting Status
  KEY CUSIP 493267108   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bruce D. Broussard   Mgmt For For For
  2 Elect Charles P. Cooley   Mgmt For For For
  3 Elect Gary M. Crosby   Mgmt For For For
  4 Elect Alexander M. Cutler   Mgmt For For For
  5 Elect H. James Dallas   Mgmt For For For
  6 Elect Elizabeth R. Gile   Mgmt For For For
  7 Elect Ruth Ann M. Gillis   Mgmt For For For
  8 Elect William G. Gisel, Jr.   Mgmt For For For
  9 Elect Carlton L. Highsmith   Mgmt For For For
  10 Elect Richard J. Hipple   Mgmt For For For
  11 Elect Kristen L. Manos   Mgmt For For For
  12 Elect Beth E. Mooney   Mgmt For For For
  13 Elect Barbara R. Snyder   Mgmt For For For
  14 Elect David K. Wilson   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Approval of the 2019 Equity Compensation Plan   Mgmt For For For
  18 Increase of Authorized Common Stock   Mgmt For For For
  19 Amend Regulations to Permit the Board to Make Future Amendments   Mgmt For For For
               
               
               
Leidos Holdings, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LDOS CUSIP 525327102   04/26/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gregory R. Dahlberg   Mgmt For For For
  2 Elect David G. Fubini   Mgmt For For For
  3 Elect Miriam E. John   Mgmt For For For
  4 Elect Frank Kendall III   Mgmt For For For
  5 Elect Robert C. Kovarik, Jr.   Mgmt For For For
  6 Elect Harry M.J. Kraemer, Jr.   Mgmt For For For
  7 Elect Roger A. Krone   Mgmt For For For
  8 Elect Gary S. May   Mgmt For For For
  9 Elect Surya N. Mohapatra   Mgmt For For For
  10 Elect Lawrence C. Nussdorf   Mgmt For For For
  11 Elect Robert S. Shapard   Mgmt For For For
  12 Elect Susan M. Stalnecker   Mgmt For For For
  13 Elect Noel B. Williams   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr Against For Against
  16 Ratification of Auditor   Mgmt For For For
               
               
               
Magna International Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MG CUSIP 559222401   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Scott B. Bonham   Mgmt For For For
  1.2 Elect Peter Guy Bowie   Mgmt For For For
  1.3 Elect Mary S. Chan   Mgmt For For For
  1.4 Elect Kurt J. Lauk   Mgmt For For For
  1.5 Elect Robert F. MacLellan   Mgmt For For For
  1.6 Elect Cynthia A. Niekamp   Mgmt For For For
  1.7 Elect William A. Ruh   Mgmt For For For
  1.8 Elect Indira V. Samarasekera   Mgmt For For For
  1.9 Elect Donald J. Walker   Mgmt For For For
  1.10 Elect Lisa S. Westlake   Mgmt For For For
  1.11 Elect William L. Young   Mgmt For For For
  2 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Shareholder Proposal Regarding Disclosure of Human Capital Management Metrics   ShrHoldr Against Against For
               
               
               
Managed Duration Investment Grade Municipal Fund              
  Ticker Security ID:   Meeting Date Meeting Status
  MZF CUSIP 56165R103   07/12/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Liquidation   Mgmt For For For
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect B. Evan Bayh III   Mgmt For For For
  2 Elect Charles E. Bunch   Mgmt For For For
  3 Elect Edward G. Galante   Mgmt For For For
  4 Elect Kim K.W. Rucker   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Shareholder Proposal Regarding Right To Act By Written Consent   ShrHoldr Against For Against
  8 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   09/24/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Increase of Authorized Common Stock   Mgmt For For For
  3 Change in Board Size   Mgmt For For For
  4 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Merck & Co., Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MRK CUSIP 58933Y105   05/28/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Leslie A. Brun   Mgmt For For For
  2 Elect Thomas R. Cech   Mgmt For For For
  3 Elect Mary Ellen Coe   Mgmt For For For
  4 Elect Pamela J. Craig   Mgmt For For For
  5 Elect Kenneth C. Frazier   Mgmt For For For
  6 Elect Thomas H. Glocer   Mgmt For For For
  7 Elect Rochelle B. Lazarus   Mgmt For For For
  8 Elect Paul B. Rothman   Mgmt For For For
  9 Elect Patricia F. Russo   Mgmt For For For
  10 Elect Inge G. Thulin   Mgmt For For For
  11 Elect Wendell P. Weeks   Mgmt For Against Against
  12 Elect Peter C. Wendell   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Approval of the 2019 Stock Incentive Plan   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding  Disclosure of Executive Stock Buybacks   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing   ShrHoldr Against Against For
               
               
               
MetLife, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MET CUSIP 59156R108   06/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Cheryl W. Grise   Mgmt For For For
  2 Elect Carlos M. Gutierrez   Mgmt For For For
  3 Elect Gerald L. Hassell   Mgmt For For For
  4 Elect David L. Herzog   Mgmt For For For
  5 Elect R. Glenn Hubbard   Mgmt For For For
  6 Elect Edward J. Kelly, III   Mgmt For For For
  7 Elect William E. Kennard   Mgmt For For For
  8 Elect Michel A. Khalaf   Mgmt For For For
  9 Elect James M. Kilts   Mgmt For For For
  10 Elect Catherine R. Kinney   Mgmt For For For
  11 Elect Diana McKenzie   Mgmt For For For
  12 Elect Denise M. Morrison   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Modine Manufacturing Company              
  Ticker Security ID:   Meeting Date Meeting Status
  MOD CUSIP 607828100   07/19/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Suresh V. Garimella   Mgmt For For For
  2 Elect Christopher W. Patterson   Mgmt For For For
  3 Elect Christine Y. Yan   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Morgan Stanley              
  Ticker Security ID:   Meeting Date Meeting Status
  MS CUSIP 617446448   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Elizabeth Corley   Mgmt For For For
  2 Elect Alistair Darling   Mgmt For For For
  3 Elect Thomas H. Glocer   Mgmt For For For
  4 Elect James P. Gorman   Mgmt For For For
  5 Elect Robert H. Herz   Mgmt For For For
  6 Elect Nobuyuki Hirano   Mgmt For For For
  7 Elect Jami Miscik   Mgmt For For For
  8 Elect Dennis M. Nally   Mgmt For For For
  9 Elect Takeshi Ogasawara   Mgmt For For For
  10 Elect Hutham S. Olayan   Mgmt For For For
  11 Elect Mary L. Schapiro   Mgmt For For For
  12 Elect Perry M. Traquina   Mgmt For For For
  13 Elect Rayford Wilkins, Jr.   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
               
               
               
Motorola Solutions, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MSI CUSIP 620076307   05/13/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gregory Q. Brown   Mgmt For For For
  2 Elect Kenneth D. Denman   Mgmt For For For
  3 Elect Egon Durban   Mgmt For For For
  4 Elect Clayton M. Jones   Mgmt For For For
  5 Elect Judy C. Lewent   Mgmt For For For
  6 Elect Gregory K. Mondre   Mgmt For For For
  7 Elect Anne R. Pramaggiore   Mgmt For For For
  8 Elect Joseph M. Tucci   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Shareholder Proposal Regarding Human Rights Expertise on Board   ShrHoldr Against Against For
  12 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
               
               
               
Navient Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  NAVI CUSIP 63938C108   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Frederick Arnold   Mgmt For For For
  1.2 Elect Anna Escobedo Cabral   Mgmt For For For
  1.3 Elect William M. Diefenderfer, III   Mgmt For Withhold Against
  1.4 Elect Katherine A. Lehman   Mgmt For For For
  1.5 Elect Linda A. Mills   Mgmt For For For
  1.6 Elect John F. Remondi   Mgmt For For For
  1.7 Elect Jane J. Thompson   Mgmt For For For
  1.8 Elect Laura S. Unger   Mgmt For For For
  1.9 Elect Barry Lawson Williams   Mgmt For For For
  1.10 Elect David L. Yowan   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Amendment to the Employee Stock Purchase Plan   Mgmt For For For
  5 Elect Marjorie L. Bowen   Mgmt For For For
  6 Elect Larry A. Klane   Mgmt For For For
               
               
               
Nissan Motor Co. Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  7201 CUSIP 654744408   06/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Allocation of Profits/Dividends   Mgmt For For For
  2 Amendments to Articles   Mgmt For For For
  3.1 Elect Keiko Ihara   Mgmt For For For
  3.2 Elect Masakazu Toyoda   Mgmt For For For
  3.3 Elect Bernard Delmas   Mgmt For For For
  3.4 Elect Andrew House   Mgmt For For For
  3.5 Elect Yasushi Kimura   Mgmt For For For
  3.6 Elect Motoo Nagai   Mgmt For For For
  3.7 Elect Jenifer Rogers   Mgmt For For For
  3.8 Elect Thierry Bollore   Mgmt For For For
  3.9 Elect Jean-Dominique Senard   Mgmt For For For
  3.10 Elect Hiroto Saikawa   Mgmt For Withhold Against
  3.11 Elect Yasuhiro Yamauchi   Mgmt For For For
               
               
               
Otter Tail Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  OTTR CUSIP 689648103   04/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Steven L. Fritze   Mgmt For For For
  1.2 Elect Kathryn O. Johnson   Mgmt For For For
  1.3 Elect Timothy J. O’Keefe   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Packaging Corporation of America              
  Ticker Security ID:   Meeting Date Meeting Status
  PKG CUSIP 695156109   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Cheryl K. Beebe   Mgmt For For For
  2 Elect Duane C. Farrington   Mgmt For For For
  3 Elect Hasan Jameel   Mgmt For For For
  4 Elect Mark W. Kowlzan   Mgmt For For For
  5 Elect Robert C. Lyons   Mgmt For For For
  6 Elect Thomas P. Maurer   Mgmt For For For
  7 Elect Samuel Mencoff   Mgmt For For For
  8 Elect Roger B. Porter   Mgmt For For For
  9 Elect Thomas S. Souleles   Mgmt For For For
  10 Elect Paul T. Stecko   Mgmt For For For
  11 Elect James D. Woodrum   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Philip Morris International Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PM CUSIP 718172109   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andre Calantzopoulos   Mgmt For For For
  2 Elect Louis C. Camilleri   Mgmt For For For
  3 Elect Massimo Ferragamo   Mgmt For For For
  4 Elect Werner Geissler   Mgmt For For For
  5 Elect Lisa A. Hook   Mgmt For For For
  6 Elect Jennifer Xin-Zhe Li   Mgmt For For For
  7 Elect Jun Makihara   Mgmt For For For
  8 Elect Kalpana Morparia   Mgmt For For For
  9 Elect Lucio A. Noto   Mgmt For For For
  10 Elect Frederik Paulsen   Mgmt For For For
  11 Elect Robert B. Polet   Mgmt For For For
  12 Elect Stephen M. Wolf   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
Phillips 66              
  Ticker Security ID:   Meeting Date Meeting Status
  PSX CUSIP 718546104   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Greg C. Garland   Mgmt For For For
  2 Elect Gary K. Adams   Mgmt For For For
  3 Elect John E. Lowe   Mgmt For For For
  4 Elect Denise L. Ramos   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
  8 Shareholder Proposal Regarding Report on Plastic Pollution   ShrHoldr Against Abstain N/A
               
               
               
Prudential Financial, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRU CUSIP 744320102   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Thomas J. Baltimore, Jr.   Mgmt For Against Against
  2 Elect Gilbert F. Casellas   Mgmt For For For
  3 Elect Robert M. Falzon   Mgmt For For For
  4 Elect Mark B. Grier   Mgmt For For For
  5 Elect Martina Hund-Mejean   Mgmt For For For
  6 Elect Karl J. Krapek   Mgmt For For For
  7 Elect Peter R. Lighte   Mgmt For For For
  8 Elect Charles F. Lowrey   Mgmt For For For
  9 Elect George Paz   Mgmt For For For
  10 Elect Sandra Pianalto   Mgmt For For For
  11 Elect Christine A. Poon   Mgmt For For For
  12 Elect Douglas A. Scovanner   Mgmt For For For
  13 Elect Michael A. Todman   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
               
               
               
PulteGroup, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PHM CUSIP 745867101   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Brian P. Anderson   Mgmt For For For
  2 Elect Bryce Blair   Mgmt For For For
  3 Elect Richard W. Dreiling   Mgmt For For For
  4 Elect Thomas J. Folliard   Mgmt For For For
  5 Elect Cheryl W. Grise   Mgmt For For For
  6 Elect Andre J. Hawaux   Mgmt For For For
  7 Elect Ryan R. Marshall   Mgmt For For For
  8 Elect John R. Peshkin   Mgmt For For For
  9 Elect Scott F. Powers   Mgmt For For For
  10 Elect William J. Pulte   Mgmt For For For
  11 Elect Lila Snyder   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Extension of Section 382 Rights Agreement   Mgmt For For For
               
               
               
Royal Caribbean Cruises Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  RCL CUSIP V7780T103   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John F. Brock   Mgmt For For For
  2 Elect Richard D. Fain   Mgmt For For For
  3 Elect Stephen R. Howe, Jr   Mgmt For For For
  4 Elect William L. Kimsey   Mgmt For For For
  5 Elect Maritza Gomez Montiel   Mgmt For For For
  6 Elect Ann S. Moore   Mgmt For For For
  7 Elect Eyal M. Ofer   Mgmt For For For
  8 Elect Thomas J. Pritzker   Mgmt For For For
  9 Elect William K. Reilly   Mgmt For For For
  10 Elect Vagn Sorensen   Mgmt For For For
  11 Elect Donald Thompson   Mgmt For For For
  12 Elect Arne Alexander Wilhelmsen   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
               
               
               
Ryder System, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  R CUSIP 783549108   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert J. Eck   Mgmt For For For
  2 Elect Robert A. Hagemann   Mgmt For For For
  3 Elect Michael F. Hilton   Mgmt For For For
  4 Elect Tamara L. Lundgren   Mgmt For For For
  5 Elect Luis P. Nieto, Jr.   Mgmt For For For
  6 Elect David G. Nord   Mgmt For For For
  7 Elect Robert E. Sanchez   Mgmt For For For
  8 Elect Abbie J. Smith   Mgmt For For For
  9 Elect E. Follin Smith   Mgmt For For For
  10 Elect Dmitri L. Stockton   Mgmt For For For
  11 Elect Hansel E. Tookes II   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Approval of the 2019 Equity and Incentive Compensation Plan   Mgmt For For For
  15 Elimination of Supermajority Requirement on Shareholder Action by Written Consent   Mgmt For For For
  16 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Stanley Black & Decker, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SWK CUSIP 854502101   04/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andrea J. Ayers   Mgmt For For For
  2 Elect Sir George W. Buckley   Mgmt For For For
  3 Elect Patrick D. Campbell   Mgmt For For For
  4 Elect Carlos M. Cardoso   Mgmt For For For
  5 Elect Robert B. Coutts   Mgmt For For For
  6 Elect Debra A. Crew   Mgmt For For For
  7 Elect Michael D. Hankin   Mgmt For For For
  8 Elect James M. Loree   Mgmt For For For
  9 Elect James H. Scholefield   Mgmt For For For
  10 Elect Dmitri L. Stockton   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Approval of the Global Omnibus Employee Stock Purchase Plan   Mgmt For For For
               
               
               
Stewart Information Services Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  STC CUSIP 860372101   09/05/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger/Acquisition   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
The Boeing Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BA CUSIP 097023105   04/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert A. Bradway   Mgmt For For For
  2 Elect David L. Calhoun   Mgmt For For For
  3 Elect Arthur D. Collins, Jr.   Mgmt For For For
  4 Elect Edmund P. Giambastiani, Jr.   Mgmt For For For
  5 Elect Lynn J. Good   Mgmt For For For
  6 Elect Nikki R Haley   Mgmt For For For
  7 Elect Lawrence W. Kellner   Mgmt For Against Against
  8 Elect Caroline B. Kennedy   Mgmt For For For
  9 Elect Edward M. Liddy   Mgmt For For For
  10 Elect Dennis A. Muilenburg   Mgmt For For For
  11 Elect Susan C. Schwab   Mgmt For For For
  12 Elect Ronald A. Williams   Mgmt For For For
  13 Elect Mike S. Zafirovski   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
  19 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  20 Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age   ShrHoldr Against Against For
               
               
               
The Procter & Gamble Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PG CUSIP 742718109   10/09/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Francis S. Blake   Mgmt For Against Against
  2 Elect Angela F. Braly   Mgmt For For For
  3 Elect Amy L. Chang   Mgmt For For For
  4 Elect Kenneth I. Chenault   Mgmt For For For
  5 Elect Scott D. Cook   Mgmt For For For
  6 Elect Joseph Jimenez   Mgmt For For For
  7 Elect Terry J. Lundgren   Mgmt For For For
  8 Elect W. James McNerney, Jr.   Mgmt For For For
  9 Elect Nelson Peltz   Mgmt For For For
  10 Elect David. S. Taylor   Mgmt For For For
  11 Elect Margaret C. Whitman   Mgmt For For For
  12 Elect Patricia A. Woertz   Mgmt For For For
  13 Elect Ernesto Zedillo Ponce de Leon   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Total SA              
  Ticker Security ID:   Meeting Date Meeting Status
  FP CUSIP 89151E109   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Consolidated Accounts and Reports   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Authority to Repurchase and Reissue Shares   Mgmt For For For
  5 Related Party Transactions (UWA)   Mgmt For For For
  6 Elect Maria van der Hoeven   Mgmt For For For
  7 Elect Jean Lemierre   Mgmt For For For
  8 Elect Lise Croteau   Mgmt For For For
  9 Elect Valerie della Puppa Tibi as Employee Shareholders Representative   Mgmt For For For
  10 Elect Renata Perycz as Employee Shareholders Representative   Mgmt Against Against For
  11 Elect Oliver Wernecke as Employee Shareholders Representative   Mgmt Against Against For
  12 Remuneration of Patrick Pouyanne, Chair and CEO   Mgmt For For For
  13 Remuneration Policy (Chair and CEO)   Mgmt For For For
               
               
               
U.S. Bancorp              
  Ticker Security ID:   Meeting Date Meeting Status
  USB CUSIP 902973304   04/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warner L. Baxter   Mgmt For For For
  2 Elect Dorothy J. Bridges   Mgmt For For For
  3 Elect Elizabeth Buse   Mgmt For For For
  4 Elect Marc N. Casper   Mgmt For For For
  5 Elect Andrew Cecere   Mgmt For For For
  6 Elect Arthur D. Collins, Jr.   Mgmt For For For
  7 Elect Kimberly J. Harris   Mgmt For For For
  8 Elect Roland Hernandez   Mgmt For For For
  9 Elect Doreen  Woo Ho   Mgmt For For For
  10 Elect Olivia F. Kirtley   Mgmt For For For
  11 Elect Karen S. Lynch   Mgmt For For For
  12 Elect Richard P. McKenney   Mgmt For For For
  13 Elect Yusuf I. Mehdi   Mgmt For For For
  14 Elect David B. O’Maley   Mgmt For For For
  15 Elect O’dell M. Owens   Mgmt For For For
  16 Elect Craig D. Schnuck   Mgmt For For For
  17 Elect Scott W. Wine   Mgmt For Against Against
  18 Ratification of Auditor   Mgmt For For For
  19 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Union Pacific Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  UNP CUSIP 907818108   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andrew H. Card, Jr.   Mgmt For For For
  2 Elect Erroll B. Davis, Jr.   Mgmt For For For
  3 Elect William J. DeLaney   Mgmt For For For
  4 Elect David B. Dillon   Mgmt For For For
  5 Elect Lance M. Fritz   Mgmt For For For
  6 Elect Deborah C. Hopkins   Mgmt For For For
  7 Elect Jane H. Lute   Mgmt For For For
  8 Elect Michael R. McCarthy   Mgmt For For For
  9 Elect Thomas F. McLarty III   Mgmt For For For
  10 Elect Bhavesh V. Patel   Mgmt For For For
  11 Elect Jose H. Villarreal   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
UnitedHealth Group Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  UNH CUSIP 91324P102   06/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William C. Ballard, Jr.   Mgmt For For For
  2 Elect Richard T. Burke   Mgmt For For For
  3 Elect Timothy P. Flynn   Mgmt For For For
  4 Elect Stephen J. Hemsley   Mgmt For For For
  5 Elect Michele J. Hooper   Mgmt For For For
  6 Elect F. William McNabb, III   Mgmt For For For
  7 Elect Valerie C. Montgomery Rice   Mgmt For For For
  8 Elect John H. Noseworthy   Mgmt For For For
  9 Elect Glenn M. Renwick   Mgmt For For For
  10 Elect David S. Wichmann   Mgmt For For For
  11 Elect Gail R. Wilensky   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
Webster Financial Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  WBS CUSIP 947890109   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William L. Atwell   Mgmt For For For
  2 Elect John R. Ciulla   Mgmt For For For
  3 Elect John J. Crawford   Mgmt For For For
  4 Elect Elizabeth E. Flynn   Mgmt For For For
  5 Elect E. Carol Hayles   Mgmt For For For
  6 Elect Laurence C. Morse   Mgmt For For For
  7 Elect Karen R. Osar   Mgmt For For For
  8 Elect Mark Pettie   Mgmt For For For
  9 Elect James C. Smith   Mgmt For For For
  10 Elect Lauren C. States   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Amendment to the Employee Stock Purchase Plan   Mgmt For For For
               
               
               
WEC Energy Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  WEC CUSIP 92939U106   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Barbara L. Bowles   Mgmt For For For
  2 Elect Albert J. Budney, Jr.   Mgmt For For For
  3 Elect Patricia W. Chadwick   Mgmt For For For
  4 Elect Curt S. Culver   Mgmt For For For
  5 Elect Danny L. Cunningham   Mgmt For For For
  6 Elect William M. Farrow III   Mgmt For For For
  7 Elect Thomas J. Fischer   Mgmt For For For
  8 Elect J. Kevin Fletcher   Mgmt For For For
  9 Elect Gale E. Klappa   Mgmt For For For
  10 Elect Henry W. Knueppel   Mgmt For For For
  11 Elect Allen L. Leverett   Mgmt For For For
  12 Elect Ulice Payne, Jr.   Mgmt For For For
  13 Elect Mary Ellen Stanek   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For

 

 

 

Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Financial Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Ally Financial Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALLY CUSIP 02005N100   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Franklin W. Hobbs   Mgmt For Against Against
  2 Elect Kenneth J. Bacon   Mgmt For For For
  3 Elect Katryn (Trynka) Shineman Blake   Mgmt For For For
  4 Elect Maureen Breakiron-Evans   Mgmt For For For
  5 Elect William H. Cary   Mgmt For For For
  6 Elect Mayree C. Clark   Mgmt For For For
  7 Elect Kim S. Fennebresque   Mgmt For For For
  8 Elect Marjorie Magner   Mgmt For For For
  9 Elect Brian H. Sharples   Mgmt For For For
  10 Elect John J. Stack   Mgmt For For For
  11 Elect Michael F. Steib   Mgmt For For For
  12 Elect Jeffrey J. Brown   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
American Express Company              
  Ticker Security ID:   Meeting Date Meeting Status
  AXP CUSIP 025816109   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Charlene Barshefsky   Mgmt For For For
  2 Elect John J. Brennan   Mgmt For For For
  3 Elect Peter Chernin   Mgmt For For For
  4 Elect Ralph de la Vega   Mgmt For For For
  5 Elect Anne M. A. Lauvergeon   Mgmt For For For
  6 Elect Micheal O. Leavitt   Mgmt For For For
  7 Elect Theodore J. Leonsis   Mgmt For For For
  8 Elect Stephen J. Squeri   Mgmt For For For
  9 Elect Daniel L. Vasella   Mgmt For For For
  10 Elect Ronald A. Williams   Mgmt For For For
  11 Elect Christopher D. Young   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Act By Written Consent   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Excluding EPS in Executive Compensation   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
Arch Capital Group Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  ACGL CUSIP G0450A105   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John L. Bunce, Jr.   Mgmt For For For
  2 Elect Marc Grandisson   Mgmt For For For
  3 Elect Eugene S. Sunshine   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Elect Robert Appleby   Mgmt For For For
  7 Elect Dennis R. Brand   Mgmt For For For
  8 Elect Graham B.R. Collis   Mgmt For Abstain Against
  9 Elect Matthew Dragonetti   Mgmt For For For
  10 Elect Jerome Halgan   Mgmt For For For
  11 Elect W. Preston Hutchings   Mgmt For For For
  12 Elect Pierre Jal   Mgmt For For For
  13 Elect Francios Morin   Mgmt For Abstain Against
  14 Elect David J. Mulholland   Mgmt For For For
  15 Elect Maamoin Rajeh   Mgmt For For For
               
               
               
Axos Financial, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AX CUSIP 05566U108   10/25/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Paul Grinberg   Mgmt For Withhold Against
  1.2 Elect Gregory Garrabrants   Mgmt For For For
  1.3 Elect Uzair Dada   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For Against Against
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Bank of America Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAC CUSIP 060505104   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sharon L. Allen   Mgmt For For For
  2 Elect Susan S. Bies   Mgmt For For For
  3 Elect Jack O. Bovender, Jr.   Mgmt For For For
  4 Elect Frank P. Bramble, Sr.   Mgmt For For For
  5 Elect Pierre J. P. de Weck   Mgmt For For For
  6 Elect Arnold W. Donald   Mgmt For For For
  7 Elect Linda P. Hudson   Mgmt For For For
  8 Elect Monica C. Lozano   Mgmt For For For
  9 Elect Thomas J. May   Mgmt For For For
  10 Elect Brian T. Moynihan   Mgmt For For For
  11 Elect Lionel L. Nowell, III   Mgmt For For For
  12 Elect Clayton S. Rose   Mgmt For For For
  13 Elect Michael D. White   Mgmt For For For
  14 Elect Thomas D. Woods   Mgmt For For For
  15 Elect R. David Yost   Mgmt For For For
  16 Elect Maria T. Zuber   Mgmt For For For
  17 Advisory Vote on Executive Compensation   Mgmt For For For
  18 Ratification of Auditor   Mgmt For For For
  19 Amendment to the Key Employee Equity Plan   Mgmt For For For
  20 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw   ShrHoldr Against Against For
               
               
               
Citigroup Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  C CUSIP 172967424   04/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael L. Corbat   Mgmt For For For
  2 Elect Ellen M. Costello   Mgmt For For For
  3 Elect Barbara J. Desoer   Mgmt For For For
  4 Elect John C. Dugan   Mgmt For For For
  5 Elect Duncan P. Hennes   Mgmt For For For
  6 Elect Peter B. Henry   Mgmt For For For
  7 Elect S. Leslie Ireland   Mgmt For For For
  8 Elect Lew W. Jacobs, IV   Mgmt For For For
  9 Elect Renee J. James   Mgmt For For For
  10 Elect Eugene M. McQuade   Mgmt For For For
  11 Elect Gary M. Reiner   Mgmt For For For
  12 Elect Diana L. Taylor   Mgmt For For For
  13 Elect James S. Turley   Mgmt For For For
  14 Elect Deborah C. Wright   Mgmt For For For
  15 Elect Ernesto Zedillo Ponce de Leon   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
  17 Advisory Vote on Executive Compensation   Mgmt For For For
  18 Approval of the 2019 Stock Incentive Plan   Mgmt For For For
  19 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  20 Shareholder Proposal Regarding Government Service Vesting   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Citizens Financial Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CFG CUSIP 174610105   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bruce Van Saun   Mgmt For For For
  2 Elect Mark S. Casady   Mgmt For For For
  3 Elect Christine M. Cumming   Mgmt For For For
  4 Elect William P. Hankowsky   Mgmt For For For
  5 Elect Howard W. Hanna III   Mgmt For For For
  6 Elect Leo I. Higdon, Jr.   Mgmt For For For
  7 Elect Edward J. Kelly, III   Mgmt For For For
  8 Elect Charles J. Koch   Mgmt For For For
  9 Elect Terrance J. Lillis   Mgmt For For For
  10 Elect Shivan S. Subramaniam   Mgmt For For For
  11 Elect Wendy A. Watson   Mgmt For For For
  12 Elect Marita Zuraitis   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
CNO Financial Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CNO CUSIP 12621E103   05/10/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gary C. Bhojwani   Mgmt For For For
  2 Elect Ellyn L. Brown   Mgmt For For For
  3 Elect Stephen N. David   Mgmt For For For
  4 Elect Robert C. Greving   Mgmt For For For
  5 Elect Nina Henderson   Mgmt For For For
  6 Elect Charles J. Jacklin   Mgmt For For For
  7 Elect Daniel R. Maurer   Mgmt For For For
  8 Elect Neal C. Schneider   Mgmt For For For
  9 Elect Frederick J. Sievert   Mgmt For For For
  10 Extension Of Share Transfer Restrictions   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Discover Financial Services              
  Ticker Security ID:   Meeting Date Meeting Status
  DFS CUSIP 254709108   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey S. Aronin   Mgmt For For For
  2 Elect Mary K. Bush   Mgmt For For For
  3 Elect Gregory C. Case   Mgmt For For For
  4 Elect Candace H. Duncan   Mgmt For For For
  5 Elect Joseph F. Eazor   Mgmt For For For
  6 Elect Cynthia A. Glassman   Mgmt For For For
  7 Elect Roger C. Hochschild   Mgmt For For For
  8 Elect Thomas G. Maheras   Mgmt For For For
  9 Elect Michael H. Moskow   Mgmt For For For
  10 Elect Mark A. Thierer   Mgmt For For For
  11 Elect Lawrence A. Weinbach   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Elimination of Supermajority Requirement   Mgmt For For For
  15 Amendment to Articles to Allow Shareholders to Call a Special Meeting   Mgmt For Abstain Against
  16 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
E TRADE Financial Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  ETFC CUSIP 269246401   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard J. Carbone   Mgmt For For For
  2 Elect Robert J. Chersi   Mgmt For For For
  3 Elect Jaime W. Ellertson   Mgmt For For For
  4 Elect James P. Healy   Mgmt For For For
  5 Elect Kevin T. Kabat   Mgmt For For For
  6 Elect James Lam   Mgmt For For For
  7 Elect Rodger A. Lawson   Mgmt For For For
  8 Elect Shelley B. Leibowitz   Mgmt For For For
  9 Elect Karl A. Roessner   Mgmt For For For
  10 Elect Rebecca  Saeger   Mgmt For For For
  11 Elect Donna L. Weaver   Mgmt For For For
  12 Elect Joshua A. Weinreich   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
East West Bancorp, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EWBC CUSIP 27579R104   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Molly Campbell   Mgmt For For For
  1.2 Elect Iris S. Chan   Mgmt For For For
  1.3 Elect Rudolph I. Estrada   Mgmt For For For
  1.4 Elect Paul H. Irving   Mgmt For For For
  1.5 Elect Herman Y. Li   Mgmt For For For
  1.6 Elect Jack C. Liu   Mgmt For For For
  1.7 Elect Dominic Ng   Mgmt For For For
  1.8 Elect Lester M. Sussman   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Encore Capital Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ECPG CUSIP 292554102   06/20/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Michael P. Monaco   Mgmt For For For
  1.2 Elect Ashwini Gupta   Mgmt For For For
  1.3 Elect Wendy G. Hannam   Mgmt For For For
  1.4 Elect Laura Newman Olle   Mgmt For For For
  1.5 Elect Francis E. Quinlan   Mgmt For For For
  1.6 Elect Norman R. Sorensen   Mgmt For For For
  1.7 Elect Richard J. Srednicki   Mgmt For For For
  1.8 Elect Richard P. Stovsky   Mgmt For For For
  1.9 Elect Ashish Masih   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
  4 Increase of Authorized Common Stock   Mgmt For For For
               
               
               
Essent Group Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  ESNT CUSIP G3198U102   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Angela L. Heise   Mgmt For For For
  1.2 Elect Robert Glanville   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Evercore Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EVR CUSIP 29977A105   06/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Roger C. Altman   Mgmt For For For
  1.2 Elect Richard I. Beattie   Mgmt For For For
  1.3 Elect Ellen V. Futter   Mgmt For For For
  1.4 Elect Gail B. Harris   Mgmt For For For
  1.5 Elect Robert B. Millard   Mgmt For For For
  1.6 Elect Willard J. Overlock, Jr.   Mgmt For For For
  1.7 Elect Sir Simon M. Robertson   Mgmt For For For
  1.8 Elect Ralph L. Schlosstein   Mgmt For For For
  1.9 Elect John S. Weinberg   Mgmt For For For
  1.10 Elect William J. Wheeler   Mgmt For For For
  1.11 Elect Sarah K. Williamson   Mgmt For For For
  1.12 Elect Kendrick R. Wilson, III   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Fifth Third Bancorp              
  Ticker Security ID:   Meeting Date Meeting Status
  FITB CUSIP 316773100   04/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nicholas K. Akins   Mgmt For For For
  2 Elect B. Evan Bayh III   Mgmt For For For
  3 Elect Jorge L. Benitez   Mgmt For For For
  4 Elect Katherine B. Blackburn   Mgmt For For For
  5 Elect Emerson L. Brumback   Mgmt For For For
  6 Elect Jerry W. Burris   Mgmt For For For
  7 Elect Greg D. Carmichael   Mgmt For For For
  8 Elect C. Bryan Daniels   Mgmt For For For
  9 Elect Thomas H. Harvey   Mgmt For For For
  10 Elect Gary R. Heminger   Mgmt For Against Against
  11 Elect Jewell D. Hoover   Mgmt For For For
  12 Elect Eileen A. Mallesch   Mgmt For For For
  13 Elect Michael B. McCallister   Mgmt For For For
  14 Elect Marsha C. Williams   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
  18 Approval of the 2019 Incentive Compensation Plan   Mgmt For For For
  19 Authorization of Preferred Stock   Mgmt For For For
               
               
               
JPMorgan Chase & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  JPM CUSIP 46625H100   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Linda B. Bammann   Mgmt For For For
  2 Elect James A. Bell   Mgmt For For For
  3 Elect Stephen B. Burke   Mgmt For For For
  4 Elect Todd A. Combs   Mgmt For For For
  5 Elect James S. Crown   Mgmt For For For
  6 Elect James Dimon   Mgmt For For For
  7 Elect Timothy P. Flynn   Mgmt For For For
  8 Elect Mellody Hobson   Mgmt For For For
  9 Elect Laban P. Jackson, Jr.   Mgmt For For For
  10 Elect Michael A. Neal   Mgmt For For For
  11 Elect Lee R. Raymond   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Cumulative Voting   ShrHoldr Against Against For
               
               
               
Keycorp              
  Ticker Security ID:   Meeting Date Meeting Status
  KEY CUSIP 493267108   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bruce D. Broussard   Mgmt For For For
  2 Elect Charles P. Cooley   Mgmt For For For
  3 Elect Gary M. Crosby   Mgmt For For For
  4 Elect Alexander M. Cutler   Mgmt For For For
  5 Elect H. James Dallas   Mgmt For For For
  6 Elect Elizabeth R. Gile   Mgmt For For For
  7 Elect Ruth Ann M. Gillis   Mgmt For For For
  8 Elect William G. Gisel, Jr.   Mgmt For For For
  9 Elect Carlton L. Highsmith   Mgmt For For For
  10 Elect Richard J. Hipple   Mgmt For For For
  11 Elect Kristen L. Manos   Mgmt For For For
  12 Elect Beth E. Mooney   Mgmt For For For
  13 Elect Barbara R. Snyder   Mgmt For For For
  14 Elect David K. Wilson   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Approval of the 2019 Equity Compensation Plan   Mgmt For For For
  18 Increase of Authorized Common Stock   Mgmt For For For
  19 Amend Regulations to Permit the Board to Make Future Amendments   Mgmt For For For
               
               
               
Lincoln National Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LNC CUSIP 534187109   05/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Deirdre P. Connelly   Mgmt For For For
  2 Elect William H. Cunningham   Mgmt For For For
  3 Elect Dennis R. Glass   Mgmt For For For
  4 Elect George W. Henderson, III   Mgmt For For For
  5 Elect Eric G. Johnson   Mgmt For For For
  6 Elect Gary C. Kelly   Mgmt For For For
  7 Elect M. Leanne Lachman   Mgmt For For For
  8 Elect Michael F. Mee   Mgmt For For For
  9 Elect Patrick S. Pittard   Mgmt For For For
  10 Elect Isaiah Tidwell   Mgmt For For For
  11 Elect Lynn M. Utter   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
MetLife, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MET CUSIP 59156R108   06/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Cheryl W. Grise   Mgmt For For For
  2 Elect Carlos M. Gutierrez   Mgmt For For For
  3 Elect Gerald L. Hassell   Mgmt For For For
  4 Elect David L. Herzog   Mgmt For For For
  5 Elect R. Glenn Hubbard   Mgmt For For For
  6 Elect Edward J. Kelly, III   Mgmt For For For
  7 Elect William E. Kennard   Mgmt For For For
  8 Elect Michel A. Khalaf   Mgmt For For For
  9 Elect James M. Kilts   Mgmt For For For
  10 Elect Catherine R. Kinney   Mgmt For For For
  11 Elect Diana McKenzie   Mgmt For For For
  12 Elect Denise M. Morrison   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Morgan Stanley              
  Ticker Security ID:   Meeting Date Meeting Status
  MS CUSIP 617446448   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Elizabeth Corley   Mgmt For For For
  2 Elect Alistair Darling   Mgmt For For For
  3 Elect Thomas H. Glocer   Mgmt For For For
  4 Elect James P. Gorman   Mgmt For For For
  5 Elect Robert H. Herz   Mgmt For For For
  6 Elect Nobuyuki Hirano   Mgmt For For For
  7 Elect Jami Miscik   Mgmt For For For
  8 Elect Dennis M. Nally   Mgmt For For For
  9 Elect Takeshi Ogasawara   Mgmt For For For
  10 Elect Hutham S. Olayan   Mgmt For For For
  11 Elect Mary L. Schapiro   Mgmt For For For
  12 Elect Perry M. Traquina   Mgmt For For For
  13 Elect Rayford Wilkins, Jr.   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
               
               
               
MSCI Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MSCI CUSIP 55354G100   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Henry A. Fernandez   Mgmt For For For
  2 Elect Robert G. Ashe   Mgmt For For For
  3 Elect Benjamin F. duPont   Mgmt For For For
  4 Elect Wayne Edmunds   Mgmt For For For
  5 Elect Alice W. Handy   Mgmt For For For
  6 Elect Catherine R. Kinney   Mgmt For For For
  7 Elect Jacques P. Perold   Mgmt For For For
  8 Elect Linda H. Riefler   Mgmt For For For
  9 Elect George W. Siguler   Mgmt For For For
  10 Elect Marcus L. Smith   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Navient Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  NAVI CUSIP 63938C108   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Frederick Arnold   Mgmt For For For
  1.2 Elect Anna Escobedo Cabral   Mgmt For For For
  1.3 Elect William M. Diefenderfer, III   Mgmt For Withhold Against
  1.4 Elect Katherine A. Lehman   Mgmt For For For
  1.5 Elect Linda A. Mills   Mgmt For For For
  1.6 Elect John F. Remondi   Mgmt For For For
  1.7 Elect Jane J. Thompson   Mgmt For For For
  1.8 Elect Laura S. Unger   Mgmt For For For
  1.9 Elect Barry Lawson Williams   Mgmt For For For
  1.10 Elect David L. Yowan   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Amendment to the Employee Stock Purchase Plan   Mgmt For For For
  5 Elect Marjorie L. Bowen   Mgmt For For For
  6 Elect Larry A. Klane   Mgmt For For For
               
               
               
Prudential Financial, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRU CUSIP 744320102   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Thomas J. Baltimore, Jr.   Mgmt For Against Against
  2 Elect Gilbert F. Casellas   Mgmt For For For
  3 Elect Robert M. Falzon   Mgmt For For For
  4 Elect Mark B. Grier   Mgmt For For For
  5 Elect Martina Hund-Mejean   Mgmt For For For
  6 Elect Karl J. Krapek   Mgmt For For For
  7 Elect Peter R. Lighte   Mgmt For For For
  8 Elect Charles F. Lowrey   Mgmt For For For
  9 Elect George Paz   Mgmt For For For
  10 Elect Sandra Pianalto   Mgmt For For For
  11 Elect Christine A. Poon   Mgmt For For For
  12 Elect Douglas A. Scovanner   Mgmt For For For
  13 Elect Michael A. Todman   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
               
               
               
Radian Group Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  RDN CUSIP 750236101   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Herbert Wender   Mgmt For For For
  2 Elect David C. Carney   Mgmt For For For
  3 Elect Howard B. Culang   Mgmt For For For
  4 Elect Debra A. Hess   Mgmt For For For
  5 Elect Lisa W. Hess   Mgmt For For For
  6 Elect Gaetano Muzio   Mgmt For For For
  7 Elect Gregory V. Serio   Mgmt For For For
  8 Elect Noel J. Spiegel   Mgmt For For For
  9 Elect David H. Stevens - Candidate Withdrawn   Mgmt For Abstain Against
  10 Elect Richard G. Thornberry   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Synovus Financial Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  SNV CUSIP 87161C501   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Tim E. Bentsen   Mgmt For For For
  2 Elect F. Dixon Brooke Jr.   Mgmt For For For
  3 Elect Stephen T. Butler   Mgmt For For For
  4 Elect Elizabeth W. Camp   Mgmt For For For
  5 Elect Diana M. Murphy   Mgmt For For For
  6 Elect Harris Pastides   Mgmt For For For
  7 Elect Joseph J. Prochaska, Jr.   Mgmt For For For
  8 Elect John L. Stallworth   Mgmt For For For
  9 Elect Kessel D. Stelling   Mgmt For For For
  10 Elect Barry L. Storey   Mgmt For For For
  11 Elect Teresa White   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
               
               
               
Synovus Financial Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  SNV CUSIP 87161C501   11/29/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Right to Adjourn Meeting   Mgmt For For For
               
               
               
The Goldman Sachs Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  GS CUSIP 38141G104   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect M. Michele Burns   Mgmt For For For
  2 Elect Drew G. Faust   Mgmt For For For
  3 Elect Mark Flaherty   Mgmt For For For
  4 Elect Ellen J. Kullman   Mgmt For For For
  5 Elect Lakshmi N. Mittal   Mgmt For For For
  6 Elect Adebayo O. Ogunlesi   Mgmt For For For
  7 Elect Peter Oppenheimer   Mgmt For For For
  8 Elect David M. Solomon   Mgmt For For For
  9 Elect Jan E. Tighe   Mgmt For For For
  10 Elect David A. Viniar   Mgmt For For For
  11 Elect Mark O. Winkelman   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
The Hartford Financial Services Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  HIG CUSIP 416515104   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert B. Allardice, III   Mgmt For For For
  2 Elect Carlos Dominguez   Mgmt For For For
  3 Elect Trevor Fetter   Mgmt For For For
  4 Elect Stephen P. McGill   Mgmt For Abstain Against
  5 Elect Kathryn A. Mikells   Mgmt For For For
  6 Elect Michael G. Morris   Mgmt For For For
  7 Elect Julie G. Richardson   Mgmt For For For
  8 Elect Teresa W. Roseborough   Mgmt For For For
  9 Elect Virginia P. Ruesterholz   Mgmt For For For
  10 Elect Christopher J. Swift   Mgmt For For For
  11 Elect Greig Woodring   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
U.S. Bancorp              
  Ticker Security ID:   Meeting Date Meeting Status
  USB CUSIP 902973304   04/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warner L. Baxter   Mgmt For For For
  2 Elect Dorothy J. Bridges   Mgmt For For For
  3 Elect Elizabeth Buse   Mgmt For For For
  4 Elect Marc N. Casper   Mgmt For For For
  5 Elect Andrew Cecere   Mgmt For For For
  6 Elect Arthur D. Collins, Jr.   Mgmt For For For
  7 Elect Kimberly J. Harris   Mgmt For For For
  8 Elect Roland Hernandez   Mgmt For For For
  9 Elect Doreen  Woo Ho   Mgmt For For For
  10 Elect Olivia F. Kirtley   Mgmt For For For
  11 Elect Karen S. Lynch   Mgmt For For For
  12 Elect Richard P. McKenney   Mgmt For For For
  13 Elect Yusuf I. Mehdi   Mgmt For For For
  14 Elect David B. O’Maley   Mgmt For For For
  15 Elect O’dell M. Owens   Mgmt For For For
  16 Elect Craig D. Schnuck   Mgmt For For For
  17 Elect Scott W. Wine   Mgmt For Against Against
  18 Ratification of Auditor   Mgmt For For For
  19 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Voya Financial, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  VOYA CUSIP 929089100   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Curtis Arledge   Mgmt For Abstain Against
  2 Elect Lynne Biggar   Mgmt For For For
  3 Elect Jane P. Chwick   Mgmt For For For
  4 Elect Ruth Ann M. Gillis   Mgmt For For For
  5 Elect J. Barry Griswell   Mgmt For For For
  6 Elect Rodney O. Martin, Jr.   Mgmt For For For
  7 Elect Byron H. Pollitt, Jr.   Mgmt For For For
  8 Elect Joseph V. Tripodi   Mgmt For For For
  9 Elect David K. Zwiener   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Approval of the 2019 Omnibus Employee Incentive Plan   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Webster Financial Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  WBS CUSIP 947890109   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William L. Atwell   Mgmt For For For
  2 Elect John R. Ciulla   Mgmt For For For
  3 Elect John J. Crawford   Mgmt For For For
  4 Elect Elizabeth E. Flynn   Mgmt For For For
  5 Elect E. Carol Hayles   Mgmt For For For
  6 Elect Laurence C. Morse   Mgmt For For For
  7 Elect Karen R. Osar   Mgmt For For For
  8 Elect Mark Pettie   Mgmt For For For
  9 Elect James C. Smith   Mgmt For For For
  10 Elect Lauren C. States   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Amendment to the Employee Stock Purchase Plan   Mgmt For For For
               
               
               
Wells Fargo & Company              
  Ticker Security ID:   Meeting Date Meeting Status
  WFC CUSIP 949746101   04/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John D. Baker II   Mgmt For For For
  2 Elect Celeste A. Clark   Mgmt For For For
  3 Elect Theodore F. Craver, Jr.   Mgmt For For For
  4 Elect Elizabeth A. Duke   Mgmt For For For
  5 Elect Wayne M. Hewett   Mgmt For For For
  6 Elect Donald M. James   Mgmt For For For
  7 Elect Maria R. Morris   Mgmt For For For
  8 Elect Juan A. Pujadas   Mgmt For For For
  9 Elect James H. Quigley   Mgmt For For For
  10 Elect Ronald L. Sargent   Mgmt For For For
  11 Elect C. Allen Parker   Mgmt For For For
  12 Elect Suzanne M. Vautrinot   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Amendment to the Long-Term Incentive Compensation Plan   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Incentive Compensation Report   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For

 

 

 

Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Healthcare Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Abbott Laboratories              
  Ticker Security ID:   Meeting Date Meeting Status
  ABT CUSIP 002824100   04/26/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert J. Alpern   Mgmt For For For
  1.2 Elect Roxanne S. Austin   Mgmt For For For
  1.3 Elect Sally E. Blount   Mgmt For For For
  1.4 Elect Michelle A. Kumbier   Mgmt For For For
  1.5 Elect Edward M. Liddy   Mgmt For For For
  1.6 Elect Nancy McKinstry   Mgmt For For For
  1.7 Elect Phebe N. Novakovic   Mgmt For For For
  1.8 Elect William A. Osborn   Mgmt For For For
  1.9 Elect Samuel C. Scott III   Mgmt For For For
  1.10 Elect Daniel J. Starks   Mgmt For For For
  1.11 Elect John G. Stratton   Mgmt For For For
  1.12 Elect Glenn F. Tilton   Mgmt For For For
  1.13 Elect Miles D. White   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
               
               
               
AbbVie Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ABBV CUSIP 00287Y109   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect William H.L. Burnside   Mgmt For For For
  1.2 Elect Brett J. Hart   Mgmt For For For
  1.3 Elect Edward J. Rapp   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Elimination of Supermajority Requirement   Mgmt For For For
  5 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
  6 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing   ShrHoldr Against Against For
  7 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
               
               
               
Alexion Pharmaceuticals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALXN CUSIP 015351109   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Felix J. Baker   Mgmt For For For
  1.2 Elect David R. Brennan   Mgmt For For For
  1.3 Elect Christopher J. Coughlin   Mgmt For For For
  1.4 Elect Deborah Dunsire   Mgmt For For For
  1.5 Elect Paul A. Friedman   Mgmt For Withhold Against
  1.6 Elect Ludwig N. Hantson   Mgmt For For For
  1.7 Elect John T. Mollen   Mgmt For For For
  1.8 Elect Francois Nader   Mgmt For For For
  1.9 Elect Judith A. Reinsdorf   Mgmt For For For
  1.10 Elect Andreas Rummelt   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
Allergan plc              
  Ticker Security ID:   Meeting Date Meeting Status
  AGN CUSIP G0177J108   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nesli Basgoz   Mgmt For For For
  2 Elect Joseph H. Boccuzi   Mgmt For For For
  3 Elect Christopher W. Bodine   Mgmt For For For
  4 Elect Adriane M. Brown   Mgmt For For For
  5 Elect Christopher J. Coughlin   Mgmt For For For
  6 Elect Carol Anthony Davidson   Mgmt For For For
  7 Elect Thomas C. Freyman   Mgmt For For For
  8 Elect Michael E. Greenberg   Mgmt For For For
  9 Elect Robert J. Hugin   Mgmt For For For
  10 Elect Peter J. McDonnell   Mgmt For For For
  11 Elect Brenton L. Saunders   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor and Authority to Set Fees   Mgmt For For For
  14 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  16 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  17 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against Against For
               
               
               
Anthem, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ANTM CUSIP 036752103   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bahija Jallal   Mgmt For For For
  2 Elect Elizabeth E. Tallett   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Repeal of Classified Board   Mgmt For For For
  6 Shareholder Proposal Regarding Declassification of the Board   ShrHoldr N/A Against N/A
               
               
               
Becton, Dickinson and Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BDX CUSIP 075887109   01/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Catherine M. Burzik   Mgmt For For For
  2 Elect R. Andrew Eckert   Mgmt For For For
  3 Elect Vincent A. Forlenza   Mgmt For For For
  4 Elect Claire M. Fraser   Mgmt For For For
  5 Elect Jeffrey W. Henderson   Mgmt For For For
  6 Elect Christopher Jones   Mgmt For For For
  7 Elect Marshall O. Larsen   Mgmt For For For
  8 Elect David F. Melcher   Mgmt For For For
  9 Elect Claire Pomeroy   Mgmt For For For
  10 Elect Rebecca W. Rimel   Mgmt For For For
  11 Elect Timothy M. Ring   Mgmt For For For
  12 Elect Bertram L. Scott   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Elimination of Supermajority Requirement   Mgmt For For For
               
               
               
Bristol-Myers Squibb Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BMY CUSIP 110122108   04/12/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Celgene Transaction   Mgmt For For For
  2 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Bristol-Myers Squibb Company              
  Ticker Security ID:   Meeting Date Meeting Status
  BMY CUSIP 110122108   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter J. Arduini   Mgmt For For For
  2 Elect Robert J. Bertolini   Mgmt For For For
  3 Elect Giovanni Caforio   Mgmt For For For
  4 Elect Matthew W. Emmens   Mgmt For For For
  5 Elect Michael Grobstein   Mgmt For For For
  6 Elect Alan J. Lacy   Mgmt For For For
  7 Elect Dinesh C. Paliwal   Mgmt For For For
  8 Elect Theodore R. Samuels   Mgmt For For For
  9 Elect Vicki L. Sato   Mgmt For For For
  10 Elect Gerald Storch   Mgmt For For For
  11 Elect Karen H. Vousden   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Centene Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CNC CUSIP 15135B101   01/28/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Increase of Authorized Common Stock   Mgmt For For For
               
               
               
Centene Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CNC CUSIP 15135B101   04/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Orlando Ayala   Mgmt For For For
  2 Elect John R. Roberts   Mgmt For For For
  3 Elect Thomas G. Thompson   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
  6 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
               
               
               
Centene Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CNC CUSIP 15135B101   06/24/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Cigna Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CI CUSIP 125523100   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David M. Cordani   Mgmt For For For
  2 Elect William J. DeLaney   Mgmt For For For
  3 Elect Eric J. Foss   Mgmt For For For
  4 Elect Elder Granger   Mgmt For For For
  5 Elect Isaiah Harris, Jr.   Mgmt For For For
  6 Elect Roman Martinez IV   Mgmt For For For
  7 Elect Kathleen M. Mazzarella   Mgmt For For For
  8 Elect Mark B. McClellan   Mgmt For For For
  9 Elect John M. Partridge   Mgmt For For For
  10 Elect William L. Roper   Mgmt For For For
  11 Elect Eric C. Wiseman   Mgmt For For For
  12 Elect Donna F. Zarcone   Mgmt For For For
  13 Elect William D. Zollars   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Cyber Risk Report   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
Cigna Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CI CUSIP 125509109   08/24/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Express Scripts Merger   Mgmt For For For
  2 Right to Adjourn Meeting   Mgmt For For For
               
               
               
CNO Financial Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CNO CUSIP 12621E103   05/10/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Gary C. Bhojwani   Mgmt For For For
  2 Elect Ellyn L. Brown   Mgmt For For For
  3 Elect Stephen N. David   Mgmt For For For
  4 Elect Robert C. Greving   Mgmt For For For
  5 Elect Nina Henderson   Mgmt For For For
  6 Elect Charles J. Jacklin   Mgmt For For For
  7 Elect Daniel R. Maurer   Mgmt For For For
  8 Elect Neal C. Schneider   Mgmt For For For
  9 Elect Frederick J. Sievert   Mgmt For For For
  10 Extension Of Share Transfer Restrictions   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
DaVita Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DVA CUSIP 23918K108   06/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Pamela M. Arway   Mgmt For For For
  2 Elect Charles G. Berg   Mgmt For For For
  3 Elect Barbara J. Desoer   Mgmt For For For
  4 Elect Pascal Desroches   Mgmt For For For
  5 Elect Paul J. Diaz   Mgmt For For For
  6 Elect Peter T. Grauer   Mgmt For For For
  7 Elect John M. Nehra   Mgmt For For For
  8 Elect Javier J. Rodriguez   Mgmt For For For
  9 Elect William L. Roper   Mgmt For For For
  10 Elect Kent J. Thiry   Mgmt For For For
  11 Elect Phyllis R. Yale   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Edwards Lifesciences Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  EW CUSIP 28176E108   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael A. Mussallem   Mgmt For For For
  2 Elect Kieran T. Gallahue   Mgmt For For For
  3 Elect Leslie Stone Heisz   Mgmt For For For
  4 Elect William J. Link   Mgmt For For For
  5 Elect Steven R. Loranger   Mgmt For For For
  6 Elect Martha H. Marsh   Mgmt For For For
  7 Elect Wesley W. von Schack   Mgmt For For For
  8 Elect Nicholas J. Valeriani   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Eli Lilly and Company              
  Ticker Security ID:   Meeting Date Meeting Status
  LLY CUSIP 532457108   05/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Ralph Alvarez   Mgmt For For For
  2 Elect Carolyn R. Bertozzi   Mgmt For For For
  3 Elect Juan R. Luciano   Mgmt For For For
  4 Elect Kathi P. Seifert   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
  7 Repeal of Classified Board   Mgmt For For For
  8 Elimination of Supermajority Requirement   Mgmt For For For
  9 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
               
               
               
HealthEquity, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  HQY CUSIP 42226A107   06/27/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert W. Selander   Mgmt For For For
  1.2 Elect Jon Kessler   Mgmt For For For
  1.3 Elect Stephen D. Neeleman   Mgmt For For For
  1.4 Elect Frank A. Corvino   Mgmt For For For
  1.5 Elect Adrian T. Dillon   Mgmt For For For
  1.6 Elect Evelyn S. Dilsaver   Mgmt For For For
  1.7 Elect Debra McCowan   Mgmt For For For
  1.8 Elect Frank T. Medici   Mgmt For For For
  1.9 Elect Ian Sacks   Mgmt For For For
  1.10 Elect Gayle Wellborn   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Humana Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  HUM CUSIP 444859102   04/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kurt J. Hilzinger   Mgmt For For For
  2 Elect Frank J. Bisignano   Mgmt For For For
  3 Elect Bruce D. Broussard   Mgmt For For For
  4 Elect Frank A. D’Amelio   Mgmt For For For
  5 Elect Karen B. DeSalvo   Mgmt For For For
  6 Elect W. Roy Dunbar   Mgmt For For For
  7 Elect David A. Jones Jr.   Mgmt For For For
  8 Elect William J. McDonald   Mgmt For For For
  9 Elect James J. O’Brien   Mgmt For For For
  10 Elect Marissa T. Peterson   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Amendment to the 2011 Stock Incentive Plan   Mgmt For For For
               
               
               
IQVIA Holdings Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  IQV CUSIP 46266C105   04/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Carol J. Burt   Mgmt For For For
  1.2 Elect John P. Connaughton   Mgmt For For For
  1.3 Elect John G. Danhakl   Mgmt For For For
  1.4 Elect James A. Fasano   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
               
               
               
Jazz Pharmaceuticals Public Limited Company              
  Ticker Security ID:   Meeting Date Meeting Status
  JAZZ CUSIP G50871105   08/02/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter Gray   Mgmt For For For
  2 Elect Kenneth W. O’Keefe   Mgmt For For For
  3 Elect Elmar Schnee   Mgmt For For For
  4 Elect Catherine A. Sohn   Mgmt For For For
  5 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
Lincoln National Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LNC CUSIP 534187109   05/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Deirdre P. Connelly   Mgmt For For For
  2 Elect William H. Cunningham   Mgmt For For For
  3 Elect Dennis R. Glass   Mgmt For For For
  4 Elect George W. Henderson, III   Mgmt For For For
  5 Elect Eric G. Johnson   Mgmt For For For
  6 Elect Gary C. Kelly   Mgmt For For For
  7 Elect M. Leanne Lachman   Mgmt For For For
  8 Elect Michael F. Mee   Mgmt For For For
  9 Elect Patrick S. Pittard   Mgmt For For For
  10 Elect Isaiah Tidwell   Mgmt For For For
  11 Elect Lynn M. Utter   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
MEDNAX, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MD CUSIP 58502B106   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Cesar L. Alvarez   Mgmt For For For
  1.2 Elect Karey D. Barker   Mgmt For For For
  1.3 Elect Waldemar A. Carlo   Mgmt For For For
  1.4 Elect Michael B. Fernandez   Mgmt For For For
  1.5 Elect Paul G. Gabos   Mgmt For For For
  1.6 Elect Pascal J. Goldschmidt   Mgmt For For For
  1.7 Elect Manuel Kadre   Mgmt For For For
  1.8 Elect Roger J. Medel   Mgmt For For For
  1.9 Elect Carlos A. Migoya   Mgmt For For For
  1.10 Elect Michael A. Rucker   Mgmt For For For
  1.11 Elect Enrique J. Sosa   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Amendment to the 2008 Incentive Compensation Plan   Mgmt For For For
               
               
               
Merck & Co., Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MRK CUSIP 58933Y105   05/28/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Leslie A. Brun   Mgmt For For For
  2 Elect Thomas R. Cech   Mgmt For For For
  3 Elect Mary Ellen Coe   Mgmt For For For
  4 Elect Pamela J. Craig   Mgmt For For For
  5 Elect Kenneth C. Frazier   Mgmt For For For
  6 Elect Thomas H. Glocer   Mgmt For For For
  7 Elect Rochelle B. Lazarus   Mgmt For For For
  8 Elect Paul B. Rothman   Mgmt For For For
  9 Elect Patricia F. Russo   Mgmt For For For
  10 Elect Inge G. Thulin   Mgmt For For For
  11 Elect Wendell P. Weeks   Mgmt For Against Against
  12 Elect Peter C. Wendell   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Approval of the 2019 Stock Incentive Plan   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding  Disclosure of Executive Stock Buybacks   ShrHoldr Against Against For
  18 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing   ShrHoldr Against Against For
               
               
               
Mylan N.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  MYL CUSIP N59465109   06/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Heather Bresch   Mgmt For For For
  2 Elect Robert J. Cindrich   Mgmt For For For
  3 Elect Robert J. Coury   Mgmt For For For
  4 Elect JoEllen Lyons Dillon   Mgmt For For For
  5 Elect Neil F. Dimick   Mgmt For For For
  6 Elect Melina Higgins   Mgmt For For For
  7 Elect Harry A. Korman   Mgmt For For For
  8 Elect Rajiv Malik   Mgmt For For For
  9 Elect Richard A. Mark   Mgmt For For For
  10 Elect Mark W. Parrish   Mgmt For For For
  11 Elect Pauline van der Meer Mohr   Mgmt For For For
  12 Elect Randall L. Vanderveen   Mgmt For For For
  13 Elect Sjoerd S. Vollebregt   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Adoption of Dutch Annual Accounts   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
  17 Appointment of Auditor for Dutch Annual Accounts   Mgmt For For For
  18 Authority to Repurchase and Reissue Shares   Mgmt For For For
  19 Authority to Issue Shares w/ or w/o Preemptive Rights   Mgmt For For For
  20 Shareholder Proposal Regarding Clawback Policy (Discussion Item)   ShrHoldr Against For Against
               
               
               
PRA Health Sciences, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRAH CUSIP 69354M108   06/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Jeffrey T. Barber   Mgmt For For For
  1.2 Elect Linda S. Grais   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Premier, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PINC CUSIP 74051N102   12/07/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Barclay E. Berdan   Mgmt For For For
  1.2 Elect William E. Mayer   Mgmt For For For
  1.3 Elect Scott Reiner   Mgmt For For For
  1.4 Elect Terry D. Shaw   Mgmt For For For
  1.5 Elect Richard J. Statuto   Mgmt For For For
  1.6 Elect Ellen C. Wolf   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Amendment to the 2013 Equity Incentive Plan   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Prestige Brands Holdings, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PBH CUSIP 74112D101   07/31/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ronald M. Lombardi   Mgmt For For For
  1.2 Elect John E. Byom   Mgmt For For For
  1.3 Elect Gary E. Costley   Mgmt For For For
  1.4 Elect Sheila A. Hopkins   Mgmt For For For
  1.5 Elect James M. Jenness   Mgmt For For For
  1.6 Elect Carl J. Johnson   Mgmt For For For
  1.7 Elect Natale S. Ricciardi   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Regeneron Pharmaceuticals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  REGN CUSIP 75886F107   06/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bonnie L. Bassler   Mgmt For For For
  2 Elect Michael S. Brown   Mgmt For For For
  3 Elect Leonard S. Schleifer   Mgmt For For For
  4 Elect George D. Yancopoulos   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Supernus Pharmaceuticals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SUPN CUSIP 868459108   06/11/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Carolee Barlow   Mgmt For For For
  1.2 Elect Jack A. Khattar   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Teleflex Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  TFX CUSIP 879369106   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John C. Heinmiller   Mgmt For For For
  2 Elect Andrew A. Krakauer   Mgmt For For For
  3 Elect Richard A. Packer   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Thermo Fisher Scientific Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TMO CUSIP 883556102   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Marc N. Casper   Mgmt For For For
  2 Elect Nelson J. Chai   Mgmt For For For
  3 Elect C. Martin Harris   Mgmt For For For
  4 Elect Tyler Jacks   Mgmt For For For
  5 Elect Judy C. Lewent   Mgmt For For For
  6 Elect Thomas J. Lynch   Mgmt For For For
  7 Elect Jim P. Manzi   Mgmt For For For
  8 Elect James C. Mullen   Mgmt For For For
  9 Elect Lars Rebien Sorensen   Mgmt For For For
  10 Elect Scott M. Sperling   Mgmt For For For
  11 Elect Elaine S. Ullian   Mgmt For For For
  12 Elect Dion J. Weisler   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For Against Against
  14 Ratification of Auditor   Mgmt For For For
               
               
               
UnitedHealth Group Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  UNH CUSIP 91324P102   06/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William C. Ballard, Jr.   Mgmt For For For
  2 Elect Richard T. Burke   Mgmt For For For
  3 Elect Timothy P. Flynn   Mgmt For For For
  4 Elect Stephen J. Hemsley   Mgmt For For For
  5 Elect Michele J. Hooper   Mgmt For For For
  6 Elect F. William McNabb, III   Mgmt For For For
  7 Elect Valerie C. Montgomery Rice   Mgmt For For For
  8 Elect John H. Noseworthy   Mgmt For For For
  9 Elect Glenn M. Renwick   Mgmt For For For
  10 Elect David S. Wichmann   Mgmt For For For
  11 Elect Gail R. Wilensky   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
Wellcare Health Plans Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  WCG CUSIP 94946T106   06/24/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Acquisition   Mgmt For For For
  2  Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
WellCare Health Plans, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  WCG CUSIP 94946T106   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard C. Breon   Mgmt For For For
  2 Elect Kenneth A. Burdick   Mgmt For For For
  3 Elect Amy Compton-Phillips   Mgmt For For For
  4 Elect H. James Dallas   Mgmt For For For
  5 Elect Kevin F. Hickey   Mgmt For For For
  6 Elect Christian P. Michalik   Mgmt For For For
  7 Elect Bobby Jindal   Mgmt For For For
  8 Elect William L. Trubeck   Mgmt For For For
  9 Elect Kathleen E. Walsh   Mgmt For For For
  10 Approval of the 2019 Incentive Compensation Plan   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Zoetis Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ZTS CUSIP 98978V103   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Juan Ramon Alaix   Mgmt For For For
  2 Elect Paul M. Bisaro   Mgmt For For For
  3 Elect Frank A. D’Amelio   Mgmt For For For
  4 Elect Michael B. McCallister   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For

 

 

 

               
Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Industrials Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
A.O. Smith Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AOS CUSIP 831865209   04/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect William P. Greubel   Mgmt For For For
  1.2 Elect Ilham Kadri   Mgmt For For For
  1.3 Elect Idelle K. Wolf   Mgmt For For For
  1.4 Elect Gene C. Wulf   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Air Lease Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AL CUSIP 00912X302   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Matthew J. Hart   Mgmt For For For
  2 Elect Cheryl Gordon Krongard   Mgmt For For For
  3 Elect Marshall O. Larsen   Mgmt For For For
  4 Elect Robert A. Milton   Mgmt For For For
  5 Elect John L. Plueger   Mgmt For For For
  6 Elect Ian M. Saines   Mgmt For For For
  7 Elect Ronald D. Sugar   Mgmt For For For
  8 Elect Steven F. Udvar-Hazy   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Allison Transmission Holdings, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALSN CUSIP 01973R101   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Judy L. Altmaier   Mgmt For For For
  2 Elect Stan A. Askren   Mgmt For For For
  3 Elect Lawrence E. Dewey   Mgmt For For For
  4 Elect David C. Everitt   Mgmt For For For
  5 Elect Alvaro Garcia-Tunon   Mgmt For For For
  6 Elect David S. Graziosi   Mgmt For For For
  7 Elect William R. Harker   Mgmt For For For
  8 Elect Carolann I. Haznedar   Mgmt For For For
  9 Elect Richard P. Lavin   Mgmt For For For
  10 Elect Thomas W. Rabaut   Mgmt For For For
  11 Elect Richard V. Reynolds   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
Altra Industrial Motion Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  AIMC CUSIP 02208R106   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Edmund M. Carpenter   Mgmt For For For
  1.2 Elect Carl R. Christenson   Mgmt For For For
  1.3 Elect Lyle G. Ganske   Mgmt For For For
  1.4 Elect Margot L. Hoffman   Mgmt For For For
  1.5 Elect Michael S. Lipscomb   Mgmt For For For
  1.6 Elect Larry McPherson   Mgmt For For For
  1.7 Elect Patrick K. Murphy   Mgmt For For For
  1.8 Elect Thomas W. Swidarski   Mgmt For For For
  1.9 Elect James H. Woodward, Jr.   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Armstrong World Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AWI CUSIP 04247X102   07/12/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Stan A. Askren   Mgmt For For For
  1.2 Elect Victor D. Grizzle   Mgmt For For For
  1.3 Elect Tao Huang   Mgmt For For For
  1.4 Elect Larry S. McWilliams   Mgmt For For For
  1.5 Elect James C. Melville   Mgmt For For For
  1.6 Elect John J. Roberts   Mgmt For For For
  1.7 Elect Gregory P. Spivy   Mgmt For For For
  1.8 Elect Roy W. Templin   Mgmt For For For
  1.9 Elect Cherryl T. Thomas   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Cabot Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CBT CUSIP 127055101   03/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael M. Morrow   Mgmt For For For
  2 Elect Sue H. Rataj   Mgmt For For For
  3 Elect Frank A. Wilson   Mgmt For For For
  4 Elect Matthias L. Wolfgruber   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Canadian Pacific Railway Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  CP CUSIP 13645T100   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Appointment of Auditor   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3.1 Elect John Baird   Mgmt For For For
  3.2 Elect Isabelle Courville   Mgmt For For For
  3.3 Elect Keith E. Creel   Mgmt For For For
  3.4 Elect Gillian H. Denham   Mgmt For For For
  3.5 Elect Rebecca MacDonald   Mgmt For For For
  3.6 Elect Edward L. Monser   Mgmt For For For
  3.7 Elect Matthew H. Paull   Mgmt For For For
  3.8 Elect Jane L. Peverett   Mgmt For For For
  3.9 Elect Gordon T. Trafton II   Mgmt For For For
               
               
               
CSX Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CSX CUSIP 126408103   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Donna M. Alvarado   Mgmt For For For
  2 Elect Pamela L. Carter   Mgmt For For For
  3 Elect James M. Foote   Mgmt For For For
  4 Elect Steven T. Halverson   Mgmt For For For
  5 Elect Paul C. Hilal   Mgmt For For For
  6 Elect John D. McPherson   Mgmt For For For
  7 Elect David M. Moffett   Mgmt For For For
  8 Elect Linda H. Riefler   Mgmt For For For
  9 Elect J. Steven Whisler   Mgmt For For For
  10 Elect John J. Zillmer   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 2019 Stock and Incentive Plan   Mgmt For For For
               
               
               
Cummins Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CMI CUSIP 231021106   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect N. Thomas Linebarger   Mgmt For For For
  2 Elect Richard J. Freeland   Mgmt For For For
  3 Elect Robert J. Bernhard   Mgmt For For For
  4 Elect Franklin R. Chang-Diaz   Mgmt For For For
  5 Elect Bruno V. Di Leo Allen   Mgmt For For For
  6 Elect Stephen B. Dobbs   Mgmt For For For
  7 Elect Robert K. Herdman   Mgmt For For For
  8 Elect Alexis M. Herman   Mgmt For For For
  9 Elect Thomas J. Lynch   Mgmt For For For
  10 Elect William I. Miller   Mgmt For For For
  11 Elect Georgia R. Nelson   Mgmt For For For
  12 Elect Karen H. Quintos   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Amendment to the Employee Stock Purchase Plan   Mgmt For Against Against
  16 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Eagle Materials Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXP CUSIP 26969P108   08/02/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. William Barnett   Mgmt For For For
  2 Elect Richard Beckwitt   Mgmt For For For
  3 Elect Ed H. Bowman   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Eaton Corporation plc              
  Ticker Security ID:   Meeting Date Meeting Status
  ETN CUSIP G29183103   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Craig Arnold   Mgmt For For For
  2 Elect Todd M. Bluedorn   Mgmt For Against Against
  3 Elect Christopher M. Connor   Mgmt For For For
  4 Elect Michael J. Critelli   Mgmt For For For
  5 Elect Richard H. Fearon   Mgmt For Against Against
  6 Elect Arthur E. Johnson   Mgmt For For For
  7 Elect Olivier Leonetti   Mgmt For For For
  8 Elect Deborah L. McCoy   Mgmt For For For
  9 Elect Gregory R. Page   Mgmt For For For
  10 Elect Sandra Pianalto   Mgmt For For For
  11 Elect Gerald B. Smith   Mgmt For For For
  12 Elect Dorothy C. Thompson   Mgmt For For For
  13 Ratification of Auditor and Authority to Set Fees   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  16 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  17 Authority to Repurchase Overseas Market Shares   Mgmt For For For
               
               
               
EOG Resources, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EOG CUSIP 26875P101   04/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Janet F. Clark   Mgmt For For For
  2 Elect Charles R. Crisp   Mgmt For For For
  3 Elect Robert P. Daniels   Mgmt For For For
  4 Elect James C. Day   Mgmt For For For
  5 Elect C. Christopher Gaut   Mgmt For For For
  6 Elect Julie J. Robertson   Mgmt For For For
  7 Elect Donald F. Textor   Mgmt For For For
  8 Elect William R. Thomas   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
FedEx Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  FDX CUSIP 31428X106   09/24/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John A. Edwardson   Mgmt For For For
  2 Elect Marvin R. Ellison   Mgmt For For For
  3 Elect Susan Patricia Griffith   Mgmt For For For
  4 Elect John Chris Inglis   Mgmt For For For
  5 Elect Kimberly A. Jabal   Mgmt For For For
  6 Elect Shirley Ann Jackson   Mgmt For For For
  7 Elect R. Brad Martin   Mgmt For For For
  8 Elect Joshua Cooper Ramo   Mgmt For For For
  9 Elect Susan C. Schwab   Mgmt For For For
  10 Elect Frederick W. Smith   Mgmt For For For
  11 Elect David P. Steiner   Mgmt For For For
  12 Elect Paul S. Walsh   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
               
               
               
Fortune Brands Home & Security, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FBHS CUSIP 34964C106   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Irial Finan   Mgmt For For For
  2 Elect Susan Kilsby   Mgmt For For For
  3 Elect Christopher J. Klein   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Forward Air Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  FWRD CUSIP 349853101   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ronald W. Allen   Mgmt For For For
  1.2 Elect Ana B. Amicarella   Mgmt For For For
  1.3 Elect Valerie A. Bonebrake   Mgmt For For For
  1.4 Elect C. Robert Campbell   Mgmt For For For
  1.5 Elect R. Craig Carlock   Mgmt For For For
  1.6 Elect C. John Langley, Jr.   Mgmt For For For
  1.7 Elect G. Michael Lynch   Mgmt For For For
  1.8 Elect Thomas Schmitt   Mgmt For For For
  1.9 Elect W. Gilbert West   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Huntsman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  HUN CUSIP 447011107   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter R. Huntsman   Mgmt For For For
  2 Elect Nolan D. Archibald   Mgmt For For For
  3 Elect Mary C. Beckerle   Mgmt For For For
  4 Elect M. Anthony Burns   Mgmt For For For
  5 Elect Daniele Ferrari   Mgmt For For For
  6 Elect Robert J. Margetts   Mgmt For For For
  7 Elect Wayne A. Reaud   Mgmt For For For
  8 Elect Jan E. Tighe   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For Against Against
  10 Ratification of Auditor   Mgmt For For For
  11 Shareholder Proposal Regarding Right to Act By Written Consent   ShrHoldr Against For Against
               
               
               
Ingersoll-Rand Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  IR CUSIP G47791101   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kirk E. Arnold   Mgmt For For For
  2 Elect Ann C. Berzin   Mgmt For For For
  3 Elect John Bruton   Mgmt For For For
  4 Elect Jared L. Cohon   Mgmt For For For
  5 Elect Gary D. Forsee   Mgmt For For For
  6 Elect Linda P. Hudson   Mgmt For For For
  7 Elect Michael W. Lamach   Mgmt For For For
  8 Elect Myles P. Lee   Mgmt For For For
  9 Elect Karen B. Peetz   Mgmt For For For
  10 Elect John P. Surma   Mgmt For For For
  11 Elect Richard J. Swift   Mgmt For For For
  12 Elect Tony L. White   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  16 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  17 Issuance of Treasury Shares   Mgmt For For For
               
               
               
Kansas City Southern              
  Ticker Security ID:   Meeting Date Meeting Status
  KSU CUSIP 485170302   05/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lydia I. Beebe   Mgmt For For For
  2 Elect Lu M. Cordova   Mgmt For For For
  3 Elect Robert J. Druten   Mgmt For For For
  4 Elect Antonio O. Garza, Jr.   Mgmt For For For
  5 Elect David Francisco Garza-Santos   Mgmt For For For
  6 Elect Mitchell J. Krebs   Mgmt For For For
  7 Elect Henry J Maier   Mgmt For For For
  8 Elect Thomas A. McDonnell   Mgmt For For For
  9 Elect Patrick J. Ottensmeyer   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Decrease in Threshold Required to Call a Special Meeting   Mgmt For For For
               
               
               
Lockheed Martin Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LMT CUSIP 539830109   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Daniel F. Akerson   Mgmt For For For
  2 Elect David B. Burritt   Mgmt For For For
  3 Elect Bruce A. Carlson   Mgmt For Against Against
  4 Elect James O. Ellis, Jr.   Mgmt For For For
  5 Elect Thomas J. Falk   Mgmt For For For
  6 Elect Ilene S. Gordon   Mgmt For For For
  7 Elect Marillyn A. Hewson   Mgmt For For For
  8 Elect Vicki A. Hollub   Mgmt For For For
  9 Elect Jeh C. Johnson   Mgmt For For For
  10 Elect James D. Taiclet, Jr.   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
Masco Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MAS CUSIP 574599106   05/10/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Marie A. Ffolkes   Mgmt For For For
  2 Elect Donald R. Parfet   Mgmt For For For
  3 Elect Lisa A. Payne   Mgmt For For For
  4 Elect Reginald M. Turner   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Northrop Grumman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  NOC CUSIP 666807102   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Wesley G. Bush   Mgmt For For For
  2 Elect Marianne C. Brown   Mgmt For For For
  3 Elect Donald E. Felsinger   Mgmt For For For
  4 Elect Ann M. Fudge   Mgmt For For For
  5 Elect Bruce S. Gordon   Mgmt For For For
  6 Elect William H. Hernandez   Mgmt For For For
  7 Elect Madeleine A. Kleiner   Mgmt For For For
  8 Elect Karl J. Krapek   Mgmt For For For
  9 Elect Gary Roughead   Mgmt For For For
  10 Elect Thomas M. Schoewe   Mgmt For For For
  11 Elect James S. Turley   Mgmt For For For
  12 Elect Kathy J Warden   Mgmt For For For
  13 Elect Mark A. Welsh III   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Human Rights Policy Implementation Report   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
               
               
               
PGT Innovations, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PGTI CUSIP 69336V101   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Alexander R. Castaldi   Mgmt For For For
  2 Elect William J. Morgan   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
  4 Approval of the 2019 Employee Stock Purchase Plan   Mgmt For For For
  5 Approval of the 2019 Equity and Incentive Compensation Plan   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
Pioneer Natural Resources Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PXD CUSIP 723787107   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Edison C. Buchanan   Mgmt For For For
  2 Elect Andrew F. Cates   Mgmt For For For
  3 Elect Phillip A. Gobe   Mgmt For For For
  4 Elect Larry R. Grillot   Mgmt For For For
  5 Elect Stacy P. Methvin   Mgmt For For For
  6 Elect Royce W. Mitchell   Mgmt For For For
  7 Elect Frank A. Risch   Mgmt For For For
  8 Elect Scott D. Sheffield   Mgmt For For For
  9 Elect Mona K. Sutphen   Mgmt For For For
  10 Elect J. Kenneth Thompson   Mgmt For For For
  11 Elect Phoebe A. Wood   Mgmt For For For
  12 Elect Michael D. Wortley   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Raytheon Company              
  Ticker Security ID:   Meeting Date Meeting Status
  RTN CUSIP 755111507   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Tracy A. Atkinson   Mgmt For For For
  2 Elect Robert E. Beauchamp   Mgmt For For For
  3 Elect Adriane M. Brown   Mgmt For For For
  4 Elect Stephen J. Hadley   Mgmt For For For
  5 Elect Thomas A. Kennedy   Mgmt For For For
  6 Elect Letitia A. Long   Mgmt For For For
  7 Elect George R. Oliver   Mgmt For For For
  8 Elect Dinesh C. Paliwal   Mgmt For For For
  9 Elect Ellen M. Pawlikowski   Mgmt For For For
  10 Elect William R. Spivey   Mgmt For For For
  11 Elect Marta R. Stewart   Mgmt For For For
  12 Elect James A. Winnefeld, Jr.   Mgmt For For For
  13 Elect Robert O. Work   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Approval of the 2019 Stock Plan   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
               
               
               
Royal Dutch Shell Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  RDSB CUSIP 780259206   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Elect Neil A.P. Carson   Mgmt For For For
  4 Elect Ben Van Beurden   Mgmt For For For
  5 Elect Ann F. Godbehere   Mgmt For For For
  6 Elect Euleen GOH Yiu Kiang   Mgmt For For For
  7 Elect Charles O. Holliday, Jr.   Mgmt For For For
  8 Elect Catherine J. Hughes   Mgmt For For For
  9 Elect Gerard Kleisterlee   Mgmt For For For
  10 Elect Roberto Egydio Setubal   Mgmt For For For
  11 Elect Sir Nigel Sheinwald   Mgmt For For For
  12 Elect Linda G. Stuntz   Mgmt For For For
  13 Elect Jessica Uhl   Mgmt For For For
  14 Elect Gerrit Zalm   Mgmt For For For
  15 Appointment of Auditor   Mgmt For For For
  16 Authority to Set Auditor’s Fees   Mgmt For For For
  17 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  19 Amendments to Articles   Mgmt For For For
  20 Authority to Repurchase Shares   Mgmt For For For
  21 Authorisation of Political Donations   Mgmt For For For
  22 Shareholder Proposal Regarding GHG Reduction Targets   ShrHoldr Against Against For
               
               
               
Union Pacific Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  UNP CUSIP 907818108   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andrew H. Card, Jr.   Mgmt For For For
  2 Elect Erroll B. Davis, Jr.   Mgmt For For For
  3 Elect William J. DeLaney   Mgmt For For For
  4 Elect David B. Dillon   Mgmt For For For
  5 Elect Lance M. Fritz   Mgmt For For For
  6 Elect Deborah C. Hopkins   Mgmt For For For
  7 Elect Jane H. Lute   Mgmt For For For
  8 Elect Michael R. McCarthy   Mgmt For For For
  9 Elect Thomas F. McLarty III   Mgmt For For For
  10 Elect Bhavesh V. Patel   Mgmt For For For
  11 Elect Jose H. Villarreal   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
United Parcel Service, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  UPS CUSIP 911312106   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David P. Abney   Mgmt For For For
  2 Elect Rodney C. Adkins   Mgmt For For For
  3 Elect Michael J. Burns   Mgmt For For For
  4 Elect William R. Johnson   Mgmt For For For
  5 Elect Ann M. Livermore   Mgmt For For For
  6 Elect Rudy H.P. Markham   Mgmt For For For
  7 Elect Franck J. Moison   Mgmt For For For
  8 Elect Clark T. Randt, Jr.   Mgmt For For For
  9 Elect Christiana Smith Shi   Mgmt For For For
  10 Elect John T. Stankey   Mgmt For For For
  11 Elect Carol B. Tome   Mgmt For For For
  12 Elect Kevin M. Warsh   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Recapitalization   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Linking Executive Pay to Sustainability   ShrHoldr Against Against For
               
               
               
United Rentals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  URI CUSIP 911363109   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jose B. Alvarez   Mgmt For For For
  2 Elect Marc A. Bruno   Mgmt For For For
  3 Elect Matthew J. Flannery   Mgmt For For For
  4 Elect Bobby J. Griffin   Mgmt For For For
  5 Elect Kim Harris Jones   Mgmt For For For
  6 Elect Terri L. Kelly   Mgmt For For For
  7 Elect Michael J. Kneeland   Mgmt For For For
  8 Elect Gracia C. Martore   Mgmt For For For
  9 Elect Jason D. Papastavrou   Mgmt For For For
  10 Elect Filippo Passerini   Mgmt For For For
  11 Elect Donald C. Roof   Mgmt For For For
  12 Elect Shiv Singh   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Approval of the 2019 Long Term Incentive Plan   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
WildHorse Resource Development Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  WRD CUSIP 96812T102   01/31/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger/Acquisition   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For

 

 

 

               
Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Information Technology Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Adobe Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ADBE CUSIP 00724F101   04/11/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Amy L. Banse   Mgmt For For For
  2 Elect Frank A. Calderoni   Mgmt For Against Against
  3 Elect James E. Daley   Mgmt For For For
  4 Elect Laura B. Desmond   Mgmt For For For
  5 Elect Charles M. Geschke   Mgmt For For For
  6 Elect Shantanu Narayen   Mgmt For For For
  7 Elect Kathleen Oberg   Mgmt For For For
  8 Elect Dheeraj Pandey   Mgmt For For For
  9 Elect David A. Ricks   Mgmt For Against Against
  10 Elect Daniel Rosensweig   Mgmt For For For
  11 Elect John E. Warnock   Mgmt For For For
  12 2019 Equity Incentive Plan   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
               
               
               
Alliance Data Systems Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  ADS CUSIP 018581108   06/04/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bruce K. Anderson   Mgmt For For For
  2 Elect Roger H. Ballou   Mgmt For For For
  3 Elect Kelly J. Barlow   Mgmt For For For
  4 Elect Edward J. Heffernan   Mgmt For For For
  5 Elect Kenneth R. Jensen   Mgmt For For For
  6 Elect Robert A. Minicucci   Mgmt For For For
  7 Elect Timothy J. Theriault   Mgmt For For For
  8 Elect Laurie A. Tucker   Mgmt For For For
  9 Elect Sharen J. Turney   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
               
               
               
Amazon.com, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AMZN CUSIP 023135106   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey P. Bezos   Mgmt For For For
  2 Elect Rosalind G. Brewer   Mgmt For For For
  3 Elect Jamie S. Gorelick   Mgmt For For For
  4 Elect Daniel P. Huttenlocher   Mgmt For For For
  5 Elect Judith A. McGrath   Mgmt For For For
  6 Elect Indra K. Nooyi   Mgmt For For For
  7 Elect Jonathan J. Rubinstein   Mgmt For For For
  8 Elect Thomas O. Ryder   Mgmt For Against Against
  9 Elect Patricia Q. Stonesifer   Mgmt For For For
  10 Elect Wendell P. Weeks   Mgmt For Against Against
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Shareholder Proposal Regarding Report on Food Waste   ShrHoldr Against Against For
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  19 Shareholder Proposal Regarding Preparation of Sexual Harassment Report   ShrHoldr Against For Against
  20 Shareholder Proposal Regarding Climate Change Report   ShrHoldr Against For Against
  21 Shareholder Proposal Regarding Disclosure of Board Qualifications   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  23 Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity   ShrHoldr Against Against For
  24 Shareholder Proposal Regarding Counting Abstentions   ShrHoldr Against Against For
               
               
               
Apple Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AAPL CUSIP 037833100   03/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect James A. Bell   Mgmt For For For
  2 Elect Timothy D. Cook   Mgmt For For For
  3 Elect Albert A. Gore   Mgmt For For For
  4 Elect Robert A. Iger   Mgmt For For For
  5 Elect Andrea Jung   Mgmt For For For
  6 Elect Arthur D. Levinson   Mgmt For For For
  7 Elect Ronald D. Sugar   Mgmt For For For
  8 Elect Susan L. Wagner   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  12 Shareholder Proposal Regarding Disclosure of Board Qualifications   ShrHoldr Against Against For
               
               
               
Applied Materials, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AMAT CUSIP 038222105   03/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Judy Bruner   Mgmt For For For
  2 Elect Eric Chen   Mgmt For For For
  3 Elect Aart J. de Geus   Mgmt For For For
  4 Elect Gary E. Dickerson   Mgmt For For For
  5 Elect Stephen R. Forrest   Mgmt For For For
  6 Elect Thomas J. Iannotti   Mgmt For For For
  7 Elect Alexander A. Karsner   Mgmt For For For
  8 Elect Adrianna C. Ma   Mgmt For For For
  9 Elect Scott A. McGregor   Mgmt For For For
  10 Elect Dennis D. Powell   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Arrow Electronics, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ARW CUSIP 042735100   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Barry W. Perry   Mgmt For For For
  1.2 Elect Philip K. Asherman   Mgmt For For For
  1.3 Elect Steven H. Gunby   Mgmt For For For
  1.4 Elect Gail E. Hamilton   Mgmt For For For
  1.5 Elect Richard S. Hill   Mgmt For For For
  1.6 Elect M. Frances Keeth   Mgmt For For For
  1.7 Elect Andrew Kerin   Mgmt For For For
  1.8 Elect Laurel J. Krzeminksi   Mgmt For For For
  1.9 Elect Michael J. Long   Mgmt For For For
  1.10 Elect Stephen C. Patrick   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Amendment to the 2004 Omnibus Incentive Plan   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
AT&T, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  T CUSIP 00206R102   04/26/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Randall L. Stephenson   Mgmt For For For
  2 Elect Samuel A. Di Piazza, Jr.   Mgmt For For For
  3 Elect Richard W. Fisher   Mgmt For For For
  4 Elect Scott T. Ford   Mgmt For For For
  5 Elect Glenn H. Hutchins   Mgmt For For For
  6 Elect William E. Kennard   Mgmt For For For
  7 Elect Michael B. McCallister   Mgmt For For For
  8 Elect Beth E. Mooney   Mgmt For For For
  9 Elect Matthew K. Rose   Mgmt For For For
  10 Elect Cindy B. Taylor   Mgmt For For For
  11 Elect Laura D. Tyson   Mgmt For For For
  12 Elect Geoffrey Y. Yang   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Booz Allen Hamilton Holding Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAH CUSIP 099502106   07/26/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Horacio D. Rozanski   Mgmt For For For
  2 Elect Ian Fujiyama   Mgmt For For For
  3 Elect Mark E. Gaumond   Mgmt For For For
  4 Elect Gretchen W. McClain   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
CDK Global, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CDK CUSIP 12508E101   11/13/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Leslie A. Brun   Mgmt For For For
  1.2 Elect Willie A. Deese   Mgmt For For For
  1.3 Elect Amy J. Hillman   Mgmt For For For
  1.4 Elect Brian M. Krzanich   Mgmt For For For
  1.5 Elect Eileen J. Martinson   Mgmt For For For
  1.6 Elect Stephen A. Miles   Mgmt For For For
  1.7 Elect Robert E. Radway   Mgmt For For For
  1.8 Elect Stephen F. Schuckenbrock   Mgmt For For For
  1.9 Elect Frank S. Sowinski   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Cognizant Technology Solutions Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CTSH CUSIP 192446102   06/04/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Zein Abdalla   Mgmt For For For
  2 Elect Maureen Breakiron-Evans   Mgmt For For For
  3 Elect Jonathan C. Chadwick   Mgmt For For For
  4 Elect John M. Dineen   Mgmt For For For
  5 Elect Francisco D’Souza   Mgmt For For For
  6 Elect John N. Fox, Jr.   Mgmt For For For
  7 Elect Brian Humphries   Mgmt For For For
  8 Elect John E. Klein   Mgmt For For For
  9 Elect Leo S. Mackay, Jr.   Mgmt For For For
  10 Elect Michael Patsalos-Fox   Mgmt For For For
  11 Elect Joseph M. Velli   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against Against For
               
               
               
Diodes Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  DIOD CUSIP 254543101   05/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect C.H. Chen   Mgmt For For For
  1.2 Elect Michael R. Giordano   Mgmt For For For
  1.3 Elect LU Keh-Shew   Mgmt For For For
  1.4 Elect Peter M. Menard   Mgmt For For For
  1.5 Elect Raymond K.Y. Soong   Mgmt For Withhold Against
  1.6 Elect Christina Wen-Chi Sung   Mgmt For For For
  1.7 Elect Michael K.C. Tsai   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
DXC Technology Company              
  Ticker Security ID:   Meeting Date Meeting Status
  DXC CUSIP 23355L106   08/15/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Mukesh Aghi   Mgmt For For For
  2 Elect Amy E. Alving   Mgmt For For For
  3 Elect David L. Herzog   Mgmt For For For
  4 Elect Sachin S. Lawande   Mgmt For For For
  5 Elect J. Michael Lawrie   Mgmt For For For
  6 Elect Mary Louise Krakauer   Mgmt For For For
  7 Elect Julio A. Portalatin   Mgmt For For For
  8 Elect Peter Rutland   Mgmt For For For
  9 Elect Manoj P. Singh   Mgmt For For For
  10 Elect Robert F. Woods   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Electro Scientific Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ESIO CUSIP 285229100   08/08/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Frederick A. Ball   Mgmt For For For
  1.2 Elect Michael D. Burger   Mgmt For For For
  1.3 Elect Lynne J. Camp   Mgmt For For For
  1.4 Elect Laurence E. Cramer   Mgmt For For For
  1.5 Elect Raymond A. Link   Mgmt For For For
  1.6 Elect Richard H. Wills   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For Against Against
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Euronet Worldwide, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EEFT CUSIP 298736109   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Michael J. Brown   Mgmt For For For
  1.2 Elect Andrew B. Schmitt   Mgmt For For For
  1.3 Elect M. Jeannine Strandjord   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Globant S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  GLOB CUSIP L44385109   05/31/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Consolidated Accounts and Reports   Mgmt For For For
  2 Accounts and Reports   Mgmt For For For
  3 Allocation of Results for Fiscal Year 2018   Mgmt For For For
  4 Ratification of Board Acts   Mgmt For For For
  5 Approval of Restricted Share Unit Grant   Mgmt For For For
  6 Directors’ Fees   Mgmt For For For
  7 Approval of Share Based Compensation   Mgmt For For For
  8 Appointment of Auditor for the Annual Accounts   Mgmt For For For
  9 Appointment of Auditor (Consolidated)   Mgmt For For For
  10 Elect Mario Eduardo Vazquez to the Board of Directors   Mgmt For For For
  11 Elect Francisco Alvarez-Demalde to the Board of Directors   Mgmt For For For
  12 Elect Marcos Galperin to the Board of Directors   Mgmt For For For
  13 Elect Richard Haythornthwaite to the Board of Directors   Mgmt For For For
  14 Authority to Repurchase Shares   Mgmt For For For
  15 Amendments to Articles   Mgmt For For For
               
               
               
Intel Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  INTC CUSIP 458140100   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Aneel Bhusri   Mgmt For For For
  2 Elect Andy D. Bryant   Mgmt For For For
  3 Elect Reed E. Hundt   Mgmt For For For
  4 Elect Omar Ishrak   Mgmt For For For
  5 Elect Risa Lavizzo-Mourey   Mgmt For For For
  6 Elect Tsu-Jae King Liu   Mgmt For For For
  7 Elect Gregory D. Smith   Mgmt For For For
  8 Elect Robert H. Swan   Mgmt For For For
  9 Elect Andrew Wilson   Mgmt For For For
  10 Elect Frank D. Yeary   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For Against Against
  13 Amendment to the 2006 Equity Incentive Plan   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Advisory Vote on Political Contributions   ShrHoldr Against Against For
               
               
               
International Business Machines Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  IBM CUSIP 459200101   04/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael L. Eskew   Mgmt For Against Against
  2 Elect David N. Farr   Mgmt For For For
  3 Elect Alex Gorsky   Mgmt For For For
  4 Elect Michelle Howard   Mgmt For For For
  5 Elect Shirley Ann Jackson   Mgmt For Against Against
  6 Elect Andrew N. Liveris   Mgmt For For For
  7 Elect Martha E. Pollack   Mgmt For For For
  8 Elect Virginia M. Rometty   Mgmt For For For
  9 Elect Joseph R. Swedish   Mgmt For For For
  10 Elect Sidney Taurel   Mgmt For For For
  11 Elect Peter R. Voser   Mgmt For For For
  12 Elect Frederick H. Waddell   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Re-approve the Long-Term Incentive Performance Terms   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act By Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
KEMET Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  KEM CUSIP 488360207   07/25/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Wilfried Backes   Mgmt For For For
  2 Elect Gurminder S. Bedi   Mgmt For For For
  3 Elect Per-Olof Loof   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Lam Research Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LRCX CUSIP 512807108   11/06/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Martin B. Anstice   Mgmt For For For
  1.2 Elect Eric K. Brandt   Mgmt For For For
  1.3 Elect Michael R. Cannon   Mgmt For For For
  1.4 Elect Youssef A. El-Mansy   Mgmt For For For
  1.5 Elect Christine A. Heckart   Mgmt For For For
  1.6 Elect Catherine P. Lego   Mgmt For For For
  1.7 Elect Stephen Newberry   Mgmt For For For
  1.8 Elect Abhijit Y. Talwalkar   Mgmt For For For
  1.9 Elect Rick Lih-Shyng Tsai   Mgmt For Withhold Against
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Amendment to the 1999 Employee Stock Purchase Plan   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
               
               
               
Mastercard Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  MA CUSIP 57636Q104   06/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard Haythornthwaite   Mgmt For For For
  2 Elect Ajay Banga   Mgmt For For For
  3 Elect David R. Carlucci   Mgmt For For For
  4 Elect Richard K. Davis   Mgmt For For For
  5 Elect Steven J. Freiberg   Mgmt For For For
  6 Elect Julius Genachowski   Mgmt For For For
  7 Elect Choon Phong Goh   Mgmt For For For
  8 Elect Merit E. Janow   Mgmt For For For
  9 Elect Oki Matsumoto   Mgmt For Against Against
  10 Elect Youngme E. Moon   Mgmt For For For
  11 Elect Rima Qureshi   Mgmt For For For
  12 Elect Jose Octavio Reyes Lagunes   Mgmt For For For
  13 Elect Gabrielle Sulzberger   Mgmt For For For
  14 Elect Jackson P. Tai   Mgmt For For For
  15 Elect Lance Uggla   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Ratification of Auditor   Mgmt For For For
  18 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  19 Shareholder Proposal Regarding Formation of a Human Rights Committee   ShrHoldr Against Against For
               
               
               
Methode Electronics, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MEI CUSIP 591520200   09/13/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Walter J. Aspatore   Mgmt For For For
  2 Elect Brian J. Cadwallader   Mgmt For For For
  3 Elect Darren M. Dawson   Mgmt For For For
  4 Elect Donald W. Duda   Mgmt For For For
  5 Elect Martha Goldberg Aronson   Mgmt For For For
  6 Elect Isabelle C. Goossen   Mgmt For For For
  7 Elect Christopher J. Hornung   Mgmt For For For
  8 Elect Paul G. Shelton   Mgmt For For For
  9 Elect Lawrence B. Skatoff   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Micron Technology, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MU CUSIP 595112103   01/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Robert L. Bailey   Mgmt For For For
  2 Elect Richard M. Beyer   Mgmt For For For
  3 Elect Patrick J. Byrne   Mgmt For For For
  4 Elect Steven J. Gomo   Mgmt For For For
  5 Elect Mary Pat McCarthy   Mgmt For For For
  6 Elect Sanjay Mehrotra   Mgmt For For For
  7 Elect Robert E. Switz   Mgmt For For For
  8 Ratification of Auditor   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
MKS Instruments, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MKSI CUSIP 55306N104   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Jacqueline F. Moloney   Mgmt For For For
  1.2 Elect Michelle M. Warner   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
MSCI Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MSCI CUSIP 55354G100   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Henry A. Fernandez   Mgmt For For For
  2 Elect Robert G. Ashe   Mgmt For For For
  3 Elect Benjamin F. duPont   Mgmt For For For
  4 Elect Wayne Edmunds   Mgmt For For For
  5 Elect Alice W. Handy   Mgmt For For For
  6 Elect Catherine R. Kinney   Mgmt For For For
  7 Elect Jacques P. Perold   Mgmt For For For
  8 Elect Linda H. Riefler   Mgmt For For For
  9 Elect George W. Siguler   Mgmt For For For
  10 Elect Marcus L. Smith   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Northrop Grumman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  NOC CUSIP 666807102   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Wesley G. Bush   Mgmt For For For
  2 Elect Marianne C. Brown   Mgmt For For For
  3 Elect Donald E. Felsinger   Mgmt For For For
  4 Elect Ann M. Fudge   Mgmt For For For
  5 Elect Bruce S. Gordon   Mgmt For For For
  6 Elect William H. Hernandez   Mgmt For For For
  7 Elect Madeleine A. Kleiner   Mgmt For For For
  8 Elect Karl J. Krapek   Mgmt For For For
  9 Elect Gary Roughead   Mgmt For For For
  10 Elect Thomas M. Schoewe   Mgmt For For For
  11 Elect James S. Turley   Mgmt For For For
  12 Elect Kathy J Warden   Mgmt For For For
  13 Elect Mark A. Welsh III   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Human Rights Policy Implementation Report   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
               
               
               
NXP Semiconductors N.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  NXPI CUSIP N6596X109   06/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Ratification of Board Acts   Mgmt For For For
  3 Elect Richard L. Clemmer   Mgmt For For For
  4 Elect Peter L. Bonfield   Mgmt For For For
  5 Elect Kenneth A. Goldman   Mgmt For Against Against
  6 Elect Josef Kaeser   Mgmt For Against Against
  7 Elect Lena Olving   Mgmt For For For
  8 Elect Peter Smitham   Mgmt For For For
  9 Elect Julie Southern   Mgmt For For For
  10 Elect Jasmin Staiblin   Mgmt For For For
  11 Elect Gregory L. Summe   Mgmt For For For
  12 Elect Karl-Henrik Sundstrom   Mgmt For For For
  13 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  14 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  15 2019 Omnibus Incentive Plan   Mgmt For For For
  16 Authority to Repurchase Shares   Mgmt For For For
  17 Authority to Cancel Repurchased Shares   Mgmt For For For
  18 Appointment of Auditor   Mgmt For For For
               
               
               
Perficient, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PRFT CUSIP 71375U101   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey S. Davis   Mgmt For For For
  2 Elect Ralph C. Derrickson   Mgmt For Against Against
  3 Elect James R. Kackley   Mgmt For For For
  4 Elect David S. Lundeen   Mgmt For For For
  5 Elect Brian L. Matthews   Mgmt For For For
  6 Elect Gary M. Wimberly   Mgmt For For For
  7 Advisory Vote on Executive Compensation   Mgmt For For For
  8 Ratification of Auditor   Mgmt For For For
               
               
               
Scansource, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SCSC CUSIP 806037107   11/29/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Steven R. Fischer   Mgmt For For For
  1.2 Elect Michael L. Baur   Mgmt For For For
  1.3 Elect Peter C. Browning   Mgmt For For For
  1.4 Elect Michael J. Grainger   Mgmt For For For
  1.5 Elect John P. Reilly   Mgmt For For For
  1.6 Elect Elizabeth O. Temple   Mgmt For For For
  1.7 Elect Charles R. Whitchurch   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Skyworks Solutions, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SWKS CUSIP 83088M102   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David J. Aldrich   Mgmt For For For
  2 Elect Kevin L. Beebe   Mgmt For For For
  3 Elect Timothy R. Furey   Mgmt For For For
  4 Elect Liam K. Griffin   Mgmt For For For
  5 Elect Balakrishnan S. Iyer   Mgmt For For For
  6 Elect Christine King   Mgmt For For For
  7 Elect David P. McGlade   Mgmt For For For
  8 Elect Robert A. Schriesheim   Mgmt For For For
  9 Elect Kimberly S. Stevenson   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr N/A For N/A
               
               
               
Synnex Corp              
  Ticker Security ID:   Meeting Date Meeting Status
  SNX CUSIP 87162W100   03/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Kevin M. Murai   Mgmt For For For
  1.2 Elect Dwight A. Steffensen   Mgmt For For For
  1.3 Elect Dennis Polk   Mgmt For For For
  1.4 Elect Fred A. Breidenbach   Mgmt For For For
  1.5 Elect LEE Hau Leung   Mgmt For For For
  1.6 Elect MIAU Feng-Chiang   Mgmt For Withhold Against
  1.7 Elect Gregory Quesnel   Mgmt For For For
  1.8 Elect Ann Vezina   Mgmt For For For
  1.9 Elect Thomas  Wurster   Mgmt For For For
  1.10 Elect Duane E. Zitzner   Mgmt For For For
  1.11 Elect Andrea M. Zulberti   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
T-Mobile US, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TMUS CUSIP 872590104   06/13/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Srikant M. Datar   Mgmt For For For
  1.2 Elect Srini Gopalan   Mgmt For For For
  1.3 Elect Lawrence H. Guffey   Mgmt For For For
  1.4 Elect Timotheus Hottges   Mgmt For For For
  1.5 Elect Christian P. Illek   Mgmt For For For
  1.6 Elect Bruno Jacobfeuerborn   Mgmt For For For
  1.7 Elect Raphael Kubler   Mgmt For For For
  1.8 Elect Thorsten Langheim   Mgmt For For For
  1.9 Elect John J. Legere   Mgmt For For For
  1.10 Elect G. Michael Sievert   Mgmt For For For
  1.11 Elect Teresa A. Taylor   Mgmt For For For
  1.12 Elect Kelvin R. Westbrook   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Shareholder Proposal Regarding Compensation in the Event of a Change in Control   ShrHoldr Against Against For
               
               
               
TE Connectivity Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  TEL CUSIP H84989104   03/13/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Pierre R. Brondeau   Mgmt For For For
  2 Elect Terrence R. Curtin   Mgmt For For For
  3 Elect Carol A. Davidson   Mgmt For For For
  4 Elect William A. Jeffrey   Mgmt For For For
  5 Elect David M. Kerko   Mgmt For For For
  6 Elect Thomas J. Lynch   Mgmt For For For
  7 Elect Yong Nam   Mgmt For For For
  8 Elect Daniel J. Phelan   Mgmt For For For
  9 Elect Paula A. Sneed   Mgmt For For For
  10 Elect Abhijit Y. Talwalkar   Mgmt For For For
  11 Elect Mark C. Trudeau   Mgmt For For For
  12 Elect Laura H. Wright   Mgmt For For For
  13 Elect Thomas J. Lynch as Chair   Mgmt For For For
  14 Elect Daniel J. Phelan   Mgmt For For For
  15 Elect Paula A. Sneed   Mgmt For For For
  16 Elect Abhijit Y. Talwalkar   Mgmt For For For
  17 Elect Mark C. Trudeau   Mgmt For For For
  18 Appointment of the Independent Proxy   Mgmt For For For
  19 Approval of Annual Report   Mgmt For For For
  20 Approval of Statutory Financial Statements   Mgmt For For For
  21 Approval of Consolidated Financial Statements   Mgmt For For For
  22 Release of Board of Directors and Executive Officers   Mgmt For For For
  23 Appointment of Auditor   Mgmt For For For
  24 Deloitte AG, Zurich   Mgmt For For For
  25 PricewaterhouseCoopers AG, Zurich   Mgmt For For For
  26 Advisory Vote on Executive Compensation   Mgmt For For For
  27 Executive Compensation   Mgmt For For For
  28 Board Compensation   Mgmt For For For
  29 Appropriation of Earnings   Mgmt For For For
  30 Declaration of Dividend   Mgmt For For For
  31 Authority to Repurchase Shares   Mgmt For For For
  32 Reduction of Share Capital   Mgmt For For For
  33 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Total System Services, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  TSS CUSIP 891906109   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. Thaddeus Arroyo   Mgmt For For For
  2 Elect Kriss Cloninger III   Mgmt For For For
  3 Elect Walter W. Driver, Jr.   Mgmt For For For
  4 Elect Sidney E. Harris   Mgmt For For For
  5 Elect Joia M. Johnson   Mgmt For For For
  6 Elect Connie D. McDaniel   Mgmt For For For
  7 Elect Richard A. Smith   Mgmt For For For
  8 Elect John T. Turner   Mgmt For For For
  9 Elect M. Troy Woods   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Elimination of Supermajority Requirement   Mgmt For For For
               
               
               
Visa Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  V CUSIP 92826C839   01/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lloyd A. Carney   Mgmt For For For
  2 Elect Mary B. Cranston   Mgmt For For For
  3 Elect Francisco Javier Fernandez-Carbajal   Mgmt For For For
  4 Elect Alfred F. Kelly, Jr.   Mgmt For For For
  5 Elect John F. Lundgren   Mgmt For For For
  6 Elect Robert W. Matschullat   Mgmt For For For
  7 Elect Denise M. Morrison   Mgmt For For For
  8 Elect Suzanne Nora Johnson   Mgmt For For For
  9 Elect John A.C. Swainson   Mgmt For For For
  10 Elect Maynard G. Webb, Jr.   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For

 

 

 

               
Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Long/Short Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Arthur J. Gallagher & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  AJG CUSIP 363576109   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sherry S. Barrat   Mgmt For For For
  2 Elect William L. Bax   Mgmt For For For
  3 Elect D. John Coldman   Mgmt For For For
  4 Elect Frank E. English Jr.   Mgmt For For For
  5 Elect J. Patrick Gallagher, Jr.   Mgmt For For For
  6 Elect David S. Johnson   Mgmt For For For
  7 Elect Kay W. McCurdy   Mgmt For For For
  8 Elect Ralph J. Nicoletti   Mgmt For For For
  9 Elect Norman L. Rosenthal   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Bank of America Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BAC CUSIP 060505104   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sharon L. Allen   Mgmt For For For
  2 Elect Susan S. Bies   Mgmt For For For
  3 Elect Jack O. Bovender, Jr.   Mgmt For For For
  4 Elect Frank P. Bramble, Sr.   Mgmt For For For
  5 Elect Pierre J. P. de Weck   Mgmt For For For
  6 Elect Arnold W. Donald   Mgmt For For For
  7 Elect Linda P. Hudson   Mgmt For For For
  8 Elect Monica C. Lozano   Mgmt For For For
  9 Elect Thomas J. May   Mgmt For For For
  10 Elect Brian T. Moynihan   Mgmt For For For
  11 Elect Lionel L. Nowell, III   Mgmt For For For
  12 Elect Clayton S. Rose   Mgmt For For For
  13 Elect Michael D. White   Mgmt For For For
  14 Elect Thomas D. Woods   Mgmt For For For
  15 Elect R. David Yost   Mgmt For For For
  16 Elect Maria T. Zuber   Mgmt For For For
  17 Advisory Vote on Executive Compensation   Mgmt For For For
  18 Ratification of Auditor   Mgmt For For For
  19 Amendment to the Key Employee Equity Plan   Mgmt For For For
  20 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  21 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against Against For
  22 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw   ShrHoldr Against Against For
               
               
               
Cabot Oil & Gas Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  COG CUSIP 127097103   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Dorothy M. Ables   Mgmt For For For
  1.2 Elect Rhys J. Best   Mgmt For For For
  1.3 Elect Robert S. Boswell   Mgmt For For For
  1.4 Elect Amanda M. Brock   Mgmt For For For
  1.5 Elect Peter B. Delaney   Mgmt For For For
  1.6 Elect Dan O. Dinges   Mgmt For For For
  1.7 Elect Robert Kelley   Mgmt For For For
  1.8 Elect W. Matt Ralls   Mgmt For For For
  1.9 Elect Marcus A. Watts   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
CSX Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CSX CUSIP 126408103   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Donna M. Alvarado   Mgmt For For For
  2 Elect Pamela L. Carter   Mgmt For For For
  3 Elect James M. Foote   Mgmt For For For
  4 Elect Steven T. Halverson   Mgmt For For For
  5 Elect Paul C. Hilal   Mgmt For For For
  6 Elect John D. McPherson   Mgmt For For For
  7 Elect David M. Moffett   Mgmt For For For
  8 Elect Linda H. Riefler   Mgmt For For For
  9 Elect J. Steven Whisler   Mgmt For For For
  10 Elect John J. Zillmer   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 2019 Stock and Incentive Plan   Mgmt For For For
               
               
               
Diamondback Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FANG CUSIP 25278X109   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven E. West   Mgmt For For For
  2 Elect Travis D. Stice   Mgmt For For For
  3 Elect Michael L. Hollis   Mgmt For For For
  4 Elect Michael P. Cross   Mgmt For For For
  5 Elect David L. Houston   Mgmt For For For
  6 Elect Mark L. Plaumann   Mgmt For For For
  7 Elect Melanie M. Trent   Mgmt For For For
  8 Amendment to the 2019 Equity Incentive Plan   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
               
               
               
Discovery, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DISCA CUSIP 25470F104   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Paul A. Gould   Mgmt For Withhold Against
  1.2 Elect Kenneth W. Lowe   Mgmt For Withhold Against
  1.3 Elect Daniel E. Sanchez   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr Against Against For
  4 Shareholder Proposal Regarding Disclosure of Board Qualifications   ShrHoldr Against Against For
               
               
               
Dollar General Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  DG CUSIP 256677105   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warren F. Bryant   Mgmt For For For
  2 Elect Michael M. Calbert   Mgmt For For For
  3 Elect Sandra B. Cochran   Mgmt For Against Against
  4 Elect Patricia Fili-Krushel   Mgmt For For For
  5 Elect Timothy I. McGuire   Mgmt For For For
  6 Elect William C. Rhodes, III   Mgmt For For For
  7 Elect Ralph E. Santana   Mgmt For For For
  8 Elect Todd J. Vasos   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
               
               
               
Dollar Tree, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  DLTR CUSIP 256746108   06/13/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Arnold S. Barron   Mgmt For For For
  2 Elect Gregory M. Bridgeford   Mgmt For For For
  3 Elect Thomas W. Dickson   Mgmt For For For
  4 Elect Conrad M. Hall   Mgmt For For For
  5 Elect Lemuel E. Lewis   Mgmt For For For
  6 Elect Jeffrey G. Naylor   Mgmt For For For
  7 Elect Gary M. Philbin   Mgmt For For For
  8 Elect Bob Sasser   Mgmt For For For
  9 Elect Thomas A. Saunders III   Mgmt For For For
  10 Elect Stephanie P. Stahl   Mgmt For For For
  11 Elect Carrie A. Wheeler   Mgmt For For For
  12 Elect Thomas E. Whiddon   Mgmt For For For
  13 Elect Carl P. Zeithaml   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
Eagle Materials Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXP CUSIP 26969P108   08/02/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. William Barnett   Mgmt For For For
  2 Elect Richard Beckwitt   Mgmt For For For
  3 Elect Ed H. Bowman   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Euronet Worldwide, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EEFT CUSIP 298736109   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Michael J. Brown   Mgmt For For For
  1.2 Elect Andrew B. Schmitt   Mgmt For For For
  1.3 Elect M. Jeannine Strandjord   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
FedEx Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  FDX CUSIP 31428X106   09/24/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John A. Edwardson   Mgmt For For For
  2 Elect Marvin R. Ellison   Mgmt For For For
  3 Elect Susan Patricia Griffith   Mgmt For For For
  4 Elect John Chris Inglis   Mgmt For For For
  5 Elect Kimberly A. Jabal   Mgmt For For For
  6 Elect Shirley Ann Jackson   Mgmt For For For
  7 Elect R. Brad Martin   Mgmt For For For
  8 Elect Joshua Cooper Ramo   Mgmt For For For
  9 Elect Susan C. Schwab   Mgmt For For For
  10 Elect Frederick W. Smith   Mgmt For For For
  11 Elect David P. Steiner   Mgmt For For For
  12 Elect Paul S. Walsh   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments   ShrHoldr Against Against For
               
               
               
Jazz Pharmaceuticals Public Limited Company              
  Ticker Security ID:   Meeting Date Meeting Status
  JAZZ CUSIP G50871105   08/02/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter Gray   Mgmt For For For
  2 Elect Kenneth W. O’Keefe   Mgmt For For For
  3 Elect Elmar Schnee   Mgmt For For For
  4 Elect Catherine A. Sohn   Mgmt For For For
  5 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
JPMorgan Chase & Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  JPM CUSIP 46625H100   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Linda B. Bammann   Mgmt For For For
  2 Elect James A. Bell   Mgmt For For For
  3 Elect Stephen B. Burke   Mgmt For For For
  4 Elect Todd A. Combs   Mgmt For For For
  5 Elect James S. Crown   Mgmt For For For
  6 Elect James Dimon   Mgmt For For For
  7 Elect Timothy P. Flynn   Mgmt For For For
  8 Elect Mellody Hobson   Mgmt For For For
  9 Elect Laban P. Jackson, Jr.   Mgmt For For For
  10 Elect Michael A. Neal   Mgmt For For For
  11 Elect Lee R. Raymond   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Cumulative Voting   ShrHoldr Against Against For
               
               
               
Kansas City Southern              
  Ticker Security ID:   Meeting Date Meeting Status
  KSU CUSIP 485170302   05/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lydia I. Beebe   Mgmt For For For
  2 Elect Lu M. Cordova   Mgmt For For For
  3 Elect Robert J. Druten   Mgmt For For For
  4 Elect Antonio O. Garza, Jr.   Mgmt For For For
  5 Elect David Francisco Garza-Santos   Mgmt For For For
  6 Elect Mitchell J. Krebs   Mgmt For For For
  7 Elect Henry J Maier   Mgmt For For For
  8 Elect Thomas A. McDonnell   Mgmt For For For
  9 Elect Patrick J. Ottensmeyer   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Decrease in Threshold Required to Call a Special Meeting   Mgmt For For For
               
               
               
Magna International Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MG CUSIP 559222401   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Scott B. Bonham   Mgmt For For For
  1.2 Elect Peter Guy Bowie   Mgmt For For For
  1.3 Elect Mary S. Chan   Mgmt For For For
  1.4 Elect Kurt J. Lauk   Mgmt For For For
  1.5 Elect Robert F. MacLellan   Mgmt For For For
  1.6 Elect Cynthia A. Niekamp   Mgmt For For For
  1.7 Elect William A. Ruh   Mgmt For For For
  1.8 Elect Indira V. Samarasekera   Mgmt For For For
  1.9 Elect Donald J. Walker   Mgmt For For For
  1.10 Elect Lisa S. Westlake   Mgmt For For For
  1.11 Elect William L. Young   Mgmt For For For
  2 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Shareholder Proposal Regarding Disclosure of Human Capital Management Metrics   ShrHoldr Against Against For
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect B. Evan Bayh III   Mgmt For For For
  2 Elect Charles E. Bunch   Mgmt For For For
  3 Elect Edward G. Galante   Mgmt For For For
  4 Elect Kim K.W. Rucker   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Shareholder Proposal Regarding Right To Act By Written Consent   ShrHoldr Against For Against
  8 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   09/24/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Increase of Authorized Common Stock   Mgmt For For For
  3 Change in Board Size   Mgmt For For For
  4 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Martin Marietta Materials, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MLM CUSIP 573284106   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Dorothy M. Ables   Mgmt For For For
  2 Elect Sue W. Cole   Mgmt For For For
  3 Elect Smith W. Davis   Mgmt For For For
  4 Elect John J. Koraleski   Mgmt For For For
  5 Elect C. Howard Nye   Mgmt For For For
  6 Elect Laree E. Perez   Mgmt For For For
  7 Elect Michael J. Quillen   Mgmt For For For
  8 Elect Donald W. Slager   Mgmt For For For
  9 Elect Stephen P. Zelnak, Jr.   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Masco Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MAS CUSIP 574599106   05/10/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Marie A. Ffolkes   Mgmt For For For
  2 Elect Donald R. Parfet   Mgmt For For For
  3 Elect Lisa A. Payne   Mgmt For For For
  4 Elect Reginald M. Turner   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Mastercard Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  MA CUSIP 57636Q104   06/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Richard Haythornthwaite   Mgmt For For For
  2 Elect Ajay Banga   Mgmt For For For
  3 Elect David R. Carlucci   Mgmt For For For
  4 Elect Richard K. Davis   Mgmt For For For
  5 Elect Steven J. Freiberg   Mgmt For For For
  6 Elect Julius Genachowski   Mgmt For For For
  7 Elect Choon Phong Goh   Mgmt For For For
  8 Elect Merit E. Janow   Mgmt For For For
  9 Elect Oki Matsumoto   Mgmt For Against Against
  10 Elect Youngme E. Moon   Mgmt For For For
  11 Elect Rima Qureshi   Mgmt For For For
  12 Elect Jose Octavio Reyes Lagunes   Mgmt For For For
  13 Elect Gabrielle Sulzberger   Mgmt For For For
  14 Elect Jackson P. Tai   Mgmt For For For
  15 Elect Lance Uggla   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
  17 Ratification of Auditor   Mgmt For For For
  18 Shareholder Proposal Regarding Median Gender Pay Equity Report   ShrHoldr Against Against For
  19 Shareholder Proposal Regarding Formation of a Human Rights Committee   ShrHoldr Against Against For
               
               
               
Parsley Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PE CUSIP 701877102   05/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William Browning   Mgmt For For For
  2 Elect David H. Smith   Mgmt For Against Against
  3 Elect Jerry Windlinger   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Qorvo, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  QRVO CUSIP 74736K101   08/07/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ralph G. Quinsey   Mgmt For For For
  1.2 Elect Robert A. Bruggeworth   Mgmt For For For
  1.3 Elect Daniel A. DiLeo   Mgmt For For For
  1.4 Elect Jeffery Gardner   Mgmt For Withhold Against
  1.5 Elect Charles Scott Gibson   Mgmt For For For
  1.6 Elect John R. Harding   Mgmt For For For
  1.7 Elect David H.Y. Ho   Mgmt For For For
  1.8 Elect Roderick D. Nelson   Mgmt For For For
  1.9 Elect Dr. Walden C. Rhines   Mgmt For For For
  1.10 Elect Susan L. Spradley   Mgmt For For For
  1.11 Elect Walter H. Wilkinson, Jr.   Mgmt For Withhold Against
  2 Advisory Vote on Executive Compensation   Mgmt For Against Against
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Royal Caribbean Cruises Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  RCL CUSIP V7780T103   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John F. Brock   Mgmt For For For
  2 Elect Richard D. Fain   Mgmt For For For
  3 Elect Stephen R. Howe, Jr   Mgmt For For For
  4 Elect William L. Kimsey   Mgmt For For For
  5 Elect Maritza Gomez Montiel   Mgmt For For For
  6 Elect Ann S. Moore   Mgmt For For For
  7 Elect Eyal M. Ofer   Mgmt For For For
  8 Elect Thomas J. Pritzker   Mgmt For For For
  9 Elect William K. Reilly   Mgmt For For For
  10 Elect Vagn Sorensen   Mgmt For For For
  11 Elect Donald Thompson   Mgmt For For For
  12 Elect Arne Alexander Wilhelmsen   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
               
               
               
Signature Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBNY CUSIP 82669G104   04/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Derrick D. Cephas   Mgmt For For For
  2 Elect Judith A. Huntington   Mgmt For For For
  3 Elect John Tamberlane   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For Against Against
  6 Authority to Repurchase Shares   Mgmt For For For
               
               
               
Signature Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBNY CUSIP 82669G104   10/17/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Share Repurchase   Mgmt For For For
               
               
               
Skyworks Solutions, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SWKS CUSIP 83088M102   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David J. Aldrich   Mgmt For For For
  2 Elect Kevin L. Beebe   Mgmt For For For
  3 Elect Timothy R. Furey   Mgmt For For For
  4 Elect Liam K. Griffin   Mgmt For For For
  5 Elect Balakrishnan S. Iyer   Mgmt For For For
  6 Elect Christine King   Mgmt For For For
  7 Elect David P. McGlade   Mgmt For For For
  8 Elect Robert A. Schriesheim   Mgmt For For For
  9 Elect Kimberly S. Stevenson   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr N/A For N/A
               
               
               
SVB Financial Group              
  Ticker Security ID:   Meeting Date Meeting Status
  SIVB CUSIP 78486Q101   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Greg W. Becker   Mgmt For For For
  1.2 Elect Eric A. Benhamou   Mgmt For For For
  1.3 Elect John Clendening   Mgmt For For For
  1.4 Elect Roger F. Dunbar   Mgmt For For For
  1.5 Elect Joel P. Friedman   Mgmt For For For
  1.6 Elect Kimberley A. Jabal   Mgmt For For For
  1.7 Elect Jeffrey N. Maggioncalda   Mgmt For For For
  1.8 Elect Mary J. Miller   Mgmt For For For
  1.9 Elect Kate D. Mitchell   Mgmt For For For
  1.10 Elect John F. Robinson   Mgmt For For For
  1.11 Elect Garen K. Staglin   Mgmt For For For
  2 Elimination of Cumulative Voting   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Amendment to the 2006 Equity Incentive Plan   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Teleflex Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  TFX CUSIP 879369106   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John C. Heinmiller   Mgmt For For For
  2 Elect Andrew A. Krakauer   Mgmt For For For
  3 Elect Richard A. Packer   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
United Rentals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  URI CUSIP 911363109   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jose B. Alvarez   Mgmt For For For
  2 Elect Marc A. Bruno   Mgmt For For For
  3 Elect Matthew J. Flannery   Mgmt For For For
  4 Elect Bobby J. Griffin   Mgmt For For For
  5 Elect Kim Harris Jones   Mgmt For For For
  6 Elect Terri L. Kelly   Mgmt For For For
  7 Elect Michael J. Kneeland   Mgmt For For For
  8 Elect Gracia C. Martore   Mgmt For For For
  9 Elect Jason D. Papastavrou   Mgmt For For For
  10 Elect Filippo Passerini   Mgmt For For For
  11 Elect Donald C. Roof   Mgmt For For For
  12 Elect Shiv Singh   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Approval of the 2019 Long Term Incentive Plan   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Against For Against
               
               
               
Universal Health Services, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  UHS CUSIP 913903100   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Robert H. Hotz   Mgmt For Withhold Against
  2 Ratification of Auditor   Mgmt For For For
  3 Shareholder Proposal Regarding Proxy Access    ShrHoldr Against For Against
               
               
               
Vertex Pharmaceuticals Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  VRTX CUSIP 92532F100   06/05/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sangeeta N. Bhatia   Mgmt For For For
  2 Elect Lloyd A. Carney   Mgmt For For For
  3 Elect Terrence C. Kearney   Mgmt For For For
  4 Elect Yuchun Lee   Mgmt For For For
  5 Elect Jeffrey M. Leiden   Mgmt For For For
  6 Elect Bruce I. Sachs   Mgmt For For For
  7 Amendment to the 2013 Stock and Option Plan   Mgmt For For For
  8 Amendment to the Employee Stock Purchase Plan   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing   ShrHoldr Against Against For
  12 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against For Against
               
               
               
Voya Financial, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  VOYA CUSIP 929089100   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Curtis Arledge   Mgmt For Abstain Against
  2 Elect Lynne Biggar   Mgmt For For For
  3 Elect Jane P. Chwick   Mgmt For For For
  4 Elect Ruth Ann M. Gillis   Mgmt For For For
  5 Elect J. Barry Griswell   Mgmt For For For
  6 Elect Rodney O. Martin, Jr.   Mgmt For For For
  7 Elect Byron H. Pollitt, Jr.   Mgmt For For For
  8 Elect Joseph V. Tripodi   Mgmt For For For
  9 Elect David K. Zwiener   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Approval of the 2019 Omnibus Employee Incentive Plan   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For

 

 

 

               
Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Natural Resources Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Beijing Enterprises Holdings Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  0392 CINS Y07702122   06/11/2019 Voted
  Meeting Type Country of Trade          
  Annual Hong Kong          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect LI Yongcheng   Mgmt For For For
  6 Elect E Meng   Mgmt For For For
  7 Elect JIANG Xinhao   Mgmt For For For
  8 Elect YU  Sun Say   Mgmt For For For
  9 Directors’ Fees   Mgmt For For For
  10 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  13 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Celanese Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CE CUSIP 150870103   04/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jean S. Blackwell   Mgmt For For For
  2 Elect William M. Brown   Mgmt For For For
  3 Elect Edward G. Galante   Mgmt For For For
  4 Elect Kathryn M. Hill   Mgmt For For For
  5 Elect David F. Hoffmeister   Mgmt For For For
  6 Elect Jay V. Ihlenfeld   Mgmt For For For
  7 Elect Mark C. Rohr   Mgmt For For For
  8 Elect Kim K.W. Rucker   Mgmt For For For
  9 Elect John K. Wulff   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Amendment to the Certificate of Incorporation to Allow for the Removal of Directors   Mgmt For For For
               
               
               
Chevron Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CVX CUSIP 166764100   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Wanda M. Austin   Mgmt For For For
  2 Elect John B. Frank   Mgmt For For For
  3 Elect Alice P. Gast   Mgmt For For For
  4 Elect Enrique Hernandez, Jr.   Mgmt For For For
  5 Elect Charles W. Moorman, IV   Mgmt For For For
  6 Elect Dambisa F. Moyo   Mgmt For For For
  7 Elect Debra L. Reed-Klages   Mgmt For For For
  8 Elect Ronald D. Sugar   Mgmt For For For
  9 Elect Inge G. Thulin   Mgmt For For For
  10 Elect D. James Umpleby   Mgmt For For For
  11 Elect Michael K. Wirth   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Human Right to Water   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Formation of Climate Change Committee   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against Against For
               
               
               
China Everbright Greentech Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  01257 CINS G2R55E103   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect QIAN Xiaodong   Mgmt For Against Against
  6 Elect YANG Zhiqiang   Mgmt For For For
  7 Elect WANG Yungang   Mgmt For For For
  8 Directors’ Fees   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Cnooc Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  0883 CINS Y1662W117   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual Hong Kong          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Accounts and Reports   Mgmt For For For
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 Elect WANG Dongjin   Mgmt For For For
  7 Elect XU Keqiang   Mgmt For For For
  8 Elect CHIU Sung Hong   Mgmt For For For
  9 Elect QIU Zhi Zhong   Mgmt For For For
  10 Directors’ Fees   Mgmt For For For
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  12 Authority to Repurchase Shares   Mgmt For For For
  13 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  14 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Diamondback Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FANG CUSIP 25278X109   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven E. West   Mgmt For For For
  2 Elect Travis D. Stice   Mgmt For For For
  3 Elect Michael L. Hollis   Mgmt For For For
  4 Elect Michael P. Cross   Mgmt For For For
  5 Elect David L. Houston   Mgmt For For For
  6 Elect Mark L. Plaumann   Mgmt For For For
  7 Elect Melanie M. Trent   Mgmt For For For
  8 Amendment to the 2019 Equity Incentive Plan   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
               
               
               
DS Smith plc              
  Ticker Security ID:   Meeting Date Meeting Status
  SMDS CINS G2848Q123   07/10/2018 Voted
  Meeting Type Country of Trade          
  Ordinary United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Acquisition   Mgmt For For For
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
DS Smith plc              
  Ticker Security ID:   Meeting Date Meeting Status
  SMDS CINS G2848Q123   09/04/2018 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Elect Gareth Davis   Mgmt For For For
  5 Elect Miles W. Roberts   Mgmt For For For
  6 Elect Adrian Marsh   Mgmt For For For
  7 Elect Chris Britton   Mgmt For For For
  8 Elect Jonathan Nicholls   Mgmt For For For
  9 Elect Kathleen O’Donovan   Mgmt For For For
  10 Elect Louise Smalley   Mgmt For For For
  11 Appointment of Auditor   Mgmt For For For
  12 Authority to Set Auditor’s Fees   Mgmt For For For
  13 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  14 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  16 Authority to Repurchase Shares   Mgmt For For For
  17 Amendments to Articles (Hybrid Meetings)   Mgmt For For For
  18 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Eagle Materials Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXP CUSIP 26969P108   08/02/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect F. William Barnett   Mgmt For For For
  2 Elect Richard Beckwitt   Mgmt For For For
  3 Elect Ed H. Bowman   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For Against Against
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Eastman Chemical Company              
  Ticker Security ID:   Meeting Date Meeting Status
  EMN CUSIP 277432100   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Humberto Alfonso   Mgmt For For For
  2 Elect Brett D. Begemann   Mgmt For For For
  3 Elect Michael P. Connors   Mgmt For Against Against
  4 Elect Mark J. Costa   Mgmt For For For
  5 Elect Robert M. Hernandez   Mgmt For For For
  6 Elect Julie  Fasone Holder   Mgmt For For For
  7 Elect Renee J. Hornbaker   Mgmt For For For
  8 Elect Lewis M. Kling   Mgmt For For For
  9 Elect Kim Ann Mink   Mgmt For Against Against
  10 Elect James J. O’Brien   Mgmt For For For
  11 Elect David W. Raisbeck   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Act By Written Consent   ShrHoldr Against For Against
               
               
               
Engie              
  Ticker Security ID:   Meeting Date Meeting Status
  ENGI CINS F7629A107   05/17/2019 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Accounts and Reports; Non Tax-Deductible Expenses   Mgmt For For For
  6 Consolidated Accounts and Reports   Mgmt For For For
  7 Allocation of Profits/Dividends   Mgmt For For For
  8 Approval of Benefits (Jean-Pierre Clamadieu)   Mgmt For For For
  9 Authority to Repurchase and Reissue Shares   Mgmt For For For
  10 Elect Francoise  Malrieu   Mgmt For For For
  11 Elect Marie-Jose Nadeau   Mgmt For For For
  12 Elect Patrice Durand   Mgmt For For For
  13 Elect Mari-Noelle Jego-Laveissiere   Mgmt For For For
  14 Remuneration of Jean-Pierre Clamadieu, Chair   Mgmt For For For
  15 Remuneration of Isabelle Kocher, CEO   Mgmt For For For
  16 Remuneration Policy (Chair)   Mgmt For For For
  17 Remuneration Policy (CEO)   Mgmt For For For
  18 Employee Stock Purchase Plan   Mgmt For For For
  19 Stock Purchase Plan for Overseas Employees   Mgmt For For For
  20 Authorisation of Legal Formalities   Mgmt For For For
               
               
               
EOG Resources, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EOG CUSIP 26875P101   04/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Janet F. Clark   Mgmt For For For
  2 Elect Charles R. Crisp   Mgmt For For For
  3 Elect Robert P. Daniels   Mgmt For For For
  4 Elect James C. Day   Mgmt For For For
  5 Elect C. Christopher Gaut   Mgmt For For For
  6 Elect Julie J. Robertson   Mgmt For For For
  7 Elect Donald F. Textor   Mgmt For For For
  8 Elect William R. Thomas   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Gazprom              
  Ticker Security ID:   Meeting Date Meeting Status
  GAZP CINS 368287207   06/28/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Annual Report   Mgmt For For For
  2 Financial Statements    Mgmt For For For
  3 Allocation of Profits   Mgmt For For For
  4 Dividends   Mgmt For For For
  5 Appointment of Auditor   Mgmt For For For
  6 Non-Voting Agenda Item   N/A N/A N/A N/A
  7 Non-Voting Agenda Item   N/A N/A N/A N/A
  8 Audit Commission Fees   Mgmt For For For
  9 Amendments to Articles   Mgmt For For For
  10 Amendments to General Meeting Regulations    Mgmt For For For
  11 Amendments to Board Regulations   Mgmt For For For
  12 Amendments to Management Regulations   Mgmt For For For
  13 Termination of the Regulations on Dividend Policy    Mgmt For For For
  14 Non-Voting Agenda Item   N/A N/A N/A N/A
  15 Non-Voting Agenda Item   N/A N/A N/A N/A
  16 Non-Voting Agenda Item   N/A N/A N/A N/A
  17 Elect Viktor A. Zubkov   Mgmt For Abstain Against
  18 Elect Timur A. Kulibaev   Mgmt For Abstain Against
  19 Elect Denis V. Manturov   Mgmt For Abstain Against
  20 Elect Vitaly A. Markelov   Mgmt For Abstain Against
  21 Elect Viktor G Martynov   Mgmt For For For
  22 Elect Vladimir A. Mau   Mgmt For Abstain Against
  23 Non-Voting Agenda Item   N/A N/A N/A N/A
  24 Elect Alexander V. Novak   Mgmt For Abstain Against
  25 Elect Dmitry N. Patrushev   Mgmt For Abstain Against
  26 Elect Mikhail L. Sereda   Mgmt For Abstain Against
  27 Elect Ivan V. Bezmenov   Mgmt N/A For N/A
  28 Elect Vadim K. Bikulov   Mgmt N/A For N/A
  29 Elect Alexander A. Gladkov   Mgmt N/A For N/A
  30 Elect Margarita I. Mironova   Mgmt N/A For N/A
  31 Elect Yuri S. Nosov   Mgmt N/A For N/A
  32 Elect Karen I. Oganyan   Mgmt N/A For N/A
  33 Elect Dmitry A. Pashkovsky   Mgmt N/A Abstain N/A
  34 Elect Sergey R. Platonov   Mgmt N/A For N/A
  35 Elect Evgeniy M. Stolyarov   Mgmt N/A For N/A
  36 Elect Tatyana V. Fisenko   Mgmt N/A For N/A
  37 Non-Voting Meeting Note   N/A N/A N/A N/A
  38 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Huntsman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  HUN CUSIP 447011107   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter R. Huntsman   Mgmt For For For
  2 Elect Nolan D. Archibald   Mgmt For For For
  3 Elect Mary C. Beckerle   Mgmt For For For
  4 Elect M. Anthony Burns   Mgmt For For For
  5 Elect Daniele Ferrari   Mgmt For For For
  6 Elect Robert J. Margetts   Mgmt For For For
  7 Elect Wayne A. Reaud   Mgmt For For For
  8 Elect Jan E. Tighe   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For Against Against
  10 Ratification of Auditor   Mgmt For For For
  11 Shareholder Proposal Regarding Right to Act By Written Consent   ShrHoldr Against For Against
               
               
               
International Paper Company              
  Ticker Security ID:   Meeting Date Meeting Status
  IP CUSIP 460146103   05/13/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William J. Burns   Mgmt For For For
  2 Elect Christopher M. Connor   Mgmt For For For
  3 Elect Ahmet Cemal Dorduncu   Mgmt For For For
  4 Elect Ilene S. Gordon   Mgmt For For For
  5 Elect Anders Gustafsson   Mgmt For Against Against
  6 Elect Jacqueline C. Hinman   Mgmt For For For
  7 Elect Clinton A. Lewis, Jr.   Mgmt For For For
  8 Elect Kathryn D. Sullivan   Mgmt For For For
  9 Elect Mark S. Sutton   Mgmt For For For
  10 Elect J. Steven Whisler   Mgmt For For For
  11 Elect Ray G. Young   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against For Against
               
               
               
Kunlun Energy Company Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  0135 CINS G5320C108   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual Bermuda          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect ZHAO Zhongxun   Mgmt For For For
  6 Elect LIU Xiao Feng   Mgmt For For For
  7 Elect Patrick SUN   Mgmt For Against Against
  8 Directors’ Fees   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Lee & Man Paper Manufacturing Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  2314 CINS G5427W130   12/05/2018 Voted
  Meeting Type Country of Trade          
  Special Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Buying Agent Agreement   Mgmt For For For
               
               
               
Lockheed Martin Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  LMT CUSIP 539830109   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Daniel F. Akerson   Mgmt For For For
  2 Elect David B. Burritt   Mgmt For For For
  3 Elect Bruce A. Carlson   Mgmt For Against Against
  4 Elect James O. Ellis, Jr.   Mgmt For For For
  5 Elect Thomas J. Falk   Mgmt For For For
  6 Elect Ilene S. Gordon   Mgmt For For For
  7 Elect Marillyn A. Hewson   Mgmt For For For
  8 Elect Vicki A. Hollub   Mgmt For For For
  9 Elect Jeh C. Johnson   Mgmt For For For
  10 Elect James D. Taiclet, Jr.   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
  13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect B. Evan Bayh III   Mgmt For For For
  2 Elect Charles E. Bunch   Mgmt For For For
  3 Elect Edward G. Galante   Mgmt For For For
  4 Elect Kim K.W. Rucker   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Shareholder Proposal Regarding Right To Act By Written Consent   ShrHoldr Against For Against
  8 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Marathon Petroleum Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  MPC CUSIP 56585A102   09/24/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Increase of Authorized Common Stock   Mgmt For For For
  3 Change in Board Size   Mgmt For For For
  4 Right to Adjourn Meeting   Mgmt For For For
               
               
               
MOL Hungarian Oil And Gas Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  MOL CINS X5S32S129   04/11/2019 Voted
  Meeting Type Country of Trade          
  Annual Hungary          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Voting Method    Mgmt For For For
  6 Election of Meeting Bodies   Mgmt For For For
  7 Accounts and Reports; Allocation of Profits; Corporate
Governance Declaration 		   Mgmt For For For
  8 Allocation of Profits   Mgmt For For For
  9 Corporate Governance Declaration    Mgmt For For For
  10 Ratification of Board Acts   Mgmt For For For
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  12 Presentation of Information on Share Repurchase   Mgmt For For For
  13 Authority to Repurchase and Reissue Shares   Mgmt For Against Against
  14 Elect Sandor Csanyi   Mgmt For For For
  15 Elect Anthony Radev   Mgmt For Against Against
  16 Elect Janos Martonyi   Mgmt For For For
  17 Elect Talal Al Awfi   Mgmt For For For
  18 Elect Anett Pandurics   Mgmt For For For
  19 Elect Anett Pandurics to Audit Committee   Mgmt For For For
  20 Increase in Authorized Capital (Series A Shareholders)   Mgmt For For For
  21 Increase in Authorized Capital (Series B Shareholders)   Mgmt For For For
  22 Increase in Authorized Capital   Mgmt For For For
               
               
               
Mondi plc              
  Ticker Security ID:   Meeting Date Meeting Status
  MNDI CINS G6258S107   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect Tanya Fratto   Mgmt For For For
  3 Elect Stephen C. Harris   Mgmt For For For
  4 Elect Andrew King   Mgmt For For For
  5 Elect Peter Oswald   Mgmt For For For
  6 Elect Fred Phaswana   Mgmt For For For
  7 Elect Dominique Reiniche   Mgmt For For For
  8 Elect David Williams   Mgmt For For For
  9 Elect Stephen Young   Mgmt For For For
  10 Elect Audit Committee Member (Tanya Fratto)   Mgmt For For For
  11 Elect Audit Committee Member (Stephen C. Harris)   Mgmt For For For
  12 Elect Audit Committee Member (Stephen Young)   Mgmt For For For
  13 Accounts and Reports (Mondi Limited)   Mgmt For For For
  14 Remuneration Policy (Advisory) (Mondi Limited)   Mgmt For For For
  15 Remuneration Report (Advisory) (Mondi Limited)   Mgmt For For For
  16 Approve NEDs’ Fees (Mondi Limited)   Mgmt For For For
  17 Final Dividend (Mondi Limtied)   Mgmt For For For
  18 Appointment of Auditor (Mondi Limtied)   Mgmt For For For
  19 Authority to Set Auditor’s Fees (Mondi Limtied)   Mgmt For For For
  20 Approve Financial Assistance (Mondi Limited)   Mgmt For For For
  21 General Authority to Issue Ordinary Shares (Mondi Limited)   Mgmt For For For
  22 General Authority to Issue Special Converting Shares
(Mondi Limited)		   Mgmt For For For
  23 Authority to Issue Shares w/o Preemptive Rights (Mondi Limited)   Mgmt For For For
  24 Authority to Repurchase Shares (Mondi Limtied)   Mgmt For For For
  25 Accounts and Reports (Mondi plc)   Mgmt For For For
  26 Remuneration Report (Advisory) (Mondi plc)   Mgmt For For For
  27 Final Dividend (Mondi plc)   Mgmt For For For
  28 Appointment of Auditor (Mondi plc)   Mgmt For For For
  29 Authority to Set Auditor’s Fees (Mondi plc)   Mgmt For For For
  30 Authority to Issue Shares w/ Preemptive Rights (Mondi
plc) 		   Mgmt For For For
  31 Authority to Issue Shares w/o Preemptive Rights (Mondi
plc)		   Mgmt For For For
  32 Authority to Repurchase Shares (Mondi plc)   Mgmt For For For
  33 Approve Simplification of Dual-Listed Structure (Simplification)   Mgmt For For For
  34 Amendments to Articles of Mondi plc (Simplification)   Mgmt For For For
  35 Cancellation of Mondi plc Deferred Shares (Simplification)   Mgmt For For For
  36 Amendments to Articles of Mondi Limited (Simplification)   Mgmt For For For
  37 Cancellation of Mondi Limited Deferred Shares (Simplification)   Mgmt For For For
  38 Issuance of Non-Voting Shares (Simplification)   Mgmt For For For
  39 Amendments to Articles   Mgmt For For For
  40 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  41 Authority to Repurchase Shares   Mgmt For For For
  42 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Motor Oil (Hellas) Corinth Refineries S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  MOH CINS X55904100   06/05/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Greece          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Ratification of Board and Auditor’s Acts   Mgmt For For For
  3 Election of Directors    Mgmt For Against Against
  4 Election of Audit Committee Members   Mgmt For For For
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 Appointment of Auditor and Authority to Set Fees   Mgmt For Against Against
  7 Directors’ Fees   Mgmt For For For
  8 Directors’ Fees (Advance Payments)   Mgmt For For For
  9 Special Bonus   Mgmt For Against Against
  10 Remuneration Policy    Mgmt For Against Against
  11 Amendments to Articles    Mgmt For For For
  12 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Motor Oil (Hellas) Corinth Refineries S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  MOH CINS X55904100   10/24/2018 Voted
  Meeting Type Country of Trade          
  Special Greece          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Related Party Transactions (Tallon Commodities Limited)   Mgmt For Against Against
  2 Related Party Transactions (Tallon PTE LTD)   Mgmt For Against Against
  3 Amendments to Corporate Purpose   Mgmt For For For
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Nine Dragons Paper (Holdings) Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  2689 CINS G65318100   12/18/2018 Voted
  Meeting Type Country of Trade          
  Annual Bermuda          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect CHEUNG Yan   Mgmt For Against Against
  6 Elect Ken LIU   Mgmt For For For
  7 Elect ZHANG Yuanfu   Mgmt For Against Against
  8 Elect Maria TAM Wai Chu   Mgmt For Against Against
  9 Elect CHEN Kefu   Mgmt For For For
  10 Directors’ Fees   Mgmt For For For
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  12 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  13 Authority to Repurchase Shares   Mgmt For For For
  14 Authority to Issue Repurchased Shares   Mgmt For Against Against
  15 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Northrop Grumman Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  NOC CUSIP 666807102   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Wesley G. Bush   Mgmt For For For
  2 Elect Marianne C. Brown   Mgmt For For For
  3 Elect Donald E. Felsinger   Mgmt For For For
  4 Elect Ann M. Fudge   Mgmt For For For
  5 Elect Bruce S. Gordon   Mgmt For For For
  6 Elect William H. Hernandez   Mgmt For For For
  7 Elect Madeleine A. Kleiner   Mgmt For For For
  8 Elect Karl J. Krapek   Mgmt For For For
  9 Elect Gary Roughead   Mgmt For For For
  10 Elect Thomas M. Schoewe   Mgmt For For For
  11 Elect James S. Turley   Mgmt For For For
  12 Elect Kathy J Warden   Mgmt For For For
  13 Elect Mark A. Welsh III   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
  16 Shareholder Proposal Regarding Human Rights Policy Implementation Report   ShrHoldr Against For Against
  17 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
               
               
               
Parsley Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PE CUSIP 701877102   05/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William Browning   Mgmt For For For
  2 Elect David H. Smith   Mgmt For Against Against
  3 Elect Jerry Windlinger   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Pioneer Natural Resources Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PXD CUSIP 723787107   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Edison C. Buchanan   Mgmt For For For
  2 Elect Andrew F. Cates   Mgmt For For For
  3 Elect Phillip A. Gobe   Mgmt For For For
  4 Elect Larry R. Grillot   Mgmt For For For
  5 Elect Stacy P. Methvin   Mgmt For For For
  6 Elect Royce W. Mitchell   Mgmt For For For
  7 Elect Frank A. Risch   Mgmt For For For
  8 Elect Scott D. Sheffield   Mgmt For For For
  9 Elect Mona K. Sutphen   Mgmt For For For
  10 Elect J. Kenneth Thompson   Mgmt For For For
  11 Elect Phoebe A. Wood   Mgmt For For For
  12 Elect Michael D. Wortley   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
PJSC Lukoil              
  Ticker Security ID:   Meeting Date Meeting Status
  LKOH CINS 69343P105   06/20/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports; Allocation of Profits/Dividends   Mgmt For For For
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Elect Vagit Y. Alekperov   Mgmt N/A Abstain N/A
  4 Elect Victor V. Blazheev   Mgmt N/A Abstain N/A
  5 Elect Toby T. Gati   Mgmt N/A For N/A
  6 Elect Valery I. Grayfer   Mgmt N/A Abstain N/A
  7 Elect Ravil U. Maganov   Mgmt N/A Abstain N/A
  8 Elect Roger Munnings   Mgmt N/A For N/A
  9 Elect Nikolai M. Nikolaev   Mgmt N/A Abstain N/A
  10 Elect Pavel M. Teplukhin   Mgmt N/A For N/A
  11 Elect Leonid A. Fedun   Mgmt N/A Abstain N/A
  12 Elect Lyubov N. Khoba   Mgmt N/A Abstain N/A
  13 Elect Sergei D. Shatalov   Mgmt N/A For N/A
  14 Elect Wolfgang Schussel   Mgmt N/A For N/A
  15 Elect Ivan N. Vrublevsky   Mgmt For For For
  16 Elect Artem V. Otrubyannikov   Mgmt For For For
  17 Elect Pavel A. Suloev   Mgmt For For For
  18 Directors’ Fees (FY2018)   Mgmt For For For
  19 Directors’ Fees (FY2019)   Mgmt For For For
  20 Audit Commission Fees (FY2018)    Mgmt For For For
  21 Audit Commission Members’ Fees (FY2019)    Mgmt For For For
  22 Appointment of Auditor   Mgmt For For For
  23 Amendments to General Meeting Regulations   Mgmt For For For
  24 Authority to Reduce Share Capital   Mgmt For For For
  25 D&O Insurance   Mgmt For For For
  26 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
PJSC Lukoil              
  Ticker Security ID:   Meeting Date Meeting Status
  LKOH CINS 69343P105   08/24/2018 Voted
  Meeting Type Country of Trade          
  Special Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Authority to Repurchase Shares and Reduce Share Capital   Mgmt For For For
               
               
               
PJSC Lukoil              
  Ticker Security ID:   Meeting Date Meeting Status
  LKOH CINS 69343P105   12/03/2018 Voted
  Meeting Type Country of Trade          
  Special Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Interim Dividends (3Q2017)   Mgmt For For For
  2 Directors’ Fees   Mgmt For For For
  3 Amendments to Articles    Mgmt For For For
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Posco              
  Ticker Security ID:   Meeting Date Meeting Status
  005490 CUSIP 693483109   07/27/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect CHOI Jung Woo   Mgmt For For For
               
               
               
PT Indo Tambangraya Megah Tbk              
  Ticker Security ID:   Meeting Date Meeting Status
  ITMG CINS Y71244100   08/28/2018 Voted
  Meeting Type Country of Trade          
  Special Indonesia          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Amendments to Articles   Mgmt For For For
  2 Resignation of Commissioners and Re-designation of Directors   Mgmt For For For
               
               
               
Raytheon Company              
  Ticker Security ID:   Meeting Date Meeting Status
  RTN CUSIP 755111507   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Tracy A. Atkinson   Mgmt For For For
  2 Elect Robert E. Beauchamp   Mgmt For For For
  3 Elect Adriane M. Brown   Mgmt For For For
  4 Elect Stephen J. Hadley   Mgmt For For For
  5 Elect Thomas A. Kennedy   Mgmt For For For
  6 Elect Letitia A. Long   Mgmt For For For
  7 Elect George R. Oliver   Mgmt For For For
  8 Elect Dinesh C. Paliwal   Mgmt For For For
  9 Elect Ellen M. Pawlikowski   Mgmt For For For
  10 Elect William R. Spivey   Mgmt For For For
  11 Elect Marta R. Stewart   Mgmt For For For
  12 Elect James A. Winnefeld, Jr.   Mgmt For For For
  13 Elect Robert O. Work   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Approval of the 2019 Stock Plan   Mgmt For For For
  16 Ratification of Auditor   Mgmt For For For
               
               
               
Rosneft Oil Co OAO              
  Ticker Security ID:   Meeting Date Meeting Status
  ROSN CINS 67812M207   09/28/2018 Voted
  Meeting Type Country of Trade          
  Special Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Interim Dividends (1H2018)   Mgmt For For For
               
               
               
Rosneft Oil Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  ROSN CINS 67812M207   06/04/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Annual Report   Mgmt For For For
  2  Financial Statements    Mgmt For For For
  3 Allocation of Profits   Mgmt For For For
  4 Dividends   Mgmt For For For
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Audit Commission Fees   Mgmt For For For
  7 Non-Voting Agenda Item   N/A N/A N/A N/A
  8 Elect Olga A. Andrianova   Mgmt For For For
  9 Elect Alexander E. Bogashov   Mgmt For For For
  10 Elect Sergey I. Poma   Mgmt For For For
  11 Elect Zakhar B. Sabantsev   Mgmt For For For
  12 Elect Pavel G. Shumov   Mgmt For For For
  13 Appointment of Auditor   Mgmt For For For
  14 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Royal Dutch Shell Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  RDSB CUSIP 780259206   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Elect Neil A.P. Carson   Mgmt For For For
  4 Elect Ben Van Beurden   Mgmt For For For
  5 Elect Ann F. Godbehere   Mgmt For For For
  6 Elect Euleen GOH Yiu Kiang   Mgmt For For For
  7 Elect Charles O. Holliday, Jr.   Mgmt For For For
  8 Elect Catherine J. Hughes   Mgmt For For For
  9 Elect Gerard Kleisterlee   Mgmt For For For
  10 Elect Roberto Egydio Setubal   Mgmt For For For
  11 Elect Sir Nigel Sheinwald   Mgmt For For For
  12 Elect Linda G. Stuntz   Mgmt For For For
  13 Elect Jessica Uhl   Mgmt For For For
  14 Elect Gerrit Zalm   Mgmt For For For
  15 Appointment of Auditor   Mgmt For For For
  16 Authority to Set Auditor’s Fees   Mgmt For For For
  17 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  19 Amendments to Articles   Mgmt For For For
  20 Authority to Repurchase Shares   Mgmt For For For
  21 Authorisation of Political Donations   Mgmt For For For
  22 Shareholder Proposal Regarding GHG Reduction Targets   ShrHoldr Against Against For
               
               
               
The Kansai Electric Power Company, Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  9503 CINS J30169106   06/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Absorption-Type Company Split   Mgmt For For For
  4 Amendments to Articles   Mgmt For For For
  5 Elect Makoto Yagi   Mgmt For For For
  6 Elect Shigeki Iwane   Mgmt For For For
  7 Elect Yoshihiro Doi   Mgmt For For For
  8 Elect Takashi Morimoto   Mgmt For For For
  9 Elect Toyokazu Misono   Mgmt For For For
  10 Elect Koji Inada   Mgmt For For For
  11 Elect Ikuo Morinaka   Mgmt For For For
  12 Elect Yasuji Shimamoto   Mgmt For For For
  13 Elect Takao Matsumura   Mgmt For For For
  14 Elect Noriyuki Inoue   Mgmt For Against Against
  15 Elect Takamune Okihara   Mgmt For For For
  16 Elect Tetsuya Kobayashi   Mgmt For For For
  17 Elect Hisako Makimura   Mgmt For For For
  18 Elect Yasuhiro Yashima   Mgmt For For For
  19 Elect Yasushi Sugimoto   Mgmt For For For
  20 Elect Yukishige Higuchi   Mgmt For For For
  21 Elect Tsutomu Toichi   Mgmt For For For
  22 Elect Fumio Otsubo   Mgmt For For For
  23 Elect Shigeo Sasaki   Mgmt For For For
  24 Elect Atsuko Kaga   Mgmt For For For
  25 Shareholder Proposal Regarding Company Vision   ShrHoldr Against Against For
  26 Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes   ShrHoldr Against For Against
  27 Shareholder Proposal Regarding Corporate Social Responsibility   ShrHoldr Against Against For
  28 Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology   ShrHoldr Against Against For
  29 Shareholder Proposal Regarding Distribution of Dividends   ShrHoldr Against Against For
  30 Shareholder Proposal Regarding Dismissal of Shigeki Iwane   ShrHoldr Against Against For
  31 Shareholder Proposal Regarding Individual Compensation Disclosure   ShrHoldr Against Against For
  32 Shareholder Proposal Regarding Disposal and Management of Waste Material   ShrHoldr Against Against For
  33 Shareholder Proposal Regarding Restricting Investments   ShrHoldr Against Against For
  34 Shareholder Proposal Regarding Nuclear Fuel   ShrHoldr Against Against For
  35 Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation   ShrHoldr Against Against For
  36 Shareholder Proposal Regarding Establishment of Aging Nuclear Power Plants Committee   ShrHoldr Against Against For
  37 Shareholder Proposal Regarding Increasing Corporate Transparency   ShrHoldr Against Against For
  38 Shareholder Proposal Regarding Individual Compensation Disclosure   ShrHoldr Against For Against
  39 Shareholder Proposal Regarding Diversifying Energy Sources   ShrHoldr Against Against For
  40 Shareholder Proposal Regarding Separation of Business Activities   ShrHoldr Against Against For
  41 Shareholder Proposal Regarding Nuclear Plant Operations   ShrHoldr Against Against For
  42 Shareholder Proposal Regarding Fostering a Culture of Safety   ShrHoldr Against Against For
  43 Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees   ShrHoldr Against Against For
  44 Shareholder Proposal Regarding Board Size and Independence   ShrHoldr Against Against For
  45 Shareholder Proposal Regarding Denuclearization   ShrHoldr Against Against For
               
               
               
Total SA              
  Ticker Security ID:   Meeting Date Meeting Status
  FP CUSIP 89151E109   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Consolidated Accounts and Reports   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Authority to Repurchase and Reissue Shares   Mgmt For For For
  5 Related Party Transactions (UWA)   Mgmt For For For
  6 Elect Maria van der Hoeven   Mgmt For For For
  7 Elect Jean Lemierre   Mgmt For For For
  8 Elect Lise Croteau   Mgmt For For For
  9 Elect Valerie della Puppa Tibi as Employee Shareholders Representative   Mgmt For For For
  10 Elect Renata Perycz as Employee Shareholders Representative   Mgmt Against Against For
  11 Elect Oliver Wernecke as Employee Shareholders Representative   Mgmt Against Against For
  12 Remuneration of Patrick Pouyanne, Chair and CEO   Mgmt For For For
  13 Remuneration Policy (Chair and CEO)   Mgmt For For For
               
               
               
Tupras Turkiye Petrol Rafinerileri A.S              
  Ticker Security ID:   Meeting Date Meeting Status
  TUPRS CINS M8966X108   03/20/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Turkey          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Opening; Election of Presiding Chair   Mgmt For For For
  5 Directors’ Report   Mgmt For For For
  6 Presentation of Auditors’ Report   Mgmt For For For
  7 Financial Statements   Mgmt For For For
  8 Ratification of Cooption of Omer Sertbas   Mgmt For For For
  9 Ratification of Board Acts   Mgmt For For For
  10 Allocation of Profits/Dividends   Mgmt For For For
  11 Election of Directors; Board Size; Board Term Length   Mgmt For For For
  12 Compensation Policy   Mgmt For For For
  13 Directors’ Fees   Mgmt For For For
  14 Appointment of Auditor   Mgmt For For For
  15 Charitable Donations   Mgmt For Against Against
  16 Presentation of Report on Guarantees   Mgmt For For For
  17 Authority to Carry out Competing Activities or Related Party Transactions   Mgmt For Against Against
  18 Wishes   Mgmt For For For
               
               
               
WildHorse Resource Development Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  WRD CUSIP 96812T102   01/31/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger/Acquisition   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For

 

 

 

               
Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Utilities Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Ameren Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AEE CUSIP 023608102   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Warner L. Baxter   Mgmt For For For
  2 Elect Catherine S. Brune   Mgmt For For For
  3 Elect J. Edward Coleman   Mgmt For For For
  4 Elect Ward H. Dickson   Mgmt For For For
  5 Elect Noelle K. Eder   Mgmt For For For
  6 Elect Ellen M. Fitzsimmons   Mgmt For For For
  7 Elect Rafael Flores   Mgmt For For For
  8 Elect Richard J. Harshman   Mgmt For For For
  9 Elect Craig S. Ivey   Mgmt For For For
  10 Elect James C. Johnson   Mgmt For For For
  11 Elect Steven H. Lipstein   Mgmt For For For
  12 Elect Stephen R. Wilson   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Transaction of Other Business   Mgmt For Against Against
               
               
               
American Electric Power Company, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AEP CUSIP 025537101   04/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Nicholas K. Akins   Mgmt For For For
  2 Elect David J. Anderson   Mgmt For For For
  3 Elect J. Barnie Beasley, Jr.   Mgmt For For For
  4 Elect Ralph D. Crosby, Jr.   Mgmt For For For
  5 Elect Linda A. Goodspeed   Mgmt For For For
  6 Elect Thomas E. Hoaglin   Mgmt For For For
  7 Elect Sandra Beach Lin   Mgmt For For For
  8 Elect Margaret M. McCarthy   Mgmt For For For
  9 Elect Richard C. Notebaert   Mgmt For For For
  10 Elect Lionel L. Nowell, III   Mgmt For For For
  11 Elect Stephen S. Rasmussen   Mgmt For For For
  12 Elect Oliver G. Richard, III   Mgmt For For For
  13 Elect Sara Martinez Tucker   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Elimination of Preemptive Rights   Mgmt For For For
  16 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
American Water Works Company, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AWK CUSIP 030420103   05/10/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeffrey N. Edwards   Mgmt For For For
  2 Elect Martha Clark Goss   Mgmt For For For
  3 Elect Veronica M. Hagen   Mgmt For For For
  4 Elect Julia L. Johnson   Mgmt For For For
  5 Elect Karl F. Kurz   Mgmt For For For
  6 Elect George MacKenzie   Mgmt For For For
  7 Elect James G. Stavridis   Mgmt For For For
  8 Elect Susan N. Story   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against Against For
  12 Shareholder Proposal Regarding Lobbying Report   ShrHoldr Against Against For
               
               
               
AT&T, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  T CUSIP 00206R102   04/26/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Randall L. Stephenson   Mgmt For For For
  2 Elect Samuel A. Di Piazza, Jr.   Mgmt For For For
  3 Elect Richard W. Fisher   Mgmt For For For
  4 Elect Scott T. Ford   Mgmt For For For
  5 Elect Glenn H. Hutchins   Mgmt For For For
  6 Elect William E. Kennard   Mgmt For For For
  7 Elect Michael B. McCallister   Mgmt For For For
  8 Elect Beth E. Mooney   Mgmt For For For
  9 Elect Matthew K. Rose   Mgmt For For For
  10 Elect Cindy B. Taylor   Mgmt For For For
  11 Elect Laura D. Tyson   Mgmt For For For
  12 Elect Geoffrey Y. Yang   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
Avangrid, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AGR CUSIP 05351W103   06/27/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ignacio Sanchez Galan   Mgmt For For For
  1.2 Elect John E. Baldacci   Mgmt For For For
  1.3 Elect Robert Duffy   Mgmt For For For
  1.4 Elect Carol L. Folt   Mgmt For For For
  1.5 Elect Teresa A. Herbert   Mgmt For For For
  1.6 Elect Patricia Jacobs   Mgmt For For For
  1.7 Elect John L. Lahey   Mgmt For For For
  1.8 Elect Santiago Martinez Garrido   Mgmt For For For
  1.9 Elect Sonsoles Rubio Reinoso   Mgmt For For For
  1.10 Elect Juan Carlos Rebollo Liceaga   Mgmt For For For
  1.11 Elect Jose Sainz Armada   Mgmt For For For
  1.12 Elect Alan D. Solomont   Mgmt For For For
  1.13 Elect Elizabeth Timm   Mgmt For For For
  1.14 Elect James P. Torgerson   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Avista Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AVA CUSIP 05379B107   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kristianne Blake   Mgmt For For For
  2 Elect Donald C. Burke   Mgmt For For For
  3 Elect Rebecca A. Klein   Mgmt For For For
  4 Elect Scott H. Maw   Mgmt For For For
  5 Elect Scott L. Morris   Mgmt For For For
  6 Elect Marc F. Racicot   Mgmt For For For
  7 Elect Heidi B. Stanley   Mgmt For For For
  8 Elect R. John Taylor   Mgmt For For For
  9 Elect Dennis Vermillion   Mgmt For For For
  10 Elect Janet D. Widmann   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
BCE Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  BCE CUSIP 05534B760   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Barry K. Allen   Mgmt For For For
  1.2 Elect Sophie Brochu   Mgmt For For For
  1.3 Elect Robert E. Brown   Mgmt For For For
  1.4 Elect George A. Cope   Mgmt For For For
  1.5 Elect David F. Denison   Mgmt For For For
  1.6 Elect Robert P. Dexter   Mgmt For For For
  1.7 Elect Ian Greenberg   Mgmt For For For
  1.8 Elect Katherine Lee   Mgmt For For For
  1.9 Elect Monique F. Leroux   Mgmt For For For
  1.10 Elect Gordon M. Nixon   Mgmt For For For
  1.11 Elect Calin Rovinescu   Mgmt For For For
  1.12 Elect Karen Sheriff   Mgmt For For For
  1.13 Elect Robert C. Simmonds   Mgmt For For For
  1.14 Elect Paul R. Weiss   Mgmt For For For
  2 Appointment of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Black Hills Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BKH CUSIP 092113109   04/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Linden R. Evans   Mgmt For For For
  1.2 Elect Robert P. Otto   Mgmt For For For
  1.3 Elect Mark A. Schober   Mgmt For For For
  1.4 Elect Thomas J. Zeller   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
CenterPoint Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CNP CUSIP 15189T107   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Leslie D. Biddle   Mgmt For For For
  2 Elect Milton Carroll   Mgmt For For For
  3 Elect Scott J. McLean   Mgmt For For For
  4 Elect Martin H. Nesbitt   Mgmt For For For
  5 Elect Theodore F. Pound   Mgmt For For For
  6 Elect Scott M. Prochazka   Mgmt For For For
  7 Elect Susan O. Rheney   Mgmt For For For
  8 Elect Phillip R. Smith   Mgmt For For For
  9 Elect John W. Somerhalder II   Mgmt For For For
  10 Elect Peter S. Wareing   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Chevron Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CVX CUSIP 166764100   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Wanda M. Austin   Mgmt For For For
  2 Elect John B. Frank   Mgmt For For For
  3 Elect Alice P. Gast   Mgmt For For For
  4 Elect Enrique Hernandez, Jr.   Mgmt For For For
  5 Elect Charles W. Moorman, IV   Mgmt For For For
  6 Elect Dambisa F. Moyo   Mgmt For For For
  7 Elect Debra L. Reed-Klages   Mgmt For For For
  8 Elect Ronald D. Sugar   Mgmt For For For
  9 Elect Inge G. Thulin   Mgmt For For For
  10 Elect D. James Umpleby   Mgmt For For For
  11 Elect Michael K. Wirth   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Human Right to Water   ShrHoldr Against Against For
  15 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement   ShrHoldr Against Against For
  16 Shareholder Proposal Regarding Formation of Climate Change Committee   ShrHoldr Against Against For
  17 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
  18 Shareholder Proposal Regarding Right to Call Special Meetings   ShrHoldr Against Against For
               
               
               
Cimarex Energy Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  XEC CUSIP 171798101   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Hans Helmerich   Mgmt For For For
  2 Elect Harold R. Logan, Jr.   Mgmt For For For
  3 Elect Monroe W. Robertson   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Approval of the 2019 Equity Incentive Plan   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Consolidated Edison, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ED CUSIP 209115104   05/20/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect George  Campbell, Jr.   Mgmt For For For
  2 Elect Ellen V. Futter   Mgmt For For For
  3 Elect John F. Killian   Mgmt For For For
  4 Elect John McAvoy   Mgmt For For For
  5 Elect William J. Mulrow   Mgmt For For For
  6 Elect Armando J. Olivera   Mgmt For For For
  7 Elect Michael W. Ranger   Mgmt For For For
  8 Elect Linda S. Sanford   Mgmt For For For
  9 Elect Deirdre Stanley   Mgmt For For For
  10 Elect L. Frederick Sutherland   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
  12 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Consolidated Water Co. Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  CWCO CUSIP G23773107   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Linda Beidler-D’Aguilar   Mgmt For For For
  1.2 Elect Brian E. Butler   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For Against Against
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Dominion Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  D CUSIP 25746U109   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect James A. Bennett   Mgmt For For For
  2 Elect Helen E. Dragas   Mgmt For For For
  3 Elect James O. Ellis, Jr.   Mgmt For For For
  4 Elect Thomas F. Farrell II   Mgmt For For For
  5 Elect D. Maybank Hagood   Mgmt For For For
  6 Elect John W. Harris   Mgmt For For For
  7 Elect Ronald W. Jibson   Mgmt For For For
  8 Elect Mark J. Kington   Mgmt For For For
  9 Elect Joseph M. Rigby   Mgmt For For For
  10 Elect Pamela L. Royal   Mgmt For For For
  11 Elect Robert H. Spilman, Jr.   Mgmt For For For
  12 Elect Susan N. Story   Mgmt For Against Against
  13 Elect Michael E. Szymanczyk   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Increase of Authorized Common Stock   Mgmt For For For
  17 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
               
               
               
DTE Energy Company              
  Ticker Security ID:   Meeting Date Meeting Status
  DTE CUSIP 233331107   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Gerard M. Anderson   Mgmt For For For
  1.2 Elect David A. Brandon   Mgmt For For For
  1.3 Elect W. Frank Fountain, Jr.   Mgmt For For For
  1.4 Elect Charles G. McClure, Jr.   Mgmt For For For
  1.5 Elect Gail J. McGovern   Mgmt For For For
  1.6 Elect Mark A. Murray   Mgmt For For For
  1.7 Elect Ruth G. Shaw   Mgmt For For For
  1.8 Elect Robert C. Skaggs, Jr.   Mgmt For For For
  1.9 Elect David A. Thomas   Mgmt For For For
  1.10 Elect James H. Vandenberghe   Mgmt For For For
  1.11 Elect Valerie M. Williams   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
  5 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
               
               
               
Duke Energy Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  DUK CUSIP 26441C204   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Michael G. Browning   Mgmt For For For
  1.2 Elect Annette K. Clayton   Mgmt For For For
  1.3 Elect Theodore F. Craver, Jr.   Mgmt For For For
  1.4 Elect Robert M. Davis   Mgmt For For For
  1.5 Elect Daniel R. DiMicco   Mgmt For For For
  1.6 Elect Lynn J. Good   Mgmt For For For
  1.7 Elect John T. Herron   Mgmt For For For
  1.8 Elect William E. Kennard   Mgmt For For For
  1.9 Elect E. Marie McKee   Mgmt For For For
  1.10 Elect Charles W. Moorman, IV   Mgmt For For For
  1.11 Elect Marya M. Rose   Mgmt For For For
  1.12 Elect Carlos A. Saladrigas   Mgmt For For For
  1.13 Elect Thomas E. Skains   Mgmt For For For
  1.14 Elect William E. Webster, Jr.   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
  5 Shareholder Report Regarding Lobbying Report   ShrHoldr Against For Against
  6 Shareholder Report Regarding Health Effects of Coal   ShrHoldr Against Against For
  7 Shareholder Proposal Regarding Report on Environmental Activities   ShrHoldr Against Against For
               
               
               
Edison International              
  Ticker Security ID:   Meeting Date Meeting Status
  EIX CUSIP 281020107   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Jeanne Beliveau-Dunn   Mgmt For For For
  2 Elect Michael C. Camunez   Mgmt For For For
  3 Elect Vanessa C.L. Chang   Mgmt For For For
  4 Elect James T. Morris   Mgmt For For For
  5 Elect Timothy T. O’Toole   Mgmt For For For
  6 Elect Pedro J. Pizarro   Mgmt For For For
  7 Elect Linda G. Stuntz   Mgmt For For For
  8 Elect William P. Sullivan   Mgmt For For For
  9 Elect Ellen O. Tauscher   Mgmt For For For
  10 Elect Peter J. Taylor   Mgmt For For For
  11 Elect Keith Trent   Mgmt For For For
  12 Elect Brett White   Mgmt For Abstain Against
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
EOG Resources, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EOG CUSIP 26875P101   04/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Janet F. Clark   Mgmt For For For
  2 Elect Charles R. Crisp   Mgmt For For For
  3 Elect Robert P. Daniels   Mgmt For For For
  4 Elect James C. Day   Mgmt For For For
  5 Elect C. Christopher Gaut   Mgmt For For For
  6 Elect Julie J. Robertson   Mgmt For For For
  7 Elect Donald F. Textor   Mgmt For For For
  8 Elect William R. Thomas   Mgmt For For For
  9 Ratification of Auditor   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Evergy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EVRG CUSIP 30034W106   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Terry D. Bassham   Mgmt For For For
  1.2 Elect Mollie Hale Carter   Mgmt For For For
  1.3 Elect Charles Q. Chandler, IV   Mgmt For For For
  1.4 Elect Gary D. Forsee   Mgmt For For For
  1.5 Elect Scott D. Grimes   Mgmt For For For
  1.6 Elect Richard L. Hawley   Mgmt For For For
  1.7 Elect Thomas D. Hyde   Mgmt For For For
  1.8 Elect B. Anthony Isaac   Mgmt For For For
  1.9 Elect Sandra A.J. Lawrence   Mgmt For For For
  1.10 Elect Ann D. Murtlow   Mgmt For For For
  1.11 Elect Sandra J. Price   Mgmt For For For
  1.12 Elect Mark A. Ruelle   Mgmt For For For
  1.13 Elect John J. Sherman   Mgmt For For For
  1.14 Elect S. Carl Soderstrom, Jr.   Mgmt For Withhold Against
  1.15 Elect John A. Stall   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
  4 Ratification of Auditor   Mgmt For For For
               
               
               
Kansas City Southern              
  Ticker Security ID:   Meeting Date Meeting Status
  KSU CUSIP 485170302   05/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lydia I. Beebe   Mgmt For For For
  2 Elect Lu M. Cordova   Mgmt For For For
  3 Elect Robert J. Druten   Mgmt For For For
  4 Elect Antonio O. Garza, Jr.   Mgmt For For For
  5 Elect David Francisco Garza-Santos   Mgmt For For For
  6 Elect Mitchell J. Krebs   Mgmt For For For
  7 Elect Henry J Maier   Mgmt For For For
  8 Elect Thomas A. McDonnell   Mgmt For For For
  9 Elect Patrick J. Ottensmeyer   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Decrease in Threshold Required to Call a Special Meeting   Mgmt For For For
               
               
               
MDU Resources Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MDU CUSIP 552690109   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Thomas Everist   Mgmt For For For
  2 Elect Karen B. Fagg   Mgmt For For For
  3 Elect David L. Goodin   Mgmt For For For
  4 Elect Mark A. Hellerstein   Mgmt For For For
  5 Elect Dennis W. Johnson   Mgmt For For For
  6 Elect Patricia L. Moss   Mgmt For For For
  7 Elect Edward A Ryan   Mgmt For For For
  8 Elect David Sparby   Mgmt For For For
  9 Elect Chenxi (Elly) Wang   Mgmt For For For
  10 Elect John K. Wilson   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Amendment to Montana-Dakota Utilities Co.’s Certificate of Incorporation to Delete Pass-Through Provision   Mgmt For For For
  14 Amendments to the Company’s Certificate of Incorporation to Update and Modernize the Charter   Mgmt For For For
               
               
               
NextEra Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NEE CUSIP 65339F101   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Sherry S. Barrat   Mgmt For For For
  2 Elect James L. Camaren   Mgmt For For For
  3 Elect Kenneth B. Dunn   Mgmt For For For
  4 Elect Naren K. Gursahaney   Mgmt For For For
  5 Elect Kirk S. Hachigian   Mgmt For For For
  6 Elect Toni Jennings   Mgmt For For For
  7 Elect Amy B. Lane   Mgmt For For For
  8 Elect James L. Robo   Mgmt For For For
  9 Elect Rudy E. Schupp   Mgmt For For For
  10 Elect John L. Skolds   Mgmt For For For
  11 Elect William H. Swanson   Mgmt For For For
  12 Elect Hansel E. Tookes II   Mgmt For For For
  13 Elect Darryl L. Wilson   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr Against For Against
               
               
               
NiSource Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  NI CUSIP 65473P105   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Peter A. Altabef   Mgmt For For For
  2 Elect Theodore H. Bunting, Jr.   Mgmt For For For
  3 Elect Eric L. Butler   Mgmt For For For
  4 Elect Aristides S. Candris   Mgmt For For For
  5 Elect Wayne S. DeVeydt   Mgmt For For For
  6 Elect Joseph Hamrock   Mgmt For For For
  7 Elect Deborah A. Henretta   Mgmt For For For
  8 Elect Michael E. Jesanis   Mgmt For For For
  9 Elect Kevin T. Kabat   Mgmt For For For
  10 Elect Carolyn Y. Woo   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Increase of Authorized Common Stock   Mgmt For For For
  14 Amend Articles to Allow for the Removal of Directors   Mgmt For For For
  15 Amendment to the Employee Stock Purchase Plan   Mgmt For For For
  16 Shareholder Proposal Regarding Right to Call a Special Meeting   ShrHoldr Against For Against
               
               
               
Otter Tail Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  OTTR CUSIP 689648103   04/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Steven L. Fritze   Mgmt For For For
  1.2 Elect Kathryn O. Johnson   Mgmt For For For
  1.3 Elect Timothy J. O’Keefe   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
PPL Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  PPL CUSIP 69351T106   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect John W. Conway   Mgmt For For For
  2 Elect Steven G. Elliott   Mgmt For For For
  3 Elect Raja Rajamannar   Mgmt For For For
  4 Elect Craig A. Rogerson   Mgmt For For For
  5 Elect William H. Spence   Mgmt For For For
  6 Elect Natica von Althann   Mgmt For For For
  7 Elect Keith H. Williamson   Mgmt For For For
  8 Elect Phoebe A. Wood   Mgmt For For For
  9 Elect Armando Zagalo de Lima   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
               
               
               
Public Service Enterprise Group Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  PEG CUSIP 744573106   04/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Willie A. Deese   Mgmt For For For
  2 Elect William V. Hickey   Mgmt For For For
  3 Elect Ralph Izzo   Mgmt For For For
  4 Elect Shirley Ann Jackson   Mgmt For For For
  5 Elect David Lilley   Mgmt For For For
  6 Elect Barry H. Ostrowsky   Mgmt For For For
  7 Elect Laura A. Sugg   Mgmt For For For
  8 Elect Richard J. Swift   Mgmt For For For
  9 Elect Susan Tomasky   Mgmt For For For
  10 Elect Alfred W. Zollar   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Sempra Energy              
  Ticker Security ID:   Meeting Date Meeting Status
  SRE CUSIP 816851109   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Alan L. Boeckmann   Mgmt For For For
  2 Elect Kathleen Brown   Mgmt For For For
  3 Elect Andres Conesa Labastida   Mgmt For For For
  4 Elect Maria Contreras-Sweet   Mgmt For For For
  5 Elect Pablo A. Ferrero   Mgmt For For For
  6 Elect William D. Jones   Mgmt For For For
  7 Elect Jeffrey W. Martin   Mgmt For For For
  8 Elect Michael N. Mears   Mgmt For For For
  9 Elect William C. Rusnack   Mgmt For For For
  10 Elect Lynn Schenk   Mgmt For For For
  11 Elect Jack T. Taylor   Mgmt For For For
  12 Elect Cynthia L Walker   Mgmt For For For
  13 Elect James C. Yardley   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
  15 Advisory Vote on Executive Compensation   Mgmt For For For
  16 Approval of the 2019 Long-Term Incentive Plan   Mgmt For For For
  17 Shareholder Proposal Regarding Independent Board Chair   ShrHoldr Against For Against
               
               
               
The AES Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AES CUSIP 00130H105   04/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Janet G. Davidson   Mgmt For For For
  2 Elect Andres R. Gluski   Mgmt For For For
  3 Elect Charles L. Harrington   Mgmt For For For
  4 Elect Tarun Khanna   Mgmt For For For
  5 Elect Holly K. Koeppel   Mgmt For For For
  6 Elect James H. Miller   Mgmt For For For
  7 Elect Alain Monie   Mgmt For For For
  8 Elect John B. Morse, Jr.   Mgmt For For For
  9 Elect Moises Naim   Mgmt For For For
  10 Elect Jeffrey W. Ubben   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Total SA              
  Ticker Security ID:   Meeting Date Meeting Status
  FP CUSIP 89151E109   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Consolidated Accounts and Reports   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Authority to Repurchase and Reissue Shares   Mgmt For For For
  5 Related Party Transactions (UWA)   Mgmt For For For
  6 Elect Maria van der Hoeven   Mgmt For For For
  7 Elect Jean Lemierre   Mgmt For For For
  8 Elect Lise Croteau   Mgmt For For For
  9 Elect Valerie della Puppa Tibi as Employee Shareholders Representative   Mgmt For For For
  10 Elect Renata Perycz as Employee Shareholders Representative   Mgmt Against Against For
  11 Elect Oliver Wernecke as Employee Shareholders Representative   Mgmt Against Against For
  12 Remuneration of Patrick Pouyanne, Chair and CEO   Mgmt For For For
  13 Remuneration Policy (Chair and CEO)   Mgmt For For For
               
               
               
Union Pacific Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  UNP CUSIP 907818108   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Andrew H. Card, Jr.   Mgmt For For For
  2 Elect Erroll B. Davis, Jr.   Mgmt For For For
  3 Elect William J. DeLaney   Mgmt For For For
  4 Elect David B. Dillon   Mgmt For For For
  5 Elect Lance M. Fritz   Mgmt For For For
  6 Elect Deborah C. Hopkins   Mgmt For For For
  7 Elect Jane H. Lute   Mgmt For For For
  8 Elect Michael R. McCarthy   Mgmt For For For
  9 Elect Thomas F. McLarty III   Mgmt For For For
  10 Elect Bhavesh V. Patel   Mgmt For For For
  11 Elect Jose H. Villarreal   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Shareholder Proposal Regarding Independent Chair   ShrHoldr Against For Against
               
               
               
WEC Energy Group, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  WEC CUSIP 92939U106   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Barbara L. Bowles   Mgmt For For For
  2 Elect Albert J. Budney, Jr.   Mgmt For For For
  3 Elect Patricia W. Chadwick   Mgmt For For For
  4 Elect Curt S. Culver   Mgmt For For For
  5 Elect Danny L. Cunningham   Mgmt For For For
  6 Elect William M. Farrow III   Mgmt For For For
  7 Elect Thomas J. Fischer   Mgmt For For For
  8 Elect J. Kevin Fletcher   Mgmt For For For
  9 Elect Gale E. Klappa   Mgmt For For For
  10 Elect Henry W. Knueppel   Mgmt For For For
  11 Elect Allen L. Leverett   Mgmt For For For
  12 Elect Ulice Payne, Jr.   Mgmt For For For
  13 Elect Mary Ellen Stanek   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For
               
               
               
Xcel Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  XEL CUSIP 98389B100   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Lynn Casey   Mgmt For For For
  2 Elect Richard K. Davis   Mgmt For For For
  3 Elect Benjamin G.S. Fowke III   Mgmt For For For
  4 Elect Richard T. O’Brien   Mgmt For For For
  5 Elect David K. Owens   Mgmt For For For
  6 Elect Christopher J. Policinski   Mgmt For For For
  7 Elect James T. Prokopanko   Mgmt For For For
  8 Elect A. Patricia Sampson   Mgmt For For For
  9 Elect James J. Sheppard   Mgmt For For For
  10 Elect David A. Westerlund   Mgmt For For For
  11 Elect Kim Williams   Mgmt For For For
  12 Elect Timothy V. Wolf   Mgmt For For For
  13 Elect Daniel Yohannes   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
  15 Ratification of Auditor   Mgmt For For For

 

 

 

               
Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON International Equity Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
ABN AMRO Group NV              
  Ticker Security ID:   Meeting Date Meeting Status
  ABN CINS N0162C102   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual Netherlands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Agenda Item   N/A N/A N/A N/A
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Non-Voting Agenda Item   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Non-Voting Agenda Item   N/A N/A N/A N/A
  7 Non-Voting Agenda Item   N/A N/A N/A N/A
  8 Accounts and Reports   Mgmt For For For
  9 Non-Voting Agenda Item   N/A N/A N/A N/A
  10 Allocation of Profits/Dividends   Mgmt For For For
  11 Ratification of Management Acts   Mgmt For For For
  12 Ratification of Supervisory Board Acts   Mgmt For For For
  13 Non-Voting Agenda Item   N/A N/A N/A N/A
  14 Appointment of Auditor   Mgmt For For For
  15 Amendments to Articles   Mgmt For For For
  16 Non-Voting Agenda Item   N/A N/A N/A N/A
  17 Non-Voting Agenda Item   N/A N/A N/A N/A
  18 Non-Voting Agenda Item   N/A N/A N/A N/A
  19 Non-Voting Agenda Item   N/A N/A N/A N/A
  20 Elect Anna Storakers to the Supervisory Board   Mgmt For For For
  21 Elect Michiel P. Lap to the Supervisory Board   Mgmt For For For
  22 Merger by Absorption between Parent and Subsidiary   Mgmt For For For
  23 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  24 Authority to Suppress Preemptive Rights   Mgmt For For For
  25 Authority to Repurchase Shares   Mgmt For For For
  26 Cancellation of Shares   Mgmt For For For
  27 Non-Voting Agenda Item   N/A N/A N/A N/A
               
               
               
ABN AMRO Group NV              
  Ticker Security ID:   Meeting Date Meeting Status
  ABN CINS N0162C102   07/12/2018 Voted
  Meeting Type Country of Trade          
  Special Netherlands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Agenda Item   N/A N/A N/A N/A
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Elect Tom de Swaan to the Supervisory Board.   Mgmt For For For
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Aboitiz Power Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  AP CINS Y0005M109   04/22/2019 Voted
  Meeting Type Country of Trade          
  Annual Philippines          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Call To Order   Mgmt For For For
  3 Proof of Notice   Mgmt For For For
  4 Determination Of Quorum   Mgmt For For For
  5 Meeting Minutes   Mgmt For For For
  6 President’s Report   Mgmt For For For
  7 Accounts and Reports   Mgmt For For For
  8 Appointment of Auditor   Mgmt For Against Against
  9 Elect Mikel A. Aboitiz   Mgmt For Against Against
  10 Elect Enrique M. Aboitiz, Jr.   Mgmt For Against Against
  11 Elect Erramon I. Aboitiz   Mgmt For Against Against
  12 Elect Luis Miguel O. Aboitiz   Mgmt For For For
  13 Elect Jaime Jose Y. Aboitiz   Mgmt For For For
  14 Elect Danel C. Aboitiz   Mgmt For For For
  15 Elect Romeo L. Bernardo   Mgmt For Against Against
  16 Elect Carlos C. Ejercito   Mgmt For Against Against
  17 Elect Eric O. Recto   Mgmt For Against Against
  18 Directors’ Per Diem and Monthly Allowance   Mgmt For For For
  19 Ratification of Board and Management Acts   Mgmt For For For
  20 Transaction of Other Business   Mgmt For Against Against
  21 Adjournment   Mgmt For For For
  22 Non-Voting Meeting Note   N/A N/A N/A N/A
  23 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Agricultural Bank of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1288 CINS Y00289119   03/01/2019 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Fixed Assets Investment Budget   Mgmt For For For
  3 Elect ZHANG Keqiu   Mgmt For For For
  4 Elect Margaret LEUNG Ko May Yee   Mgmt For For For
  5 Elect LIU Shouying   Mgmt For For For
  6 Elect LI Wei   Mgmt For For For
               
               
               
Agricultural Bank of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1288 CINS Y00289119   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Directors’ Report   Mgmt For For For
  3 Supervisors’ Report   Mgmt For For For
  4 Accounts and Reports   Mgmt For For For
  5 Profit Distribution Plan   Mgmt For For For
  6 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  7 Elect ZHOU Mubing   Mgmt For For For
  8 Elect CAI Dong   Mgmt For For For
  9 Elect WANG Xinxin   Mgmt For For For
  10 Authority to Issue Write-Dow Capital Bonds   Mgmt For For For
  11 Elect WU Jingtao   Mgmt For For For
  12 Non-Voting Agenda Item   N/A N/A N/A N/A
  13 Non-Voting Agenda Item   N/A N/A N/A N/A
  14 Non-Voting Agenda Item   N/A N/A N/A N/A
  15 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Agricultural Bank of China              
  Ticker Security ID:   Meeting Date Meeting Status
  1288 CINS Y00289119   11/12/2018 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect WANG Jindong as Supervisor   Mgmt For For For
  3 Elect LI Wang as Supervisor   Mgmt For For For
  4 Elect ZHANG Jie as Supervisor   Mgmt For For For
  5 Elect LIU Hongxia as Supervisor   Mgmt For For For
  6 Directors’ Fees for 2017   Mgmt For For For
  7 Supervisory Fees for 2017   Mgmt For For For
  8 2019-2021 Capital Planning    Mgmt For For For
  9 Issuance Plan of Eligible Tier-2 Capital Instruments   Mgmt For For For
               
               
               
Airbus SE              
  Ticker Security ID:   Meeting Date Meeting Status
  AIR CINS N0280G100   04/10/2019 Voted
  Meeting Type Country of Trade          
  Annual Netherlands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Agenda Item   N/A N/A N/A N/A
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Non-Voting Agenda Item   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Non-Voting Agenda Item   N/A N/A N/A N/A
  7 Accounts and Reports   Mgmt For For For
  8 Allocation of Profits/Dividends   Mgmt For For For
  9 Ratification of Non-Executive Directors’ Acts    Mgmt For For For
  10 Ratification of Executive Directors’ Acts    Mgmt For For For
  11 Appointment of Auditor   Mgmt For For For
  12 Amendments to Remuneration Policy    Mgmt For For For
  13 Elect Guillaume Faury to the Board of Directors   Mgmt For For For
  14 Elect Catherine Guillouard to the Board of Directors   Mgmt For For For
  15 Elect Claudia Nemat to the Board of Directors   Mgmt For For For
  16 Elect Carlos Tavares to the Board of Directors   Mgmt For Against Against
  17 Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans)   Mgmt For For For
  18 Authority to Issue Shares w/ or w/o Preemptive Rights   Mgmt For For For
  19 Authority to Repurchase Shares   Mgmt For For For
  20 Cancellation of Shares   Mgmt For For For
  21 Non-Voting Agenda Item   N/A N/A N/A N/A
               
               
               
Akbank T.A.S              
  Ticker Security ID:   Meeting Date Meeting Status
  AKBNK CINS M0300L106   03/25/2019 Voted
  Meeting Type Country of Trade          
  Annual Turkey          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Election of Presiding Chair   Mgmt For For For
  5 Presentation of Directors’ Report   Mgmt For For For
  6 Presentation of Auditors’ Report   Mgmt For For For
  7 Financial Statements   Mgmt For Against Against
  8 Ratification of Board Acts   Mgmt For Against Against
  9 Allocation of Profits/Dividends   Mgmt For For For
  10 Election of Directors    Mgmt For Against Against
  11 Directors’ Fees   Mgmt For For For
  12 Appointment of Auditor   Mgmt For For For
  13 Amendments to Articles   Mgmt For For For
  14 Authority to Carry out Competing Activities or Related Party Transactions   Mgmt For Against Against
  15 Limit on Charitable Donations   Mgmt For For For
  16 Presentation of Report on Charitable Donations and Compensation Policy   Mgmt For For For
               
               
               
Alexion Pharmaceuticals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  ALXN CUSIP 015351109   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Felix J. Baker   Mgmt For For For
  1.2 Elect David R. Brennan   Mgmt For For For
  1.3 Elect Christopher J. Coughlin   Mgmt For For For
  1.4 Elect Deborah Dunsire   Mgmt For For For
  1.5 Elect Paul A. Friedman   Mgmt For Withhold Against
  1.6 Elect Ludwig N. Hantson   Mgmt For For For
  1.7 Elect John T. Mollen   Mgmt For For For
  1.8 Elect Francois Nader   Mgmt For For For
  1.9 Elect Judith A. Reinsdorf   Mgmt For For For
  1.10 Elect Andreas Rummelt   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Shareholder Proposal Regarding Proxy Access Bylaw Amendment   ShrHoldr Against Against For
               
               
               
Alibaba Group Holding Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  BABA CUSIP 01609W102   10/31/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Joseph Chung Tsai   Mgmt For Against Against
  2 Elect J. Michael Evans   Mgmt For For For
  3 Elect Eric Xiandong Jing   Mgmt For For For
  4 Elect Borje E. Ekholm   Mgmt For For For
  5 Appointment of Auditor   Mgmt For For For
               
               
               
Allianz SE              
  Ticker Security ID:   Meeting Date Meeting Status
  ALV CINS D03080112   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual Germany          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Allocation of Profits/Dividends   Mgmt For For For
  7 Ratification of Management Board Acts   Mgmt For For For
  8 Ratification of Supervisory Board Acts   Mgmt For For For
  9 Amendments to Remuneration Policy   Mgmt For For For
  10 Approval of Intra-Company Control Agreement with AllSecur Deutschland AG   Mgmt For For For
               
               
               
Ashtead Group plc              
  Ticker Security ID:   Meeting Date Meeting Status
  AHT CINS G05320109   09/11/2018 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For Against Against
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Elect Geoff Drabble   Mgmt For For For
  5 Elect Brendan Horgan   Mgmt For For For
  6 Elect Michael Richard Pratt   Mgmt For For For
  7 Elect Ian Sutcliffe   Mgmt For For For
  8 Elect Lucinda Riches   Mgmt For For For
  9 Elect Tanya Fratto   Mgmt For For For
  10 Elect Paul A. Walker   Mgmt For For For
  11 Appointment of Auditor   Mgmt For For For
  12 Authority to Set Auditor’s Fees   Mgmt For For For
  13 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  14 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  16 Authority to Repurchase Shares   Mgmt For For For
  17 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
  18 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Assicurazioni Generali S.p.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  G CINS T05040109   04/30/2019 Voted
  Meeting Type Country of Trade          
  Mix Italy          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Reports   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Amendments to Article 9.1   Mgmt For For For
  5 Amendments to Articles 28.2, 29.1, 35.2   Mgmt For For For
  6 Amendments to Article 35.3   Mgmt For For For
  7 Amendments to Article 37.22   Mgmt For For For
  8 Board Size   Mgmt For For For
  9 Non-Voting Agenda Item   N/A N/A N/A N/A
  10 List Presented by Mediobanca S.p.A.   Mgmt For N/A N/A
  11 List Presented by Group of Institutional Investors Representing 1.77% of Share Capital   Mgmt For For For
  12 Directors’ Fees   Mgmt For For For
  13 Appointment of Auditor   Mgmt For For For
  14 Authority to Set Auditor’s Fees   Mgmt For For For
  15 Remuneration Policy    Mgmt For For For
  16 Group Long-Term Incentive Plan    Mgmt For For For
  17 Authority to Repurchase and Reissue Shares (Incentive
Plans) 		   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights (Group LTIP 2019)   Mgmt For For For
  19 Employee Incentive Plan   Mgmt For For For
  20 Authority to Repurchase and Reissue Shares (Employee Incentive Plan)   Mgmt For For For
  21 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Aviva Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  AV CINS G0683Q109   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Elect Claudia Arney   Mgmt For For For
  5 Elect Glyn A. Barker   Mgmt For For For
  6 Elect Andy Briggs   Mgmt For Abstain Against
  7 Elect Patricia Cross   Mgmt For For For
  8 Elect Belen Romana Garcia   Mgmt For For For
  9 Elect Michael Mire   Mgmt For For For
  10 Elect Sir Adrian Montague   Mgmt For For For
  11 Elect Thomas Stoddard   Mgmt For For For
  12 Elect Maurice E Tulloch   Mgmt For For For
  13 Appointment of Auditor   Mgmt For For For
  14 Authority to Set Auditor’s Fees   Mgmt For For For
  15 Authorisation of Political Donations   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  19 Authority to Issue Solvency II Instruments w/ Preemptive
Rights		   Mgmt For For For
  20 Authority to Issue Solvency II Instruments w/o Preemptive Rights    Mgmt For For For
  21 Authority to Repurchase Shares   Mgmt For For For
  22 Authority to Repurchase 8 3/4% Preference Shares   Mgmt For For For
  23 Authority to Repurchase 8 3/8% Preference Shares   Mgmt For For For
  24 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Axa              
  Ticker Security ID:   Meeting Date Meeting Status
  CS CINS F06106102   04/24/2019 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Accounts and Reports   Mgmt For For For
  6 Consolidated Accounts and Reports   Mgmt For For For
  7 Allocation of Profits/Dividends   Mgmt For For For
  8 Remuneration of Denis Duverne, Chair   Mgmt For For For
  9 Remuneration of Thomas Buberl, CEO   Mgmt For For For
  10 Remuneration Policy (Chair)   Mgmt For For For
  11 Remuneration Policy (CEO)   Mgmt For For For
  12 Special Auditors Report on Regulated Agreements   Mgmt For For For
  13 Elect Jean-Pierre Clamadieu   Mgmt For For For
  14 Ratification of the Co-option of Elaine A. Sarsynski   Mgmt For For For
  15 Authority to Repurchase and Reissue Shares   Mgmt For For For
  16 Authority to Increase Capital Through Capitalisations   Mgmt For For For
  17 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights   Mgmt For For For
  18 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights   Mgmt For For For
  19 Authority to Issue Shares Through Private Placement   Mgmt For For For
  20 Authority to Set Offering Price of Shares   Mgmt For For For
  21 Authority to Increase Capital in Case of Exchange Offer   Mgmt For For For
  22 Authority to Increase Capital in Consideration for Contributions In Kind    Mgmt For For For
  23 Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities
Issued by Subsidiaries		   Mgmt For For For
  24 Authority to Issue Shares w/ Preemptive Rights in Consideration for Securities
Issued by Subsidiaries		   Mgmt For For For
  25 Employee Stock Purchase Plan   Mgmt For For For
  26 Employee Stock Purchase Plan for Overseas Employees   Mgmt For For For
  27 Authority to Issue Performance Shares    Mgmt For For For
  28 Authority to Issue Performance Shares Pursuant to Defined Contribution Pension Plan    Mgmt For For For
  29 Authority to Cancel Shares and Reduce Capital   Mgmt For For For
  30 Authorisation of Legal Formalities   Mgmt For For For
               
               
               
Banco Santander S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  SAN CINS E19790109   04/11/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Spain          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts   Mgmt For For For
  2 Report on Non-Financial Information   Mgmt For For For
  3 Ratification of Board Acts   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Board Size   Mgmt For For For
  6 Elect Henrique De Castro   Mgmt For For For
  7 Elect Francisco Javier Botin-Sanz de Sautuola y O’Shea   Mgmt For For For
  8 Elect Ramiro Mato Garcia-Ansorena   Mgmt For For For
  9 Elect Bruce Carnegie-Brown   Mgmt For Against Against
  10 Elect Jose Antonio Alvarez Alvarez   Mgmt For For For
  11 Elect Belen Romana Garcia   Mgmt For For For
  12 Appointment of Auditor   Mgmt For For For
  13 Authority to Repurchase and Reissue Shares   Mgmt For For For
  14 Scrip Dividend   Mgmt For For For
  15 Authority to Issue Convertible Debt Instruments   Mgmt For For For
  16 Authority to Issue Debt Instruments   Mgmt For For For
  17 Remuneration Policy (Binding)   Mgmt For For For
  18 Directors’ Fees   Mgmt For For For
  19 Maximum Variable Remuneration   Mgmt For For For
  20 2019 Variable Remuneration Plan   Mgmt For For For
  21 2019 Deferred and Conditional Variable Remuneration Plan   Mgmt For For For
  22 Employee Digital Transformation Award   Mgmt For For For
  23 Buy-Out Policy   Mgmt For For For
  24 UK Employee Share Saving Scheme   Mgmt For For For
  25 Authorisation of Legal Formalities   Mgmt For For For
  26 Remuneration Report (Advisory)   Mgmt For For For
  27 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Bank of China Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  3988 CINS Y0698A107   01/04/2019 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  4 Type of Securities to Be Issued and Issue Size   Mgmt For For For
  5 Par Value and Issue Price   Mgmt For For For
  6 Term   Mgmt For For For
  7 Method of Issuance   Mgmt For For For
  8 Target Investors   Mgmt For For For
  9 Lock-up Period   Mgmt For For For
  10 Terms of Dividend Distribution   Mgmt For For For
  11 Terms of Compulsory Conversion   Mgmt For For For
  12 Terms of Conditional Redemption   Mgmt For For For
  13 Voting Rights Restrictions   Mgmt For For For
  14 Voting Rights Restoration   Mgmt For For For
  15 Order of Priority and Method of Liquidation   Mgmt For For For
  16 Rating Arrangement   Mgmt For For For
  17 Guarantee Arrangement   Mgmt For For For
  18 Use of Proceeds from Issuance of Domestic Preference Shares   Mgmt For For For
  19 Trading Transfer Arrangement   Mgmt For For For
  20 Relationship between Offshore and Domestic Issuance   Mgmt For For For
  21 Validity Period of Resolution regarding Issuance of Domestic Preference Shares   Mgmt For For For
  22 Application and Approval Procedures to Be Completed for Issuance   Mgmt For For For
  23 Matters relating to Authorization   Mgmt For For For
  24 Type of Securities to Be Issued and Issue Size   Mgmt For For For
  25 Par Value and Issue Price   Mgmt For For For
  26 Term   Mgmt For For For
  27 Method of Issuance   Mgmt For For For
  28 Target Investors   Mgmt For For For
  29 Lock-up Period   Mgmt For For For
  30 Terms of Dividend Distribution   Mgmt For For For
  31 Terms of Compulsory Conversion   Mgmt For For For
  32 Terms of Conditional Redemption   Mgmt For For For
  33 Voting Rights Restrictions   Mgmt For For For
  34 Voting Rights Restoration   Mgmt For For For
  35 Order of Priority and Method of Liquidation   Mgmt For For For
  36 Rating Arrangement   Mgmt For For For
  37 Guarantee Arrangement   Mgmt For For For
  38 Use of Proceeds from Issuance of Domestic Preference Shares   Mgmt For For For
  39 Trading Transfer Arrangement   Mgmt For For For
  40 Relationship between Offshore and Domestic Issuance   Mgmt For For For
  41 Validity Period of Resolution regarding Issuance of Domestic Preference Shares   Mgmt For For For
  42 Application and Approval Procedures to Be Completed for Issuance   Mgmt For For For
  43 Matters relating to Authorization   Mgmt For For For
  44 Impact on Dilution of Current Returns and Remedial Measures upon Issuance of Preference Shares   Mgmt For For For
  45 Shareholder Return Plan for 2018 to 2020   Mgmt For For For
  46 Elect WU Fulin   Mgmt For For For
  47 Elect LIN Jingzhen   Mgmt For For For
               
               
               
Bank of China Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  3988 CINS Y0698A107   05/17/2019 Voted
  Meeting Type Country of Trade          
  Annual China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Directors’ Report   Mgmt For For For
  3 Supervisors’ Report   Mgmt For For For
  4 Accounts and Reports   Mgmt For For For
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 2019 Investment Budget   Mgmt For For For
  7 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  8 Elect ZHANG Jiangang   Mgmt For For For
  9 Elect Martin LIAO Cheung Kong   Mgmt For For For
  10 Elect WANG Changyun   Mgmt For For For
  11 Elect Angela CHAO   Mgmt For Against Against
  12 Elect WANG Xiquan as Supervisor   Mgmt For For For
  13 Elect JIA Xinagsen as Supervisor   Mgmt For For For
  14 Elect ZHENG Zhiguang as Supervisor   Mgmt For For For
  15 Directors’ Fees   Mgmt For For For
  16 Supervisors’ Remuneration   Mgmt For For For
  17 Authority to Issue A and/or H Shares w/o Preemptive Rights   Mgmt For Against Against
  18 Authority to Issue Bonds   Mgmt For For For
  19 Authority to Issue Write-down of Undated Capital Bonds   Mgmt For For For
  20 Authority to Issue Qualified Write-down Tier-2 Capital Instruments   Mgmt For For For
  21 Elect TAN Yiwu   Mgmt For For For
  22 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Bank of China Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  3988 CINS Y0698A107   09/14/2018 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect LIU Liange   Mgmt For For For
  3 Elect Jiang Guohua   Mgmt For For For
               
               
               
Basf SE              
  Ticker Security ID:   Meeting Date Meeting Status
  BAS CINS D06216317   05/03/2019 Voted
  Meeting Type Country of Trade          
  Annual Germany          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Allocation of Profits/Dividends   Mgmt For For For
  7 Ratification of Supervisory Board Acts   Mgmt For For For
  8 Ratification of Management Board Acts   Mgmt For For For
  9 Appointment of Auditor   Mgmt For For For
  10 Elect Thomas Carell   Mgmt For For For
  11 Elect Dame Alison J. Carnwath   Mgmt For For For
  12 Elect Franz Fehrenbach   Mgmt For For For
  13 Elect Jurgen Hambrecht   Mgmt For For For
  14 Elect Alexander C. Karp   Mgmt For For For
  15 Elect Anke Schaferkordt   Mgmt For For For
  16 Increase in Authorised Capital   Mgmt For For For
               
               
               
Beijing Enterprises Holdings Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  0392 CINS Y07702122   06/11/2019 Voted
  Meeting Type Country of Trade          
  Annual Hong Kong          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect LI Yongcheng   Mgmt For For For
  6 Elect E Meng   Mgmt For For For
  7 Elect JIANG Xinhao   Mgmt For For For
  8 Elect YU  Sun Say   Mgmt For For For
  9 Directors’ Fees   Mgmt For For For
  10 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  13 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
BNP Paribas              
  Ticker Security ID:   Meeting Date Meeting Status
  BNP CINS F1058Q238   05/23/2019 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Accounts and Reports; Non Tax-Deductible Expenses   Mgmt For For For
  6 Consolidated Accounts and Reports   Mgmt For For For
  7 Allocation of Profits/Dividends   Mgmt For For For
  8 Special Auditors Report on Regulated Agreements   Mgmt For For For
  9 Authority to Repurchase and Reissue Shares   Mgmt For For For
  10 Elect Jean-Laurent Bonnafe   Mgmt For For For
  11 Elect Wouter de Ploey   Mgmt For For For
  12 Elect Marion Guillou   Mgmt For For For
  13 Elect Michel J. Tilmant   Mgmt For For For
  14 Elect Rajna Gibson Brandon   Mgmt For For For
  15 Remuneration policy (Chair)   Mgmt For For For
  16 Remuneration Policy (CEO and Deputy CEO)   Mgmt For For For
  17 Remuneration of Jean Lamierre, Chair   Mgmt For For For
  18 Remuneration of Jean-Laurent Bonnafe, CEO   Mgmt For For For
  19 Remuneration of Philippe Bordenave, Deputy CEO   Mgmt For For For
  20 Remuneration of Identified Staff   Mgmt For For For
  21 Authority to Cancel Shares and Reduce Capital   Mgmt For For For
  22 Authorisation of Legal Formalities   Mgmt For For For
               
               
               
Borregaard ASA              
  Ticker Security ID:   Meeting Date Meeting Status
  BRG CINS R1R79W105   04/11/2019 Voted
  Meeting Type Country of Trade          
  Annual Norway          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Election of Presiding Chair; Minutes   Mgmt For For For
  2 Accounts and Reports; Allocation of Profits/Dividends   Mgmt For For For
  3 Non-Voting Agenda Item   N/A N/A N/A N/A
  4 Remuneration Guidelines (Advisory)    Mgmt For For For
  5 Incentive Guidelines (Binding)   Mgmt For For For
  6 Authority to Repurchase Shares Pursuant to Incentive Programmes   Mgmt For For For
  7 Authority to Repurchase Shares for Amortisation   Mgmt For For For
  8 Elect Jan A. Oksum   Mgmt For For For
  9 Elect Terje Andersen   Mgmt For For For
  10 Elect Tove Andersen   Mgmt For For For
  11 Elect Margrethe Hauge   Mgmt For For For
  12 Elect Helge Aasen   Mgmt For For For
  13 Elect Jan A. Oksum as Chair   Mgmt For For For
  14 Elect Mimi K. Berdal   Mgmt For For For
  15 Elect Erik Must   Mgmt For For For
  16 Elect Rune Selmar   Mgmt For For For
  17 Elect Ola Wessel-Aas   Mgmt For For For
  18 Elect Mimi K. Berdal as Chair   Mgmt For For For
  19 Directors’ Fees   Mgmt For For For
  20 Nomination Committee Fees   Mgmt For For For
  21 Authority to Set Auditor’s Fees   Mgmt For For For
  22 Non-Voting Meeting Note   N/A N/A N/A N/A
  23 Non-Voting Meeting Note   N/A N/A N/A N/A
  24 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
BP plc              
  Ticker Security ID:   Meeting Date Meeting Status
  BP CINS G12793108   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Elect Robert W. Dudley   Mgmt For For For
  4 Elect Brian Gilvary   Mgmt For For For
  5 Elect Nils Andersen   Mgmt For For For
  6 Elect Alison J. Carnwath   Mgmt For For For
  7 Elect Pamela Daley   Mgmt For For For
  8 Elect Ian E.L. Davis   Mgmt For For For
  9 Elect Dame Ann Dowling   Mgmt For For For
  10 Elect Helge Lund   Mgmt For For For
  11 Elect Melody B. Meyer   Mgmt For For For
  12 Elect Brendan R. Nelson   Mgmt For For For
  13 Elect Paula Rosput Reynolds   Mgmt For For For
  14 Elect John Sawers   Mgmt For For For
  15 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  16 Authorisation of Political Donations   Mgmt For For For
  17 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  19 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  20 Authority to Repurchase Shares   Mgmt For For For
  21 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
  22 Shareholder Proposal Regarding Climate Change Reporting   ShrHoldr For For For
  23 Shareholder Proposal Regarding GHG Reduction Targets   ShrHoldr Against Against For
               
               
               
British American Tobacco Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  BATS CINS G1510J102   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Policy (Binding)   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Appointment of Auditor   Mgmt For For For
  5 Authority to Set Auditor’s Fees   Mgmt For For For
  6 Elect Richard  Burrows   Mgmt For For For
  7 Elect Susan J. Farr   Mgmt For For For
  8 Elect Marion Helmes   Mgmt For For For
  9 Elect Luc Jobin   Mgmt For For For
  10 Elect Holly K. Koeppel   Mgmt For For For
  11 Elect Savio Kwan   Mgmt For For For
  12 Elect Dimitri Panayotopoulos   Mgmt For For For
  13 Elect Kieran Poynter   Mgmt For For For
  14 Elect Ben Stevens   Mgmt For For For
  15 Elect Jack M.H. Bowles   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  18 Authority to Repurchase Shares   Mgmt For For For
  19 Authorisation of Political Donations   Mgmt For For For
  20 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Cabot Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CBT CUSIP 127055101   03/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael M. Morrow   Mgmt For For For
  2 Elect Sue H. Rataj   Mgmt For For For
  3 Elect Frank A. Wilson   Mgmt For For For
  4 Elect Matthias L. Wolfgruber   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
China Conch Venture Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  586 CINS G2116J108   06/26/2019 Voted
  Meeting Type Country of Trade          
  Annual Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect GUO Jingbin   Mgmt For For For
  6 Elect LI Daming   Mgmt For For For
  7 Elect CHAN Kai Wing   Mgmt For For For
  8 Elect CHANG Zhangli   Mgmt For For For
  9 Directors’ Fees   Mgmt For For For
  10 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  13 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
China Everbright Greentech Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  01257 CINS G2R55E103   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect QIAN Xiaodong   Mgmt For Against Against
  6 Elect YANG Zhiqiang   Mgmt For For For
  7 Elect WANG Yungang   Mgmt For For For
  8 Directors’ Fees   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
China Mobile Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  0941 CINS Y14965100   05/22/2019 Voted
  Meeting Type Country of Trade          
  Annual Hong Kong          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect YANG Jie   Mgmt For For For
  6 Elect DONG Xin   Mgmt For For For
  7 Elect Moses CHENG Mo Chi   Mgmt For Against Against
  8 Elect YANG Qiang   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Repurchase Shares   Mgmt For For For
  11 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
China Petroleum & Chemical Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  0386 CINS Y15010104   10/23/2018 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Elect YU Baocai   Mgmt For For For
  4 Continuing Connected
Transactions 		   Mgmt For For For
               
               
               
CK Infrastructure Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  1038 CINS G2178K100   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual Hong Kong          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect KAM Hing Lam   Mgmt For For For
  6 Elect Edmond IP Tak Chuen   Mgmt For For For
  7 Elect Frank J. Sixt   Mgmt For Against Against
  8 Elect Eva L. Kwok   Mgmt For Against Against
  9 Elect David LAN Hong Tsung   Mgmt For Against Against
  10 Elect George C. Magnus   Mgmt For Against Against
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For Against Against
  12 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  13 Authority to Repurchase Shares   Mgmt For For For
  14 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
CK Infrastructure Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  1038 CINS G2178K100   10/30/2018 Voted
  Meeting Type Country of Trade          
  Special Hong Kong          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Joint Venture   Mgmt For For For
               
               
               
Cnooc Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  0883 CINS Y1662W117   05/23/2019 Voted
  Meeting Type Country of Trade          
  Annual Hong Kong          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Accounts and Reports   Mgmt For For For
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 Elect WANG Dongjin   Mgmt For For For
  7 Elect XU Keqiang   Mgmt For For For
  8 Elect CHIU Sung Hong   Mgmt For For For
  9 Elect QIU Zhi Zhong   Mgmt For For For
  10 Directors’ Fees   Mgmt For For For
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  12 Authority to Repurchase Shares   Mgmt For For For
  13 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  14 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Covestro AG              
  Ticker Security ID:   Meeting Date Meeting Status
  1COV CINS D15349109   04/12/2019 Voted
  Meeting Type Country of Trade          
  Annual Germany          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Allocation of Profits/Dividends   Mgmt For For For
  6 Ratification of Management Board Acts   Mgmt For For For
  7 Ratification of Supervisory Board Acts   Mgmt For For For
  8 Appointment of Auditor   Mgmt For For For
  9 Amendments to Articles Regarding Convocation of General Meetings   Mgmt For For For
  10 Authority to Repurchase and Reissue Shares (Including Usage of Equity Derivatives)   Mgmt For For For
               
               
               
Daiwa House Industry Co. Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  1925 CINS J11508124   06/25/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Takeo Higuchi   Mgmt For Against Against
  4 Elect Keiichi Yoshii   Mgmt For For For
  5 Elect Tamio Ishibashi   Mgmt For For For
  6 Elect Takeshi Kosokabe   Mgmt For For For
  7 Elect Kazuto Tsuchida   Mgmt For For For
  8 Elect Osamu Fujitani   Mgmt For Against Against
  9 Elect Makoto Yamamoto   Mgmt For For For
  10 Elect Yoshiaki Tanabe   Mgmt For For For
  11 Elect Hirotsugu Otomo   Mgmt For For For
  12 Elect Tatsuya Urakawa   Mgmt For For For
  13 Elect Kazuhito Dekura   Mgmt For For For
  14 Elect Yoshinori Ariyoshi   Mgmt For For For
  15 Elect Keisuke Shimonishi   Mgmt For Against Against
  16 Elect Kazuyoshi Kimura   Mgmt For Against Against
  17 Elect Yutaka Shigemori   Mgmt For For For
  18 Elect Yukiko Yabu   Mgmt For For For
  19 Elect Shonosuke Oda as Statutory Auditor   Mgmt For For For
  20 Statutory Auditors’ Fees   Mgmt For For For
  21 Bonus   Mgmt For For For
  22 Amendment to Trust Type Equity Plan   Mgmt For For For
  23 Adoption of Restricted Stock Plan   Mgmt For For For
               
               
               
Danone              
  Ticker Security ID:   Meeting Date Meeting Status
  BN CINS F12033134   04/25/2019 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Accounts and Reports   Mgmt For For For
  5 Consolidated Accounts and Reports   Mgmt For For For
  6 Allocation of Profits/Dividends   Mgmt For For For
  7 Elect Franck Riboud   Mgmt For For For
  8 Elect Emmanuel Faber   Mgmt For For For
  9 Elect Clara Gaymard   Mgmt For For For
  10 Special Auditors Report on Regulated Agreements   Mgmt For For For
  11 Remuneration of Emmanuel Faber, CEO and Chair   Mgmt For For For
  12 Remuneration Policy (Corporate Officers)   Mgmt For For For
  13 Authority to Repurchase and Reissue Shares   Mgmt For For For
  14 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and w/ Priority Subscription   Mgmt For For For
  16 Greenshoe   Mgmt For For For
  17 Authority to Increase Capital in Case of Exchange Offer   Mgmt For For For
  18 Authority to Increase Capital in Consideration for Contributions in Kind   Mgmt For For For
  19 Authority to Increase Capital Through Capitalisations   Mgmt For For For
  20 Employee Stock Purchase Plan   Mgmt For For For
  21 Stock Purchase Plan for Overseas Employees   Mgmt For For For
  22 Authority to Issue Performance Shares   Mgmt For For For
  23 Authority to Cancel Shares and Reduce Capital   Mgmt For For For
  24 Authorization of Legal Formalities   Mgmt For For For
  25 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
DGB Financial Group Co Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  139130 CINS Y2058E109   03/28/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For Against Against
  2 Amendments to Articles   Mgmt For For For
  3 Elect LEE Yong Doo   Mgmt For For For
  4 Elect CHO Sun Ho   Mgmt For For For
  5 Elect LEE Sang Yeop   Mgmt For For For
  6 Elect KIM Taek Dong   Mgmt For For For
  7 Election of Independent Director to Become Audit Committee Member: LEE Jin Bok   Mgmt For For For
  8 Election of Audit Committee Member: CHO Sun Ho   Mgmt For For For
  9 Directors’ Fees   Mgmt For Against Against
               
               
               
Diamondback Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FANG CUSIP 25278X109   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Steven E. West   Mgmt For For For
  2 Elect Travis D. Stice   Mgmt For For For
  3 Elect Michael L. Hollis   Mgmt For For For
  4 Elect Michael P. Cross   Mgmt For For For
  5 Elect David L. Houston   Mgmt For For For
  6 Elect Mark L. Plaumann   Mgmt For For For
  7 Elect Melanie M. Trent   Mgmt For For For
  8 Amendment to the 2019 Equity Incentive Plan   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
               
               
               
DNB ASA              
  Ticker Security ID:   Meeting Date Meeting Status
  DNB CINS R1640U124   04/30/2019 Voted
  Meeting Type Country of Trade          
  Annual Norway          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Agenda   Mgmt For For For
  6 Minutes   Mgmt For For For
  7 Accounts and Reports; Allocation of Profits/Dividends   Mgmt For For For
  8 Remuneration Guidelines (Advisory)   Mgmt For Against Against
  9 Remuneration Guidelines (Binding)   Mgmt For Against Against
  10 Corporate Governance Report   Mgmt For For For
  11 Authority to Set Auditor’s Fees   Mgmt For For For
  12 Cancellation of Shares   Mgmt For For For
  13 Authority to Repurchase Shares   Mgmt For For For
  14 Amendments to Articles of Association   Mgmt For For For
  15 Election of Directors
   Mgmt For For For
  16 Election Committee   Mgmt For For For
  17 Directors’ Fees; Election Committee Fees   Mgmt For For For
  18 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
DNO ASA              
  Ticker Security ID:   Meeting Date Meeting Status
  DNO CINS R6007G105   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual Norway          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Election of Presiding Chair; Minutes   Mgmt For For For
  6 Agenda   Mgmt For For For
  7 Accounts and Reports; Corporate Governance Report   Mgmt For For For
  8 Election of Directors   Mgmt For Against Against
  9 Directors’ Fees   Mgmt For For For
  10 Nomination Committee Fees   Mgmt For For For
  11 Authority to Set Auditor’s Fees   Mgmt For For For
  12 Remuneration Guidelines (Advisory)    Mgmt For Against Against
  13 Share-Price Related Incentive Guidelines (Binding)   Mgmt For Against Against
  14 Authority to Distribute Dividends   Mgmt For For For
  15 Authority to Issue Shares w/ or w/o Preemptive Rights   Mgmt For For For
  16 Authority to Repurchase Shares   Mgmt For For For
  17 Authority to Issue Convertible Debt Instruments   Mgmt For For For
  18 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
DS Smith plc              
  Ticker Security ID:   Meeting Date Meeting Status
  SMDS CINS G2848Q123   07/10/2018 Voted
  Meeting Type Country of Trade          
  Ordinary United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Acquisition   Mgmt For For For
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
DS Smith plc              
  Ticker Security ID:   Meeting Date Meeting Status
  SMDS CINS G2848Q123   09/04/2018 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Elect Gareth Davis   Mgmt For For For
  5 Elect Miles W. Roberts   Mgmt For For For
  6 Elect Adrian Marsh   Mgmt For For For
  7 Elect Chris Britton   Mgmt For For For
  8 Elect Jonathan Nicholls   Mgmt For For For
  9 Elect Kathleen O’Donovan   Mgmt For For For
  10 Elect Louise Smalley   Mgmt For For For
  11 Appointment of Auditor   Mgmt For For For
  12 Authority to Set Auditor’s Fees   Mgmt For For For
  13 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  14 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  16 Authority to Repurchase Shares   Mgmt For For For
  17 Amendments to Articles (Hybrid Meetings)   Mgmt For For For
  18 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
E.ON SE              
  Ticker Security ID:   Meeting Date Meeting Status
  EOAN CINS D24914133   05/14/2019 Voted
  Meeting Type Country of Trade          
  Annual Germany          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Allocation of Profits/Dividends   Mgmt For For For
  7 Ratification of Management Board Acts   Mgmt For For For
  8 Ratification of Supervisory Board Acts   Mgmt For For For
  9 Appointment of Auditor   Mgmt For For For
  10 Appointment of Auditor for Interim Financial Statements in 2019   Mgmt For For For
  11 Appointment of Auditor for Interim Financial Statements for First Quarter of 2020   Mgmt For For For
  12 Amendments to Articles Regarding Supervisory Board Size   Mgmt For For For
  13 Approval of Intra-Company Control Agreement with E.ON 11. Verwaltungs GmbH   Mgmt For For For
  14 Approval of Intra-Company Control Agreement with E.ON 12. Verwaltungs GmbH   Mgmt For For For
               
               
               
Electric Power Development              
  Ticker Security ID:   Meeting Date Meeting Status
  9513 CINS J12915104   06/26/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Masayoshi Kitamura   Mgmt For Against Against
  4 Elect Toshifumi Watanabe   Mgmt For For For
  5 Elect Hitoshi Murayama   Mgmt For For For
  6 Elect Masato Uchiyama   Mgmt For For For
  7 Elect Akihito Urashima   Mgmt For For For
  8 Elect Yoshiki Onoi   Mgmt For For For
  9 Elect Hiromi Minaminosono   Mgmt For For For
  10 Elect Hiroyasu Sugiyama   Mgmt For For For
  11 Elect Hideki Tsukuda   Mgmt For For For
  12 Elect Makoto Honda   Mgmt For For For
  13 Elect Hitoshi Kanno   Mgmt For For For
  14 Elect Go Kajitani   Mgmt For For For
  15 Elect Tomonori Ito   Mgmt For For For
  16 Elect John Buchanan   Mgmt For For For
  17 Elect Mutsutake Otsuka   Mgmt For For For
  18 Elect Kiyoshi Nakanishi   Mgmt For For For
               
               
               
Electricity Generating Public Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  EGCO CINS Y22834116   04/18/2019 Voted
  Meeting Type Country of Trade          
  Annual Thailand          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Meeting Minutes   Mgmt For For For
  2 Results of Operations   Mgmt For For For
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Appointment of Auditor and Authority to Set Fees   Mgmt For Against Against
  6 Directors’ Fees   Mgmt For Against Against
  7 Elect Jaruwan Ruangswadipong   Mgmt For Against Against
  8 Elect Nikul Silasuwan   Mgmt For Against Against
  9 Elect Patana Sangsriroujana   Mgmt For Against Against
  10 Elect Jakgrich Pibulpairoj   Mgmt For For For
  11 Elect Shunichi Tanaka   Mgmt For Against Against
  12 Transaction of Other Business   Mgmt For Against Against
  13 Non-Voting Meeting Note   N/A N/A N/A N/A
  14 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Encana Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  ECA CUSIP 292505104   02/12/2019 Voted
  Meeting Type Country of Trade          
  Special Canada          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Stock Issuance for Merger   Mgmt For For For
  2 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Encana Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  ECA CUSIP 292505104   04/30/2019 Voted
  Meeting Type Country of Trade          
  Annual Canada          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Peter A. Dea   Mgmt For For For
  1.2 Elect Fred J. Fowler   Mgmt For For For
  1.3 Elect Howard J. Mayson   Mgmt For For For
  1.4 Elect Lee A. McIntire   Mgmt For For For
  1.5 Elect Margaret McKenzie   Mgmt For For For
  1.6 Elect Steven W. Nance   Mgmt For For For
  1.7 Elect Suzanne P. Nimocks   Mgmt For For For
  1.8 Elect Thomas G. Ricks   Mgmt For For For
  1.9 Elect Brian G. Shaw   Mgmt For For For
  1.10 Elect Douglas J. Suttles   Mgmt For For For
  1.11 Elect Bruce G. Waterman   Mgmt For For For
  1.12 Elect Clayton H. Woitas   Mgmt For For For
  2 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  3 Amendment to Shareholder Rights Plan   Mgmt For For For
  4 Approval of the 2019 Omnibus Incentive Plan   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Enel S.p.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  ENEL CINS T3679P115   05/16/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Italy          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Authority to Repurchase and Reissue Shares   Mgmt For For For
  6 Non-Voting Agenda Item   N/A N/A N/A N/A
  7 List Presented by Ministry of Economy and Finance   Mgmt For For For
  8 List Presented by Group of Institutional Investors Representing 1.7% of Share Capital   Mgmt For N/A N/A
  9 Statutory Auditors’ Fees   Mgmt For For For
  10 Appointment of Auditor and Authority to Set Fees (KPMG; Preferred Option)   Mgmt For For For
  11 Long Term Incentive Plan 2019   Mgmt For For For
  12 Remuneration Policy    Mgmt For For For
               
               
               
Energen Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  EGN CUSIP 29265N108   11/27/2018 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
               
               
               
Engie              
  Ticker Security ID:   Meeting Date Meeting Status
  ENGI CINS F7629A107   05/17/2019 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Accounts and Reports; Non Tax-Deductible Expenses   Mgmt For For For
  6 Consolidated Accounts and Reports   Mgmt For For For
  7 Allocation of Profits/Dividends   Mgmt For For For
  8 Approval of Benefits (Jean-Pierre Clamadieu)   Mgmt For For For
  9 Authority to Repurchase and Reissue Shares   Mgmt For For For
  10 Elect Francoise  Malrieu   Mgmt For For For
  11 Elect Marie-Jose Nadeau   Mgmt For For For
  12 Elect Patrice Durand   Mgmt For For For
  13 Elect Mari-Noelle Jego-Laveissiere   Mgmt For For For
  14 Remuneration of Jean-Pierre Clamadieu, Chair   Mgmt For For For
  15 Remuneration of Isabelle Kocher, CEO   Mgmt For For For
  16 Remuneration Policy (Chair)   Mgmt For For For
  17 Remuneration Policy (CEO)   Mgmt For For For
  18 Employee Stock Purchase Plan   Mgmt For For For
  19 Stock Purchase Plan for Overseas Employees   Mgmt For For For
  20 Authorisation of Legal Formalities   Mgmt For For For
               
               
               
Eni S.p.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  ENI CINS T3643A145   05/14/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Italy          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Authority to Repurchase and Reissue Shares   Mgmt For For For
  4 Remuneration Policy    Mgmt For For For
  5 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Gazprom              
  Ticker Security ID:   Meeting Date Meeting Status
  GAZP CINS 368287207   06/28/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Annual Report   Mgmt For For For
  2 Financial Statements    Mgmt For For For
  3 Allocation of Profits   Mgmt For For For
  4 Dividends   Mgmt For For For
  5 Appointment of Auditor   Mgmt For For For
  6 Non-Voting Agenda Item   N/A N/A N/A N/A
  7 Non-Voting Agenda Item   N/A N/A N/A N/A
  8 Audit Commission Fees   Mgmt For For For
  9 Amendments to Articles   Mgmt For For For
  10 Amendments to General Meeting Regulations    Mgmt For For For
  11 Amendments to Board Regulations   Mgmt For For For
  12 Amendments to Management Regulations   Mgmt For For For
  13 Termination of the Regulations on Dividend Policy    Mgmt For For For
  14 Non-Voting Agenda Item   N/A N/A N/A N/A
  15 Non-Voting Agenda Item   N/A N/A N/A N/A
  16 Non-Voting Agenda Item   N/A N/A N/A N/A
  17 Elect Viktor A. Zubkov   Mgmt For Abstain Against
  18 Elect Timur A. Kulibaev   Mgmt For Abstain Against
  19 Elect Denis V. Manturov   Mgmt For Abstain Against
  20 Elect Vitaly A. Markelov   Mgmt For Abstain Against
  21 Elect Viktor G Martynov   Mgmt For For For
  22 Elect Vladimir A. Mau   Mgmt For Abstain Against
  23 Non-Voting Agenda Item   N/A N/A N/A N/A
  24 Elect Alexander V. Novak   Mgmt For Abstain Against
  25 Elect Dmitry N. Patrushev   Mgmt For Abstain Against
  26 Elect Mikhail L. Sereda   Mgmt For Abstain Against
  27 Elect Ivan V. Bezmenov   Mgmt N/A For N/A
  28 Elect Vadim K. Bikulov   Mgmt N/A For N/A
  29 Elect Alexander A. Gladkov   Mgmt N/A For N/A
  30 Elect Margarita I. Mironova   Mgmt N/A For N/A
  31 Elect Yuri S. Nosov   Mgmt N/A For N/A
  32 Elect Karen I. Oganyan   Mgmt N/A For N/A
  33 Elect Dmitry A. Pashkovsky   Mgmt N/A Abstain N/A
  34 Elect Sergey R. Platonov   Mgmt N/A For N/A
  35 Elect Evgeniy M. Stolyarov   Mgmt N/A For N/A
  36 Elect Tatyana V. Fisenko   Mgmt N/A For N/A
  37 Non-Voting Meeting Note   N/A N/A N/A N/A
  38 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Glaxosmithkline plc              
  Ticker Security ID:   Meeting Date Meeting Status
  GSK CINS G3910J112   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For Against Against
  3 Elect Iain J. Mackay   Mgmt For For For
  4 Elect Sir Philip Hampton   Mgmt For For For
  5 Elect Emma Walmsley   Mgmt For For For
  6 Elect Manvinder S. Banga   Mgmt For For For
  7 Elect Hal V. Barron   Mgmt For For For
  8 Elect Vivienne Cox   Mgmt For For For
  9 Elect Lynn L. Elsenhans   Mgmt For For For
  10 Elect Laurie H. Glimcher   Mgmt For For For
  11 Elect Jesse Goodman   Mgmt For For For
  12 Elect Judy C. Lewent   Mgmt For For For
  13 Elect Urs Rohner   Mgmt For For For
  14 Appointment of Auditor   Mgmt For For For
  15 Authority to Set Auditor’s Fees   Mgmt For For For
  16 Authorisation of Political Donations   Mgmt For For For
  17 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  19 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  20 Authority to Repurchase Shares   Mgmt For For For
  21 Approve exemption from statement of the senior statutory auditor’s name in published auditors’ reports   Mgmt For For For
  22 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
  23 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Glaxosmithkline plc              
  Ticker Security ID:   Meeting Date Meeting Status
  GSK CINS G3910J112   05/08/2019 Voted
  Meeting Type Country of Trade          
  Ordinary United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Joint Venture with Pfizer   Mgmt For For For
               
               
               
Grupo Financiero Banorte, S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  GFNORTE CINS P49501201   04/30/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 CEO’s Report and Financial Statements   Mgmt For For For
  2 Report of the Board on Accounting Policies   Mgmt For For For
  3 Report of the Board on Operations and Activities   Mgmt For For For
  4 Report on Audit and Corporate Governance Committee’s Operations and Activities   Mgmt For For For
  5 Ratification of Board, CEO and Audit and Corporate Governance Committee’s Acts   Mgmt For For For
  6 Allocation of Profits/Dividends   Mgmt For For For
  7 Dividend Policy   Mgmt For For For
  8 Report on Tax Compliance   Mgmt For For For
  9 Non-Voting Agenda Item   N/A N/A N/A N/A
  10 Elect Carlos Hank Gonzalez   Mgmt For For For
  11 Elect Juan Antonio Gonzalez Moreno   Mgmt For For For
  12 Elect David Villarreal Montemayor   Mgmt For For For
  13 Elect Jose Marcos Ramirez Miguel   Mgmt For For For
  14 Elect Everardo Elizondo Almaguer   Mgmt For For For
  15 Elect Carmen Patricia Armendariz Guerra   Mgmt For For For
  16 Elect Hector Reyes-Retana y Dahl   Mgmt For For For
  17 Elect Eduardo Livas Cantu   Mgmt For For For
  18 Elect Alfredo Elias Ayub   Mgmt For For For
  19 Elect Adrian G. Sada Cueva   Mgmt For For For
  20 Elect David Penaloza Alanis   Mgmt For For For
  21 Elect Jose Antonio Chedraui Eguia   Mgmt For For For
  22 Elect Alfonso de Angoitia Noriega   Mgmt For For For
  23 Elect Thomas Stanley Heather Rodriguez   Mgmt For For For
  24 Election of Graciela Gonzalez Moreno (Alternate)   Mgmt For For For
  25 Election of Juan Antonio Gonzalez Marcos (Alternate)   Mgmt For For For
  26 Election of Alberto Halabe Hamui (Alternate)   Mgmt For For For
  27 Election of Carlos de la Isla Corry (Alternate)   Mgmt For For For
  28 Election of Diego Martinez Rueda-Chapital (Alternate)   Mgmt For For For
  29 Election of Geraldo Salazar Viezca (Alternate)   Mgmt For For For
  30 Election Clemente Ismael Reyes Retana Valdes (Alternate)   Mgmt For For For
  31 Election of Roberto Kelleher Vales (Alternate)   Mgmt For For For
  32 Election of Isaac Becker Kabacnik (Alternate)   Mgmt For For For
  33 Election of Jose Maria Garza Trevino (Alternate)   Mgmt For For For
  34 Election of Carlos Cesarman Kolteniuk (Alternate)   Mgmt For For For
  35 Election of Humberto Tafolla Nunez (Alternate)   Mgmt For For For
  36 Election of Guadalupe Phillips Margain (Alternate)   Mgmt For For For
  37 Election of Ricardo Maldonado Yanez (Alternate)   Mgmt For For For
  38 Election of Board Secretary   Mgmt For For For
  39 Authority to Exempt Directors from Providing Own Indemnification   Mgmt For For For
  40 Directors’ Fees   Mgmt For For For
  41 Elect Hector Reyes-Retana y Dahl as Audit and Corporate Governance Committee Chair   Mgmt For For For
  42 Authority to Repurchase Shares   Mgmt For For For
  43 Election of Meeting Delegates   Mgmt For For For
               
               
               
Grupo Financiero Banorte, S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  GFNORTE CINS P49501201   05/30/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Dividends   Mgmt For For For
  2 Set Dividend Payment Date   Mgmt For For For
  3 Election of Meeting Delegates   Mgmt For For For
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Grupo Financiero Interacciones SA CV              
  Ticker Security ID:   Meeting Date Meeting Status
  GFINTER CINS P4951R153   07/04/2018 Voted
  Meeting Type Country of Trade          
  Special Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Amendments to Article 3   Mgmt For Abstain Against
  2 Legal Effects of Split-Off   Mgmt For Abstain Against
  3 Cancellation of Shares   Mgmt For Abstain Against
  4 Capitalization of Reserves   Mgmt For Abstain Against
  5 Accounting Adjustments   Mgmt For Abstain Against
  6 Amendments to Article 9   Mgmt For Abstain Against
  7 Authority to Issue Shares w/ Preemptive Rights   Mgmt For Abstain Against
  8 Election of Meeting Delegates   Mgmt For For For
               
               
               
Grupo Financiero Interacciones SA CV              
  Ticker Security ID:   Meeting Date Meeting Status
  GFINTER CINS P4951R153   07/04/2018 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For Abstain Against
  2 Reimbursement; Granting of Powers   Mgmt For Abstain Against
  3 Authority to Reduce Share Capital; Granting of Powers   Mgmt For Abstain Against
  4 Election of Meeting Delegates   Mgmt For For For
               
               
               
HSBC Holdings plc              
  Ticker Security ID:   Meeting Date Meeting Status
  HSBA CINS G4634U169   04/12/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Remuneration Policy (Binding)   Mgmt For For For
  4 Elect Ewen Stevenson   Mgmt For For For
  5 Elect Jose Antonio Meade Kuribena   Mgmt For For For
  6 Elect Kathleen L. Casey   Mgmt For For For
  7 Elect Laura M.L. Cha   Mgmt For For For
  8 Elect Henri de Castries   Mgmt For For For
  9 Elect John M. Flint   Mgmt For For For
  10 Elect Irene LEE Yun Lien   Mgmt For For For
  11 Elect Heidi G. Miller   Mgmt For For For
  12 Elect Marc Moses   Mgmt For For For
  13 Elect David T. Nish   Mgmt For For For
  14 Elect Jonathan R. Symonds   Mgmt For For For
  15 Elect Jackson P. Tai   Mgmt For For For
  16 Elect Mark E. Tucker   Mgmt For For For
  17 Elect Pauline van der Meer Mohr   Mgmt For For For
  18 Appointment of Auditor   Mgmt For For For
  19 Authority to Set Auditor’s Fees   Mgmt For For For
  20 Authorisation of Political Donations   Mgmt For For For
  21 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  22 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  23 Authority to Issue Shares w/o Preemptive Rights (specified capital investment)   Mgmt For For For
  24 Authority to Issue Repurchased Shares   Mgmt For For For
  25 Authority to Repurchase Shares   Mgmt For For For
  26 Authority to Issue Shares w/ Preemptive Rights (contingent convertible securities)   Mgmt For For For
  27 Authority to Issue Shares w/o Preemptive Rights (contingent convertible securities)   Mgmt For For For
  28 Scrip Dividend   Mgmt For For For
  29 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
  30 Shareholder Proposal Regarding Pension Scheme   ShrHoldr Against Against For
               
               
               
Iberdrola              
  Ticker Security ID:   Meeting Date Meeting Status
  IBE CINS E6165F166   03/29/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Spain          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts   Mgmt For For For
  3 Management Reports   Mgmt For For For
  4 Report on Non-Financial Information   Mgmt For For For
  5 Ratification of Board Acts   Mgmt For For For
  6 Amendments to Articles (Sustainability)   Mgmt For For For
  7 Amendments to Articles (Committees)   Mgmt For For For
  8 Allocation of Profits/Dividends   Mgmt For For For
  9 First Capitalisation of Reserves for Scrip Dividend   Mgmt For For For
  10 Second Capitalisation of Reserves for Scrip Dividend   Mgmt For For For
  11 Cancellation of Treasury Shares   Mgmt For For For
  12 Remuneration Report (Advisory)   Mgmt For For For
  13 Elect Sara de la Rica Goiricelaya   Mgmt For For For
  14 Ratify Co-Option and Elect Xabier Sagredo Ormaza   Mgmt For For For
  15 Elect Maria Helena Antolin Raybaud   Mgmt For For For
  16 Elect Jose Walfredo Fernandez   Mgmt For For For
  17 Elect Denise Mary Holt   Mgmt For For For
  18 Elect Manuel Moreu Munaiz   Mgmt For For For
  19 Elect Jose Ignacio Sanchez Galan   Mgmt For For For
  20 Board Size   Mgmt For For For
  21 Authorisation of Legal Formalities   Mgmt For For For
  22 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Indorama Ventures Public Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  IVL CINS Y39742112   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual Thailand          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Meeting Minutes   Mgmt For For For
  2 Results of Operations   Mgmt For For For
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect Amit Lohia   Mgmt For Against Against
  6 Elect Aloke  Lohia   Mgmt For For For
  7 Elect Sri Prakash Lohia   Mgmt For Against Against
  8 Elect Suchitra Lohia   Mgmt For For For
  9 Elect Sanjay Ahuja   Mgmt For For For
  10 Elect Tevin Vongvanich   Mgmt For For For
  11 Elect Yashovardhan Lohia   Mgmt For For For
  12 Directors’ Fees   Mgmt For For For
  13 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  14 Authority to Issue Debentures   Mgmt For For For
  15 Transaction of Other Business   Mgmt For Against Against
  16 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
ING Groep N.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  INGA CINS N4578E595   04/23/2019 Voted
  Meeting Type Country of Trade          
  Annual Netherlands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Agenda Item   N/A N/A N/A N/A
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Non-Voting Agenda Item   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Accounts and Reports   Mgmt For For For
  7 Non-Voting Agenda Item   N/A N/A N/A N/A
  8 Allocation of Dividends   Mgmt For For For
  9 Ratification of Management Board Acts   Mgmt For Against Against
  10 Ratification of Supervisory Board Acts   Mgmt For Against Against
  11 Appointment of Auditor   Mgmt For For For
  12 Elect Tanate Phutrakul to the Management Board   Mgmt For For For
  13 Elect Mariana Gheorghe to the Supervisory Board   Mgmt For For For
  14 Elect Michael G. Rees to the Supervisory Board   Mgmt For For For
  15 Elect Herna W.P.M.A. Verhagen to the Supervisory Board   Mgmt For For For
  16 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  17 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  18 Authority to Repurchase Shares   Mgmt For For For
               
               
               
JXTG Holdings, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  5020 CINS J29699105   06/26/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Tsutomu Sugimori   Mgmt For For For
  4 Elect Jun Muto   Mgmt For For For
  5 Elect Junichi Kawada   Mgmt For For For
  6 Elect Hiroji Adachi   Mgmt For For For
  7 Elect Satoshi Taguchi   Mgmt For For For
  8 Elect Katsuyuki Ota   Mgmt For For For
  9 Elect Hiroshi Hosoi   Mgmt For For For
  10 Elect Yoshiaki Ouchi   Mgmt For For For
  11 Elect Seiichi Murayama   Mgmt For For For
  12 Elect Hiroko Ota   Mgmt For For For
  13 Elect Mutsutake Otsuka   Mgmt For For For
  14 Elect Yoshiiku Miyata   Mgmt For For For
  15 Elect Yuko Mitsuya as Audit Committee Director   Mgmt For For For
               
               
               
KB Financial Group Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  105560 CINS Y46007103   03/27/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For For For
  2 Amendments to Articles    Mgmt For For For
  3 Elect YOO Suk Ryul   Mgmt For For For
  4 Elect Stuart B. Solomon   Mgmt For For For
  5 Elect PARK Jae Ha   Mgmt For For For
  6 Election of Independent Director to Become Audit Committee Member: KIM Kyung Ho   Mgmt For For For
  7 Election of Audit Committee Member: SONU Suk Ho   Mgmt For For For
  8 Election of Audit Committee Member: JEONG Kouwhan   Mgmt For For For
  9 Election of Audit Committee Member: PARK Jae Ha   Mgmt For For For
  10 Directors’ Fees   Mgmt For For For
               
               
               
Kumho Petro Chemical Co.,Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  011780 CINS Y5S159113   03/29/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For Against Against
  2 Amendments to Articles   Mgmt For For For
  3 Elect JUNG Jin Ho   Mgmt For Against Against
  4 Elect JEONG Yong Sun   Mgmt For For For
  5 Elect PARK Chan Goo   Mgmt For Against Against
  6 Elect SHIN Woo Sung   Mgmt For For For
  7 Election of Audit Committee Member: JUNG Jin Ho   Mgmt For Against Against
  8 Directors’ Fees   Mgmt For For For
               
               
               
Kunlun Energy Company Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  0135 CINS G5320C108   06/06/2019 Voted
  Meeting Type Country of Trade          
  Annual Bermuda          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect ZHAO Zhongxun   Mgmt For For For
  6 Elect LIU Xiao Feng   Mgmt For For For
  7 Elect Patrick SUN   Mgmt For Against Against
  8 Directors’ Fees   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Lee & Man Paper Manufacturing Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  2314 CINS G5427W130   12/05/2018 Voted
  Meeting Type Country of Trade          
  Special Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Buying Agent Agreement   Mgmt For For For
               
               
               
Lloyds Banking Group plc              
  Ticker Security ID:   Meeting Date Meeting Status
  LLOY CINS G5533W248   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Elect Amanda Mackenzie   Mgmt For For For
  3 Elect Lord Norman Blackwell   Mgmt For For For
  4 Elect Juan Colombas   Mgmt For For For
  5 Elect George Culmer   Mgmt For For For
  6 Elect Alan Dickinson   Mgmt For For For
  7 Elect Anita M. Frew   Mgmt For For For
  8 Elect Simon P. Henry   Mgmt For For For
  9 Elect Antonio Horta-Osorio   Mgmt For For For
  10 Elect Lord James Lupton   Mgmt For For For
  11 Elect Nick Prettejohn   Mgmt For For For
  12 Elect Stuart Sinclair   Mgmt For For For
  13 Elect Sara Weller   Mgmt For For For
  14 Remuneration Report (Advisory)   Mgmt For For For
  15 Allocation of Profits/Dividends   Mgmt For For For
  16 Appointment of Auditor   Mgmt For For For
  17 Authority to Set Auditor’s Fees   Mgmt For For For
  18 Authorisation of Political Donations   Mgmt For For For
  19 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  20 Authority to Issue Shares Regulatory Capital Convertible Instruments w/ Preemptive Rights    Mgmt For For For
  21 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  23 Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights   Mgmt For For For
  24 Authority to Repurchase Shares   Mgmt For For For
  25 Authority to Repurchase Preference Shares   Mgmt For For For
  26 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Masmovil Ibercom S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  MAS CINS E7386C164   05/08/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Spain          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Individual Accounts and Reports   Mgmt For For For
  4 Consolidated Accounts and Reports   Mgmt For For For
  5 Shareholder Proposal Regarding Report on Non-Financial Information   ShrHoldr N/A For N/A
  6 Allocation of Profits/Dividends   Mgmt For For For
  7 Ratification of Board Acts   Mgmt For For For
  8 Appointment of Auditor   Mgmt For For For
  9 Elect Eduardo Diez-Hochleitner Rodriguez   Mgmt For For For
  10 Elect Felipe Fernandez Atela   Mgmt For For For
  11 Ratify Co-Option and Elect Nathalie-Sophie Picquot   Mgmt For For For
  12 Ratify Co-Option and Elect Rafael Canales Abaitua   Mgmt For For For
  13 Resignation of Aldebaran Riesgo, S.C.R, S.A. (Antonio Garcia Ortiz)   Mgmt For For For
  14 Elect Rafael Dominguez de la Maza   Mgmt For For For
  15 Remuneration Report (Advisory)   Mgmt For Against Against
  16 Amendments to Article 34 (Board Agreements)   Mgmt For For For
  17 Deletion of Articles 50 and 51 (Regulation for Alternative Stock Market)   Mgmt For For For
  18 Authority to Set Extraordinary General Meeting Notice Period   Mgmt For For For
  19 Authorisation of Legal Formalities   Mgmt For For For
               
               
               
Mexichem S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  MEXCHEM CINS P57908132   04/23/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Presentation of Report of the Audit Committee   Mgmt For For For
  3 Presentation of Report of the Corporate Governance Committee   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Election of Directors; Elect Committees Chairs; Elect Board Secretary   Mgmt For For For
  6 Directors’ Fees   Mgmt For For For
  7 Authority to Repurchase Shares   Mgmt For For For
  8 Report on the Company’s Share Repurchase Program   Mgmt For For For
  9 Approve Shareholder’s Meeting Resolutions (Extraordinary Dividends)   Mgmt For For For
  10 Amendments to Articles   Mgmt For For For
  11 Election of Meeting Delegates   Mgmt For For For
               
               
               
Mexichem S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  MEXCHEM CINS P57908132   08/21/2018 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Interim Dividend   Mgmt For For For
  2 Authorization of Legal Formalities   Mgmt For For For
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Mexichem S.A.B. de C.V.              
  Ticker Security ID:   Meeting Date Meeting Status
  MEXCHEM CINS P57908132   11/26/2018 Voted
  Meeting Type Country of Trade          
  Ordinary Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Interim Dividend   Mgmt For For For
  2 Election of Meeting Delegates   Mgmt For For For
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Mitsubishi Chemical Holdings Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  4188 CINS J44046100   06/25/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect Yoshimitsu Kobayashi   Mgmt For For For
  3 Elect Hitoshi Ochi   Mgmt For For For
  4 Elect Ken Fujiwara   Mgmt For For For
  5 Elect Glenn H. Fredrickson   Mgmt For For For
  6 Elect Hisao Urata   Mgmt For For For
  7 Elect Hidefumi Date   Mgmt For For For
  8 Elect Shigeru Kobayashi   Mgmt For For For
  9 Elect Taigi Ito   Mgmt For For For
  10 Elect Hideko Kunii   Mgmt For For For
  11 Elect Takayuki Hashimoto   Mgmt For For For
  12 Elect Chikatomo Hodo   Mgmt For For For
  13 Elect Kiyomi Kikuchi   Mgmt For For For
               
               
               
MOL Hungarian Oil And Gas Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  MOL CINS X5S32S129   04/11/2019 Voted
  Meeting Type Country of Trade          
  Annual Hungary          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Voting Method    Mgmt For For For
  6 Election of Meeting Bodies   Mgmt For For For
  7 Accounts and Reports; Allocation of Profits; Corporate
Governance Declaration 		   Mgmt For For For
  8 Allocation of Profits   Mgmt For For For
  9 Corporate Governance Declaration    Mgmt For For For
  10 Ratification of Board Acts   Mgmt For For For
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  12 Presentation of Information on Share Repurchase   Mgmt For For For
  13 Authority to Repurchase and Reissue Shares   Mgmt For Against Against
  14 Elect Sandor Csanyi   Mgmt For For For
  15 Elect Anthony Radev   Mgmt For Against Against
  16 Elect Janos Martonyi   Mgmt For For For
  17 Elect Talal Al Awfi   Mgmt For For For
  18 Elect Anett Pandurics   Mgmt For For For
  19 Elect Anett Pandurics to Audit Committee   Mgmt For For For
  20 Increase in Authorized Capital (Series A Shareholders)   Mgmt For For For
  21 Increase in Authorized Capital (Series B Shareholders)   Mgmt For For For
  22 Increase in Authorized Capital   Mgmt For For For
               
               
               
Mondi plc              
  Ticker Security ID:   Meeting Date Meeting Status
  MNDI CINS G6258S107   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect Tanya Fratto   Mgmt For For For
  3 Elect Stephen C. Harris   Mgmt For For For
  4 Elect Andrew King   Mgmt For For For
  5 Elect Peter Oswald   Mgmt For For For
  6 Elect Fred Phaswana   Mgmt For For For
  7 Elect Dominique Reiniche   Mgmt For For For
  8 Elect David Williams   Mgmt For For For
  9 Elect Stephen Young   Mgmt For For For
  10 Elect Audit Committee Member (Tanya Fratto)   Mgmt For For For
  11 Elect Audit Committee Member (Stephen C. Harris)   Mgmt For For For
  12 Elect Audit Committee Member (Stephen Young)   Mgmt For For For
  13 Accounts and Reports (Mondi Limited)   Mgmt For For For
  14 Remuneration Policy (Advisory) (Mondi Limited)   Mgmt For For For
  15 Remuneration Report (Advisory) (Mondi Limited)   Mgmt For For For
  16 Approve NEDs’ Fees (Mondi Limited)   Mgmt For For For
  17 Final Dividend (Mondi Limtied)   Mgmt For For For
  18 Appointment of Auditor (Mondi Limtied)   Mgmt For For For
  19 Authority to Set Auditor’s Fees (Mondi Limtied)   Mgmt For For For
  20 Approve Financial Assistance (Mondi Limited)   Mgmt For For For
  21 General Authority to Issue Ordinary Shares (Mondi Limited)   Mgmt For For For
  22 General Authority to Issue Special Converting Shares
(Mondi Limited)		   Mgmt For For For
  23 Authority to Issue Shares w/o Preemptive Rights (Mondi Limited)   Mgmt For For For
  24 Authority to Repurchase Shares (Mondi Limtied)   Mgmt For For For
  25 Accounts and Reports (Mondi plc)   Mgmt For For For
  26 Remuneration Report (Advisory) (Mondi plc)   Mgmt For For For
  27 Final Dividend (Mondi plc)   Mgmt For For For
  28 Appointment of Auditor (Mondi plc)   Mgmt For For For
  29 Authority to Set Auditor’s Fees (Mondi plc)   Mgmt For For For
  30 Authority to Issue Shares w/ Preemptive Rights (Mondi
plc) 		   Mgmt For For For
  31 Authority to Issue Shares w/o Preemptive Rights (Mondi
plc)		   Mgmt For For For
  32 Authority to Repurchase Shares (Mondi plc)   Mgmt For For For
  33 Approve Simplification of Dual-Listed Structure (Simplification)   Mgmt For For For
  34 Amendments to Articles of Mondi plc (Simplification)   Mgmt For For For
  35 Cancellation of Mondi plc Deferred Shares (Simplification)   Mgmt For For For
  36 Amendments to Articles of Mondi Limited (Simplification)   Mgmt For For For
  37 Cancellation of Mondi Limited Deferred Shares (Simplification)   Mgmt For For For
  38 Issuance of Non-Voting Shares (Simplification)   Mgmt For For For
  39 Amendments to Articles   Mgmt For For For
  40 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  41 Authority to Repurchase Shares   Mgmt For For For
  42 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Newfield Exploration Company              
  Ticker Security ID:   Meeting Date Meeting Status
  NFX CUSIP 651290108   02/12/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Merger   Mgmt For For For
  2 Advisory Vote on Golden Parachutes   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
               
               
               
Nine Dragons Paper (Holdings) Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  2689 CINS G65318100   12/18/2018 Voted
  Meeting Type Country of Trade          
  Annual Bermuda          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect CHEUNG Yan   Mgmt For Against Against
  6 Elect Ken LIU   Mgmt For For For
  7 Elect ZHANG Yuanfu   Mgmt For Against Against
  8 Elect Maria TAM Wai Chu   Mgmt For Against Against
  9 Elect CHEN Kefu   Mgmt For For For
  10 Directors’ Fees   Mgmt For For For
  11 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  12 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  13 Authority to Repurchase Shares   Mgmt For For For
  14 Authority to Issue Repurchased Shares   Mgmt For Against Against
  15 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
NN Group NV              
  Ticker Security ID:   Meeting Date Meeting Status
  NN CINS N64038107   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual Netherlands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Agenda Item   N/A N/A N/A N/A
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Non-Voting Agenda Item   N/A N/A N/A N/A
  4 Accounts and Reports   Mgmt For For For
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Allocation of Profits/Dividends   Mgmt For For For
  7 Ratification of Management Board Acts   Mgmt For For For
  8 Ratification of Supervisory Board Acts   Mgmt For For For
  9 Elect Helene Vletter-van Dort  to the Supervisory Board   Mgmt For For For
  10 Appointment of Auditor   Mgmt For For For
  11 Authority to Issue Shares w/o Preemptive Rights (Solvency II Securities)   Mgmt For For For
  12 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  13 Authority to Suppress Preemptive Rights   Mgmt For For For
  14 Authority to Issue Shares w/ Preemptive Rights (Rights Issue)   Mgmt For For For
  15 Authority to Repurchase Shares   Mgmt For For For
  16 Cancellation of Shares   Mgmt For For For
  17 Non-Voting Agenda Item   N/A N/A N/A N/A
               
               
               
Nutrien Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  NTR CUSIP 67077M108   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual Canada          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Christopher M. Burley   Mgmt For For For
  1.2 Elect Maura J. Clark   Mgmt For For For
  1.3 Elect John W. Estey   Mgmt For For For
  1.4 Elect David C. Everitt   Mgmt For For For
  1.5 Elect Russell K. Girling   Mgmt For For For
  1.6 Elect Miranda C. Hubbs   Mgmt For For For
  1.7 Elect Alice D. Laberge   Mgmt For For For
  1.8 Elect Consuelo E. Madere   Mgmt For For For
  1.9 Elect Charles V. Magro   Mgmt For For For
  1.10 Elect Keith G. Martell   Mgmt For For For
  1.11 Elect Aaron W. Regent   Mgmt For For For
  1.12 Elect Mayo M. Schmidt   Mgmt For For For
  2 Appointment of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Oil & Natural Gas Corporation Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  ONGC CINS Y64606133   09/28/2018 Voted
  Meeting Type Country of Trade          
  Annual India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Ajay Kumar Dwivedi   Mgmt For For For
  4 Authority to Set Auditor’s Fees   Mgmt For For For
  5 Elect Ganga Murthy   Mgmt For For For
  6 Elect Shashi Shanker   Mgmt For Against Against
  7 Elect Sambit Patra   Mgmt For For For
  8 Elect Subhash Kumar   Mgmt For For For
  9 Elect Rajesh Shyamsunder Kakkar   Mgmt For Against Against
  10 Elect Sanjay Kumar Moitra   Mgmt For For For
  11 Authority to Set Cost Auditor’s Fees   Mgmt For For For
  12 Amendment of Memorandum of Association and Adoption of New Articles   Mgmt For Abstain Against
  13 Related Party Transactions   Mgmt For For For
               
               
               
Oji Holdings Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  3861 CINS J6031N109   06/27/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Amendments to Articles   Mgmt For For For
  3 Elect Susumu Yajima   Mgmt For Against Against
  4 Elect Masatoshi Kaku   Mgmt For For For
  5 Elect Ryoji Watari   Mgmt For For For
  6 Elect Yoshiaki Takeda   Mgmt For For For
  7 Elect Shoji Fujiwara   Mgmt For For For
  8 Elect Yoshiki Koseki   Mgmt For For For
  9 Elect Ryuichi Kisaka   Mgmt For For For
  10 Elect Kazuhiko Kamada   Mgmt For For For
  11 Elect Hiroyuki Isono   Mgmt For For For
  12 Elect Koichi Ishida   Mgmt For For For
  13 Elect Fumio Shindo   Mgmt For For For
  14 Elect Michihiro Nara   Mgmt For For For
  15 Elect Toshihisa Takata   Mgmt For For For
  16 Elect of Nobuko Otsuka as Statutory Auditor   Mgmt For For For
               
               
               
Open Text Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  OTEX CUSIP 683715106   09/05/2018 Voted
  Meeting Type Country of Trade          
  Annual Canada          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect P. Thomas Jenkins   Mgmt For For For
  1.2 Elect Mark J. Barrenechea   Mgmt For For For
  1.3 Elect Randy Fowlie   Mgmt For For For
  1.4 Elect David Fraser   Mgmt For For For
  1.5 Elect Gail E. Hamilton   Mgmt For For For
  1.6 Elect Stephen J. Sadler   Mgmt For For For
  1.7 Elect Harmit J. Singh   Mgmt For For For
  1.8 Elect Michael Slaunwhite   Mgmt For For For
  1.9 Elect Katharine B. Stevenson   Mgmt For For For
  1.10 Elect Carl Jurgen Tinggren   Mgmt For For For
  1.11 Elect Deborah Weinstein   Mgmt For For For
  2 Appointment of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Orix Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  8591 CINS J61933123   06/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect Makoto Inoue   Mgmt For For For
  3 Elect Yuichi Nishigori   Mgmt For For For
  4 Elect Stan Koyanagi   Mgmt For For For
  5 Elect Shuji Irie   Mgmt For For For
  6 Elect Shoji Taniguchi   Mgmt For For For
  7 Elect Satoru Matsuzaki   Mgmt For For For
  8 Elect Eiko Tsujiyama   Mgmt For For For
  9 Elect Nobuaki Usui   Mgmt For For For
  10 Elect Ryuji Yasuda   Mgmt For For For
  11 Elect Heizo Takenaka   Mgmt For For For
  12 Elect Michael A. Cusumano   Mgmt For For For
  13 Elect Sakie Akiyama   Mgmt For For For
               
               
               
OTP Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  OTP CINS X60746181   04/12/2019 Voted
  Meeting Type Country of Trade          
  Annual Hungary          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Accounts and Reports; Allocation of Profits/Dividends   Mgmt For For For
  5 Corporate Governance Report   Mgmt For For For
  6 Ratification of Management Acts   Mgmt For For For
  7 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  8 Amendments to Articles (Authorize Bundled Amendments)   Mgmt For For For
  9 Amendments to Articles 9.4, 9.14, 10.1, 10.2, 10.3, 10.4, 11.6, 12/A.1 & 12/A.2   Mgmt For For For
  10 Elect Klara Bella   Mgmt For For For
  11 Remuneration Guidelines    Mgmt For For For
  12 Supervisory Board and Directors’ Fees   Mgmt For For For
  13 Authority to Repurchase and Reissue Shares   Mgmt For Against Against
  14 Non-Voting Meeting Note   N/A N/A N/A N/A
  15 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Oversea-Chinese Banking Corporation Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  O39 CINS Y64248209   04/29/2019 Voted
  Meeting Type Country of Trade          
  Annual Singapore          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Reports   Mgmt For For For
  3 Elect Christina HON Kwee Fong Christina ONG   Mgmt For Against Against
  4 Elect QUAH Wee Ghee   Mgmt For For For
  5 Elect Samuel N. TSIEN   Mgmt For For For
  6 Elect TAN Ngiap Joo   Mgmt For For For
  7 Allocation of Profits/Dividends   Mgmt For For For
  8 Directors’ Fees in Cash   Mgmt For For For
  9 Authority to Issue Ordinary Shares to Non-Executive Directors   Mgmt For For For
  10 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  11 Authority to Issue Shares w/ or w/o Preemptive Rights   Mgmt For For For
  12 Authority to Grant Awards and Issue Shares under the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan   Mgmt For For For
  13 Authority to Issue Shares Under The OCBC Scrip Dividend Scheme   Mgmt For For For
  14 Authority to Repurchase and Reissue Shares   Mgmt For For For
               
               
               
Parsley Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PE CUSIP 701877102   05/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William Browning   Mgmt For For For
  2 Elect David H. Smith   Mgmt For Against Against
  3 Elect Jerry Windlinger   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Pembina Pipeline Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  PPL CUSIP 706327103   05/03/2019 Voted
  Meeting Type Country of Trade          
  Special Canada          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Anne-Marie N. Ainsworth   Mgmt For For For
  1.2 Elect Michael H. Dilger   Mgmt For For For
  1.3 Elect Randall J. Findlay   Mgmt For For For
  1.4 Elect Maureen E. Howe   Mgmt For For For
  1.5 Elect Gordon J. Kerr   Mgmt For For For
  1.6 Elect David M.B. LeGresley   Mgmt For For For
  1.7 Elect Robert B. Michaleski   Mgmt For For For
  1.8 Elect Leslie A. O’Donoghue   Mgmt For For For
  1.9 Elect Bruce D. Rubin   Mgmt For For For
  1.10 Elect Jeffery T. Smith   Mgmt For For For
  1.11 Elect Henry W. Sykes   Mgmt For For For
  2 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  3 Shareholder Rights Plan Renewal   Mgmt For For For
  4 Increase in Class A Preferred Shares   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Petroleo Brasileiro S.A. - Petrobras              
  Ticker Security ID:   Meeting Date Meeting Status
  PETR3 CINS P78331140   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual Brazil          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Elect Daniel Alves Ferreira as Supervisory Council Member presented by Preferred Shareholders   Mgmt N/A For N/A
  5 Instructions if Meeting is Held on Second Call   Mgmt N/A Against N/A
  6 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Petron Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  PCOR CINS Y6885F106   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Philippines          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Call To Order   Mgmt For For For
  3 Determination of Quorum    Mgmt For For For
  4 Meeting Minutes    Mgmt For For For
  5 Accounts and Reports   Mgmt For For For
  6 Ratification of Board Acts   Mgmt For For For
  7 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  8 Elect Eduardo M. Cojuangco, Jr.   Mgmt For Against Against
  9 Elect Ramon S. Ang   Mgmt For For For
  10 Elect Lubin B. Nepomuceno   Mgmt For For For
  11 Elect Estelito P. Mendoza   Mgmt For For For
  12 Elect Jose P. De Jesus   Mgmt For For For
  13 Elect Ron W. Haddock   Mgmt For For For
  14 Elect Aurora T. Calderon   Mgmt For Against Against
  15 Elect Mirzan Mahathir   Mgmt For For For
  16 Elect Virgilio S. Jacinto   Mgmt For For For
  17 Elect Nelly Favis Villafuerte   Mgmt For For For
  18 Elect Horacio C. Ramos   Mgmt For For For
  19 Elect Reynaldo G. David   Mgmt For Against Against
  20 Elect Artemio V. Panganiban   Mgmt For Against Against
  21 Elect Margarito B Teves   Mgmt For Against Against
  22 Elect Carlos Jericho L. Petilla   Mgmt For For For
  23 Transaction of Other Business   Mgmt For Against Against
  24 Right to Adjourn Meeting   Mgmt For For For
  25 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Pioneer Natural Resources Company              
  Ticker Security ID:   Meeting Date Meeting Status
  PXD CUSIP 723787107   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Edison C. Buchanan   Mgmt For For For
  2 Elect Andrew F. Cates   Mgmt For For For
  3 Elect Phillip A. Gobe   Mgmt For For For
  4 Elect Larry R. Grillot   Mgmt For For For
  5 Elect Stacy P. Methvin   Mgmt For For For
  6 Elect Royce W. Mitchell   Mgmt For For For
  7 Elect Frank A. Risch   Mgmt For For For
  8 Elect Scott D. Sheffield   Mgmt For For For
  9 Elect Mona K. Sutphen   Mgmt For For For
  10 Elect J. Kenneth Thompson   Mgmt For For For
  11 Elect Phoebe A. Wood   Mgmt For For For
  12 Elect Michael D. Wortley   Mgmt For For For
  13 Ratification of Auditor   Mgmt For For For
  14 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
PJSC Lukoil              
  Ticker Security ID:   Meeting Date Meeting Status
  LKOH CINS 69343P105   06/20/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports; Allocation of Profits/Dividends   Mgmt For For For
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Elect Vagit Y. Alekperov   Mgmt N/A Abstain N/A
  4 Elect Victor V. Blazheev   Mgmt N/A Abstain N/A
  5 Elect Toby T. Gati   Mgmt N/A For N/A
  6 Elect Valery I. Grayfer   Mgmt N/A Abstain N/A
  7 Elect Ravil U. Maganov   Mgmt N/A Abstain N/A
  8 Elect Roger Munnings   Mgmt N/A For N/A
  9 Elect Nikolai M. Nikolaev   Mgmt N/A Abstain N/A
  10 Elect Pavel M. Teplukhin   Mgmt N/A For N/A
  11 Elect Leonid A. Fedun   Mgmt N/A Abstain N/A
  12 Elect Lyubov N. Khoba   Mgmt N/A Abstain N/A
  13 Elect Sergei D. Shatalov   Mgmt N/A For N/A
  14 Elect Wolfgang Schussel   Mgmt N/A For N/A
  15 Elect Ivan N. Vrublevsky   Mgmt For For For
  16 Elect Artem V. Otrubyannikov   Mgmt For For For
  17 Elect Pavel A. Suloev   Mgmt For For For
  18 Directors’ Fees (FY2018)   Mgmt For For For
  19 Directors’ Fees (FY2019)   Mgmt For For For
  20 Audit Commission Fees (FY2018)    Mgmt For For For
  21 Audit Commission Members’ Fees (FY2019)    Mgmt For For For
  22 Appointment of Auditor   Mgmt For For For
  23 Amendments to General Meeting Regulations   Mgmt For For For
  24 Authority to Reduce Share Capital   Mgmt For For For
  25 D&O Insurance   Mgmt For For For
  26 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
PJSC Lukoil              
  Ticker Security ID:   Meeting Date Meeting Status
  LKOH CINS 69343P105   08/24/2018 Voted
  Meeting Type Country of Trade          
  Special Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Authority to Repurchase Shares and Reduce Share Capital   Mgmt For For For
               
               
               
PJSC Lukoil              
  Ticker Security ID:   Meeting Date Meeting Status
  LKOH CINS 69343P105   12/03/2018 Voted
  Meeting Type Country of Trade          
  Special Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Interim Dividends (3Q2017)   Mgmt For For For
  2 Directors’ Fees   Mgmt For For For
  3 Amendments to Articles    Mgmt For For For
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Posco              
  Ticker Security ID:   Meeting Date Meeting Status
  005490 CINS Y70750115   07/27/2018 Voted
  Meeting Type Country of Trade          
  Special Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect CHOI Jung Woo   Mgmt For For For
               
               
               
Prudential plc              
  Ticker Security ID:   Meeting Date Meeting Status
  PRU CINS G72899100   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Elect Fields Wicker-Miurin   Mgmt For For For
  4 Elect Howard J. Davies   Mgmt For For For
  5 Elect Mark FitzPatrick   Mgmt For For For
  6 Elect David Law   Mgmt For For For
  7 Elect Paul Manduca   Mgmt For For For
  8 Elect Kaikhushru Nargolwala   Mgmt For For For
  9 Elect Anthony Nightingale   Mgmt For For For
  10 Elect Philip Remnant   Mgmt For For For
  11 Elect Alice Schroeder   Mgmt For For For
  12 Elect Stuart James Turner   Mgmt For For For
  13 Elect Thomas R. Watjen   Mgmt For For For
  14 Elect Michael A. Wells   Mgmt For For For
  15 Appointment of Auditor   Mgmt For For For
  16 Authority to Set Auditor’s Fees   Mgmt For For For
  17 Authorisation of Political Donations   Mgmt For For For
  18 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  19 Authority to Issue Repurchased Shares w/ Preemptive Rights   Mgmt For For For
  20 Authority to Issue Preference Shares   Mgmt For For For
  21 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  22 Authority to Issue Mandatory Convertible Securities w/ Preemptive rights   Mgmt For For For
  23 Authority to Issue Mandatory Convertible Securities w/o Preemptive rights   Mgmt For For For
  24 Authority to Repurchase Shares   Mgmt For For For
  25 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
PT Waskita Beton Precast Tbk              
  Ticker Security ID:   Meeting Date Meeting Status
  WSBP CINS ADPV37306   07/03/2018 Voted
  Meeting Type Country of Trade          
  Special Indonesia          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Election of Directors and/or Commissioners (Slate)   Mgmt For Against Against
               
               
               
PTT Global Chemical Public Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  PTTGC CINS Y7150W105   04/05/2019 Voted
  Meeting Type Country of Trade          
  Annual Thailand          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Chatchalerm Chalermsukh   Mgmt For Against Against
  4 Elect Prasan Chuaphanich   Mgmt For For For
  5 Elect Watanan Petersik   Mgmt For Against Against
  6 Elect Don Wasantapruek   Mgmt For For For
  7 Elect Supattanapong  Punmeechaow   Mgmt For For For
  8 Directors’ Fees and Bonuses   Mgmt For Against Against
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Amendments to Articles of Association   Mgmt For For For
  11 Transaction of Other Business   Mgmt For Against Against
  12 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Regional S.A.de C.V              
  Ticker Security ID:   Meeting Date Meeting Status
  R CINS P8008V109   03/27/2019 Voted
  Meeting Type Country of Trade          
  Annual Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Financial Statements; CEO’s Report; Auditor’s Report    Mgmt For Abstain Against
  3 Report of the Board of Directors   Mgmt For Abstain Against
  4 Report of the Audit and Corporate
Governance Committees 		   Mgmt For Abstain Against
  5 Allocation of Profits   Mgmt For Abstain Against
  6 Dividends   Mgmt For Abstain Against
  7 Authority to Repurchase Shares   Mgmt For Abstain Against
  8 Report on Share Repurchase Program    Mgmt For Abstain Against
  9 Ratification of Board Acts   Mgmt For Abstain Against
  10 Election of Directors; Verification of Directors’ Independence Status; Election of Board Chair and Secretary   Mgmt For Abstain Against
  11 Election of Audit and Corporate Governance
Committee Chair and Members 		   Mgmt For Abstain Against
  12 Directors’ Fees   Mgmt For Abstain Against
  13 Election of Meeting Delegates   Mgmt For For For
  14 Minutes   Mgmt For For For
               
               
               
Regional S.A.de C.V              
  Ticker Security ID:   Meeting Date Meeting Status
  R CINS P8008V109   03/27/2019 Voted
  Meeting Type Country of Trade          
  Special Mexico          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Amendments to Articles   Mgmt For Abstain Against
  2 Election of Meeting Delegates   Mgmt For For For
  3 Minutes   Mgmt For For For
               
               
               
Reliance Industries Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  RELIANCE CINS Y72596102   07/05/2018 Voted
  Meeting Type Country of Trade          
  Annual India          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Accounts and Reports (Standalone)   Mgmt For For For
  3 Accounts and Reports (Consolidated)   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect P.M.S. Prasad   Mgmt For Against Against
  6 Elect Nikhil R. Meswani   Mgmt For Against Against
  7 Appointment of Muskesh D. Ambani (Chairman and Managing Director); Approval of Remuneration   Mgmt For Against Against
  8 Elect Adil Zainulbhai   Mgmt For Against Against
  9 Authority to Set Cost Auditor’s Fees   Mgmt For For For
  10 Authority to Issue Non-Convertible Debentures   Mgmt For For For
               
               
               
Rengo Co.,Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  3941 CINS J64382104   06/20/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect Kiyoshi Otsubo   Mgmt For Against Against
  3 Elect Moriaki Maeda   Mgmt For For For
  4 Elect Shigechika Ishida   Mgmt For For For
  5 Elect Ichiro Hasegawa   Mgmt For For For
  6 Elect Yasuhiro Baba   Mgmt For For For
  7 Elect Hiromi Sambe   Mgmt For For For
  8 Elect Yohsuke Kawamoto   Mgmt For For For
  9 Elect Sadatoshi Inoue   Mgmt For For For
  10 Elect Hiroshi Ebihara   Mgmt For For For
  11 Elect Koichi Hirano   Mgmt For For For
  12 Elect Mitsumasa Yokota   Mgmt For For For
  13 Elect Takeshi Hosokawa   Mgmt For For For
  14 Elect Hirofumi Hori   Mgmt For Against Against
  15 Elect Toru Osako   Mgmt For For For
  16 Elect Yukio Okano   Mgmt For Against Against
  17 Elect Yoshio Sato   Mgmt For Against Against
  18 Elect Masayuki Oku   Mgmt For Against Against
  19 Elect Kiwamu Hashimoto   Mgmt For For For
  20 Elect Junzo Ishii   Mgmt For For For
               
               
               
Repsol, S.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  REP CINS E8471S130   05/30/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Spain          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Report on Non-Financial Information   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Ratification of Board Acts   Mgmt For For For
  5 First Scrip Dividend   Mgmt For For For
  6 Second Scrip Dividend   Mgmt For For For
  7 Authority to Cancel Treasury Shares and Reduce Share Capital   Mgmt For For For
  8 Authority to Issue Debt Instruments   Mgmt For For For
  9 Board Size   Mgmt For For For
  10 Elect Antonio Brufau Niubo   Mgmt For For For
  11 Elect Josu Jon Imaz San Miguel   Mgmt For For For
  12 Elect Jose Manuel Loureda Mantinan   Mgmt For For For
  13 Elect John Robinson West   Mgmt For For For
  14 Ratify Co-Option and Elect Henri Philippe Reichstul   Mgmt For For For
  15 Elect Aranzazu Estefania Larranaga   Mgmt For For For
  16 Elect Maria Teresa Garcia Mila Lloveras   Mgmt For For For
  17 Remuneration Report (Advisory)   Mgmt For For For
  18 Amendments to Long Term Incentive Plan   Mgmt For For For
  19 Remuneration Policy (Binding)   Mgmt For For For
  20 Authorisation of Legal Formalities   Mgmt For For For
  21 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Rosneft Oil Co OAO              
  Ticker Security ID:   Meeting Date Meeting Status
  ROSN CINS 67812M207   09/28/2018 Voted
  Meeting Type Country of Trade          
  Special Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Interim Dividends (1H2018)   Mgmt For For For
               
               
               
Rosneft Oil Co.              
  Ticker Security ID:   Meeting Date Meeting Status
  ROSN CINS 67812M207   06/04/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Annual Report   Mgmt For For For
  2  Financial Statements    Mgmt For For For
  3 Allocation of Profits   Mgmt For For For
  4 Dividends   Mgmt For For For
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Audit Commission Fees   Mgmt For For For
  7 Non-Voting Agenda Item   N/A N/A N/A N/A
  8 Elect Olga A. Andrianova   Mgmt For For For
  9 Elect Alexander E. Bogashov   Mgmt For For For
  10 Elect Sergey I. Poma   Mgmt For For For
  11 Elect Zakhar B. Sabantsev   Mgmt For For For
  12 Elect Pavel G. Shumov   Mgmt For For For
  13 Appointment of Auditor   Mgmt For For For
  14 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Royal Dutch Shell Plc              
  Ticker Security ID:   Meeting Date Meeting Status
  RDSB CINS G7690A118   05/21/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Elect Neil A.P. Carson   Mgmt For For For
  4 Elect Ben Van Beurden   Mgmt For For For
  5 Elect Ann F. Godbehere   Mgmt For For For
  6 Elect Euleen GOH Yiu Kiang   Mgmt For For For
  7 Elect Charles O. Holliday, Jr.   Mgmt For For For
  8 Elect Catherine J. Hughes   Mgmt For For For
  9 Elect Gerard Kleisterlee   Mgmt For For For
  10 Elect Roberto Egydio Setubal   Mgmt For For For
  11 Elect Sir Nigel Sheinwald   Mgmt For For For
  12 Elect Linda G. Stuntz   Mgmt For For For
  13 Elect Jessica Uhl   Mgmt For For For
  14 Elect Gerrit Zalm   Mgmt For For For
  15 Appointment of Auditor   Mgmt For For For
  16 Authority to Set Auditor’s Fees   Mgmt For For For
  17 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  18 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  19 Amendments to Articles   Mgmt For For For
  20 Authority to Repurchase Shares   Mgmt For For For
  21 Authorisation of Political Donations   Mgmt For For For
  22 Shareholder Proposal Regarding GHG Reduction Targets   ShrHoldr Against Against For
               
               
               
RPC Group plc              
  Ticker Security ID:   Meeting Date Meeting Status
  RPC CINS G7699G108   07/18/2018 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Remuneration Report (Advisory)   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Elect Jamie Pike   Mgmt For For For
  5 Elect Pim R.M. Vervaat   Mgmt For For For
  6 Elect Simon Kesterton   Mgmt For For For
  7 Elect Lynn Drummond   Mgmt For For For
  8 Elect Ros Catherine Rivaz   Mgmt For For For
  9 Elect Kevin Thompson   Mgmt For For For
  10 Elect Godwin Wong   Mgmt For For For
  11 Appointment of Auditor   Mgmt For For For
  12 Authority to Set Auditor’s Fees   Mgmt For For For
  13 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  14 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  16 Authority to Repurchase Shares   Mgmt For For For
  17 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
  18 2018 Performance Share Plan   Mgmt For For For
               
               
               
Rubis              
  Ticker Security ID:   Meeting Date Meeting Status
  RUI CINS F7686C152   06/11/2019 Voted
  Meeting Type Country of Trade          
  Mix France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Accounts and Reports   Mgmt For For For
  6 Consolidated Accounts and Reports   Mgmt For For For
  7 Allocation of Profits/Dividends   Mgmt For For For
  8 Scrip Dividend   Mgmt For For For
  9 Elect Chantal  Mazzacurati   Mgmt For For For
  10 Elect Marie-Helene Dessailly   Mgmt For For For
  11 Elect Aurelie Goulart-Lechevalier   Mgmt For For For
  12 Elect Carole Fiquemont   Mgmt For For For
  13 Elect Marc-Olivier Laurent   Mgmt For For For
  14 Supervisory Board Members’ Fees   Mgmt For For For
  15 Remuneration of Gilles Gobin, Managing Partner   Mgmt For For For
  16 Remuneration of Gilles Gobin (Sorgema SARL), Managing Partner   Mgmt For For For
  17 Remuneration of Jacques Riou (Agena SAS), Managing Partner   Mgmt For For For
  18 Remuneration of Olivier Heckenroth, Supervisory Board Chair   Mgmt For For For
  19 Authority to Repurchase and Reissue Shares   Mgmt For For For
  20 Special Auditors Report on Regulated Agreements   Mgmt For For For
  21 Global Ceiling on Capital Increases and Debt Issuances   Mgmt For For For
  22 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights   Mgmt For For For
  23 Greenshoe   Mgmt For For For
  24 Authority to Increase Capital Through Capitalisations   Mgmt For For For
  25 Authority to Increase Capital in Consideration for Contributions In Kind    Mgmt For For For
  26 Authority to Issue Performance Shares   Mgmt For For For
  27 Authority to Grant Stock Options   Mgmt For For For
  28 Employee Stock Purchase Plan   Mgmt For For For
  29 Amendments to Article 1 of the Articles of Association   Mgmt For For For
  30 Authorisation of Legal Formalities   Mgmt For For For
               
               
               
Sberbank              
  Ticker Security ID:   Meeting Date Meeting Status
  SBER CINS 80585Y308   05/24/2019 Voted
  Meeting Type Country of Trade          
  Annual Russian Federation          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Annual Report   Mgmt For For For
  2 Financial Statements   Mgmt For For For
  3 Allocation of Profits/Dividends   Mgmt For For For
  4 Appointment of Auditor   Mgmt For Against Against
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Elect Esko Tapani Aho   Mgmt For For For
  7 Elect Leonid B. Boguslavskiy   Mgmt For For For
  8 Elect Valery P. Goreglyad   Mgmt For Abstain Against
  9 Elect Herman O. Gref   Mgmt For Abstain Against
  10 Elect Bella I. Zlatkis   Mgmt For Abstain Against
  11 Elect Nadezhda Y. Ivanova   Mgmt For Abstain Against
  12 Elect Sergey M. Ignatyev   Mgmt For Abstain Against
  13 Elect Nikolay Kudryavtsev   Mgmt For For For
  14 Elect Aleksandr P. Kuleshov   Mgmt For For For
  15 Elect Gennady G. Melikyan   Mgmt For For For
  16 Elect Maksim S. Oreshkin   Mgmt For Abstain Against
  17 Elect Olga N. Skorobogatova   Mgmt For Abstain Against
  18 Elect Nadya Wells   Mgmt For For For
  19 Elect Sergei A. Shvetsov   Mgmt For Abstain Against
  20 Appointment of CEO   Mgmt For For For
  21 Amendments to Articles   Mgmt For For For
  22 Amendments to Board Regulations   Mgmt For For For
  23 Amendments to Management Board Regulations   Mgmt For For For
  24 Elect Alexey A. Bogatov   Mgmt For For For
  25 Elect Natalya P. Borodina   Mgmt For For For
  26 Elect Maria S. Voloshina   Mgmt For For For
  27 Elect Tatiana A. Domanskaya   Mgmt For For For
  28 Elect Yulia Y. Isakhanova   Mgmt For For For
  29 Elect Irina B. Litvinova   Mgmt For For For
  30 Elect  Alexei E. Minenko   Mgmt For For For
  31 Non-Voting Meeting Note   N/A N/A N/A N/A
  32 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Shenzhen Expressway Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  0548 CINS Y7741B107   08/10/2018 Voted
  Meeting Type Country of Trade          
  Special China          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Self Examination Report Regarding Real Estate Business   Mgmt For For For
               
               
               
Shin-Etsu Chemical Co.,Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  4063 CINS J72810120   06/27/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Yasuhiko  Saito   Mgmt For For For
  4 Elect Toshinobu  Ishihara   Mgmt For For For
  5 Elect Susumu Ueno   Mgmt For For For
  6 Elect Yukihiro Matsui   Mgmt For For For
  7 Elect Masaki  Miyajima   Mgmt For For For
  8 Elect Frank Peter Popoff   Mgmt For For For
  9 Elect Tsuyoshi  Miyazaki   Mgmt For Against Against
  10 Elect Toshihiko Fukui   Mgmt For For For
  11 Elect Toshiyuki  Kasahara   Mgmt For Against Against
  12 Elect Kazumasa Maruyama   Mgmt For Against Against
  13 Elect Hiroaki Okamoto   Mgmt For For For
  14 Elect Kiyoshi Nagano   Mgmt For For For
  15 Elect Hidenori  Onezawa   Mgmt For For For
  16 Equity Compensation Plan   Mgmt For Against Against
               
               
               
Shinhan Financial Group Co., Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  055550 CINS Y7749X101   03/27/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For Against Against
  2 Amendments to Articles    Mgmt For For For
  3 Elect JIN Ok Dong   Mgmt For For For
  4 Elect PARK Ansoon   Mgmt For For For
  5 Elect PARK Cheul   Mgmt For For For
  6 Elect BYEON Yang Ho   Mgmt For For For
  7 Elect LEE Manwoo   Mgmt For Against Against
  8 Elect LEE Yoon Jae   Mgmt For For For
  9 Elect Philippe Avril   Mgmt For For For
  10 Elect HUH Yong Hak   Mgmt For For For
  11 Elect Yuki Hirakawa   Mgmt For For For
  12 Election of Independent Director to become Audit Committee Member: SUNG Jae Ho   Mgmt For For For
  13 Election of Audit Committee Member: LEE Manwoo    Mgmt For Against Against
  14 Election of Audit Committee Member: LEE Yoon Jae    Mgmt For For For
  15 Directors’ Fees   Mgmt For For For
               
               
               
SK Innovation Co., Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  096770 CINS Y8063L103   03/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Korea, Republic of          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Allocation of Profits/Dividends   Mgmt For Against Against
  2 Amendments to Articles   Mgmt For For For
  3 Elect LEE Myeong Young   Mgmt For Against Against
  4 Elect KIM Joon   Mgmt For For For
  5 Elect HA Yun Kyoung   Mgmt For For For
  6 Election of Audit Committee Member: KIM Joon   Mgmt For For For
  7 Directors’ Fees   Mgmt For For For
  8 Spin-off   Mgmt For For For
               
               
               
SoftBank Group Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  9984 CINS J75963108   06/19/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Masayoshi Son   Mgmt For For For
  4 Elect Ronald D. Fisher   Mgmt For For For
  5 Elect Marcelo Claure   Mgmt For For For
  6 Elect Katsunori Sago   Mgmt For For For
  7 Elect Rajeev Misra   Mgmt For For For
  8 Elect Ken Miyauchi   Mgmt For For For
  9 Elect Simon Segars   Mgmt For For For
  10 Elect Yun MA   Mgmt For For For
  11 Elect Yasir bin Othman Al-Rumayyan   Mgmt For For For
  12 Elect Tadashi Yanai   Mgmt For For For
  13 Elect Masami Iijima   Mgmt For For For
  14 Elect Yutaka Matsuo   Mgmt For For For
  15 Elect Atsushi Toyama as Statutory Auditor   Mgmt For For For
               
               
               
Stichting Administratiekantoor ABN Amro Group N.V              
  Ticker Security ID:   Meeting Date Meeting Status
  ABN CINS N0162C102   04/08/2019 Voted
  Meeting Type Country of Trade          
  Annual Netherlands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Non-Voting Agenda Item   N/A N/A N/A N/A
  4 Non-Voting Agenda Item   N/A N/A N/A N/A
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Non-Voting Agenda Item   N/A N/A N/A N/A
  7 Amendments to Articles   Mgmt For For For
  8 Amendments to Trust Conditions   Mgmt For For For
  9 Non-Voting Agenda Item   N/A N/A N/A N/A
  10 Non-Voting Agenda Item   N/A N/A N/A N/A
  11 Non-Voting Meeting Note   N/A N/A N/A N/A
  12 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Stichting Administratiekantoor ABN Amro Group N.V              
  Ticker Security ID:   Meeting Date Meeting Status
  ABN CINS N0162C102   04/24/2019 Voted
  Meeting Type Country of Trade          
  Special Netherlands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Agenda Item   N/A N/A N/A N/A
  2 Non-Voting Agenda Item   N/A N/A N/A N/A
  3 Amendments to Articles (Change in Company Name)   Mgmt For For For
  4 Amendments to Trust Conditions   Mgmt For For For
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 Non-Voting Agenda Item   N/A N/A N/A N/A
               
               
               
Sumitomo Chemical Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  4005 CINS J77153120   06/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Elect Masakazu  Tokura   Mgmt For For For
  3 Elect Keiichi Iwata   Mgmt For For For
  4 Elect Rei Nishimoto   Mgmt For For For
  5 Elect Noriaki Takeshita   Mgmt For For For
  6 Elect Hiroshi Ueda   Mgmt For For For
  7 Elect Hiroshi Niinuma   Mgmt For For For
  8 Elect Takashi Shigemori   Mgmt For For For
  9 Elect Masaki Matsui   Mgmt For For For
  10 Elect Kingo Akahori   Mgmt For For For
  11 Elect Koichi Ikeda   Mgmt For For For
  12 Elect Hiroshi Tomono   Mgmt For For For
  13 Elect Motoshige Ito   Mgmt For For For
  14 Elect Atsuko Muraki   Mgmt For For For
  15 Elect Kunio Nozaki   Mgmt For For For
  16 Elect Hiroaki Yoshida   Mgmt For For For
  17 Elect Yoshitaka Kato   Mgmt For For For
               
               
               
Takeda Pharmaceutical Company              
  Ticker Security ID:   Meeting Date Meeting Status
  4502 CINS J8129E108   12/05/2018 Voted
  Meeting Type Country of Trade          
  Special Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Shire Transaction   Mgmt For For For
  3 Elect Ian T. Clark   Mgmt For For For
  4 Elect Olivier Bohuon   Mgmt For For For
  5 Elect Steven Gillis   Mgmt For For For
               
               
               
Takeda Pharmaceutical Company Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  4502 CINS J8129E108   06/27/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Elect Christophe Weber   Mgmt For For For
  4 Elect Masato Iwasaki   Mgmt For For For
  5 Elect Andrew Plump   Mgmt For For For
  6 Elect Constantine Saroukos   Mgmt For For For
  7 Elect Masahiro Sakane   Mgmt For For For
  8 Elect Olivier Bohuon   Mgmt For For For
  9 Elect Ian T. Clark   Mgmt For For For
  10 Elect Yoshiaki Fujimori   Mgmt For For For
  11 Elect Steven Gillis   Mgmt For For For
  12 Elect Toshiyuki Shiga   Mgmt For For For
  13 Elect Jean-Luc Butel   Mgmt For For For
  14 Elect Shiro Kuniya   Mgmt For For For
  15 Elect Emiko Higashi   Mgmt For For For
  16 Elect Michel Orsinger   Mgmt For For For
  17 Amendments to Trust-Type Equity Compensation Plan for Non-Audit Committee Directors   Mgmt For For For
  18 Amendments to Trust-Type Equity Compensation Plan for Audit Committee Directors   Mgmt For For For
  19 Bonus to Non-Audit Committee Directors   Mgmt For For For
  20 Shareholder Proposal Regarding Individual Compensation Disclosure   ShrHoldr Against For Against
  21 Shareholder Proposal Regarding Clawback of Director Compensation   ShrHoldr Against For Against
               
               
               
Tencent Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  700 CINS G87572163   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect Jacobus Petrus Bekker   Mgmt For For For
  6 Elect Ian C. Stone   Mgmt For For For
  7 Directors’ Fees   Mgmt For For For
  8 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  9 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  10 Authority to Repurchase Shares   Mgmt For For For
  11 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Tencent Holdings Limited              
  Ticker Security ID:   Meeting Date Meeting Status
  700 CINS G87572163   05/15/2019 Voted
  Meeting Type Country of Trade          
  Special Cayman Islands          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Refreshment of Share Option Scheme of Tencent Music Entertainment Group   Mgmt For Against Against
               
               
               
The Kansai Electric Power Company, Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  9503 CINS J30169106   06/21/2019 Voted
  Meeting Type Country of Trade          
  Annual Japan          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Absorption-Type Company Split   Mgmt For For For
  4 Amendments to Articles   Mgmt For For For
  5 Elect Makoto Yagi   Mgmt For For For
  6 Elect Shigeki Iwane   Mgmt For For For
  7 Elect Yoshihiro Doi   Mgmt For For For
  8 Elect Takashi Morimoto   Mgmt For For For
  9 Elect Toyokazu Misono   Mgmt For For For
  10 Elect Koji Inada   Mgmt For For For
  11 Elect Ikuo Morinaka   Mgmt For For For
  12 Elect Yasuji Shimamoto   Mgmt For For For
  13 Elect Takao Matsumura   Mgmt For For For
  14 Elect Noriyuki Inoue   Mgmt For Against Against
  15 Elect Takamune Okihara   Mgmt For For For
  16 Elect Tetsuya Kobayashi   Mgmt For For For
  17 Elect Hisako Makimura   Mgmt For For For
  18 Elect Yasuhiro Yashima   Mgmt For For For
  19 Elect Yasushi Sugimoto   Mgmt For For For
  20 Elect Yukishige Higuchi   Mgmt For For For
  21 Elect Tsutomu Toichi   Mgmt For For For
  22 Elect Fumio Otsubo   Mgmt For For For
  23 Elect Shigeo Sasaki   Mgmt For For For
  24 Elect Atsuko Kaga   Mgmt For For For
  25 Shareholder Proposal Regarding Company Vision   ShrHoldr Against Against For
  26 Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes   ShrHoldr Against For Against
  27 Shareholder Proposal Regarding Corporate Social Responsibility   ShrHoldr Against Against For
  28 Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology   ShrHoldr Against Against For
  29 Shareholder Proposal Regarding Distribution of Dividends   ShrHoldr Against Against For
  30 Shareholder Proposal Regarding Dismissal of Shigeki Iwane   ShrHoldr Against Against For
  31 Shareholder Proposal Regarding Individual Compensation Disclosure   ShrHoldr Against Against For
  32 Shareholder Proposal Regarding Disposal and Management of Waste Material   ShrHoldr Against Against For
  33 Shareholder Proposal Regarding Restricting Investments   ShrHoldr Against Against For
  34 Shareholder Proposal Regarding Nuclear Fuel   ShrHoldr Against Against For
  35 Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation   ShrHoldr Against Against For
  36 Shareholder Proposal Regarding Establishment of Aging Nuclear Power Plants Committee   ShrHoldr Against Against For
  37 Shareholder Proposal Regarding Increasing Corporate Transparency   ShrHoldr Against Against For
  38 Shareholder Proposal Regarding Individual Compensation Disclosure   ShrHoldr Against For Against
  39 Shareholder Proposal Regarding Diversifying Energy Sources   ShrHoldr Against Against For
  40 Shareholder Proposal Regarding Separation of Business Activities   ShrHoldr Against Against For
  41 Shareholder Proposal Regarding Nuclear Plant Operations   ShrHoldr Against Against For
  42 Shareholder Proposal Regarding Fostering a Culture of Safety   ShrHoldr Against Against For
  43 Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees   ShrHoldr Against Against For
  44 Shareholder Proposal Regarding Board Size and Independence   ShrHoldr Against Against For
  45 Shareholder Proposal Regarding Denuclearization   ShrHoldr Against Against For
               
               
               
The Toronto-Dominion Bank              
  Ticker Security ID:   Meeting Date Meeting Status
  TD CUSIP 891160509   04/04/2019 Voted
  Meeting Type Country of Trade          
  Annual Canada          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect William E. Bennett   Mgmt For For For
  1.2 Elect Amy Woods Brinkley   Mgmt For For For
  1.3 Elect Brian C. Ferguson   Mgmt For For For
  1.4 Elect Colleen A. Goggins   Mgmt For For For
  1.5 Elect Mary Jo Haddad   Mgmt For For For
  1.6 Elect Jean-Rene Halde   Mgmt For For For
  1.7 Elect David E. Kepler   Mgmt For For For
  1.8 Elect Brian M. Levitt   Mgmt For For For
  1.9 Elect Alan N. MacGibbon   Mgmt For For For
  1.10 Elect Karen E. Maidment   Mgmt For For For
  1.11 Elect Bharat B. Masrani   Mgmt For For For
  1.12 Elect Irene R. Miller   Mgmt For For For
  1.13 Elect Nadir H. Mohamed   Mgmt For For For
  1.14 Elect Claude Mongeau   Mgmt For For For
  2 Appointment of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
  4 Shareholder Proposal Regarding GHG-Intensive Financing   ShrHoldr Against Against For
  5 Shareholder Proposal Regarding Equity Ratio   ShrHoldr Against Against For
               
               
               
Total SA              
  Ticker Security ID:   Meeting Date Meeting Status
  FP CINS F92124100   05/29/2019 Voted
  Meeting Type Country of Trade          
  Ordinary France          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Non-Voting Meeting Note   N/A N/A N/A N/A
  5 Accounts and Reports   Mgmt For For For
  6 Consolidated Accounts and Reports   Mgmt For For For
  7 Allocation of Profits/Dividends   Mgmt For For For
  8 Authority to Repurchase and Reissue Shares   Mgmt For For For
  9 Related Party Transactions (UWA)   Mgmt For For For
  10 Elect Maria van der Hoeven   Mgmt For For For
  11 Elect Jean Lemierre   Mgmt For For For
  12 Elect Lise Croteau   Mgmt For For For
  13 Elect Valerie della Puppa Tibi as Employee Shareholders Representative   Mgmt For For For
  14 Elect Renata Perycz as Employee Shareholders Representative   Mgmt Against Against For
  15 Elect Oliver Wernecke as Employee Shareholders Representative   Mgmt Against Against For
  16 Remuneration of Patrick Pouyanne, Chair and CEO   Mgmt For For For
  17 Remuneration Policy (Chair and CEO)   Mgmt For For For
  18 Non-Voting Meeting Note   N/A N/A N/A N/A
               
               
               
Tupras Turkiye Petrol Rafinerileri A.S              
  Ticker Security ID:   Meeting Date Meeting Status
  TUPRS CINS M8966X108   03/20/2019 Voted
  Meeting Type Country of Trade          
  Ordinary Turkey          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Non-Voting Meeting Note   N/A N/A N/A N/A
  4 Opening; Election of Presiding Chair   Mgmt For For For
  5 Directors’ Report   Mgmt For For For
  6 Presentation of Auditors’ Report   Mgmt For For For
  7 Financial Statements   Mgmt For For For
  8 Ratification of Cooption of Omer Sertbas   Mgmt For For For
  9 Ratification of Board Acts   Mgmt For For For
  10 Allocation of Profits/Dividends   Mgmt For For For
  11 Election of Directors; Board Size; Board Term Length   Mgmt For For For
  12 Compensation Policy   Mgmt For For For
  13 Directors’ Fees   Mgmt For For For
  14 Appointment of Auditor   Mgmt For For For
  15 Charitable Donations   Mgmt For Against Against
  16 Presentation of Report on Guarantees   Mgmt For For For
  17 Authority to Carry out Competing Activities or Related Party Transactions   Mgmt For Against Against
  18 Wishes   Mgmt For For For
               
               
               
Tyman plc              
  Ticker Security ID:   Meeting Date Meeting Status
  TYMN CINS G9161J107   05/09/2019 Voted
  Meeting Type Country of Trade          
  Annual United Kingdom          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Accounts and Reports   Mgmt For For For
  2 Allocation of Profits/Dividends   Mgmt For For For
  3 Remuneration Report (Advisory)   Mgmt For For For
  4 Elect Martin Towers   Mgmt For For For
  5 Elect Pamela A Bingham   Mgmt For For For
  6 Elect James Brotherton   Mgmt For For For
  7 Elect Helen Clatworthy   Mgmt For For For
  8 Elect Jo Hallas   Mgmt For For For
  9 Elect Mark Rollins   Mgmt For For For
  10 Appointment of Auditor   Mgmt For For For
  11 Authority to Set Auditor’s Fees   Mgmt For For For
  12 Authorisation of Political Donations   Mgmt For For For
  13 Authority to Issue Shares w/ Preemptive Rights   Mgmt For For For
  14 Authority to Issue Shares w/o Preemptive Rights   Mgmt For For For
  15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   Mgmt For For For
  16 Authority to Repurchase Shares   Mgmt For For For
  17 Bonus Issuance   Mgmt For For For
  18 Cancellation of Share Premium Account   Mgmt For For For
  19 Adoption of New Articles   Mgmt For For For
  20 Authority to Set General Meeting Notice Period at 14 Days   Mgmt For For For
               
               
               
Unicredit S.p.A.              
  Ticker Security ID:   Meeting Date Meeting Status
  UCG CINS ADPV42899   04/11/2019 Voted
  Meeting Type Country of Trade          
  Mix Italy          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports; Elimination of Negative Reserves   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Non-Voting Agenda Item   N/A N/A N/A N/A
  6 List Presented by Allianz   Mgmt For For For
  7 List Presented by Institutional Investors Representing 1.67% of Share Capital    Mgmt For N/A N/A
  8 Statutory Auditors’ Fees   Mgmt For For For
  9 Ratify Co-Option of Elena Carletti   Mgmt For For For
  10 2019 Group Incentive System   Mgmt For For For
  11 Remuneration Policy   Mgmt For For For
  12 Severance-Related Provisions   Mgmt For For For
  13 Authority to Repurchase and Reissue Shares   Mgmt For For For
  14 Capital Increase to Implement 2018 Group Incentive System    Mgmt For For For
  15 Capital Increase to Implement 2019 Group Incentive System   Mgmt For For For
  16 Amendments to Article 6   Mgmt For For For
               
               
               
West China Cement Ltd              
  Ticker Security ID:   Meeting Date Meeting Status
  2233 CINS G9550B111   05/17/2019 Voted
  Meeting Type Country of Trade          
  Annual Jersey          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Non-Voting Meeting Note   N/A N/A N/A N/A
  2 Non-Voting Meeting Note   N/A N/A N/A N/A
  3 Accounts and Reports   Mgmt For For For
  4 Allocation of Profits/Dividends   Mgmt For For For
  5 Elect Kenny TAM King Ching   Mgmt For Against Against
  6 Elect WONG Kun Kau   Mgmt For Against Against
  7 Elect QIN Hongji   Mgmt For For For
  8 Directors’ Fees   Mgmt For For For
  9 Appointment of Auditor and Authority to Set Fees   Mgmt For For For
  10 Authority to Issue Shares w/o Preemptive Rights   Mgmt For Against Against
  11 Authority to Repurchase Shares   Mgmt For For For
  12 Authority to Issue Repurchased Shares   Mgmt For Against Against
               
               
               
Yandex NV              
  Ticker Security ID:   Meeting Date Meeting Status
  YNDX CUSIP N97284108   06/27/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Extension of Term of Preparation of the 2018 Statutory Annual Accounts   Mgmt For For For
  2 Accounts and Reports   Mgmt For For For
  3 Ratification of Board Acts   Mgmt For For For
  4 Elect Rogier Rijnja   Mgmt For For For
  5 Elect Charles Ryan   Mgmt For For For
  6 Elect Alexander S. Voloshin   Mgmt For For For
  7 Elect Mikhail Parakhin   Mgmt For For For
  8 Elect Tigran Khudaverdyan   Mgmt For For For
  9 Authority to Cancel Shares   Mgmt For For For
  10 Appointment of Auditor   Mgmt For For For
  11 Amendment to the 2016 Equity Incentive Plan   Mgmt For Against Against
  12 Authority to Issue Shares w/ Preemptive Rights   Mgmt For Against Against
  13 Authority to Exclude Preemptive Rights   Mgmt For Against Against
  14 Authority to Repurchase Shares   Mgmt For For For

 

 

 

 

               
Item 1: Proxy Voting Record 
               
Registrant : ICON Funds
               
Fund Name : ICON Opportunities Fund
               
Date of reporting period: 07/01/2018 - 06/30/2019
               
               
               
Aaron’s, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AAN CUSIP 002535300   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Kathy T. Betty   Mgmt For For For
  2 Elect Douglas C. Curling   Mgmt For For For
  3 Elect Cynthia N. Day   Mgmt For For For
  4 Elect Curtis L. Doman   Mgmt For For For
  5 Elect Walter G. Ehmer   Mgmt For For For
  6 Elect Hubert L. Harris, Jr.   Mgmt For For For
  7 Elect John W. Robinson III   Mgmt For For For
  8 Elect Ray M. Robinson   Mgmt For For For
  9 Advisory Vote on Executive Compensation   Mgmt For Against Against
  10 Amendment to the 2015 Equity and Incentive Plan   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
               
               
               
Altra Industrial Motion Corp.              
  Ticker Security ID:   Meeting Date Meeting Status
  AIMC CUSIP 02208R106   04/24/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Edmund M. Carpenter   Mgmt For For For
  1.2 Elect Carl R. Christenson   Mgmt For For For
  1.3 Elect Lyle G. Ganske   Mgmt For For For
  1.4 Elect Margot L. Hoffman   Mgmt For For For
  1.5 Elect Michael S. Lipscomb   Mgmt For For For
  1.6 Elect Larry McPherson   Mgmt For For For
  1.7 Elect Patrick K. Murphy   Mgmt For For For
  1.8 Elect Thomas W. Swidarski   Mgmt For For For
  1.9 Elect James H. Woodward, Jr.   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Armstrong World Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AWI CUSIP 04247X102   07/12/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Stan A. Askren   Mgmt For For For
  1.2 Elect Victor D. Grizzle   Mgmt For For For
  1.3 Elect Tao Huang   Mgmt For For For
  1.4 Elect Larry S. McWilliams   Mgmt For For For
  1.5 Elect James C. Melville   Mgmt For For For
  1.6 Elect John J. Roberts   Mgmt For For For
  1.7 Elect Gregory P. Spivy   Mgmt For For For
  1.8 Elect Roy W. Templin   Mgmt For For For
  1.9 Elect Cherryl T. Thomas   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Axos Financial, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  AX CUSIP 05566U108   10/25/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Paul Grinberg   Mgmt For Withhold Against
  1.2 Elect Gregory Garrabrants   Mgmt For For For
  1.3 Elect Uzair Dada   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For Against Against
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Brunswick Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  BC CUSIP 117043109   05/08/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect David C. Everitt   Mgmt For For For
  2 Elect Lauren P. Flaherty   Mgmt For For For
  3 Elect Joseph W. McClanathan   Mgmt For For For
  4 Elect Roger J. Wood   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Ratification of Auditor   Mgmt For For For
               
               
               
Cabot Microelectronics Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  CCMP CUSIP 12709P103   03/06/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Richard S. Hill   Mgmt For For For
  1.2 Elect Susan M. Whitney   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Continental Building Products, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CBPX CUSIP 211171103   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Michael J. Keough   Mgmt For For For
  2 Elect Chantal D. Veevaete   Mgmt For For For
  3 Elect James Bachmann   Mgmt For For For
  4 Elect Ira S. Strassberg   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
  6 Advisory Vote on Executive Compensation   Mgmt For For For
  7 Elimination of Supermajority Requirement for Amendment of Articles and Bylaws   Mgmt For For For
  8 Elimination of Supermajority Requirement for Removal of Directors   Mgmt For For For
               
               
               
Corcept Therapeutics Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  CORT CUSIP 218352102   06/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect James N. Wilson   Mgmt For Withhold Against
  1.2 Elect G. Leonard Baker, Jr.   Mgmt For For For
  1.3 Elect Joseph K. Belanoff   Mgmt For For For
  1.4 Elect David L. Mahoney   Mgmt For Withhold Against
  1.5 Elect Daniel N. Swisher, Jr.   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
               
               
               
CVR Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  CVI CUSIP 12662P108   05/30/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Patricia A. Agnello   Mgmt For For For
  1.2 Elect Bob G. Alexander   Mgmt For For For
  1.3 Elect SungHwan Cho   Mgmt For For For
  1.4 Elect Jonathan Frates   Mgmt For For For
  1.5 Elect Hunter C. Gary   Mgmt For For For
  1.6 Elect David L. Lamp   Mgmt For For For
  1.7 Elect Stephen Mongillo   Mgmt For For For
  1.8 Elect James M. Strock   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Diodes Incorporated              
  Ticker Security ID:   Meeting Date Meeting Status
  DIOD CUSIP 254543101   05/17/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect C.H. Chen   Mgmt For For For
  1.2 Elect Michael R. Giordano   Mgmt For For For
  1.3 Elect LU Keh-Shew   Mgmt For For For
  1.4 Elect Peter M. Menard   Mgmt For For For
  1.5 Elect Raymond K.Y. Soong   Mgmt For Withhold Against
  1.6 Elect Christina Wen-Chi Sung   Mgmt For For For
  1.7 Elect Michael K.C. Tsai   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Essent Group Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  ESNT CUSIP G3198U102   05/01/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Angela L. Heise   Mgmt For For For
  1.2 Elect Robert Glanville   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Extreme Networks, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  EXTR CUSIP 30226D106   11/08/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Charles P. Carinalli   Mgmt For For For
  1.2 Elect Kathleen M. Holmgren   Mgmt For For For
  1.3 Elect Raj Khanna   Mgmt For For For
  1.4 Elect Edward H. Kennedy   Mgmt For For For
  1.5 Elect Edward B. Meyercord III   Mgmt For For For
  1.6 Elect John C. Shoemaker   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For Against Against
  3 Ratification of Auditor   Mgmt For For For
  4 Amendment to the Rights Agreement Plan   Mgmt For For For
  5 Amendment to the 2014 Employee Stock Purchase Plan   Mgmt For For For
               
               
               
Ferro Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  FOE CUSIP 315405100   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect David A. Lorber   Mgmt For For For
  1.2 Elect Marran H. Ogilvie   Mgmt For For For
  1.3 Elect Andrew M. Ross   Mgmt For For For
  1.4 Elect Allen A. Spizzo   Mgmt For For For
  1.5 Elect Peter T. Thomas   Mgmt For For For
  1.6 Elect Ronald P. Vargo   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
First Midwest Bancorp, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FMBI CUSIP 320867104   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Barbara A. Boigegrain   Mgmt For For For
  2 Elect Thomas L. Brown   Mgmt For For For
  3 Elect Phupinder S. Gill   Mgmt For For For
  4 Elect Kathryn J Hayley   Mgmt For For For
  5 Elect Peter J. Henseler   Mgmt For For For
  6 Elect Frank B. Modruson   Mgmt For For For
  7 Elect Ellen A. Rudnick   Mgmt For For For
  8 Elect Mark G. Sander   Mgmt For For For
  9 Elect Michael L. Scudder   Mgmt For For For
  10 Elect Michael J. Small   Mgmt For For For
  11 Elect Stephen C Van Arsdell   Mgmt For For For
  12 Elect J. Stephen Vanderwoude   Mgmt For For For
  13 Advisory Vote on Executive Compensation   Mgmt For For For
  14 Ratification of Auditor   Mgmt For For For
               
               
               
Five Below, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  FIVE CUSIP 33829M101   06/18/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Catherine E. Buggeln   Mgmt For For For
  2 Elect Michael F. Devine, III   Mgmt For For For
  3 Elect Ronald L. Sargent   Mgmt For For For
  4 Ratification of Auditor   Mgmt For For For
  5 Advisory Vote on Executive Compensation   Mgmt For For For
  6 Frequency of Advisory Vote on Executive Compensation   Mgmt 3 Years 1 Year Against
               
               
               
Forward Air Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  FWRD CUSIP 349853101   05/07/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ronald W. Allen   Mgmt For For For
  1.2 Elect Ana B. Amicarella   Mgmt For For For
  1.3 Elect Valerie A. Bonebrake   Mgmt For For For
  1.4 Elect C. Robert Campbell   Mgmt For For For
  1.5 Elect R. Craig Carlock   Mgmt For For For
  1.6 Elect C. John Langley, Jr.   Mgmt For For For
  1.7 Elect G. Michael Lynch   Mgmt For For For
  1.8 Elect Thomas Schmitt   Mgmt For For For
  1.9 Elect W. Gilbert West   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
KB Home              
  Ticker Security ID:   Meeting Date Meeting Status
  KBH CUSIP 48666K109   04/11/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Dorene C. Dominguez   Mgmt For For For
  2 Elect Timothy W. Finchem   Mgmt For For For
  3 Elect Stuart A. Gabriel   Mgmt For For For
  4 Elect Thomas W. Gilligan   Mgmt For For For
  5 Elect Kenneth M. Jastrow II   Mgmt For For For
  6 Elect Robert L. Johnson   Mgmt For For For
  7 Elect Melissa B. Lora   Mgmt For For For
  8 Elect Jeffrey T. Mezger   Mgmt For For For
  9 Elect James C. Weaver   Mgmt For For For
  10 Elect Michael M. Wood   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
LGI Homes, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  LGIH CUSIP 50187T106   05/02/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Ryan Edone   Mgmt For For For
  1.2 Elect Duncan Gage   Mgmt For For For
  1.3 Elect Eric Lipar   Mgmt For For For
  1.4 Elect Laura Miller   Mgmt For For For
  1.5 Elect Bryan Sansbury   Mgmt For For For
  1.6 Elect Steven Smith   Mgmt For Withhold Against
  1.7 Elect Robert Vahradian   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Mellanox Technologies Ltd.              
  Ticker Security ID:   Meeting Date Meeting Status
  MLNX CUSIP M51363113   06/20/2019 Voted
  Meeting Type Country of Trade          
  Special United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Confirmation of Non-Parent Affiliate   Mgmt N/A For N/A
  2 NVIDIA Transaction   Mgmt For For For
  3 Right to Adjourn Meeting   Mgmt For For For
  4 Advisory Vote on Golden Parachutes   Mgmt For For For
  5 Declaration of Material Interest   Mgmt N/A For N/A
  6 Salary Increase of CEO   Mgmt For For For
  7 Declaration of Material Interest   Mgmt N/A For N/A
  8 CEO Cash Incentive   Mgmt For For For
  9 Declaration of Material Interest   Mgmt N/A For N/A
  10 Amendment to CEO Severance   Mgmt For For For
  11 Declaration of Material Interest   Mgmt N/A For N/A
  12 CEO Equity Award   Mgmt For For For
  13 Declaration of Material Interest   Mgmt N/A For N/A
  14 CEO Tax Equalization   Mgmt For For For
  15 Approval of Cash Bonus to Director   Mgmt For For For
               
               
               
Methode Electronics, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MEI CUSIP 591520200   09/13/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Walter J. Aspatore   Mgmt For For For
  2 Elect Brian J. Cadwallader   Mgmt For For For
  3 Elect Darren M. Dawson   Mgmt For For For
  4 Elect Donald W. Duda   Mgmt For For For
  5 Elect Martha Goldberg Aronson   Mgmt For For For
  6 Elect Isabelle C. Goossen   Mgmt For For For
  7 Elect Christopher J. Hornung   Mgmt For For For
  8 Elect Paul G. Shelton   Mgmt For For For
  9 Elect Lawrence B. Skatoff   Mgmt For For For
  10 Ratification of Auditor   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Modine Manufacturing Company              
  Ticker Security ID:   Meeting Date Meeting Status
  MOD CUSIP 607828100   07/19/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Suresh V. Garimella   Mgmt For For For
  2 Elect Christopher W. Patterson   Mgmt For For For
  3 Elect Christine Y. Yan   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
  5 Ratification of Auditor   Mgmt For For For
               
               
               
Monarch Casino & Resort, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  MCRI CUSIP 609027107   06/04/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Bob Farahi   Mgmt For Against Against
  2 Elect Yvette E. Landau   Mgmt For For For
  3 Amendment to the 2014 Equity Incentive Plan   Mgmt For For For
  4 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Patrick Industries, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  PATK CUSIP 703343103   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Joseph M. Cerulli   Mgmt For For For
  1.2 Elect Todd M. Cleveland   Mgmt For For For
  1.3 Elect John A. Forbes   Mgmt For For For
  1.4 Elect Michael A. Kitson   Mgmt For For For
  1.5 Elect Pamela R. Klyn   Mgmt For For For
  1.6 Elect Derrick B. Mayes   Mgmt For For For
  1.7 Elect Andy L. Nemeth   Mgmt For For For
  1.8 Elect Denis G. Scuggs   Mgmt For For For
  1.9 Elect M. Scott Welch   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For Against Against
  4 Frequency of Advisory Vote on Executive Compensation   Mgmt 1 Year 1 Year For
               
               
               
Ring Energy, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  REI CUSIP 76680V108   12/11/2018 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Kelly Hoffman   Mgmt For For For
  1.2 Elect David A. Fowler   Mgmt For For For
  1.3 Elect Lloyd T. Rochford   Mgmt For For For
  1.4 Elect Stanley M. McCabe   Mgmt For For For
  1.5 Elect Anthony B. Petrelli   Mgmt For For For
  1.6 Elect Clayton E. Woodrum   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
SM Energy Company              
  Ticker Security ID:   Meeting Date Meeting Status
  SM CUSIP 78454L100   05/29/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Carla J. Bailo   Mgmt For For For
  2 Elect Larry W. Bickle   Mgmt For For For
  3 Elect Stephen R. Brand   Mgmt For For For
  4 Elect Loren M. Leiker   Mgmt For For For
  5 Elect Javan D. Ottoson   Mgmt For For For
  6 Elect Ramiro G. Peru   Mgmt For For For
  7 Elect Julio M. Quintana   Mgmt For For For
  8 Elect Rose M. Robeson   Mgmt For For For
  9 Elect William D. Sullivan   Mgmt For For For
  10 Advisory Vote on Executive Compensation   Mgmt For For For
  11 Ratification of Auditor   Mgmt For For For
               
               
               
SRC Energy Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SRCI CUSIP 78470V108   05/15/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Lynn A. Peterson   Mgmt For For For
  1.2 Elect Jack N. Aydin   Mgmt For For For
  1.3 Elect Daniel E. Kelly   Mgmt For For For
  1.4 Elect Paul J. Korus   Mgmt For For For
  1.5 Elect Raymond E. McElhaney   Mgmt For For For
  1.6 Elect Jennifer S. Zucker   Mgmt For For For
  2 Advisory Vote on Executive Compensation   Mgmt For For For
  3 Ratification of Auditor   Mgmt For For For
               
               
               
Supernus Pharmaceuticals, Inc.              
  Ticker Security ID:   Meeting Date Meeting Status
  SUPN CUSIP 868459108   06/11/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1.1 Elect Carolee Barlow   Mgmt For For For
  1.2 Elect Jack A. Khattar   Mgmt For For For
  2 Ratification of Auditor   Mgmt For For For
  3 Advisory Vote on Executive Compensation   Mgmt For For For
               
               
               
Terex Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  TEX CUSIP 880779103   05/16/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect Paula H.J. Cholmondeley   Mgmt For For For
  2 Elect Don DeFosset   Mgmt For For For
  3 Elect John L. Garrison Jr.   Mgmt For For For
  4 Elect Thomas J. Hansen   Mgmt For For For
  5 Elect Matthew Hepler   Mgmt For For For
  6 Elect Raimund Klinkner   Mgmt For For For
  7 Elect Andra Rush   Mgmt For For For
  8 Elect David A. Sachs   Mgmt For For For
  9 Elect David C. Wang   Mgmt For For For
  10 Elect Scott W. Wine   Mgmt For Against Against
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
               
               
               
Webster Financial Corporation              
  Ticker Security ID:   Meeting Date Meeting Status
  WBS CUSIP 947890109   04/25/2019 Voted
  Meeting Type Country of Trade          
  Annual United States          
  Issue No. Description   Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
  1 Elect William L. Atwell   Mgmt For For For
  2 Elect John R. Ciulla   Mgmt For For For
  3 Elect John J. Crawford   Mgmt For For For
  4 Elect Elizabeth E. Flynn   Mgmt For For For
  5 Elect E. Carol Hayles   Mgmt For For For
  6 Elect Laurence C. Morse   Mgmt For For For
  7 Elect Karen R. Osar   Mgmt For For For
  8 Elect Mark Pettie   Mgmt For For For
  9 Elect James C. Smith   Mgmt For For For
  10 Elect Lauren C. States   Mgmt For For For
  11 Advisory Vote on Executive Compensation   Mgmt For For For
  12 Ratification of Auditor   Mgmt For For For
  13 Amendment to the Employee Stock Purchase Plan   Mgmt For For For

 

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant: ICON Funds
 
By:  /s/ Craig T. Callahan  

Name:

Title:

 Craig T. Callahan
President & Chairman
   
Date: August 23, 2019