UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549-
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-07883
Name of Registrant: ICON Funds
| Address of Principal Executive Offices: | |
| 5299 DTC Blvd. | |
| Suite 1200 | |
| Greenwood Village, Colorado 80111 | |
| Name and address of agent of service: | |
| Christopher Ambruso | |
| ICON Funds | |
| 5299 DTC Blvd. | |
| Suite 1200 | |
| Greenwood Village, Colorado 80111 | |
| Registrant's telephone number including area code: | |
| 303-790-1600 | |
| Date of fiscal year end: | |
| 09/30 | |
| Date of reporting period: | |
| 07/01/2017 - 06/30/2018 | |
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Flexible Bond Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| BlackRock Defined Opportunity Credit Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BHL | CUSIP 09255Q105 | 07/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For | ||
| 1.2 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
| 1.3 | Elect W. Carl Kester | Mgmt | For | For | For | ||
| 1.4 | Elect John M. Perlowski | Mgmt | For | For | For | ||
| Blackstone/gso Long-short Credit Income Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BSL | CUSIP 09256U105 | 11/17/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Extend Dissolution Date | Mgmt | For | Against | Against | ||
| Deutsche High Income Opportunities Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DHG | CUSIP 25158Y102 | 09/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John W. Ballantine | Mgmt | For | For | For | ||
| 1.2 | Elect Dawn-Marie Driscoll | Mgmt | For | For | For | ||
| 1.3 | Elect Kenneth C. Froewiss | Mgmt | For | For | For | ||
| 1.4 | Elect Rebecca W. Rimel | Mgmt | For | For | For | ||
| Deutsche Multi-Market Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMM | CUSIP 25160E102 | 09/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John W. Ballantine | Mgmt | For | For | For | ||
| 1.2 | Elect Dawn-Marie Driscoll | Mgmt | For | For | For | ||
| 1.3 | Elect Kenneth C. Froewiss | Mgmt | For | For | For | ||
| 1.4 | Elect Rebecca W. Rimel | Mgmt | For | For | For | ||
| Federated Premier Intermediate Municipal Income Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FPT | CUSIP 31423M105 | 11/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization | Mgmt | For | For | For | ||
| 2.1 | Elect J. Christopher Donahue | Mgmt | For | For | For | ||
| 2.2 | Elect P. Jerome Richey | Mgmt | For | For | For | ||
| 2.3 | Elect John T. Collins | Mgmt | For | For | For | ||
| Invesco Quality Municipal Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GVT | CUSIP 61745P874 | 04/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization of Morgan Stanley Income Securities Inc. into the Corporate Bond Portfolio of the Morgan Stanley Institutional Fund Trust | Mgmt | For | For | For | ||
| Invesco Quality Municipal Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GVT | CUSIP 61745P874 | 08/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
| 1.2 | Elect Nancy C. Everett | Mgmt | For | For | For | ||
| 1.3 | Elect Jakki L. Haussler | Mgmt | For | For | For | ||
| 1.4 | Elect Patricia Maleski | Mgmt | For | For | For | ||
| Nuveen Build America Bond Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NBB | CUSIP 67074C103 | 06/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Share Issuance in Connection With Fund Combination | Mgmt | For | For | For | ||
| 2 | Elimination of Fundamental Policy Regarding Contingent Term | Mgmt | For | For | For | ||
| 3.1 | Elect Margo L. Cook | Mgmt | For | For | For | ||
| 3.2 | Elect Jack B. Evans | Mgmt | For | For | For | ||
| 3.3 | Elect Albin F. Moschner | Mgmt | For | For | For | ||
| 3.4 | Elect William J. Schneider | Mgmt | For | For | For | ||
| Nuveen Floating Rate Income Opportunity Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JRO | CUSIP 67075P103 | 04/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Margo L. Cook | Mgmt | For | For | For | ||
| 1.2 | Elect Jack B. Evans | Mgmt | For | For | For | ||
| 1.3 | Elect Albin F. Moschner | Mgmt | For | For | For | ||
| 1.4 | Elect William J. Schneider | Mgmt | For | For | For | ||
| Nuveen Tax-Advantaged Dividend Growth Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NBD | CUSIP 67074Q102 | 06/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization of Nuveen Build America Bond Opportunity Fund into Nuveen Build America Bond Fund | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Consumer Discretionary Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Aaron's, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AAN | CUSIP 002535300 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kathy T. Betty | Mgmt | For | For | For | ||
| 2 | Elect Douglas C. Curling | Mgmt | For | For | For | ||
| 3 | Elect Cynthia N. Day | Mgmt | For | For | For | ||
| 4 | Elect Curtis L. Doman | Mgmt | For | For | For | ||
| 5 | Elect Walter G. Ehmer | Mgmt | For | For | For | ||
| 6 | Elect Hubert L. Harris, Jr. | Mgmt | For | For | For | ||
| 7 | Elect John W. Robinson III | Mgmt | For | For | For | ||
| 8 | Elect Ray M. Robinson | Mgmt | For | For | For | ||
| 9 | Elect Robert H Yanker | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| American Outdoor Brands Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AOBC | CUSIP 02874P103 | 09/19/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Barry M. Monheit | Mgmt | For | For | For | ||
| 1.2 | Elect Robert L. Scott | Mgmt | For | For | For | ||
| 1.3 | Elect Robert H. Brust | Mgmt | For | For | For | ||
| 1.4 | Elect P. James Debney | Mgmt | For | For | For | ||
| 1.5 | Elect John B. Furman | Mgmt | For | For | For | ||
| 1.6 | Elect Gregory J. Gluchowski, Jr | Mgmt | For | For | For | ||
| 1.7 | Elect Michael F. Golden | Mgmt | For | For | For | ||
| 1.8 | Elect Mitchell A. Saltz | Mgmt | For | For | For | ||
| 1.9 | Elect I. Marie Wadecki | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| AutoZone, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AZO | CUSIP 053332102 | 12/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Douglas H. Brooks | Mgmt | For | For | For | ||
| 2 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
| 3 | Elect Earl G. Graves, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Enderson Guimaraes | Mgmt | For | For | For | ||
| 5 | Elect J.R. Hyde, III | Mgmt | For | For | For | ||
| 6 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||
| 7 | Elect W. Andrew McKenna | Mgmt | For | For | For | ||
| 8 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Luis P. Nieto | Mgmt | For | For | For | ||
| 10 | Elect William C. Rhodes, III | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Comcast Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMCSA | CUSIP 20030N101 | 06/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
| 1.2 | Elect Madeline S. Bell | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
| 1.4 | Elect Edward D. Breen | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Gerald L. Hassell | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
| 1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
| 1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | ||
| 1.9 | Elect David C. Novak | Mgmt | For | Withhold | Against | ||
| 1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory vote on executive compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Cooper Tire & Rubber Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CTB | CUSIP 216831107 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Thomas P. Capo | Mgmt | For | For | For | ||
| 1.2 | Elect Steven M. Chapman | Mgmt | For | For | For | ||
| 1.3 | Elect Susan F. Davis | Mgmt | For | For | For | ||
| 1.4 | Elect John J. Holland | Mgmt | For | For | For | ||
| 1.5 | Elect Bradley E Hughes | Mgmt | For | For | For | ||
| 1.6 | Elect Tracey I. Joubert | Mgmt | For | For | For | ||
| 1.7 | Elect Gary S. Michel | Mgmt | For | For | For | ||
| 1.8 | Elect Robert D. Welding | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Dave & Buster's Entertainment, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PLAY | CUSIP 238337109 | 06/14/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Victor L. Crawford | Mgmt | For | For | For | ||
| 2 | Elect Hamish A. Dodds | Mgmt | For | For | For | ||
| 3 | Elect Michael J. Griffith | Mgmt | For | For | For | ||
| 4 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | ||
| 5 | Elect Stephen M. King | Mgmt | For | For | For | ||
| 6 | Elect Patricia H. Mueller | Mgmt | For | For | For | ||
| 7 | Elect Kevin M. Sheehan | Mgmt | For | For | For | ||
| 8 | Elect Jennifer Storms | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Fox Factory Holding Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FOXF | CUSIP 35138V102 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael Dennison | Mgmt | For | For | For | ||
| 1.2 | Elect Ted Waitman | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Goodyear Tire & Rubber Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GT | CUSIP 382550101 | 04/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James A. Firestone | Mgmt | For | For | For | ||
| 2 | Elect Werner Geissler | Mgmt | For | For | For | ||
| 3 | Elect Peter S. Hellman | Mgmt | For | For | For | ||
| 4 | Elect Laurette T. Koellner | Mgmt | For | For | For | ||
| 5 | Elect Richard J. Kramer | Mgmt | For | For | For | ||
| 6 | Elect W. Alan McCollough | Mgmt | For | For | For | ||
| 7 | Elect John E. McGlade | Mgmt | For | For | For | ||
| 8 | Elect Michael J. Morell | Mgmt | For | For | For | ||
| 9 | Elect Roderick A. Palmore | Mgmt | For | For | For | ||
| 10 | Elect Stephanie A. Streeter | Mgmt | For | For | For | ||
| 11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
| 12 | Elect Michael R. Wessel | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Gray Television, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GTN | CUSIP 389375106 | 05/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Hilton H. Howell, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect Howell W. Newton | Mgmt | For | For | For | ||
| 1.3 | Elect Richard L. Boger | Mgmt | For | For | For | ||
| 1.4 | Elect T.L. Elder | Mgmt | For | For | For | ||
| 1.5 | Elect Luis A. Garcia | Mgmt | For | For | For | ||
| 1.6 | Elect Richard B. Hare | Mgmt | For | For | For | ||
| 1.7 | Elect Robin R. Howell | Mgmt | For | For | For | ||
| 1.8 | Elect Elizabeth R. Neuhoff | Mgmt | For | For | For | ||
| 1.9 | Elect Hugh E. Norton | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock and Class A Common Stock | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Annual Conversion Right | ShrHoldr | Against | Against | For | ||
| Horizon Global Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HZN | CUSIP 44052W104 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Scott G. Kunselman | Mgmt | For | For | For | ||
| 1.2 | Elect David A. Roberts | Mgmt | For | For | For | ||
| 1.3 | Elect Maximiliane C. Straub | Mgmt | For | For | For | ||
| 2 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 3 | Amendment to the 2015 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Lennar Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LEN | CUSIP 526057104 | 04/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | ||
| 1.2 | Elect Steven L. Gerard | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | ||
| 1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | ||
| 1.5 | Elect Sidney Lapidus | Mgmt | For | For | For | ||
| 1.6 | Elect Teri P. McClure | Mgmt | For | For | For | ||
| 1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | ||
| 1.8 | Elect Armando Olivera | Mgmt | For | For | For | ||
| 1.9 | Elect Donna Shalala | Mgmt | For | For | For | ||
| 1.10 | Elect Scott D. Stowell | Mgmt | For | For | For | ||
| 1.11 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 5 | Shareholder Proposal Regarding Annual Conversion Right | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Director Tenure | ShrHoldr | Against | Against | For | ||
| Liberty Tax, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TAX | CUSIP 53128T102 | 09/15/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John R. Garel | Mgmt | For | For | For | ||
| 1.2 | Elect Steven Ibbotson | Mgmt | For | For | For | ||
| 1.3 | Elect Ross N. Longfield | Mgmt | For | For | For | ||
| 1.4 | Elect George T. Robson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Lowe's Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LOW | CUSIP 548661107 | 06/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||
| 1.2 | Elect David H. Batchelder | Mgmt | For | For | For | ||
| 1.3 | Elect Angela F. Braly | Mgmt | For | For | For | ||
| 1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | ||
| 1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
| 1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 1.8 | Elect James H. Morgan | Mgmt | For | For | For | ||
| 1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
| 1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | ||
| 1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | ||
| 1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | ||
| 1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| M/I Homes, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MHO | CUSIP 55305B101 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael P. Glimcher | Mgmt | For | For | For | ||
| 1.2 | Elect J. Thomas Mason | Mgmt | For | For | For | ||
| 1.3 | Elect Sharen Jester Turney | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Approval of 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| McDonald's Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MCD | CUSIP 580135101 | 05/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
| 2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
| 3 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
| 4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | ||
| 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
| 7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
| 8 | Elect John Mulligan | Mgmt | For | For | For | ||
| 9 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||
| 10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
| 11 | Elect Miles D. White | Mgmt | For | Against | Against | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Report on Plastic Straws | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
| Michaels Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MIK | CUSIP 59408Q106 | 06/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | ||
| 1.2 | Elect Ryan Cotton | Mgmt | For | For | For | ||
| 1.3 | Elect Monte E. Ford | Mgmt | For | For | For | ||
| 1.4 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Mathew S. Levin | Mgmt | For | For | For | ||
| 1.6 | Elect John J. Mahoney | Mgmt | For | For | For | ||
| 1.7 | Elect James A. Quella | Mgmt | For | For | For | ||
| 1.8 | Elect Beryl B. Raff | Mgmt | For | For | For | ||
| 1.9 | Elect Carl S. Rubin | Mgmt | For | For | For | ||
| 1.10 | Elect Peter F. Wallace | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Modine Manufacturing Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOD | CUSIP 607828100 | 07/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David J. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Larry O. Moore | Mgmt | For | For | For | ||
| 3 | Elect Marsha C. Williams | Mgmt | For | For | For | ||
| 4 | 2017 Incentive Compensation Plan | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Nexstar Media Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NXST | CUSIP 65336K103 | 06/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Perry A. Sook | Mgmt | For | For | For | ||
| 1.2 | Elect Geoff Armstrong | Mgmt | For | For | For | ||
| 1.3 | Elect Jay M. Grossman | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Nike Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NKE | CUSIP 654106103 | 09/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
| 1.3 | Elect Michelle Peluso | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Norwegian Cruise Line Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NCLH | CUSIP G66721104 | 06/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Adam M. Aron | Mgmt | For | For | For | ||
| 2 | Elect Stella David | Mgmt | For | For | For | ||
| 3 | Elect Mary E. Landry | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| NutriSystem Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NTRI | CUSIP 67069D108 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert F. Bernstock | Mgmt | For | For | For | ||
| 1.2 | Elect Paul Guyardo | Mgmt | For | For | For | ||
| 1.3 | Elect Michael J. Hagan | Mgmt | For | For | For | ||
| 1.4 | Elect Jay Herratti | Mgmt | For | For | For | ||
| 1.5 | Elect Michael D. Mangan | Mgmt | For | For | For | ||
| 1.6 | Elect Brian P. Tierney | Mgmt | For | For | For | ||
| 1.7 | Elect Andrea M. Weiss | Mgmt | For | For | For | ||
| 1.8 | Elect Dawn M. Zier | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| O`Reilly Automotive, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ORLY | CUSIP 67103H107 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David E. O'Reilly | Mgmt | For | For | For | ||
| 2 | Elect Larry P. O'Reilly | Mgmt | For | Against | Against | ||
| 3 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | Against | Against | ||
| 4 | Elect Greg Henslee | Mgmt | For | For | For | ||
| 5 | Elect Jay D. Burchfield | Mgmt | For | For | For | ||
| 6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | ||
| 7 | Elect John Murphy | Mgmt | For | For | For | ||
| 8 | Elect Dana M. Perlman | Mgmt | For | For | For | ||
| 9 | Elect Ronald Rashkow | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | For | ||
| Party City Holdco Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRTY | CUSIP 702149105 | 06/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Steven J. Collins | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Gerald C. Rittenberg | Mgmt | For | For | For | ||
| 1.3 | Elect Morry J. Weiss | Mgmt | For | Withhold | Against | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| PulteGroup Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PHM | CUSIP 745867101 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Bryce Blair | Mgmt | For | For | For | ||
| 3 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
| 4 | Elect Thomas J. Folliard | Mgmt | For | For | For | ||
| 5 | Elect Cheryl W. Grisé | Mgmt | For | For | For | ||
| 6 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||
| 7 | Elect Ryan R. Marshall | Mgmt | For | For | For | ||
| 8 | Elect John R. Peshkin | Mgmt | For | For | For | ||
| 9 | Elect Scott F. Powers | Mgmt | For | For | For | ||
| 10 | Elect William J. Pulte | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Ross Stores, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROST | CUSIP 778296103 | 05/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael Balmuth | Mgmt | For | For | For | ||
| 2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | ||
| 3 | Elect Michael J. Bush | Mgmt | For | For | For | ||
| 4 | Elect Norman A. Ferber | Mgmt | For | Against | Against | ||
| 5 | Elect Sharon D. Garrett | Mgmt | For | For | For | ||
| 6 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
| 7 | Elect George P. Orban | Mgmt | For | For | For | ||
| 8 | Elect Michael O'Sullivan | Mgmt | For | For | For | ||
| 9 | Elect Lawrence S. Peiros | Mgmt | For | For | For | ||
| 10 | Elect Gregory L. Quesnel | Mgmt | For | For | For | ||
| 11 | Elect Barbara Rentler | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Royal Caribbean Cruises Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RCL | CUSIP V7780T103 | 05/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Brock | Mgmt | For | For | For | ||
| 2 | Elect Richard D. Fain | Mgmt | For | For | For | ||
| 3 | Elect William L. Kimsey | Mgmt | For | For | For | ||
| 4 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
| 5 | Elect Ann S. Moore | Mgmt | For | For | For | ||
| 6 | Elect Eyal M. Ofer | Mgmt | For | For | For | ||
| 7 | Elect Thomas J. Pritzker | Mgmt | For | For | For | ||
| 8 | Elect William K. Reilly | Mgmt | For | For | For | ||
| 9 | Elect Bernt Reitan | Mgmt | For | For | For | ||
| 10 | Elect Vagn Sørensen | Mgmt | For | For | For | ||
| 11 | Elect Donald Thompson | Mgmt | For | For | For | ||
| 12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| The TJX Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TJX | CUSIP 872540109 | 06/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Zein Abdalla | Mgmt | For | For | For | ||
| 2 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
| 3 | Elect David T. Ching | Mgmt | For | For | For | ||
| 4 | Elect Ernie Herrman | Mgmt | For | For | For | ||
| 5 | Elect Michael F. Hines | Mgmt | For | For | For | ||
| 6 | Elect Amy B. Lane | Mgmt | For | For | For | ||
| 7 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||
| 8 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | ||
| 9 | Elect John F. O'Brien | Mgmt | For | For | For | ||
| 10 | Elect Willow B. Shire | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | For | Against | ||
| 14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | ||
| The Walt Disney Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DIS | CUSIP 254687106 | 03/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Susan E. Arnold | Mgmt | For | For | For | ||
| 2 | Elect Mary T. Barra | Mgmt | For | For | For | ||
| 3 | Elect Safra A. Catz | Mgmt | For | For | For | ||
| 4 | Elect John S. Chen | Mgmt | For | Against | Against | ||
| 5 | Elect Francis deSouza | Mgmt | For | For | For | ||
| 6 | Elect Robert A. Iger | Mgmt | For | For | For | ||
| 7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
| 8 | Elect Fred H. Langhammer | Mgmt | For | For | For | ||
| 9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
| 10 | Elect Mark G. Parker | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| TopBuild Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BLD | CUSIP 89055F103 | 04/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Gerald Volas | Mgmt | For | For | For | ||
| 1.2 | Elect Carl T. Camden | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Joseph S. Cantie | Mgmt | For | Withhold | Against | ||
| 2 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 3 | Amendment to Supermajority Requirement to Amend the Bylaws | Mgmt | For | For | For | ||
| 4 | Amendment to Supermajority Requirement to Amend Certain Provisions of the Certificate of Incorporation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Tractor Supply Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TSCO | CUSIP 892356106 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For | ||
| 1.2 | Elect Peter D. Bewley | Mgmt | For | For | For | ||
| 1.3 | Elect Denise L. Jackson | Mgmt | For | For | For | ||
| 1.4 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | ||
| 1.5 | Elect Ramkumar Krishnan | Mgmt | For | For | For | ||
| 1.6 | Elect George MacKenzie | Mgmt | For | For | For | ||
| 1.7 | Elect Edna K. Morris | Mgmt | For | For | For | ||
| 1.8 | Elect Mark J. Weikel | Mgmt | For | For | For | ||
| 1.9 | Elect Gregory A. Sandfort | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Approval of the 2018 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| Ulta Beauty, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ULTA | CUSIP 90384S303 | 06/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert F. DiRomualdo | Mgmt | For | For | For | ||
| 1.2 | Elect Catherine A. Halligan | Mgmt | For | For | For | ||
| 1.3 | Elect George R. Mrkonic | Mgmt | For | For | For | ||
| 1.4 | Elect Lorna E. Nagler | Mgmt | For | For | For | ||
| 1.5 | Elect Sally E. Blount | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Consumer Staples Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Altria Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MO | CUSIP 02209S103 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John T. Casteen III | Mgmt | For | For | For | ||
| 2 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
| 3 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
| 4 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
| 5 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||
| 6 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||
| 7 | Elect George Munoz | Mgmt | For | For | For | ||
| 8 | Elect Mark E. Newman | Mgmt | For | For | For | ||
| 9 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||
| 10 | Elect Virginia E. Shanks | Mgmt | For | For | For | ||
| 11 | Elect Howard Willard III | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Nicotine Levels in Tobacco Products | ShrHoldr | Against | Against | For | ||
| British American Tobacco plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BATS | CUSIP 110448107 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor | Mgmt | For | For | For | ||
| 4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 5 | Elect Richard Burrows | Mgmt | For | For | For | ||
| 6 | Elect Nicandro Durante | Mgmt | For | For | For | ||
| 7 | Elect Susan J. Farr | Mgmt | For | For | For | ||
| 8 | Elect Marion Helmes | Mgmt | For | Against | Against | ||
| 9 | Elect Savio Kwan | Mgmt | For | For | For | ||
| 10 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | ||
| 11 | Elect Kieran Poynter | Mgmt | For | For | For | ||
| 12 | Elect Ben Stevens | Mgmt | For | For | For | ||
| 13 | Elect Luc Jobin | Mgmt | For | For | For | ||
| 14 | Elect Holly K. Koeppel | Mgmt | For | For | For | ||
| 15 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Campbell Soup Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CPB | CUSIP 134429109 | 11/15/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Fabiola R. Arredondo | Mgmt | For | For | For | ||
| 2 | Elect Howard M. Averill | Mgmt | For | For | For | ||
| 3 | Elect Bennett Dorrance | Mgmt | For | For | For | ||
| 4 | Elect Randall W. Larrimore | Mgmt | For | For | For | ||
| 5 | Elect Marc B. Lautenbach | Mgmt | For | For | For | ||
| 6 | Elect Mary Alice D. Malone | Mgmt | For | For | For | ||
| 7 | Elect Sara Mathew | Mgmt | For | For | For | ||
| 8 | Elect Keith R. McLoughlin | Mgmt | For | For | For | ||
| 9 | Elect Denise M. Morrison | Mgmt | For | For | For | ||
| 10 | Elect Nick Shreiber | Mgmt | For | For | For | ||
| 11 | Elect Archbold D. van Beuren | Mgmt | For | For | For | ||
| 12 | Elect Les C. Vinney | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Coca-Cola Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KO | CUSIP 191216100 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
| 2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
| 3 | Elect Marc Bolland | Mgmt | For | For | For | ||
| 4 | Elect Ana Botin | Mgmt | For | For | For | ||
| 5 | Elect Richard M. Daley | Mgmt | For | For | For | ||
| 6 | Elect Christopher C. Davis | Mgmt | For | For | For | ||
| 7 | Elect Barry Diller | Mgmt | For | For | For | ||
| 8 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
| 9 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
| 10 | Elect Muhtar Kent | Mgmt | For | For | For | ||
| 11 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
| 12 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
| 13 | Elect Sam Nunn | Mgmt | For | For | For | ||
| 14 | Elect James Quincey | Mgmt | For | For | For | ||
| 15 | Elect Caroline J. Tsay | Mgmt | For | For | For | ||
| 16 | Elect David B. Weinberg | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Ratification of Auditor | Mgmt | For | For | For | ||
| Colgate-Palmolive Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CL | CUSIP 194162103 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charles A. Bancroft | Mgmt | For | For | For | ||
| 2 | Elect John P. Bilbrey | Mgmt | For | For | For | ||
| 3 | Elect John T. Cahill | Mgmt | For | For | For | ||
| 4 | Elect Ian M. Cook | Mgmt | For | For | For | ||
| 5 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
| 6 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
| 7 | Elect C. Martin Harris | Mgmt | For | For | For | ||
| 8 | Elect Lorrie Norrington | Mgmt | For | For | For | ||
| 9 | Elect Michael B. Polk | Mgmt | For | For | For | ||
| 10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| ConAgra Brands, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CAG | CUSIP 205887102 | 09/22/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
| 1.2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
| 1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
| 1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | ||
| 1.5 | Elect Thomas W. Dickson | Mgmt | For | For | For | ||
| 1.6 | Elect Steven F. Goldstone | Mgmt | For | For | For | ||
| 1.7 | Elect Joie Gregor | Mgmt | For | For | For | ||
| 1.8 | Elect Rajive Johri | Mgmt | For | For | For | ||
| 1.9 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
| 1.10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||
| 1.11 | Elect Craig P. Omtvedt | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Constellation Brands, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STZ | CUSIP 21036P108 | 07/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jerry Fowden | Mgmt | For | For | For | ||
| 1.2 | Elect Barry A. Fromberg | Mgmt | For | For | For | ||
| 1.3 | Elect Robert L. Hanson | Mgmt | For | For | For | ||
| 1.4 | Elect Ernesto M. Hernandez | Mgmt | For | For | For | ||
| 1.5 | Elect James A. Locke III | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Daniel J. McCarthy | Mgmt | For | For | For | ||
| 1.7 | Elect Richard Sands | Mgmt | For | For | For | ||
| 1.8 | Elect Robert Sands | Mgmt | For | For | For | ||
| 1.9 | Elect Judy A. Schmeling | Mgmt | For | For | For | ||
| 1.10 | Elect Keith E. Wandell | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Amendment to the Long-Term Stock Incentive Plan | Mgmt | For | For | For | ||
| CVS Health Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVS | CUSIP 126650100 | 03/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Issuance of Stock for Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| CVS Health Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVS | CUSIP 126650100 | 06/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard M. Bracken | Mgmt | For | For | For | ||
| 2 | Elect C. David Brown II | Mgmt | For | For | For | ||
| 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | ||
| 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | ||
| 5 | Elect David W. Dorman | Mgmt | For | For | For | ||
| 6 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
| 7 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
| 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
| 9 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
| 10 | Elect Richard J. Swift | Mgmt | For | For | For | ||
| 11 | Elect William C. Weldon | Mgmt | For | For | For | ||
| 12 | Elect Tony L. White | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Reduce Threshold for Shareholders' Right to Call a Special Meeting | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | ||
| Johnson & Johnson | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JNJ | CUSIP 478160104 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
| 2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
| 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
| 4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | ||
| 5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
| 6 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
| 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
| 8 | Elect William D. Perez | Mgmt | For | For | For | ||
| 9 | Elect Charles Prince | Mgmt | For | For | For | ||
| 10 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
| 11 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Lamb Weston Holdings Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LW | CUSIP 513272104 | 09/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charles A. Blixt | Mgmt | For | For | For | ||
| 2 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||
| 3 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
| 4 | Elect Thomas P. Maurer | Mgmt | For | For | For | ||
| 5 | Elect Hala G. Moddelmog | Mgmt | For | For | For | ||
| 6 | Elect Andrew J. Schindler | Mgmt | For | For | For | ||
| 7 | Elect Maria Renna Sharpe | Mgmt | For | For | For | ||
| 8 | Elect Thomas P. Werner | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 11 | Approval of the 2016 Stock Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Mondelez International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MDLZ | CUSIP 609207105 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
| 2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 3 | Elect Debra A. Crew | Mgmt | For | For | For | ||
| 4 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
| 5 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
| 6 | Elect Peter W. May | Mgmt | For | For | For | ||
| 7 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
| 8 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
| 9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
| 10 | Elect Christiana Shi | Mgmt | For | For | For | ||
| 11 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
| 12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
| 13 | Elect Dirk Van de Put | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | ||
| PepsiCo, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PEP | CUSIP 713448108 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
| 2 | Elect George W. Buckley | Mgmt | For | For | For | ||
| 3 | Elect Cesar Conde | Mgmt | For | For | For | ||
| 4 | Elect Ian M. Cook | Mgmt | For | For | For | ||
| 5 | Elect Dina Dublon | Mgmt | For | For | For | ||
| 6 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
| 7 | Elect William R. Johnson | Mgmt | For | For | For | ||
| 8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
| 9 | Elect David C. Page | Mgmt | For | For | For | ||
| 10 | Elect Robert C. Pohlad | Mgmt | For | For | For | ||
| 11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
| 12 | Elect Darren Walker | Mgmt | For | For | For | ||
| 13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| Philip Morris International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PM | CUSIP 718172109 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Harold Brown | Mgmt | For | For | For | ||
| 2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
| 3 | Elect Louis C. Camilleri | Mgmt | For | For | For | ||
| 4 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
| 5 | Elect Werner Geissler | Mgmt | For | For | For | ||
| 6 | Elect Lisa A. Hook | Mgmt | For | For | For | ||
| 7 | Elect Jennifer Xin-Zhe Li | Mgmt | For | For | For | ||
| 8 | Elect Jun Makihara | Mgmt | For | For | For | ||
| 9 | Elect Sergio Marchionne | Mgmt | For | Against | Against | ||
| 10 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
| 11 | Elect Lucio A. Noto | Mgmt | For | For | For | ||
| 12 | Elect Frederik Paulsen | Mgmt | For | For | For | ||
| 13 | Elect Robert B. Polet | Mgmt | For | For | For | ||
| 14 | Elect Stephen M. Wolf | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| Pinnacle Foods Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PF | CUSIP 72348P104 | 05/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ann Fandozzi | Mgmt | For | For | For | ||
| 1.2 | Elect Mark Jung | Mgmt | For | For | For | ||
| 1.3 | Elect Ioannis Skoufalos | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Sysco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SYY | CUSIP 871829107 | 11/17/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||
| 2 | Elect John M. Cassaday | Mgmt | For | For | For | ||
| 3 | Elect William J. DeLaney | Mgmt | For | For | For | ||
| 4 | Elect Joshua D. Frank | Mgmt | For | For | For | ||
| 5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
| 6 | Elect Bradley M. Halverson | Mgmt | For | For | For | ||
| 7 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | ||
| 8 | Elect Nancy S. Newcomb | Mgmt | For | For | For | ||
| 9 | Elect Nelson Peltz | Mgmt | For | For | For | ||
| 10 | Elect Edward D. Shirley | Mgmt | For | For | For | ||
| 11 | Elect Sheila G. Talton | Mgmt | For | For | For | ||
| 12 | Elect Richard G. Tilghman | Mgmt | For | For | For | ||
| 13 | Elect Jackie M. Ward | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| The Kraft Heinz Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KHC | CUSIP 500754106 | 04/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
| 2 | Elect Alexandre Behring | Mgmt | For | For | For | ||
| 3 | Elect John T. Cahill | Mgmt | For | For | For | ||
| 4 | Elect Tracy Britt Cool | Mgmt | For | For | For | ||
| 5 | Elect Feroz Dewan | Mgmt | For | For | For | ||
| 6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
| 7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | ||
| 8 | Elect John C. Pope | Mgmt | For | For | For | ||
| 9 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | ||
| 10 | Elect Alexandre Van Damme | Mgmt | For | For | For | ||
| 11 | Elect George El Zoghbi | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
| The Kroger Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KR | CUSIP 501044101 | 06/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | ||
| 2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||
| 3 | Elect Anne Gates | Mgmt | For | For | For | ||
| 4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
| 5 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||
| 6 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||
| 7 | Elect Clyde R. Moore | Mgmt | For | For | For | ||
| 8 | Elect James A. Runde | Mgmt | For | For | For | ||
| 9 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
| 10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||
| 11 | Elect Mark S. Sutton | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Adoption of Proxy Access | Mgmt | For | For | For | ||
| 14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| The Procter & Gamble Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PG | CUSIP 742718109 | 10/10/2017 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Francis S. Blake | Mgmt | For | TNA | N/A | ||
| 1.2 | Elect Angela F. Braly | Mgmt | For | TNA | N/A | ||
| 1.3 | Elect Amy Chang | Mgmt | For | TNA | N/A | ||
| 1.4 | Elect Kenneth I. Chenault | Mgmt | For | TNA | N/A | ||
| 1.5 | Elect Scott D. Cook | Mgmt | For | TNA | N/A | ||
| 1.6 | Elect Terry J. Lundgren | Mgmt | For | TNA | N/A | ||
| 1.7 | Elect W. James McNerney, Jr. | Mgmt | For | TNA | N/A | ||
| 1.8 | Elect David. S. Taylor | Mgmt | For | TNA | N/A | ||
| 1.9 | Elect Margaret C. Whitman | Mgmt | For | TNA | N/A | ||
| 1.10 | Elect Patricia A. Woertz | Mgmt | For | TNA | N/A | ||
| 1.11 | Elect Ernesto Zedillo | Mgmt | For | TNA | N/A | ||
| 2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | ||
| 5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | TNA | N/A | ||
| 6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | TNA | N/A | ||
| 7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | TNA | N/A | ||
| 8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | TNA | N/A | ||
| The Procter & Gamble Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PG | CUSIP 742718109 | 10/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Nelson Peltz | ShrHoldr | N/A | For | N/A | ||
| 1.2 | Elect Mgmt. Nominee Francis S. Blake | ShrHoldr | N/A | For | N/A | ||
| 1.3 | Elect Mgmt. Nominee Angela F. Braly | ShrHoldr | N/A | For | N/A | ||
| 1.4 | Elect Mgmt. Nominee Amy L. Chang | ShrHoldr | N/A | For | N/A | ||
| 1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | ShrHoldr | N/A | For | N/A | ||
| 1.6 | Elect Mgmt. Nominee Scott D. Cook | ShrHoldr | N/A | For | N/A | ||
| 1.7 | Elect Mgmt. Nominee Terry J. Lundgren | ShrHoldr | N/A | For | N/A | ||
| 1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | ShrHoldr | N/A | For | N/A | ||
| 1.9 | Elect Mgmt. Nominee David. S. Taylor | ShrHoldr | N/A | For | N/A | ||
| 1.10 | Elect Mgmt. Nominee Margaret C. Whitman | ShrHoldr | N/A | For | N/A | ||
| 1.11 | Elect Mgmt. Nominee Patricia A. Woertz | ShrHoldr | N/A | For | N/A | ||
| 2 | Ratification of Auditor | ShrHoldr | N/A | For | N/A | ||
| 3 | Advisory Vote on Executive Compensation | ShrHoldr | N/A | For | N/A | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | ShrHoldr | N/A | 1 Year | N/A | ||
| 5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | N/A | Against | N/A | ||
| 6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | N/A | Against | N/A | ||
| 7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | N/A | Against | N/A | ||
| 8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | For | N/A | ||
| Tyson Foods, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TSN | CUSIP 902494103 | 02/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John H. Tyson | Mgmt | For | For | For | ||
| 2 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Dean Banks | Mgmt | For | For | For | ||
| 4 | Elect Mike D. Beebe | Mgmt | For | Against | Against | ||
| 5 | Elect Mikel A. Durham | Mgmt | For | Against | Against | ||
| 6 | Elect Tom Hayes | Mgmt | For | For | For | ||
| 7 | Elect Kevin M. McNamara | Mgmt | For | For | For | ||
| 8 | Elect Cheryl S. Miller | Mgmt | For | For | For | ||
| 9 | Elect Jeffrey K. Schomburger | Mgmt | For | For | For | ||
| 10 | Elect Robert Thurber | Mgmt | For | Against | Against | ||
| 11 | Elect Barbara A. Tyson | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Amendment to the 2000 Stock Incentive Plan | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Against | For | Against | ||
| US Foods Holding Corp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| USFD | CUSIP 912008109 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John A. Lederer | Mgmt | For | For | For | ||
| 2 | Elect Carl A. Pforzheimer | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 5 | Amendments to Charter/Bylaw - Bundled | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Walgreens Boots Alliance, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WBA | CUSIP 931427108 | 01/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||
| 2 | Elect Janice M. Babiak | Mgmt | For | For | For | ||
| 3 | Elect David J. Brailer | Mgmt | For | For | For | ||
| 4 | Elect William C. Foote | Mgmt | For | For | For | ||
| 5 | Elect Ginger L. Graham | Mgmt | For | For | For | ||
| 6 | Elect John A. Lederer | Mgmt | For | For | For | ||
| 7 | Elect Dominic P. Murphy | Mgmt | For | For | For | ||
| 8 | Elect Stefano Pessina | Mgmt | For | For | For | ||
| 9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||
| 10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | ||
| 11 | Elect James A. Skinner | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| Walmart Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WMT | CUSIP 931142103 | 05/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
| 2 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 3 | Elect Sarah J. Friar | Mgmt | For | For | For | ||
| 4 | Elect Carla A. Harris | Mgmt | For | For | For | ||
| 5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
| 6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||
| 7 | Elect C. Douglas McMillon | Mgmt | For | For | For | ||
| 8 | Elect Gregory B. Penner | Mgmt | For | For | For | ||
| 9 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
| 10 | Elect S. Robson Walton | Mgmt | For | For | For | ||
| 11 | Elect Steuart L. Walton | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | ShrHoldr | Against | For | Against | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Emerging Markets Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| AAC Technologies Holdings Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2018 | CINS G2953R114 | 05/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect KOH Boon Hwee | Mgmt | For | For | For | ||
| 6 | Elect Richard MOK Joe Kuen | Mgmt | For | For | For | ||
| 7 | Elect Albert AU Siu Cheung | Mgmt | For | For | For | ||
| 8 | Elect Larry KWOK Lam Kwong | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
| Aboitiz Power Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AP | CINS Y0005M109 | 05/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Call to Order | Mgmt | For | For | For | ||
| 3 | Proof of Notice | Mgmt | For | For | For | ||
| 4 | Determination of Quorum | Mgmt | For | For | For | ||
| 5 | Meeting Minutes | Mgmt | For | For | For | ||
| 6 | President's Report | Mgmt | For | For | For | ||
| 7 | Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | Against | Against | ||
| 9 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 10 | Amendments to By-Laws | Mgmt | For | For | For | ||
| 11 | Elect Enrique M. Aboitiz, Jr. | Mgmt | For | Against | Against | ||
| 12 | Elect Jon Ramon Aboitiz | Mgmt | For | Against | Against | ||
| 13 | Elect Erramon I. Aboitiz | Mgmt | For | For | For | ||
| 14 | Elect Antonio R. Moraza | Mgmt | For | Against | Against | ||
| 15 | Elect Mikel A. Aboitiz | Mgmt | For | Against | Against | ||
| 16 | Elect Jaime Jose Y. Aboitiz | Mgmt | For | For | For | ||
| 17 | Elect Carlos C. Ejercito | Mgmt | For | Against | Against | ||
| 18 | Elect Romeo L. Bernardo | Mgmt | For | Against | Against | ||
| 19 | Elect Eric O. Recto | Mgmt | For | Against | Against | ||
| 20 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 21 | Adjournment | Mgmt | For | For | For | ||
| Agricultural Bank of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1288 | CINS Y00289119 | 03/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Fixed Assets Investment Budget | Mgmt | For | For | For | ||
| 4 | Elect LI Qiyun as a Director | Mgmt | For | For | For | ||
| 5 | Grant to the Board of A General Mandate to Issue Shares | Mgmt | For | For | For | ||
| 6 | Class and Par Value | Mgmt | For | For | For | ||
| 7 | Issuance Method | Mgmt | For | For | For | ||
| 8 | Amount and Use of Proceeds | Mgmt | For | For | For | ||
| 9 | Target Subscribers and Subscription Method | Mgmt | For | For | For | ||
| 10 | Issuance Price and Pricing Principles | Mgmt | For | For | For | ||
| 11 | Issuing Volume | Mgmt | For | For | For | ||
| 12 | Lock-up Period | Mgmt | For | For | For | ||
| 13 | Place of Listing | Mgmt | For | For | For | ||
| 14 | Undistributed Profits | Mgmt | For | For | For | ||
| 15 | Validity of Resolution | Mgmt | For | For | For | ||
| 16 | Authorization in Respect of the Private Placement | Mgmt | For | For | For | ||
| 17 | Proposal on Being Qualified for Private Placement | Mgmt | For | For | For | ||
| 18 | Feasibility Analysis Report on the Use of Proceeds | Mgmt | For | For | For | ||
| 19 | Report on Utilization of Proceeds from Previous Fund Raising | Mgmt | For | For | For | ||
| 20 | Remedial Measures Regarding Dilution on Returns | Mgmt | For | For | For | ||
| 21 | Shareholders' Return Plan 2018-2020 | Mgmt | For | For | For | ||
| Agricultural Bank of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1288 | CINS Y00289119 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Directors' Report | Mgmt | For | For | For | ||
| 4 | Supervisors' Report | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Profit Distribution Plan | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 9 | Elect XIAO Xing | Mgmt | For | For | For | ||
| 10 | Charitable Donations | Mgmt | For | For | For | ||
| 11 | Elect HU Xiaohui | Mgmt | For | Against | Against | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Agricultural Bank of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1288 | CINS Y00289119 | 12/15/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Amendments to Rules of Procedure of Shareholders' General Meeting | Mgmt | For | For | For | ||
| 4 | Amendments to Rules of Procedure of Board of Directors | Mgmt | For | For | For | ||
| 5 | Amendments to Rules of Procedure of Board of Supervisors | Mgmt | For | For | For | ||
| 6 | Adjustment to Board Authorization regarding Approving Write-off of Credit Assets | Mgmt | For | For | For | ||
| 7 | Elect WANG Wei | Mgmt | For | For | For | ||
| 8 | Elect GUO Ningning | Mgmt | For | For | For | ||
| 9 | Directors' and Supervisors' Final Remuneration for 2016 | Mgmt | For | For | For | ||
| 10 | Elect ZHANG Dinglong | Mgmt | For | Against | Against | ||
| 11 | Elect CHEN Jianbo | Mgmt | For | For | For | ||
| 12 | Elect XU Jiandong | Mgmt | For | For | For | ||
| Akbank T.A.S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AKBNK | CINS M0300L106 | 03/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Election of Presiding Chair | Mgmt | For | For | For | ||
| 5 | Presentation of Directors' Report | Mgmt | For | For | For | ||
| 6 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
| 7 | Financial Statements | Mgmt | For | Against | Against | ||
| 8 | Ratification of Co-Option of Ahmet Fuat Ayla | Mgmt | For | For | For | ||
| 9 | Ratification of Board Acts | Mgmt | For | Against | Against | ||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 11 | Election of Directors | Mgmt | For | Against | Against | ||
| 12 | Directors' Fees | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 15 | Limit on Charitable Donations | Mgmt | For | For | For | ||
| 16 | Presentation of Report on Charitable Donations | Mgmt | For | For | For | ||
| Alibaba Group Holding Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BABA | CUSIP 01609W102 | 10/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | ||
| 2 | Elect Masayoshi Son | Mgmt | For | Against | Against | ||
| 3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | ||
| 4 | Appointment of Auditor | Mgmt | For | For | For | ||
| ASM Pacific Technology Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0522 | CINS G0535Q133 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 8 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
| 9 | Elect John LOK Kam Chong | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| Avista Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVA | CUSIP 05379B107 | 11/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Banco Do Brasil S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BBAS3 | CINS P11427112 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Luis Otavio Saliba Furtado | Mgmt | For | For | For | ||
| 6 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | Abstain | N/A | ||
| 7 | Allocate Cumulative Votes to Luis Otavio Saliba Furtado | Mgmt | N/A | Abstain | N/A | ||
| 8 | Supervisory Councils' Fees | Mgmt | For | For | For | ||
| 9 | Remuneration Policy | Mgmt | For | For | For | ||
| 10 | Audit Committee Fees | Mgmt | For | For | For | ||
| 11 | Request Cumulative Voting | Mgmt | N/A | Abstain | N/A | ||
| 12 | Request Separate Election for Board Member(s) | Mgmt | N/A | Abstain | N/A | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Banco Do Brasil S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BBAS3 | CINS P11427112 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | For | For | ||
| 4 | Adoption of Matching Share Plan | Mgmt | For | For | For | ||
| 5 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||
| Banco do Estado do Rio Grande do Sul SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRSR3 | CINS P12553247 | 04/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Elect Massao Fabio Oya as Supervisory Council Member Presented by Preferred Shareholders | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Bank Negara | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BBNI | CINS Y74568166 | 11/02/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Election of Commissioners | Mgmt | For | Against | Against | ||
| Bank Negara | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BBNI | CINS Y74568166 | 03/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | ||
| 5 | Appointment of Undisclosed Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 6 | Approval of the Company's Recovery Plan | Mgmt | For | For | For | ||
| 7 | Implementation of New Regulation | Mgmt | For | For | For | ||
| 8 | Amendments to Articles | Mgmt | For | Against | Against | ||
| 9 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | ||
| Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3988 | CINS Y0698A107 | 06/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Directors' Report | Mgmt | For | For | For | ||
| 4 | Supervisors' Report | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | 2018 Investment Budget | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Elect ZHANG Qingsong | Mgmt | For | For | For | ||
| 10 | Elect LI Jucai | Mgmt | For | Against | Against | ||
| 11 | Elect CHEN Yuhua as Supervisor | Mgmt | For | For | For | ||
| 12 | Directors' Fees | Mgmt | For | For | For | ||
| 13 | Supervisors' Fees | Mgmt | For | For | For | ||
| 14 | Capital Management Plan 2017-2020 | Mgmt | For | For | For | ||
| 15 | Charitable Donations | Mgmt | For | For | For | ||
| 16 | Authority to Issue Bonds | Mgmt | For | For | For | ||
| 17 | Authority to Issue Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For | ||
| 18 | Authority to Issue Write-down Undated Capital Bonds | Mgmt | For | For | For | ||
| 19 | Elect LIAO Qiang | Mgmt | For | For | For | ||
| Bank Pan Indonesia | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PNBN | CINS Y7136J285 | 05/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | ||
| 4 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 5 | Authority to Assign Duties and Responsibilities | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 7 | Approval of Recovery Plan | Mgmt | For | For | For | ||
| Bank Tabungan Negara | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BBTN | CINS Y71197100 | 12/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Election of Directors and/or Commissioners | Mgmt | For | Against | Against | ||
| Bank Tabungan Negara | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BBTN | CINS Y71197100 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 4 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 5 | Approval of the Company's Recovery Plan | Mgmt | For | For | For | ||
| 6 | Amendments to Articles of Pension Fund | Mgmt | For | Against | Against | ||
| 7 | Implementation of New Regulation | Mgmt | For | For | For | ||
| 8 | Amendments to Articles | Mgmt | For | For | For | ||
| 9 | Use of Proceeds from 2017 Bond Issuance | Mgmt | For | For | For | ||
| 10 | Election of Sharia Supervisory Board and Approval of Fees | Mgmt | For | Against | Against | ||
| 11 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | ||
| BanRegio Grupo Financiero S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFREGIO | CINS P1610L106 | 03/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Financial Statements; CEO's Report; Auditor's Report | Mgmt | For | Abstain | Against | ||
| 2 | Report of the Board of Directors | Mgmt | For | Abstain | Against | ||
| 3 | Report of the Audit and Corporate Governance Committees |
Mgmt | For | Abstain | Against | ||
| 4 | Allocation of Profits | Mgmt | For | Abstain | Against | ||
| 5 | Dividends | Mgmt | For | Abstain | Against | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||
| 7 | Report on Share Repurchase Program | Mgmt | For | Abstain | Against | ||
| 8 | Ratification of Board Acts | Mgmt | For | Abstain | Against | ||
| 9 | Election of Directors; Verification of Directors' Independence Status; Election of Board Chair and Secretary | Mgmt | For | Abstain | Against | ||
| 10 | Election of Audit and Corporate Governance Committee Chair and Members |
Mgmt | For | Abstain | Against | ||
| 11 | Directors' Fees | Mgmt | For | Abstain | Against | ||
| 12 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 13 | Minutes | Mgmt | For | For | For | ||
| BanRegio Grupo Financiero S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFREGIO | CINS P1610L106 | 11/22/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Ratify Resolutions Approved at the General Shareholders' Meeting | Mgmt | For | For | For | ||
| 2 | Restructuring | Mgmt | For | For | For | ||
| 3 | Authority to Create Subsidiary | Mgmt | For | For | For | ||
| 4 | Merger; Approve Merger Financial Statements | Mgmt | For | For | For | ||
| 5 | Approve Terms for the Termination of the Sole Accountability Agreement | Mgmt | For | Abstain | Against | ||
| 6 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| BanRegio Grupo Financiero S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFREGIO | CINS P1610L106 | 11/22/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Ratify Resolutions Approved at the General Shareholders' Meeting | Mgmt | For | For | For | ||
| 2 | Restructuring | Mgmt | For | For | For | ||
| 3 | Authority to Create Subsidiary | Mgmt | For | For | For | ||
| 4 | Merger; Approve Merger Financial Statements | Mgmt | For | For | For | ||
| 5 | Approve Terms for the Termination of the Sole Accountability Agreement | Mgmt | For | Abstain | Against | ||
| 6 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| China Agri-Industries Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0606 | CINS Y1375F104 | 07/07/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Acquisition | Mgmt | For | For | For | ||
| China Communications Construction Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1800 | CINS Y1R36J108 | 09/26/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Disposal | Mgmt | For | For | For | ||
| China Communications Construction Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1800 | CINS Y1R36J108 | 11/22/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Eligibility for Convertible Bonds Issuance | Mgmt | For | For | For | ||
| 4 | Type of securities to be issued | Mgmt | For | For | For | ||
| 5 | Size of issuance | Mgmt | For | For | For | ||
| 6 | Par value and issue price | Mgmt | For | For | For | ||
| 7 | Term | Mgmt | For | For | For | ||
| 8 | Interest rate | Mgmt | For | For | For | ||
| 9 | Method and timing of interest payment | Mgmt | For | For | For | ||
| 10 | Conversion period | Mgmt | For | For | For | ||
| 11 | Determination and adjustment of the conversion price |
Mgmt | For | For | For | ||
| 12 | Terms of downward adjustment to conversion price |
Mgmt | For | For | For | ||
| 13 | Method for determining the number of shares for conversion | Mgmt | For | For | For | ||
| 14 | Entitlement to dividend in the year of conversion | Mgmt | For | For | For | ||
| 15 | Terms of redemption | Mgmt | For | For | For | ||
| 16 | Terms of sale back | Mgmt | For | For | For | ||
| 17 | Method of issuance and target investors | Mgmt | For | For | For | ||
| 18 | Subscription arrangement for the existing shareholders |
Mgmt | For | For | For | ||
| 19 | A share convertible bond holders and A share convertible bond holders’ meetings | Mgmt | For | For | For | ||
| 20 | Use of proceeds | Mgmt | For | For | For | ||
| 21 | Rating | Mgmt | For | For | For | ||
| 22 | Guarantee and security | Mgmt | For | For | For | ||
| 23 | Deposit account for proceeds raised | Mgmt | For | For | For | ||
| 24 | Validity period of the resolution | Mgmt | For | For | For | ||
| 25 | Authorizations | Mgmt | For | For | For | ||
| 26 | Preliminary Plan to Issue Corporate Bonds | Mgmt | For | For | For | ||
| 27 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For | ||
| 28 | Approval of Dilution Measures for Bond Issuance | Mgmt | For | For | For | ||
| 29 | Adoption of Rules of Procedures for Bondholders' General Meeting | Mgmt | For | For | For | ||
| 30 | Board Authorization to Implement Bond Issuance | Mgmt | For | For | For | ||
| 31 | Shareholder Returns Plan | Mgmt | For | For | For | ||
| 32 | Report on Use of Previously Raised Proceeds | Mgmt | For | For | For | ||
| 33 | Amendments to Articles | Mgmt | For | For | For | ||
| 34 | Related Party Transactions: Subscription for Bonds | Mgmt | For | For | For | ||
| 35 | Elect LIU Qitao | Mgmt | For | Against | Against | ||
| 36 | Elect CHEN Fenjian | Mgmt | For | For | For | ||
| 37 | Elect FU Junyuan | Mgmt | For | For | For | ||
| 38 | Elect CHEN Yun | Mgmt | For | For | For | ||
| 39 | Elect LIU Maoxun | Mgmt | For | For | For | ||
| 40 | Elect QI Xiaofei | Mgmt | For | For | For | ||
| 41 | Elect HUANG Long | Mgmt | For | For | For | ||
| 42 | Elect ZHENG Changhong | Mgmt | For | For | For | ||
| 43 | Elect NGAI Wai Fung | Mgmt | For | Against | Against | ||
| 44 | Elect LI Sen | Mgmt | For | For | For | ||
| 45 | Elect WANG Yongbin | Mgmt | For | Against | Against | ||
| 46 | Authority to Give Guarantees | Mgmt | For | Abstain | Against | ||
| 47 | Self-inspection Report on Real Estate Business | Mgmt | For | For | For | ||
| 48 | Undertaking on Matters relating to Self-inspection Report on Real Estate Business | Mgmt | For | For | For | ||
| China Conch Venture Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 586 | CINS G2116J108 | 06/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect JI Qinying | Mgmt | For | Against | Against | ||
| 6 | Elect LI Jian | Mgmt | For | For | For | ||
| 7 | Elect Alex LAU Chi Wah | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Construction Bank Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0939 | CINS Y1397N101 | 06/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Directors' Report | Mgmt | For | For | For | ||
| 4 | Supervisors' Report | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Supervisors' Fees | Mgmt | For | For | For | ||
| 10 | Elect WANG Zuji | Mgmt | For | For | For | ||
| 11 | Elect PANG Xiusheng | Mgmt | For | For | For | ||
| 12 | Elect ZHANG Gengsheng | Mgmt | For | For | For | ||
| 13 | Elect LI Jun | Mgmt | For | Against | Against | ||
| 14 | Elect Anita FUNG Yuen Mei | Mgmt | For | For | For | ||
| 15 | Elect Carl Walter | Mgmt | For | For | For | ||
| 16 | Elect Kenneth Patrick CHUNG | Mgmt | For | For | For | ||
| 17 | Elect WU Jianhang as Supervisor | Mgmt | For | For | For | ||
| 18 | Elect FANG Qiuyue as Supervisor | Mgmt | For | Against | Against | ||
| 19 | Capital Plan 2018-2020 | Mgmt | For | For | For | ||
| 20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 21 | Amendments to Board Authority on External Donations | Mgmt | For | For | For | ||
| China Construction Bank Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0939 | CINS Y1397N101 | 10/09/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect TIAN Guoli as Director | Mgmt | For | For | For | ||
| China Everbright Greentech Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 01257 | CINS G2R55E103 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Elect WANG Tianyi | Mgmt | For | For | For | ||
| 6 | Elect QIAN Xiaodong | Mgmt | For | For | For | ||
| 7 | Elect YANG Zhiqiang | Mgmt | For | For | For | ||
| 8 | Elect WANG Yungang | Mgmt | For | For | For | ||
| 9 | Elect GUO Ying | Mgmt | For | For | For | ||
| 10 | Elect TANG Xianqing | Mgmt | For | For | For | ||
| 11 | Elect CHOW Siu Lui | Mgmt | For | For | For | ||
| 12 | Elect Philip Tsao | Mgmt | For | For | For | ||
| 13 | Elect YAN Houmin | Mgmt | For | For | For | ||
| 14 | Directors' Fees | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 18 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 19 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| China Everbright International Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0257 | CINS Y14226107 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Raymond WONG Kam Chung | Mgmt | For | For | For | ||
| 6 | Elect HU Yanguo | Mgmt | For | For | For | ||
| 7 | Elect QIAN Xiaodong | Mgmt | For | For | For | ||
| 8 | Elect Philip FAN Yan Hok | Mgmt | For | For | For | ||
| 9 | Elect Selwyn Mar | Mgmt | For | Against | Against | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Hongqiao Group Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1378 | CINS G21150100 | 08/31/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Elect ZHANG Shiping | Mgmt | For | Against | Against | ||
| 5 | Elect ZHENG Shuliang | Mgmt | For | For | For | ||
| 6 | Elect ZHANG Bo | Mgmt | For | For | For | ||
| 7 | Elect YANG Congsen | Mgmt | For | For | For | ||
| 8 | Elect ZHANG Jinglei | Mgmt | For | For | For | ||
| 9 | Elect XING Jian | Mgmt | For | For | For | ||
| 10 | Elect CHEN Yinghai | Mgmt | For | For | For | ||
| 11 | Elect HAN Benwen | Mgmt | For | For | For | ||
| 12 | Directors' Fees | Mgmt | For | Abstain | Against | ||
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 17 | Postponement of Adoption of Accounts and Reports and Declaration of Final Dividends | Mgmt | For | For | For | ||
| China Lesso Group Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2128 | CINS G2157Q102 | 05/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect LUO Jianfeng | Mgmt | For | For | For | ||
| 6 | Elect LIN Dewei | Mgmt | For | Against | Against | ||
| 7 | Elect CHEUNG Man Yu | Mgmt | For | For | For | ||
| 8 | Elect LAN Fang | Mgmt | For | For | For | ||
| 9 | Elect TAO Zhigang | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Mobile Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0941 | CINS Y14965100 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect SHANG Bing | Mgmt | For | For | For | ||
| 6 | Elect LI Yue | Mgmt | For | For | For | ||
| 7 | Elect SHA Yuejia | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Petroleum & Chemical Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0386 | CINS Y15010104 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Directors' Report | Mgmt | For | For | For | ||
| 4 | Supervisors' Report | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Authority to Declare Interim Dividends | Mgmt | For | For | For | ||
| 8 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Service Contracts of Directors and Supervisors | Mgmt | For | For | For | ||
| 10 | Amendments to Articles | Mgmt | For | For | For | ||
| 11 | Amendments to Rules and Procedures for Board Meetings | Mgmt | For | For | For | ||
| 12 | Establishment of Nomination Committee | Mgmt | For | For | For | ||
| 13 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||
| 14 | Authority to Issue Domestic and/or Foreign Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 15 | Elect DAI Houliang | Mgmt | For | Against | Against | ||
| 16 | Elect LI Yunpeng | Mgmt | For | For | For | ||
| 17 | Elect JIAO Fangzheng | Mgmt | For | For | For | ||
| 18 | Elect MA Yongsheng | Mgmt | For | For | For | ||
| 19 | Elect LING Yiqun | Mgmt | For | For | For | ||
| 20 | Elect LIU Zhongyun | Mgmt | For | For | For | ||
| 21 | Elect LI Yong | Mgmt | For | For | For | ||
| 22 | Elect TANG Min | Mgmt | For | For | For | ||
| 23 | Elect FAN Gang | Mgmt | For | For | For | ||
| 24 | Elect CAI Hongbin | Mgmt | For | For | For | ||
| 25 | Elect Johnny NG Kar Ling | Mgmt | For | For | For | ||
| 26 | Elect ZHAO Dong as Supervisor | Mgmt | For | For | For | ||
| 27 | Elect JIANG Zhenying as Supervisor | Mgmt | For | Against | Against | ||
| 28 | Elect YANG Changjiang as Supervisor | Mgmt | For | Against | Against | ||
| 29 | Elect ZHANG Baolong as Supervisor | Mgmt | For | Against | Against | ||
| 30 | Elect ZOU Huiping as Supervisor | Mgmt | For | For | For | ||
| 31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| China Resources Cement Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1313 | CINS G2113L106 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect DU Wenmin | Mgmt | For | Against | Against | ||
| 6 | Elect CHEN Ying | Mgmt | For | Against | Against | ||
| 7 | Elect Stephen IP Shu Kwan | Mgmt | For | Against | Against | ||
| 8 | Elect Nelson LAM Chi Yuen | Mgmt | For | Against | Against | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Cimsa Cimento Sanayi ve Ticaret A.S. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CIMSA | CINS M2422Q104 | 03/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
| 2 | Presentation of Directors' Report | Mgmt | For | For | For | ||
| 3 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
| 4 | Financial Statements | Mgmt | For | For | For | ||
| 5 | Ratification of Co-Option of Gokhan Eyigun | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Election of Directors; Board Term Length | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | Against | Against | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Presentation of Report on Charitable Donations | Mgmt | For | For | For | ||
| 12 | Limit on Charitable Donations | Mgmt | For | For | For | ||
| 13 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| Cnooc Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0883 | CINS Y1662W117 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Elect YUAN Guangyu | Mgmt | For | For | For | ||
| 7 | Elect YANG Hua | Mgmt | For | Against | Against | ||
| 8 | Elect Wang Dongjin | Mgmt | For | For | For | ||
| 9 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| DGB Financial Group Co Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 139130 | CINS Y2058E109 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Elect KIM Kyung Ryong | Mgmt | For | For | For | ||
| 3 | Elect JO Hae Nyung | Mgmt | For | For | For | ||
| 4 | Elect SEO In Deok | Mgmt | For | For | For | ||
| 5 | Elect HA Jong Hwa | Mgmt | For | Against | Against | ||
| 6 | Elect LEE Dahm | Mgmt | For | For | For | ||
| 7 | Election of Audit Committee Member: HA Jong Hwa | Mgmt | For | Against | Against | ||
| 8 | Election of Audit Committee Member: LEE Dahm | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| DGB Financial Group Co Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 139130 | CINS Y2058E109 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect KIM Tae Oh | Mgmt | For | For | For | ||
| 2 | Directors' Fees | Mgmt | For | Against | Against | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| Electricity Generating Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGCO | CINS Y22834116 | 04/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Meeting Minutes | Mgmt | For | For | For | ||
| 3 | Results of Operations | Mgmt | For | For | For | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 7 | Article 18 | Mgmt | For | For | For | ||
| 8 | Article 29 | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | Against | Against | ||
| 10 | Elect Pasu Loharjun | Mgmt | For | Against | Against | ||
| 11 | Elect Nualnoi Treerat | Mgmt | For | For | For | ||
| 12 | Elect Bordin Rassameethes | Mgmt | For | Against | Against | ||
| 13 | Elect Witoon Kulcharoenwirat | Mgmt | For | Against | Against | ||
| 14 | Elect Wisak Watanasap | Mgmt | For | Against | Against | ||
| 15 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Energy Development Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EDC | CINS Y2292T102 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Call to Order | Mgmt | For | For | For | ||
| 2 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | ||
| 3 | Meeting Minutes | Mgmt | For | For | For | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 6 | Elect Federico R. Lopez | Mgmt | For | Against | Against | ||
| 7 | Elect Richard B. Tantoco | Mgmt | For | For | For | ||
| 8 | Elect Francis Giles B. Puno | Mgmt | For | Against | Against | ||
| 9 | Elect Jonathan C. Russell | Mgmt | For | Against | Against | ||
| 10 | Elect Joaquin E. Quintos IV | Mgmt | For | Against | Against | ||
| 11 | Elect David Simon Luboff | Mgmt | For | For | For | ||
| 12 | Elect David Andrew Baldwin | Mgmt | For | Against | Against | ||
| 13 | Elect Christopher Eu Sun Low | Mgmt | For | For | For | ||
| 14 | Elect Manuel I. Ayala | Mgmt | For | For | For | ||
| 15 | Elect Edgar O. Chua | Mgmt | For | For | For | ||
| 16 | Elect Francisco Ed Lim | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 19 | Adjournment | Mgmt | For | For | For | ||
| 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Energy Development Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EDC | CINS Y2292T102 | 12/12/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Call to Order | Mgmt | For | For | For | ||
| 3 | Proof of Notice and Quorum | Mgmt | For | For | For | ||
| 4 | Minutes | Mgmt | For | For | For | ||
| 5 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||
| 6 | Amendments to By-Laws | Mgmt | For | For | For | ||
| 7 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 8 | Adjournment | Mgmt | For | For | For | ||
| Fabrinet | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FN | CUSIP G3323L100 | 12/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Seamus Grady | Mgmt | For | For | For | ||
| 1.2 | Elect Thomas F. Kelly | Mgmt | For | For | For | ||
| 1.3 | Elect Frank H. Levinson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2010 Performance Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFNORTE | CINS P49501201 | 04/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | CEO's Report and Financial Statements | Mgmt | For | For | For | ||
| 2 | Report of the Board on Accounting Policies | Mgmt | For | For | For | ||
| 3 | Report of the Board on Operations and Activities | Mgmt | For | For | For | ||
| 4 | Report on Audit and Corporate Governance Committee's Operations and Activities | Mgmt | For | For | For | ||
| 5 | Ratification of Board, CEO and Audit and Corporate Governance Committee's Acts | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Elect Carlos Hank Gonzalez | Mgmt | For | For | For | ||
| 8 | Elect Juan Antonio Gonzalez Moreno | Mgmt | For | For | For | ||
| 9 | Elect David Villarreal Montemayor | Mgmt | For | For | For | ||
| 10 | Elect Jose Marcos Ramirez Miguel | Mgmt | For | For | For | ||
| 11 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | ||
| 12 | Elect Carmen Patricia Armendariz Guerra | Mgmt | For | For | For | ||
| 13 | Elect Hector Reyes-Retana y Dahl | Mgmt | For | For | For | ||
| 14 | Elect Eduardo Livas Cantu | Mgmt | For | For | For | ||
| 15 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | ||
| 16 | Elect Adrian G. Sada Cueva | Mgmt | For | For | For | ||
| 17 | Elect Alejandro Burillo Azcarraga | Mgmt | For | For | For | ||
| 18 | Elect Jose Antonio Chedraui Eguia | Mgmt | For | For | For | ||
| 19 | Elect Alfonso de Angoitia Noriega | Mgmt | For | For | For | ||
| 20 | Elect Olga Maria del Carmen Sanchez Cordero Davila | Mgmt | For | For | For | ||
| 21 | Elect Thomas Stanley Heather Rodriguez | Mgmt | For | For | For | ||
| 22 | Election of Graciela Gonzalez Moreno (Alternate) | Mgmt | For | For | For | ||
| 23 | Election of Juan Antonio Gonzalez Marcos (Alternate) | Mgmt | For | For | For | ||
| 24 | Election of Carlos de la Isla Corry (Alternate) | Mgmt | For | For | For | ||
| 25 | Election of Clemente Ismael Reyes Retana Valdes (Alternate) | Mgmt | For | For | For | ||
| 26 | Election of Alberto Halabe Hamui (Alternate) | Mgmt | For | For | For | ||
| 27 | Election of Manuel Aznar Nicolin (Alternate) | Mgmt | For | For | For | ||
| 28 | Election of Roberto Kelleher Vales (Alternate) | Mgmt | For | For | For | ||
| 29 | Election of Robert William Chandler Edwards (Alternate) | Mgmt | For | For | For | ||
| 30 | Election of Isaac Becker Kabacnik (Alternate) | Mgmt | For | For | For | ||
| 31 | Election of Jose Maria Garza Trevino (Alternate) | Mgmt | For | For | For | ||
| 32 | Election of Javier Braun Burillo (Alternate) | Mgmt | For | For | For | ||
| 33 | Election of Humberto Tafolla Nunez (Alternate) | Mgmt | For | For | For | ||
| 34 | Election of Guadalupe Phillips Margain (Alternate) | Mgmt | For | For | For | ||
| 35 | Election of Eduardo Alejandro Francisco Garcia Villegas (Alternate) | Mgmt | For | For | For | ||
| 36 | Election of Ricardo Maldonado Yanez (Alternate) | Mgmt | For | For | For | ||
| 37 | Election of Board Secretary | Mgmt | For | For | For | ||
| 38 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | ||
| 39 | Directors' Fees | Mgmt | For | For | For | ||
| 40 | Election of the Audit and Corporate Governance Committee Chair | Mgmt | For | For | For | ||
| 41 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 42 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFNORTE | CINS P49501201 | 06/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Dividends | Mgmt | For | For | For | ||
| 2 | Set Dividend Payment Date | Mgmt | For | For | For | ||
| 3 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFNORTE | CINS P49501201 | 12/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFNORTE | CINS P49501201 | 12/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Financial Statements | Mgmt | For | For | For | ||
| 2 | Merger (Grupo Financiero Interacciones) | Mgmt | For | For | For | ||
| 3 | Amendments to Article 8 (Reconciliation of Share Capital) | Mgmt | For | For | For | ||
| 4 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Grupo Financiero Interacciones SA CV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFINTER | CINS P4951R153 | 04/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Financial Statements | Mgmt | For | Abstain | Against | ||
| 2 | Report on the Activities of the Audit and Corporate Governance Committee | Mgmt | For | Abstain | Against | ||
| 3 | CEO's Report; Auditor's Report | Mgmt | For | Abstain | Against | ||
| 4 | Report on the Board's Opinion on CEO's Report | Mgmt | For | Abstain | Against | ||
| 5 | Report on Accounting Principles and Policies | Mgmt | For | Abstain | Against | ||
| 6 | Report on Board's Operation and Activities | Mgmt | For | Abstain | Against | ||
| 7 | Financial Statements | Mgmt | For | Abstain | Against | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | ||
| 9 | Election of Directors; Election of CEO; Election of Board Secretary; Fees | Mgmt | For | Abstain | Against | ||
| 10 | Election of Executive Committee Members | Mgmt | For | Abstain | Against | ||
| 11 | Election of Audit and Corporate Governance Committee Chair | Mgmt | For | Abstain | Against | ||
| 12 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Grupo Financiero Interacciones SA CV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFINTER | CINS P4951R153 | 12/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Financial Statements | Mgmt | For | Abstain | Against | ||
| 2 | Merger (Grupo Financiero Banorte) | Mgmt | For | For | For | ||
| 3 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Hanwha Chemical | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 009830 | CINS Y3065K104 | 03/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 3 | Capital Reduction | Mgmt | For | For | For | ||
| 4 | Elect KIM Chang Bum | Mgmt | For | For | For | ||
| 5 | Elect HAN Sang Heum | Mgmt | For | For | For | ||
| 6 | Elect YOON An Sik | Mgmt | For | For | For | ||
| 7 | Elect KIM Moon Soon | Mgmt | For | For | For | ||
| 8 | Elect LEE Kwang Min | Mgmt | For | For | For | ||
| 9 | Elect NOH Se Rae | Mgmt | For | For | For | ||
| 10 | Elect CHOI Man Gyu | Mgmt | For | For | For | ||
| 11 | Election of Audit Committee Member: KIM Moon Soon | Mgmt | For | For | For | ||
| 12 | Election of Audit Committee Member: LEE Gwang Min | Mgmt | For | For | For | ||
| 13 | Election of Audit Committee Member: CHOI Man Gyu | Mgmt | For | For | For | ||
| 14 | Directors' Fees | Mgmt | For | For | For | ||
| 15 | Amendments of Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | ||
| HCL Technologies Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HCLTECH | CINS Y3121G147 | 09/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Elect Sudhindar Krishan Khanna | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 4 | Appointment of Shiv Nadar (Managing Director - Chairman & Chief Strategy Officer); Approval or Remuneration | Mgmt | For | Against | Against | ||
| 5 | Elect Deepak Kapoor | Mgmt | For | For | For | ||
| Indo Tambangraya Megah Tbk, PT | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ITMG | CINS J23594112 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 4 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 5 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | ||
| 6 | Use of Proceeds from IPO | Mgmt | For | For | For | ||
| Indorama Ventures Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IVL | CINS ADPV12922 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Meeting Minutes | Mgmt | For | For | For | ||
| 2 | Results of Operations | Mgmt | For | For | For | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Kanit Si | Mgmt | For | For | For | ||
| 6 | Elect Dilip Kumar Agarwal | Mgmt | For | For | For | ||
| 7 | Elect Udey P.S. Gill | Mgmt | For | For | For | ||
| 8 | Elect Russell Leighton Kekuewa | Mgmt | For | For | For | ||
| 9 | Elect Chakramon Phasukavanich | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Amendments to Articles | Mgmt | For | For | For | ||
| 13 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Industrial & Commercial Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1398 | CINS Y3990B112 | 06/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Directors' Report | Mgmt | For | For | For | ||
| 3 | Supervisors' Report | Mgmt | For | For | For | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Profit Distribution Plan 2017 | Mgmt | For | For | For | ||
| 6 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | ||
| 7 | 2018-2020 Capital Planning of ICBC | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Elect CHENG Fengchao | Mgmt | For | Against | Against | ||
| 10 | Amendments to Articles |
Mgmt | For | For | For | ||
| 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Industrial Bank of Korea | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 024110 | CINS Y3994L108 | 03/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Directors' Fees | Mgmt | For | For | For | ||
| 3 | Corporate Auditors' Fees | Mgmt | For | For | For | ||
| Infosys Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INFY | CINS Y4082C133 | 02/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect and Appoint Salil S. Parekh as CEO and Managing Director; Approval of Remuneration | Mgmt | For | For | For | ||
| 3 | Re-designation of Director | Mgmt | For | For | For | ||
| Infosys Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INFY | CINS Y4082C133 | 10/07/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 3 | Elect Sundaram D. Nair | Mgmt | For | For | For | ||
| 4 | Elect Nandan Nilekani | Mgmt | For | For | For | ||
| 5 | Appoint U.B. Pravin Rao as Managing Director | Mgmt | For | For | For | ||
| Infosys Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INFY | CINS Y4082C133 | 06/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect U. B. Pravin Rao | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| Jubilant Life Sciences Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JUBILANT | CINS Y44787110 | 08/29/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Hari S. Bhartia | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 5 | Elect Vivek Mehra | Mgmt | For | For | For | ||
| 6 | Elect Sushil Kumar Roongta | Mgmt | For | For | For | ||
| 7 | Elect Priyavrat Bhartia | Mgmt | For | For | For | ||
| 8 | Elect Arjun Shanker Bhartia | Mgmt | For | For | For | ||
| 9 | Elect Pramod Yadav | Mgmt | For | For | For | ||
| 10 | Appointment of Pramod Yadav (Whole-Time Director); Approval of Remuneration | Mgmt | For | For | For | ||
| 11 | Non-Executive Directors' Commission | Mgmt | For | For | For | ||
| 12 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | ||
| KT&G Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 033780 | CINS Y49904108 | 03/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect BAEK Bok In as CEO | Mgmt | For | Against | Against | ||
| 4 | Elect KIM Heung Ryul | Mgmt | For | Against | Against | ||
| 5 | Board Size (Board Proposal) | Mgmt | For | For | For | ||
| 6 | Board Size (Shareholder Proposal) | ShrHoldr | Against | Against | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 9 | Elect BAEK Jong Soo (Board nominee) | Mgmt | For | N/A | N/A | ||
| 10 | Elect OH Cheol Ho (Shareholder Nominee) | ShrHoldr | Against | N/A | N/A | ||
| 11 | Elect WHAN Duk Hee (Shareholder Nominee) | ShrHoldr | Against | Against | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Elect BAEK Jong Soo (Board Nominee) | Mgmt | For | Abstain | Against | ||
| 15 | Elect Sonny CHUNG Seon Il (Board Nominee) | Mgmt | For | Abstain | Against | ||
| 16 | Elect OH Cheol Ho (Shareholder Nominee) | ShrHoldr | Against | Abstain | N/A | ||
| 17 | Elect WHAN Duk Hee (Shareholder Nominee) | ShrHoldr | Against | Abstain | N/A | ||
| 18 | Directors' Fees | Mgmt | For | For | For | ||
| 19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Lee & Man Paper Manufacturing Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2314 | CINS G5427W130 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Ross LI King Wai | Mgmt | For | For | For | ||
| 6 | Elect Tony WONG Kai Tung | Mgmt | For | For | For | ||
| 7 | Elect POON Chung Kwong | Mgmt | For | For | For | ||
| 8 | Elect Peter A. Davies | Mgmt | For | For | For | ||
| 9 | Elect David CHAU Shing Yim | Mgmt | For | Against | Against | ||
| 10 | Directors' Fees for 2017 | Mgmt | For | Against | Against | ||
| 11 | Directors' Fees for 2018 | Mgmt | For | Against | Against | ||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Link Net PT | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LINK | CINS Y71398104 | 01/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Articles | Mgmt | For | For | For | ||
| 2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Lotte Chemical Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 011170 | CINS Y5336U100 | 03/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||
| 3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | ||
| 4 | Directors' Fees | Mgmt | For | For | For | ||
| Metropolitan Bank & Trust Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MBT | CINS Y6028G136 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | CALL TO ORDER | Mgmt | For | For | For | ||
| 3 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | ||
| 4 | Meeting Minutes | Mgmt | For | For | For | ||
| 5 | President's Report | Mgmt | For | For | For | ||
| 6 | Ratification of Board, Committees and Management Acts | Mgmt | For | For | For | ||
| 7 | Elect Arthur V. Ty | Mgmt | For | Against | Against | ||
| 8 | Elect Francisco C. Sebastian | Mgmt | For | For | For | ||
| 9 | Elect Fabian S. Dee | Mgmt | For | For | For | ||
| 10 | Elect Jesli A. Lapus | Mgmt | For | For | For | ||
| 11 | Elect Alfred V. Ty | Mgmt | For | For | For | ||
| 12 | Elect Robin A. King | Mgmt | For | For | For | ||
| 13 | Elect Rex C. Drilon II | Mgmt | For | For | For | ||
| 14 | Elect Edmund A. Go | Mgmt | For | For | For | ||
| 15 | Elect Francisco F. Del Rosario, Jr. | Mgmt | For | For | For | ||
| 16 | Elect Vicente R. Cuna Jr. | Mgmt | For | For | For | ||
| 17 | Elect Edgar O. Chua | Mgmt | For | For | For | ||
| 18 | Elect Solomon S. Cua | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor | Mgmt | For | For | For | ||
| 20 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 21 | ADJOURNMENT | Mgmt | For | For | For | ||
| Mexichem, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 04/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Report of the CEO and Board | Mgmt | For | For | For | ||
| 3 | Financial Statements | Mgmt | For | Against | Against | ||
| 4 | Report on Tax Compliance | Mgmt | For | For | For | ||
| 5 | Report of the Audit and Corporate Governance | Mgmt | For | For | For | ||
| 6 | Approve Consolidated Profit | Mgmt | For | For | For | ||
| 7 | Approve Net Profit | Mgmt | For | For | For | ||
| 8 | Allocation of Net and Consolidated Profits | Mgmt | For | For | For | ||
| 9 | Elect Antonio del Valle Ruiz | Mgmt | For | For | For | ||
| 10 | Elect Juan Pablo del Valle Perochena | Mgmt | For | Against | Against | ||
| 11 | Elect Adolfo del Valle Ruiz | Mgmt | For | For | For | ||
| 12 | Elect Ignacio del Valle Ruiz | Mgmt | For | For | For | ||
| 13 | Elect Antonio del Valle Perochena | Mgmt | For | For | For | ||
| 14 | Elect Maria Guadalupe del Valle Perochena | Mgmt | For | For | For | ||
| 15 | Elect Jaime Ruiz Sacristan | Mgmt | For | Against | Against | ||
| 16 | Elect Fernando Benjamin Ruiz Sahagun | Mgmt | For | Against | Against | ||
| 17 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||
| 18 | Elect Eduardo Tricio Haro | Mgmt | For | For | For | ||
| 19 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | ||
| 20 | Elect Divo Milan Haddad | Mgmt | For | For | For | ||
| 21 | Elect Alma Rosa Moreno Razo | Mgmt | For | For | For | ||
| 22 | Elect Fernando Benjamin Ruiz Sahagun as Audit Committee Chair | Mgmt | For | Against | Against | ||
| 23 | Elect Eugenio Clariond Reyes-Retana as Corporate Governance Committee Cha | Mgmt | For | For | For | ||
| 24 | Elect Juan Pablo del Valle Perochena as Board Chair | Mgmt | For | Against | Against | ||
| 25 | Elect Juan Pablo del Rio Benitez as Board Secretary | Mgmt | For | For | For | ||
| 26 | Directors' Fees | Mgmt | For | For | For | ||
| 27 | Cancellation of Unused Amount from Previous Authority | Mgmt | For | For | For | ||
| 28 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 29 | Report on the Company's Share Repurchase Program | Mgmt | For | For | For | ||
| 30 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Mexichem, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 08/30/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Mexichem, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 11/16/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Dividend | Mgmt | For | For | For | ||
| 2 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| MOL Hungarian Oil and Gas Plc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOL | CINS X5S32S129 | 04/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hungary | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Voting Method | Mgmt | For | For | For | ||
| 2 | Election of Meeting Bodies | Mgmt | For | For | For | ||
| 3 | Financial Statements | Mgmt | For | For | For | ||
| 4 | Allocation of Profit/Dividends | Mgmt | For | For | For | ||
| 5 | Corporate Governance Declaration | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Presentation of Information on Share Repurchase | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | ||
| 10 | Elect Zsolt Hernádi to the Board of Directors | Mgmt | For | For | For | ||
| 11 | Elect Zoltan Aldott | Mgmt | For | For | For | ||
| 12 | Elect Andras Lanczi | Mgmt | For | For | For | ||
| 13 | Elect Csaba Szabo | Mgmt | For | For | For | ||
| Mondi plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MNDI | CINS G6258S107 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stephen Young | Mgmt | For | For | For | ||
| 2 | Elect Tanya Fratto | Mgmt | For | For | For | ||
| 3 | Elect Stephen C. Harris | Mgmt | For | For | For | ||
| 4 | Elect Andrew King | Mgmt | For | For | For | ||
| 5 | Elect Peter Oswald | Mgmt | For | For | For | ||
| 6 | Elect Fred Phaswana | Mgmt | For | For | For | ||
| 7 | Elect Dominique Reiniche | Mgmt | For | For | For | ||
| 8 | Elect David Williams | Mgmt | For | For | For | ||
| 9 | Elect Audit Committee Member (Tanya Fratto) | Mgmt | For | For | For | ||
| 10 | Elect Audit Committee Member (Stephen C. Harris) | Mgmt | For | For | For | ||
| 11 | Elect Audit Committee Member (Stephen Young) | Mgmt | For | For | For | ||
| 12 | Accounts and Reports (Mondi Ltd) | Mgmt | For | For | For | ||
| 13 | Remuneration Policy (Mondi Ltd) | Mgmt | For | For | For | ||
| 14 | Remuneration Report (Mondi Ltd) | Mgmt | For | For | For | ||
| 15 | Approve NEDs' Fees (Mondi Ltd) | Mgmt | For | For | For | ||
| 16 | Approve NEDs' Fee Structure (Mondi Ltd) | Mgmt | For | For | For | ||
| 17 | Final Dividend | Mgmt | For | For | For | ||
| 18 | Special Dividend | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor (Mondi Ltd) | Mgmt | For | For | For | ||
| 20 | Authority to Set Auditor's Fees (Mondi Ltd) | Mgmt | For | For | For | ||
| 21 | Approve Financial Assistance (Mondi Ltd) | Mgmt | For | For | For | ||
| 22 | General Authority to Issue Ordinary Shares (Mondi Ltd) | Mgmt | For | For | For | ||
| 23 | General Authority to Issue Special Converting Shares (Mondi Ltd) | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) | Mgmt | For | For | For | ||
| 25 | Authority to Repurchase Shares (Mondi Ltd) | Mgmt | For | For | For | ||
| 26 | Accounts and Reports (Mondi plc) | Mgmt | For | For | For | ||
| 27 | Remuneration Report (Mondi plc- Advisory) | Mgmt | For | For | For | ||
| 28 | Final Dividend (Mondi plc) | Mgmt | For | For | For | ||
| 29 | Special Dividend (Mondi plc) | Mgmt | For | For | For | ||
| 30 | Appointment of Auditor (Mondi plc) | Mgmt | For | For | For | ||
| 31 | Authority to Set Auditor's Fees (Mondi plc) | Mgmt | For | For | For | ||
| 32 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 33 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 34 | Authority to Repurchase Shares (Mondi plc) | Mgmt | For | For | For | ||
| 35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Moneta Money Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MONET | CINS X3R0GS100 | 10/26/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Czech Republic | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Meeting Procedures | Mgmt | For | For | For | ||
| 2 | Election of Presiding Chair and Other Meeting Officials | Mgmt | For | For | For | ||
| 3 | Elect Gabriel Eichler | Mgmt | For | For | For | ||
| 4 | Elect Tomas Pardubicky | Mgmt | For | For | For | ||
| 5 | Elect Audit Committee Member (Zuzana Prokopcova) | Mgmt | For | For | For | ||
| 6 | Supervisory Board Fees; Draft Agreement with Supervisory Board Members | Mgmt | For | For | For | ||
| 7 | Audit Committee Fees; Draft Agreement with Audit Committee Members | Mgmt | For | For | For | ||
| Motor Oil (Hellas) Corinth Refineries S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOH | CINS X55904100 | 06/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Greece | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | ||
| 3 | Election of Directors | Mgmt | For | Against | Against | ||
| 4 | Election of Audit Committee Members | Mgmt | For | Against | Against | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 7 | Directors' Fees | Mgmt | For | For | For | ||
| 8 | Special Bonus | Mgmt | For | Against | Against | ||
| 9 | Early Termination of Share Repurchase Program | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Creation of Special Reserve | Mgmt | For | For | For | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Nanya Technology Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2408 | CINS Y62066108 | 05/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Taiwan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Amendment to Procedural Rules | Mgmt | For | For | For | ||
| Nine Dragons Paper (Holdings) Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2689 | CINS G65318100 | 12/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect ZHANG Cheng Fei | Mgmt | For | Against | Against | ||
| 6 | Elect LAU Chun Shun | Mgmt | For | For | For | ||
| 7 | Elect ZHANG Lianpeng | Mgmt | For | Against | Against | ||
| 8 | Elect Maria TAM Wai Chu | Mgmt | For | Against | Against | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 14 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
| OTP Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OTP | CINS X60746181 | 04/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hungary | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Corporate Governance Report | Mgmt | For | For | For | ||
| 5 | Ratification of Management Acts | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 7 | Amendments to Articles | Mgmt | For | For | For | ||
| 8 | Elect Oliver Pequeux | Mgmt | For | For | For | ||
| 9 | Election of Oliver Requex as Audit Committee Member | Mgmt | For | For | For | ||
| 10 | Remuneration Guidelines | Mgmt | For | For | For | ||
| 11 | Supervisory Board and Directors' Fees | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Petron Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCOR | CINS Y6885F106 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Call to Order | Mgmt | For | For | For | ||
| 3 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | ||
| 4 | Meeting Minutes | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Elect Eduardo M. Cojuangco, Jr. | Mgmt | For | Against | Against | ||
| 9 | Elect Ramon S. Ang | Mgmt | For | For | For | ||
| 10 | Elect Lubin B. Nepomuceno | Mgmt | For | For | For | ||
| 11 | Elect Estelito P. Mendoza | Mgmt | For | For | For | ||
| 12 | Elect Jose P. De Jesus | Mgmt | For | For | For | ||
| 13 | Elect Ron W. Haddock | Mgmt | For | For | For | ||
| 14 | Elect Aurora T. Calderon | Mgmt | For | Against | Against | ||
| 15 | Elect Mirzan Mahathir | Mgmt | For | For | For | ||
| 16 | Elect Virgilio S. Jacinto | Mgmt | For | For | For | ||
| 17 | Elect Nelly Favis Villafuerte | Mgmt | For | For | For | ||
| 18 | Elect Horacio C. Ramos | Mgmt | For | For | For | ||
| 19 | Elect Reynaldo G. David | Mgmt | For | For | For | ||
| 20 | Elect Artemio V. Panganiban | Mgmt | For | Against | Against | ||
| 21 | Elect Margarito B Teves | Mgmt | For | Against | Against | ||
| 22 | Elect Carlos Jericho L. Petilla | Mgmt | For | For | For | ||
| 23 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 24 | Adjournment | Mgmt | For | For | For | ||
| PJSC Gazprom | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GAZP | CINS 368287207 | 06/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Annual Report | Mgmt | For | For | For | ||
| 3 | Financial Statements | Mgmt | For | For | For | ||
| 4 | Allocation of Profits | Mgmt | For | For | For | ||
| 5 | Allocation of Retained Earnings | Mgmt | For | For | For | ||
| 6 | Dividends | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor | Mgmt | For | For | For | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Audit Commission Fees | Mgmt | For | For | For | ||
| 11 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 15 | Elect Viktor A. Zubkov | Mgmt | For | Abstain | Against | ||
| 16 | Elect Timur A. Kulibaev | Mgmt | For | Abstain | Against | ||
| 17 | Elect Denis V. Manturov | Mgmt | For | Abstain | Against | ||
| 18 | Elect Vitaly A. Markelov | Mgmt | For | Abstain | Against | ||
| 19 | Elect Viktor G Martynov | Mgmt | For | For | For | ||
| 20 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | ||
| 21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 22 | Elect Alexander V. Novak | Mgmt | For | Abstain | Against | ||
| 23 | Elect Dmitry N. Patrushev | Mgmt | For | Abstain | Against | ||
| 24 | Elect Mikhail L. Sereda | Mgmt | For | Abstain | Against | ||
| 25 | Elect Vadim K. Bikulov | Mgmt | For | For | For | ||
| 26 | Elect Alexander A. Gladkov | Mgmt | For | For | For | ||
| 27 | Elect Margarita I. Mironova | Mgmt | For | For | For | ||
| 28 | Elect Yuri S. Nosov | Mgmt | For | For | For | ||
| 29 | Elect Karen I. Oganyan | Mgmt | For | For | For | ||
| 30 | Elect Alexandra A. Petrova | Mgmt | For | For | For | ||
| 31 | Elect Sergey R. Platonov | Mgmt | For | For | For | ||
| 32 | Elect Oksana V. Tarasenko | Mgmt | For | For | For | ||
| 33 | Elect Tatyana V. Fisenko | Mgmt | For | For | For | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 06/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Elect Vagit Y. Alekperov | Mgmt | N/A | Abstain | N/A | ||
| 4 | Elect Victor V. Blazheev | Mgmt | N/A | Abstain | N/A | ||
| 5 | Elect Toby T. Gati | Mgmt | N/A | For | N/A | ||
| 6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | ||
| 7 | Elect Igor S. Ivanov | Mgmt | N/A | Abstain | N/A | ||
| 8 | Elect Aleksandr V. Leyfrid | Mgmt | N/A | Abstain | N/A | ||
| 9 | Elect Ravil U. Maganov | Mgmt | N/A | Abstain | N/A | ||
| 10 | Elect Roger Munnings | Mgmt | N/A | For | N/A | ||
| 11 | Elect Richard H. Matzke | Mgmt | N/A | Abstain | N/A | ||
| 12 | Elect Ivan Pictet | Mgmt | N/A | For | N/A | ||
| 13 | Elect Leonid A. Fedun | Mgmt | N/A | Abstain | N/A | ||
| 14 | Elect Lyubov N. Khoba | Mgmt | N/A | Abstain | N/A | ||
| 15 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | ||
| 16 | Elect Pavel A. Suloev | Mgmt | For | For | For | ||
| 17 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | ||
| 18 | Directors' Fees (FY2017) | Mgmt | For | For | For | ||
| 19 | Directors' Fees (FY2018) | Mgmt | For | For | For | ||
| 20 | Audit Commission Members' Fees (FY2017) | Mgmt | For | For | For | ||
| 21 | Audit Commission Members' Fees (FY2018) | Mgmt | For | For | For | ||
| 22 | Appointment of Auditor | Mgmt | For | For | For | ||
| 23 | Amendments to Articles | Mgmt | For | For | For | ||
| 24 | D&O Insurance | Mgmt | For | For | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 12/04/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Interim Dividends (3Q2017) | Mgmt | For | For | For | ||
| 3 | Directors' Fees | Mgmt | For | For | For | ||
| 4 | Approval of the Company's Participation in the All-Russian Association of Employers the Russian Union of Industrialists and Entrepreneurs | Mgmt | For | For | For | ||
| 5 | Related Party Transactions | Mgmt | For | For | For | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Posco | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005490 | CINS Y70750115 | 03/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 3 | Amendments to Article 2 | Mgmt | For | For | For | ||
| 4 | Amendments to Article 27 | Mgmt | For | For | For | ||
| 5 | Amendments to Articles 29-2, 30 and 45 | Mgmt | For | For | For | ||
| 6 | Elect OH In Hwan | Mgmt | For | For | For | ||
| 7 | Elect JANG In Hwa | Mgmt | For | For | For | ||
| 8 | Elect YOU Seong | Mgmt | For | For | For | ||
| 9 | Elect JEON Joong Sun | Mgmt | For | For | For | ||
| 10 | Elect KIM Seong Jin | Mgmt | For | For | For | ||
| 11 | Elect KIM Joo Hyun | Mgmt | For | Against | Against | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Elect PARK Kyung Suh (Shareholder Proposal) | Mgmt | For | For | For | ||
| 14 | Elect BAHK Byong Won | Mgmt | For | For | For | ||
| 15 | Election of Audit Committee Member: BAHK Byong Won | Mgmt | For | For | For | ||
| 16 | Directors' Fees | Mgmt | For | For | For | ||
| PT Bukit Asam Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTBA | CINS Y8520P101 | 04/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Partnership and Community Development Program Report | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 6 | Amendments to Articles | Mgmt | For | For | For | ||
| 7 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | ||
| PT Indosat Terbuka | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ISAT | CINS Y7127S120 | 11/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Joy Wahjudi as President Director | Mgmt | For | For | For | ||
| PT Pembangunan Perumahan (Persero) Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTPP | CINS Y7131Q102 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Partnership and Community Development Report | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 7 | Implementation of New Regulation | Mgmt | For | For | For | ||
| 8 | Use of Proceeds from State Equity Participation | Mgmt | For | For | For | ||
| 9 | Use of Proceeds from IPO and Rights Issue | Mgmt | For | For | For | ||
| 10 | Amendments to Articles | Mgmt | For | For | For | ||
| 11 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | ||
| PT Waskita Beton Precast Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WSBP | CINS ADPV37306 | 04/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 6 | Use of Proceeds from IPO | Mgmt | For | For | For | ||
| 7 | Election of Directors and/or Commissioners | Mgmt | For | Against | Against | ||
| PT Waskita Karya Persero Terbuka | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WSKT | CINS Y714AE107 | 04/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 4 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 5 | Management and Employee Stock Option Program ("MESOP") |
Mgmt | For | For | For | ||
| 6 | Authority to Give Guarantees | Mgmt | For | Against | Against | ||
| 7 | Implementation of New Regulations | Mgmt | For | For | For | ||
| 8 | Use of Proceeds from Rights Issue and Bond | Mgmt | For | For | For | ||
| 9 | Amendments to Articles | Mgmt | For | For | For | ||
| 10 | Election of Directors and/or Commissioners | Mgmt | For | Against | Against | ||
| PT Wijaya Karya Beton Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WTON | CINS Y714AL101 | 03/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 4 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 5 | Use of IPO Proceeds | Mgmt | For | For | For | ||
| 6 | Amendments to Articles | Mgmt | For | Against | Against | ||
| 7 | Election of Commissioners and Director (Slate) | Mgmt | For | Against | Against | ||
| PT Wijaya Karya (Persero) Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WIKA | CINS Y7148V102 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Approval of Community Development Report | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 6 | Use of Proceeds | Mgmt | For | For | For | ||
| 7 | Change in the Company's Use of Proceeds from the LPO | Mgmt | For | Against | Against | ||
| 8 | Implementation of Regulation | Mgmt | For | For | For | ||
| 9 | Amendments to Articles | Mgmt | For | For | For | ||
| 10 | Election of Directors | Mgmt | For | Against | Against | ||
| 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| PTT Global Chemical Public Company Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTTGC | CINS Y7150W105 | 04/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3.1 | Elect Piyasvasti Amranand | Mgmt | For | For | For | ||
| 3.2 | Elect Pakorn Nilprapunt | Mgmt | For | Against | Against | ||
| 3.3 | Elect Somkit Lertpaithoon | Mgmt | For | Against | Against | ||
| 3.4 | Elect Nithi Chungcharoen | Mgmt | For | Against | Against | ||
| 3.5 | Elect Boobpha Amorkniatkajorn | Mgmt | For | Against | Against | ||
| 4 | Directors' Fees | Mgmt | For | Against | Against | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Amendments to Articles | Mgmt | For | For | For | ||
| 7 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| Rosneft Oil Co OAO | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROSN | CINS 67812M207 | 09/29/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Meeting Procedures | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Early Termination of Board Powers | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Interim Dividends (1H2017) | Mgmt | For | For | For | ||
| Rosneft Oil Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROSN | CINS 67812M207 | 06/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits | Mgmt | For | For | For | ||
| 4 | Dividends | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Audit Commission Fees | Mgmt | For | For | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Elect Olga A. Andrianova | Mgmt | For | For | For | ||
| 9 | Elect Alexander E. Bogashov | Mgmt | For | For | For | ||
| 10 | Elect Sergey I. Poma | Mgmt | For | For | For | ||
| 11 | Elect Zakhar B. Sabantsev | Mgmt | For | For | For | ||
| 12 | Elect Pavel G. Shumov | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Samsung Electronics Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005930 | CINS Y74718100 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | ||
| 3 | Elect KIM Sun Uk | Mgmt | For | For | For | ||
| 4 | Elect PARK Byung Gook | Mgmt | For | For | For | ||
| 5 | Elect LEE Sang Hoon | Mgmt | For | Against | Against | ||
| 6 | Elect KIM Ki Nam | Mgmt | For | For | For | ||
| 7 | Elect KIM Hyun Suk | Mgmt | For | For | For | ||
| 8 | Elect KOH Dong Jin | Mgmt | For | For | For | ||
| 9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| 11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Sberbank of Russia | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBER | CINS 80585Y308 | 06/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor | Mgmt | For | Against | Against | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Elect Esko Tapani Aho | Mgmt | For | For | For | ||
| 7 | Elect Leonid B. Boguslavskiy | Mgmt | For | For | For | ||
| 8 | Elect Valery P. Goreglyad | Mgmt | For | Abstain | Against | ||
| 9 | Elect Herman O. Gref | Mgmt | For | Abstain | Against | ||
| 10 | Elect Bella I. Zlatkis | Mgmt | For | Abstain | Against | ||
| 11 | Elect Nadezhda Y. Ivanova | Mgmt | For | Abstain | Against | ||
| 12 | Elect Sergey M. Ignatyev | Mgmt | For | Abstain | Against | ||
| 13 | Elect Aleksandr P. Kuleshov | Mgmt | For | For | For | ||
| 14 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | ||
| 15 | Elect Gennady G. Melikyan | Mgmt | For | For | For | ||
| 16 | Elect Maksim S. Oreshkin | Mgmt | For | Abstain | Against | ||
| 17 | Elect Olga N. Skorobogatova | Mgmt | For | Abstain | Against | ||
| 18 | Elect Nadia Wells | Mgmt | For | For | For | ||
| 19 | Elect Sergei A. Shvetsov | Mgmt | For | Abstain | Against | ||
| 20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 21 | Elect Alexey A. Bogatov | Mgmt | For | For | For | ||
| 22 | Elect Natalya P. Borodina | Mgmt | For | For | For | ||
| 23 | Elect Maria S. Voloshina | Mgmt | For | For | For | ||
| 24 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | ||
| 25 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | ||
| 26 | Elect Irina B. Litvinova | Mgmt | For | For | For | ||
| 27 | Elect Alexey E. Minenko | Mgmt | For | For | For | ||
| 28 | D&O Insurance | Mgmt | For | For | For | ||
| 29 | Amendments to Articles | Mgmt | For | For | For | ||
| 30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| SFA Engineering Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 056190 | CINS Y7676C104 | 03/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Elect KIM Young Min | Mgmt | For | For | For | ||
| 3 | Elect LEE Myung Jae | Mgmt | For | For | For | ||
| 4 | Elect JEON Yong Bae | Mgmt | For | For | For | ||
| 5 | Elect JO In Hwae | Mgmt | For | For | For | ||
| 6 | Elect JANG Soon Nam | Mgmt | For | For | For | ||
| 7 | Election of Audit Committee Member: JO In Hwae | Mgmt | For | For | For | ||
| 8 | Election of Audit Committee Member: JANG Soon Nam | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 02/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Acquisition | Mgmt | For | For | For | ||
| 4 | Elect BAI Hua | Mgmt | For | For | For | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Authority to Repurchase H Shares | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Directors' Report | Mgmt | For | For | For | ||
| 4 | Supervisors' Report | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | 2018 Financial Budget | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Authority to Give Guarantees (Mortgage Customers) | Mgmt | For | Abstain | Against | ||
| 10 | Authority to Give Guarantees (Subsidiaries) | Mgmt | For | Abstain | Against | ||
| 11 | Issue Size and Method | Mgmt | For | For | For | ||
| 12 | Type of Debentures | Mgmt | For | For | For | ||
| 13 | Maturity of Debentures | Mgmt | For | For | For | ||
| 14 | Target Subscribers and Placement Arrangements | Mgmt | For | For | For | ||
| 15 | Interest Rate | Mgmt | For | For | For | ||
| 16 | Use of Proceeds | Mgmt | For | For | For | ||
| 17 | Listing | Mgmt | For | For | For | ||
| 18 | Guarantee | Mgmt | For | For | For | ||
| 19 | Validity | Mgmt | For | For | For | ||
| 20 | Authorization | Mgmt | For | For | For | ||
| 21 | Amendments to Rules of Procedures for Board of Directors |
Mgmt | For | For | For | ||
| 22 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 23 | Authority to Repurchase H Shares | Mgmt | For | For | For | ||
| 24 | Elect CHEN Kai | Mgmt | For | For | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 12/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Eligibility for Public Issue of A Share Convertible Bonds | Mgmt | For | For | For | ||
| 3 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For | ||
| 4 | Report on Use of Proceeds of Previously Raised Funds | Mgmt | For | For | For | ||
| 5 | Shareholder Returns for the Three years 2017-2019 | Mgmt | For | For | For | ||
| 6 | Approval of Dilution Measures for A Share Convertible Bonds Issuance | Mgmt | For | For | For | ||
| 7 | Approval of Commitments of Management for Dilution Measures | Mgmt | For | For | For | ||
| 8 | Adoption of Rules of Procedures for A Share Convertible Bonds Holders' Meeting | Mgmt | For | For | For | ||
| 9 | Type | Mgmt | For | For | For | ||
| 10 | Issue Size | Mgmt | For | For | For | ||
| 11 | Par Value and Issue Price | Mgmt | For | For | For | ||
| 12 | Term of Bond | Mgmt | For | For | For | ||
| 13 | Interest Rate of Bond | Mgmt | For | For | For | ||
| 14 | Method and Timing of Interest Payment | Mgmt | For | For | For | ||
| 15 | Conversion Period | Mgmt | For | For | For | ||
| 16 | Determination of the Number of Conversion Shares | Mgmt | For | For | For | ||
| 17 | Determination of the Conversion Price | Mgmt | For | For | For | ||
| 18 | Adjustment to the Conversion Price | Mgmt | For | For | For | ||
| 19 | Downward Adjustment to the Conversion Price | Mgmt | For | For | For | ||
| 20 | Terms of Redemption | Mgmt | For | For | For | ||
| 21 | Terms of Sell-back | Mgmt | For | For | For | ||
| 22 | Dividend Rights of the Conversion Year | Mgmt | For | For | For | ||
| 23 | Method of Issuance and Target Investors | Mgmt | For | For | For | ||
| 24 | Subscription Arrangement for Existing A Shareholders | Mgmt | For | For | For | ||
| 25 | Relevant Matters on A Share Convertible Bonds holders' Meetings | Mgmt | For | For | For | ||
| 26 | Use of Proceeds | Mgmt | For | For | For | ||
| 27 | Management of Deposit of Proceeds | Mgmt | For | For | For | ||
| 28 | Guarantee | Mgmt | For | For | For | ||
| 29 | Validity Period of Resolution | Mgmt | For | For | For | ||
| 30 | Matters Relating to Authoriztion | Mgmt | For | For | For | ||
| 31 | Directors' and Supervisors' Remuneration | Mgmt | For | For | For | ||
| 32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 33 | Elect HU Wei | Mgmt | For | For | For | ||
| 34 | Elect LIAO Xiang Wen | Mgmt | For | For | For | ||
| 35 | Elect GONG Tao Tao | Mgmt | For | For | For | ||
| 36 | Elect LIU Ji | Mgmt | For | For | For | ||
| 37 | Elect CHAN Yan | Mgmt | For | For | For | ||
| 38 | Elect FAN Zhi Yong | Mgmt | For | For | For | ||
| 39 | Elect WU Ya De | Mgmt | For | For | For | ||
| 40 | Elect CHEN Yuan Jun | Mgmt | For | Against | Against | ||
| 41 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 42 | Elect HU Chun Yuan | Mgmt | For | Against | Against | ||
| 43 | Elect CAI Shuguang | Mgmt | For | For | For | ||
| 44 | Elect WEN Zhao Hua | Mgmt | For | For | For | ||
| 45 | Elect CHEN Xiao Lu | Mgmt | For | For | For | ||
| 46 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 47 | Elect WANG Zeng Jin | Mgmt | For | For | For | ||
| 48 | Elect YE Jun | Mgmt | For | Against | Against | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 12/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Type | Mgmt | For | For | For | ||
| 3 | Issue Size | Mgmt | For | For | For | ||
| 4 | Par Value and Issue Price | Mgmt | For | For | For | ||
| 5 | Term of Bond | Mgmt | For | For | For | ||
| 6 | Interest Rate of Bond | Mgmt | For | For | For | ||
| 7 | Method and Timing of Interest Payment | Mgmt | For | For | For | ||
| 8 | Conversion Period | Mgmt | For | For | For | ||
| 9 | Determination of the Number of Conversion Shares | Mgmt | For | For | For | ||
| 10 | Determination of the Conversion Price | Mgmt | For | For | For | ||
| 11 | Adjustment to the Conversion Price | Mgmt | For | For | For | ||
| 12 | Downward Adjustment to the Conversion Price | Mgmt | For | For | For | ||
| 13 | Terms of Redemption | Mgmt | For | For | For | ||
| 14 | Terms of Sell-back | Mgmt | For | For | For | ||
| 15 | Dividend Rights of the Conversion Year | Mgmt | For | For | For | ||
| 16 | Method of Issuance and Target Investors | Mgmt | For | For | For | ||
| 17 | Subscription Arrangement for Existing A Shareholders | Mgmt | For | For | For | ||
| 18 | Relevant Matters on A Share Convertible Bonds holders' Meetings | Mgmt | For | For | For | ||
| 19 | Use of Proceeds | Mgmt | For | For | For | ||
| 20 | Management of Deposit of Proceeds | Mgmt | For | For | For | ||
| 21 | Guarantee | Mgmt | For | For | For | ||
| 22 | Validity Period of Resolution | Mgmt | For | For | For | ||
| 23 | Matters Relating to Authoriztion | Mgmt | For | For | For | ||
| Shinhan Financial Group Co. Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 055550 | CINS Y7749X101 | 03/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2.1 | Elect KIM Hwa Nam | Mgmt | For | For | For | ||
| 2.2 | Elect PARK Byoung Dae | Mgmt | For | For | For | ||
| 2.3 | Elect PARK Cheul | Mgmt | For | For | For | ||
| 2.4 | Elect Steven LEE Sung Ryang | Mgmt | For | For | For | ||
| 2.5 | Elect CHOI Kyong Rok | Mgmt | For | For | For | ||
| 2.6 | Elect Philippe Avril | Mgmt | For | Against | Against | ||
| 2.7 | Elect Yuki Hirakawa | Mgmt | For | For | For | ||
| 3 | Election of Independent Director to Become Audit Committee Member: LEE Man Woo |
Mgmt | For | Against | Against | ||
| 4.1 | Election of Audit Committee Member: PARK Byoung Dae | Mgmt | For | For | For | ||
| 4.2 | Election of Audit Committee Member: Steven LEE Sung Ryang | Mgmt | For | For | For | ||
| 4.3 | Election of Audit Committee Member: JOO Jae Seong | Mgmt | For | For | For | ||
| 5 | Directors' Fees | Mgmt | For | For | For | ||
| Sinopec Kantons Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 934 | CINS G8165U100 | 06/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Xiang Xiwen | Mgmt | For | For | For | ||
| 6 | Elect Dai Liqi | Mgmt | For | Against | Against | ||
| 7 | Elect Priscilla WONG Pui Sze | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| SK Innovation Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 096770 | CINS Y8063L103 | 03/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Elect KIM Jeong Gwan | Mgmt | For | For | For | ||
| 3 | Election of Audit Committee Member: CHOI Woo Seok | Mgmt | For | For | For | ||
| 4 | Share Option Grant | Mgmt | For | For | For | ||
| 5 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | Against | Against | ||
| 6 | Directors' Fees | Mgmt | For | For | For | ||
| Sky Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SKY | CINS G8212B105 | 10/12/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
| 4 | Elect Jeremy Darroch | Mgmt | For | For | For | ||
| 5 | Elect Andrew Griffith | Mgmt | For | For | For | ||
| 6 | Elect Tracy Clarke | Mgmt | For | Against | Against | ||
| 7 | Elect Martin Gilbert | Mgmt | For | For | For | ||
| 8 | Elect Adine Grate | Mgmt | For | For | For | ||
| 9 | Elect Matthieu Pigasse | Mgmt | For | For | For | ||
| 10 | Elect Andy Sukawaty | Mgmt | For | Against | Against | ||
| 11 | Elect Katrin Wehr-Seiter | Mgmt | For | For | For | ||
| 12 | Elect James Murdoch | Mgmt | For | Against | Against | ||
| 13 | Elect Chase Carey | Mgmt | For | For | For | ||
| 14 | Elect John Nallen | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 16 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Smurfit Kappa Group Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SKG | CINS G8248F104 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Non-UK Issuer - Advisory) | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Carol Fairweather | Mgmt | For | For | For | ||
| 6 | Elect Liam O'Mahony | Mgmt | For | For | For | ||
| 7 | Elect Anthony Smurfit | Mgmt | For | For | For | ||
| 8 | Elect Ken Bowles | Mgmt | For | For | For | ||
| 9 | Elect Godefridus (Frits) P.F. Beurskens | Mgmt | For | For | For | ||
| 10 | Elect Christel Bories | Mgmt | For | Against | Against | ||
| 11 | Elect Irial Finan | Mgmt | For | For | For | ||
| 12 | Elect James A. Lawrence | Mgmt | For | For | For | ||
| 13 | Elect John Moloney | Mgmt | For | For | For | ||
| 14 | Elect Roberto Newell | Mgmt | For | For | For | ||
| 15 | Elect Jorgen Buhl Rasmussen | Mgmt | For | For | For | ||
| 16 | Elect Gonzalo Restrepo Lopez | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 24 | Performance Share Plan | Mgmt | For | For | For | ||
| 25 | Deferred Bonus Plan | Mgmt | For | For | For | ||
| Sunny Optical Technology Group Co Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2382 | CINS G8586D109 | 05/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect YE Liaoning | Mgmt | For | For | For | ||
| 6 | Elect WANG Wenjie | Mgmt | For | For | For | ||
| 7 | Elect Feng Hua Jun | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2330 | CINS Y84629107 | 06/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Taiwan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Elect F.C. TSENG | Mgmt | For | For | For | ||
| 5 | Elect Mei-ling Chen | Mgmt | For | For | For | ||
| 6 | Elect Mark LIU | Mgmt | For | For | For | ||
| 7 | Elect C.C. WEI | Mgmt | For | For | For | ||
| 8 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||
| 9 | Elect SHIH Stan | Mgmt | For | For | For | ||
| 10 | Elect Thomas J. Engibous | Mgmt | For | Against | Against | ||
| 11 | Elect CHEN Kok-Choo | Mgmt | For | For | For | ||
| 12 | Elect Michael R. Splinter | Mgmt | For | For | For | ||
| Tambang Batubara Bukit Asam Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTBA | CINS Y8520P101 | 11/29/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Articles | Mgmt | For | Against | Against | ||
| 2 | Stock Split | Mgmt | For | Against | Against | ||
| 3 | Election of Directors | Mgmt | For | Against | Against | ||
| Tencent Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 700 | CINS G87572163 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect LI Dong Sheng | Mgmt | For | For | For | ||
| 6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | ||
| 7 | Directors' Fees | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| TIM Participações SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TIMP3 | CINS P91536469 | 04/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Ratify Co-Option and Elect Mario Di Mauro | Mgmt | For | For | For | ||
| 6 | Ratify Co-Option and Elect Joao Cox Neto | Mgmt | For | Against | Against | ||
| 7 | Ratify Co-Option and Elect Celso Luis Loducca | Mgmt | For | For | For | ||
| 8 | Ratify Co-Option and Elect Piergiorgio Peluso | Mgmt | For | For | For | ||
| 9 | Elect Agostino Nuzzolo | Mgmt | For | For | For | ||
| 10 | Elect Raimondo Zizza | Mgmt | For | For | For | ||
| 11 | Elect Giovanni Ferigo | Mgmt | For | For | For | ||
| 12 | Supervisory Council Size | Mgmt | For | For | For | ||
| 13 | Election of Supervisory Council | Mgmt | For | For | For | ||
| 14 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | For | Against | Against | ||
| 15 | Remuneration Policy | Mgmt | For | Against | Against | ||
| TIM Participações SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TIMP3 | CINS P91536469 | 04/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Extension of Cooperation and Support Agreement | Mgmt | For | For | For | ||
| 4 | Adoption of Long-Term Incentive Plan | Mgmt | For | For | For | ||
| TTW Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TTW | CINS Y9002L113 | 04/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Meeting Minutes | Mgmt | For | For | For | ||
| 2 | Results of Operations | Mgmt | For | For | For | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Elect Plew Trivisvavet | Mgmt | For | Against | Against | ||
| 7 | Elect Phongsarit Tantisuvanichkul | Mgmt | For | For | For | ||
| 8 | Elect Suvich Pungchareon | Mgmt | For | For | For | ||
| 9 | Elect Somnuk Chaidejsuriya | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | Against | Against | ||
| 11 | Amendments to Articles | Mgmt | For | For | For | ||
| 12 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Turkcell Iletisim Hizmetleri A.S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TCELL | CINS M8903B102 | 03/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
| 5 | Minutes | Mgmt | For | For | For | ||
| 6 | Presentation of Directors' Report | Mgmt | For | For | For | ||
| 7 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
| 8 | Financial Statements | Mgmt | For | For | For | ||
| 9 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 10 | Charitable Donations | Mgmt | For | Against | Against | ||
| 11 | Amendments to Articles | Mgmt | For | For | For | ||
| 12 | Election of Directors; Board Term Length | Mgmt | For | Against | Against | ||
| 13 | Directors' Fees | Mgmt | For | Against | Against | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 16 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 17 | Presentation of Report on Guarantees | Mgmt | For | For | For | ||
| 18 | CLOSING | Mgmt | For | For | For | ||
| Turkiye Garanti Bankasi A.S. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GARAN | CINS M4752S106 | 03/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Opening; Election of Presiding Chair; Minutes | Mgmt | For | For | For | ||
| 2 | Presentation of Directors' Report | Mgmt | For | For | For | ||
| 3 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
| 4 | Financial Statements | Mgmt | For | Against | Against | ||
| 5 | Dividend Policy | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Co-Option of Directors | Mgmt | For | For | For | ||
| 8 | Ratification of Board Acts | Mgmt | For | Against | Against | ||
| 9 | Election of Directors | Mgmt | For | Against | Against | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Presentation of Compensation Policy | Mgmt | For | For | For | ||
| 12 | Directors' Fees | Mgmt | For | For | For | ||
| 13 | Charitable Donations | Mgmt | For | For | For | ||
| 14 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 15 | Presentation of Report on Competing Activities | Mgmt | For | For | For | ||
| Turkiye Petrol Rafinerileri A.S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TUPRS | CINS M8966X108 | 03/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
| 5 | Directors' Report | Mgmt | For | For | For | ||
| 6 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
| 7 | Financial Statements | Mgmt | For | For | For | ||
| 8 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 10 | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | For | ||
| 11 | Compensation Policy | Mgmt | For | For | For | ||
| 12 | Directors' Fees | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Charitable Donations | Mgmt | For | For | For | ||
| 15 | Presentation of Report on Guarantees | Mgmt | For | For | For | ||
| 16 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 17 | Wishes | Mgmt | For | For | For | ||
| West China Cement Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2233 | CINS G9550B111 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect ZHANG Jimin | Mgmt | For | Against | Against | ||
| 6 | Elect MA Weiping | Mgmt | For | For | For | ||
| 7 | Elect LIU Yan | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Yes Bank Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| YESBANK | CINS Y97636107 | 09/08/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Stock Split | Mgmt | For | For | For | ||
| 3 | Amendments to Memorandum (Capital Clause) | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Energy Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Andeavor | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ANDV | CUSIP 03349M105 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Rodney F. Chase | Mgmt | For | For | For | ||
| 2 | Elect Paul L. Foster | Mgmt | For | Against | Against | ||
| 3 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 4 | Elect Gregory J. Goff | Mgmt | For | For | For | ||
| 5 | Elect David Lilley | Mgmt | For | For | For | ||
| 6 | Elect Mary Pat McCarthy | Mgmt | For | For | For | ||
| 7 | Elect Jim W. Nokes | Mgmt | For | For | For | ||
| 8 | Elect William H. Schumann, III | Mgmt | For | For | For | ||
| 9 | Elect Jeff A. Stevens | Mgmt | For | For | For | ||
| 10 | Elect Susan Tomasky | Mgmt | For | For | For | ||
| 11 | Elect Michael E. Wiley | Mgmt | For | For | For | ||
| 12 | Elect Patrick Y. Yang | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Cabot Oil & Gas Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COG | CUSIP 127097103 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
| 1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
| 1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
| 1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
| 1.5 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
| 1.6 | Elect Robert Kelley | Mgmt | For | For | For | ||
| 1.7 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
| 1.8 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Centennial Resource Development, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CDEV | CUSIP 15136A102 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Karl E. Bandtel | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Matthew G. Hyde | Mgmt | For | For | For | ||
| 1.3 | Elect Jefferey H. Tepper | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Chevron Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVX | CUSIP 166764100 | 05/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Wanda M. Austin | Mgmt | For | For | For | ||
| 2 | Elect John B. Frank | Mgmt | For | For | For | ||
| 3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
| 4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
| 6 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 8 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
| 9 | Elect D. James Umpleby | Mgmt | For | For | For | ||
| 10 | Elect Michael K. Wirth | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| 14 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Report on Transition to Low Carbon Economy | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | ||
| Cimarex Energy Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XEC | CUSIP 171798101 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Joseph R. Albi | Mgmt | For | For | For | ||
| 2 | Elect Lisa A. Stewart | Mgmt | For | For | For | ||
| 3 | Elect Michael J. Sullivan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| EQT Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EQT | CUSIP 26884L109 | 06/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Vicky A. Bailey | Mgmt | For | For | For | ||
| 2 | Elect Philip G. Behrman | Mgmt | For | For | For | ||
| 3 | Elect Kenneth M. Burke | Mgmt | For | For | For | ||
| 4 | Elect A. Bray Cary, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Margaret K. Dorman | Mgmt | For | For | For | ||
| 6 | Elect Thomas F. Karam | Mgmt | For | For | For | ||
| 7 | Elect David L. Porges | Mgmt | For | For | For | ||
| 8 | Elect Daniel J. Rice IV | Mgmt | For | For | For | ||
| 9 | Elect James E. Rohr | Mgmt | For | For | For | ||
| 10 | Elect Norman J. Szydlowski | Mgmt | For | For | For | ||
| 11 | Elect Stephen A. Thorington | Mgmt | For | For | For | ||
| 12 | Elect Lee T. Todd, Jr. | Mgmt | For | For | For | ||
| 13 | Elect Christine J. Toretti | Mgmt | For | For | For | ||
| 14 | Elect Robert F. Vagt | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| EQT Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EQT | CUSIP 26884L109 | 11/09/2017 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger Issuance | ShrHoldr | N/A | TNA | N/A | ||
| 2 | Amendment to Charter Regarding Board Size | ShrHoldr | N/A | TNA | N/A | ||
| 3 | Right to Adjourn Meeting | ShrHoldr | N/A | TNA | N/A | ||
| EQT Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EQT | CUSIP 26884L109 | 11/09/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger Issuance | Mgmt | For | For | For | ||
| 2 | Amendment to Charter Regarding Board Size | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Exxon Mobil Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XOM | CUSIP 30231G102 | 05/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Susan K. Avery | Mgmt | For | For | For | ||
| 2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
| 3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
| 4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
| 5 | Elect Steven A. Kandarian | Mgmt | For | For | For | ||
| 6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
| 7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
| 8 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
| 9 | Elect William C. Weldon | Mgmt | For | For | For | ||
| 10 | Elect Darren W. Woods | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Golar LNG Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GLNG | CUSIP G9456A100 | 09/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Tor Olav Troim | Mgmt | For | For | For | ||
| 2 | Elect Daniel W. Rabun | Mgmt | For | For | For | ||
| 3 | Elect Frederik Halvorsen | Mgmt | For | For | For | ||
| 4 | Elect Carl Erik Steen | Mgmt | For | For | For | ||
| 5 | Elect Michael B. Ashford | Mgmt | For | For | For | ||
| 6 | Elect Niels G. Stolt-Nielsen | Mgmt | For | Against | Against | ||
| 7 | Elect Lori Wheeler Naess | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| HollyFrontier Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HFC | CUSIP 436106108 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Anne-Marie N. Ainsworth | Mgmt | For | For | For | ||
| 2 | Elect Douglas Y. Bech | Mgmt | For | For | For | ||
| 3 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
| 4 | Elect George Damiris | Mgmt | For | For | For | ||
| 5 | Elect Leldon E. Echols | Mgmt | For | For | For | ||
| 6 | Elect R. Kevin Hardage | Mgmt | For | Abstain | Against | ||
| 7 | Elect Michael C. Jennings | Mgmt | For | For | For | ||
| 8 | Elect Robert J. Kostelnik | Mgmt | For | For | For | ||
| 9 | Elect James H. Lee | Mgmt | For | For | For | ||
| 10 | Elect Franklin Myers | Mgmt | For | For | For | ||
| 11 | Elect Michael E. Rose | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Laredo Petroleum, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LPI | CUSIP 516806106 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect James R. Levy | Mgmt | For | For | For | ||
| 1.2 | Elect M.W. Scoggins | Mgmt | For | For | For | ||
| 1.3 | Elect Donald D. Wolf | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Magellan Midstream Partners, L.P. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MMP | CUSIP 559080106 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert G. Croyle | Mgmt | For | For | For | ||
| 1.2 | Elect Stacy P. Methvin | Mgmt | For | For | For | ||
| 1.3 | Elect Barry R. Pearl | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | ||
| 2 | Elect Donna A. James | Mgmt | For | For | For | ||
| 3 | Elect James E. Rohr | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 7 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | ||
| 8 | Elimination of Supermajority Requirement for Certificate Amendments and Director Removal | Mgmt | For | For | For | ||
| 9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| Matador Resources Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MTDR | CUSIP 576485205 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William M. Byerley | Mgmt | For | For | For | ||
| 2 | Elect Julia P. Forrester | Mgmt | For | Against | Against | ||
| 3 | Elect Timothy E. Parker | Mgmt | For | For | For | ||
| 4 | Elect David M. Posner | Mgmt | For | For | For | ||
| 5 | Elect Kenneth L. Stewart | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| Newfield Exploration Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NFX | CUSIP 651290108 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lee K. Boothby | Mgmt | For | For | For | ||
| 2 | Elect Pamela J. Gardner | Mgmt | For | For | For | ||
| 3 | Elect Edgar R. Giesinger | Mgmt | For | For | For | ||
| 4 | Elect Steven Nance | Mgmt | For | For | For | ||
| 5 | Elect Roger B. Plank | Mgmt | For | For | For | ||
| 6 | Elect Thomas G. Ricks | Mgmt | For | For | For | ||
| 7 | Elect Juanita F. Romans | Mgmt | For | For | For | ||
| 8 | Elect John W. Schanck | Mgmt | For | For | For | ||
| 9 | Elect J. Terry Strange | Mgmt | For | For | For | ||
| 10 | Elect J. Kent Wells | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Parsley Energy Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PE | CUSIP 701877102 | 05/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ronald Brokmeyer | Mgmt | For | For | For | ||
| 2 | Elect Hemang Desai | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Pembina Pipeline Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PPL | CUSIP 706327103 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Anne-Marie N. Ainsworth | Mgmt | For | For | For | ||
| 1.2 | Elect Douglas J. Arnell | Mgmt | For | For | For | ||
| 1.3 | Elect Michael H. Dilger | Mgmt | For | For | For | ||
| 1.4 | Elect Randall J. Findlay | Mgmt | For | For | For | ||
| 1.5 | Elect Maureen E. Howe | Mgmt | For | For | For | ||
| 1.6 | Elect Gordon J. Kerr | Mgmt | For | For | For | ||
| 1.7 | Elect David M.B. LeGresley | Mgmt | For | For | For | ||
| 1.8 | Elect Robert B. Michaleski | Mgmt | For | For | For | ||
| 1.9 | Elect Leslie A. O'Donoghue | Mgmt | For | For | For | ||
| 1.10 | Elect Bruce D. Rubin | Mgmt | For | For | For | ||
| 1.11 | Elect Jeffery T. Smith | Mgmt | For | For | For | ||
| 1.12 | Elect Henry W. Sykes | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Ring Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REI | CUSIP 76680V108 | 12/12/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kelly Hoffman | Mgmt | For | For | For | ||
| 1.2 | Elect David A. Fowler | Mgmt | For | For | For | ||
| 1.3 | Elect Lloyd T. Rochford | Mgmt | For | For | For | ||
| 1.4 | Elect Stanley M. McCabe | Mgmt | For | For | For | ||
| 1.5 | Elect Anthony B. Petrelli | Mgmt | For | For | For | ||
| 1.6 | Elect Clayton E. Woodrum | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| SM Energy Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SM | CUSIP 78454L100 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Larry W. Bickle | Mgmt | For | For | For | ||
| 2 | Elect Stephen R. Brand | Mgmt | For | For | For | ||
| 3 | Elect Loren M. Leiker | Mgmt | For | For | For | ||
| 4 | Elect Javan D. Ottoson | Mgmt | For | For | For | ||
| 5 | Elect Ramiro G. Peru | Mgmt | For | For | For | ||
| 6 | Elect Julio M. Quintana | Mgmt | For | For | For | ||
| 7 | Elect Rose M. Robeson | Mgmt | For | For | For | ||
| 8 | Elect William D. Sullivan | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | ||
| SRC Energy Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRCI | CUSIP 78470V108 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||
| 1.2 | Elect Jack N. Aydin | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel E. Kelly | Mgmt | For | For | For | ||
| 1.4 | Elect Paul J. Korus | Mgmt | For | For | For | ||
| 1.5 | Elect Raymond E. McElhaney | Mgmt | For | For | For | ||
| 1.6 | Elect Jennifer S. Zucker | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Total SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FP | CUSIP 89151E109 | 06/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
| 4 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | ||
| 5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 6 | Elect Patrick Pouyanne | Mgmt | For | For | For | ||
| 7 | Elect Patrick Artus | Mgmt | For | For | For | ||
| 8 | Elect Anne-Marie Idrac | Mgmt | For | For | For | ||
| 9 | Related Party Transactions | Mgmt | For | For | For | ||
| 10 | Related Party Transactions | Mgmt | For | For | For | ||
| 11 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
| 12 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
| 13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares and Convertible Securities Through Private Placement |
Mgmt | For | For | For | ||
| 17 | Greenshoe | Mgmt | For | For | For | ||
| 18 | Authority to Increase Capital in Consideration for Contributions in Kind |
Mgmt | For | For | For | ||
| 19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 20 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | ||
| Valero Energy Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VLO | CUSIP 91913Y100 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | ||
| 2 | Elect Joseph W. Gorder | Mgmt | For | For | For | ||
| 3 | Elect Kimberly S. Greene | Mgmt | For | For | For | ||
| 4 | Elect Deborah P. Majoras | Mgmt | For | For | For | ||
| 5 | Elect Donald L. Nickles | Mgmt | For | For | For | ||
| 6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | ||
| 7 | Elect Robert A. Profusek | Mgmt | For | For | For | ||
| 8 | Elect Stephen M. Waters | Mgmt | For | For | For | ||
| 9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
| 10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 14 | Approval of Shareholder Written Consent Right | Mgmt | For | For | For | ||
| W&T Offshore, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WTI | CUSIP 92922P106 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Virginia Boulet | Mgmt | For | For | For | ||
| 2 | Elect Stuart B. Katz | Mgmt | For | For | For | ||
| 3 | Elect Tracy W. Krohn | Mgmt | For | For | For | ||
| 4 | Elect S. James Nelson, Jr. | Mgmt | For | For | For | ||
| 5 | Elect B. Frank Stanley | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Equity Income Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| American Electric Power Company, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AEP | CUSIP 025537101 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
| 2 | Elect David J. Anderson | Mgmt | For | For | For | ||
| 3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
| 6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
| 7 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
| 8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
| 9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
| 11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | ||
| 12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| American Express Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AXP | CUSIP 025816109 | 05/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
| 2 | Elect John J. Brennan | Mgmt | For | For | For | ||
| 3 | Elect Peter Chernin | Mgmt | For | For | For | ||
| 4 | Elect Ralph de la Vega | Mgmt | For | For | For | ||
| 5 | Elect Anne M. A. Lauvergeon | Mgmt | For | For | For | ||
| 6 | Elect Micheal O. Leavitt | Mgmt | For | For | For | ||
| 7 | Elect Theodore Leonsis | Mgmt | For | For | For | ||
| 8 | Elect Richard C. Levin | Mgmt | For | For | For | ||
| 9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
| 10 | Elect Stephen J. Squeri | Mgmt | For | For | For | ||
| 11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
| 12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
| 13 | Elect Christopher Young | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Andeavor | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ANDV | CUSIP 03349M105 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Rodney F. Chase | Mgmt | For | For | For | ||
| 2 | Elect Paul L. Foster | Mgmt | For | Against | Against | ||
| 3 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 4 | Elect Gregory J. Goff | Mgmt | For | For | For | ||
| 5 | Elect David Lilley | Mgmt | For | For | For | ||
| 6 | Elect Mary Pat McCarthy | Mgmt | For | For | For | ||
| 7 | Elect Jim W. Nokes | Mgmt | For | For | For | ||
| 8 | Elect William H. Schumann, III | Mgmt | For | For | For | ||
| 9 | Elect Jeff A. Stevens | Mgmt | For | For | For | ||
| 10 | Elect Susan Tomasky | Mgmt | For | For | For | ||
| 11 | Elect Michael E. Wiley | Mgmt | For | For | For | ||
| 12 | Elect Patrick Y. Yang | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Apple Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AAPL | CUSIP 037833100 | 02/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James A. Bell | Mgmt | For | For | For | ||
| 2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
| 3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
| 5 | Elect Andrea Jung | Mgmt | For | For | For | ||
| 6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| 13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
| Avangrid, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGR | CUSIP 05351W103 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ignacio Sanchez Galan | Mgmt | For | For | For | ||
| 2 | Elect John E. Baldacci | Mgmt | For | For | For | ||
| 3 | Elect Pedro Azagra Blazquez | Mgmt | For | For | For | ||
| 4 | Elect Felipe de Jesus Calderon Hinojosa | Mgmt | For | For | For | ||
| 5 | Elect Arnold L. Chase | Mgmt | For | For | For | ||
| 6 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | ||
| 7 | Elect Carol L. Folt | Mgmt | For | For | For | ||
| 8 | Elect John L. Lahey | Mgmt | For | For | For | ||
| 9 | Elect Santiago Martinez Garrido | Mgmt | For | For | For | ||
| 10 | Elect Juan Carlos Rebollo Liceaga | Mgmt | For | For | For | ||
| 11 | Elect Jose Sainz Armada | Mgmt | For | For | For | ||
| 12 | Elect Alan D. Solomont | Mgmt | For | For | For | ||
| 13 | Elect Elizabeth Timm | Mgmt | For | For | For | ||
| 14 | Elect James P. Torgerson | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Avista Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVA | CUSIP 05379B107 | 11/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Bank of America Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAC | CUSIP 060505104 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | ||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | ||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | ||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | ||
| 6 | Elect Arnold W. Donald | Mgmt | For | Against | Against | ||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | ||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | ||
| 11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 12 | Elect Michael D. White | Mgmt | For | For | For | ||
| 13 | Elect Thomas D. Woods | Mgmt | For | For | For | ||
| 14 | Elect R. David Yost | Mgmt | For | For | For | ||
| 15 | Elect Maria T. Zuber | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| BlackRock Defined Opportunity Credit Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BHL | CUSIP 09255Q105 | 07/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For | ||
| 1.2 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
| 1.3 | Elect W. Carl Kester | Mgmt | For | For | For | ||
| 1.4 | Elect John M. Perlowski | Mgmt | For | For | For | ||
| BlackRock Enhanced Government Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGF | CUSIP 09255K108 | 07/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For | ||
| 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For | ||
| 1.3 | Elect Catherine A. Lynch | Mgmt | For | For | For | ||
| BlackRock Income Trust Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BKT | CUSIP 09247F100 | 07/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For | ||
| 1.2 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
| 1.3 | Elect W. Carl Kester | Mgmt | For | For | For | ||
| 1.4 | Elect John M. Perlowski | Mgmt | For | For | For | ||
| 2 | Shareholder Proposal Regarding Termination of Investment Advisory Agreement (for BlackRock Income Trust only) | ShrHoldr | Against | Against | For | ||
| Blackstone/gso Long-short Credit Income Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BSL | CUSIP 09256U105 | 11/17/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Extend Dissolution Date | Mgmt | For | Against | Against | ||
| Broadcom Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y09827109 | 04/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1A. | Elect Hock E. Tan | Mgmt | For | For | For | ||
| 1B. | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
| 1C. | Elect Gayla J. Delly | Mgmt | For | For | For | ||
| 1D. | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
| 1E. | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
| 1F. | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||
| 1G. | Elect Check Kian Low | Mgmt | For | For | For | ||
| 1H. | Elect Donald Macleod | Mgmt | For | For | For | ||
| 1I. | Elect Peter J. Marks | Mgmt | For | For | For | ||
| 1J. | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | ||
| 2. | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3. | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | ||
| 4. | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Broadcom Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y09827109 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reincorporation/Change of Continuance | Mgmt | For | For | For | ||
| Broadridge Financial Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BR | CUSIP 11133T103 | 11/16/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 2 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 3 | Elect Richard J. Daly | Mgmt | For | For | For | ||
| 4 | Elect Robert N. Duelks | Mgmt | For | For | For | ||
| 5 | Elect Richard J. Haviland | Mgmt | For | For | For | ||
| 6 | Elect Brett A. Keller | Mgmt | For | For | For | ||
| 7 | Elect Stuart R. Levine | Mgmt | For | For | For | ||
| 8 | Elect Maura A. Markus | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. Perna | Mgmt | For | For | For | ||
| 10 | Elect Alan J. Weber | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Brooks Automation, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRKS | CUSIP 114340102 | 01/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect A. Clinton Allen | Mgmt | For | For | For | ||
| 1.2 | Elect Robyn C. Davis | Mgmt | For | For | For | ||
| 1.3 | Elect Joseph R. Martin | Mgmt | For | For | For | ||
| 1.4 | Elect John K. McGillicuddy | Mgmt | For | For | For | ||
| 1.5 | Elect Krishna G. Palepu | Mgmt | For | For | For | ||
| 1.6 | Elect Kirk P. Pond | Mgmt | For | For | For | ||
| 1.7 | Elect Stephen S. Schwartz | Mgmt | For | For | For | ||
| 1.8 | Elect Alfred Woollacott III | Mgmt | For | For | For | ||
| 1.9 | Elect Mark S. Wrighton | Mgmt | For | For | For | ||
| 1.10 | Elect Ellen M. Zane | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| CenterPoint Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNP | CUSIP 15189T107 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie D. Biddle | Mgmt | For | For | For | ||
| 2 | Elect Milton Carroll | Mgmt | For | For | For | ||
| 3 | Elect Scott J. McLean | Mgmt | For | For | For | ||
| 4 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
| 5 | Elect Theodore F. Pound | Mgmt | For | For | For | ||
| 6 | Elect Scott M. Prochazka | Mgmt | For | For | For | ||
| 7 | Elect Susan O. Rheney | Mgmt | For | For | For | ||
| 8 | Elect Phillip R. Smith | Mgmt | For | For | For | ||
| 9 | Elect John W. Somerhalder II | Mgmt | For | For | For | ||
| 10 | Elect Peter S. Wareing | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Cimarex Energy Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XEC | CUSIP 171798101 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Joseph R. Albi | Mgmt | For | For | For | ||
| 2 | Elect Lisa A. Stewart | Mgmt | For | For | For | ||
| 3 | Elect Michael J. Sullivan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Consolidated Water Co. Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CWCO | CUSIP G23773107 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Wilmer F. Pergande | Mgmt | For | For | For | ||
| 1.2 | Elect Leonard J. Sokolow | Mgmt | For | For | For | ||
| 1.3 | Elect Raymond Whittaker | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cummins Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMI | CUSIP 231021106 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
| 2 | Elect Richard J. Freeland | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
| 4 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
| 5 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | ||
| 6 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
| 7 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
| 8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 10 | Elect William I. Miller | Mgmt | For | For | For | ||
| 11 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
| 12 | Elect Karen H. Quintos | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Amendment Regarding Shareholders Ability to Amend Bylaws | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting |
ShrHoldr | Against | For | Against | ||
| CVS Health Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVS | CUSIP 126650100 | 03/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Issuance of Stock for Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Cypress Semiconductor Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CY | CUSIP 232806109 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Steve Albrecht | Mgmt | For | For | For | ||
| 2 | Elect Hassane El-Khoury | Mgmt | For | For | For | ||
| 3 | Elect Oh Chul Kwon | Mgmt | For | For | For | ||
| 4 | Elect Catherine P. Lego | Mgmt | For | For | For | ||
| 5 | Elect Camillo Martino | Mgmt | For | For | For | ||
| 6 | Elect J. Daniel McCranie | Mgmt | For | Against | Against | ||
| 7 | Elect Jeffrey J. Owens | Mgmt | For | For | For | ||
| 8 | Elect Jeannine Sargent | Mgmt | For | For | For | ||
| 9 | Elect Michael S. Wishart | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| Deutsche High Income Opportunities Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DHG | CUSIP 25158Y102 | 09/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John W. Ballantine | Mgmt | For | For | For | ||
| 1.2 | Elect Dawn-Marie Driscoll | Mgmt | For | For | For | ||
| 1.3 | Elect Kenneth C. Froewiss | Mgmt | For | For | For | ||
| 1.4 | Elect Rebecca W. Rimel | Mgmt | For | For | For | ||
| Deutsche Multi-Market Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMM | CUSIP 25160E102 | 09/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John W. Ballantine | Mgmt | For | For | For | ||
| 1.2 | Elect Dawn-Marie Driscoll | Mgmt | For | For | For | ||
| 1.3 | Elect Kenneth C. Froewiss | Mgmt | For | For | For | ||
| 1.4 | Elect Rebecca W. Rimel | Mgmt | For | For | For | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| DXC Technology Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DXC | CUSIP 23355L106 | 08/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mukesh Aghi | Mgmt | For | For | For | ||
| 2 | Elect Amy E. Alving | Mgmt | For | For | For | ||
| 3 | Elect David L. Herzog | Mgmt | For | For | For | ||
| 4 | Elect Sachin S. Lawande | Mgmt | For | For | For | ||
| 5 | Elect J. Michael Lawrie | Mgmt | For | For | For | ||
| 6 | Elect Julio A Portalatin | Mgmt | For | For | For | ||
| 7 | Elect Peter Rutland | Mgmt | For | For | For | ||
| 8 | Elect Manoj P. Singh | Mgmt | For | For | For | ||
| 9 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
| 10 | Elect Robert F. Woods | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | 2017 Incentive Plan | Mgmt | For | For | For | ||
| Eastman Chemical Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EMN | CUSIP 277432100 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Humberto Alfonso | Mgmt | For | For | For | ||
| 2 | Elect Brett D. Begemann | Mgmt | For | For | For | ||
| 3 | Elect Michael P. Connors | Mgmt | For | Against | Against | ||
| 4 | Elect Mark J. Costa | Mgmt | For | For | For | ||
| 5 | Elect Stephen R. Demeritt | Mgmt | For | For | For | ||
| 6 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
| 7 | Elect Julie Fasone Holder | Mgmt | For | For | For | ||
| 8 | Elect Renee J. Hornbaker | Mgmt | For | For | For | ||
| 9 | Elect Lewis M. Kling | Mgmt | For | For | For | ||
| 10 | Elect James J. O'Brien | Mgmt | For | For | For | ||
| 11 | Elect David W. Raisbeck | Mgmt | For | Against | Against | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Eaton Vance Funds | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EHT | CUSIP 27829W101 | 01/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect George J. Gorman | Mgmt | For | For | For | ||
| 1.2 | Elect Valerie A. Mosley | Mgmt | For | For | For | ||
| 1.3 | Elect William H. Park | Mgmt | For | For | For | ||
| EPR Properties | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EPR | CUSIP 26884U109 | 06/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Thomas M. Bloch | Mgmt | For | For | For | ||
| 1.2 | Elect Jack A. Newman, Jr. | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Federated Premier Intermediate Municipal Income Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FPT | CUSIP 31423M105 | 11/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization | Mgmt | For | For | For | ||
| 2.1 | Elect J. Christopher Donahue | Mgmt | For | For | For | ||
| 2.2 | Elect P. Jerome Richey | Mgmt | For | For | For | ||
| 2.3 | Elect John T. Collins | Mgmt | For | For | For | ||
| Fifth Third Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FITB | CUSIP 316773100 | 04/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
| 2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 3 | Elect Jorge L. Benitez | Mgmt | For | For | For | ||
| 4 | Elect Katherine B. Blackburn | Mgmt | For | For | For | ||
| 5 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||
| 6 | Elect Jerry W. Burris | Mgmt | For | For | For | ||
| 7 | Elect Greg D. Carmichael | Mgmt | For | For | For | ||
| 8 | Elect Gary R. Heminger | Mgmt | For | Against | Against | ||
| 9 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||
| 10 | Elect Eileen A. Mallesch | Mgmt | For | For | For | ||
| 11 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 12 | Elect Marsha C. Williams | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| First Commonwealth Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FCF | CUSIP 319829107 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Julie A. Caponi | Mgmt | For | For | For | ||
| 1.2 | Elect Ray T. Charley | Mgmt | For | For | For | ||
| 1.3 | Elect Gary R. Claus | Mgmt | For | For | For | ||
| 1.4 | Elect David S. Dahlmann | Mgmt | For | For | For | ||
| 1.5 | Elect Johnston A. Glass | Mgmt | For | For | For | ||
| 1.6 | Elect Jon L. Gorney | Mgmt | For | For | For | ||
| 1.7 | Elect David W. Greenfield | Mgmt | For | For | For | ||
| 1.8 | Elect Bart E. Johnson | Mgmt | For | For | For | ||
| 1.9 | Elect Luke A. Latimer | Mgmt | For | For | For | ||
| 1.10 | Elect T. Michael Price | Mgmt | For | For | For | ||
| 1.11 | Elect Laurie Stern Singer | Mgmt | For | For | For | ||
| 1.12 | Elect Robert J. Ventura | Mgmt | For | For | For | ||
| 1.13 | Elect Stephen A. Wolfe | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| First Midwest Bancorp, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FMBI | CUSIP 320867104 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Barbara A. Boigegrain | Mgmt | For | For | For | ||
| 2 | Elect Thomas L. Brown | Mgmt | For | For | For | ||
| 3 | Elect Phupinder S. Gill | Mgmt | For | For | For | ||
| 4 | Elect Kathryn J Hayley | Mgmt | For | For | For | ||
| 5 | Elect Peter J. Henseler | Mgmt | For | For | For | ||
| 6 | Elect Frank B. Modruson | Mgmt | For | For | For | ||
| 7 | Elect Ellen A. Rudnick | Mgmt | For | For | For | ||
| 8 | Elect Mark G. Sander | Mgmt | For | For | For | ||
| 9 | Elect Michael J. Small | Mgmt | For | For | For | ||
| 10 | Elect Stephen C Van Arsdell | Mgmt | For | For | For | ||
| 11 | Approval of 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Ford Motor Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| F | CUSIP 345370860 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
| 2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||
| 3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Edsel B. Ford II | Mgmt | For | Against | Against | ||
| 5 | Elect William Clay Ford, Jr. | Mgmt | For | For | For | ||
| 6 | Elect James P. Hackett | Mgmt | For | For | For | ||
| 7 | Elect William W. Helman IV | Mgmt | For | For | For | ||
| 8 | Elect William E. Kennard | Mgmt | For | For | For | ||
| 9 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
| 10 | Elect Ellen R. Marram | Mgmt | For | For | For | ||
| 11 | Elect John L. Thornton | Mgmt | For | For | For | ||
| 12 | Elect John B. Veihmeyer | Mgmt | For | For | For | ||
| 13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | ||
| 14 | Elect John S. Weinberg | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
| 18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| 20 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| HP Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HPQ | CUSIP 40434L105 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Aida M. Alvarez | Mgmt | For | For | For | ||
| 2 | Elect Shumeet Banerji | Mgmt | For | Against | Against | ||
| 3 | Elect Robert R. Bennett | Mgmt | For | For | For | ||
| 4 | Elect Charles V. Bergh | Mgmt | For | For | For | ||
| 5 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | ||
| 6 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||
| 7 | Elect Mary Anne Citrino | Mgmt | For | For | For | ||
| 8 | Elect Stacey J. Mobley | Mgmt | For | For | For | ||
| 9 | Elect Subra Suresh | Mgmt | For | For | For | ||
| 10 | Elect Dion J. Weisler | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Invesco Quality Municipal Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IQI | CUSIP 61745P817 | 04/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization of Morgan Stanley Income Securities Inc. into the Corporate Bond Portfolio of the Morgan Stanley Institutional Fund Trust | Mgmt | For | For | For | ||
| Invesco Quality Municipal Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IQI | CUSIP 61745P817 | 08/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
| 2 | Elect Nancy C. Everett | Mgmt | For | For | For | ||
| 3 | Elect Jakki L. Haussler | Mgmt | For | For | For | ||
| 4 | Elect Patricia Maleski | Mgmt | For | For | For | ||
| Johnson Controls International plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JCI | CUSIP G51502105 | 03/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael E. Daniels | Mgmt | For | For | For | ||
| 2 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
| 3 | Elect Brian Duperreault | Mgmt | For | For | For | ||
| 4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | ||
| 5 | Elect Simone Menne | Mgmt | For | For | For | ||
| 6 | Elect George R. Oliver | Mgmt | For | For | For | ||
| 7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
| 8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | ||
| 9 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
| 10 | Elect R. David Yost | Mgmt | For | For | For | ||
| 11 | Elect John D. Young | Mgmt | For | For | For | ||
| 12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Reduction of Authorized Capital | Mgmt | For | For | For | ||
| 20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | For | For | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 12 | Elect William C. Weldon | Mgmt | For | Against | Against | ||
| 13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | For | Against | Against | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| Legg Mason, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LM | CUSIP 524901105 | 07/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert E. Angelica | Mgmt | For | For | For | ||
| 1.2 | Elect Tianqiao Chen | Mgmt | For | For | For | ||
| 1.3 | Elect Robert Chiu | Mgmt | For | For | For | ||
| 1.4 | Elect Carol Anthony Davidson | Mgmt | For | For | For | ||
| 1.5 | Elect Barry W. Huff | Mgmt | For | For | For | ||
| 1.6 | Elect John V. Murphy | Mgmt | For | For | For | ||
| 1.7 | Elect W. Allen Reed | Mgmt | For | For | For | ||
| 1.8 | Elect Margaret Milner Richardson | Mgmt | For | For | For | ||
| 1.9 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||
| 1.10 | Elect Joseph A. Sullivan | Mgmt | For | For | For | ||
| 2 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | ||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Leidos Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LDOS | CUSIP 525327102 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gregory R. Dahlberg | Mgmt | For | For | For | ||
| 2 | Elect David G. Fubini | Mgmt | For | For | For | ||
| 3 | Elect Miriam E. John | Mgmt | For | For | For | ||
| 4 | Elect Frank Kendall III | Mgmt | For | For | For | ||
| 5 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Roger A. Krone | Mgmt | For | For | For | ||
| 7 | Elect Gary S. May | Mgmt | For | For | For | ||
| 8 | Elect Surya N. Mohapatra | Mgmt | For | For | For | ||
| 9 | Elect Lawrence C. Nussdorf | Mgmt | For | For | For | ||
| 10 | Elect Robert S. Shapard | Mgmt | For | For | For | ||
| 11 | Elect Susan M. Stalnecker | Mgmt | For | For | For | ||
| 12 | Elect Noel B. Williams | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Lilly (Eli) & Co | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LLY | CUSIP 532457108 | 05/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Katherine Baicker | Mgmt | For | For | For | ||
| 2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | ||
| 3 | Elect Jamere Jackson | Mgmt | For | For | For | ||
| 4 | Elect Ellen R. Marram | Mgmt | For | For | For | ||
| 5 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| 8 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 10 | Amendment to the 2002 Stock Plan | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 13 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| LogMeIn, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LOGM | CUSIP 54142L109 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael Simon | Mgmt | For | For | For | ||
| 2 | Elect Edwin J. Gillis | Mgmt | For | For | For | ||
| 3 | Elect Sara C. Andrews | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| M.D.C. Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MDC | CUSIP 552676108 | 04/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Raymond T. Baker | Mgmt | For | For | For | ||
| 1.2 | Elect David E. Blackford | Mgmt | For | For | For | ||
| 1.3 | Elect Courtney L. Mizel | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Magna International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MG | CUSIP 559222401 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | ||
| 1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | ||
| 1.3 | Elect Mary S. Chan | Mgmt | For | For | For | ||
| 1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | ||
| 1.5 | Elect Robert F. MacLellan | Mgmt | For | For | For | ||
| 1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | ||
| 1.7 | Elect William A. Ruh | Mgmt | For | For | For | ||
| 1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
| 1.9 | Elect Donald J. Walker | Mgmt | For | For | For | ||
| 1.10 | Elect Lawrence D. Worrall | Mgmt | For | For | For | ||
| 1.11 | Elect William L. Young | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Resolution on Executive Compensation | Mgmt | For | For | For | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | ||
| 2 | Elect Donna A. James | Mgmt | For | For | For | ||
| 3 | Elect James E. Rohr | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 7 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | ||
| 8 | Elimination of Supermajority Requirement for Certificate Amendments and Director Removal | Mgmt | For | For | For | ||
| 9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| Merck & Co., Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
| 3 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
| 4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
| 5 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
| 7 | Elect John H. Noseworthy | Mgmt | For | For | For | ||
| 8 | Elect Paul B. Rothman | Mgmt | For | For | For | ||
| 9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
| 10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
| 11 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
| 12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | ||
| 13 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Morgan Stanley | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MS | CUSIP 617446448 | 05/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Elizabeth Corley | Mgmt | For | For | For | ||
| 2 | Elect Alistair Darling | Mgmt | For | For | For | ||
| 3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 4 | Elect James P. Gorman | Mgmt | For | For | For | ||
| 5 | Elect Robert H. Herz | Mgmt | For | For | For | ||
| 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||
| 7 | Elect Jami Miscik | Mgmt | For | For | For | ||
| 8 | Elect Dennis M. Nally | Mgmt | For | For | For | ||
| 9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
| 10 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | ||
| 11 | Elect Perry M. Traquina | Mgmt | For | For | For | ||
| 12 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| National Fuel Gas Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NFG | CUSIP 636180101 | 03/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Philip C. Ackerman | Mgmt | For | For | For | ||
| 1.2 | Elect Stephen E. Ewing | Mgmt | For | For | For | ||
| 1.3 | Elect Rebecca Ranich | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Strategic and Financial Alternatives | ShrHoldr | Against | Against | For | ||
| Nissan Motor Co. Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 7201 | CUSIP 654744408 | 06/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Allocation of Profits | Mgmt | For | For | For | ||
| 2.1 | Elect Keiko Ihara | Mgmt | For | For | For | ||
| 2.2 | Elect Masakazu Toyoda | Mgmt | For | For | For | ||
| 3 | Elect Hidetoshi Imazu | Mgmt | For | For | For | ||
| 4 | Elect Motoo Nagai | Mgmt | For | For | For | ||
| 5 | Elect Tetsunobu Ikeda | Mgmt | For | For | For | ||
| Nuveen Floating Rate Income Opportunity Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JRO | CUSIP 67075P103 | 04/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Margo L. Cook | Mgmt | For | For | For | ||
| 1.2 | Elect Jack B. Evans | Mgmt | For | For | For | ||
| 1.3 | Elect Albin F. Moschner | Mgmt | For | For | For | ||
| 1.4 | Elect William J. Schneider | Mgmt | For | For | For | ||
| Open Text Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OTEX | CUSIP 683715106 | 09/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||
| 1.2 | Elect Mark J. Barrenechea | Mgmt | For | For | For | ||
| 1.3 | Elect Randy Fowlie | Mgmt | For | For | For | ||
| 1.4 | Elect Gail E. Hamilton | Mgmt | For | For | For | ||
| 1.5 | Elect Brian J. Jackman | Mgmt | For | For | For | ||
| 1.6 | Elect Stephen J. Sadler | Mgmt | For | For | For | ||
| 1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | ||
| 1.8 | Elect Katharine B. Stevenson | Mgmt | For | For | For | ||
| 1.9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | ||
| 1.10 | Elect Deborah Weinstein | Mgmt | For | Withhold | Against | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Otter Tail Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OTTR | CUSIP 689648103 | 04/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Karen M. Bohn | Mgmt | For | For | For | ||
| 2 | Elect Charles S. MacFarlane | Mgmt | For | For | For | ||
| 3 | Elect Thomas J. Webb | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Pembina Pipeline Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PPL | CUSIP 706327103 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Anne-Marie N. Ainsworth | Mgmt | For | For | For | ||
| 1.2 | Elect Douglas J. Arnell | Mgmt | For | For | For | ||
| 1.3 | Elect Michael H. Dilger | Mgmt | For | For | For | ||
| 1.4 | Elect Randall J. Findlay | Mgmt | For | For | For | ||
| 1.5 | Elect Maureen E. Howe | Mgmt | For | For | For | ||
| 1.6 | Elect Gordon J. Kerr | Mgmt | For | For | For | ||
| 1.7 | Elect David M.B. LeGresley | Mgmt | For | For | For | ||
| 1.8 | Elect Robert B. Michaleski | Mgmt | For | For | For | ||
| 1.9 | Elect Leslie A. O'Donoghue | Mgmt | For | For | For | ||
| 1.10 | Elect Bruce D. Rubin | Mgmt | For | For | For | ||
| 1.11 | Elect Jeffery T. Smith | Mgmt | For | For | For | ||
| 1.12 | Elect Henry W. Sykes | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Pfizer Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PFE | CUSIP 717081103 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
| 2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||
| 3 | Elect Albert Bourla | Mgmt | For | For | For | ||
| 4 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
| 5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
| 6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
| 7 | Elect James M. Kilts | Mgmt | For | For | For | ||
| 8 | Elect Dan R. Littman | Mgmt | For | For | For | ||
| 9 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
| 10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 11 | Elect Ian C. Read | Mgmt | For | For | For | ||
| 12 | Elect James C. Smith | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| PulteGroup, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PHM | CUSIP 745867101 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Bryce Blair | Mgmt | For | For | For | ||
| 3 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
| 4 | Elect Thomas J. Folliard | Mgmt | For | For | For | ||
| 5 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||
| 6 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||
| 7 | Elect Ryan R. Marshall | Mgmt | For | For | For | ||
| 8 | Elect John R. Peshkin | Mgmt | For | For | For | ||
| 9 | Elect Scott F. Powers | Mgmt | For | For | For | ||
| 10 | Elect William J. Pulte | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| RPC, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RES | CUSIP 749660106 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Gary W. Rollins | Mgmt | For | For | For | ||
| 1.2 | Elect Richard A. Hubbell | Mgmt | For | For | For | ||
| 1.3 | Elect Larry L. Prince | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Spark New Zealand Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SPK | CUSIP 84652A102 | 11/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 2 | Re-elect Paul Berriman | Mgmt | For | For | For | ||
| 3 | Re-elect Charles T. Sitch | Mgmt | For | For | For | ||
| 4 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
| SRC Energy Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRCI | CUSIP 78470V108 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||
| 1.2 | Elect Jack N. Aydin | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel E. Kelly | Mgmt | For | For | For | ||
| 1.4 | Elect Paul J. Korus | Mgmt | For | For | For | ||
| 1.5 | Elect Raymond E. McElhaney | Mgmt | For | For | For | ||
| 1.6 | Elect Jennifer S. Zucker | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Stewart Information Services Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STC | CUSIP 860372101 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Arnaud Ajdler | Mgmt | For | For | For | ||
| 1.2 | Elect Thomas G. Apel | Mgmt | For | For | For | ||
| 1.3 | Elect C. Allen Bradley, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect James M. Chadwick | Mgmt | For | For | For | ||
| 1.5 | Elect Glenn C. Christenson | Mgmt | For | For | For | ||
| 1.6 | Elect Robert L. Clarke | Mgmt | For | For | For | ||
| 1.7 | Elect Frederick H. Eppinger | Mgmt | For | For | For | ||
| 1.8 | Elect Matthew W. Morris | Mgmt | For | For | For | ||
| 1.9 | Elect Clifford Press | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Approval of 2018 Incentive Plan | Mgmt | For | For | For | ||
| The Hershey Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HSY | CUSIP 427866108 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | ||
| 1.2 | Elect James W. Brown | Mgmt | For | For | For | ||
| 1.3 | Elect Michele G. Buck | Mgmt | For | For | For | ||
| 1.4 | Elect Charles A. Davis | Mgmt | For | For | For | ||
| 1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | ||
| 1.6 | Elect James C. Katzman | Mgmt | For | For | For | ||
| 1.7 | Elect M. Diane Koken | Mgmt | For | For | For | ||
| 1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | ||
| 1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | ||
| 1.10 | Elect Wendy L. Schoppert | Mgmt | For | For | For | ||
| 1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Total SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FP | CUSIP 89151E109 | 06/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
| 4 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | ||
| 5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 6 | Elect Patrick Pouyanne | Mgmt | For | For | For | ||
| 7 | Elect Patrick Artus | Mgmt | For | For | For | ||
| 8 | Elect Anne-Marie Idrac | Mgmt | For | For | For | ||
| 9 | Related Party Transactions | Mgmt | For | For | For | ||
| 10 | Related Party Transactions | Mgmt | For | For | For | ||
| 11 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
| 12 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
| 13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares and Convertible Securities Through Private Placement |
Mgmt | For | For | For | ||
| 17 | Greenshoe | Mgmt | For | For | For | ||
| 18 | Authority to Increase Capital in Consideration for Contributions in Kind |
Mgmt | For | For | For | ||
| 19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 20 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | ||
| Tupperware Brands Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TUP | CUSIP 899896104 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Catherine A. Bertini | Mgmt | For | For | For | ||
| 2 | Elect Susan M. Cameron | Mgmt | For | For | For | ||
| 3 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||
| 4 | Elect Meg G. Crofton | Mgmt | For | For | For | ||
| 5 | Elect E. V. Goings | Mgmt | For | For | For | ||
| 6 | Elect Angel R. Martinez | Mgmt | For | For | For | ||
| 7 | Elect Antonio Monteiro de Castro | Mgmt | For | For | For | ||
| 8 | Elect David R. Parker | Mgmt | For | For | For | ||
| 9 | Elect Richard T. Riley | Mgmt | For | For | For | ||
| 10 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
| 11 | Elect Patricia Stitzel | Mgmt | For | For | For | ||
| 12 | Elect M. Anne Szostak | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| U.S. Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| USB | CUSIP 902973304 | 04/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
| 2 | Elect Marc N. Casper | Mgmt | For | For | For | ||
| 3 | Elect Andrew Cecere | Mgmt | For | For | For | ||
| 4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Kimberly J. Harris | Mgmt | For | For | For | ||
| 6 | Elect Roland Hernandez | Mgmt | For | For | For | ||
| 7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
| 8 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
| 9 | Elect Karen S. Lynch | Mgmt | For | For | For | ||
| 10 | Elect Richard P. McKenney | Mgmt | For | For | For | ||
| 11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
| 12 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
| 13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
| 14 | Elect Scott W. Wine | Mgmt | For | Against | Against | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Valley National Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VLY | CUSIP 919794107 | 04/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew B. Abramson | Mgmt | For | For | For | ||
| 2 | Elect Peter J. Baum | Mgmt | For | For | For | ||
| 3 | Elect Pamela R. Bronander | Mgmt | For | For | For | ||
| 4 | Elect Eric P. Edelstein | Mgmt | For | For | For | ||
| 5 | Elect Mary J. Steele Guilfoile | Mgmt | For | Against | Against | ||
| 6 | Elect Graham O. Jones | Mgmt | For | Against | Against | ||
| 7 | Elect Gerald Korde | Mgmt | For | For | For | ||
| 8 | Elect Michael L. LaRusso | Mgmt | For | For | For | ||
| 9 | Elect Marc J. Lenner | Mgmt | For | For | For | ||
| 10 | Elect Gerald H. Lipkin | Mgmt | For | For | For | ||
| 11 | Elect Ira Robbins | Mgmt | For | For | For | ||
| 12 | Elect Suresh L. Sani | Mgmt | For | For | For | ||
| 13 | Elect Jennifer W. Steans | Mgmt | For | For | For | ||
| 14 | Elect Jeffrey S. Wilks | Mgmt | For | Against | Against | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 17 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Valley National Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VLY | CUSIP 919794107 | 12/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Webster Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WBS | CUSIP 947890109 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William L. Atwell | Mgmt | For | For | For | ||
| 2 | Elect Joel S. Becker | Mgmt | For | For | For | ||
| 3 | Elect John R. Ciulla | Mgmt | For | For | For | ||
| 4 | Elect John J. Crawford | Mgmt | For | For | For | ||
| 5 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | ||
| 6 | Elect Laurence C. Morse | Mgmt | For | For | For | ||
| 7 | Elect Karen R. Osar | Mgmt | For | For | For | ||
| 8 | Elect Mark Pettie | Mgmt | For | For | For | ||
| 9 | Elect James C. Smith | Mgmt | For | For | For | ||
| 10 | Elect Lauren C. States | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Westar Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WR | CUSIP 95709T100 | 10/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mollie Hale Carter | Mgmt | For | For | For | ||
| 1.2 | Elect Sandra A.J. Lawrence | Mgmt | For | For | For | ||
| 1.3 | Elect Mark A. Ruelle | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Westar Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WR | CUSIP 95709T100 | 11/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger of Equals | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Wyndham Worldwide Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WYN | CUSIP 98310W108 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | ||
| 1.2 | Elect Louise F. Brady | Mgmt | For | For | For | ||
| 1.3 | Elect James E. Buckman | Mgmt | For | For | For | ||
| 1.4 | Elect George Herrera | Mgmt | For | For | For | ||
| 1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | ||
| 1.6 | Elect Brian Mulroney | Mgmt | For | For | For | ||
| 1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | ||
| 1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Financial Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Ally Financial Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALLY | CUSIP 02005N100 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | ||
| 2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
| 3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | ||
| 4 | Elect William H. Cary | Mgmt | For | For | For | ||
| 5 | Elect Mayree C. Clark | Mgmt | For | For | For | ||
| 6 | Elect Kim S. Fennebresque | Mgmt | For | For | For | ||
| 7 | Elect Marjorie Magner | Mgmt | For | For | For | ||
| 8 | Elect John J. Stack | Mgmt | For | For | For | ||
| 9 | Elect Michael F. Steib | Mgmt | For | For | For | ||
| 10 | Elect Jeffrey J. Brown | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| American Express Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AXP | CUSIP 025816109 | 05/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
| 2 | Elect John J. Brennan | Mgmt | For | For | For | ||
| 3 | Elect Peter Chernin | Mgmt | For | For | For | ||
| 4 | Elect Ralph de la Vega | Mgmt | For | For | For | ||
| 5 | Elect Anne M. A. Lauvergeon | Mgmt | For | For | For | ||
| 6 | Elect Micheal O. Leavitt | Mgmt | For | For | For | ||
| 7 | Elect Theodore Leonsis | Mgmt | For | For | For | ||
| 8 | Elect Richard C. Levin | Mgmt | For | For | For | ||
| 9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
| 10 | Elect Stephen J. Squeri | Mgmt | For | For | For | ||
| 11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
| 12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
| 13 | Elect Christopher Young | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| American International Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIG | CUSIP 026874784 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
| 2 | Elect Brian Duperreault | Mgmt | For | For | For | ||
| 3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
| 4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
| 5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
| 6 | Elect Henry S. Miller | Mgmt | For | For | For | ||
| 7 | Elect Linda A. Mills | Mgmt | For | For | For | ||
| 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 9 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
| 10 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
| 11 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Ameriprise Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMP | CUSIP 03076C106 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James M. Cracchiolo | Mgmt | For | For | For | ||
| 2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | ||
| 3 | Elect Amy DiGeso | Mgmt | For | For | For | ||
| 4 | Elect Lon R. Greenberg | Mgmt | For | For | For | ||
| 5 | Elect Jeffrey Noddle | Mgmt | For | For | For | ||
| 6 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Christopher J. Williams | Mgmt | For | For | For | ||
| 8 | Elect W. Edward Walter | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| Bank of America Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAC | CUSIP 060505104 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | ||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | ||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | ||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | ||
| 6 | Elect Arnold W. Donald | Mgmt | For | Against | Against | ||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | ||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | ||
| 11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 12 | Elect Michael D. White | Mgmt | For | For | For | ||
| 13 | Elect Thomas D. Woods | Mgmt | For | For | For | ||
| 14 | Elect R. David Yost | Mgmt | For | For | For | ||
| 15 | Elect Maria T. Zuber | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Bank of the Ozarks | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OZRK | CUSIP 063904106 | 05/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas Brown | Mgmt | For | For | For | ||
| 2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | ||
| 3 | Elect Richard Cisne | Mgmt | For | For | For | ||
| 4 | Elect Robert East | Mgmt | For | For | For | ||
| 5 | Elect Kathleen Franklin | Mgmt | For | For | For | ||
| 6 | Elect Catherine B. Freedberg | Mgmt | For | For | For | ||
| 7 | Elect Jeffrey Gearhart | Mgmt | For | For | For | ||
| 8 | Elect George Gleason | Mgmt | For | For | For | ||
| 9 | Elect Linda Gleason | Mgmt | For | For | For | ||
| 10 | Elect Peter Kenny | Mgmt | For | For | For | ||
| 11 | Elect William A. Koefoed, Jr. | Mgmt | For | For | For | ||
| 12 | Elect Walter J. Mullen | Mgmt | For | For | For | ||
| 13 | Elect Christopher Orndorff | Mgmt | For | For | For | ||
| 14 | Elect Robert Proost | Mgmt | For | For | For | ||
| 15 | Elect John Reynolds | Mgmt | For | For | For | ||
| 16 | Elect Ross Whipple | Mgmt | For | For | For | ||
| 17 | Amendment to the 2016 Non-Employee Director Compensation Plan | Mgmt | For | For | For | ||
| 18 | Company Name Change | Mgmt | For | For | For | ||
| 19 | Ratification of Auditor | Mgmt | For | For | For | ||
| 20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Citigroup Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| C | CUSIP 172967424 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
| 2 | Elect Ellen M. Costello | Mgmt | For | For | For | ||
| 3 | Elect John C. Dugan | Mgmt | For | For | For | ||
| 4 | Elect Duncan P. Hennes | Mgmt | For | For | For | ||
| 5 | Elect Peter B. Henry | Mgmt | For | For | For | ||
| 6 | Elect Franz B. Humer | Mgmt | For | For | For | ||
| 7 | Elect S. Leslie Ireland | Mgmt | For | For | For | ||
| 8 | Elect Renee J. James | Mgmt | For | For | For | ||
| 9 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
| 10 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
| 11 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
| 12 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
| 13 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
| 14 | Elect James S. Turley | Mgmt | For | For | For | ||
| 15 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
| 16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
| 20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| 24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| 25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| CNO Financial Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNO | CUSIP 12621E103 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gary C. Bhojwani | Mgmt | For | For | For | ||
| 2 | Elect Ellyn L. Brown | Mgmt | For | For | For | ||
| 3 | Elect Stephen N. David | Mgmt | For | For | For | ||
| 4 | Elect Robert C. Greving | Mgmt | For | For | For | ||
| 5 | Elect Mary Henderson | Mgmt | For | For | For | ||
| 6 | Elect Charles J. Jacklin | Mgmt | For | For | For | ||
| 7 | Elect Daniel R. Maurer | Mgmt | For | For | For | ||
| 8 | Elect Neal C. Schneider | Mgmt | For | For | For | ||
| 9 | Elect Frederick J. Sievert | Mgmt | For | For | For | ||
| 10 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 11 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Comerica Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMA | CUSIP 200340107 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Michael E. Collins | Mgmt | For | For | For | ||
| 3 | Elect Roger A. Cregg | Mgmt | For | For | For | ||
| 4 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||
| 5 | Elect Jacqueline P. Kane | Mgmt | For | For | For | ||
| 6 | Elect Richard G. Lindner | Mgmt | For | For | For | ||
| 7 | Elect Barbara R. Smith | Mgmt | For | For | For | ||
| 8 | Elect Robert S. Taubman | Mgmt | For | For | For | ||
| 9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Nina G. Vaca | Mgmt | For | For | For | ||
| 11 | Elect Michael G. Van de Ven | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Discover Financial Services | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DFS | CUSIP 254709108 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||
| 2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
| 3 | Elect Gregory C. Case | Mgmt | For | For | For | ||
| 4 | Elect Candace H. Duncan | Mgmt | For | For | For | ||
| 5 | Elect Joseph F. Eazor | Mgmt | For | For | For | ||
| 6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||
| 7 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||
| 8 | Elect Michael H. Moskow | Mgmt | For | For | For | ||
| 9 | Elect David W. Nelms | Mgmt | For | For | For | ||
| 10 | Elect Mark A. Thierer | Mgmt | For | For | For | ||
| 11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| Essent Group Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ESNT | CUSIP G3198U102 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jane P. Chwick | Mgmt | For | For | For | ||
| 1.2 | Elect Aditya Dutt | Mgmt | For | For | For | ||
| 1.3 | Elect Roy J. Kasmar | Mgmt | For | For | For | ||
| 1.4 | Elect Angela L. Heise | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Fifth Third Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FITB | CUSIP 316773100 | 04/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
| 2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 3 | Elect Jorge L. Benitez | Mgmt | For | For | For | ||
| 4 | Elect Katherine B. Blackburn | Mgmt | For | For | For | ||
| 5 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||
| 6 | Elect Jerry W. Burris | Mgmt | For | For | For | ||
| 7 | Elect Greg D. Carmichael | Mgmt | For | For | For | ||
| 8 | Elect Gary R. Heminger | Mgmt | For | Against | Against | ||
| 9 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||
| 10 | Elect Eileen A. Mallesch | Mgmt | For | For | For | ||
| 11 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 12 | Elect Marsha C. Williams | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Financial Engines Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FNGN | CUSIP 317485100 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect E. Olena Berg-Lacy | Mgmt | For | For | For | ||
| 1.2 | Elect John B. Shoven | Mgmt | For | For | For | ||
| 1.3 | Elect David Bruce Yoffie | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| First Horizon National Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FHN | CUSIP 320517105 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John C. Compton | Mgmt | For | For | For | ||
| 2 | Elect Mark A. Emkes | Mgmt | For | For | For | ||
| 3 | Elect Peter N. Foss | Mgmt | For | For | For | ||
| 4 | Elect Corydon J. Gilchrist | Mgmt | For | For | For | ||
| 5 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||
| 6 | Elect Scott M. Niswonger | Mgmt | For | For | For | ||
| 7 | Elect Vicki R. Palmer | Mgmt | For | For | For | ||
| 8 | Elect Colin V. Reed | Mgmt | For | For | For | ||
| 9 | Elect Cecelia D. Stewart | Mgmt | For | For | For | ||
| 10 | Elect Rajesh Subramaniam | Mgmt | For | For | For | ||
| 11 | Elect R. Eugene Taylor | Mgmt | For | For | For | ||
| 12 | Elect Luke Yancy III | Mgmt | For | For | For | ||
| 13 | Technical Amendments to Charter | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 15 | Ratification of Auditor | Mgmt | For | Against | Against | ||
| First Horizon National Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FHN | CUSIP 320517105 | 09/07/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| First Midwest Bancorp, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FMBI | CUSIP 320867104 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Barbara A. Boigegrain | Mgmt | For | For | For | ||
| 2 | Elect Thomas L. Brown | Mgmt | For | For | For | ||
| 3 | Elect Phupinder S. Gill | Mgmt | For | For | For | ||
| 4 | Elect Kathryn J Hayley | Mgmt | For | For | For | ||
| 5 | Elect Peter J. Henseler | Mgmt | For | For | For | ||
| 6 | Elect Frank B. Modruson | Mgmt | For | For | For | ||
| 7 | Elect Ellen A. Rudnick | Mgmt | For | For | For | ||
| 8 | Elect Mark G. Sander | Mgmt | For | For | For | ||
| 9 | Elect Michael J. Small | Mgmt | For | For | For | ||
| 10 | Elect Stephen C Van Arsdell | Mgmt | For | For | For | ||
| 11 | Approval of 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Health Insurance Innovations, Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HIIQ | CUSIP 42225K106 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Paul E. Avery | Mgmt | For | For | For | ||
| 1.2 | Elect Anthony J. Barkett | Mgmt | For | For | For | ||
| 1.3 | Elect Paul G. Gabos | Mgmt | For | For | For | ||
| 1.4 | Elect Michael W. Kosloske | Mgmt | For | For | For | ||
| 1.5 | Elect Gavin Southwell | Mgmt | For | For | For | ||
| 1.6 | Elect Robert S. Murley | Mgmt | For | For | For | ||
| 1.7 | Elect John A. Fichthorn | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | For | For | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 12 | Elect William C. Weldon | Mgmt | For | Against | Against | ||
| 13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | For | Against | Against | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| Keycorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KEY | CUSIP 493267108 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 2 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
| 3 | Elect Gary M. Crosby | Mgmt | For | For | For | ||
| 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 5 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
| 7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | ||
| 10 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
| 11 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
| 12 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 13 | Elect Demos Parneros | Mgmt | For | For | For | ||
| 14 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
| 15 | Elect David K. Wilson | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Lincoln National Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LNC | CUSIP 534187109 | 05/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
| 2 | Elect William H. Cunningham | Mgmt | For | For | For | ||
| 3 | Elect Dennis R. Glass | Mgmt | For | For | For | ||
| 4 | Elect George W. Henderson, III | Mgmt | For | For | For | ||
| 5 | Elect Eric G. Johnson | Mgmt | For | For | For | ||
| 6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||
| 7 | Elect M. Leanne Lachman | Mgmt | For | For | For | ||
| 8 | Elect Michael F. Mee | Mgmt | For | For | For | ||
| 9 | Elect Patrick S. Pittard | Mgmt | For | For | For | ||
| 10 | Elect Isaiah Tidwell | Mgmt | For | For | For | ||
| 11 | Elect Lynn M. Utter | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Morgan Stanley | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MS | CUSIP 617446448 | 05/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Elizabeth Corley | Mgmt | For | For | For | ||
| 2 | Elect Alistair Darling | Mgmt | For | For | For | ||
| 3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 4 | Elect James P. Gorman | Mgmt | For | For | For | ||
| 5 | Elect Robert H. Herz | Mgmt | For | For | For | ||
| 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||
| 7 | Elect Jami Miscik | Mgmt | For | For | For | ||
| 8 | Elect Dennis M. Nally | Mgmt | For | For | For | ||
| 9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
| 10 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | ||
| 11 | Elect Perry M. Traquina | Mgmt | For | For | For | ||
| 12 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| MSCI Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSCI | CUSIP 55354G100 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Henry A. Fernandez | Mgmt | For | For | For | ||
| 2 | Elect Robert G. Ashe | Mgmt | For | For | For | ||
| 3 | Elect Benjamin F. duPont | Mgmt | For | For | For | ||
| 4 | Elect Wayne Edmunds | Mgmt | For | For | For | ||
| 5 | Elect Alice W. Handy | Mgmt | For | For | For | ||
| 6 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||
| 7 | Elect Wendy E. Lane | Mgmt | For | For | For | ||
| 8 | Elect Jacques P. Perold | Mgmt | For | For | For | ||
| 9 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
| 10 | Elect George W. Siguler | Mgmt | For | For | For | ||
| 11 | Elect Marcus L. Smith | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Radian Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDN | CUSIP 750236101 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Herbert Wender | Mgmt | For | For | For | ||
| 2 | Elect David C. Carney | Mgmt | For | For | For | ||
| 3 | Elect Howard B. Culang | Mgmt | For | For | For | ||
| 4 | Elect Lisa W. Hess | Mgmt | For | For | For | ||
| 5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | ||
| 6 | Elect Brian D. Montgomery | Mgmt | For | For | For | ||
| 7 | Elect Gaetano Muzio | Mgmt | For | For | For | ||
| 8 | Elect Gregory V. Serio | Mgmt | For | For | For | ||
| 9 | Elect Noel J. Spiegel | Mgmt | For | For | For | ||
| 10 | Elect Richard G. Thornberry | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| State Street Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STT | CUSIP 857477103 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||
| 2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||
| 3 | Elect Lynn A. Dugle | Mgmt | For | For | For | ||
| 4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||
| 5 | Elect William C. Freda | Mgmt | For | For | For | ||
| 6 | Elect Linda A. Hill | Mgmt | For | For | For | ||
| 7 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||
| 8 | Elect Sara Mathew | Mgmt | For | For | For | ||
| 9 | Elect William L. Meaney | Mgmt | For | For | For | ||
| 10 | Elect Sean O'Sullivan | Mgmt | For | For | For | ||
| 11 | Elect Richard P. Sergel | Mgmt | For | For | For | ||
| 12 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| Stewart Information Services Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STC | CUSIP 860372101 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Arnaud Ajdler | Mgmt | For | For | For | ||
| 1.2 | Elect Thomas G. Apel | Mgmt | For | For | For | ||
| 1.3 | Elect C. Allen Bradley, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect James M. Chadwick | Mgmt | For | For | For | ||
| 1.5 | Elect Glenn C. Christenson | Mgmt | For | For | For | ||
| 1.6 | Elect Robert L. Clarke | Mgmt | For | For | For | ||
| 1.7 | Elect Frederick H. Eppinger | Mgmt | For | For | For | ||
| 1.8 | Elect Matthew W. Morris | Mgmt | For | For | For | ||
| 1.9 | Elect Clifford Press | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Approval of 2018 Incentive Plan | Mgmt | For | For | For | ||
| The Goldman Sachs Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GS | CUSIP 38141G104 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
| 2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
| 3 | Elect Mark Flaherty | Mgmt | For | For | For | ||
| 4 | Elect William W. George | Mgmt | For | For | For | ||
| 5 | Elect James A. Johnson | Mgmt | For | For | For | ||
| 6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
| 7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
| 8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
| 9 | Elect Peter Oppenheimer | Mgmt | For | For | For | ||
| 10 | Elect David A. Viniar | Mgmt | For | For | For | ||
| 11 | Elect Mark O. Winkelman | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| U.S. Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| USB | CUSIP 902973304 | 04/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
| 2 | Elect Marc N. Casper | Mgmt | For | For | For | ||
| 3 | Elect Andrew Cecere | Mgmt | For | For | For | ||
| 4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Kimberly J. Harris | Mgmt | For | For | For | ||
| 6 | Elect Roland Hernandez | Mgmt | For | For | For | ||
| 7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
| 8 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
| 9 | Elect Karen S. Lynch | Mgmt | For | For | For | ||
| 10 | Elect Richard P. McKenney | Mgmt | For | For | For | ||
| 11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
| 12 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
| 13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
| 14 | Elect Scott W. Wine | Mgmt | For | Against | Against | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| United Insurance Holdings Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UIHC | CUSIP 910710102 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alec L. Poitevint II | Mgmt | For | For | For | ||
| 1.2 | Elect Kern M. Davis | Mgmt | For | For | For | ||
| 1.3 | Elect William H. Hood III | Mgmt | For | For | For | ||
| 1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | ||
| 1.5 | Elect Patrick F. Maroney | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Voya Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VOYA | CUSIP 929089100 | 05/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lynne Biggar | Mgmt | For | For | For | ||
| 2 | Elect Jane P. Chwick | Mgmt | For | For | For | ||
| 3 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 4 | Elect J. Barry Griswell | Mgmt | For | For | For | ||
| 5 | Elect Rodney O. Martin, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Byron H. Pollitt, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Joseph V. Tripodi | Mgmt | For | For | For | ||
| 8 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
| 9 | Elect David K. Zwiener | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Webster Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WBS | CUSIP 947890109 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William L. Atwell | Mgmt | For | For | For | ||
| 2 | Elect Joel S. Becker | Mgmt | For | For | For | ||
| 3 | Elect John R. Ciulla | Mgmt | For | For | For | ||
| 4 | Elect John J. Crawford | Mgmt | For | For | For | ||
| 5 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | ||
| 6 | Elect Laurence C. Morse | Mgmt | For | For | For | ||
| 7 | Elect Karen R. Osar | Mgmt | For | For | For | ||
| 8 | Elect Mark Pettie | Mgmt | For | For | For | ||
| 9 | Elect James C. Smith | Mgmt | For | For | For | ||
| 10 | Elect Lauren C. States | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Wells Fargo & Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WFC | CUSIP 949746101 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John D. Baker II | Mgmt | For | Against | Against | ||
| 2 | Elect Celeste A. Clark | Mgmt | For | For | For | ||
| 3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | ||
| 5 | Elect Donald M. James | Mgmt | For | For | For | ||
| 6 | Elect Maria R. Morris | Mgmt | For | For | For | ||
| 7 | Elect Karen B. Peetz | Mgmt | For | For | For | ||
| 8 | Elect Juan A. Pujadas | Mgmt | For | For | For | ||
| 9 | Elect James H. Quigley | Mgmt | For | For | For | ||
| 10 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
| 11 | Elect Timothy J. Sloan | Mgmt | For | For | For | ||
| 12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | Against | Against | ||
| 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Social Responsibility | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Healthcare Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Abbott Laboratories | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABT | CUSIP 002824100 | 04/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
| 1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
| 1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
| 1.4 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
| 1.5 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
| 1.6 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
| 1.7 | Elect William A. Osborn | Mgmt | For | For | For | ||
| 1.8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
| 1.9 | Elect Daniel J. Starks | Mgmt | For | For | For | ||
| 1.10 | Elect John G. Stratton | Mgmt | For | For | For | ||
| 1.11 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
| 1.12 | Elect Miles D. White | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| AbbVie Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
| 1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | ||
| 1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | ||
| 1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| Aetna Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AET | CUSIP 00817Y108 | 03/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Golden Parachute Payments | Mgmt | For | For | For | ||
| Aetna Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AET | CUSIP 00817Y108 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
| 2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
| 3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Molly J. Coye | Mgmt | For | For | For | ||
| 5 | Elect Roger N. Farah | Mgmt | For | For | For | ||
| 6 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
| 7 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
| 8 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
| 9 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
| 10 | Elect Olympia J. Snowe | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | ||
| Alexion Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALXN | CUSIP 015351109 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Felix J. Baker | Mgmt | For | For | For | ||
| 1.2 | Elect David R. Brennan | Mgmt | For | For | For | ||
| 1.3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||
| 1.4 | Elect Deborah Dunsire | Mgmt | For | For | For | ||
| 1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Ludwig N. Hantson | Mgmt | For | For | For | ||
| 1.7 | Elect John T. Mollen | Mgmt | For | For | For | ||
| 1.8 | Elect Francois Nader | Mgmt | For | For | For | ||
| 1.9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | ||
| 1.10 | Elect Andreas Rummelt | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
| Anthem, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ANTM | CUSIP 036752103 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
| 2 | Elect Julie A. Hill | Mgmt | For | For | For | ||
| 3 | Elect Antonio F. Neri | Mgmt | For | For | For | ||
| 4 | Elect Ramiro G. Peru | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Right to Call Special Meetings (20% Threshold) | Mgmt | For | Abstain | Against | ||
| 8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Becton, Dickinson and Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BDX | CUSIP 075887109 | 01/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Catherine M. Burzik | Mgmt | For | For | For | ||
| 2 | Elect R. Andrew Eckert | Mgmt | For | For | For | ||
| 3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | ||
| 4 | Elect Claire M. Fraser | Mgmt | For | For | For | ||
| 5 | Elect Christopher Jones | Mgmt | For | For | For | ||
| 6 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | ||
| 8 | Elect David F. Melcher | Mgmt | For | For | For | ||
| 9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Claire Pomeroy | Mgmt | For | For | For | ||
| 11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | ||
| 12 | Elect Timothy M. Ring | Mgmt | For | For | For | ||
| 13 | Elect Bertram L. Scott | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| BioTelemetry, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BEAT | CUSIP 090672106 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Anthony J. Conti | Mgmt | For | For | For | ||
| 2 | Elect Kirk E. Gorman | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Celgene Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CELG | CUSIP 151020104 | 06/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mark J. Alles | Mgmt | For | For | For | ||
| 1.2 | Elect Richard W. Barker | Mgmt | For | For | For | ||
| 1.3 | Elect Hans E. Bishop | Mgmt | For | For | For | ||
| 1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | ||
| 1.5 | Elect Michael D. Casey | Mgmt | For | For | For | ||
| 1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
| 1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | ||
| 1.8 | Elect Julia A. Haller | Mgmt | For | For | For | ||
| 1.9 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | ||
| 1.10 | Elect James J. Loughlin | Mgmt | For | For | For | ||
| 1.11 | Elect Ernest Mario | Mgmt | For | For | For | ||
| 1.12 | Elect John H. Weiland | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Centene Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNC | CUSIP 15135B101 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jessica L. Blume | Mgmt | For | For | For | ||
| 2 | Elect Frederick H. Eppinger | Mgmt | For | For | For | ||
| 3 | Elect David L. Steward | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cigna Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CI | CUSIP 125509109 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David M. Cordani | Mgmt | For | For | For | ||
| 2 | Elect Eric J. Foss | Mgmt | For | For | For | ||
| 3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Roman Martinez IV | Mgmt | For | For | For | ||
| 5 | Elect John M. Partridge | Mgmt | For | For | For | ||
| 6 | Elect James E. Rogers | Mgmt | For | For | For | ||
| 7 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
| 8 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||
| 9 | Elect William D. Zollars | Mgmt | For | Against | Against | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| Edwards Lifesciences Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EW | CUSIP 28176E108 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael A. Mussallem | Mgmt | For | For | For | ||
| 2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | ||
| 3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | ||
| 4 | Elect William J. Link | Mgmt | For | For | For | ||
| 5 | Elect Steven R. Loranger | Mgmt | For | For | For | ||
| 6 | Elect Martha H. Marsh | Mgmt | For | For | For | ||
| 7 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
| 8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Exelixis, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXEL | CUSIP 30161Q104 | 05/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charles Cohen | Mgmt | For | For | For | ||
| 2 | Elect George H. Poste | Mgmt | For | For | For | ||
| 3 | Elect Jack L. Wyszomierski | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Hill-Rom Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HRC | CUSIP 431475102 | 03/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William G. Dempsey | Mgmt | For | For | For | ||
| 1.2 | Elect Gary L. Ellis | Mgmt | For | For | For | ||
| 1.3 | Elect Stacy Enxing Seng | Mgmt | For | For | For | ||
| 1.4 | Elect Mary Garrett | Mgmt | For | For | For | ||
| 1.5 | Elect James R. Giertz | Mgmt | For | For | For | ||
| 1.6 | Elect Charles E. Golden | Mgmt | For | For | For | ||
| 1.7 | Elect John J. Greisch | Mgmt | For | For | For | ||
| 1.8 | Elect William H. Kucheman | Mgmt | For | For | For | ||
| 1.9 | Elect Ronald A. Malone | Mgmt | For | For | For | ||
| 1.10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| HMS Holdings Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HMSY | CUSIP 40425J101 | 08/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William F. Miller III | Mgmt | For | For | For | ||
| 2 | Elect Ellen A. Rudnick | Mgmt | For | For | For | ||
| 3 | Elect Richard H. Stowe | Mgmt | For | For | For | ||
| 4 | Elect Cora M. Tellez | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Humana Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HUM | CUSIP 444859102 | 04/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | ||
| 2 | Elect Frank J. Bisignano | Mgmt | For | For | For | ||
| 3 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
| 5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | ||
| 6 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
| 7 | Elect David A. Jones Jr. | Mgmt | For | For | For | ||
| 8 | Elect William J. McDonald | Mgmt | For | For | For | ||
| 9 | Elect William E. Mitchell | Mgmt | For | For | For | ||
| 10 | Elect David B. Nash | Mgmt | For | For | For | ||
| 11 | Elect James J. O'Brien | Mgmt | For | For | For | ||
| 12 | Elect Marissa T. Peterson | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Integra LifeSciences Holdings Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IART | CUSIP 457985208 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter J. Arduini | Mgmt | For | For | For | ||
| 2 | Elect Keith Bradley | Mgmt | For | For | For | ||
| 3 | Elect Stuart M. Essig | Mgmt | For | For | For | ||
| 4 | Elect Barbara B. Hill | Mgmt | For | For | For | ||
| 5 | Elect Lloyd W. Howell, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Donald E. Morel Jr. | Mgmt | For | For | For | ||
| 7 | Elect Raymond G. Murphy | Mgmt | For | For | For | ||
| 8 | Elect Christian S. Schade | Mgmt | For | For | For | ||
| 9 | Elect James M. Sullivan | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| IQVIA Holdings Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IQV | CUSIP 46266C105 | 04/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ari Bousbib | Mgmt | For | For | For | ||
| 2 | Elect Collen A. Goggins | Mgmt | For | For | For | ||
| 3 | Elect John M. Leonard | Mgmt | For | Withhold | Against | ||
| 4 | Elect Todd B. Sisitsky | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Jazz Pharmaceuticals Public Limited Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | ||
| 2 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
| 3 | Elect Rick E. Winningham | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Lilly (Eli) & Co | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LLY | CUSIP 532457108 | 05/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Katherine Baicker | Mgmt | For | For | For | ||
| 2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | ||
| 3 | Elect Jamere Jackson | Mgmt | For | For | For | ||
| 4 | Elect Ellen R. Marram | Mgmt | For | For | For | ||
| 5 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| 8 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 10 | Amendment to the 2002 Stock Plan | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 13 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| Medtronic Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MDT | CUSIP G5960L103 | 12/08/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Craig Arnold | Mgmt | For | For | For | ||
| 3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
| 4 | Elect Randall J. Hogan III | Mgmt | For | For | For | ||
| 5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
| 6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
| 7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
| 8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
| 9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
| 10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
| 11 | Elect Kendall J. Powell | Mgmt | For | Against | Against | ||
| 12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Amendment to the 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
| Merck & Co., Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
| 3 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
| 4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
| 5 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
| 7 | Elect John H. Noseworthy | Mgmt | For | For | For | ||
| 8 | Elect Paul B. Rothman | Mgmt | For | For | For | ||
| 9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
| 10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
| 11 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
| 12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | ||
| 13 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Mylan N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MYL | CUSIP N59465109 | 06/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Heather Bresch | Mgmt | For | For | For | ||
| 2 | Elect Robert J. Cindrich | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Coury | Mgmt | For | For | For | ||
| 4 | Elect JoEllen Lyons Dillon | Mgmt | For | For | For | ||
| 5 | Elect Neil F. Dimick | Mgmt | For | For | For | ||
| 6 | Elect Melina Higgins | Mgmt | For | For | For | ||
| 7 | Elect Harry A. Korman | Mgmt | For | For | For | ||
| 8 | Elect Rajiv Malik | Mgmt | For | For | For | ||
| 9 | Elect Mark Parrish | Mgmt | For | For | For | ||
| 10 | Elect Pauline van der Meer Mohr | Mgmt | For | For | For | ||
| 11 | Elect Randall L. Vanderveen | Mgmt | For | For | For | ||
| 12 | Elect Sjoerd S. Vollebregt | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Adoption of Dutch Annual Accounts | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| NuVasive, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NUVA | CUSIP 670704105 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Vickie L. Capps | Mgmt | For | For | For | ||
| 2 | Elect John A. DeFord, Ph.D. | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| PRA Health Sciences, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRAH | CUSIP 69354M108 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Max C. Lin | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Matthew P. Young | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
| Premier, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PINC | CUSIP 74051N102 | 12/01/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Eric J. Bieber | Mgmt | For | For | For | ||
| 1.2 | Elect Stephen R. D'Arcy | Mgmt | For | For | For | ||
| 1.3 | Elect William B. Downey | Mgmt | For | For | For | ||
| 1.4 | Elect Philip A. Incarnati | Mgmt | For | For | For | ||
| 1.5 | Elect Marc D. Miller | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Regeneron Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REGN | CUSIP 75886F107 | 06/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Arthur F. Ryan | Mgmt | For | Against | Against | ||
| 2 | Elect George L. Sing | Mgmt | For | Against | Against | ||
| 3 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Shire Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SHP | CUSIP 82481R106 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 4 | Elect Olivier Bohuon | Mgmt | For | For | For | ||
| 5 | Elect Ian T. Clark | Mgmt | For | For | For | ||
| 6 | Elect Thomas Dittrich | Mgmt | For | For | For | ||
| 7 | Elect Gail D. Fosler | Mgmt | For | For | For | ||
| 8 | Elect Steven Gillis | Mgmt | For | For | For | ||
| 9 | Elect David Ginsburg | Mgmt | For | For | For | ||
| 10 | Elect Susan Kilsby | Mgmt | For | For | For | ||
| 11 | Elect Sara Mathew | Mgmt | For | For | For | ||
| 12 | Elect Flemming Ornskov | Mgmt | For | For | For | ||
| 13 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investments) | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Teleflex Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TFX | CUSIP 879369106 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Candace H. Duncan | Mgmt | For | For | For | ||
| 2 | Elect Liam J. Kelly | Mgmt | For | For | For | ||
| 3 | Elect Stephen K. Klasko | Mgmt | For | For | For | ||
| 4 | Elect Stuart A. Randle | Mgmt | For | For | For | ||
| 5 | Elect Andrew A. Krakauer | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Thermo Fisher Scientific Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TMO | CUSIP 883556102 | 05/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marc N. Casper | Mgmt | For | For | For | ||
| 2 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
| 3 | Elect C. Martin Harris | Mgmt | For | For | For | ||
| 4 | Elect Tyler Jacks | Mgmt | For | For | For | ||
| 5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Lynch | Mgmt | For | Against | Against | ||
| 7 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
| 8 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | ||
| 9 | Elect Scott M. Sperling | Mgmt | For | Against | Against | ||
| 10 | Elect Elaine S. Ullian | Mgmt | For | Against | Against | ||
| 11 | Elect Dion J. Weisler | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| UnitedHealth Group Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNH | CUSIP 91324P102 | 06/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Richard T. Burke | Mgmt | For | For | For | ||
| 3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
| 5 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
| 6 | Elect F. William Mcabb, III | Mgmt | For | For | For | ||
| 7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | ||
| 8 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
| 9 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
| 10 | Elect David S. Wichmann | Mgmt | For | For | For | ||
| 11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Universal Health Services, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UHS | CUSIP 913903100 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Ratification of Auditor | Mgmt | For | For | For | ||
| 2 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| Vertex Pharmaceuticals Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | ||
| 2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | ||
| 3 | Elect Bruce I. Sachs | Mgmt | For | For | For | ||
| 4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| Wellcare Health Plans, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WCG | CUSIP 94946T106 | 05/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard C. Breon | Mgmt | For | For | For | ||
| 2 | Elect Kenneth A. Burdick | Mgmt | For | For | For | ||
| 3 | Elect Amy Compton-Phillips | Mgmt | For | For | For | ||
| 4 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 5 | Elect Kevin F. Hickey | Mgmt | For | For | For | ||
| 6 | Elect Christian P. Michalik | Mgmt | For | For | For | ||
| 7 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | ||
| 8 | Elect William L. Trubeck | Mgmt | For | For | For | ||
| 9 | Elect Kathleen E. Walsh | Mgmt | For | For | For | ||
| 10 | Elect Paul E. Weaver | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Industrials Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Acuity Brands, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AYI | CUSIP 00508Y102 | 01/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter C. Browning | Mgmt | For | For | For | ||
| 2 | Elect G. Douglas Dillard, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Ray M. Robinson | Mgmt | For | For | For | ||
| 4 | Elect Norman H. Wesley | Mgmt | For | For | For | ||
| 5 | Elect Mary A. Winston | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 9 | Amendment to the 2012 Omnibus Stock Incentive Compensation Plan | Mgmt | For | For | For | ||
| 10 | 2017 Cash Incentive Plan | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | ||
| Air Lease Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AL | CUSIP 00912X302 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Matthew J. Hart | Mgmt | For | For | For | ||
| 2 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | ||
| 3 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Milton | Mgmt | For | For | For | ||
| 5 | Elect John L. Plueger | Mgmt | For | For | For | ||
| 6 | Elect Ian M. Saines | Mgmt | For | For | For | ||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 8 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Allison Transmission Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALSN | CUSIP 01973R101 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stan A. Askren | Mgmt | For | For | For | ||
| 2 | Elect Lawrence E. Dewey | Mgmt | For | For | For | ||
| 3 | Elect David C. Everitt | Mgmt | For | For | For | ||
| 4 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | ||
| 5 | Elect David S. Graziosi | Mgmt | For | For | For | ||
| 6 | Elect William R. Harker | Mgmt | For | For | For | ||
| 7 | Elect Richard P. Lavin | Mgmt | For | For | For | ||
| 8 | Elect Thomas W. Rabaut | Mgmt | For | For | For | ||
| 9 | Elect Richard V. Reynolds | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Armstrong World Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AWI | CUSIP 04247X102 | 07/13/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Stan A. Askren | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Victor D. Grizzle | Mgmt | For | For | For | ||
| 1.3 | Elect Tao Huang | Mgmt | For | For | For | ||
| 1.4 | Elect Larry S. McWilliams | Mgmt | For | For | For | ||
| 1.5 | Elect James C. Melville | Mgmt | For | For | For | ||
| 1.6 | Elect James J. O'Connor | Mgmt | For | For | For | ||
| 1.7 | Elect John J. Roberts | Mgmt | For | For | For | ||
| 1.8 | Elect Gregory P. Spivy | Mgmt | For | For | For | ||
| 1.9 | Elect Roy W. Templin | Mgmt | For | For | For | ||
| 1.10 | Elect Cherryl T. Thomas | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Canadian Pacific Railway Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CP | CUSIP 13645T100 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Appointment of Auditor | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3.1 | Elect John Baird | Mgmt | For | For | For | ||
| 3.2 | Elect Isabelle Courville | Mgmt | For | For | For | ||
| 3.3 | Elect Keith E. Creel | Mgmt | For | For | For | ||
| 3.4 | Elect Gillian H. Denham | Mgmt | For | For | For | ||
| 3.5 | Elect Rebecca MacDonald | Mgmt | For | For | For | ||
| 3.6 | Elect Matthew H. Paull | Mgmt | For | For | For | ||
| 3.7 | Elect Jane L. Peverett | Mgmt | For | For | For | ||
| 3.8 | Elect Andrew F. Reardon | Mgmt | For | For | For | ||
| 3.9 | Elect Gordon T. Trafton II | Mgmt | For | For | For | ||
| Carlisle Companies Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSL | CUSIP 142339100 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James D. Frias | Mgmt | For | For | For | ||
| 2 | Elect Corrine D. Ricard | Mgmt | For | For | For | ||
| 3 | Elect Lawrence A. Sala | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| CSX Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSX | CUSIP 126408103 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
| 2 | Elect John B. Breaux | Mgmt | For | For | For | ||
| 3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 4 | Elect James M. Foote | Mgmt | For | For | For | ||
| 5 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
| 6 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
| 7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
| 8 | Elect John D. McPherson | Mgmt | For | For | For | ||
| 9 | Elect David M. Moffett | Mgmt | For | For | For | ||
| 10 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
| 11 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
| 12 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
| 13 | Elect John J. Zillmer | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| Cummins Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMI | CUSIP 231021106 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
| 2 | Elect Richard J. Freeland | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
| 4 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
| 5 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | ||
| 6 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
| 7 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
| 8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 10 | Elect William I. Miller | Mgmt | For | For | For | ||
| 11 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
| 12 | Elect Karen H. Quintos | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Amendment Regarding Shareholders Ability to Amend Bylaws | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting |
ShrHoldr | Against | For | Against | ||
| Delta Air Lines, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DAL | CUSIP 247361702 | 06/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Edward H. Bastian | Mgmt | For | For | For | ||
| 2 | Elect Francis S. Blake | Mgmt | For | For | For | ||
| 3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
| 4 | Elect Ashton B. Carter | Mgmt | For | For | For | ||
| 5 | Elect David G. DeWalt | Mgmt | For | For | For | ||
| 6 | Elect William H. Easter III | Mgmt | For | For | For | ||
| 7 | Elect Michael P. Huerta | Mgmt | For | For | For | ||
| 8 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
| 9 | Elect George N. Mattson | Mgmt | For | For | For | ||
| 10 | Elect Douglas R Ralph | Mgmt | For | For | For | ||
| 11 | Elect Sergio A. L. Rial | Mgmt | For | For | For | ||
| 12 | Elect Kathy N. Waller | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Deluxe Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DLX | CUSIP 248019101 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | ||
| 1.2 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | ||
| 1.3 | Elect Don J. McGrath | Mgmt | For | For | For | ||
| 1.4 | Elect Neil J. Metviner | Mgmt | For | For | For | ||
| 1.5 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | ||
| 1.6 | Elect Thomas J. Reddin | Mgmt | For | For | For | ||
| 1.7 | Elect Martyn R. Redgrave | Mgmt | For | For | For | ||
| 1.8 | Elect Lee J. Schram | Mgmt | For | For | For | ||
| 1.9 | Elect John L. Stauch | Mgmt | For | For | For | ||
| 1.10 | Elect Victoria A. Treyger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Dycom Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DY | CUSIP 267475101 | 11/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dwight B. Duke | Mgmt | For | For | For | ||
| 2 | Elect Laurie J. Thomsen | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 6 | Amendment and Restatement of the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 7 | Approval of the 2017 Non-Employee Directors Equity Plan | Mgmt | For | For | For | ||
| Fortune Brands Home & Security, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FBHS | CUSIP 34964C106 | 05/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | ||
| 2 | Elect John G. Morikis | Mgmt | For | For | For | ||
| 3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Honeywell International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HON | CUSIP 438516106 | 04/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Darius Adamczyk | Mgmt | For | For | For | ||
| 2 | Elect Duncan B. Angove | Mgmt | For | For | For | ||
| 3 | Elect William S. Ayer | Mgmt | For | For | For | ||
| 4 | Elect Kevin Burke | Mgmt | For | For | For | ||
| 5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||
| 6 | Elect D. Scott Davis | Mgmt | For | For | For | ||
| 7 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
| 8 | Elect Judd Gregg | Mgmt | For | For | For | ||
| 9 | Elect Clive Hollick | Mgmt | For | For | For | ||
| 10 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||
| 11 | Elect George Paz | Mgmt | For | For | For | ||
| 12 | Elect Robin L. Washington | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| Ingersoll-Rand Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IR | CUSIP G47791101 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kirk E. Arnold | Mgmt | For | For | For | ||
| 2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
| 3 | Elect John Bruton | Mgmt | For | For | For | ||
| 4 | Elect Jared L. Cohon | Mgmt | For | For | For | ||
| 5 | Elect Gary D. Forsee | Mgmt | For | For | For | ||
| 6 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 7 | Elect Michael W. Lamach | Mgmt | For | For | For | ||
| 8 | Elect Myles P. Lee | Mgmt | For | For | For | ||
| 9 | Elect Karen B. Peetz | Mgmt | For | For | For | ||
| 10 | Elect John P. Surma | Mgmt | For | For | For | ||
| 11 | Elect Richard J. Swift | Mgmt | For | For | For | ||
| 12 | Elect Tony L. White | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 15 | Approval of the 2018 Incentive Stock Plan | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Set Price Range for Reissue of Treasury Shares | Mgmt | For | For | For | ||
| Johnson Controls International plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JCI | CUSIP G51502105 | 03/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael E. Daniels | Mgmt | For | For | For | ||
| 2 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
| 3 | Elect Brian Duperreault | Mgmt | For | For | For | ||
| 4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | ||
| 5 | Elect Simone Menne | Mgmt | For | For | For | ||
| 6 | Elect George R. Oliver | Mgmt | For | For | For | ||
| 7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
| 8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | ||
| 9 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
| 10 | Elect R. David Yost | Mgmt | For | For | For | ||
| 11 | Elect John D. Young | Mgmt | For | For | For | ||
| 12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Reduction of Authorized Capital | Mgmt | For | For | For | ||
| 20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | ||
| Kansas City Southern | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KSU | CUSIP 485170302 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lydia I. Beebe | Mgmt | For | For | For | ||
| 2 | Elect Lu M. Cordova | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Druten | Mgmt | For | For | For | ||
| 4 | Elect Terrence P. Dunn | Mgmt | For | For | For | ||
| 5 | Elect Antonio O. Garza, Jr. | Mgmt | For | For | For | ||
| 6 | Elect David Francisco Garza-Santos | Mgmt | For | For | For | ||
| 7 | Elect Janet H. Kennedy | Mgmt | For | For | For | ||
| 8 | Elect Mitchell J. Krebs | Mgmt | For | For | For | ||
| 9 | Elect Henry J Maier | Mgmt | For | For | For | ||
| 10 | Elect Thomas A. McDonnell | Mgmt | For | For | For | ||
| 11 | Elect Patrick J. Ottensmeyer | Mgmt | For | For | For | ||
| 12 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Korn/Ferry International | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KFY | CUSIP 500643200 | 09/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Doyle N. Beneby | Mgmt | For | For | For | ||
| 2 | Elect Gary D. Burnison | Mgmt | For | For | For | ||
| 3 | Elect William R. Floyd | Mgmt | For | For | For | ||
| 4 | Elect Christina A. Gold | Mgmt | For | For | For | ||
| 5 | Elect Jerry Leamon | Mgmt | For | For | For | ||
| 6 | Elect Angel R. Martinez | Mgmt | For | For | For | ||
| 7 | Elect Debra J. Perry | Mgmt | For | For | For | ||
| 8 | Elect George T. Shaheen | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | ||
| 13 | Elimination of Supermajority Requirement to Amend Written Consent Right | Mgmt | For | For | For | ||
| ManpowerGroup Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAN | CUSIP 56418H100 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gina R. Boswell | Mgmt | For | For | For | ||
| 2 | Elect Cari M. Dominguez | Mgmt | For | For | For | ||
| 3 | Elect William A. Downe | Mgmt | For | For | For | ||
| 4 | Elect John F. Ferraro | Mgmt | For | For | For | ||
| 5 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | ||
| 6 | Elect Julie M. Howard | Mgmt | For | Against | Against | ||
| 7 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Jonas Prising | Mgmt | For | For | For | ||
| 9 | Elect Paul Read | Mgmt | For | For | For | ||
| 10 | Elect Elizabeth P. Sartain | Mgmt | For | For | For | ||
| 11 | Elect Michael J. Van Handel | Mgmt | For | For | For | ||
| 12 | Elect John R. Walter | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Masco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CUSIP 574599106 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mark R. Alexander | Mgmt | For | For | For | ||
| 2 | Elect Richard A. Manoogian | Mgmt | For | For | For | ||
| 3 | Elect John C. Plant | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Matthews International Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MATW | CUSIP 577128101 | 02/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Joseph C. Bartolacci | Mgmt | For | For | For | ||
| 1.2 | Elect Katherine E. Dietze | Mgmt | For | For | For | ||
| 1.3 | Elect Morgan K. O'Brien | Mgmt | For | For | For | ||
| 2 | Approval of 2017 Equity Incentive Plan | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Orbital ATK, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OA | CUSIP 68557N103 | 08/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kevin P. Chilton | Mgmt | For | Against | Against | ||
| 2 | Elect Roxanne Decyk | Mgmt | For | For | For | ||
| 3 | Elect Lennard A. Fisk | Mgmt | For | For | For | ||
| 4 | Elect Ronald R. Fogleman | Mgmt | For | For | For | ||
| 5 | Elect Ronald Kadish | Mgmt | For | Against | Against | ||
| 6 | Elect Tig H. Krekel | Mgmt | For | For | For | ||
| 7 | Elect Douglas L. Maine | Mgmt | For | Against | Against | ||
| 8 | Elect Roman Martinez IV | Mgmt | For | Against | Against | ||
| 9 | Elect Janice I. Obuchowski | Mgmt | For | For | For | ||
| 10 | Elect James G. Roche | Mgmt | For | For | For | ||
| 11 | Elect Harrison H. Schmitt | Mgmt | For | For | For | ||
| 12 | Elect David W. Thompson | Mgmt | For | For | For | ||
| 13 | Elect Scott L. Webster | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| Orbital ATK, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OA | CUSIP 68557N103 | 11/29/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| PACCAR Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCAR | CUSIP 693718108 | 05/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Beth E. Ford | Mgmt | For | For | For | ||
| 2 | Elect Kirk S. Hachigian | Mgmt | For | For | For | ||
| 3 | Elect Roderick C. McGeary | Mgmt | For | Against | Against | ||
| 4 | Elect Mark A. Schulz | Mgmt | For | Against | Against | ||
| 5 | Elect Mark C. Pigott | Mgmt | For | For | For | ||
| 6 | Elect Charles R. Williamson | Mgmt | For | Against | Against | ||
| 7 | Elect Ronald E. Armstrong | Mgmt | For | For | For | ||
| 8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 9 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| R.R. Donnelley & Sons Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RRD | CUSIP 257867200 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Irene M. Esteves | Mgmt | For | For | For | ||
| 2 | Elect Susan M. Gianinno | Mgmt | For | For | For | ||
| 3 | Elect Daniel L. Knotts | Mgmt | For | For | For | ||
| 4 | Elect Timothy R. McLevish | Mgmt | For | For | For | ||
| 5 | Elect Jamie Moldafsky | Mgmt | For | For | For | ||
| 6 | Elect P. Cody Phipps | Mgmt | For | For | For | ||
| 7 | Elect John C. Pope | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| Snap-on Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SNA | CUSIP 833034101 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David C. Adams | Mgmt | For | For | For | ||
| 2 | Elect Karen L. Daniel | Mgmt | For | For | For | ||
| 3 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 4 | Elect James P. Holden | Mgmt | For | For | For | ||
| 5 | Elect Nathan J. Jones | Mgmt | For | For | For | ||
| 6 | Elect Henry W. Knueppel | Mgmt | For | For | For | ||
| 7 | Elect W. Dudley Lehman | Mgmt | For | For | For | ||
| 8 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | ||
| 9 | Elect Gregg M. Sherrill | Mgmt | For | For | For | ||
| 10 | Elect Donald J. Stebbins | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| The Middleby Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MIDD | CUSIP 596278101 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Selim A. Bassoul | Mgmt | For | For | For | ||
| 1.2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | ||
| 1.3 | Elect Robert B. Lamb | Mgmt | For | For | For | ||
| 1.4 | Elect Cathy L. McCarthy | Mgmt | For | For | For | ||
| 1.5 | Elect John R. Miller III | Mgmt | For | For | For | ||
| 1.6 | Elect Gordon O'Brien | Mgmt | For | For | For | ||
| 1.7 | Elect Nassem Ziyad | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Sustainability Report |
ShrHoldr | Against | For | Against | ||
| United Parcel Service, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UPS | CUSIP 911312106 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David P. Abney | Mgmt | For | For | For | ||
| 2 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
| 3 | Elect Michael J. Burns | Mgmt | For | For | For | ||
| 4 | Elect William R. Johnson | Mgmt | For | Against | Against | ||
| 5 | Elect Candace Kendle | Mgmt | For | For | For | ||
| 6 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
| 7 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
| 8 | Elect Franck J. Moison | Mgmt | For | For | For | ||
| 9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Christiana Shi | Mgmt | For | For | For | ||
| 11 | Elect John T. Stankey | Mgmt | For | For | For | ||
| 12 | Elect Carol B. Tome | Mgmt | For | For | For | ||
| 13 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||
| 14 | 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
| United Rentals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| URI | CUSIP 911363109 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||
| 2 | Elect Jenne K. Britell | Mgmt | For | For | For | ||
| 3 | Elect Marc A Bruno | Mgmt | For | For | For | ||
| 4 | Elect Bobby J. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Terri L Kelly | Mgmt | For | For | For | ||
| 6 | Elect Michael J. Kneeland | Mgmt | For | For | For | ||
| 7 | Elect Gracia C. Martore | Mgmt | For | For | For | ||
| 8 | Elect Jason D. Papastavrou | Mgmt | For | For | For | ||
| 9 | Elect Filippo Passerini | Mgmt | For | For | For | ||
| 10 | Elect Donald C. Roof | Mgmt | For | For | For | ||
| 11 | Elect Shiv Singh | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Information Technology Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Advanced Energy Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AEIS | CUSIP 007973100 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | ||
| 1.2 | Elect Grant H. Beard | Mgmt | For | For | For | ||
| 1.3 | Elect Ronald C. Foster | Mgmt | For | For | For | ||
| 1.4 | Elect Edward C. Grady | Mgmt | For | For | For | ||
| 1.5 | Elect Thomas M. Rohrs | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect John A. Roush | Mgmt | For | For | For | ||
| 1.7 | Elect Yuval Wasserman | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Alliance Data Systems Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADS | CUSIP 018581108 | 06/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce K. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Roger H. Ballou | Mgmt | For | For | For | ||
| 3 | Elect Kelly J. Barlow | Mgmt | For | For | For | ||
| 4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Edward J. Heffernan | Mgmt | For | For | For | ||
| 6 | Elect Kenneth R. Jensen | Mgmt | For | For | For | ||
| 7 | Elect Robert A. Minicucci | Mgmt | For | For | For | ||
| 8 | Elect Timothy J. Theriault | Mgmt | For | For | For | ||
| 9 | Elect Laurie A. Tucker | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Apple Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AAPL | CUSIP 037833100 | 02/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James A. Bell | Mgmt | For | For | For | ||
| 2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
| 3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
| 5 | Elect Andrea Jung | Mgmt | For | For | For | ||
| 6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| 13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
| Applied Materials, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMAT | CUSIP 038222105 | 03/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Judy Bruner | Mgmt | For | For | For | ||
| 2 | Elect Eric Chen | Mgmt | For | For | For | ||
| 3 | Elect Aart J. de Geus | Mgmt | For | For | For | ||
| 4 | Elect Gary E. Dickerson | Mgmt | For | For | For | ||
| 5 | Elect Stephen R. Forrest | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | ||
| 7 | Elect Alexander A. Karsner | Mgmt | For | For | For | ||
| 8 | Elect Adrianna C. Ma | Mgmt | For | For | For | ||
| 9 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
| 10 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | ||
| Blucora Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BCOR | CUSIP 095229100 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John Clendening | Mgmt | For | For | For | ||
| 2 | Elect Lance G. Dunn | Mgmt | For | For | For | ||
| 3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 7 | Change in Board Size | Mgmt | For | For | For | ||
| Broadcom Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y09827109 | 04/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
| 2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
| 3 | Elect Gayla J. Delly | Mgmt | For | For | For | ||
| 4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
| 5 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
| 6 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||
| 7 | Elect Check Kian Low | Mgmt | For | For | For | ||
| 8 | Elect Donald Macleod | Mgmt | For | For | For | ||
| 9 | Elect Peter J. Marks | Mgmt | For | For | For | ||
| 10 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Broadcom Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y09827109 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reincorporation/Change of Continuance | Mgmt | For | For | For | ||
| Broadridge Financial Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BR | CUSIP 11133T103 | 11/16/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 2 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 3 | Elect Richard J. Daly | Mgmt | For | For | For | ||
| 4 | Elect Robert N. Duelks | Mgmt | For | For | For | ||
| 5 | Elect Richard J. Haviland | Mgmt | For | For | For | ||
| 6 | Elect Brett A. Keller | Mgmt | For | For | For | ||
| 7 | Elect Stuart R. Levine | Mgmt | For | For | For | ||
| 8 | Elect Maura A. Markus | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. Perna | Mgmt | For | For | For | ||
| 10 | Elect Alan J. Weber | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Brooks Automation, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRKS | CUSIP 114340102 | 01/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect A. Clinton Allen | Mgmt | For | For | For | ||
| 1.2 | Elect Robyn C. Davis | Mgmt | For | For | For | ||
| 1.3 | Elect Joseph R. Martin | Mgmt | For | For | For | ||
| 1.4 | Elect John K. McGillicuddy | Mgmt | For | For | For | ||
| 1.5 | Elect Krishna G. Palepu | Mgmt | For | For | For | ||
| 1.6 | Elect Kirk P. Pond | Mgmt | For | For | For | ||
| 1.7 | Elect Stephen S. Schwartz | Mgmt | For | For | For | ||
| 1.8 | Elect Alfred Woollacott III | Mgmt | For | For | For | ||
| 1.9 | Elect Mark S. Wrighton | Mgmt | For | For | For | ||
| 1.10 | Elect Ellen M. Zane | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| CDK Global Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CDK | CUSIP 12508E101 | 11/15/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 1.2 | Elect Willie A. Deese | Mgmt | For | For | For | ||
| 1.3 | Elect Amy J. Hillman | Mgmt | For | For | For | ||
| 1.4 | Elect Brian P. MacDonald | Mgmt | For | For | For | ||
| 1.5 | Elect Eileen J. Martinson | Mgmt | For | For | For | ||
| 1.6 | Elect Stephen A. Miles | Mgmt | For | For | For | ||
| 1.7 | Elect Robert E. Radway | Mgmt | For | For | For | ||
| 1.8 | Elect Stephen F. Schuckenbrock | Mgmt | For | For | For | ||
| 1.9 | Elect Frank S. Sowinski | Mgmt | For | For | For | ||
| 1.10 | Elect Robert M. Tarkoff | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| CDW Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CDW | CUSIP 12514G108 | 05/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Virginia C. Addicott | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Benjamin D. Chereskin | Mgmt | For | For | For | ||
| 4 | Elect Paul J. Finnegan | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cirrus Logic, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CRUS | CUSIP 172755100 | 07/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John C. Carter | Mgmt | For | For | For | ||
| 1.2 | Elect Alexander M. Davern | Mgmt | For | For | For | ||
| 1.3 | Elect Timothy R. Dehne | Mgmt | For | For | For | ||
| 1.4 | Elect Christine King | Mgmt | For | For | For | ||
| 1.5 | Elect Jason P. Rhode | Mgmt | For | For | For | ||
| 1.6 | Elect Alan R. Schuele | Mgmt | For | For | For | ||
| 1.7 | Elect William D. Sherman | Mgmt | For | For | For | ||
| 1.8 | Elect David J. Tupman | Mgmt | For | Withhold | Against | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Cognizant Technology Solutions Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CTSH | CUSIP 192446102 | 06/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Zein Abdalla | Mgmt | For | For | For | ||
| 2 | Elect Betsy Atkins | Mgmt | For | For | For | ||
| 3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | ||
| 4 | Elect Jonathan Chadwick | Mgmt | For | For | For | ||
| 5 | Elect John M. Dineen | Mgmt | For | For | For | ||
| 6 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
| 7 | Elect John N. Fox, Jr. | Mgmt | For | For | For | ||
| 8 | Elect John E. Klein | Mgmt | For | For | For | ||
| 9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | ||
| 11 | Elect Joseph M. Velli | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 15 | Elimination of Supermajority Requirement for Amendments to Bylaws |
Mgmt | For | For | For | ||
| 16 | Elimination of Supermajority Requirement for Removal of Directors |
Mgmt | For | For | For | ||
| 17 | Elimination of Supermajority Requirement to Amend Certain Provisions of Certificate of Incorporation |
Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Coherent, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COHR | CUSIP 192479103 | 03/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John R. Ambroseo | Mgmt | For | For | For | ||
| 2 | Elect Jay T. Flatley | Mgmt | For | For | For | ||
| 3 | Elect Pamela Fletcher | Mgmt | For | For | For | ||
| 4 | Elect Susan M. James | Mgmt | For | For | For | ||
| 5 | Elect L. William Krause | Mgmt | For | For | For | ||
| 6 | Elect Garry W. Rogerson | Mgmt | For | For | For | ||
| 7 | Elect Steve Skaggs | Mgmt | For | For | For | ||
| 8 | Elect Sandeep S. Vij | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Diodes Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DIOD | CUSIP 254543101 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect C.H. Chen | Mgmt | For | For | For | ||
| 1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | ||
| 1.3 | Elect LU Keh-Shew | Mgmt | For | For | For | ||
| 1.4 | Elect Raymond Soong | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Peter M. Menard | Mgmt | For | For | For | ||
| 1.6 | Elect Christina Wen-chi Sung | Mgmt | For | For | For | ||
| 1.7 | Elect Michael K.C. Tsai | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| DXC Technology Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DXC | CUSIP 23355L106 | 08/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mukesh Aghi | Mgmt | For | For | For | ||
| 2 | Elect Amy E. Alving | Mgmt | For | For | For | ||
| 3 | Elect David L. Herzog | Mgmt | For | For | For | ||
| 4 | Elect Sachin S. Lawande | Mgmt | For | For | For | ||
| 5 | Elect J. Michael Lawrie | Mgmt | For | For | For | ||
| 6 | Elect Julio A Portalatin | Mgmt | For | For | For | ||
| 7 | Elect Peter Rutland | Mgmt | For | For | For | ||
| 8 | Elect Manoj P. Singh | Mgmt | For | For | For | ||
| 9 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
| 10 | Elect Robert F. Woods | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | 2017 Incentive Plan | Mgmt | For | For | For | ||
| Electronic Arts Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EA | CUSIP 285512109 | 08/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Jay C. Hoag | Mgmt | For | For | For | ||
| 3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | ||
| 4 | Elect Vivek Paul | Mgmt | For | For | For | ||
| 5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | ||
| 6 | Elect Talbott Roche | Mgmt | For | For | For | ||
| 7 | Elect Richard A. Simonson | Mgmt | For | For | For | ||
| 8 | Elect Luis A. Ubinas | Mgmt | For | For | For | ||
| 9 | Elect Denise F. Warren | Mgmt | For | For | For | ||
| 10 | Elect Andrew Wilson | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | For | 1 Year | N/A | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Euronet Worldwide, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EEFT | CUSIP 298736109 | 05/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Thomas A. McDonnell | Mgmt | For | For | For | ||
| 1.2 | Elect Paul S. Althasen | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| F5 Networks, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FFIV | CUSIP 315616102 | 03/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect A. Gary Ames | Mgmt | For | For | For | ||
| 2 | Elect Sandra E. Bergeron | Mgmt | For | For | For | ||
| 3 | Elect Deborah L. Bevier | Mgmt | For | For | For | ||
| 4 | Elect Jonathan Chadwick | Mgmt | For | For | For | ||
| 5 | Elect Michael Dreyer | Mgmt | For | For | For | ||
| 6 | Elect Alan J. Higginson | Mgmt | For | For | For | ||
| 7 | Elect Peter Klein | Mgmt | For | For | For | ||
| 8 | Elect Francois Lochoh-Donou | Mgmt | For | For | For | ||
| 9 | Elect John McAdam | Mgmt | For | For | For | ||
| 10 | Elect Stephen Smith | Mgmt | For | Abstain | Against | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Fabrinet | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FN | CUSIP G3323L100 | 12/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Seamus Grady | Mgmt | For | For | For | ||
| 1.2 | Elect Thomas F. Kelly | Mgmt | For | For | For | ||
| 1.3 | Elect Frank H. Levinson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2010 Performance Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Facebook, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FB | CUSIP 30303M102 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
| 1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Reed Hastings | Mgmt | For | For | For | ||
| 1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | ||
| 1.8 | Elect Peter A. Thiel | Mgmt | For | For | For | ||
| 1.9 | Elect Mark Zuckerberg | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | ||
| 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| 6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | ||
| Genpact Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| G | CUSIP G3922B107 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect N.V. Tyagarajan | Mgmt | For | For | For | ||
| 2 | Elect Robert Scott | Mgmt | For | For | For | ||
| 3 | Elect Amit Chandra | Mgmt | For | For | For | ||
| 4 | Elect Laura Conigliaro | Mgmt | For | For | For | ||
| 5 | Elect David Humphrey | Mgmt | For | For | For | ||
| 6 | Elect Carol Lindstrom | Mgmt | For | For | For | ||
| 7 | Elect James C. Madden | Mgmt | For | For | For | ||
| 8 | Elect Alex J. Mandl | Mgmt | For | For | For | ||
| 9 | Elect Cecelia Morken | Mgmt | For | For | For | ||
| 10 | Elect Mark Nunnelly | Mgmt | For | For | For | ||
| 11 | Elect Mark Verdi | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Approval of the Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Global Payments Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GPN | CUSIP 37940X102 | 04/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William I. Jacobs | Mgmt | For | For | For | ||
| 2 | Elect Robert H.B. Baldwin, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Alan M. Silberstein | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| HP Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HPQ | CUSIP 40434L105 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Aida M. Alvarez | Mgmt | For | For | For | ||
| 2 | Elect Shumeet Banerji | Mgmt | For | Against | Against | ||
| 3 | Elect Robert R. Bennett | Mgmt | For | For | For | ||
| 4 | Elect Charles V. Bergh | Mgmt | For | For | For | ||
| 5 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | ||
| 6 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||
| 7 | Elect Mary Anne Citrino | Mgmt | For | For | For | ||
| 8 | Elect Stacey J. Mobley | Mgmt | For | For | For | ||
| 9 | Elect Subra Suresh | Mgmt | For | For | For | ||
| 10 | Elect Dion J. Weisler | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Insight Enterprises, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NSIT | CUSIP 45765U103 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard E. Allen | Mgmt | For | For | For | ||
| 2 | Elect Bruce W. Armstrong | Mgmt | For | For | For | ||
| 3 | Elect Linda M. Breard | Mgmt | For | For | For | ||
| 4 | Elect Timothy A. Crown | Mgmt | For | For | For | ||
| 5 | Elect Catherine Courage | Mgmt | For | For | For | ||
| 6 | Elect Anthony A. Ibarguen | Mgmt | For | For | For | ||
| 7 | Elect Kenneth T. Lamneck | Mgmt | For | For | For | ||
| 8 | Elect Kathleen S. Pushor | Mgmt | For | For | For | ||
| 9 | Elect Girish Rishi | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Leidos Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LDOS | CUSIP 525327102 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gregory R. Dahlberg | Mgmt | For | For | For | ||
| 2 | Elect David G. Fubini | Mgmt | For | For | For | ||
| 3 | Elect Miriam E. John | Mgmt | For | For | For | ||
| 4 | Elect Frank Kendall III | Mgmt | For | For | For | ||
| 5 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Roger A. Krone | Mgmt | For | For | For | ||
| 7 | Elect Gary S. May | Mgmt | For | For | For | ||
| 8 | Elect Surya N. Mohapatra | Mgmt | For | For | For | ||
| 9 | Elect Lawrence C. Nussdorf | Mgmt | For | For | For | ||
| 10 | Elect Robert S. Shapard | Mgmt | For | For | For | ||
| 11 | Elect Susan M. Stalnecker | Mgmt | For | For | For | ||
| 12 | Elect Noel B. Williams | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| LogMeIn, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LOGM | CUSIP 54142L109 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael Simon | Mgmt | For | For | For | ||
| 2 | Elect Edwin J. Gillis | Mgmt | For | For | For | ||
| 3 | Elect Sara C. Andrews | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Marvell Technology Group Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MRVL | CUSIP G5876H105 | 03/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Mastercard Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MA | CUSIP 57636Q104 | 06/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
| 2 | Elect Ajay Banga | Mgmt | For | For | For | ||
| 3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
| 4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
| 5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
| 6 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
| 7 | Elect Julius Genachowski | Mgmt | For | For | For | ||
| 8 | Elect Goh Choon Phong | Mgmt | For | For | For | ||
| 9 | Elect Merit E. Janow | Mgmt | For | For | For | ||
| 10 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
| 11 | Elect Oki Matsumoto | Mgmt | For | Against | Against | ||
| 12 | Elect Rima Qureshi | Mgmt | For | For | For | ||
| 13 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
| 14 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| MAXIMUS, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MMS | CUSIP 577933104 | 03/14/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce L. Caswell | Mgmt | For | For | For | ||
| 2 | Elect Richard A. Montoni | Mgmt | For | For | For | ||
| 3 | Elect Raymond B. Ruddy | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Methode Electronics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEI | CUSIP 591520200 | 09/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Walter J. Aspatore | Mgmt | For | For | For | ||
| 2 | Elect Darren M. Dawson | Mgmt | For | For | For | ||
| 3 | Elect Donald W. Duda | Mgmt | For | For | For | ||
| 4 | Elect Martha Goldberg Aronson | Mgmt | For | For | For | ||
| 5 | Elect Isabelle C. Goossen | Mgmt | For | For | For | ||
| 6 | Elect Christopher J. Hornung | Mgmt | For | For | For | ||
| 7 | Elect Paul G. Shelton | Mgmt | For | For | For | ||
| 8 | Elect Lawrence B. Skatoff | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Micron Technology, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MU | CUSIP 595112103 | 01/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert L. Bailey | Mgmt | For | For | For | ||
| 2 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
| 3 | Elect Patrick J. Byrne | Mgmt | For | For | For | ||
| 4 | Elect Mercedes Johnson | Mgmt | For | For | For | ||
| 5 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||
| 6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | ||
| 7 | Elect Robert E. Switz | Mgmt | For | For | For | ||
| 8 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| MKS Instruments, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MKSI | CUSIP 55306N104 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Gerald G. Colella | Mgmt | For | For | For | ||
| 1.2 | Elect Elizabeth A. Mora | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Monolithic Power Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPWR | CUSIP 609839105 | 06/14/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Eugen Elmiger | Mgmt | For | For | For | ||
| 1.2 | Elect Jeff Zhou | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| NCR Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NCR | CUSIP 62886E108 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Richard L. Clemmer | Mgmt | For | For | For | ||
| 1.2 | Elect Robert P. DeRodes | Mgmt | For | For | For | ||
| 1.3 | Elect Deborah A. Farrington | Mgmt | For | For | For | ||
| 1.4 | Elect Kurt P. Kuehn | Mgmt | For | For | For | ||
| 1.5 | Elect William R. Nuti | Mgmt | For | For | For | ||
| 1.6 | Elect Matthew A. Thompson | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| NXP Semiconductors N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 3 | Elect Richard L. Clemmer | Mgmt | For | For | For | ||
| 4 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||
| 5 | Elect Johannes P. Huth | Mgmt | For | For | For | ||
| 6 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | ||
| 7 | Elect Josef Kaeser | Mgmt | For | Against | Against | ||
| 8 | Elect Eric Meurice | Mgmt | For | For | For | ||
| 9 | Elect Peter Smitham | Mgmt | For | For | For | ||
| 10 | Elect Julie Southern | Mgmt | For | For | For | ||
| 11 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
| 12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
| 13 | Elect George S. Davis | Mgmt | For | For | For | ||
| 14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | ||
| 15 | Elect Brian Modoff | Mgmt | For | For | For | ||
| 16 | Elect Robert ter Haar | Mgmt | For | For | For | ||
| 17 | Elect Steven Perrick | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authority to Cancel Repurchased Shares in the Company's Capital |
Mgmt | For | For | For | ||
| 22 | Appointment of Auditor | Mgmt | For | For | For | ||
| Qorvo, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | ||
| 1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | ||
| 1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | ||
| 1.6 | Elect John R. Harding | Mgmt | For | For | For | ||
| 1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | ||
| 1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | ||
| 1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | ||
| 1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | ||
| 1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Rudolph Technologies, Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RTEC | CUSIP 781270103 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leo Berlinghieri | Mgmt | For | For | For | ||
| 2 | Elect Michael P. Plisinsky | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Approval of the 2018 Stock Plan | Mgmt | For | For | For | ||
| 5 | Approval of the 2018 Employee Stock purchase Plan | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| SINA Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SINA | CUSIP G81477104 | 11/03/2017 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Management Nominee Yichen Zhang | ShrHoldr | N/A | N/A | TNA | ||
| 2 | Appointment of Auditor | ShrHoldr | N/A | N/A | TNA | ||
| 3 | Elect Dissident Nominee Brett H. Krause | ShrHoldr | N/A | N/A | TNA | ||
| 4 | Elect Dissident Nominee Thomas J. Manning | ShrHoldr | N/A | N/A | TNA | ||
| SINA Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SINA | CUSIP G81477104 | 11/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Management Nominee Yichen Zhang | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal to Elect Dissident Nominee Brett H. Krause | Mgmt | Against | For | Against | ||
| 4 | Shareholder Proposal to Elect Dissident Nominee Thomas J. Manning | Mgmt | Against | For | Against | ||
| Skyworks Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWKS | CUSIP 83088M102 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David J. Aldrich | Mgmt | For | For | For | ||
| 2 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
| 3 | Elect Timothy R. Furey | Mgmt | For | For | For | ||
| 4 | Elect Liam K. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
| 6 | Elect Christine King | Mgmt | For | For | For | ||
| 7 | Elect David P. McGlade | Mgmt | For | For | For | ||
| 8 | Elect David J. McLachlan | Mgmt | For | For | For | ||
| 9 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to the 2008 Director Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | For | Against | Against | ||
| Systemax Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SYX | CUSIP 871851101 | 06/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Richard Leeds | Mgmt | For | For | For | ||
| 1.2 | Elect Robert Leeds | Mgmt | For | For | For | ||
| 1.3 | Elect Bruce Leeds | Mgmt | For | For | For | ||
| 1.4 | Elect Lawrence P. Reinhold | Mgmt | For | For | For | ||
| 1.5 | Elect Robert D. Rosenthal | Mgmt | For | For | For | ||
| 1.6 | Elect Barry Litwin | Mgmt | For | For | For | ||
| 1.7 | Elect Chad M. Lindbloom | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2330 | CUSIP 874039100 | 06/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4.1 | Elect F.C. TSENG | Mgmt | For | For | For | ||
| 4.2 | Elect Mei-ling Chen | Mgmt | For | For | For | ||
| 4.3 | Elect Mark LIU | Mgmt | For | For | For | ||
| 4.4 | Elect C.C. WEI | Mgmt | For | For | For | ||
| 4.5 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||
| 4.6 | Elect SHIH Stan | Mgmt | For | For | For | ||
| 4.7 | Elect Thomas J. Engibous | Mgmt | For | Withhold | Against | ||
| 4.8 | Elect CHEN Kok-Choo | Mgmt | For | For | For | ||
| 4.9 | Elect Michael R. Splinter | Mgmt | For | For | For | ||
| Teradyne, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TER | CUSIP 880770102 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael A. Bradley | Mgmt | For | For | For | ||
| 2 | Elect Edwin J. Gillis | Mgmt | For | For | For | ||
| 3 | Elect Timothy E. Guertin | Mgmt | For | For | For | ||
| 4 | Elect Mark E. Jagiela | Mgmt | For | For | For | ||
| 5 | Elect Mercedes Johnson | Mgmt | For | For | For | ||
| 6 | Elect Marilyn Matz | Mgmt | For | For | For | ||
| 7 | Elect Paul J. Tufano | Mgmt | For | Against | Against | ||
| 8 | Elect Roy A. Vallee | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Ultra Clean Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UCTT | CUSIP 90385V107 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Clarence L. Granger | Mgmt | For | For | For | ||
| 2 | Elect James P. Scholhamer | Mgmt | For | For | For | ||
| 3 | Elect David T. ibnAle | Mgmt | For | For | For | ||
| 4 | Elect Leonid Mezhvinsky | Mgmt | For | Against | Against | ||
| 5 | Elect Emily Maddox Liggett | Mgmt | For | Against | Against | ||
| 6 | Elect Thomas T. Edman | Mgmt | For | For | For | ||
| 7 | Elect Barbara V. Scherer | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Visa Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| V | CUSIP 92826C839 | 01/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
| 2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
| 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | ||
| 4 | Elect Gary A. Hoffman | Mgmt | For | For | For | ||
| 5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
| 6 | Elect John F. Lundgren | Mgmt | For | For | For | ||
| 7 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
| 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 9 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
| 10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Item 1 : Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON International Equity Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| ABN AMRO Group NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABN | CINS N0162C102 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Acknowledgement of ABN AMRO Group NV Annual General Meeting Agenda | Mgmt | For | For | For | ||
| 6 | Amendments to Articles | Mgmt | For | For | For | ||
| 7 | Amendments to Trust Conditions | Mgmt | For | For | For | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| ABN AMRO Group NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABN | CINS N0162C102 | 05/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Accounts and Reports | Mgmt | For | For | For | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 11 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 12 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 18 | Elect Steven ten Have to the Supervisory Board | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Cancellation of Shares | Mgmt | For | For | For | ||
| 23 | Reduction in Authorised Share Capital | Mgmt | For | For | For | ||
| 24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Aboitiz Power Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AP | CINS Y0005M109 | 05/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Call to Order | Mgmt | For | For | For | ||
| 3 | Proof of Notice | Mgmt | For | For | For | ||
| 4 | Determination of Quorum | Mgmt | For | For | For | ||
| 5 | Meeting Minutes | Mgmt | For | For | For | ||
| 6 | President's Report | Mgmt | For | For | For | ||
| 7 | Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | Against | Against | ||
| 9 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 10 | Amendments to By-Laws | Mgmt | For | For | For | ||
| 11 | Elect Enrique M. Aboitiz, Jr. | Mgmt | For | Against | Against | ||
| 12 | Elect Jon Ramon Aboitiz | Mgmt | For | Against | Against | ||
| 13 | Elect Erramon I. Aboitiz | Mgmt | For | For | For | ||
| 14 | Elect Antonio R. Moraza | Mgmt | For | Against | Against | ||
| 15 | Elect Mikel A. Aboitiz | Mgmt | For | Against | Against | ||
| 16 | Elect Jaime Jose Y. Aboitiz | Mgmt | For | For | For | ||
| 17 | Elect Carlos C. Ejercito | Mgmt | For | Against | Against | ||
| 18 | Elect Romeo L. Bernardo | Mgmt | For | Against | Against | ||
| 19 | Elect Eric O. Recto | Mgmt | For | Against | Against | ||
| 20 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 21 | Adjournment | Mgmt | For | For | For | ||
| Agricultural Bank of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1288 | CINS Y00289119 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Directors' Report | Mgmt | For | For | For | ||
| 4 | Supervisors' Report | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Profit Distribution Plan | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 9 | Elect XIAO Xing | Mgmt | For | For | For | ||
| 10 | Charitable Donations | Mgmt | For | For | For | ||
| 11 | Elect HU Xiaohui | Mgmt | For | Against | Against | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Airbus Group NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIR | CINS N0280G100 | 04/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
| 4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor | Mgmt | For | For | For | ||
| 6 | Elect Amparo Moraleda to the Board of Directors | Mgmt | For | For | For | ||
| 7 | Elect Victor Chu to the Board of Directors | Mgmt | For | For | For | ||
| 8 | Elect Jean-Pierre Clamadieu to the Board of Directors | Mgmt | For | For | For | ||
| 9 | Elect Rene Obermann to the Board of Directors | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Cancellation of Shares | Mgmt | For | For | For | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Akbank Turk Anonim Sirketi | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AKBNK | CINS M0300L106 | 03/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Election of Presiding Chair | Mgmt | For | For | For | ||
| 2 | Presentation of Directors' Report | Mgmt | For | For | For | ||
| 3 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
| 4 | Financial Statements | Mgmt | For | Against | Against | ||
| 5 | Ratification of Co-Option of Ahmet Fuat Ayla | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | Against | Against | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Election of Directors | Mgmt | For | Against | Against | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 12 | Limit on Charitable Donations | Mgmt | For | For | For | ||
| 13 | Presentation of Report on Charitable Donations | Mgmt | For | For | For | ||
| Allianz SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALV | CINS D03080112 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 9 | Increase in Authorised Capital 2018/I | Mgmt | For | For | For | ||
| 10 | Increase in Authorised Capital for Employee Share Issuances | Mgmt | For | For | For | ||
| 11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares for Trading Purposes | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
| 15 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
| 16 | Approval of Intra-Company Control Agreement with Allianz Asset Management GmbH | Mgmt | For | For | For | ||
| 17 | Approval of Intra-Company Control Agreement with Allianz Climate Solutions GmbH | Mgmt | For | For | For | ||
| Amundi SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMUN | CINS F8233H108 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Approve Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 9 | Remuneration of Yves Perrier, CEO | Mgmt | For | For | For | ||
| 10 | Remuneration Policy (CEO) | Mgmt | For | Against | Against | ||
| 11 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 12 | Remuneration of Identified Staff | Mgmt | For | For | For | ||
| 13 | Elect Remi Garuz | Mgmt | For | For | For | ||
| 14 | Elect Laurent Goutard | Mgmt | For | Against | Against | ||
| 15 | Elect Michel Mathieu | Mgmt | For | Against | Against | ||
| 16 | Elect Renee Talamona | Mgmt | For | Against | Against | ||
| 17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 18 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| ASM Pacific Technology Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0522 | CINS G0535Q133 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 8 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
| 9 | Elect John LOK Kam Chong | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| Assicurazioni Generali S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| G | CINS T05040109 | 04/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Remuneration Policy | Mgmt | For | For | For | ||
| 5 | Group Long-Term Incentive Plan 2018 | Mgmt | For | For | For | ||
| 6 | Authority to Repurchase and Reissue Shares (Incentive Plans) | Mgmt | For | For | For | ||
| 7 | Capital Increase to Implement Group Long-Term Incentive Plan 2018 | Mgmt | For | For | For | ||
| 8 | Amendments to Articles | Mgmt | For | For | For | ||
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Avista Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVA | CUSIP 05379B107 | 11/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Aviva Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AV | CINS G0683Q109 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Maurice E Tulloch | Mgmt | For | For | For | ||
| 6 | Elect Claudia Arney | Mgmt | For | For | For | ||
| 7 | Elect Glyn A. Barker | Mgmt | For | For | For | ||
| 8 | Elect Andy Briggs | Mgmt | For | For | For | ||
| 9 | Elect Patricia Cross | Mgmt | For | For | For | ||
| 10 | Elect Belen Romana Garcia | Mgmt | For | For | For | ||
| 11 | Elect Michael J. Hawker | Mgmt | For | For | For | ||
| 12 | Elect Michael Mire | Mgmt | For | For | For | ||
| 13 | Elect Sir Adrian Montague | Mgmt | For | For | For | ||
| 14 | Elect Thomas Stoddard | Mgmt | For | For | For | ||
| 15 | Elect Keith Williams | Mgmt | For | For | For | ||
| 16 | Elect Mark Wilson | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 24 | Authority to Issue Solvency II Instruments w/ Preemptive Rights | Mgmt | For | For | For | ||
| 25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 26 | Authority to Issue Solvency II Instruments w/o Preemptive Rights | Mgmt | For | For | For | ||
| 27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 28 | Authority to Repurchase 8?% Preference Shares | Mgmt | For | For | For | ||
| 29 | Authority to Repurchase 8?% Preference Shares | Mgmt | For | For | For | ||
| 30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 31 | Amendments to Articles (Technical) | Mgmt | For | For | For | ||
| AXA S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CS | CINS F06106102 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Remuneration of Denis Duverne, Chair | Mgmt | For | For | For | ||
| 9 | Remuneration of Thomas Buberl, CEO | Mgmt | For | For | For | ||
| 10 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 11 | Remuneration Policy (CEO) | Mgmt | For | For | For | ||
| 12 | Related Party Transactions | Mgmt | For | For | For | ||
| 13 | Severance Agreement (Thomas Buberl, CEO) | Mgmt | For | For | For | ||
| 14 | Elect Denis Duverne | Mgmt | For | For | For | ||
| 15 | Elect Thomas Buberl | Mgmt | For | For | For | ||
| 16 | Elect Andre Francois-Poncet | Mgmt | For | For | For | ||
| 17 | Elect Patricia Barbizet | Mgmt | For | For | For | ||
| 18 | Elect Rachel Duan | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor | Mgmt | For | For | For | ||
| 20 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||
| 21 | Directors' Fees | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 23 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 26 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | ||
| 27 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Banco Bilbao Vizcaya Argentaria S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BBVA | CINS E11805103 | 03/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 4 | Elect Jose Miguel Andres Torrecillas | Mgmt | For | For | For | ||
| 5 | Elect Belen Garijo Lopez | Mgmt | For | For | For | ||
| 6 | Elect Juan Pi Llorens | Mgmt | For | For | For | ||
| 7 | Elect Jose Maldonado Ramos | Mgmt | For | For | For | ||
| 8 | Elect Jaime Felix Caruana Lacorte | Mgmt | For | For | For | ||
| 9 | Elect Ana Cristina Peralta Moreno | Mgmt | For | For | For | ||
| 10 | Elect Jan Verplancke | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 12 | Maximum Variable Remuneration | Mgmt | For | For | For | ||
| 13 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 14 | Remuneration Report | Mgmt | For | For | For | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Banco Do Brasil S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BBAS3 | CINS P11427112 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Luis Otavio Saliba Furtado | Mgmt | For | For | For | ||
| 6 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | Abstain | N/A | ||
| 7 | Allocate Cumulative Votes to Luis Otavio Saliba Furtado | Mgmt | N/A | Abstain | N/A | ||
| 8 | Supervisory Councils' Fees | Mgmt | For | For | For | ||
| 9 | Remuneration Policy | Mgmt | For | For | For | ||
| 10 | Audit Committee Fees | Mgmt | For | For | For | ||
| 11 | Request Cumulative Voting | Mgmt | N/A | Abstain | N/A | ||
| 12 | Request Separate Election for Board Member(s) | Mgmt | N/A | Abstain | N/A | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Banco Do Brasil S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BBAS3 | CINS P11427112 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | For | For | ||
| 4 | Adoption of Matching Share Plan | Mgmt | For | For | For | ||
| 5 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||
| Banco do Estado do Rio Grande do Sul SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRSR3 | CINS P12553247 | 04/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Elect Massao Fabio Oya as Supervisory Council Member Presented by Preferred Shareholders | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Banco Santander S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SAN | CINS E19790109 | 03/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Board Size | Mgmt | For | For | For | ||
| 6 | Elect Alvaro Antonio Cardoso de Souza | Mgmt | For | For | For | ||
| 7 | Ratify Co-Option and Elect Ramiro Mato Garcia-Ansorena | Mgmt | For | For | For | ||
| 8 | Elect Carlos Fernandez Gonzalez | Mgmt | For | For | For | ||
| 9 | Elect Ignacio Benjumea Cabeza de Vaca | Mgmt | For | For | For | ||
| 10 | Elect Guillermo de la Dehesa Romero | Mgmt | For | For | For | ||
| 11 | Elect Sol Daurella Comadran | Mgmt | For | For | For | ||
| 12 | Elect Homaira Akbari | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 14 | Amendments to Articles (Board of Directors) | Mgmt | For | For | For | ||
| 15 | Amendments to Articles (Committees) | Mgmt | For | For | For | ||
| 16 | Amendments to Articles (Corporate Governance Report) | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Scrip Dividend | Mgmt | For | For | For | ||
| 20 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 21 | Directors' Fees | Mgmt | For | For | For | ||
| 22 | Maximum Variable Remuneration | Mgmt | For | For | For | ||
| 23 | 2018 Variable Remuneration Plan | Mgmt | For | For | For | ||
| 24 | 2018 Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | ||
| 25 | Buy-Out Policy | Mgmt | For | For | For | ||
| 26 | UK Employee Share Saving Scheme | Mgmt | For | For | For | ||
| 27 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 28 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Bandai Namco Holdings Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 7832 | CINS Y0606D102 | 06/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Mitsuaki Taguchi | Mgmt | For | For | For | ||
| 4 | Elect Shuji Ohtsu | Mgmt | For | For | For | ||
| 5 | Elect Yuji Asako | Mgmt | For | For | For | ||
| 6 | Elect Masaru Kawaguchi | Mgmt | For | For | For | ||
| 7 | Elect Satoshi Ohshita | Mgmt | For | For | For | ||
| 8 | Elect Hitoshi Hagiwara | Mgmt | For | For | For | ||
| 9 | Elect Kazumi Kawashiro | Mgmt | For | For | For | ||
| 10 | Elect Yasuo Miyakawa | Mgmt | For | For | For | ||
| 11 | Elect Yuzuru Matsuda | Mgmt | For | For | For | ||
| 12 | Elect Satoko Kuwabara | Mgmt | For | For | For | ||
| 13 | Elect Mikiharu Noma | Mgmt | For | For | For | ||
| 14 | Elect Masataka Nagaike | Mgmt | For | For | For | ||
| 15 | Elect Tooru Shinoda | Mgmt | For | For | For | ||
| 16 | Elect Osamu Sudoh | Mgmt | For | For | For | ||
| 17 | Elect Katsuhiko Kamijoh | Mgmt | For | For | For | ||
| 18 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||
| Bank Negara | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BBNI | CINS Y74568166 | 11/02/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Election of Commissioners | Mgmt | For | Against | Against | ||
| Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3988 | CINS Y0698A107 | 06/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Directors' Report | Mgmt | For | For | For | ||
| 4 | Supervisors' Report | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | 2018 Investment Budget | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Elect ZHANG Qingsong | Mgmt | For | For | For | ||
| 10 | Elect LI Jucai | Mgmt | For | Against | Against | ||
| 11 | Elect CHEN Yuhua as Supervisor | Mgmt | For | For | For | ||
| 12 | Directors' Fees | Mgmt | For | For | For | ||
| 13 | Supervisors' Fees | Mgmt | For | For | For | ||
| 14 | Capital Management Plan 2017-2020 | Mgmt | For | For | For | ||
| 15 | Charitable Donations | Mgmt | For | For | For | ||
| 16 | Authority to Issue Bonds | Mgmt | For | For | For | ||
| 17 | Authority to Issue Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For | ||
| 18 | Authority to Issue Write-down Undated Capital Bonds | Mgmt | For | For | For | ||
| 19 | Elect LIAO Qiang | Mgmt | For | For | For | ||
| BanRegio Grupo Financiero S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFREGIO | CINS P1610L106 | 03/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Financial Statements; CEO's Report; Auditor's Report | Mgmt | For | Abstain | Against | ||
| 2 | Report of the Board of Directors | Mgmt | For | Abstain | Against | ||
| 3 | Report of the Audit and Corporate Governance Committees |
Mgmt | For | Abstain | Against | ||
| 4 | Allocation of Profits | Mgmt | For | Abstain | Against | ||
| 5 | Dividends | Mgmt | For | Abstain | Against | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||
| 7 | Report on Share Repurchase Program | Mgmt | For | Abstain | Against | ||
| 8 | Ratification of Board Acts | Mgmt | For | Abstain | Against | ||
| 9 | Election of Directors; Verification of Directors' Independence Status; Election of Board Chair and Secretary | Mgmt | For | Abstain | Against | ||
| 10 | Election of Audit and Corporate Governance Committee Chair and Members |
Mgmt | For | Abstain | Against | ||
| 11 | Directors' Fees | Mgmt | For | Abstain | Against | ||
| 12 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 13 | Minutes | Mgmt | For | For | For | ||
| BanRegio Grupo Financiero S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFREGIO | CINS P1610L106 | 11/22/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Ratify Resolutions Approved at the General Shareholders' Meeting | Mgmt | For | For | For | ||
| 2 | Restructuring | Mgmt | For | For | For | ||
| 3 | Authority to Create Subsidiary | Mgmt | For | For | For | ||
| 4 | Merger; Approve Merger Financial Statements | Mgmt | For | For | For | ||
| 5 | Approve Terms for the Termination of the Sole Accountability Agreement | Mgmt | For | Abstain | Against | ||
| 6 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| BanRegio Grupo Financiero S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFREGIO | CINS P1610L106 | 11/22/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Ratify Resolutions Approved at the General Shareholders' Meeting | Mgmt | For | For | For | ||
| 2 | Restructuring | Mgmt | For | For | For | ||
| 3 | Authority to Create Subsidiary | Mgmt | For | For | For | ||
| 4 | Merger; Approve Merger Financial Statements | Mgmt | For | For | For | ||
| 5 | Approve Terms for the Termination of the Sole Accountability Agreement | Mgmt | For | Abstain | Against | ||
| 6 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Basf SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAS | CINS D06216317 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| 10 | Amendments to Remuneration Policy | Mgmt | For | For | For | ||
| BNP Paribas | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BNP | CINS F1058Q238 | 05/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Related Party Transactions | Mgmt | For | For | For | ||
| 8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Alternate Auditor (Deloitte & Associes and Societe BEAS) | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Alternate Auditor (Mazars and Charles de Boisriou) | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Alternate Auditor (PricewaterhouseCoopers and Jean-Baptiste Deschryver) | Mgmt | For | For | For | ||
| 12 | Elect Pierre-Andre de Chalendar | Mgmt | For | For | For | ||
| 13 | Elect Denis Kessler | Mgmt | For | Against | Against | ||
| 14 | Elect Laurence Parisot | Mgmt | For | For | For | ||
| 15 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 16 | Remuneration Policy (CEO and COO) | Mgmt | For | For | For | ||
| 17 | Remuneration of Jean Lemierre, Chair | Mgmt | For | For | For | ||
| 18 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | ||
| 19 | Remuneration of Philippe Bordenave, COO | Mgmt | For | For | For | ||
| 20 | Remuneration of Identified Staff | Mgmt | For | For | For | ||
| 21 | Authority to Set the Maximum Variable Compensation Ratio for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
| 24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
| 25 | Global Ceiling on Capital Increases W/o Preemptive Rights | Mgmt | For | For | For | ||
| 26 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||
| 28 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 29 | Authority to Cancel Shares and Reduce Capital |
Mgmt | For | For | For | ||
| 30 | Amendment Regarding the Age Limit of the Chair, CEO and COO | Mgmt | For | For | For | ||
| 31 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Borregaard ASA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRG | CINS R1R79W105 | 04/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Norway | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Election of Presiding Chair; Minutes | Mgmt | For | For | For | ||
| 2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Guidelines (Advisory) | Mgmt | For | For | For | ||
| 4 | Incentive Guidelines (Binding) | Mgmt | For | For | For | ||
| 5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 6 | Authority to Repurchase Shares for Amortization | Mgmt | For | For | For | ||
| 7 | Elect Jan A. Oksum | Mgmt | For | For | For | ||
| 8 | Elect Terje Andersen | Mgmt | For | For | For | ||
| 9 | Elect Tove Andersen | Mgmt | For | For | For | ||
| 10 | Elect Margrethe Hauge | Mgmt | For | For | For | ||
| 11 | Elect Helge Aasen | Mgmt | For | For | For | ||
| 12 | Elect Jan A. Oksum as Chair | Mgmt | For | For | For | ||
| 13 | Elect Mimi K. Berdal | Mgmt | For | For | For | ||
| 14 | Elect Erik Must | Mgmt | For | For | For | ||
| 15 | Elect Rune Selmar | Mgmt | For | For | For | ||
| 16 | Elect Ola Wessel-Aas | Mgmt | For | For | For | ||
| 17 | Elect Mimi K. Berdal as Chair | Mgmt | For | For | For | ||
| 18 | Directors' Fees | Mgmt | For | For | For | ||
| 19 | Nomination Committee Fees | Mgmt | For | For | For | ||
| 20 | Amend Instructions for the Nomination Committee | Mgmt | For | For | For | ||
| 21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| British American Tobacco plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BATS | CINS G1510J102 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor | Mgmt | For | For | For | ||
| 4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 5 | Elect Richard Burrows | Mgmt | For | For | For | ||
| 6 | Elect Nicandro Durante | Mgmt | For | For | For | ||
| 7 | Elect Susan J. Farr | Mgmt | For | For | For | ||
| 8 | Elect Marion Helmes | Mgmt | For | Against | Against | ||
| 9 | Elect Savio Kwan | Mgmt | For | For | For | ||
| 10 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | ||
| 11 | Elect Kieran Poynter | Mgmt | For | For | For | ||
| 12 | Elect Ben Stevens | Mgmt | For | For | For | ||
| 13 | Elect Luc Jobin | Mgmt | For | For | For | ||
| 14 | Elect Holly K. Koeppel | Mgmt | For | For | For | ||
| 15 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Buzzi Unicem S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BZU | CINS T2320M109 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 5 | Ratify Co-Option of Luca Dal Fabbro | Mgmt | For | For | For | ||
| 6 | Remuneration Policy | Mgmt | For | For | For | ||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| China Agri-Industries Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0606 | CINS Y1375F104 | 07/07/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Acquisition | Mgmt | For | For | For | ||
| China Communications Construction Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1800 | CINS Y1R36J108 | 09/26/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Disposal | Mgmt | For | For | For | ||
| China Communications Construction Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1800 | CINS Y1R36J108 | 11/22/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Eligibility for Convertible Bonds Issuance | Mgmt | For | For | For | ||
| 4 | Type of securities to be issued | Mgmt | For | For | For | ||
| 5 | Size of issuance | Mgmt | For | For | For | ||
| 6 | Par value and issue price | Mgmt | For | For | For | ||
| 7 | Term | Mgmt | For | For | For | ||
| 8 | Interest rate | Mgmt | For | For | For | ||
| 9 | Method and timing of interest payment | Mgmt | For | For | For | ||
| 10 | Conversion period | Mgmt | For | For | For | ||
| 11 | Determination and adjustment of the conversion price |
Mgmt | For | For | For | ||
| 12 | Terms of downward adjustment to conversion price |
Mgmt | For | For | For | ||
| 13 | Method for determining the number of shares for conversion | Mgmt | For | For | For | ||
| 14 | Entitlement to dividend in the year of conversion | Mgmt | For | For | For | ||
| 15 | Terms of redemption | Mgmt | For | For | For | ||
| 16 | Terms of sale back | Mgmt | For | For | For | ||
| 17 | Method of issuance and target investors | Mgmt | For | For | For | ||
| 18 | Subscription arrangement for the existing shareholders |
Mgmt | For | For | For | ||
| 19 | A share convertible bond holders and A share convertible bond holders’ meetings | Mgmt | For | For | For | ||
| 20 | Use of proceeds | Mgmt | For | For | For | ||
| 21 | Rating | Mgmt | For | For | For | ||
| 22 | Guarantee and security | Mgmt | For | For | For | ||
| 23 | Deposit account for proceeds raised | Mgmt | For | For | For | ||
| 24 | Validity period of the resolution | Mgmt | For | For | For | ||
| 25 | Authorizations | Mgmt | For | For | For | ||
| 26 | Preliminary Plan to Issue Corporate Bonds | Mgmt | For | For | For | ||
| 27 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For | ||
| 28 | Approval of Dilution Measures for Bond Issuance | Mgmt | For | For | For | ||
| 29 | Adoption of Rules of Procedures for Bondholders' General Meeting | Mgmt | For | For | For | ||
| 30 | Board Authorization to Implement Bond Issuance | Mgmt | For | For | For | ||
| 31 | Shareholder Returns Plan | Mgmt | For | For | For | ||
| 32 | Report on Use of Previously Raised Proceeds | Mgmt | For | For | For | ||
| 33 | Amendments to Articles | Mgmt | For | For | For | ||
| 34 | Related Party Transactions: Subscription for Bonds | Mgmt | For | For | For | ||
| 35 | Elect LIU Qitao | Mgmt | For | Against | Against | ||
| 36 | Elect CHEN Fenjian | Mgmt | For | For | For | ||
| 37 | Elect FU Junyuan | Mgmt | For | For | For | ||
| 38 | Elect CHEN Yun | Mgmt | For | For | For | ||
| 39 | Elect LIU Maoxun | Mgmt | For | For | For | ||
| 40 | Elect QI Xiaofei | Mgmt | For | For | For | ||
| 41 | Elect HUANG Long | Mgmt | For | For | For | ||
| 42 | Elect ZHENG Changhong | Mgmt | For | For | For | ||
| 43 | Elect NGAI Wai Fung | Mgmt | For | Against | Against | ||
| 44 | Elect LI Sen | Mgmt | For | For | For | ||
| 45 | Elect WANG Yongbin | Mgmt | For | Against | Against | ||
| 46 | Authority to Give Guarantees | Mgmt | For | Abstain | Against | ||
| 47 | Self-inspection Report on Real Estate Business | Mgmt | For | For | For | ||
| 48 | Undertaking on Matters relating to Self-inspection Report on Real Estate Business | Mgmt | For | For | For | ||
| China Conch Venture Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 586 | CINS G2116J108 | 06/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect JI Qinying | Mgmt | For | Against | Against | ||
| 6 | Elect LI Jian | Mgmt | For | For | For | ||
| 7 | Elect Alex LAU Chi Wah | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Everbright Greentech Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 01257 | CINS G2R55E103 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Elect WANG Tianyi | Mgmt | For | For | For | ||
| 6 | Elect QIAN Xiaodong | Mgmt | For | For | For | ||
| 7 | Elect YANG Zhiqiang | Mgmt | For | For | For | ||
| 8 | Elect WANG Yungang | Mgmt | For | For | For | ||
| 9 | Elect GUO Ying | Mgmt | For | For | For | ||
| 10 | Elect TANG Xianqing | Mgmt | For | For | For | ||
| 11 | Elect CHOW Siu Lui | Mgmt | For | For | For | ||
| 12 | Elect Philip Tsao | Mgmt | For | For | For | ||
| 13 | Elect YAN Houmin | Mgmt | For | For | For | ||
| 14 | Directors' Fees | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 18 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 19 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| China Everbright International Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0257 | CINS Y14226107 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Raymond WONG Kam Chung | Mgmt | For | For | For | ||
| 6 | Elect HU Yanguo | Mgmt | For | For | For | ||
| 7 | Elect QIAN Xiaodong | Mgmt | For | For | For | ||
| 8 | Elect Philip FAN Yan Hok | Mgmt | For | For | For | ||
| 9 | Elect Selwyn Mar | Mgmt | For | Against | Against | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Hongqiao Group Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1378 | CINS G21150100 | 08/31/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Elect ZHANG Shiping | Mgmt | For | Against | Against | ||
| 5 | Elect ZHENG Shuliang | Mgmt | For | For | For | ||
| 6 | Elect ZHANG Bo | Mgmt | For | For | For | ||
| 7 | Elect YANG Congsen | Mgmt | For | For | For | ||
| 8 | Elect ZHANG Jinglei | Mgmt | For | For | For | ||
| 9 | Elect XING Jian | Mgmt | For | For | For | ||
| 10 | Elect CHEN Yinghai | Mgmt | For | For | For | ||
| 11 | Elect HAN Benwen | Mgmt | For | For | For | ||
| 12 | Directors' Fees | Mgmt | For | Abstain | Against | ||
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 17 | Postponement of Adoption of Accounts and Reports and Declaration of Final Dividends | Mgmt | For | For | For | ||
| China Lesso Group Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2128 | CINS G2157Q102 | 05/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect LUO Jianfeng | Mgmt | For | For | For | ||
| 6 | Elect LIN Dewei | Mgmt | For | Against | Against | ||
| 7 | Elect CHEUNG Man Yu | Mgmt | For | For | For | ||
| 8 | Elect LAN Fang | Mgmt | For | For | For | ||
| 9 | Elect TAO Zhigang | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Petroleum & Chemical Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0386 | CINS Y15010104 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Directors' Report | Mgmt | For | For | For | ||
| 4 | Supervisors' Report | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Authority to Declare Interim Dividends | Mgmt | For | For | For | ||
| 8 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Service Contracts of Directors and Supervisors | Mgmt | For | For | For | ||
| 10 | Amendments to Articles | Mgmt | For | For | For | ||
| 11 | Amendments to Rules and Procedures for Board Meetings | Mgmt | For | For | For | ||
| 12 | Establishment of Nomination Committee | Mgmt | For | For | For | ||
| 13 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||
| 14 | Authority to Issue Domestic and/or Foreign Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 15 | Elect DAI Houliang | Mgmt | For | Against | Against | ||
| 16 | Elect LI Yunpeng | Mgmt | For | For | For | ||
| 17 | Elect JIAO Fangzheng | Mgmt | For | For | For | ||
| 18 | Elect MA Yongsheng | Mgmt | For | For | For | ||
| 19 | Elect LING Yiqun | Mgmt | For | For | For | ||
| 20 | Elect LIU Zhongyun | Mgmt | For | For | For | ||
| 21 | Elect LI Yong | Mgmt | For | For | For | ||
| 22 | Elect TANG Min | Mgmt | For | For | For | ||
| 23 | Elect FAN Gang | Mgmt | For | For | For | ||
| 24 | Elect CAI Hongbin | Mgmt | For | For | For | ||
| 25 | Elect Johnny NG Kar Ling | Mgmt | For | For | For | ||
| 26 | Elect ZHAO Dong as Supervisor | Mgmt | For | For | For | ||
| 27 | Elect JIANG Zhenying as Supervisor | Mgmt | For | Against | Against | ||
| 28 | Elect YANG Changjiang as Supervisor | Mgmt | For | Against | Against | ||
| 29 | Elect ZHANG Baolong as Supervisor | Mgmt | For | Against | Against | ||
| 30 | Elect ZOU Huiping as Supervisor | Mgmt | For | For | For | ||
| 31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| China ZhengTong Auto Services Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1728 | CINS G215A8108 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect LI Zhubo | Mgmt | For | For | For | ||
| 6 | Elect Kelvin WONG Tin Yau | Mgmt | For | Against | Against | ||
| 7 | Elect CAO Tong | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Cimsa Cimento Sanayi ve Ticaret A.S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CIMSA | CINS M2422Q104 | 03/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
| 5 | Presentation of Directors' Report | Mgmt | For | For | For | ||
| 6 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
| 7 | Financial Statements | Mgmt | For | For | For | ||
| 8 | Ratification of Co-Option of Gokhan Eyigun | Mgmt | For | For | For | ||
| 9 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 11 | Election of Directors; Board Term Length | Mgmt | For | For | For | ||
| 12 | Directors' Fees | Mgmt | For | Against | Against | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Presentation of Report on Charitable Donations | Mgmt | For | For | For | ||
| 15 | Limit on Charitable Donations | Mgmt | For | For | For | ||
| 16 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| CK Infrastructure Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1038 | CINS G2178K100 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Victor T.K Li | Mgmt | For | Against | Against | ||
| 6 | Elect Canning Fok Kin Ning | Mgmt | For | For | For | ||
| 7 | Elect Andrew J. Hunter | Mgmt | For | For | For | ||
| 8 | Elect Henry CHEONG Ying Chew | Mgmt | For | Against | Against | ||
| 9 | Elect Barrie Cook | Mgmt | For | For | For | ||
| 10 | Elect Angelina LEE Pui Ling | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| CK Infrastructure Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1038 | CINS G2178K100 | 10/11/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Joint Venture | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Cnooc Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0883 | CINS Y1662W117 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Elect YUAN Guangyu | Mgmt | For | For | For | ||
| 7 | Elect YANG Hua | Mgmt | For | Against | Against | ||
| 8 | Elect Wang Dongjin | Mgmt | For | For | For | ||
| 9 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Compagnie de Saint Gobain SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SGO | CINS F80343100 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Elect Pierre-Andre de Chalendar | Mgmt | For | For | For | ||
| 9 | Ratification of the co-option of Dominique Leroy | Mgmt | For | For | For | ||
| 10 | Remuneration of Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | For | For | ||
| 11 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| 12 | Severance Agreements with Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | For | For | ||
| 13 | Supplementary Retirement Benefits of Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | For | For | ||
| 14 | Compensation Benefits of Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | For | For | ||
| 15 | Appointment of KPMG as Statutory Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 17 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 18 | Amendments to Article Regarding Employee Representatives | Mgmt | For | Against | Against | ||
| 19 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Covestro AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1COV | CINS D0R41Z100 | 04/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| Danske Bank A/S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DANSKE | CINS K22272114 | 03/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Elect Ole Andersen | Mgmt | For | For | For | ||
| 8 | Elect Jorn P. Jensen | Mgmt | For | For | For | ||
| 9 | Elect Carol Sergeant | Mgmt | For | For | For | ||
| 10 | Elect Lars-Erik Brenoe | Mgmt | For | For | For | ||
| 11 | Elect Rolv E. Ryssdal | Mgmt | For | For | For | ||
| 12 | Elect Hilde Merete Tonne | Mgmt | For | For | For | ||
| 13 | Elect Jens Due Olsen | Mgmt | For | For | For | ||
| 14 | Elect Ingrid Bonde | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Cancellation of Shares | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Amendments to Articles Regarding Mandatory Retirement Age | Mgmt | For | For | For | ||
| 20 | Amendments to Articles Regarding Executive Board | Mgmt | For | For | For | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Directors' Fees | Mgmt | For | For | For | ||
| 23 | Remuneration Guidelines | Mgmt | For | Against | Against | ||
| DGB Financial Group Co Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 139130 | CINS Y2058E109 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Elect KIM Kyung Ryong | Mgmt | For | For | For | ||
| 3 | Elect JO Hae Nyung | Mgmt | For | For | For | ||
| 4 | Elect SEO In Deok | Mgmt | For | For | For | ||
| 5 | Elect HA Jong Hwa | Mgmt | For | Against | Against | ||
| 6 | Elect LEE Dahm | Mgmt | For | For | For | ||
| 7 | Election of Audit Committee Member: HA Jong Hwa | Mgmt | For | Against | Against | ||
| 8 | Election of Audit Committee Member: LEE Dahm | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| DGB Financial Group Co Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 139130 | CINS Y2058E109 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect KIM Tae Oh | Mgmt | For | For | For | ||
| 2 | Directors' Fees | Mgmt | For | Against | Against | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| DNB ASA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DNB | CINS R1640U124 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Norway | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Agenda | Mgmt | For | For | For | ||
| 6 | Minutes | Mgmt | For | For | For | ||
| 7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Remuneration Guidelines (Advisory) | Mgmt | For | For | For | ||
| 9 | Remuneration Guidelines (Binding) | Mgmt | For | For | For | ||
| 10 | Corporate Governance Report | Mgmt | For | For | For | ||
| 11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 12 | Cancellation of Shares | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Election of Directors |
Mgmt | For | For | For | ||
| 15 | Election Committee | Mgmt | For | For | For | ||
| 16 | Directors' Fees; Election Committee Fees | Mgmt | For | For | For | ||
| Electric Power Development Co Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 9513 | CINS J12915104 | 06/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | ||
| 4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | ||
| 5 | Elect Hitoshi Murayama | Mgmt | For | For | For | ||
| 6 | Elect Masato Uchiyama | Mgmt | For | For | For | ||
| 7 | Elect Akihito Urashima | Mgmt | For | For | For | ||
| 8 | Elect Yoshiki Onoi | Mgmt | For | For | For | ||
| 9 | Elect Hiromi Minaminosono | Mgmt | For | For | For | ||
| 10 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | ||
| 11 | Elect Hideki Tsukuda | Mgmt | For | For | For | ||
| 12 | Elect Makoto Honda | Mgmt | For | For | For | ||
| 13 | Elect Go Kajitani | Mgmt | For | For | For | ||
| 14 | Elect Tomonori Ito | Mgmt | For | For | For | ||
| 15 | Elect John Buchanan | Mgmt | For | For | For | ||
| 16 | Elect Hiroshi Fujioka as Statutory Auditor | Mgmt | For | For | For | ||
| Electricity Generating Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGCO | CINS Y22834116 | 04/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Meeting Minutes | Mgmt | For | For | For | ||
| 3 | Results of Operations | Mgmt | For | For | For | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 7 | Article 18 | Mgmt | For | For | For | ||
| 8 | Article 29 | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | Against | Against | ||
| 10 | Elect Pasu Loharjun | Mgmt | For | Against | Against | ||
| 11 | Elect Nualnoi Treerat | Mgmt | For | For | For | ||
| 12 | Elect Bordin Rassameethes | Mgmt | For | Against | Against | ||
| 13 | Elect Witoon Kulcharoenwirat | Mgmt | For | Against | Against | ||
| 14 | Elect Wisak Watanasap | Mgmt | For | Against | Against | ||
| 15 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Encana Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ECA | CUSIP 292505104 | 05/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Peter A. Dea | Mgmt | For | For | For | ||
| 1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
| 1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | ||
| 1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | ||
| 1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | ||
| 1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | ||
| 1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | ||
| 1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | ||
| 1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | ||
| 1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Enel S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENEL | CINS T3679P115 | 05/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 5 | Increase in Auditor's Fees | Mgmt | For | For | For | ||
| 6 | Long-Term Incentive Plan 2018 | Mgmt | For | For | For | ||
| 7 | Remuneration Policy | Mgmt | For | Against | Against | ||
| 8 | Amendments to Article 31 | Mgmt | For | For | For | ||
| 9 | Amendments to Article 21 | Mgmt | For | For | For | ||
| 10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Esure Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ESUR | CINS G3205Z110 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Shirley Garrood | Mgmt | For | For | For | ||
| 5 | Elect Darren Ogden | Mgmt | For | For | For | ||
| 6 | Elect Martin Pike | Mgmt | For | For | For | ||
| 7 | Elect Alan Rubenstein | Mgmt | For | For | For | ||
| 8 | Elect Angela Seymour-Jackson | Mgmt | For | For | For | ||
| 9 | Elect Peter Shaw | Mgmt | For | For | For | ||
| 10 | Elect Peter Wood | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 13 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Solvency II RT1 Instruments w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Waiver of Mandatory Takeover Requirement (Chair Peter Wood) | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 19 | Authority to Issue Solvency II RT1 Instruments w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Fabrinet | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FN | CUSIP G3323L100 | 12/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Seamus Grady | Mgmt | For | For | For | ||
| 1.2 | Elect Thomas F. Kelly | Mgmt | For | For | For | ||
| 1.3 | Elect Frank H. Levinson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2010 Performance Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Glencore plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GLEN | CINS G39420107 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
| 3 | Elect Anthony B. Hayward | Mgmt | For | For | For | ||
| 4 | Elect Ivan Glasenberg | Mgmt | For | For | For | ||
| 5 | Elect Peter R. Coates | Mgmt | For | For | For | ||
| 6 | Elect Leonhard Fischer | Mgmt | For | For | For | ||
| 7 | Elect Martin J Gilbert | Mgmt | For | For | For | ||
| 8 | Elect John J. Mack | Mgmt | For | For | For | ||
| 9 | Elect Gill Marcus | Mgmt | For | For | For | ||
| 10 | Elect Patrice Merrin | Mgmt | For | For | For | ||
| 11 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights(Specified Capital Investment) | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Grupo Financiero Interacciones SA CV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFINTER | CINS P4951R153 | 04/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Financial Statements | Mgmt | For | Abstain | Against | ||
| 2 | Report on the Activities of the Audit and Corporate Governance Committee | Mgmt | For | Abstain | Against | ||
| 3 | CEO's Report; Auditor's Report | Mgmt | For | Abstain | Against | ||
| 4 | Report on the Board's Opinion on CEO's Report | Mgmt | For | Abstain | Against | ||
| 5 | Report on Accounting Principles and Policies | Mgmt | For | Abstain | Against | ||
| 6 | Report on Board's Operation and Activities | Mgmt | For | Abstain | Against | ||
| 7 | Financial Statements | Mgmt | For | Abstain | Against | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | ||
| 9 | Election of Directors; Election of CEO; Election of Board Secretary; Fees | Mgmt | For | Abstain | Against | ||
| 10 | Election of Executive Committee Members | Mgmt | For | Abstain | Against | ||
| 11 | Election of Audit and Corporate Governance Committee Chair | Mgmt | For | Abstain | Against | ||
| 12 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Grupo Financiero Interacciones SA CV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFINTER | CINS P4951R153 | 12/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Financial Statements | Mgmt | For | Abstain | Against | ||
| 2 | Merger (Grupo Financiero Banorte) | Mgmt | For | For | For | ||
| 3 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Hanwha Chemical | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 009830 | CINS Y3065K104 | 03/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 3 | Capital Reduction | Mgmt | For | For | For | ||
| 4 | Elect KIM Chang Bum | Mgmt | For | For | For | ||
| 5 | Elect HAN Sang Heum | Mgmt | For | For | For | ||
| 6 | Elect YOON An Sik | Mgmt | For | For | For | ||
| 7 | Elect KIM Moon Soon | Mgmt | For | For | For | ||
| 8 | Elect LEE Kwang Min | Mgmt | For | For | For | ||
| 9 | Elect NOH Se Rae | Mgmt | For | For | For | ||
| 10 | Elect CHOI Man Gyu | Mgmt | For | For | For | ||
| 11 | Election of Audit Committee Member: KIM Moon Soon | Mgmt | For | For | For | ||
| 12 | Election of Audit Committee Member: LEE Gwang Min | Mgmt | For | For | For | ||
| 13 | Election of Audit Committee Member: CHOI Man Gyu | Mgmt | For | For | For | ||
| 14 | Directors' Fees | Mgmt | For | For | For | ||
| 15 | Amendments of Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | ||
| HCL Technologies Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HCLTECH | CINS Y3121G147 | 09/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Elect Sudhindar Krishan Khanna | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 4 | Appointment of Shiv Nadar (Managing Director - Chairman & Chief Strategy Officer); Approval or Remuneration | Mgmt | For | Against | Against | ||
| 5 | Elect Deepak Kapoor | Mgmt | For | For | For | ||
| HORNBACH Holding AG & Co. KGaA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HBH | CINS D33875119 | 07/07/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratification of General Partner's Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | ||
| HSBC Holdings plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HSBA | CINS G4634U169 | 04/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Mark E. Tucker | Mgmt | For | For | For | ||
| 4 | Elect John Flint | Mgmt | For | For | For | ||
| 5 | Elect Kathleen L. Casey | Mgmt | For | For | For | ||
| 6 | Elect Laura M.L. Cha | Mgmt | For | For | For | ||
| 7 | Elect Henri de Castries | Mgmt | For | For | For | ||
| 8 | Elect Lord Evans of Weardale | Mgmt | For | For | For | ||
| 9 | Elect Irene LEE Yun Lien | Mgmt | For | For | For | ||
| 10 | Elect Iain J. Mackay | Mgmt | For | For | For | ||
| 11 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
| 12 | Elect Marc Moses | Mgmt | For | For | For | ||
| 13 | Elect David T. Nish | Mgmt | For | For | For | ||
| 14 | Elect Jonathan R. Symonds | Mgmt | For | For | For | ||
| 15 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 16 | Elect Pauline F.M. van der Meer Mohr | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 25 | Authority to Issue Contingent Convertible Securities w/ | Mgmt | For | For | For | ||
| 26 | Authority to Issue Contingent Convertible Securities w/o | Mgmt | For | For | For | ||
| 27 | Scrip Dividend | Mgmt | For | For | For | ||
| 28 | Amendments to Articles | Mgmt | For | For | For | ||
| 29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Iberdrola S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IBE | CINS E6165F166 | 04/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts | Mgmt | For | For | For | ||
| 4 | Management Reports | Mgmt | For | For | For | ||
| 5 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 6 | Elect Anthony L. Gardner | Mgmt | For | For | For | ||
| 7 | Elect Georgina Yamilet Kessel Martinez | Mgmt | For | For | For | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 9 | First Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | ||
| 10 | Second Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | ||
| 11 | Cancellation of Treasury Shares | Mgmt | For | For | For | ||
| 12 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 13 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 15 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Idemitsu Kosan Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 5019 | CINS J2388K103 | 06/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Takashi Tsukioka | Mgmt | For | For | For | ||
| 3 | Elect Shunichi Kitoh | Mgmt | For | For | For | ||
| 4 | Elect Takashi Matsushita | Mgmt | For | For | For | ||
| 5 | Elect Susumu Nibuya | Mgmt | For | For | For | ||
| 6 | Elect Kazuo Maruyama | Mgmt | For | For | For | ||
| 7 | Elect Toshiaki Sagishima | Mgmt | For | For | For | ||
| 8 | Elect Kiyoshi Homma | Mgmt | For | For | For | ||
| 9 | Elect Eri Yokota | Mgmt | For | For | For | ||
| 10 | Elect Ryohsuke Itoh | Mgmt | For | For | For | ||
| 11 | Elect Takeo Kikkawa | Mgmt | For | For | For | ||
| 12 | Elect Mackenzie D. Clugston | Mgmt | For | For | For | ||
| 13 | Elect Toshiyuki Tanida | Mgmt | For | Against | Against | ||
| 14 | Elect Shohichiroh Niwayama | Mgmt | For | For | For | ||
| 15 | Elect Junko Kai as Alternate Statutory Auditor | Mgmt | For | For | For | ||
| 16 | Trust-Type Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | ||
| Indorama Ventures Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IVL | CINS ADPV12922 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Meeting Minutes | Mgmt | For | For | For | ||
| 2 | Results of Operations | Mgmt | For | For | For | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Kanit Si | Mgmt | For | For | For | ||
| 6 | Elect Dilip Kumar Agarwal | Mgmt | For | For | For | ||
| 7 | Elect Udey P.S. Gill | Mgmt | For | For | For | ||
| 8 | Elect Russell Leighton Kekuewa | Mgmt | For | For | For | ||
| 9 | Elect Chakramon Phasukavanich | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Amendments to Articles | Mgmt | For | For | For | ||
| 13 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Infosys Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INFY | CINS Y4082C133 | 02/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect and Appoint Salil S. Parekh as CEO and Managing Director; Approval of Remuneration | Mgmt | For | For | For | ||
| 3 | Re-designation of Director | Mgmt | For | For | For | ||
| Infosys Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INFY | CINS Y4082C133 | 10/07/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 3 | Elect Sundaram D. Nair | Mgmt | For | For | For | ||
| 4 | Elect Nandan Nilekani | Mgmt | For | For | For | ||
| 5 | Appoint U.B. Pravin Rao as Managing Director | Mgmt | For | For | For | ||
| ING Groep N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INGA | CINS N4578E595 | 04/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 9 | Allocation of Dividends | Mgmt | For | For | For | ||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Ratification of Management Acts | Mgmt | For | For | For | ||
| 14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 16 | Elect Supervisory Board Member Eric Boyer de la Giroday | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Jubilant Life Sciences Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JUBILANT | CINS Y44787110 | 08/29/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Hari S. Bhartia | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 5 | Elect Vivek Mehra | Mgmt | For | For | For | ||
| 6 | Elect Sushil Kumar Roongta | Mgmt | For | For | For | ||
| 7 | Elect Priyavrat Bhartia | Mgmt | For | For | For | ||
| 8 | Elect Arjun Shanker Bhartia | Mgmt | For | For | For | ||
| 9 | Elect Pramod Yadav | Mgmt | For | For | For | ||
| 10 | Appointment of Pramod Yadav (Whole-Time Director); Approval of Remuneration | Mgmt | For | For | For | ||
| 11 | Non-Executive Directors' Commission | Mgmt | For | For | For | ||
| 12 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | ||
| JXTG Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 5020 | CINS J29699105 | 06/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Elect Yukio Uchida | Mgmt | For | For | For | ||
| 5 | Elect Tsutomu Sugimori | Mgmt | For | For | For | ||
| 6 | Elect Jun Mutoh | Mgmt | For | For | For | ||
| 7 | Elect Junichi Kawada | Mgmt | For | For | For | ||
| 8 | Elect Yasushi Onoda | Mgmt | For | For | For | ||
| 9 | Elect Hiroji Adachi | Mgmt | For | For | For | ||
| 10 | Elect Satoshi Taguchi | Mgmt | For | For | For | ||
| 11 | Elect Katsuyuki Ohta | Mgmt | For | For | For | ||
| 12 | Elect Shigeru Ohi | Mgmt | For | For | For | ||
| 13 | Elect Hiroshi Hosoi | Mgmt | For | For | For | ||
| 14 | Elect Hiroko Ohta | Mgmt | For | For | For | ||
| 15 | Elect Mutsutake Ootsuka | Mgmt | For | For | For | ||
| 16 | Elect Yoshiiku Miyata | Mgmt | For | For | For | ||
| 17 | Elect Yuji Nakajima | Mgmt | For | For | For | ||
| 18 | Elect Hitoshi Katoh | Mgmt | For | For | For | ||
| 19 | Elect Seiichi Kondoh | Mgmt | For | For | For | ||
| 20 | Elect Nobuko Takahashi | Mgmt | For | For | For | ||
| 21 | Elect Seiichiroh Nishioka | Mgmt | For | For | For | ||
| 22 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | ||
| 23 | Audit Committee Directors' Fees | Mgmt | For | For | For | ||
| 24 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | ||
| KB Financial Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 105560 | CINS Y46007103 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles (Bundled) | Mgmt | For | For | For | ||
| 3 | Elect SUNWOO Seok Ho | Mgmt | For | For | For | ||
| 4 | Elect CHOI Myoung Hee | Mgmt | For | For | For | ||
| 5 | Elect JUNG Gu Hwan | Mgmt | For | For | For | ||
| 6 | Elect YOO Suk Ryul | Mgmt | For | For | For | ||
| 7 | Elect PARK Jae Ha | Mgmt | For | For | For | ||
| 8 | Election of Independent Director to Become Audit Committee Member: HAN Jong Soo | Mgmt | For | Against | Against | ||
| 9 | Election of Audit Committee Member: SUNWOO Seok Ho | Mgmt | For | For | For | ||
| 10 | Election of Audit Committee Member: JUNG Gu Hwan | Mgmt | For | For | For | ||
| 11 | Election of Audit Committee Member: PARK Jae Ha | Mgmt | For | For | For | ||
| 12 | Directors' Fees | Mgmt | For | For | For | ||
| 13 | Amendments to Article 36 (Shareholder Proposal) | ShrHoldr | Against | Against | For | ||
| 14 | Amendments to Article 48 (Shareholder Proposal) | ShrHoldr | Against | For | Against | ||
| 15 | Elect KWON Soon Won (Shareholder Proposal) | ShrHoldr | Against | Against | For | ||
| KB Financial Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 105560 | CINS Y46007103 | 11/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Elect YOON Jong Kyoo | Mgmt | For | For | For | ||
| 4 | Elect HUR Yin | Mgmt | For | For | For | ||
| 5 | Elect HA Seung Soo (Shareholder nominee) | ShrHoldr | Against | Against | For | ||
| 6 | Amendments to Articles (Shareholder Proposal) | ShrHoldr | Against | Against | For | ||
| Kingfisher plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CINS G5256E441 | 06/12/2018 | Voted | |||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Jeff Carr | Mgmt | For | For | For | ||
| 5 | Elect Andrew Cosslett | Mgmt | For | For | For | ||
| 6 | Elect Pascal Cagni | Mgmt | For | For | For | ||
| 7 | Elect Clare M. Chapman | Mgmt | For | For | For | ||
| 8 | Elect Anders Dahlvig | Mgmt | For | For | For | ||
| 9 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | For | ||
| 10 | Elect Véronique Laury | Mgmt | For | For | For | ||
| 11 | Elect Mark Seligman | Mgmt | For | For | For | ||
| 12 | Elect Karen Witts | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 15 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| KT&G Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 033780 | CINS Y49904108 | 03/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect BAEK Bok In as CEO | Mgmt | For | Against | Against | ||
| 4 | Elect KIM Heung Ryul | Mgmt | For | Against | Against | ||
| 5 | Board Size (Board Proposal) | Mgmt | For | For | For | ||
| 6 | Board Size (Shareholder Proposal) | ShrHoldr | Against | Against | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 9 | Elect BAEK Jong Soo (Board nominee) | Mgmt | For | N/A | N/A | ||
| 10 | Elect OH Cheol Ho (Shareholder Nominee) | ShrHoldr | Against | N/A | N/A | ||
| 11 | Elect WHAN Duk Hee (Shareholder Nominee) | ShrHoldr | Against | Against | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Elect BAEK Jong Soo (Board Nominee) | Mgmt | For | Abstain | Against | ||
| 15 | Elect Sonny CHUNG Seon Il (Board Nominee) | Mgmt | For | Abstain | Against | ||
| 16 | Elect OH Cheol Ho (Shareholder Nominee) | ShrHoldr | Against | Abstain | N/A | ||
| 17 | Elect WHAN Duk Hee (Shareholder Nominee) | ShrHoldr | Against | Abstain | N/A | ||
| 18 | Directors' Fees | Mgmt | For | For | For | ||
| 19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Lee & Man Paper Manufacturing Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2314 | CINS G5427W130 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Ross LI King Wai | Mgmt | For | For | For | ||
| 6 | Elect Tony WONG Kai Tung | Mgmt | For | For | For | ||
| 7 | Elect POON Chung Kwong | Mgmt | For | For | For | ||
| 8 | Elect Peter A. Davies | Mgmt | For | For | For | ||
| 9 | Elect David CHAU Shing Yim | Mgmt | For | Against | Against | ||
| 10 | Directors' Fees for 2017 | Mgmt | For | Against | Against | ||
| 11 | Directors' Fees for 2018 | Mgmt | For | Against | Against | ||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Legal & General Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LGEN | CINS G54404127 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Carolyn Bradley | Mgmt | For | For | For | ||
| 4 | Elect Philip Broadley | Mgmt | For | For | For | ||
| 5 | Elect Stuart Jeffrey Davies | Mgmt | For | For | For | ||
| 6 | Elect John Kingman | Mgmt | For | For | For | ||
| 7 | Elect Lesley Knox | Mgmt | For | For | For | ||
| 8 | Elect Kerrigan Procter | Mgmt | For | For | For | ||
| 9 | Elect Toby Strauss | Mgmt | For | For | For | ||
| 10 | Elect Julia Wilson | Mgmt | For | For | For | ||
| 11 | Elect Nigel Wilson | Mgmt | For | For | For | ||
| 12 | Elect Mark Zinkula | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 15 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Contingent Convertible Securities w/ | Mgmt | For | For | For | ||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 21 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Link Net PT | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LINK | CINS Y71398104 | 01/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Articles | Mgmt | For | For | For | ||
| 2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Lloyds Banking Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LLOY | CINS G5533W248 | 05/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Elect James R.C. Lupton | Mgmt | For | For | For | ||
| 3 | Elect Lord Norman Blackwell | Mgmt | For | For | For | ||
| 4 | Elect Juan Colombas | Mgmt | For | For | For | ||
| 5 | Elect George Culmer | Mgmt | For | For | For | ||
| 6 | Elect Alan Dickinson | Mgmt | For | For | For | ||
| 7 | Elect Anita Frew | Mgmt | For | For | For | ||
| 8 | Elect Simon P. Henry | Mgmt | For | For | For | ||
| 9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | ||
| 10 | Elect Deborah D. McWhinney | Mgmt | For | For | For | ||
| 11 | Elect Nick Prettejohn | Mgmt | For | For | For | ||
| 12 | Elect Stuart Sinclair | Mgmt | For | For | For | ||
| 13 | Elect Sara Weller | Mgmt | For | For | For | ||
| 14 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||
| 26 | Amendments to Articles | Mgmt | For | For | For | ||
| 27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Lotte Chemical Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 011170 | CINS Y5336U100 | 03/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||
| 3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | ||
| 4 | Directors' Fees | Mgmt | For | For | For | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Metropolitan Bank & Trust Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MBT | CINS Y6028G136 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Call to Order | Mgmt | For | For | For | ||
| 3 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | ||
| 4 | Meeting Minutes | Mgmt | For | For | For | ||
| 5 | President's Report | Mgmt | For | For | For | ||
| 6 | Ratification of Board, Committees and Management Acts | Mgmt | For | For | For | ||
| 7 | Elect Arthur V. Ty | Mgmt | For | Against | Against | ||
| 8 | Elect Francisco C. Sebastian | Mgmt | For | For | For | ||
| 9 | Elect Fabian S. Dee | Mgmt | For | For | For | ||
| 10 | Elect Jesli A. Lapus | Mgmt | For | For | For | ||
| 11 | Elect Alfred V. Ty | Mgmt | For | For | For | ||
| 12 | Elect Robin A. King | Mgmt | For | For | For | ||
| 13 | Elect Rex C. Drilon II | Mgmt | For | For | For | ||
| 14 | Elect Edmund A. Go | Mgmt | For | For | For | ||
| 15 | Elect Francisco F. Del Rosario, Jr. | Mgmt | For | For | For | ||
| 16 | Elect Vicente R. Cuna Jr. | Mgmt | For | For | For | ||
| 17 | Elect Edgar O. Chua | Mgmt | For | For | For | ||
| 18 | Elect Solomon S. Cua | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor | Mgmt | For | For | For | ||
| 20 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 21 | Adjournment | Mgmt | For | For | For | ||
| Mexichem, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 04/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Report of the CEO and Board | Mgmt | For | For | For | ||
| 3 | Financial Statements | Mgmt | For | Against | Against | ||
| 4 | Report on Tax Compliance | Mgmt | For | For | For | ||
| 5 | Report of the Audit and Corporate Governance | Mgmt | For | For | For | ||
| 6 | Approve Consolidated Profit | Mgmt | For | For | For | ||
| 7 | Approve Net Profit | Mgmt | For | For | For | ||
| 8 | Allocation of Net and Consolidated Profits | Mgmt | For | For | For | ||
| 9 | Elect Antonio del Valle Ruiz | Mgmt | For | For | For | ||
| 10 | Elect Juan Pablo del Valle Perochena | Mgmt | For | Against | Against | ||
| 11 | Elect Adolfo del Valle Ruiz | Mgmt | For | For | For | ||
| 12 | Elect Ignacio del Valle Ruiz | Mgmt | For | For | For | ||
| 13 | Elect Antonio del Valle Perochena | Mgmt | For | For | For | ||
| 14 | Elect Maria Guadalupe del Valle Perochena | Mgmt | For | For | For | ||
| 15 | Elect Jaime Ruiz Sacristan | Mgmt | For | Against | Against | ||
| 16 | Elect Fernando Benjamin Ruiz Sahagun | Mgmt | For | Against | Against | ||
| 17 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||
| 18 | Elect Eduardo Tricio Haro | Mgmt | For | For | For | ||
| 19 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | ||
| 20 | Elect Divo Milan Haddad | Mgmt | For | For | For | ||
| 21 | Elect Alma Rosa Moreno Razo | Mgmt | For | For | For | ||
| 22 | Elect Fernando Benjamin Ruiz Sahagun as Audit Committee Chair | Mgmt | For | Against | Against | ||
| 23 | Elect Eugenio Clariond Reyes-Retana as Corporate Governance Committee Cha | Mgmt | For | For | For | ||
| 24 | Elect Juan Pablo del Valle Perochena as Board Chair | Mgmt | For | Against | Against | ||
| 25 | Elect Juan Pablo del Rio Benitez as Board Secretary | Mgmt | For | For | For | ||
| 26 | Directors' Fees | Mgmt | For | For | For | ||
| 27 | Cancellation of Unused Amount from Previous Authority | Mgmt | For | For | For | ||
| 28 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 29 | Report on the Company's Share Repurchase Program | Mgmt | For | For | For | ||
| 30 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Mexichem, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 08/30/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Mexichem, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 11/16/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Dividend | Mgmt | For | For | For | ||
| 2 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Modec Incorporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 6269 | CINS J4636K109 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits | Mgmt | For | For | For | ||
| 3 | Elect Toshiroh Miyazaki | Mgmt | For | For | For | ||
| 4 | Elect Takeshi Kanamori | Mgmt | For | For | For | ||
| 5 | Elect Teruhisa Konishi | Mgmt | For | For | For | ||
| 6 | Elect Minoru Sawada | Mgmt | For | For | For | ||
| 7 | Elect Yuhji Kohzai | Mgmt | For | For | For | ||
| 8 | Elect Taketsune Matsumura | Mgmt | For | For | For | ||
| 9 | Elect Yoshio Kometani | Mgmt | For | For | For | ||
| 10 | Elect Katsuya Natori | Mgmt | For | For | For | ||
| 11 | Elect Shigenobu Aikyoh | Mgmt | For | For | For | ||
| 12 | Elect Hiroshi Kanno | Mgmt | For | For | For | ||
| 13 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | ||
| 14 | Bonus | Mgmt | For | For | For | ||
| MOL Hungarian Oil And Gas Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOL | CINS X5S32S129 | 04/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hungary | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Voting Method | Mgmt | For | For | For | ||
| 6 | Election of Meeting Bodies | Mgmt | For | For | For | ||
| 7 | Financial Statements | Mgmt | For | For | For | ||
| 8 | Allocation of Profit/Dividends | Mgmt | For | For | For | ||
| 9 | Corporate Governance Declaration | Mgmt | For | For | For | ||
| 10 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Presentation of Information on Share Repurchase | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | ||
| 14 | Elect Zsolt Hernadi to the Board of Directors | Mgmt | For | For | For | ||
| 15 | Elect Zoltan Aldott | Mgmt | For | For | For | ||
| 16 | Elect Andras Lanczi | Mgmt | For | For | For | ||
| 17 | Elect Csaba Szabo | Mgmt | For | For | For | ||
| Mondi plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MNDI | CINS G6258S107 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stephen Young | Mgmt | For | For | For | ||
| 2 | Elect Tanya Fratto | Mgmt | For | For | For | ||
| 3 | Elect Stephen C. Harris | Mgmt | For | For | For | ||
| 4 | Elect Andrew King | Mgmt | For | For | For | ||
| 5 | Elect Peter Oswald | Mgmt | For | For | For | ||
| 6 | Elect Fred Phaswana | Mgmt | For | For | For | ||
| 7 | Elect Dominique Reiniche | Mgmt | For | For | For | ||
| 8 | Elect David Williams | Mgmt | For | For | For | ||
| 9 | Elect Audit Committee Member (Tanya Fratto) | Mgmt | For | For | For | ||
| 10 | Elect Audit Committee Member (Stephen C. Harris) | Mgmt | For | For | For | ||
| 11 | Elect Audit Committee Member (Stephen Young) | Mgmt | For | For | For | ||
| 12 | Accounts and Reports (Mondi Ltd) | Mgmt | For | For | For | ||
| 13 | Remuneration Policy (Mondi Ltd) | Mgmt | For | For | For | ||
| 14 | Remuneration Report (Mondi Ltd) | Mgmt | For | For | For | ||
| 15 | Approve NEDs' Fees (Mondi Ltd) | Mgmt | For | For | For | ||
| 16 | Approve NEDs' Fee Structure (Mondi Ltd) | Mgmt | For | For | For | ||
| 17 | Final Dividend | Mgmt | For | For | For | ||
| 18 | Special Dividend | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor (Mondi Ltd) | Mgmt | For | For | For | ||
| 20 | Authority to Set Auditor's Fees (Mondi Ltd) | Mgmt | For | For | For | ||
| 21 | Approve Financial Assistance (Mondi Ltd) | Mgmt | For | For | For | ||
| 22 | General Authority to Issue Ordinary Shares (Mondi Ltd) | Mgmt | For | For | For | ||
| 23 | General Authority to Issue Special Converting Shares (Mondi Ltd) | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) | Mgmt | For | For | For | ||
| 25 | Authority to Repurchase Shares (Mondi Ltd) | Mgmt | For | For | For | ||
| 26 | Accounts and Reports (Mondi plc) | Mgmt | For | For | For | ||
| 27 | Remuneration Report (Mondi plc- Advisory) | Mgmt | For | For | For | ||
| 28 | Final Dividend (Mondi plc) | Mgmt | For | For | For | ||
| 29 | Special Dividend (Mondi plc) | Mgmt | For | For | For | ||
| 30 | Appointment of Auditor (Mondi plc) | Mgmt | For | For | For | ||
| 31 | Authority to Set Auditor's Fees (Mondi plc) | Mgmt | For | For | For | ||
| 32 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 33 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 34 | Authority to Repurchase Shares (Mondi plc) | Mgmt | For | For | For | ||
| 35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Nanya Technology Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2408 | CINS Y62066108 | 05/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Taiwan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Amendment to Procedural Rules | Mgmt | For | For | For | ||
| Newfield Exploration Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NFX | CUSIP 651290108 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lee K. Boothby | Mgmt | For | For | For | ||
| 2 | Elect Pamela J. Gardner | Mgmt | For | For | For | ||
| 3 | Elect Edgar R. Giesinger | Mgmt | For | For | For | ||
| 4 | Elect Steven Nance | Mgmt | For | For | For | ||
| 5 | Elect Roger B. Plank | Mgmt | For | For | For | ||
| 6 | Elect Thomas G. Ricks | Mgmt | For | For | For | ||
| 7 | Elect Juanita F. Romans | Mgmt | For | For | For | ||
| 8 | Elect John W. Schanck | Mgmt | For | For | For | ||
| 9 | Elect J. Terry Strange | Mgmt | For | For | For | ||
| 10 | Elect J. Kent Wells | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Nine Dragons Paper (Holdings) Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2689 | CINS G65318100 | 12/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect ZHANG Cheng Fei | Mgmt | For | Against | Against | ||
| 6 | Elect LAU Chun Shun | Mgmt | For | For | For | ||
| 7 | Elect ZHANG Lianpeng | Mgmt | For | Against | Against | ||
| 8 | Elect Maria TAM Wai Chu | Mgmt | For | Against | Against | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 14 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
| NN Group NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NN | CINS N64038107 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 11 | Elect Heijo Hauser | Mgmt | For | For | For | ||
| 12 | Elect Hans Schoen | Mgmt | For | For | For | ||
| 13 | Elect David Cole | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Cancellation of Shares | Mgmt | For | For | For | ||
| 18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Open Text Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OTEX | CUSIP 683715106 | 09/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||
| 1.2 | Elect Mark J. Barrenechea | Mgmt | For | For | For | ||
| 1.3 | Elect Randy Fowlie | Mgmt | For | For | For | ||
| 1.4 | Elect Gail E. Hamilton | Mgmt | For | For | For | ||
| 1.5 | Elect Brian J. Jackman | Mgmt | For | For | For | ||
| 1.6 | Elect Stephen J. Sadler | Mgmt | For | For | For | ||
| 1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | ||
| 1.8 | Elect Katharine B. Stevenson | Mgmt | For | For | For | ||
| 1.9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | ||
| 1.10 | Elect Deborah Weinstein | Mgmt | For | Withhold | Against | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Orix Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 8591 | CINS J61933123 | 06/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect Makoto Inoue | Mgmt | For | For | For | ||
| 4 | Elect Yuichi Nishigori | Mgmt | For | For | For | ||
| 5 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | ||
| 6 | Elect Stan Koyanagi | Mgmt | For | For | For | ||
| 7 | Elect Shuhj Irie | Mgmt | For | For | For | ||
| 8 | Elect Hitomaro Yano | Mgmt | For | For | For | ||
| 9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | ||
| 10 | Elect Robert Feldman | Mgmt | For | For | For | ||
| 11 | Elect Takeshi Niinami | Mgmt | For | For | For | ||
| 12 | Elect Nobuaki Usui | Mgmt | For | For | For | ||
| 13 | Elect Ryuji Yasuda | Mgmt | For | For | For | ||
| 14 | Elect Heizoh Takenaka | Mgmt | For | For | For | ||
| OTP Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OTP | CINS X60746181 | 04/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hungary | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Corporate Governance Report | Mgmt | For | For | For | ||
| 5 | Ratification of Management Acts | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 7 | Amendments to Articles | Mgmt | For | For | For | ||
| 8 | Elect Oliver Pequeux | Mgmt | For | For | For | ||
| 9 | Election of Oliver Requex as Audit Committee Member | Mgmt | For | For | For | ||
| 10 | Remuneration Guidelines | Mgmt | For | For | For | ||
| 11 | Supervisory Board and Directors' Fees | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Oversea-Chinese Banking Corporation Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| O39 | CINS Y64248209 | 04/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Singapore | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Elect OOI Sang Kuang | Mgmt | For | For | For | ||
| 3 | Elect LAI Teck-Poh | Mgmt | For | For | For | ||
| 4 | Elect Pramukti Surjaudaja | Mgmt | For | For | For | ||
| 5 | Elect CHUA Kim Chiu | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Directors' Fees in Cash | Mgmt | For | For | For | ||
| 8 | Authority to Issue Ordinary Shares to Non-Executive Directors |
Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 11 | Authority to Grant Awards and Issue Shares under the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan |
Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares Under The OCBC Scrip Dividend Scheme |
Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Parsley Energy Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PE | CUSIP 701877102 | 05/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ronald Brokmeyer | Mgmt | For | For | For | ||
| 2 | Elect Hemang Desai | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Pembina Pipeline Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PPL | CUSIP 706327103 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Anne-Marie N. Ainsworth | Mgmt | For | For | For | ||
| 1.2 | Elect Douglas J. Arnell | Mgmt | For | For | For | ||
| 1.3 | Elect Michael H. Dilger | Mgmt | For | For | For | ||
| 1.4 | Elect Randall J. Findlay | Mgmt | For | For | For | ||
| 1.5 | Elect Maureen E. Howe | Mgmt | For | For | For | ||
| 1.6 | Elect Gordon J. Kerr | Mgmt | For | For | For | ||
| 1.7 | Elect David M.B. LeGresley | Mgmt | For | For | For | ||
| 1.8 | Elect Robert B. Michaleski | Mgmt | For | For | For | ||
| 1.9 | Elect Leslie A. O'Donoghue | Mgmt | For | For | For | ||
| 1.10 | Elect Bruce D. Rubin | Mgmt | For | For | For | ||
| 1.11 | Elect Jeffery T. Smith | Mgmt | For | For | For | ||
| 1.12 | Elect Henry W. Sykes | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Pennon Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PNN | CINS G8295T213 | 07/06/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 5 | Elect Sir John Parker | Mgmt | For | For | For | ||
| 6 | Elect Martin D. Angle | Mgmt | For | For | For | ||
| 7 | Elect Neil Cooper | Mgmt | For | For | For | ||
| 8 | Elect Susan J. Davy | Mgmt | For | For | For | ||
| 9 | Elect Christopher Loughlin | Mgmt | For | For | For | ||
| 10 | Elect Gill Rider | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 13 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Approve Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Petron Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCOR | CINS Y6885F106 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | CALL TO ORDER | Mgmt | For | For | For | ||
| 3 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | ||
| 4 | Meeting Minutes | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Elect Eduardo M. Cojuangco, Jr. | Mgmt | For | Against | Against | ||
| 9 | Elect Ramon S. Ang | Mgmt | For | For | For | ||
| 10 | Elect Lubin B. Nepomuceno | Mgmt | For | For | For | ||
| 11 | Elect Estelito P. Mendoza | Mgmt | For | For | For | ||
| 12 | Elect Jose P. De Jesus | Mgmt | For | For | For | ||
| 13 | Elect Ron W. Haddock | Mgmt | For | For | For | ||
| 14 | Elect Aurora T. Calderon | Mgmt | For | Against | Against | ||
| 15 | Elect Mirzan Mahathir | Mgmt | For | For | For | ||
| 16 | Elect Virgilio S. Jacinto | Mgmt | For | For | For | ||
| 17 | Elect Nelly Favis Villafuerte | Mgmt | For | For | For | ||
| 18 | Elect Horacio C. Ramos | Mgmt | For | For | For | ||
| 19 | Elect Reynaldo G. David | Mgmt | For | For | For | ||
| 20 | Elect Artemio V. Panganiban | Mgmt | For | Against | Against | ||
| 21 | Elect Margarito B Teves | Mgmt | For | Against | Against | ||
| 22 | Elect Carlos Jericho L. Petilla | Mgmt | For | For | For | ||
| 23 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 24 | ADJOURNMENT | Mgmt | For | For | For | ||
| PJSC Gazprom | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GAZP | CINS 368287207 | 06/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Annual Report | Mgmt | For | For | For | ||
| 3 | Financial Statements | Mgmt | For | For | For | ||
| 4 | Allocation of Profits | Mgmt | For | For | For | ||
| 5 | Allocation of Retained Earnings | Mgmt | For | For | For | ||
| 6 | Dividends | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor | Mgmt | For | For | For | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Audit Commission Fees | Mgmt | For | For | For | ||
| 11 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 15 | Elect Viktor A. Zubkov | Mgmt | For | Abstain | Against | ||
| 16 | Elect Timur A. Kulibaev | Mgmt | For | Abstain | Against | ||
| 17 | Elect Denis V. Manturov | Mgmt | For | Abstain | Against | ||
| 18 | Elect Vitaly A. Markelov | Mgmt | For | Abstain | Against | ||
| 19 | Elect Viktor G Martynov | Mgmt | For | For | For | ||
| 20 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | ||
| 21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 22 | Elect Alexander V. Novak | Mgmt | For | Abstain | Against | ||
| 23 | Elect Dmitry N. Patrushev | Mgmt | For | Abstain | Against | ||
| 24 | Elect Mikhail L. Sereda | Mgmt | For | Abstain | Against | ||
| 25 | Elect Vadim K. Bikulov | Mgmt | For | For | For | ||
| 26 | Elect Alexander A. Gladkov | Mgmt | For | For | For | ||
| 27 | Elect Margarita I. Mironova | Mgmt | For | For | For | ||
| 28 | Elect Yuri S. Nosov | Mgmt | For | For | For | ||
| 29 | Elect Karen I. Oganyan | Mgmt | For | For | For | ||
| 30 | Elect Alexandra A. Petrova | Mgmt | For | For | For | ||
| 31 | Elect Sergey R. Platonov | Mgmt | For | For | For | ||
| 32 | Elect Oksana V. Tarasenko | Mgmt | For | For | For | ||
| 33 | Elect Tatyana V. Fisenko | Mgmt | For | For | For | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 06/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Elect Vagit Y. Alekperov | Mgmt | N/A | Abstain | N/A | ||
| 4 | Elect Victor V. Blazheev | Mgmt | N/A | Abstain | N/A | ||
| 5 | Elect Toby T. Gati | Mgmt | N/A | For | N/A | ||
| 6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | ||
| 7 | Elect Igor S. Ivanov | Mgmt | N/A | Abstain | N/A | ||
| 8 | Elect Aleksandr V. Leyfrid | Mgmt | N/A | Abstain | N/A | ||
| 9 | Elect Ravil U. Maganov | Mgmt | N/A | Abstain | N/A | ||
| 10 | Elect Roger Munnings | Mgmt | N/A | For | N/A | ||
| 11 | Elect Richard H. Matzke | Mgmt | N/A | Abstain | N/A | ||
| 12 | Elect Ivan Pictet | Mgmt | N/A | For | N/A | ||
| 13 | Elect Leonid A. Fedun | Mgmt | N/A | Abstain | N/A | ||
| 14 | Elect Lyubov N. Khoba | Mgmt | N/A | Abstain | N/A | ||
| 15 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | ||
| 16 | Elect Pavel A. Suloev | Mgmt | For | For | For | ||
| 17 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | ||
| 18 | Directors' Fees (FY2017) | Mgmt | For | For | For | ||
| 19 | Directors' Fees (FY2018) | Mgmt | For | For | For | ||
| 20 | Audit Commission Members' Fees (FY2017) | Mgmt | For | For | For | ||
| 21 | Audit Commission Members' Fees (FY2018) | Mgmt | For | For | For | ||
| 22 | Appointment of Auditor | Mgmt | For | For | For | ||
| 23 | Amendments to Articles | Mgmt | For | For | For | ||
| 24 | D&O Insurance | Mgmt | For | For | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 12/04/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Interim Dividends (3Q2017) | Mgmt | For | For | For | ||
| 3 | Directors' Fees | Mgmt | For | For | For | ||
| 4 | Approval of the Company's Participation in the All-Russian Association of Employers the Russian Union of Industrialists and Entrepreneurs | Mgmt | For | For | For | ||
| 5 | Related Party Transactions | Mgmt | For | For | For | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Posco | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005490 | CINS Y70750115 | 03/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 3 | Amendments to Article 2 | Mgmt | For | For | For | ||
| 4 | Amendments to Article 27 | Mgmt | For | For | For | ||
| 5 | Amendments to Articles 29-2, 30 and 45 | Mgmt | For | For | For | ||
| 6 | Elect OH In Hwan | Mgmt | For | For | For | ||
| 7 | Elect JANG In Hwa | Mgmt | For | For | For | ||
| 8 | Elect YOU Seong | Mgmt | For | For | For | ||
| 9 | Elect JEON Joong Sun | Mgmt | For | For | For | ||
| 10 | Elect KIM Seong Jin | Mgmt | For | For | For | ||
| 11 | Elect KIM Joo Hyun | Mgmt | For | Against | Against | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Elect PARK Kyung Suh (Shareholder Proposal) | Mgmt | For | For | For | ||
| 14 | Elect BAHK Byong Won | Mgmt | For | For | For | ||
| 15 | Election of Audit Committee Member: BAHK Byong Won | Mgmt | For | For | For | ||
| 16 | Directors' Fees | Mgmt | For | For | For | ||
| Prudential plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRU | CINS G72899100 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Mark FitzPatrick | Mgmt | For | For | For | ||
| 4 | Elect Stuart James Turner | Mgmt | For | For | For | ||
| 5 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||
| 6 | Elect Howard J. Davies | Mgmt | For | For | For | ||
| 7 | Elect John Foley | Mgmt | For | For | For | ||
| 8 | Elect David Law | Mgmt | For | For | For | ||
| 9 | Elect Paul Manduca | Mgmt | For | For | For | ||
| 10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||
| 11 | Elect Nic Nicandrou | Mgmt | For | For | For | ||
| 12 | Elect Anthony Nightingale | Mgmt | For | For | For | ||
| 13 | Elect Philip Remnant | Mgmt | For | For | For | ||
| 14 | Elect Ann Helen Richards | Mgmt | For | For | For | ||
| 15 | Elect Alice Schroeder | Mgmt | For | For | For | ||
| 16 | Elect Barry Stowe | Mgmt | For | For | For | ||
| 17 | Elect Lord Turner | Mgmt | For | For | For | ||
| 18 | Elect Michael A. Wells | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor | Mgmt | For | For | For | ||
| 20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
| 26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
| 27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 29 | Amendments to Articles of Association | Mgmt | For | For | For | ||
| PT Indosat Terbuka | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ISAT | CINS Y7127S120 | 11/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Joy Wahjudi as President Director | Mgmt | For | For | For | ||
| PT Pembangunan Perumahan (Persero) Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTPP | CINS Y7131Q102 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Partnership and Community Development Report | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 7 | Implementation of New Regulation | Mgmt | For | For | For | ||
| 8 | Use of Proceeds from State Equity Participation | Mgmt | For | For | For | ||
| 9 | Use of Proceeds from IPO and Rights Issue | Mgmt | For | For | For | ||
| 10 | Amendments to Articles | Mgmt | For | For | For | ||
| 11 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | ||
| PT Waskita Beton Precast Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WSBP | CINS ADPV37306 | 04/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 6 | Use of Proceeds from IPO | Mgmt | For | For | For | ||
| 7 | Election of Directors and/or Commissioners | Mgmt | For | Against | Against | ||
| PT Waskita Karya Persero Terbuka | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WSKT | CINS Y714AE107 | 04/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 4 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 5 | Management and Employee Stock Option Program ("MESOP") |
Mgmt | For | For | For | ||
| 6 | Authority to Give Guarantees | Mgmt | For | Against | Against | ||
| 7 | Implementation of New Regulations | Mgmt | For | For | For | ||
| 8 | Use of Proceeds from Rights Issue and Bond | Mgmt | For | For | For | ||
| 9 | Amendments to Articles | Mgmt | For | For | For | ||
| 10 | Election of Directors and/or Commissioners | Mgmt | For | Against | Against | ||
| PT Wijaya Karya (Persero) Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WIKA | CINS Y7148V102 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Approval of Community Development Report | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 6 | Use of Proceeds | Mgmt | For | For | For | ||
| 7 | Change in the Company's Use of Proceeds from the LPO | Mgmt | For | Against | Against | ||
| 8 | Implementation of Regulation | Mgmt | For | For | For | ||
| 9 | Amendments to Articles | Mgmt | For | For | For | ||
| 10 | Election of Directors | Mgmt | For | Against | Against | ||
| 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| PTT Global Chemical Public Company Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTTGC | ISIN TH1074010006 | 04/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3.1 | Elect Piyasvasti Amranand | Mgmt | For | For | For | ||
| 3.2 | Elect Pakorn Nilprapunt | Mgmt | For | Against | Against | ||
| 3.3 | Elect Somkit Lertpaithoon | Mgmt | For | Against | Against | ||
| 3.4 | Elect Nithi Chungcharoen | Mgmt | For | Against | Against | ||
| 3.5 | Elect Boobpha Amorkniatkajorn | Mgmt | For | Against | Against | ||
| 4 | Directors' Fees | Mgmt | For | Against | Against | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Amendments to Articles | Mgmt | For | For | For | ||
| 7 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| Randgold Resources Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RRS | CINS G73740113 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | ||
| 5 | Elect Safiatou F. Ba-N'Daw | Mgmt | For | For | For | ||
| 6 | Elect Mark Bristow | Mgmt | For | For | For | ||
| 7 | Elect Christopher Coleman | Mgmt | For | For | For | ||
| 8 | Elect Jamil Kassum | Mgmt | For | For | For | ||
| 9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
| 10 | Elect Jeanine Mabunda Lioko | Mgmt | For | For | For | ||
| 11 | Elect Andrew Quinn | Mgmt | For | For | For | ||
| 12 | Elect Graham Shuttleworth | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Share Grants (Non- Executive Directors) | Mgmt | For | For | For | ||
| 17 | Share Grants (Senior Independent Director) | Mgmt | For | For | For | ||
| 18 | Share Grants (Chair) | Mgmt | For | For | For | ||
| 19 | 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Repsol, S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REP | CINS E8471S130 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 5 | First Scrip Dividend | Mgmt | For | For | For | ||
| 6 | Second Scrip Dividend | Mgmt | For | For | For | ||
| 7 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | ||
| 8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 10 | Ratify Co-Option and Elect Jordi Gual Sole | Mgmt | For | For | For | ||
| 11 | Elect Maria del Carmen Ganyet i Cirera | Mgmt | For | For | For | ||
| 12 | Elect Ignacio Martin San Vicente | Mgmt | For | For | For | ||
| 13 | Remuneration Report | Mgmt | For | For | For | ||
| 14 | Share Acquisition Plan 2019-2021 | Mgmt | For | For | For | ||
| 15 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Rio Tinto plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RIO | CINS G75754104 | 04/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 4 | Remuneration Report (UK advisory) | Mgmt | For | Against | Against | ||
| 5 | Remuneration Report (AUS advisory) | Mgmt | For | Against | Against | ||
| 6 | 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
| 7 | Approval of Termination Payments | Mgmt | For | For | For | ||
| 8 | Elect Megan E. Clark | Mgmt | For | For | For | ||
| 9 | Elect David W. Constable | Mgmt | For | For | For | ||
| 10 | Elect Ann F. Godbehere | Mgmt | For | Against | Against | ||
| 11 | Elect Simon P. Henry | Mgmt | For | For | For | ||
| 12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | ||
| 13 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
| 14 | Elect Michael G. L'Estrange | Mgmt | For | For | For | ||
| 15 | Elect Christopher (Chris) J. Lynch | Mgmt | For | For | For | ||
| 16 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Rosneft Oil Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROSN | CINS 67812M207 | 09/29/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Meeting Procedures | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Early Termination of Board Powers | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Interim Dividends (1H2017) | Mgmt | For | For | For | ||
| Rosneft Oil Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROSN | CINS 67812M207 | 06/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits | Mgmt | For | For | For | ||
| 4 | Dividends | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Audit Commission Fees | Mgmt | For | For | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Elect Olga A. Andrianova | Mgmt | For | For | For | ||
| 9 | Elect Alexander E. Bogashov | Mgmt | For | For | For | ||
| 10 | Elect Sergey I. Poma | Mgmt | For | For | For | ||
| 11 | Elect Zakhar B. Sabantsev | Mgmt | For | For | For | ||
| 12 | Elect Pavel G. Shumov | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CINS G7690A118 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Ann F. Godbehere | Mgmt | For | For | For | ||
| 4 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
| 5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
| 6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
| 8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
| 10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 11 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 12 | Elect Jessica Uhl | Mgmt | For | For | For | ||
| 13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
| RPC Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RPC | CINS G7699G108 | 07/19/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Jamie Pike | Mgmt | For | For | For | ||
| 5 | Elect Pim R.M. Vervaat | Mgmt | For | For | For | ||
| 6 | Elect Lynn Drummond | Mgmt | For | For | For | ||
| 7 | Elect Simon Kesterton | Mgmt | For | For | For | ||
| 8 | Elect Martin Towers | Mgmt | For | For | For | ||
| 9 | Elect Godwin Wong | Mgmt | For | For | For | ||
| 10 | Elect Ros Rivaz | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 13 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| RWE AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RWE | CINS D6629K109 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor for Interim and Quarterly Reviews | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 11 | Increase in Authorised Capital | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Conversion of Preferred Shares | ShrHoldr | Against | Against | For | ||
| Sanwa Holdings Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 5929 | CINS J6858G104 | 06/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Toshitaka Takayama | Mgmt | For | For | For | ||
| 4 | Elect Yasushi Takayama | Mgmt | For | For | For | ||
| 5 | Elect Hiroatsu Fujisawa | Mgmt | For | For | For | ||
| 6 | Elect Masahiro Fukuda | Mgmt | For | For | For | ||
| 7 | Elect Meiji Takayama | Mgmt | For | For | For | ||
| 8 | Elect Makoto Yasuda | Mgmt | For | For | For | ||
| 9 | Elect Teikoh Zaima | Mgmt | For | Against | Against | ||
| 10 | Elect Tsunekatsu Yonezawa | Mgmt | For | For | For | ||
| 11 | Elect Akira Gokita | Mgmt | For | For | For | ||
| 12 | Elect Makoto Yasuda as Alternate Audit Committee Director | Mgmt | For | For | For | ||
| Sberbank of Russia | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBER | CINS 80585Y308 | 06/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor | Mgmt | For | Against | Against | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Elect Esko Tapani Aho | Mgmt | For | For | For | ||
| 7 | Elect Leonid B. Boguslavskiy | Mgmt | For | For | For | ||
| 8 | Elect Valery P. Goreglyad | Mgmt | For | Abstain | Against | ||
| 9 | Elect Herman O. Gref | Mgmt | For | Abstain | Against | ||
| 10 | Elect Bella I. Zlatkis | Mgmt | For | Abstain | Against | ||
| 11 | Elect Nadezhda Y. Ivanova | Mgmt | For | Abstain | Against | ||
| 12 | Elect Sergey M. Ignatyev | Mgmt | For | Abstain | Against | ||
| 13 | Elect Aleksandr P. Kuleshov | Mgmt | For | For | For | ||
| 14 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | ||
| 15 | Elect Gennady G. Melikyan | Mgmt | For | For | For | ||
| 16 | Elect Maksim S. Oreshkin | Mgmt | For | Abstain | Against | ||
| 17 | Elect Olga N. Skorobogatova | Mgmt | For | Abstain | Against | ||
| 18 | Elect Nadia Wells | Mgmt | For | For | For | ||
| 19 | Elect Sergei A. Shvetsov | Mgmt | For | Abstain | Against | ||
| 20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 21 | Elect Alexey A. Bogatov | Mgmt | For | For | For | ||
| 22 | Elect Natalya P. Borodina | Mgmt | For | For | For | ||
| 23 | Elect Maria S. Voloshina | Mgmt | For | For | For | ||
| 24 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | ||
| 25 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | ||
| 26 | Elect Irina B. Litvinova | Mgmt | For | For | For | ||
| 27 | Elect Alexey E. Minenko | Mgmt | For | For | For | ||
| 28 | D&O Insurance | Mgmt | For | For | For | ||
| 29 | Amendments to Articles | Mgmt | For | For | For | ||
| 30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| SEMAFO Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SMF | CUSIP 816922108 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Terence F. Bowles | Mgmt | For | For | For | ||
| 1.2 | Elect Benoit Desormeaux | Mgmt | For | For | For | ||
| 1.3 | Elect Flore Konan | Mgmt | For | For | For | ||
| 1.4 | Elect John LeBoutillier | Mgmt | For | For | For | ||
| 1.5 | Elect Gilles Masson | Mgmt | For | For | For | ||
| 1.6 | Elect Lawrence I. McBrearty | Mgmt | For | For | For | ||
| 1.7 | Elect Tertius Zongo | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Seven Generations Energy Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VII | CUSIP 81783Q105 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Board Size | Mgmt | For | For | For | ||
| 2.1 | Elect C. Kent Jespersen | Mgmt | For | For | For | ||
| 2.2 | Elect Marty Proctor | Mgmt | For | For | For | ||
| 2.3 | Elect Kevin Brown | Mgmt | For | For | For | ||
| 2.4 | Elect Avik Dey | Mgmt | For | For | For | ||
| 2.5 | Elect Harvey Doerr | Mgmt | For | For | For | ||
| 2.6 | Elect Paul Hand | Mgmt | For | For | For | ||
| 2.7 | Elect Dale J. Hohm | Mgmt | For | For | For | ||
| 2.8 | Elect W.J. McAdam | Mgmt | For | For | For | ||
| 2.9 | Elect Kaush Rakhit | Mgmt | For | For | For | ||
| 2.10 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | ||
| 2.11 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| SFA Engineering Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 056190 | CINS Y7676C104 | 03/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Elect KIM Young Min | Mgmt | For | For | For | ||
| 3 | Elect LEE Myung Jae | Mgmt | For | For | For | ||
| 4 | Elect JEON Yong Bae | Mgmt | For | For | For | ||
| 5 | Elect JO In Hwae | Mgmt | For | For | For | ||
| 6 | Elect JANG Soon Nam | Mgmt | For | For | For | ||
| 7 | Election of Audit Committee Member: JO In Hwae | Mgmt | For | For | For | ||
| 8 | Election of Audit Committee Member: JANG Soon Nam | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 02/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Acquisition | Mgmt | For | For | For | ||
| 4 | Elect BAI Hua | Mgmt | For | For | For | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Authority to Repurchase H Shares | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Directors' Report | Mgmt | For | For | For | ||
| 4 | Supervisors' Report | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | 2018 Financial Budget | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Authority to Give Guarantees (Mortgage Customers) | Mgmt | For | Abstain | Against | ||
| 10 | Authority to Give Guarantees (Subsidiaries) | Mgmt | For | Abstain | Against | ||
| 11 | Issue Size and Method | Mgmt | For | For | For | ||
| 12 | Type of Debentures | Mgmt | For | For | For | ||
| 13 | Maturity of Debentures | Mgmt | For | For | For | ||
| 14 | Target Subscribers and Placement Arrangements | Mgmt | For | For | For | ||
| 15 | Interest Rate | Mgmt | For | For | For | ||
| 16 | Use of Proceeds | Mgmt | For | For | For | ||
| 17 | Listing | Mgmt | For | For | For | ||
| 18 | Guarantee | Mgmt | For | For | For | ||
| 19 | Validity | Mgmt | For | For | For | ||
| 20 | Authorization | Mgmt | For | For | For | ||
| 21 | Amendments to Rules of Procedures for Board of Directors |
Mgmt | For | For | For | ||
| 22 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 23 | Authority to Repurchase H Shares | Mgmt | For | For | For | ||
| 24 | Elect CHEN Kai | Mgmt | For | For | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 12/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Eligibility for Public Issue of A Share Convertible Bonds | Mgmt | For | For | For | ||
| 3 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For | ||
| 4 | Report on Use of Proceeds of Previously Raised Funds | Mgmt | For | For | For | ||
| 5 | Shareholder Returns for the Three years 2017-2019 | Mgmt | For | For | For | ||
| 6 | Approval of Dilution Measures for A Share Convertible Bonds Issuance | Mgmt | For | For | For | ||
| 7 | Approval of Commitments of Management for Dilution Measures | Mgmt | For | For | For | ||
| 8 | Adoption of Rules of Procedures for A Share Convertible Bonds Holders' Meeting | Mgmt | For | For | For | ||
| 9 | Type | Mgmt | For | For | For | ||
| 10 | Issue Size | Mgmt | For | For | For | ||
| 11 | Par Value and Issue Price | Mgmt | For | For | For | ||
| 12 | Term of Bond | Mgmt | For | For | For | ||
| 13 | Interest Rate of Bond | Mgmt | For | For | For | ||
| 14 | Method and Timing of Interest Payment | Mgmt | For | For | For | ||
| 15 | Conversion Period | Mgmt | For | For | For | ||
| 16 | Determination of the Number of Conversion Shares | Mgmt | For | For | For | ||
| 17 | Determination of the Conversion Price | Mgmt | For | For | For | ||
| 18 | Adjustment to the Conversion Price | Mgmt | For | For | For | ||
| 19 | Downward Adjustment to the Conversion Price | Mgmt | For | For | For | ||
| 20 | Terms of Redemption | Mgmt | For | For | For | ||
| 21 | Terms of Sell-back | Mgmt | For | For | For | ||
| 22 | Dividend Rights of the Conversion Year | Mgmt | For | For | For | ||
| 23 | Method of Issuance and Target Investors | Mgmt | For | For | For | ||
| 24 | Subscription Arrangement for Existing A Shareholders | Mgmt | For | For | For | ||
| 25 | Relevant Matters on A Share Convertible Bonds holders' Meetings | Mgmt | For | For | For | ||
| 26 | Use of Proceeds | Mgmt | For | For | For | ||
| 27 | Management of Deposit of Proceeds | Mgmt | For | For | For | ||
| 28 | Guarantee | Mgmt | For | For | For | ||
| 29 | Validity Period of Resolution | Mgmt | For | For | For | ||
| 30 | Matters Relating to Authoriztion | Mgmt | For | For | For | ||
| 31 | Directors' and Supervisors' Remuneration | Mgmt | For | For | For | ||
| 32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 33 | Elect HU Wei | Mgmt | For | For | For | ||
| 34 | Elect LIAO Xiang Wen | Mgmt | For | For | For | ||
| 35 | Elect GONG Tao Tao | Mgmt | For | For | For | ||
| 36 | Elect LIU Ji | Mgmt | For | For | For | ||
| 37 | Elect CHAN Yan | Mgmt | For | For | For | ||
| 38 | Elect FAN Zhi Yong | Mgmt | For | For | For | ||
| 39 | Elect WU Ya De | Mgmt | For | For | For | ||
| 40 | Elect CHEN Yuan Jun | Mgmt | For | Against | Against | ||
| 41 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 42 | Elect HU Chun Yuan | Mgmt | For | Against | Against | ||
| 43 | Elect CAI Shuguang | Mgmt | For | For | For | ||
| 44 | Elect WEN Zhao Hua | Mgmt | For | For | For | ||
| 45 | Elect CHEN Xiao Lu | Mgmt | For | For | For | ||
| 46 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 47 | Elect WANG Zeng Jin | Mgmt | For | For | For | ||
| 48 | Elect YE Jun | Mgmt | For | Against | Against | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 12/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Type | Mgmt | For | For | For | ||
| 3 | Issue Size | Mgmt | For | For | For | ||
| 4 | Par Value and Issue Price | Mgmt | For | For | For | ||
| 5 | Term of Bond | Mgmt | For | For | For | ||
| 6 | Interest Rate of Bond | Mgmt | For | For | For | ||
| 7 | Method and Timing of Interest Payment | Mgmt | For | For | For | ||
| 8 | Conversion Period | Mgmt | For | For | For | ||
| 9 | Determination of the Number of Conversion Shares | Mgmt | For | For | For | ||
| 10 | Determination of the Conversion Price | Mgmt | For | For | For | ||
| 11 | Adjustment to the Conversion Price | Mgmt | For | For | For | ||
| 12 | Downward Adjustment to the Conversion Price | Mgmt | For | For | For | ||
| 13 | Terms of Redemption | Mgmt | For | For | For | ||
| 14 | Terms of Sell-back | Mgmt | For | For | For | ||
| 15 | Dividend Rights of the Conversion Year | Mgmt | For | For | For | ||
| 16 | Method of Issuance and Target Investors | Mgmt | For | For | For | ||
| 17 | Subscription Arrangement for Existing A Shareholders | Mgmt | For | For | For | ||
| 18 | Relevant Matters on A Share Convertible Bonds holders' Meetings | Mgmt | For | For | For | ||
| 19 | Use of Proceeds | Mgmt | For | For | For | ||
| 20 | Management of Deposit of Proceeds | Mgmt | For | For | For | ||
| 21 | Guarantee | Mgmt | For | For | For | ||
| 22 | Validity Period of Resolution | Mgmt | For | For | For | ||
| 23 | Matters Relating to Authoriztion | Mgmt | For | For | For | ||
| Shin-Etsu Chemical Co. Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4063 | CINS J72810120 | 06/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Chihiro Kanagawa | Mgmt | For | Against | Against | ||
| 4 | Elect Fumio Akiya | Mgmt | For | For | For | ||
| 5 | Elect Masahiko Todoroki | Mgmt | For | For | For | ||
| 6 | Elect Toshiya Akimoto | Mgmt | For | For | For | ||
| 7 | Elect Fumio Arai | Mgmt | For | For | For | ||
| 8 | Elect Shunzoh Mori | Mgmt | For | For | For | ||
| 9 | Elect Hiroshi Komiyama | Mgmt | For | Against | Against | ||
| 10 | Elect Kenji Ikegami | Mgmt | For | For | For | ||
| 11 | Elect Toshio Shiobara | Mgmt | For | For | For | ||
| 12 | Elect Yoshimitsu Takahashi | Mgmt | For | Against | Against | ||
| 13 | Elect Kai Yasuoka | Mgmt | For | Against | Against | ||
| 14 | Elect Yoshihito Kosaka as Statutory Auditor | Mgmt | For | For | For | ||
| 15 | Equity Compensation Plan | Mgmt | For | Against | Against | ||
| Shinhan Financial Group Co. Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 055550 |
CINS Y7749X101 | 03/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Elect KIM Hwa Nam | Mgmt | For | For | For | ||
| 3 | Elect PARK Byoung Dae | Mgmt | For | For | For | ||
| 4 | Elect PARK Cheul | Mgmt | For | For | For | ||
| 5 | Elect Steven LEE Sung Ryang | Mgmt | For | For | For | ||
| 6 | Elect CHOI Kyong Rok | Mgmt | For | For | For | ||
| 7 | Elect Philippe Avril | Mgmt | For | Against | Against | ||
| 8 | Elect Yuki Hirakawa | Mgmt | For | For | For | ||
| 9 | Election of Independent Director to Become Audit Committee Member: LEE Man Woo | Mgmt | For | Against | Against | ||
| 10 | Election of Audit Committee Member: PARK Byoung Dae | Mgmt | For | For | For | ||
| 11 | Election of Audit Committee Member: Steven LEE Sung Ryang | Mgmt | For | For | For | ||
| 12 | Election of Audit Committee Member: JOO Jae Seong | Mgmt | For | For | For | ||
| 13 | Directors' Fees | Mgmt | For | For | For | ||
| Sinopec Kantons Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 934 | CINS G8165U100 | 06/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Xiang Xiwen | Mgmt | For | For | For | ||
| 6 | Elect Dai Liqi | Mgmt | For | Against | Against | ||
| 7 | Elect Priscilla WONG Pui Sze | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| SK Innovation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 096770 | ISIN KR7096770003 | 03/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Elect KIM Jeong Gwan | Mgmt | For | For | For | ||
| 3 | Election of Audit Committee Member: CHOI Woo Seok | Mgmt | For | For | For | ||
| 4 | Share Option Grant | Mgmt | For | For | For | ||
| 5 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | Against | Against | ||
| 6 | Directors' Fees | Mgmt | For | For | For | ||
| Sky Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SKY | CINS G8212B105 | 10/12/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
| 4 | Elect Jeremy Darroch | Mgmt | For | For | For | ||
| 5 | Elect Andrew Griffith | Mgmt | For | For | For | ||
| 6 | Elect Tracy Clarke | Mgmt | For | Against | Against | ||
| 7 | Elect Martin Gilbert | Mgmt | For | For | For | ||
| 8 | Elect Adine Grate | Mgmt | For | For | For | ||
| 9 | Elect Matthieu Pigasse | Mgmt | For | For | For | ||
| 10 | Elect Andy Sukawaty | Mgmt | For | Against | Against | ||
| 11 | Elect Katrin Wehr-Seiter | Mgmt | For | For | For | ||
| 12 | Elect James Murdoch | Mgmt | For | Against | Against | ||
| 13 | Elect Chase Carey | Mgmt | For | For | For | ||
| 14 | Elect John Nallen | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 16 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Smurfit Kappa Group Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SKG | CINS G8248F104 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Non-UK Issuer - Advisory) | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Carol Fairweather | Mgmt | For | For | For | ||
| 6 | Elect Liam O'Mahony | Mgmt | For | For | For | ||
| 7 | Elect Anthony Smurfit | Mgmt | For | For | For | ||
| 8 | Elect Ken Bowles | Mgmt | For | For | For | ||
| 9 | Elect Godefridus (Frits) P.F. Beurskens | Mgmt | For | For | For | ||
| 10 | Elect Christel Bories | Mgmt | For | Against | Against | ||
| 11 | Elect Irial Finan | Mgmt | For | For | For | ||
| 12 | Elect James A. Lawrence | Mgmt | For | For | For | ||
| 13 | Elect John Moloney | Mgmt | For | For | For | ||
| 14 | Elect Roberto Newell | Mgmt | For | For | For | ||
| 15 | Elect Jorgen Buhl Rasmussen | Mgmt | For | For | For | ||
| 16 | Elect Gonzalo Restrepo Lopez | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 24 | Performance Share Plan | Mgmt | For | For | For | ||
| 25 | Deferred Bonus Plan | Mgmt | For | For | For | ||
| Societe Generale | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GLE | CINS F43638141 | 05/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Related Party Transactions | Mgmt | For | For | For | ||
| 8 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 9 | Remuneration Policy (CEO and Deputy CEOs) | Mgmt | For | For | For | ||
| 10 | Remuneration of Lorenzo Bini Smaghi, Chair | Mgmt | For | For | For | ||
| 11 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | ||
| 12 | Remuneration of Severin Cabannes, Deputy CEO | Mgmt | For | For | For | ||
| 13 | Remuneration of Bernardo Sanchez Incera, Deputy CEO | Mgmt | For | For | For | ||
| 14 | Remuneration of Didier Valet, Deputy CEO | Mgmt | For | For | For | ||
| 15 | Remuneration of Identified Staff | Mgmt | For | For | For | ||
| 16 | Elect Lorenzo Bini Smaghi | Mgmt | For | For | For | ||
| 17 | Elect Jerome Contamine | Mgmt | For | For | For | ||
| 18 | Elect Diane Cote | Mgmt | For | For | For | ||
| 19 | Directors' Fees | Mgmt | For | For | For | ||
| 20 | Appointment of Auditor (Ernst and Young) | Mgmt | For | For | For | ||
| 21 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
| 25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
| 26 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | ||
| 27 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 28 | Authority to Issue Performance Shares (Identified Staff) | Mgmt | For | For | For | ||
| 29 | Authority to Issue Performance Shares (Employees Excluding Identified Staff) | Mgmt | For | For | For | ||
| 30 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
| 31 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| SoftBank Group Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 9984 | CINS J75963108 | 06/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Masayoshi Son | Mgmt | For | For | For | ||
| 4 | Elect Ronald D. Fisher | Mgmt | For | For | For | ||
| 5 | Elect Marcelo Claure | Mgmt | For | For | For | ||
| 6 | Elect Rajeev Misra | Mgmt | For | For | For | ||
| 7 | Elect Ken Miyauchi | Mgmt | For | For | For | ||
| 8 | Elect Simon Segars | Mgmt | For | For | For | ||
| 9 | Elect Yun MA | Mgmt | For | For | For | ||
| 10 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | ||
| 11 | Elect Katsunori Sago | Mgmt | For | For | For | ||
| 12 | Elect Tadashi Yanai | Mgmt | For | For | For | ||
| 13 | Elect Mark Schwartz | Mgmt | For | For | For | ||
| 14 | Elect Masami Iijima | Mgmt | For | For | For | ||
| 15 | Directors Remuneration | Mgmt | For | For | For | ||
| 16 | Group Employee's Equity Compensation Plan | Mgmt | For | For | For | ||
| SSE plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SSE | CINS G8842P102 | 07/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Gregor Alexander | Mgmt | For | For | For | ||
| 5 | Elect Jeremy Beeton | Mgmt | For | For | For | ||
| 6 | Elect Katie Bickerstaffe | Mgmt | For | For | For | ||
| 7 | Elect Sue Bruce | Mgmt | For | For | For | ||
| 8 | Elect Crawford Gillies | Mgmt | For | For | For | ||
| 9 | Elect Richard Gillingwater | Mgmt | For | For | For | ||
| 10 | Elect Peter Lynas | Mgmt | For | For | For | ||
| 11 | Elect Helen Mahy | Mgmt | For | For | For | ||
| 12 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Sunny Optical Technology Group Co Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2382 | CINS G8586D109 | 05/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect YE Liaoning | Mgmt | For | For | For | ||
| 6 | Elect WANG Wenjie | Mgmt | For | For | For | ||
| 7 | Elect Feng Hua Jun | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Swedbank AB | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWEDA | CINS W94232100 | 03/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Sweden | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Accounts and Reports | Mgmt | For | For | For | ||
| 14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 15 | Ratification of Goran Hedman Acts | Mgmt | For | For | For | ||
| 16 | Ratification of Pia Rudengren Acts | Mgmt | For | For | For | ||
| 17 | Ratification of Karl-Henrik Sundstrom Acts | Mgmt | For | For | For | ||
| 18 | Ratification of Lars Idermark Acts | Mgmt | For | For | For | ||
| 19 | Ratification of Bodil Eriksson Acts | Mgmt | For | For | For | ||
| 20 | Ratification of Ulrika Francke Acts | Mgmt | For | For | For | ||
| 21 | Ratification of Peter Norman Acts | Mgmt | For | For | For | ||
| 22 | Ratification of Siv Svensson Acts | Mgmt | For | For | For | ||
| 23 | Ratification of Mats Granryd Acts | Mgmt | For | For | For | ||
| 24 | Ratification of Bo Johansson Acts | Mgmt | For | For | For | ||
| 25 | Ratification of Annika Poutiainen Acts | Mgmt | For | For | For | ||
| 26 | Ratification of Magnus Uggla Acts | Mgmt | For | For | For | ||
| 27 | Ratification of Birgitte Bonnesen Acts | Mgmt | For | For | For | ||
| 28 | Ratification of Camilla Linder Acts | Mgmt | For | For | For | ||
| 29 | Ratification of Roger Ljunger Acts | Mgmt | For | For | For | ||
| 30 | Ratification of Ingrid Friberg Acts | Mgmt | For | For | For | ||
| 31 | Ratification of Henrik Joelsson Acts | Mgmt | For | For | For | ||
| 32 | Amendments to Articles Regarding Tenure of Auditor | Mgmt | For | For | For | ||
| 33 | Board Size | Mgmt | For | For | For | ||
| 34 | Directors and Auditors' Fees | Mgmt | For | For | For | ||
| 35 | Elect Anna Mossberg | Mgmt | For | For | For | ||
| 36 | Elect Bodil Eriksson | Mgmt | For | For | For | ||
| 37 | Elect Ulrika Francke | Mgmt | For | For | For | ||
| 38 | Elect Mats Granryd | Mgmt | For | For | For | ||
| 39 | Elect Lars Idermark | Mgmt | For | For | For | ||
| 40 | Elect Bo Johansson | Mgmt | For | For | For | ||
| 41 | Elect Peter Norman | Mgmt | For | For | For | ||
| 42 | Elect Annika Poutiainen | Mgmt | For | For | For | ||
| 43 | Elect Siv Svensson | Mgmt | For | For | For | ||
| 44 | Elect Magnus Uggla | Mgmt | For | For | For | ||
| 45 | Elect Lars Idermark as Board Chair | Mgmt | For | For | For | ||
| 46 | Appointment of Auditor | Mgmt | For | For | For | ||
| 47 | Nomination Committee | Mgmt | For | For | For | ||
| 48 | Remuneration Guidelines | Mgmt | For | For | For | ||
| 49 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||
| 50 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 51 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | ||
| 52 | Eken 2018 | Mgmt | For | For | For | ||
| 53 | Individual Program 2018 | Mgmt | For | For | For | ||
| 54 | Authority to Issue Treasury Shares for Equity Compensation Plans | Mgmt | For | For | For | ||
| 55 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 56 | Shareholder Proposal Regarding Lean Concept | ShrHoldr | N/A | Against | N/A | ||
| 57 | Shareholder Proposal Regarding Reintroduction of Bank Books | ShrHoldr | N/A | Against | N/A | ||
| 58 | Shareholder Proposal Regarding Revision of Dividend Policy | ShrHoldr | N/A | Against | N/A | ||
| 59 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 60 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Tambang Batubara Bukit Asam Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTBA | CINS Y8520P101 | 11/29/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Articles | Mgmt | For | Against | Against | ||
| 2 | Stock Split | Mgmt | For | Against | Against | ||
| 3 | Election of Directors | Mgmt | For | Against | Against | ||
| Telecom Italia S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TIT | CINS T92778108 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Shareholder Proposal Regarding the Revocation of Certain Directors | ShrHoldr | N/A | For | N/A | ||
| 5 | Shareholder Proposal Regarding the Election of Dissident Candidates | ShrHoldr | N/A | For | N/A | ||
| 6 | Elect Amos Genish | Mgmt | For | For | For | ||
| 7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Remuneration Policy | Mgmt | For | Against | Against | ||
| 9 | 2018-2020 Share Performance Plan (CEO's tranche) | Mgmt | For | Against | Against | ||
| 10 | 2018-2020 Share Performance Plan (Management's tranche) | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | List Presented by Vivendi | Mgmt | For | For | For | ||
| 15 | List Presented by Group of Institutional Investors Representing 1.5% of Share Capital | Mgmt | For | N/A | N/A | ||
| 16 | Election of Chair of Board of Statutory Auditors | Mgmt | For | For | For | ||
| 17 | Statutory Auditors' Fees | Mgmt | For | Abstain | Against | ||
| Telecom Italia S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TIT | CINS T92778108 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Board Size | Mgmt | For | Abstain | Against | ||
| 3 | Board Term Length | Mgmt | For | Abstain | Against | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | List Presented by Vivendi S.A. | Mgmt | For | N/A | N/A | ||
| 7 | List Presented by Elliott | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | Abstain | Against | ||
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Tencent Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 700 | CINS G87572163 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect LI Dong Sheng | Mgmt | For | For | For | ||
| 6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | ||
| 7 | Directors' Fees | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Total SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FP | CINS F92124100 | 06/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
| 9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 11 | Elect Patrick Pouyanne | Mgmt | For | For | For | ||
| 12 | Elect Patrick Artus | Mgmt | For | For | For | ||
| 13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | ||
| 14 | Related Party Transactions | Mgmt | For | For | For | ||
| 15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
| 16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
| 17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares and Convertible Securities Through Private Placement |
Mgmt | For | For | For | ||
| 21 | Greenshoe | Mgmt | For | For | For | ||
| 22 | Authority to Increase Capital in Consideration for Contributions in Kind |
Mgmt | For | For | For | ||
| 23 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 24 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | ||
| 25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | ||
| Turkcell Iletisim Hizmetleri A.S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TCELL | CINS M8903B102 | 03/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
| 5 | Minutes | Mgmt | For | For | For | ||
| 6 | Presentation of Directors' Report | Mgmt | For | For | For | ||
| 7 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
| 8 | Financial Statements | Mgmt | For | For | For | ||
| 9 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 10 | Charitable Donations | Mgmt | For | Against | Against | ||
| 11 | Amendments to Articles | Mgmt | For | For | For | ||
| 12 | Election of Directors; Board Term Length | Mgmt | For | Against | Against | ||
| 13 | Directors' Fees | Mgmt | For | Against | Against | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 16 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 17 | Presentation of Report on Guarantees | Mgmt | For | For | For | ||
| 18 | CLOSING | Mgmt | For | For | For | ||
| Turkiye Garanti Bankasi A.S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GARAN | CINS M4752S106 | 03/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Opening; Election of Presiding Chair; Minutes | Mgmt | For | For | For | ||
| 5 | Presentation of Directors' Report | Mgmt | For | For | For | ||
| 6 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
| 7 | Financial Statements | Mgmt | For | Against | Against | ||
| 8 | Dividend Policy | Mgmt | For | For | For | ||
| 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 10 | Ratification of Co-Option of Directors | Mgmt | For | For | For | ||
| 11 | Ratification of Board Acts | Mgmt | For | Against | Against | ||
| 12 | Election of Directors | Mgmt | For | Against | Against | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Presentation of Compensation Policy | Mgmt | For | For | For | ||
| 15 | Directors' Fees | Mgmt | For | For | For | ||
| 16 | Charitable Donations | Mgmt | For | For | For | ||
| 17 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 18 | Presentation of Report on Competing Activities | Mgmt | For | For | For | ||
| Turkiye Petrol Rafinerileri AS | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TUPRS | CINS M8966X108 | 03/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
| 2 | Directors' Report | Mgmt | For | For | For | ||
| 3 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
| 4 | Financial Statements | Mgmt | For | For | For | ||
| 5 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | For | ||
| 8 | Compensation Policy | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Charitable Donations | Mgmt | For | For | For | ||
| 12 | Presentation of Report on Guarantees | Mgmt | For | For | For | ||
| 13 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 14 | Wishes | Mgmt | For | For | For | ||
| Tyman plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TYMN | CINS G9161J107 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Martin Towers | Mgmt | For | For | For | ||
| 5 | Elect Pamela A Bingham | Mgmt | For | For | For | ||
| 6 | Elect James Brotherton | Mgmt | For | For | For | ||
| 7 | Elect Helen Clatworthy | Mgmt | For | For | For | ||
| 8 | Elect Louis Eperjesi | Mgmt | For | For | For | ||
| 9 | Elect Mark Rollins | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 12 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Amendment to the Long-term Incentive Plan | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Unicredit S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UCG | CINS T9T23L584 | 04/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Board Size | Mgmt | For | For | For | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | List Presented by Board of Directors | Mgmt | For | For | For | ||
| 7 | List Presented by Group of Institutional Investors representing 1.6% of Share Capital | Mgmt | For | N/A | N/A | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | 2018 Group Incentive Scheme | Mgmt | For | For | For | ||
| 10 | Remuneration Policy | Mgmt | For | For | For | ||
| 11 | Amendments to Meeting Regulations | Mgmt | For | For | For | ||
| 12 | Capital Increase to Implement 2017-2019 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 13 | Capital Increase to Implement 2018 Group Incentive System | Mgmt | For | For | For | ||
| 14 | Amendments to Articles | Mgmt | For | For | For | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Unicredit S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UCG | CINS T9T23L584 | 12/04/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Elect Guido Paolucci as Effective Statutory Auditor | Mgmt | N/A | Abstain | N/A | ||
| 5 | Elect Antonella Bientinesi as Effective Statutory Auditor | Mgmt | N/A | For | N/A | ||
| 6 | Elect Pierluigi Carollo as Effective Statutory Auditor | Mgmt | N/A | Abstain | N/A | ||
| 7 | Elect Raffaella Pagani as Alternate Statutory Auditor | Mgmt | N/A | Abstain | N/A | ||
| 8 | Elect Myriam Amato as Alternate Statutory Auditor | Mgmt | N/A | For | N/A | ||
| 9 | Amendments to Articles 20, 24 (Election of Directors) | Mgmt | For | For | For | ||
| 10 | Amendments to Articles 5, 15, 17 (Limit to Voting Rights) | Mgmt | For | For | For | ||
| 11 | Conversion of Saving Shares into Ordinary Shares | Mgmt | For | For | For | ||
| 12 | Amendments to Article 2 (Transfer of Registered Office) | Mgmt | For | For | For | ||
| West China Cement Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2233 | CINS G9550B111 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect ZHANG Jimin | Mgmt | For | Against | Against | ||
| 6 | Elect MA Weiping | Mgmt | For | For | For | ||
| 7 | Elect LIU Yan | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Wijaya Karya Beton Terbuka | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WTON | CINS Y714AL101 | 03/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 6 | Use of IPO Proceeds | Mgmt | For | For | For | ||
| 7 | Amendments to Articles | Mgmt | For | Against | Against | ||
| 8 | Election of Commissioners and Director (Slate) | Mgmt | For | Against | Against | ||
| Yes Bank Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| YESBANK | CINS Y97636107 | 09/08/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Stock Split | Mgmt | For | For | For | ||
| 3 | Amendments to Memorandum (Capital Clause) | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Long/Short Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Adobe Systems Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Amy L. Banse | Mgmt | For | For | For | ||
| 2 | Elect Edward W. Barnholt | Mgmt | For | For | For | ||
| 3 | Elect Robert K. Burgess | Mgmt | For | For | For | ||
| 4 | Elect Frank A. Calderoni | Mgmt | For | For | For | ||
| 5 | Elect James E. Daley | Mgmt | For | For | For | ||
| 6 | Elect Laura B. Desmond | Mgmt | For | For | For | ||
| 7 | Elect Charles M. Geschke | Mgmt | For | For | For | ||
| 8 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
| 9 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
| 10 | Elect John E. Warnock | Mgmt | For | For | For | ||
| 11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| American International Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIG | CUSIP 026874784 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
| 2 | Elect Brian Duperreault | Mgmt | For | For | For | ||
| 3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
| 4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
| 5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
| 6 | Elect Henry S. Miller | Mgmt | For | For | For | ||
| 7 | Elect Linda A. Mills | Mgmt | For | For | For | ||
| 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 9 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
| 10 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
| 11 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Applied Materials, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMAT | CUSIP 038222105 | 03/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Judy Bruner | Mgmt | For | For | For | ||
| 2 | Elect Eric Chen | Mgmt | For | For | For | ||
| 3 | Elect Aart J. de Geus | Mgmt | For | For | For | ||
| 4 | Elect Gary E. Dickerson | Mgmt | For | For | For | ||
| 5 | Elect Stephen R. Forrest | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | ||
| 7 | Elect Alexander A. Karsner | Mgmt | For | For | For | ||
| 8 | Elect Adrianna C. Ma | Mgmt | For | For | For | ||
| 9 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
| 10 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | ||
| Arthur J. Gallagher & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AJG | CUSIP 363576109 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
| 2 | Elect William L. Bax | Mgmt | For | For | For | ||
| 3 | Elect D. John Coldman | Mgmt | For | For | For | ||
| 4 | Elect Frank E. English Jr. | Mgmt | For | For | For | ||
| 5 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Elbert O. Hand | Mgmt | For | For | For | ||
| 7 | Elect David S. Johnson | Mgmt | For | For | For | ||
| 8 | Elect Kay W. McCurdy | Mgmt | For | For | For | ||
| 9 | Elect Ralph J. Nicoletti | Mgmt | For | For | For | ||
| 10 | Elect Norman L. Rosenthal | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Bank of America Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAC | CUSIP 060505104 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | ||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | ||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | ||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | ||
| 6 | Elect Arnold W. Donald | Mgmt | For | Against | Against | ||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | ||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | ||
| 11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 12 | Elect Michael D. White | Mgmt | For | For | For | ||
| 13 | Elect Thomas D. Woods | Mgmt | For | For | For | ||
| 14 | Elect R. David Yost | Mgmt | For | For | For | ||
| 15 | Elect Maria T. Zuber | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Broadcom Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y09827109 | 04/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
| 2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
| 3 | Elect Gayla J. Delly | Mgmt | For | For | For | ||
| 4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
| 5 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
| 6 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||
| 7 | Elect Check Kian Low | Mgmt | For | For | For | ||
| 8 | Elect Donald Macleod | Mgmt | For | For | For | ||
| 9 | Elect Peter J. Marks | Mgmt | For | For | For | ||
| 10 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Broadcom Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y09827109 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reincorporation/Change of Continuance | Mgmt | For | For | For | ||
| Cabot Oil & Gas Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COG | CUSIP 127097103 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
| 1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
| 1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
| 1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
| 1.5 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
| 1.6 | Elect Robert Kelley | Mgmt | For | For | For | ||
| 1.7 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
| 1.8 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Cavium, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CAVM | CUSIP 14964U108 | 03/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| Celgene Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CELG | CUSIP 151020104 | 06/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mark J. Alles | Mgmt | For | For | For | ||
| 1.2 | Elect Richard W. Barker | Mgmt | For | For | For | ||
| 1.3 | Elect Hans E. Bishop | Mgmt | For | For | For | ||
| 1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | ||
| 1.5 | Elect Michael D. Casey | Mgmt | For | For | For | ||
| 1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
| 1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | ||
| 1.8 | Elect Julia A. Haller | Mgmt | For | For | For | ||
| 1.9 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | ||
| 1.10 | Elect James J. Loughlin | Mgmt | For | For | For | ||
| 1.11 | Elect Ernest Mario | Mgmt | For | For | For | ||
| 1.12 | Elect John H. Weiland | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| CSX Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSX | CUSIP 126408103 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
| 2 | Elect John B. Breaux | Mgmt | For | For | For | ||
| 3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 4 | Elect James M. Foote | Mgmt | For | For | For | ||
| 5 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
| 6 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
| 7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
| 8 | Elect John D. McPherson | Mgmt | For | For | For | ||
| 9 | Elect David M. Moffett | Mgmt | For | For | For | ||
| 10 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
| 11 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
| 12 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
| 13 | Elect John J. Zillmer | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| Cypress Semiconductor Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CY | CUSIP 232806109 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Steve Albrecht | Mgmt | For | For | For | ||
| 2 | Elect Hassane El-Khoury | Mgmt | For | For | For | ||
| 3 | Elect Oh Chul Kwon | Mgmt | For | For | For | ||
| 4 | Elect Catherine P. Lego | Mgmt | For | For | For | ||
| 5 | Elect Camillo Martino | Mgmt | For | For | For | ||
| 6 | Elect J. Daniel McCranie | Mgmt | For | Against | Against | ||
| 7 | Elect Jeffrey J. Owens | Mgmt | For | For | For | ||
| 8 | Elect Jeannine Sargent | Mgmt | For | For | For | ||
| 9 | Elect Michael S. Wishart | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| Fifth Third Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FITB | CUSIP 316773100 | 04/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
| 2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 3 | Elect Jorge L. Benitez | Mgmt | For | For | For | ||
| 4 | Elect Katherine B. Blackburn | Mgmt | For | For | For | ||
| 5 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||
| 6 | Elect Jerry W. Burris | Mgmt | For | For | For | ||
| 7 | Elect Greg D. Carmichael | Mgmt | For | For | For | ||
| 8 | Elect Gary R. Heminger | Mgmt | For | Against | Against | ||
| 9 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||
| 10 | Elect Eileen A. Mallesch | Mgmt | For | For | For | ||
| 11 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 12 | Elect Marsha C. Williams | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| First Commonwealth Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FCF | CUSIP 319829107 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Julie A. Caponi | Mgmt | For | For | For | ||
| 1.2 | Elect Ray T. Charley | Mgmt | For | For | For | ||
| 1.3 | Elect Gary R. Claus | Mgmt | For | For | For | ||
| 1.4 | Elect David S. Dahlmann | Mgmt | For | For | For | ||
| 1.5 | Elect Johnston A. Glass | Mgmt | For | For | For | ||
| 1.6 | Elect Jon L. Gorney | Mgmt | For | For | For | ||
| 1.7 | Elect David W. Greenfield | Mgmt | For | For | For | ||
| 1.8 | Elect Bart E. Johnson | Mgmt | For | For | For | ||
| 1.9 | Elect Luke A. Latimer | Mgmt | For | For | For | ||
| 1.10 | Elect T. Michael Price | Mgmt | For | For | For | ||
| 1.11 | Elect Laurie Stern Singer | Mgmt | For | For | For | ||
| 1.12 | Elect Robert J. Ventura | Mgmt | For | For | For | ||
| 1.13 | Elect Stephen A. Wolfe | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Installed Building Products, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IBP | CUSIP 45780R101 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Margot L. Carter | Mgmt | For | For | For | ||
| 2 | Elect Robert H. Schottenstein | Mgmt | For | Against | Against | ||
| 3 | Elect Michael H. Thomas | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Material Terms and Performance Criteria of the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| Jazz Pharmaceuticals Public Limited Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | ||
| 2 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
| 3 | Elect Rick E. Winningham | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | For | For | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 12 | Elect William C. Weldon | Mgmt | For | Against | Against | ||
| 13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | For | Against | Against | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| Keycorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KEY | CUSIP 493267108 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 2 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
| 3 | Elect Gary M. Crosby | Mgmt | For | For | For | ||
| 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 5 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
| 7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | ||
| 10 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
| 11 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
| 12 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 13 | Elect Demos Parneros | Mgmt | For | For | For | ||
| 14 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
| 15 | Elect David K. Wilson | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Magna International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MG | CUSIP 559222401 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | ||
| 1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | ||
| 1.3 | Elect Mary S. Chan | Mgmt | For | For | For | ||
| 1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | ||
| 1.5 | Elect Robert F. MacLellan | Mgmt | For | For | For | ||
| 1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | ||
| 1.7 | Elect William A. Ruh | Mgmt | For | For | For | ||
| 1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
| 1.9 | Elect Donald J. Walker | Mgmt | For | For | For | ||
| 1.10 | Elect Lawrence D. Worrall | Mgmt | For | For | For | ||
| 1.11 | Elect William L. Young | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Resolution on Executive Compensation | Mgmt | For | For | For | ||
| Martin Marietta Materials, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MLM | CUSIP 573284106 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sue W. Cole | Mgmt | For | For | For | ||
| 2 | Elect Smith W. Davis | Mgmt | For | For | For | ||
| 3 | Elect John J. Koraleski | Mgmt | For | For | For | ||
| 4 | Elect David G. Maffucci | Mgmt | For | For | For | ||
| 5 | Elect Michael J. Quillen | Mgmt | For | For | For | ||
| 6 | Elect Donald W. Slager | Mgmt | For | For | For | ||
| 7 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Masco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CUSIP 574599106 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mark R. Alexander | Mgmt | For | For | For | ||
| 2 | Elect Richard A. Manoogian | Mgmt | For | For | For | ||
| 3 | Elect John C. Plant | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Mastercard Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MA | CUSIP 57636Q104 | 06/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
| 2 | Elect Ajay Banga | Mgmt | For | For | For | ||
| 3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
| 4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
| 5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
| 6 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
| 7 | Elect Julius Genachowski | Mgmt | For | For | For | ||
| 8 | Elect Goh Choon Phong | Mgmt | For | For | For | ||
| 9 | Elect Merit E. Janow | Mgmt | For | For | For | ||
| 10 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
| 11 | Elect Oki Matsumoto | Mgmt | For | Against | Against | ||
| 12 | Elect Rima Qureshi | Mgmt | For | For | For | ||
| 13 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
| 14 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| Micron Technology, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MU | CUSIP 595112103 | 01/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert L. Bailey | Mgmt | For | For | For | ||
| 2 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
| 3 | Elect Patrick J. Byrne | Mgmt | For | For | For | ||
| 4 | Elect Mercedes Johnson | Mgmt | For | For | For | ||
| 5 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||
| 6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | ||
| 7 | Elect Robert E. Switz | Mgmt | For | For | For | ||
| 8 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Parsley Energy Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PE | CUSIP 701877102 | 05/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ronald Brokmeyer | Mgmt | For | For | For | ||
| 2 | Elect Hemang Desai | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| PulteGroup, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PHM | CUSIP 745867101 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Bryce Blair | Mgmt | For | For | For | ||
| 3 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
| 4 | Elect Thomas J. Folliard | Mgmt | For | For | For | ||
| 5 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||
| 6 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||
| 7 | Elect Ryan R. Marshall | Mgmt | For | For | For | ||
| 8 | Elect John R. Peshkin | Mgmt | For | For | For | ||
| 9 | Elect Scott F. Powers | Mgmt | For | For | For | ||
| 10 | Elect William J. Pulte | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Qorvo, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | ||
| 1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | ||
| 1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | ||
| 1.6 | Elect John R. Harding | Mgmt | For | For | For | ||
| 1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | ||
| 1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | ||
| 1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | ||
| 1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | ||
| 1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Royal Caribbean Cruises Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RCL | CUSIP V7780T103 | 05/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Brock | Mgmt | For | For | For | ||
| 2 | Elect Richard D. Fain | Mgmt | For | For | For | ||
| 3 | Elect William L. Kimsey | Mgmt | For | For | For | ||
| 4 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
| 5 | Elect Ann S. Moore | Mgmt | For | For | For | ||
| 6 | Elect Eyal M. Ofer | Mgmt | For | For | For | ||
| 7 | Elect Thomas J. Pritzker | Mgmt | For | For | For | ||
| 8 | Elect William K. Reilly | Mgmt | For | For | For | ||
| 9 | Elect Bernt Reitan | Mgmt | For | For | For | ||
| 10 | Elect Vagn Sorensen | Mgmt | For | For | For | ||
| 11 | Elect Donald Thompson | Mgmt | For | For | For | ||
| 12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Signature Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBNY | CUSIP 82669G104 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kathryn A. Byrne | Mgmt | For | For | For | ||
| 2 | Elect Alfonse M. D'Amato | Mgmt | For | For | For | ||
| 3 | Elect Jeffrey W. Meshel | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| SINA Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SINA | CUSIP G81477104 | 11/03/2017 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Management Nominee Yichen Zhang | Mgmt | N/A | TNA | N/A | ||
| 2 | Appointment of Auditor | Mgmt | N/A | TNA | N/A | ||
| 3 | Elect Dissident Nominee Brett H. Krause | Mgmt | N/A | TNA | N/A | ||
| 4 | Elect Dissident Nominee Thomas J. Manning | Mgmt | N/A | TNA | N/A | ||
| SINA Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SINA | CUSIP G81477104 | 11/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Management Nominee Yichen Zhang | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal to Elect Dissident Nominee Brett H. Krause | Mgmt | Against | For | Against | ||
| 4 | Shareholder Proposal to Elect Dissident Nominee Thomas J. Manning | Mgmt | Against | For | Against | ||
| Skyworks Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWKS | CUSIP 83088M102 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David J. Aldrich | Mgmt | For | For | For | ||
| 2 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
| 3 | Elect Timothy R. Furey | Mgmt | For | For | For | ||
| 4 | Elect Liam K. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
| 6 | Elect Christine King | Mgmt | For | For | For | ||
| 7 | Elect David P. McGlade | Mgmt | For | For | For | ||
| 8 | Elect David J. McLachlan | Mgmt | For | For | For | ||
| 9 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to the 2008 Director Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | For | Against | Against | ||
| SVB Financial Group | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIVB | CUSIP 78486Q101 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Greg W. Becker | Mgmt | For | For | For | ||
| 1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | ||
| 1.3 | Elect John Clendening | Mgmt | For | For | For | ||
| 1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | ||
| 1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | ||
| 1.6 | Elect Kimberley A. Jabal | Mgmt | For | For | For | ||
| 1.7 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | ||
| 1.8 | Elect Mary J. Miller | Mgmt | For | For | For | ||
| 1.9 | Elect Kate D. Mitchell | Mgmt | For | For | For | ||
| 1.10 | Elect John F. Robinson | Mgmt | For | For | For | ||
| 1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| The Home Depot, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HD | CUSIP 437076102 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gerard J. Arpey | Mgmt | For | For | For | ||
| 2 | Elect Ari Bousbib | Mgmt | For | For | For | ||
| 3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | ||
| 4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
| 5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
| 6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
| 7 | Elect Armando Codina | Mgmt | For | For | For | ||
| 8 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
| 9 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
| 10 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
| 11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | ||
| 12 | Elect Craig A. Menear | Mgmt | For | For | For | ||
| 13 | Elect Mark Vadon | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | For | Against | ||
| Universal Health Services, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UHS | CUSIP 913903100 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Ratification of Auditor | Mgmt | For | For | For | ||
| 2 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| Vertex Pharmaceuticals Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | ||
| 2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | ||
| 3 | Elect Bruce I. Sachs | Mgmt | For | For | For | ||
| 4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| Whirlpool Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WHR | CUSIP 963320106 | 04/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
| 2 | Elect Marc R. Bitzer | Mgmt | For | For | For | ||
| 3 | Elect Greg Creed | Mgmt | For | For | For | ||
| 4 | Elect Gary T. DiCamillo | Mgmt | For | For | For | ||
| 5 | Elect Diane M. Dietz | Mgmt | For | For | For | ||
| 6 | Elect Gerri T. Elliott | Mgmt | For | For | For | ||
| 7 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
| 8 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
| 9 | Elect John D. Liu | Mgmt | For | For | For | ||
| 10 | Elect James M. Loree | Mgmt | For | For | For | ||
| 11 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
| 12 | Elect William D. Perez | Mgmt | For | For | For | ||
| 13 | Elect Larry O. Spencer | Mgmt | For | For | For | ||
| 14 | Elect Michael D. White | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Approval of the 2018 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | ||
| Wyndham Worldwide Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WYN | CUSIP 98310W108 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | ||
| 1.2 | Elect Louise F. Brady | Mgmt | For | For | For | ||
| 1.3 | Elect James E. Buckman | Mgmt | For | For | For | ||
| 1.4 | Elect George Herrera | Mgmt | For | For | For | ||
| 1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | ||
| 1.6 | Elect Brian Mulroney | Mgmt | For | For | For | ||
| 1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | ||
| 1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Natural Resources Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Allison Transmission Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALSN | CUSIP 01973R101 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stan A. Askren | Mgmt | For | For | For | ||
| 2 | Elect Lawrence E. Dewey | Mgmt | For | For | For | ||
| 3 | Elect David C. Everitt | Mgmt | For | For | For | ||
| 4 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | ||
| 5 | Elect David S. Graziosi | Mgmt | For | For | For | ||
| 6 | Elect William R. Harker | Mgmt | For | For | For | ||
| 7 | Elect Richard P. Lavin | Mgmt | For | For | For | ||
| 8 | Elect Thomas W. Rabaut | Mgmt | For | For | For | ||
| 9 | Elect Richard V. Reynolds | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Andeavor | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ANDV | CUSIP 03349M105 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Rodney F. Chase | Mgmt | For | For | For | ||
| 2 | Elect Paul L. Foster | Mgmt | For | Against | Against | ||
| 3 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 4 | Elect Gregory J. Goff | Mgmt | For | For | For | ||
| 5 | Elect David Lilley | Mgmt | For | For | For | ||
| 6 | Elect Mary Pat McCarthy | Mgmt | For | For | For | ||
| 7 | Elect Jim W. Nokes | Mgmt | For | For | For | ||
| 8 | Elect William H. Schumann, III | Mgmt | For | For | For | ||
| 9 | Elect Jeff A. Stevens | Mgmt | For | For | For | ||
| 10 | Elect Susan Tomasky | Mgmt | For | For | For | ||
| 11 | Elect Michael E. Wiley | Mgmt | For | For | For | ||
| 12 | Elect Patrick Y. Yang | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Basf SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAS | CINS D06216317 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| 10 | Amendments to Remuneration Policy | Mgmt | For | For | For | ||
| Buzzi Unicem S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BZU | CINS T2320M109 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 5 | Ratify Co-Option of Luca Dal Fabbro | Mgmt | For | For | For | ||
| 6 | Remuneration Policy | Mgmt | For | For | For | ||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Cabot Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CBT | CUSIP 127055101 | 03/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Cynthia A. Arnold | Mgmt | For | For | For | ||
| 2 | Elect John K. McGillicuddy | Mgmt | For | For | For | ||
| 3 | Elect John F. O'Brien | Mgmt | For | For | For | ||
| 4 | Elect Mark S. Wrighton | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cimarex Energy Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XEC | CUSIP 171798101 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Joseph R. Albi | Mgmt | For | For | For | ||
| 2 | Elect Lisa A. Stewart | Mgmt | For | For | For | ||
| 3 | Elect Michael J. Sullivan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cnooc Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0883 | CINS Y1662W117 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Elect YUAN Guangyu | Mgmt | For | For | For | ||
| 7 | Elect YANG Hua | Mgmt | For | Against | Against | ||
| 8 | Elect Wang Dongjin | Mgmt | For | For | For | ||
| 9 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| DowDuPont Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DWDP | CUSIP 26078J100 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Edward D. Breen | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Brown | Mgmt | For | For | For | ||
| 5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 6 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
| 7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
| 8 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
| 9 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
| 10 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
| 11 | Elect Paul Polman | Mgmt | For | For | For | ||
| 12 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
| 13 | Elect James M. Ringler | Mgmt | For | For | For | ||
| 14 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
| 15 | Elect Lee M. Thomas | Mgmt | For | For | For | ||
| 16 | Elect Patrick J. Ward | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 19 | Ratification of Auditor | Mgmt | For | For | For | ||
| 20 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| 21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
| 23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | ShrHoldr | Against | Against | For | ||
| 24 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Eagle Materials Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXP | CUSIP 26969P108 | 08/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael R. Nicolais | Mgmt | For | For | For | ||
| 2 | Elect Richard R. Stewart | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | For | 1 Year | N/A | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Eastman Chemical Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EMN | CUSIP 277432100 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Humberto Alfonso | Mgmt | For | For | For | ||
| 2 | Elect Brett D. Begemann | Mgmt | For | For | For | ||
| 3 | Elect Michael P. Connors | Mgmt | For | Against | Against | ||
| 4 | Elect Mark J. Costa | Mgmt | For | For | For | ||
| 5 | Elect Stephen R. Demeritt | Mgmt | For | For | For | ||
| 6 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
| 7 | Elect Julie Fasone Holder | Mgmt | For | For | For | ||
| 8 | Elect Renee J. Hornbaker | Mgmt | For | For | For | ||
| 9 | Elect Lewis M. Kling | Mgmt | For | For | For | ||
| 10 | Elect James J. O'Brien | Mgmt | For | For | For | ||
| 11 | Elect David W. Raisbeck | Mgmt | For | Against | Against | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Fortune Brands Home & Security, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FBHS | CUSIP 34964C106 | 05/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | ||
| 2 | Elect John G. Morikis | Mgmt | For | For | For | ||
| 3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Glencore plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GLEN | CINS G39420107 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
| 3 | Elect Anthony B. Hayward | Mgmt | For | For | For | ||
| 4 | Elect Ivan Glasenberg | Mgmt | For | For | For | ||
| 5 | Elect Peter R. Coates | Mgmt | For | For | For | ||
| 6 | Elect Leonhard Fischer | Mgmt | For | For | For | ||
| 7 | Elect Martin J Gilbert | Mgmt | For | For | For | ||
| 8 | Elect John J. Mack | Mgmt | For | For | For | ||
| 9 | Elect Gill Marcus | Mgmt | For | For | For | ||
| 10 | Elect Patrice Merrin | Mgmt | For | For | For | ||
| 11 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights(Specified Capital Investment) | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Huntsman Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HUN | CUSIP 447011107 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | ||
| 1.2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
| 1.3 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
| 1.4 | Elect M. Anthony Burns | Mgmt | For | For | For | ||
| 1.5 | Elect Daniele Ferrari | Mgmt | For | For | For | ||
| 1.6 | Elect Robert J. Margetts | Mgmt | For | For | For | ||
| 1.7 | Elect Wayne A. Reaud | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Koppers Holdings Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KOP | CUSIP 50060P106 | 05/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Cynthia A. Baldwin | Mgmt | For | For | For | ||
| 2 | Elect Leroy M. Ball | Mgmt | For | For | For | ||
| 3 | Elect Sharon Feng | Mgmt | For | For | For | ||
| 4 | Elect David M. Hillenbrand | Mgmt | For | For | For | ||
| 5 | Elect Albert J. Neupaver | Mgmt | For | For | For | ||
| 6 | Elect Louis L. Testoni | Mgmt | For | For | For | ||
| 7 | Elect Stephen R. Tritch | Mgmt | For | For | For | ||
| 8 | Elect T. Michael Young | Mgmt | For | For | For | ||
| 9 | Approval of 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Lee & Man Paper Manufacturing Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2314 | CINS G5427W130 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Ross LI King Wai | Mgmt | For | For | For | ||
| 6 | Elect Tony WONG Kai Tung | Mgmt | For | For | For | ||
| 7 | Elect POON Chung Kwong | Mgmt | For | For | For | ||
| 8 | Elect Peter A. Davies | Mgmt | For | For | For | ||
| 9 | Elect David CHAU Shing Yim | Mgmt | For | Against | Against | ||
| 10 | Directors' Fees for 2017 | Mgmt | For | Against | Against | ||
| 11 | Directors' Fees for 2018 | Mgmt | For | Against | Against | ||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | ||
| 2 | Elect Donna A. James | Mgmt | For | For | For | ||
| 3 | Elect James E. Rohr | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 7 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | ||
| 8 | Elimination of Supermajority Requirement for Certificate Amendments and Director Removal | Mgmt | For | For | For | ||
| 9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| Masco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CUSIP 574599106 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mark R. Alexander | Mgmt | For | For | For | ||
| 2 | Elect Richard A. Manoogian | Mgmt | For | For | For | ||
| 3 | Elect John C. Plant | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| MOL Hungarian Oil and Gas Plc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOL | CINS X5S32S129 | 04/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hungary | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Voting Method | Mgmt | For | For | For | ||
| 2 | Election of Meeting Bodies | Mgmt | For | For | For | ||
| 3 | Financial Statements | Mgmt | For | For | For | ||
| 4 | Allocation of Profit/Dividends | Mgmt | For | For | For | ||
| 5 | Corporate Governance Declaration | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Presentation of Information on Share Repurchase | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | ||
| 10 | Elect Zsolt Hernádi to the Board of Directors | Mgmt | For | For | For | ||
| 11 | Elect Zoltan Aldott | Mgmt | For | For | For | ||
| 12 | Elect Andras Lanczi | Mgmt | For | For | For | ||
| 13 | Elect Csaba Szabo | Mgmt | For | For | For | ||
| Mondi plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MNDI | CINS G6258S107 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stephen Young | Mgmt | For | For | For | ||
| 2 | Elect Tanya Fratto | Mgmt | For | For | For | ||
| 3 | Elect Stephen C. Harris | Mgmt | For | For | For | ||
| 4 | Elect Andrew King | Mgmt | For | For | For | ||
| 5 | Elect Peter Oswald | Mgmt | For | For | For | ||
| 6 | Elect Fred Phaswana | Mgmt | For | For | For | ||
| 7 | Elect Dominique Reiniche | Mgmt | For | For | For | ||
| 8 | Elect David Williams | Mgmt | For | For | For | ||
| 9 | Elect Audit Committee Member (Tanya Fratto) | Mgmt | For | For | For | ||
| 10 | Elect Audit Committee Member (Stephen C. Harris) | Mgmt | For | For | For | ||
| 11 | Elect Audit Committee Member (Stephen Young) | Mgmt | For | For | For | ||
| 12 | Accounts and Reports (Mondi Ltd) | Mgmt | For | For | For | ||
| 13 | Remuneration Policy (Mondi Ltd) | Mgmt | For | For | For | ||
| 14 | Remuneration Report (Mondi Ltd) | Mgmt | For | For | For | ||
| 15 | Approve NEDs' Fees (Mondi Ltd) | Mgmt | For | For | For | ||
| 16 | Approve NEDs' Fee Structure (Mondi Ltd) | Mgmt | For | For | For | ||
| 17 | Final Dividend | Mgmt | For | For | For | ||
| 18 | Special Dividend | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor (Mondi Ltd) | Mgmt | For | For | For | ||
| 20 | Authority to Set Auditor's Fees (Mondi Ltd) | Mgmt | For | For | For | ||
| 21 | Approve Financial Assistance (Mondi Ltd) | Mgmt | For | For | For | ||
| 22 | General Authority to Issue Ordinary Shares (Mondi Ltd) | Mgmt | For | For | For | ||
| 23 | General Authority to Issue Special Converting Shares (Mondi Ltd) | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) | Mgmt | For | For | For | ||
| 25 | Authority to Repurchase Shares (Mondi Ltd) | Mgmt | For | For | For | ||
| 26 | Accounts and Reports (Mondi plc) | Mgmt | For | For | For | ||
| 27 | Remuneration Report (Mondi plc- Advisory) | Mgmt | For | For | For | ||
| 28 | Final Dividend (Mondi plc) | Mgmt | For | For | For | ||
| 29 | Special Dividend (Mondi plc) | Mgmt | For | For | For | ||
| 30 | Appointment of Auditor (Mondi plc) | Mgmt | For | For | For | ||
| 31 | Authority to Set Auditor's Fees (Mondi plc) | Mgmt | For | For | For | ||
| 32 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 33 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 34 | Authority to Repurchase Shares (Mondi plc) | Mgmt | For | For | For | ||
| 35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Motor Oil (Hellas) Corinth Refineries S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOH | CINS X55904100 | 06/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Greece | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | ||
| 3 | Election of Directors | Mgmt | For | Against | Against | ||
| 4 | Election of Audit Committee Members | Mgmt | For | Against | Against | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 7 | Directors' Fees | Mgmt | For | For | For | ||
| 8 | Special Bonus | Mgmt | For | Against | Against | ||
| 9 | Early Termination of Share Repurchase Program | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Creation of Special Reserve | Mgmt | For | For | For | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Newfield Exploration Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NFX | CUSIP 651290108 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lee K. Boothby | Mgmt | For | For | For | ||
| 2 | Elect Pamela J. Gardner | Mgmt | For | For | For | ||
| 3 | Elect Edgar R. Giesinger | Mgmt | For | For | For | ||
| 4 | Elect Steven Nance | Mgmt | For | For | For | ||
| 5 | Elect Roger B. Plank | Mgmt | For | For | For | ||
| 6 | Elect Thomas G. Ricks | Mgmt | For | For | For | ||
| 7 | Elect Juanita F. Romans | Mgmt | For | For | For | ||
| 8 | Elect John W. Schanck | Mgmt | For | For | For | ||
| 9 | Elect J. Terry Strange | Mgmt | For | For | For | ||
| 10 | Elect J. Kent Wells | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Olin Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OLN | CUSIP 680665205 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donald W. Bogus | Mgmt | For | For | For | ||
| 2 | Elect Earl L. Shipp | Mgmt | For | For | For | ||
| 3 | Elect Vincent J. Smith | Mgmt | For | For | For | ||
| 4 | Elect Carol A. Williams | Mgmt | For | For | For | ||
| 5 | Approval of the 2018 Long Term Incentive Plan | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Parsley Energy Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PE | CUSIP 701877102 | 05/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ronald Brokmeyer | Mgmt | For | For | For | ||
| 2 | Elect Hemang Desai | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| PJSC Gazprom | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GAZP | CINS 368287207 | 06/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Annual Report | Mgmt | For | For | For | ||
| 3 | Financial Statements | Mgmt | For | For | For | ||
| 4 | Allocation of Profits | Mgmt | For | For | For | ||
| 5 | Allocation of Retained Earnings | Mgmt | For | For | For | ||
| 6 | Dividends | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor | Mgmt | For | For | For | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Audit Commission Fees | Mgmt | For | For | For | ||
| 11 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 15 | Elect Viktor A. Zubkov | Mgmt | For | Abstain | Against | ||
| 16 | Elect Timur A. Kulibaev | Mgmt | For | Abstain | Against | ||
| 17 | Elect Denis V. Manturov | Mgmt | For | Abstain | Against | ||
| 18 | Elect Vitaly A. Markelov | Mgmt | For | Abstain | Against | ||
| 19 | Elect Viktor G Martynov | Mgmt | For | For | For | ||
| 20 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | ||
| 21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 22 | Elect Alexander V. Novak | Mgmt | For | Abstain | Against | ||
| 23 | Elect Dmitry N. Patrushev | Mgmt | For | Abstain | Against | ||
| 24 | Elect Mikhail L. Sereda | Mgmt | For | Abstain | Against | ||
| 25 | Elect Vadim K. Bikulov | Mgmt | For | For | For | ||
| 26 | Elect Alexander A. Gladkov | Mgmt | For | For | For | ||
| 27 | Elect Margarita I. Mironova | Mgmt | For | For | For | ||
| 28 | Elect Yuri S. Nosov | Mgmt | For | For | For | ||
| 29 | Elect Karen I. Oganyan | Mgmt | For | For | For | ||
| 30 | Elect Alexandra A. Petrova | Mgmt | For | For | For | ||
| 31 | Elect Sergey R. Platonov | Mgmt | For | For | For | ||
| 32 | Elect Oksana V. Tarasenko | Mgmt | For | For | For | ||
| 33 | Elect Tatyana V. Fisenko | Mgmt | For | For | For | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 06/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Elect Vagit Y. Alekperov | Mgmt | N/A | Abstain | N/A | ||
| 4 | Elect Victor V. Blazheev | Mgmt | N/A | Abstain | N/A | ||
| 5 | Elect Toby T. Gati | Mgmt | N/A | For | N/A | ||
| 6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | ||
| 7 | Elect Igor S. Ivanov | Mgmt | N/A | Abstain | N/A | ||
| 8 | Elect Aleksandr V. Leyfrid | Mgmt | N/A | Abstain | N/A | ||
| 9 | Elect Ravil U. Maganov | Mgmt | N/A | Abstain | N/A | ||
| 10 | Elect Roger Munnings | Mgmt | N/A | For | N/A | ||
| 11 | Elect Richard H. Matzke | Mgmt | N/A | Abstain | N/A | ||
| 12 | Elect Ivan Pictet | Mgmt | N/A | For | N/A | ||
| 13 | Elect Leonid A. Fedun | Mgmt | N/A | Abstain | N/A | ||
| 14 | Elect Lyubov N. Khoba | Mgmt | N/A | Abstain | N/A | ||
| 15 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | ||
| 16 | Elect Pavel A. Suloev | Mgmt | For | For | For | ||
| 17 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | ||
| 18 | Directors' Fees (FY2017) | Mgmt | For | For | For | ||
| 19 | Directors' Fees (FY2018) | Mgmt | For | For | For | ||
| 20 | Audit Commission Members' Fees (FY2017) | Mgmt | For | For | For | ||
| 21 | Audit Commission Members' Fees (FY2018) | Mgmt | For | For | For | ||
| 22 | Appointment of Auditor | Mgmt | For | For | For | ||
| 23 | Amendments to Articles | Mgmt | For | For | For | ||
| 24 | D&O Insurance | Mgmt | For | For | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Posco | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PKX | CUSIP 693483109 | 03/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Amendments to Article 2 | Mgmt | For | For | For | ||
| 3 | Amendments to Article 27 | Mgmt | For | For | For | ||
| 4 | Amendments to Articles 29-2, 30 and 45 | Mgmt | For | For | For | ||
| 5 | Elect OH In Hwan | Mgmt | For | For | For | ||
| 6 | Elect JANG In Hwa | Mgmt | For | For | For | ||
| 7 | Elect YOU Seong | Mgmt | For | For | For | ||
| 8 | Elect JEON Joong Sun | Mgmt | For | For | For | ||
| 9 | Elect KIM Seong Jin | Mgmt | For | For | For | ||
| 10 | Elect KIM Joo Hyun | Mgmt | For | Against | Against | ||
| 11 | Elect PARK Kyung Suh (Shareholder Proposal) | Mgmt | For | For | For | ||
| 12 | Elect BAHK Byong Won | Mgmt | For | For | For | ||
| 13 | Election of Audit Committee Member: BAHK Byong Won | Mgmt | For | For | For | ||
| 14 | Directors' Fees | Mgmt | For | For | For | ||
| PT Adaro Energy Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADRO | CINS Y7087B109 | 04/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Election of Commissioners; Approval of Director Resignation | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| PT Indo Tambangraya Megah Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ITMG | CINS Y71244100 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 4 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||
| 5 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | ||
| 6 | Use of Proceeds from IPO | Mgmt | For | For | For | ||
| Rio Tinto plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RIO | CINS G75754104 | 04/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 4 | Remuneration Report (UK advisory) | Mgmt | For | Against | Against | ||
| 5 | Remuneration Report (AUS advisory) | Mgmt | For | Against | Against | ||
| 6 | 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
| 7 | Approval of Termination Payments | Mgmt | For | For | For | ||
| 8 | Elect Megan E. Clark | Mgmt | For | For | For | ||
| 9 | Elect David W. Constable | Mgmt | For | For | For | ||
| 10 | Elect Ann F. Godbehere | Mgmt | For | Against | Against | ||
| 11 | Elect Simon P. Henry | Mgmt | For | For | For | ||
| 12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | ||
| 13 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
| 14 | Elect Michael G. L'Estrange | Mgmt | For | For | For | ||
| 15 | Elect Christopher (Chris) J. Lynch | Mgmt | For | For | For | ||
| 16 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Rosneft Oil Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROSN | CINS 67812M207 | 06/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits | Mgmt | For | For | For | ||
| 4 | Dividends | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Audit Commission Fees | Mgmt | For | For | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Elect Olga A. Andrianova | Mgmt | For | For | For | ||
| 9 | Elect Alexander E. Bogashov | Mgmt | For | For | For | ||
| 10 | Elect Sergey I. Poma | Mgmt | For | For | For | ||
| 11 | Elect Zakhar B. Sabantsev | Mgmt | For | For | For | ||
| 12 | Elect Pavel G. Shumov | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CUSIP 780259206 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Ann F. Godbehere | Mgmt | For | For | For | ||
| 4 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
| 5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
| 6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
| 8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
| 10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 11 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 12 | Elect Jessica Uhl | Mgmt | For | For | For | ||
| 13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
| Royal Gold, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RGLD | CUSIP 780287108 | 11/16/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect C. Kevin McArthur | Mgmt | For | For | For | ||
| 2 | Elect Christopher M.T. Thompson | Mgmt | For | For | For | ||
| 3 | Elect Sybil E. Veenman | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Sinopec Kantons Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 934 | CINS G8165U100 | 06/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Xiang Xiwen | Mgmt | For | For | For | ||
| 6 | Elect Dai Liqi | Mgmt | For | Against | Against | ||
| 7 | Elect Priscilla WONG Pui Sze | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Smurfit Kappa Group Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SKG | CINS G8248F104 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Non-UK Issuer - Advisory) | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Carol Fairweather | Mgmt | For | For | For | ||
| 6 | Elect Liam O'Mahony | Mgmt | For | For | For | ||
| 7 | Elect Anthony Smurfit | Mgmt | For | For | For | ||
| 8 | Elect Ken Bowles | Mgmt | For | For | For | ||
| 9 | Elect Godefridus (Frits) P.F. Beurskens | Mgmt | For | For | For | ||
| 10 | Elect Christel Bories | Mgmt | For | Against | Against | ||
| 11 | Elect Irial Finan | Mgmt | For | For | For | ||
| 12 | Elect James A. Lawrence | Mgmt | For | For | For | ||
| 13 | Elect John Moloney | Mgmt | For | For | For | ||
| 14 | Elect Roberto Newell | Mgmt | For | For | For | ||
| 15 | Elect Jorgen Buhl Rasmussen | Mgmt | For | For | For | ||
| 16 | Elect Gonzalo Restrepo Lopez | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 24 | Performance Share Plan | Mgmt | For | For | For | ||
| 25 | Deferred Bonus Plan | Mgmt | For | For | For | ||
| SRC Energy Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRCI | CUSIP 78470V108 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||
| 1.2 | Elect Jack N. Aydin | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel E. Kelly | Mgmt | For | For | For | ||
| 1.4 | Elect Paul J. Korus | Mgmt | For | For | For | ||
| 1.5 | Elect Raymond E. McElhaney | Mgmt | For | For | For | ||
| 1.6 | Elect Jennifer S. Zucker | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Turkiye Petrol Rafinerileri AS | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TUPRS | M8966X108 | 03/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
| 2 | Directors' Report | Mgmt | For | For | For | ||
| 3 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
| 4 | Financial Statements | Mgmt | For | For | For | ||
| 5 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | For | ||
| 8 | Compensation Policy | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Charitable Donations | Mgmt | For | For | For | ||
| 12 | Presentation of Report on Guarantees | Mgmt | For | For | For | ||
| 13 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 14 | Wishes | Mgmt | For | For | For | ||
| Vulcan Materials Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VMC | CUSIP 929160109 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas A. Fanning | Mgmt | For | For | For | ||
| 2 | Elect J. Thomas Hill | Mgmt | For | For | For | ||
| 3 | Elect Cynthia L. Hostetler | Mgmt | For | For | For | ||
| 4 | Elect Richard T. O'Brien | Mgmt | For | For | For | ||
| 5 | Elect Kathleen L. Quirk | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Utilities Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Ameren Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AEE | CUSIP 023608102 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
| 2 | Elect Catherine S. Brune | Mgmt | For | For | For | ||
| 3 | Elect J. Edward Coleman | Mgmt | For | For | For | ||
| 4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | ||
| 5 | Elect Rafael Flores | Mgmt | For | For | For | ||
| 6 | Elect Walter J. Galvin | Mgmt | For | For | For | ||
| 7 | Elect Richard J. Harshman | Mgmt | For | For | For | ||
| 8 | Elect Craig S. Ivey | Mgmt | For | For | For | ||
| 9 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | ||
| 10 | Elect James C. Johnson | Mgmt | For | For | For | ||
| 11 | Elect Steven H. Lipstein | Mgmt | For | For | For | ||
| 12 | Elect Stephen R. Wilson | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Coal Combustion Residuals | ShrHoldr | Against | For | Against | ||
| American Electric Power Company, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AEP | CUSIP 025537101 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
| 2 | Elect David J. Anderson | Mgmt | For | For | For | ||
| 3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
| 6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
| 7 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
| 8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
| 9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
| 11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | ||
| 12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Atmos Energy Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ATO | CUSIP 049560105 | 02/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert W. Best | Mgmt | For | For | For | ||
| 2 | Elect Kim R. Cocklin | Mgmt | For | For | For | ||
| 3 | Elect Kelly H. Compton | Mgmt | For | For | For | ||
| 4 | Elect Richard W. Douglas | Mgmt | For | For | For | ||
| 5 | Elect Ruben E. Esquivel | Mgmt | For | For | For | ||
| 6 | Elect Rafael G. Garza | Mgmt | For | For | For | ||
| 7 | Elect Richard K. Gordon | Mgmt | For | For | For | ||
| 8 | Elect Robert C. Grable | Mgmt | For | For | For | ||
| 9 | Elect Michael E. Haefner | Mgmt | For | For | For | ||
| 10 | Elect Nancy K. Quinn | Mgmt | For | For | For | ||
| 11 | Elect Richard A. Sampson | Mgmt | For | For | For | ||
| 12 | Elect Stephen R. Springer | Mgmt | For | For | For | ||
| 13 | Elect Richard Ware II | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Avangrid, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGR | CUSIP 05351W103 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ignacio Sanchez Galan | Mgmt | For | For | For | ||
| 2 | Elect John E. Baldacci | Mgmt | For | For | For | ||
| 3 | Elect Pedro Azagra Blazquez | Mgmt | For | For | For | ||
| 4 | Elect Felipe de Jesus Calderon Hinojosa | Mgmt | For | For | For | ||
| 5 | Elect Arnold L. Chase | Mgmt | For | For | For | ||
| 6 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | ||
| 7 | Elect Carol L. Folt | Mgmt | For | For | For | ||
| 8 | Elect John L. Lahey | Mgmt | For | For | For | ||
| 9 | Elect Santiago Martinez Garrido | Mgmt | For | For | For | ||
| 10 | Elect Juan Carlos Rebollo Liceaga | Mgmt | For | For | For | ||
| 11 | Elect Jose Sainz Armada | Mgmt | For | For | For | ||
| 12 | Elect Alan D. Solomont | Mgmt | For | For | For | ||
| 13 | Elect Elizabeth Timm | Mgmt | For | For | For | ||
| 14 | Elect James P. Torgerson | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| CenterPoint Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNP | CUSIP 15189T107 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie D. Biddle | Mgmt | For | For | For | ||
| 2 | Elect Milton Carroll | Mgmt | For | For | For | ||
| 3 | Elect Scott J. McLean | Mgmt | For | For | For | ||
| 4 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
| 5 | Elect Theodore F. Pound | Mgmt | For | For | For | ||
| 6 | Elect Scott M. Prochazka | Mgmt | For | For | For | ||
| 7 | Elect Susan O. Rheney | Mgmt | For | For | For | ||
| 8 | Elect Phillip R. Smith | Mgmt | For | For | For | ||
| 9 | Elect John W. Somerhalder II | Mgmt | For | For | For | ||
| 10 | Elect Peter S. Wareing | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Cimarex Energy Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XEC | CUSIP 171798101 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Joseph R. Albi | Mgmt | For | For | For | ||
| 2 | Elect Lisa A. Stewart | Mgmt | For | For | For | ||
| 3 | Elect Michael J. Sullivan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| CMS Energy Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMS | CUSIP 125896100 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jon E. Barfield | Mgmt | For | For | For | ||
| 2 | Elect Deborah H. Butler | Mgmt | For | For | For | ||
| 3 | Elect Kurt L. Darrow | Mgmt | For | For | For | ||
| 4 | Elect Stephen E. Ewing | Mgmt | For | For | For | ||
| 5 | Elect William D. Harvey | Mgmt | For | For | For | ||
| 6 | Elect Patricia K. Poppe | Mgmt | For | For | For | ||
| 7 | Elect John G. Russell | Mgmt | For | For | For | ||
| 8 | Elect Myrna M. Soto | Mgmt | For | For | For | ||
| 9 | Elect John G. Sznewajs | Mgmt | For | For | For | ||
| 10 | Elect Laura H. Wright | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Consolidated Water Co. Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CWCO | CUSIP G23773107 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Wilmer F. Pergande | Mgmt | For | For | For | ||
| 1.2 | Elect Leonard J. Sokolow | Mgmt | For | For | For | ||
| 1.3 | Elect Raymond Whittaker | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| DTE Energy Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DTE | CUSIP 233331107 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||
| 1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||
| 1.3 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect Charles G. McClure | Mgmt | For | For | For | ||
| 1.5 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
| 1.6 | Elect Mark A. Murray | Mgmt | For | For | For | ||
| 1.7 | Elect James B. Nicholson | Mgmt | For | For | For | ||
| 1.8 | Elect Josue Robles, Jr. | Mgmt | For | For | For | ||
| 1.9 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
| 1.10 | Elect Robert C. Skaggs, Jr. | Mgmt | For | For | For | ||
| 1.11 | Elect David A. Thomas | Mgmt | For | For | For | ||
| 1.12 | Elect James H. Vandenberghe | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding an Economic Analysis on Closure of the Fermi 2 Nuclear Plant | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Edison International | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EIX | CUSIP 281020107 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael C. Camunez | Mgmt | For | For | For | ||
| 2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||
| 3 | Elect James T. Morris | Mgmt | For | For | For | ||
| 4 | Elect Timothy T. O'Toole | Mgmt | For | For | For | ||
| 5 | Elect Pedro J. Pizarro | Mgmt | For | For | For | ||
| 6 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | ||
| 7 | Elect William P. Sullivan | Mgmt | For | For | For | ||
| 8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | ||
| 9 | Elect Peter J. Taylor | Mgmt | For | For | For | ||
| 10 | Elect Brett White | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| Eversource Energy | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ES | CUSIP 30040W108 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Cotton M. Cleveland | Mgmt | For | For | For | ||
| 2 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | ||
| 3 | Elect James S. DiStasio | Mgmt | For | For | For | ||
| 4 | Elect Francis A. Doyle | Mgmt | For | For | For | ||
| 5 | Elect James J. Judge | Mgmt | For | For | For | ||
| 6 | Elect John Y. Kim | Mgmt | For | For | For | ||
| 7 | Elect Kenneth R. Leibler | Mgmt | For | For | For | ||
| 8 | Elect William C. Van Faasen | Mgmt | For | For | For | ||
| 9 | Elect Frederica M. Williams | Mgmt | For | For | For | ||
| 10 | Elect Dennis R. Wraase | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Approval of the 2018 Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| National Fuel Gas Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NFG | CUSIP 636180101 | 03/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Philip C. Ackerman | Mgmt | For | For | For | ||
| 1.2 | Elect Stephen E. Ewing | Mgmt | For | For | For | ||
| 1.3 | Elect Rebecca Ranich | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Strategic and Financial Alternatives | ShrHoldr | Against | Against | For | ||
| NiSource Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NI | CUSIP 65473P105 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter A. Altabef | Mgmt | For | For | For | ||
| 2 | Elect Eric L. Butler | Mgmt | For | For | For | ||
| 3 | Elect Aristides S. Candris | Mgmt | For | For | For | ||
| 4 | Elect Wayne S. DeVeydt | Mgmt | For | For | For | ||
| 5 | Elect Joseph Hamrock | Mgmt | For | For | For | ||
| 6 | Elect Deborah A. Henretta | Mgmt | For | For | For | ||
| 7 | Elect Michael E. Jesanis | Mgmt | For | For | For | ||
| 8 | Elect Kevin T. Kabat | Mgmt | For | For | For | ||
| 9 | Elect Richard L. Thompson | Mgmt | For | For | For | ||
| 10 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| Oge Energy Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OGE | CUSIP 670837103 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Frank A. Bozich | Mgmt | For | For | For | ||
| 2 | Elect James H. Brandi | Mgmt | For | For | For | ||
| 3 | Elect Peter D. Clarke | Mgmt | For | For | For | ||
| 4 | Elect Luke R. Corbett | Mgmt | For | For | For | ||
| 5 | Elect David L. Hauser | Mgmt | For | For | For | ||
| 6 | Elect Robert O. Lorenz | Mgmt | For | For | For | ||
| 7 | Elect Judy R. McReynolds | Mgmt | For | For | For | ||
| 8 | Elect J. Michael Sanner | Mgmt | For | For | For | ||
| 9 | Elect Sheila G. Talton | Mgmt | For | For | For | ||
| 10 | Elect Sean Trauschke | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Otter Tail Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OTTR | CUSIP 689648103 | 04/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Karen M. Bohn | Mgmt | For | For | For | ||
| 1.2 | Elect Charles S. MacFarlane | Mgmt | For | For | For | ||
| 1.3 | Elect Thomas J. Webb | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| PPL Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PPL | CUSIP 69351T106 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
| 2 | Elect John W. Conway | Mgmt | For | For | For | ||
| 3 | Elect Steven G. Elliott | Mgmt | For | For | For | ||
| 4 | Elect Raja Rajamannar | Mgmt | For | For | For | ||
| 5 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||
| 6 | Elect William H. Spence | Mgmt | For | For | For | ||
| 7 | Elect Natica von Althann | Mgmt | For | For | For | ||
| 8 | Elect Keith H. Williamson | Mgmt | For | For | For | ||
| 9 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
| 10 | Elect Armando Zagalo de Lima | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Sempra Energy | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRE | CUSIP 816851109 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
| 2 | Elect Kathleen Brown | Mgmt | For | For | For | ||
| 3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | ||
| 4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | ||
| 5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
| 6 | Elect William D. Jones | Mgmt | For | For | For | ||
| 7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | ||
| 8 | Elect Bethany J. Mayer | Mgmt | For | For | For | ||
| 9 | Elect William G. Ouchi | Mgmt | For | For | For | ||
| 10 | Elect Debra L. Reed | Mgmt | For | For | For | ||
| 11 | Elect William C. Rusnack | Mgmt | For | For | For | ||
| 12 | Elect Lynn Schenk | Mgmt | For | For | For | ||
| 13 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
| 14 | Elect James C. Yardley | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| Spark New Zealand Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SPK | CUSIP 84652A102 | 11/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 2 | Re-elect Paul Berriman | Mgmt | For | For | For | ||
| 3 | Re-elect Charles T. Sitch | Mgmt | For | For | For | ||
| 4 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
| SRC Energy Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRCI | CUSIP 78470V108 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||
| 1.2 | Elect Jack N. Aydin | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel E. Kelly | Mgmt | For | For | For | ||
| 1.4 | Elect Paul J. Korus | Mgmt | For | For | For | ||
| 1.5 | Elect Raymond E. McElhaney | Mgmt | For | For | For | ||
| 1.6 | Elect Jennifer S. Zucker | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| T-Mobile US, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TMUS | CUSIP 872590104 | 06/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | ||
| 1.2 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
| 1.3 | Elect Lawrence H. Guffey | Mgmt | For | For | For | ||
| 1.4 | Elect Timotheus Hottges | Mgmt | For | For | For | ||
| 1.5 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | ||
| 1.6 | Elect Raphael Kubler | Mgmt | For | For | For | ||
| 1.7 | Elect Thorsten Langheim | Mgmt | For | For | For | ||
| 1.8 | Elect John J. Legere | Mgmt | For | For | For | ||
| 1.9 | Elect G. Michael Sievert | Mgmt | For | For | For | ||
| 1.10 | Elect Olaf Swantee | Mgmt | For | For | For | ||
| 1.11 | Elect Teresa A. Taylor | Mgmt | For | For | For | ||
| 1.12 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| The AES Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AES | CUSIP 00130H105 | 04/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andres R. Gluski | Mgmt | For | For | For | ||
| 2 | Elect Charles L. Harrington | Mgmt | For | For | For | ||
| 3 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
| 4 | Elect Tarun Khanna | Mgmt | For | For | For | ||
| 5 | Elect Holly K. Koeppel | Mgmt | For | Against | Against | ||
| 6 | Elect James H. Miller | Mgmt | For | For | For | ||
| 7 | Elect Alain Monie | Mgmt | For | For | For | ||
| 8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Moises Naim | Mgmt | For | For | For | ||
| 10 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Ratification of Special Meeting Provisions | Mgmt | For | Against | Against | ||
| 14 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Abstain | N/A | ||
| TransCanada Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TRP | CUSIP 89353D107 | 04/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kevin E. Benson | Mgmt | For | For | For | ||
| 1.2 | Elect Stephan Cretier | Mgmt | For | For | For | ||
| 1.3 | Elect Russell K. Girling | Mgmt | For | For | For | ||
| 1.4 | Elect S. Barry Jackson | Mgmt | For | For | For | ||
| 1.5 | Elect John E. Lowe | Mgmt | For | For | For | ||
| 1.6 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
| 1.7 | Elect Mary Pat Salomone | Mgmt | For | For | For | ||
| 1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
| 1.9 | Elect D. Michael G. Stewart | Mgmt | For | For | For | ||
| 1.10 | Elect Siim A. Vanaselja | Mgmt | For | For | For | ||
| 1.11 | Elect Thierry Vandal | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | ||
| Westar Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WR | CUSIP 95709T100 | 10/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mollie Hale Carter | Mgmt | For | For | For | ||
| 1.2 | Elect Sandra A.J. Lawrence | Mgmt | For | For | For | ||
| 1.3 | Elect Mark A. Ruelle | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Westar Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WR | CUSIP 95709T100 | 11/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger of Equals | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Opportunities Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Armstrong World Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AWI | CUSIP 04247X102 | 07/13/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Stan A. Askren | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Victor D. Grizzle | Mgmt | For | For | For | ||
| 1.3 | Elect Tao Huang | Mgmt | For | For | For | ||
| 1.4 | Elect Larry S. McWilliams | Mgmt | For | For | For | ||
| 1.5 | Elect James C. Melville | Mgmt | For | For | For | ||
| 1.6 | Elect James J. O'Connor | Mgmt | For | For | For | ||
| 1.7 | Elect John J. Roberts | Mgmt | For | For | For | ||
| 1.8 | Elect Gregory P. Spivy | Mgmt | For | For | For | ||
| 1.9 | Elect Roy W. Templin | Mgmt | For | For | For | ||
| 1.10 | Elect Cherryl T. Thomas | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| ARRIS International plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ARRS | CUSIP G0551A103 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew M. Barron | Mgmt | For | For | For | ||
| 2 | Elect J. Timothy Bryan | Mgmt | For | For | For | ||
| 3 | Elect James A. Chiddix | Mgmt | For | For | For | ||
| 4 | Elect Andrew T. Heller | Mgmt | For | For | For | ||
| 5 | Elect KIM Jeong | Mgmt | For | For | For | ||
| 6 | Elect Bruce McClelland | Mgmt | For | For | For | ||
| 7 | Elect Robert J. Stanzione | Mgmt | For | For | For | ||
| 8 | Elect Doreen A. Toben | Mgmt | For | For | For | ||
| 9 | Elect Debora J. Wilson | Mgmt | For | For | For | ||
| 10 | Elect David A. Woodle | Mgmt | For | For | For | ||
| 11 | Accounts and Reports | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Ratification of UK Statutory Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set UK Statutory Auditor's Fees | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | UK Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| Avery Dennison Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVY | CUSIP 053611109 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
| 2 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
| 3 | Elect Peter K. Barker | Mgmt | For | For | For | ||
| 4 | Elect Mitchell R. Butier | Mgmt | For | For | For | ||
| 5 | Elect Ken Hicks | Mgmt | For | For | For | ||
| 6 | Elect Andres A. Lopez | Mgmt | For | For | For | ||
| 7 | Elect David Pyott | Mgmt | For | For | For | ||
| 8 | Elect Dean A. Scarborough | Mgmt | For | For | For | ||
| 9 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
| 10 | Elect Julia Stewart | Mgmt | For | For | For | ||
| 11 | Elect Martha Sullivan | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Bank of the Ozarks | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OZRK | CUSIP 063904106 | 05/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas Brown | Mgmt | For | For | For | ||
| 2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | ||
| 3 | Elect Richard Cisne | Mgmt | For | For | For | ||
| 4 | Elect Robert East | Mgmt | For | For | For | ||
| 5 | Elect Kathleen Franklin | Mgmt | For | For | For | ||
| 6 | Elect Catherine B. Freedberg | Mgmt | For | For | For | ||
| 7 | Elect Jeffrey Gearhart | Mgmt | For | For | For | ||
| 8 | Elect George Gleason | Mgmt | For | For | For | ||
| 9 | Elect Linda Gleason | Mgmt | For | For | For | ||
| 10 | Elect Peter Kenny | Mgmt | For | For | For | ||
| 11 | Elect William A. Koefoed, Jr. | Mgmt | For | For | For | ||
| 12 | Elect Walter J. Mullen | Mgmt | For | For | For | ||
| 13 | Elect Christopher Orndorff | Mgmt | For | For | For | ||
| 14 | Elect Robert Proost | Mgmt | For | For | For | ||
| 15 | Elect John Reynolds | Mgmt | For | For | For | ||
| 16 | Elect Ross Whipple | Mgmt | For | For | For | ||
| 17 | Amendment to the 2016 Non-Employee Director Compensation Plan | Mgmt | For | For | For | ||
| 18 | Company Name Change | Mgmt | For | For | For | ||
| 19 | Ratification of Auditor | Mgmt | For | For | For | ||
| 20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| BioTelemetry, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BEAT | CUSIP 090672106 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Anthony J. Conti | Mgmt | For | For | For | ||
| 2 | Elect Kirk E. Gorman | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Bofi Holding Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BOFI | CUSIP 05566U108 | 10/26/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John Gary Burke | Mgmt | For | For | For | ||
| 1.2 | Elect Nicholas A. Mosich | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Brunswick Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BC | CUSIP 117043109 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Manuel A. Fernandez | Mgmt | For | For | For | ||
| 2 | Elect Mark D. Schwabero | Mgmt | For | For | For | ||
| 3 | Elect David V. Singer | Mgmt | For | For | For | ||
| 4 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Builders FirstSource, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BLDR | CUSIP 12008R107 | 05/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect David A. Barr | Mgmt | For | For | For | ||
| 1.2 | Elect Robert C. Griffin | Mgmt | For | For | For | ||
| 1.3 | Elect Brett N. Milgrim | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Calamp Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CAMP | CUSIP 128126109 | 07/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Albert J. Moyer | Mgmt | For | For | For | ||
| 2 | Elect Kimberly Alexy | Mgmt | For | Against | Against | ||
| 3 | Elect Michael Burdiek | Mgmt | For | For | For | ||
| 4 | Elect Jeffery Gardner | Mgmt | For | Against | Against | ||
| 5 | Elect Amal Johnson | Mgmt | For | For | For | ||
| 6 | Elect Jorge Titinger | Mgmt | For | For | For | ||
| 7 | Elect Larry Wolfe | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Amendment to 2004 Stock Plan | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| CEVA, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CEVA | CUSIP 157210105 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Eliyahu Ayalon | Mgmt | For | For | For | ||
| 1.2 | Elect Zvi Limon | Mgmt | For | For | For | ||
| 1.3 | Elect Bruce A. Mann | Mgmt | For | For | For | ||
| 1.4 | Elect Maria Marced | Mgmt | For | For | For | ||
| 1.5 | Elect Peter McManamon | Mgmt | For | For | For | ||
| 1.6 | Elect Sven-Christer Nilsson | Mgmt | For | For | For | ||
| 1.7 | Elect Louis Silver | Mgmt | For | For | For | ||
| 1.8 | Elect Gideon Wertheizer | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Coherent, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COHR | CUSIP 192479103 | 03/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John R. Ambroseo | Mgmt | For | For | For | ||
| 2 | Elect Jay T. Flatley | Mgmt | For | For | For | ||
| 3 | Elect Pamela Fletcher | Mgmt | For | For | For | ||
| 4 | Elect Susan M. James | Mgmt | For | For | For | ||
| 5 | Elect L. William Krause | Mgmt | For | For | For | ||
| 6 | Elect Garry W. Rogerson | Mgmt | For | For | For | ||
| 7 | Elect Steve Skaggs | Mgmt | For | For | For | ||
| 8 | Elect Sandeep S. Vij | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Cypress Semiconductor Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CY | CUSIP 232806109 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Steve Albrecht | Mgmt | For | For | For | ||
| 2 | Elect Hassane El-Khoury | Mgmt | For | For | For | ||
| 3 | Elect Oh Chul Kwon | Mgmt | For | For | For | ||
| 4 | Elect Catherine P. Lego | Mgmt | For | For | For | ||
| 5 | Elect Camillo Martino | Mgmt | For | For | For | ||
| 6 | Elect J. Daniel McCranie | Mgmt | For | Against | Against | ||
| 7 | Elect Jeffrey J. Owens | Mgmt | For | For | For | ||
| 8 | Elect Jeannine Sargent | Mgmt | For | For | For | ||
| 9 | Elect Michael S. Wishart | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| Diodes Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DIOD | CUSIP 254543101 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect C.H. Chen | Mgmt | For | For | For | ||
| 1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | ||
| 1.3 | Elect LU Keh-Shew | Mgmt | For | For | For | ||
| 1.4 | Elect Raymond Soong | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Peter M. Menard | Mgmt | For | For | For | ||
| 1.6 | Elect Christina Wen-chi Sung | Mgmt | For | For | For | ||
| 1.7 | Elect Michael K.C. Tsai | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Essent Group Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ESNT | CUSIP G3198U102 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jane P. Chwick | Mgmt | For | For | For | ||
| 1.2 | Elect Aditya Dutt | Mgmt | For | For | For | ||
| 1.3 | Elect Roy J. Kasmar | Mgmt | For | For | For | ||
| 1.4 | Elect Angela L. Heise | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Fabrinet | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FN | CUSIP G3323L100 | 12/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Seamus Grady | Mgmt | For | For | For | ||
| 1.2 | Elect Thomas F. Kelly | Mgmt | For | For | For | ||
| 1.3 | Elect Frank H. Levinson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2010 Performance Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Finisar Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FNSR | CUSIP 31787A507 | 09/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael Dreyer | Mgmt | For | For | For | ||
| 1.2 | Elect Thomas E. Pardun | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| First Commonwealth Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FCF | CUSIP 319829107 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Julie A. Caponi | Mgmt | For | For | For | ||
| 1.2 | Elect Ray T. Charley | Mgmt | For | For | For | ||
| 1.3 | Elect Gary R. Claus | Mgmt | For | For | For | ||
| 1.4 | Elect David S. Dahlmann | Mgmt | For | For | For | ||
| 1.5 | Elect Johnston A. Glass | Mgmt | For | For | For | ||
| 1.6 | Elect Jon L. Gorney | Mgmt | For | For | For | ||
| 1.7 | Elect David W. Greenfield | Mgmt | For | For | For | ||
| 1.8 | Elect Bart E. Johnson | Mgmt | For | For | For | ||
| 1.9 | Elect Luke A. Latimer | Mgmt | For | For | For | ||
| 1.10 | Elect T. Michael Price | Mgmt | For | For | For | ||
| 1.11 | Elect Laurie Stern Singer | Mgmt | For | For | For | ||
| 1.12 | Elect Robert J. Ventura | Mgmt | For | For | For | ||
| 1.13 | Elect Stephen A. Wolfe | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| First Midwest Bancorp, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FMBI | CUSIP 320867104 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Barbara A. Boigegrain | Mgmt | For | For | For | ||
| 2 | Elect Thomas L. Brown | Mgmt | For | For | For | ||
| 3 | Elect Phupinder S. Gill | Mgmt | For | For | For | ||
| 4 | Elect Kathryn J Hayley | Mgmt | For | For | For | ||
| 5 | Elect Peter J. Henseler | Mgmt | For | For | For | ||
| 6 | Elect Frank B. Modruson | Mgmt | For | For | For | ||
| 7 | Elect Ellen A. Rudnick | Mgmt | For | For | For | ||
| 8 | Elect Mark G. Sander | Mgmt | For | For | For | ||
| 9 | Elect Michael J. Small | Mgmt | For | For | For | ||
| 10 | Elect Stephen C Van Arsdell | Mgmt | For | For | For | ||
| 11 | Approval of 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| HomeStreet, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HMST | CUSIP 43785V102 | 05/24/2018 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Management Nominee Scott M. Boggs | ShrHoldr | N/A | TNA | N/A | ||
| 2 | Elect Management Nominee Douglas I. Smith | ShrHoldr | N/A | TNA | N/A | ||
| 3 | Elect Management Nominee Mark. R. Patterson | ShrHoldr | N/A | TNA | N/A | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||
| 6 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||
| HomeStreet, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HMST | CUSIP 43785V102 | 05/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Scott M. Boggs | Mgmt | For | For | For | ||
| 2 | Elect Mark R. Patterson | Mgmt | For | For | For | ||
| 3 | Elect Douglas I. Smith | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Impax Laboratories Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IPXL | CUSIP 45256B101 | 03/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | 2018 Incentive Award Plan | Mgmt | For | For | For | ||
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Innoviva Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INVA | CUSIP 45781M101 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect George W. Bickerstaff | Mgmt | For | For | For | ||
| 2 | Elect Mark DiPaolo | Mgmt | For | For | For | ||
| 3 | Elect Jules A. Haimovitz | Mgmt | For | For | For | ||
| 4 | Elect Odysseas D. Kostas | Mgmt | For | For | For | ||
| 5 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| IPG Photonics Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IPGP | CUSIP 44980X109 | 06/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Valentin P. Gapontsev | Mgmt | For | For | For | ||
| 1.2 | Elect Eugene Shcherbakov | Mgmt | For | For | For | ||
| 1.3 | Elect Igor Samartsev | Mgmt | For | For | For | ||
| 1.4 | Elect Michael C. Child | Mgmt | For | For | For | ||
| 1.5 | Elect Henry E. Gauthier | Mgmt | For | For | For | ||
| 1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | ||
| 1.7 | Elect Eric Meurice | Mgmt | For | For | For | ||
| 1.8 | Elect John R. Peeler | Mgmt | For | For | For | ||
| 1.9 | Elect Thomas J. Seifert | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| KB Home | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KBH | CUSIP 48666K109 | 04/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dorene C. Dominguez | Mgmt | For | For | For | ||
| 2 | Elect Timothy W. Finchem | Mgmt | For | For | For | ||
| 3 | Elect Stuart A. Gabriel | Mgmt | For | For | For | ||
| 4 | Elect Thomas W. Gilligan | Mgmt | For | For | For | ||
| 5 | Elect Kenneth M. Jastrow II | Mgmt | For | For | For | ||
| 6 | Elect Robert L. Johnson | Mgmt | For | Against | Against | ||
| 7 | Elect Melissa Lora | Mgmt | For | For | For | ||
| 8 | Elect Jeffrey T. Mezger | Mgmt | For | For | For | ||
| 9 | Elect James C. Weaver | Mgmt | For | For | For | ||
| 10 | Elect Michael M. Wood | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| La-Z-Boy Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LZB | CUSIP 505336107 | 08/29/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kurt L. Darrow | Mgmt | For | For | For | ||
| 1.2 | Elect Sarah M. Gallagher | Mgmt | For | For | For | ||
| 1.3 | Elect Edwin J. Holman | Mgmt | For | For | For | ||
| 1.4 | Elect Janet E. Kerr | Mgmt | For | For | For | ||
| 1.5 | Elect Michael T. Lawton | Mgmt | For | For | For | ||
| 1.6 | Elect H. George Levy | Mgmt | For | For | For | ||
| 1.7 | Elect W. Alan McCollough | Mgmt | For | For | For | ||
| 1.8 | Elect Lauren B. Peters | Mgmt | For | For | For | ||
| 1.9 | Elect Nido R. Qubein | Mgmt | For | For | For | ||
| 2 | Approval of 2017 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Ligand Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LGND | CUSIP 53220K504 | 06/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jason M. Aryeh | Mgmt | For | For | For | ||
| 1.2 | Elect Todd C. Davis | Mgmt | For | For | For | ||
| 1.3 | Elect Nancy Ryan Gray | Mgmt | For | For | For | ||
| 1.4 | Elect John L. Higgins | Mgmt | For | For | For | ||
| 1.5 | Elect John W. Kozarich | Mgmt | For | For | For | ||
| 1.6 | Elect John L. LaMattina | Mgmt | For | For | For | ||
| 1.7 | Elect Sunil Patel | Mgmt | For | For | For | ||
| 1.8 | Elect Stephen L. Sabba | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| MI Homes, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MHO | CUSIP 55305B101 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael P. Glimcher | Mgmt | For | For | For | ||
| 1.2 | Elect J. Thomas Mason | Mgmt | For | For | For | ||
| 1.3 | Elect Sharen Jester Turney | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Approval of 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Microsemi Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSCC | CUSIP 595137100 | 02/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James J. Peterson | Mgmt | For | For | For | ||
| 2 | Elect Dennis R. Leibel | Mgmt | For | For | For | ||
| 3 | Elect Kimberly Alexy | Mgmt | For | For | For | ||
| 4 | Elect Thomas R. Anderson | Mgmt | For | For | For | ||
| 5 | Elect William E. Bendush | Mgmt | For | For | For | ||
| 6 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
| 7 | Elect Paul F. Folino | Mgmt | For | For | For | ||
| 8 | Elect William L. Healey | Mgmt | For | For | For | ||
| 9 | Elect Matthew E. Massengill | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 12 | Amendment to the 2008 Performance Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Modine Manufacturing Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOD | CUSIP 607828100 | 07/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David J. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Larry O. Moore | Mgmt | For | For | For | ||
| 3 | Elect Marsha C. Williams | Mgmt | For | For | For | ||
| 4 | 2017 Incentive Compensation Plan | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Nanometrics Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NANO | CUSIP 630077105 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect J. Thomas Bentley | Mgmt | For | For | For | ||
| 1.2 | Elect Edward J. Brown Jr. | Mgmt | For | For | For | ||
| 1.3 | Elect Robert G. Deuster | Mgmt | For | For | For | ||
| 1.4 | Elect Pierre-Yves Lesaicherre | Mgmt | For | For | For | ||
| 1.5 | Elect Bruce C. Rhine | Mgmt | For | For | For | ||
| 1.6 | Elect Christopher A. Seams | Mgmt | For | For | For | ||
| 1.7 | Elect Timothy J. Stultz | Mgmt | For | For | For | ||
| 1.8 | Elect Christine A. Tsingos | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| NuVasive, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NUVA | CUSIP 670704105 | 05/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Vickie L. Capps | Mgmt | For | For | For | ||
| 2 | Elect John A. DeFord, Ph.D. | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| OSI Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OSIS | CUSIP 671044105 | 12/11/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Deepak Chopra | Mgmt | For | For | For | ||
| 1.2 | Elect Ajay Mehra | Mgmt | For | For | For | ||
| 1.3 | Elect Steven C. Good | Mgmt | For | For | For | ||
| 1.4 | Elect Meyer Luskin | Mgmt | For | For | For | ||
| 1.5 | Elect William F. Ballhaus, Jr. | Mgmt | For | For | For | ||
| 1.6 | Elect James B. Hawkins | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Gerald Chizever | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2012 Incentive Award Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Patrick Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PATK | CUSIP 703343103 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Joseph M. Cerulli | Mgmt | For | For | For | ||
| 1.2 | Elect Todd M. Cleveland | Mgmt | For | For | For | ||
| 1.3 | Elect John A. Forbes | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Paul E. Hassler | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Michael A. Kitson | Mgmt | For | For | For | ||
| 1.6 | Elect Andy L. Nemeth | Mgmt | For | For | For | ||
| 1.7 | Elect M. Scott Welch | Mgmt | For | For | For | ||
| 1.8 | Elect Walter E. Wells | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment Regarding Shareholder Ability to Amend Bylaws | Mgmt | For | For | For | ||
| PGT Innovations Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PGTI | CUSIP 69336V101 | 05/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Floyd F. Sherman | Mgmt | For | For | For | ||
| 2 | Elect Rodney Hershberger | Mgmt | For | For | For | ||
| 3 | Elect Sheree Bargabos | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Photronics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PLAB | CUSIP 719405102 | 03/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Walter M. Fiederowicz | Mgmt | For | For | For | ||
| 1.2 | Elect Joseph A. Fiorita, Jr. | Mgmt | For | For | For | ||
| 1.3 | Elect Liang-Choo Hsia | Mgmt | For | For | For | ||
| 1.4 | Elect Dr. Peter S. Kirlin | Mgmt | For | For | For | ||
| 1.5 | Elect Constantine S. Macricostas | Mgmt | For | For | For | ||
| 1.6 | Elect George Macricostas | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Mitchell G. Tyson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Ring Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REI | CUSIP 76680V108 | 12/12/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kelly Hoffman | Mgmt | For | For | For | ||
| 1.2 | Elect David A. Fowler | Mgmt | For | For | For | ||
| 1.3 | Elect Lloyd T. Rochford | Mgmt | For | For | For | ||
| 1.4 | Elect Stanley M. McCabe | Mgmt | For | For | For | ||
| 1.5 | Elect Anthony B. Petrelli | Mgmt | For | For | For | ||
| 1.6 | Elect Clayton E. Woodrum | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Southwestern Energy Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWN | CUSIP 845467109 | 05/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John D. Gass | Mgmt | For | For | For | ||
| 2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||
| 3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||
| 4 | Elect Gary P. Luquette | Mgmt | For | For | For | ||
| 5 | Elect Jon A. Marshall | Mgmt | For | For | For | ||
| 6 | Elect Patrick M. Prevost | Mgmt | For | For | For | ||
| 7 | Elect Terry W. Rathert | Mgmt | For | For | For | ||
| 8 | Elect William J. Way | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| SRC Energy Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRCI | CUSIP 78470V108 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||
| 1.2 | Elect Jack N. Aydin | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel E. Kelly | Mgmt | For | For | For | ||
| 1.4 | Elect Paul J. Korus | Mgmt | For | For | For | ||
| 1.5 | Elect Raymond E. McElhaney | Mgmt | For | For | For | ||
| 1.6 | Elect Jennifer S. Zucker | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Teradyne, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TER | CUSIP 880770102 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael A. Bradley | Mgmt | For | For | For | ||
| 2 | Elect Edwin J. Gillis | Mgmt | For | For | For | ||
| 3 | Elect Timothy E. Guertin | Mgmt | For | For | For | ||
| 4 | Elect Mark E. Jagiela | Mgmt | For | For | For | ||
| 5 | Elect Mercedes Johnson | Mgmt | For | For | For | ||
| 6 | Elect Marilyn Matz | Mgmt | For | For | For | ||
| 7 | Elect Paul J. Tufano | Mgmt | For | Against | Against | ||
| 8 | Elect Roy A. Vallee | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Tower International, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TOWR | CUSIP 891826109 | 04/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
| 2 | Elect James N. Chapman | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| United Insurance Holdings Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UIHC | CUSIP 910710102 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alec L. Poitevint II | Mgmt | For | For | For | ||
| 1.2 | Elect Kern M. Davis | Mgmt | For | For | For | ||
| 1.3 | Elect William H. Hood III | Mgmt | For | For | For | ||
| 1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | ||
| 1.5 | Elect Patrick F. Maroney | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Webster Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WBS | CUSIP 947890109 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William L. Atwell | Mgmt | For | For | For | ||
| 2 | Elect Joel S. Becker | Mgmt | For | For | For | ||
| 3 | Elect John R. Ciulla | Mgmt | For | For | For | ||
| 4 | Elect John J. Crawford | Mgmt | For | For | For | ||
| 5 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | ||
| 6 | Elect Laurence C. Morse | Mgmt | For | For | For | ||
| 7 | Elect Karen R. Osar | Mgmt | For | For | For | ||
| 8 | Elect Mark Pettie | Mgmt | For | For | For | ||
| 9 | Elect James C. Smith | Mgmt | For | For | For | ||
| 10 | Elect Lauren C. States | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Winnebago Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WGO | CUSIP 974637100 | 12/12/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Richard D. Moss | Mgmt | For | For | For | ||
| 1.2 | Elect John M. Murabito | Mgmt | For | For | For | ||
| 1.3 | Elect Michael J. Happe | Mgmt | For | For | For | ||
| 1.4 | Elect William C. Fisher | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| Adobe Systems Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Amy L. Banse | Mgmt | For | For | For | ||
| 2 | Elect Edward W. Barnholt | Mgmt | For | For | For | ||
| 3 | Elect Robert K. Burgess | Mgmt | For | For | For | ||
| 4 | Elect Frank A. Calderoni | Mgmt | For | For | For | ||
| 5 | Elect James E. Daley | Mgmt | For | For | For | ||
| 6 | Elect Laura B. Desmond | Mgmt | For | For | For | ||
| 7 | Elect Charles M. Geschke | Mgmt | For | For | For | ||
| 8 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
| 9 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
| 10 | Elect John E. Warnock | Mgmt | For | For | For | ||
| 11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| American International Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIG | CUSIP 026874784 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
| 2 | Elect Brian Duperreault | Mgmt | For | For | For | ||
| 3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
| 4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
| 5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
| 6 | Elect Henry S. Miller | Mgmt | For | For | For | ||
| 7 | Elect Linda A. Mills | Mgmt | For | For | For | ||
| 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 9 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
| 10 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
| 11 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Applied Materials, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMAT | CUSIP 038222105 | 03/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Judy Bruner | Mgmt | For | For | For | ||
| 2 | Elect Eric Chen | Mgmt | For | For | For | ||
| 3 | Elect Aart J. de Geus | Mgmt | For | For | For | ||
| 4 | Elect Gary E. Dickerson | Mgmt | For | For | For | ||
| 5 | Elect Stephen R. Forrest | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | ||
| 7 | Elect Alexander A. Karsner | Mgmt | For | For | For | ||
| 8 | Elect Adrianna C. Ma | Mgmt | For | For | For | ||
| 9 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
| 10 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | ||
| Avery Dennison Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVY | CUSIP 053611109 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
| 2 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
| 3 | Elect Peter K. Barker | Mgmt | For | For | For | ||
| 4 | Elect Mitchell R. Butier | Mgmt | For | For | For | ||
| 5 | Elect Ken Hicks | Mgmt | For | For | For | ||
| 6 | Elect Andres A. Lopez | Mgmt | For | For | For | ||
| 7 | Elect David Pyott | Mgmt | For | For | For | ||
| 8 | Elect Dean A. Scarborough | Mgmt | For | For | For | ||
| 9 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
| 10 | Elect Julia Stewart | Mgmt | For | For | For | ||
| 11 | Elect Martha Sullivan | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Bank of America Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAC | CUSIP 060505104 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | ||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | ||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | ||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | ||
| 6 | Elect Arnold W. Donald | Mgmt | For | Against | Against | ||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | ||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | ||
| 11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 12 | Elect Michael D. White | Mgmt | For | For | For | ||
| 13 | Elect Thomas D. Woods | Mgmt | For | For | For | ||
| 14 | Elect R. David Yost | Mgmt | For | For | For | ||
| 15 | Elect Maria T. Zuber | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Broadcom Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y09827109 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reincorporation/Change of Continuance | Mgmt | For | For | For | ||
| Broadcom Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y09827109 | 04/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
| 2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
| 3 | Elect Gayla J. Delly | Mgmt | For | For | For | ||
| 4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
| 5 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
| 6 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||
| 7 | Elect Check Kian Low | Mgmt | For | For | For | ||
| 8 | Elect Donald Macleod | Mgmt | For | For | For | ||
| 9 | Elect Peter J. Marks | Mgmt | For | For | For | ||
| 10 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Cabot Oil & Gas Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COG | CUSIP 127097103 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
| 1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
| 1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
| 1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
| 1.5 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
| 1.6 | Elect Robert Kelley | Mgmt | For | For | For | ||
| 1.7 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
| 1.8 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Cavium Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CAVM | CUSIP 14964U108 | 03/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| Celgene Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CELG | CUSIP 151020104 | 06/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mark J. Alles | Mgmt | For | For | For | ||
| 1.2 | Elect Richard W. Barker | Mgmt | For | For | For | ||
| 1.3 | Elect Hans E. Bishop | Mgmt | For | For | For | ||
| 1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | ||
| 1.5 | Elect Michael D. Casey | Mgmt | For | For | For | ||
| 1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
| 1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | ||
| 1.8 | Elect Julia A. Haller | Mgmt | For | For | For | ||
| 1.9 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | ||
| 1.10 | Elect James J. Loughlin | Mgmt | For | For | For | ||
| 1.11 | Elect Ernest Mario | Mgmt | For | For | For | ||
| 1.12 | Elect John H. Weiland | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| Facebook, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FB | CUSIP 30303M102 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
| 1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Reed Hastings | Mgmt | For | For | For | ||
| 1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | ||
| 1.8 | Elect Peter A. Thiel | Mgmt | For | For | For | ||
| 1.9 | Elect Mark Zuckerberg | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | ||
| 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| 6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | ||
| Fifth Third Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FITB | CUSIP 316773100 | 04/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
| 2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 3 | Elect Jorge L. Benitez | Mgmt | For | For | For | ||
| 4 | Elect Katherine B. Blackburn | Mgmt | For | For | For | ||
| 5 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||
| 6 | Elect Jerry W. Burris | Mgmt | For | For | For | ||
| 7 | Elect Greg D. Carmichael | Mgmt | For | For | For | ||
| 8 | Elect Gary R. Heminger | Mgmt | For | Against | Against | ||
| 9 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||
| 10 | Elect Eileen A. Mallesch | Mgmt | For | For | For | ||
| 11 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 12 | Elect Marsha C. Williams | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Jazz Pharmaceuticals Public Limited Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | ||
| 2 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
| 3 | Elect Rick E. Winningham | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | For | For | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 12 | Elect William C. Weldon | Mgmt | For | Against | Against | ||
| 13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | For | Against | Against | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| Keycorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KEY | CUSIP 493267108 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 2 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
| 3 | Elect Gary M. Crosby | Mgmt | For | For | For | ||
| 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 5 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
| 7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | ||
| 10 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
| 11 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
| 12 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 13 | Elect Demos Parneros | Mgmt | For | For | For | ||
| 14 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
| 15 | Elect David K. Wilson | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Magna International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MG | CUSIP 559222401 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | ||
| 1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | ||
| 1.3 | Elect Mary S. Chan | Mgmt | For | For | For | ||
| 1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | ||
| 1.5 | Elect Robert F. MacLellan | Mgmt | For | For | For | ||
| 1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | ||
| 1.7 | Elect William A. Ruh | Mgmt | For | For | For | ||
| 1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
| 1.9 | Elect Donald J. Walker | Mgmt | For | For | For | ||
| 1.10 | Elect Lawrence D. Worrall | Mgmt | For | For | For | ||
| 1.11 | Elect William L. Young | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Resolution on Executive Compensation | Mgmt | For | For | For | ||
| Martin Marietta Materials, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MLM | CUSIP 573284106 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sue W. Cole | Mgmt | For | For | For | ||
| 2 | Elect Smith W. Davis | Mgmt | For | For | For | ||
| 3 | Elect John J. Koraleski | Mgmt | For | For | For | ||
| 4 | Elect David G. Maffucci | Mgmt | For | For | For | ||
| 5 | Elect Michael J. Quillen | Mgmt | For | For | For | ||
| 6 | Elect Donald W. Slager | Mgmt | For | For | For | ||
| 7 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Masco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CUSIP 574599106 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mark R. Alexander | Mgmt | For | For | For | ||
| 2 | Elect Richard A. Manoogian | Mgmt | For | For | For | ||
| 3 | Elect John C. Plant | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Micron Technology, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MU | CUSIP 595112103 | 01/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert L. Bailey | Mgmt | For | For | For | ||
| 2 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
| 3 | Elect Patrick J. Byrne | Mgmt | For | For | For | ||
| 4 | Elect Mercedes Johnson | Mgmt | For | For | For | ||
| 5 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||
| 6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | ||
| 7 | Elect Robert E. Switz | Mgmt | For | For | For | ||
| 8 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Parsley Energy Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PE | CUSIP 701877102 | 05/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ronald Brokmeyer | Mgmt | For | For | For | ||
| 2 | Elect Hemang Desai | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| PulteGroup, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PHM | CUSIP 745867101 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Bryce Blair | Mgmt | For | For | For | ||
| 3 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
| 4 | Elect Thomas J. Folliard | Mgmt | For | For | For | ||
| 5 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||
| 6 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||
| 7 | Elect Ryan R. Marshall | Mgmt | For | For | For | ||
| 8 | Elect John R. Peshkin | Mgmt | For | For | For | ||
| 9 | Elect Scott F. Powers | Mgmt | For | For | For | ||
| 10 | Elect William J. Pulte | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Qorvo, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | ||
| 1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | ||
| 1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | ||
| 1.6 | Elect John R. Harding | Mgmt | For | For | For | ||
| 1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | ||
| 1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | ||
| 1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | ||
| 1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | ||
| 1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Royal Caribbean Cruises Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RCL | CUSIP V7780T103 | 05/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Brock | Mgmt | For | For | For | ||
| 2 | Elect Richard D. Fain | Mgmt | For | For | For | ||
| 3 | Elect William L. Kimsey | Mgmt | For | For | For | ||
| 4 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
| 5 | Elect Ann S. Moore | Mgmt | For | For | For | ||
| 6 | Elect Eyal M. Ofer | Mgmt | For | For | For | ||
| 7 | Elect Thomas J. Pritzker | Mgmt | For | For | For | ||
| 8 | Elect William K. Reilly | Mgmt | For | For | For | ||
| 9 | Elect Bernt Reitan | Mgmt | For | For | For | ||
| 10 | Elect Vagn Sorensen | Mgmt | For | For | For | ||
| 11 | Elect Donald Thompson | Mgmt | For | For | For | ||
| 12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Signature Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBNY | CUSIP 82669G104 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kathryn A. Byrne | Mgmt | For | For | For | ||
| 2 | Elect Alfonse M. D'Amato | Mgmt | For | For | For | ||
| 3 | Elect Jeffrey W. Meshel | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Skyworks Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWKS | CUSIP 83088M102 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David J. Aldrich | Mgmt | For | For | For | ||
| 2 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
| 3 | Elect Timothy R. Furey | Mgmt | For | For | For | ||
| 4 | Elect Liam K. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
| 6 | Elect Christine King | Mgmt | For | For | For | ||
| 7 | Elect David P. McGlade | Mgmt | For | For | For | ||
| 8 | Elect David J. McLachlan | Mgmt | For | For | For | ||
| 9 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to the 2008 Director Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | For | Against | Against | ||
| SVB Financial Group | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIVB | CUSIP 78486Q101 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Greg W. Becker | Mgmt | For | For | For | ||
| 1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | ||
| 1.3 | Elect John Clendening | Mgmt | For | For | For | ||
| 1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | ||
| 1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | ||
| 1.6 | Elect Kimberley A. Jabal | Mgmt | For | For | For | ||
| 1.7 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | ||
| 1.8 | Elect Mary J. Miller | Mgmt | For | For | For | ||
| 1.9 | Elect Kate D. Mitchell | Mgmt | For | For | For | ||
| 1.10 | Elect John F. Robinson | Mgmt | For | For | For | ||
| 1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| The Home Depot, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HD | CUSIP 437076102 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gerard J. Arpey | Mgmt | For | For | For | ||
| 2 | Elect Ari Bousbib | Mgmt | For | For | For | ||
| 3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | ||
| 4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
| 5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
| 6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
| 7 | Elect Armando Codina | Mgmt | For | For | For | ||
| 8 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
| 9 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
| 10 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
| 11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | ||
| 12 | Elect Craig A. Menear | Mgmt | For | For | For | ||
| 13 | Elect Mark Vadon | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | For | Against | ||
| Total System Services, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TSS | CUSIP 891906109 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For | ||
| 2 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||
| 3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Sidney E. Harris | Mgmt | For | For | For | ||
| 5 | Elect William M. Isaac | Mgmt | For | For | For | ||
| 6 | Elect Mason H. Lampton | Mgmt | For | For | For | ||
| 7 | Elect Connie D. McDaniel | Mgmt | For | For | For | ||
| 8 | Elect Richard A. Smith | Mgmt | For | For | For | ||
| 9 | Elect Philip W. Tomlinson | Mgmt | For | For | For | ||
| 10 | Elect John T. Turner | Mgmt | For | For | For | ||
| 11 | Elect Richard W. Ussery | Mgmt | For | For | For | ||
| 12 | Elect M. Troy Woods | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Vertex Pharmaceuticals Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | ||
| 2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | ||
| 3 | Elect Bruce I. Sachs | Mgmt | For | For | For | ||
| 4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| Whirlpool Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WHR | CUSIP 963320106 | 04/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
| 2 | Elect Marc R. Bitzer | Mgmt | For | For | For | ||
| 3 | Elect Greg Creed | Mgmt | For | For | For | ||
| 4 | Elect Gary T. DiCamillo | Mgmt | For | For | For | ||
| 5 | Elect Diane M. Dietz | Mgmt | For | For | For | ||
| 6 | Elect Gerri T. Elliott | Mgmt | For | For | For | ||
| 7 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
| 8 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
| 9 | Elect John D. Liu | Mgmt | For | For | For | ||
| 10 | Elect James M. Loree | Mgmt | For | For | For | ||
| 11 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
| 12 | Elect William D. Perez | Mgmt | For | For | For | ||
| 13 | Elect Larry O. Spencer | Mgmt | For | For | For | ||
| 14 | Elect Michael D. White | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Approval of the 2018 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | ||
| Wyndham Worldwide Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WYN | CUSIP 98310W108 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | ||
| 1.2 | Elect Louise F. Brady | Mgmt | For | For | For | ||
| 1.3 | Elect James E. Buckman | Mgmt | For | For | For | ||
| 1.4 | Elect George Herrera | Mgmt | For | For | For | ||
| 1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | ||
| 1.6 | Elect Brian Mulroney | Mgmt | For | For | For | ||
| 1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | ||
| 1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Risk-Managed Balanced Fund | |||||||
| Date of reporting period: 07/01/2017 - 06/30/2018 | |||||||
| AbbVie Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
| 1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | ||
| 1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | ||
| 1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| Aberdeen Greater China Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GCH | CUSIP 003031101 | 04/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganizations of the Aberdeen Greater China Fund, Inc. into the Aberdeen Chile Fund | Mgmt | For | For | For | ||
| Aberdeen Israel Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ISL | CUSIP 00305P106 | 04/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganizations of the Aberdeen Indonesia Fund, Inc. into the Aberdeen Chile Fund |
Mgmt | For | For | For | ||
| 2 | Reorganizations of the Aberdeen Israel Fund, Inc. into the Aberdeen Chile Fund | Mgmt | For | For | For | ||
| 3 | Reorganizations of the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc into the Aberdeen Chile Fund |
Mgmt | For | For | For | ||
| Aberdeen Singapore Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SGF | CUSIP 003244100 | 04/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganizations of the Aberdeen Singapore Fund, Inc. into the Aberdeen Chile Fund | Mgmt | For | For | For | ||
| Adobe Systems Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Amy L. Banse | Mgmt | For | For | For | ||
| 2 | Elect Edward W. Barnholt | Mgmt | For | For | For | ||
| 3 | Elect Robert K. Burgess | Mgmt | For | For | For | ||
| 4 | Elect Frank A. Calderoni | Mgmt | For | For | For | ||
| 5 | Elect James E. Daley | Mgmt | For | For | For | ||
| 6 | Elect Laura B. Desmond | Mgmt | For | For | For | ||
| 7 | Elect Charles M. Geschke | Mgmt | For | For | For | ||
| 8 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
| 9 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
| 10 | Elect John E. Warnock | Mgmt | For | For | For | ||
| 11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Air Lease Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AL | CUSIP 00912X302 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Matthew J. Hart | Mgmt | For | For | For | ||
| 2 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | ||
| 3 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Milton | Mgmt | For | For | For | ||
| 5 | Elect John L. Plueger | Mgmt | For | For | For | ||
| 6 | Elect Ian M. Saines | Mgmt | For | For | For | ||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 8 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Ally Financial Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALLY | CUSIP 02005N100 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | ||
| 2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
| 3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | ||
| 4 | Elect William H. Cary | Mgmt | For | For | For | ||
| 5 | Elect Mayree C. Clark | Mgmt | For | For | For | ||
| 6 | Elect Kim S. Fennebresque | Mgmt | For | For | For | ||
| 7 | Elect Marjorie Magner | Mgmt | For | For | For | ||
| 8 | Elect John J. Stack | Mgmt | For | For | For | ||
| 9 | Elect Michael F. Steib | Mgmt | For | For | For | ||
| 10 | Elect Jeffrey J. Brown | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| American International Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIG | CUSIP 026874784 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
| 2 | Elect Brian Duperreault | Mgmt | For | For | For | ||
| 3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
| 4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
| 5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
| 6 | Elect Henry S. Miller | Mgmt | For | For | For | ||
| 7 | Elect Linda A. Mills | Mgmt | For | For | For | ||
| 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 9 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
| 10 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
| 11 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Apple Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AAPL | CUSIP 037833100 | 02/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James A. Bell | Mgmt | For | For | For | ||
| 2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
| 3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
| 5 | Elect Andrea Jung | Mgmt | For | For | For | ||
| 6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| 13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
| Asia Pacific Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| APB | CUSIP 044901106 | 10/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael J. Downey | Mgmt | For | For | For | ||
| 2 | Elect Duncan M. McFarland | Mgmt | For | For | For | ||
| 3 | Advisory Vote on the Steps Necessary to Narrow Materially or Eliminate the Fund's Discount to Net Asset Value | Mgmt | For | For | For | ||
| AutoZone, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AZO | CUSIP 053332102 | 12/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Douglas H. Brooks | Mgmt | For | For | For | ||
| 2 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
| 3 | Elect Earl G. Graves, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Enderson Guimaraes | Mgmt | For | For | For | ||
| 5 | Elect J.R. Hyde, III | Mgmt | For | For | For | ||
| 6 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||
| 7 | Elect W. Andrew McKenna | Mgmt | For | For | For | ||
| 8 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Luis P. Nieto | Mgmt | For | For | For | ||
| 10 | Elect William C. Rhodes, III | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Bank of America Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAC | CUSIP 060505104 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | ||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | ||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | ||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | ||
| 6 | Elect Arnold W. Donald | Mgmt | For | Against | Against | ||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | ||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | ||
| 11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 12 | Elect Michael D. White | Mgmt | For | For | For | ||
| 13 | Elect Thomas D. Woods | Mgmt | For | For | For | ||
| 14 | Elect R. David Yost | Mgmt | For | For | For | ||
| 15 | Elect Maria T. Zuber | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| BlackRock Defined Opportunity Credit Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BHL | CUSIP 09255Q105 | 07/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For | ||
| 1.2 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
| 1.3 | Elect W. Carl Kester | Mgmt | For | For | For | ||
| 1.4 | Elect John M. Perlowski | Mgmt | For | For | For | ||
| BlackRock Enhanced Government Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGF | CUSIP 09255K108 | 07/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Cynthia L. Egan | Mgmt | For | For | For | ||
| 2 | Elect Catherine A. Lynch | Mgmt | For | For | For | ||
| Blackstone/gso Long-short Credit Income Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BSL | CUSIP 09256U105 | 11/17/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Extend Dissolution Date | Mgmt | For | Against | Against | ||
| Boston Scientific Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BSX | CUSIP 101137107 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nelda J. Connors | Mgmt | For | For | For | ||
| 2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | ||
| 3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | ||
| 4 | Elect Donna A. James | Mgmt | For | For | For | ||
| 5 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
| 6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | ||
| 7 | Elect Michael F. Mahoney | Mgmt | For | For | For | ||
| 8 | Elect David J. Roux | Mgmt | For | For | For | ||
| 9 | Elect John E. Sununu | Mgmt | For | For | For | ||
| 10 | Elect Ellen M. Zane | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Broadcom Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y09827109 | 03/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reincorporation/Change of Continuance | Mgmt | For | For | For | ||
| Broadcom Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y09827109 | 04/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
| 2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
| 3 | Elect Gayla J. Delly | Mgmt | For | For | For | ||
| 4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
| 5 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
| 6 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||
| 7 | Elect Check Kian Low | Mgmt | For | For | For | ||
| 8 | Elect Donald Macleod | Mgmt | For | For | For | ||
| 9 | Elect Peter J. Marks | Mgmt | For | For | For | ||
| 10 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Brunswick Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BC | CUSIP 117043109 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Manuel A. Fernandez | Mgmt | For | For | For | ||
| 2 | Elect Mark D. Schwabero | Mgmt | For | For | For | ||
| 3 | Elect David V. Singer | Mgmt | For | For | For | ||
| 4 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Canadian Pacific Railway Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CP | CUSIP 13645T100 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Appointment of Auditor | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3.1 | Elect John Baird | Mgmt | For | For | For | ||
| 3.2 | Elect Isabelle Courville | Mgmt | For | For | For | ||
| 3.3 | Elect Keith E. Creel | Mgmt | For | For | For | ||
| 3.4 | Elect Gillian H. Denham | Mgmt | For | For | For | ||
| 3.5 | Elect Rebecca MacDonald | Mgmt | For | For | For | ||
| 3.6 | Elect Matthew H. Paull | Mgmt | For | For | For | ||
| 3.7 | Elect Jane L. Peverett | Mgmt | For | For | For | ||
| 3.8 | Elect Andrew F. Reardon | Mgmt | For | For | For | ||
| 3.9 | Elect Gordon T. Trafton II | Mgmt | For | For | For | ||
| Cavium, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CAVM | CUSIP 14964U108 | 03/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| CDK Global Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CDK | CUSIP 12508E101 | 11/15/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 1.2 | Elect Willie A. Deese | Mgmt | For | For | For | ||
| 1.3 | Elect Amy J. Hillman | Mgmt | For | For | For | ||
| 1.4 | Elect Brian P. MacDonald | Mgmt | For | For | For | ||
| 1.5 | Elect Eileen J. Martinson | Mgmt | For | For | For | ||
| 1.6 | Elect Stephen A. Miles | Mgmt | For | For | For | ||
| 1.7 | Elect Robert E. Radway | Mgmt | For | For | For | ||
| 1.8 | Elect Stephen F. Schuckenbrock | Mgmt | For | For | For | ||
| 1.9 | Elect Frank S. Sowinski | Mgmt | For | For | For | ||
| 1.10 | Elect Robert M. Tarkoff | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Celgene Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CELG | CUSIP 151020104 | 06/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mark J. Alles | Mgmt | For | For | For | ||
| 1.2 | Elect Richard W. Barker | Mgmt | For | For | For | ||
| 1.3 | Elect Hans E. Bishop | Mgmt | For | For | For | ||
| 1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | ||
| 1.5 | Elect Michael D. Casey | Mgmt | For | For | For | ||
| 1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
| 1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | ||
| 1.8 | Elect Julia A. Haller | Mgmt | For | For | For | ||
| 1.9 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | ||
| 1.10 | Elect James J. Loughlin | Mgmt | For | For | For | ||
| 1.11 | Elect Ernest Mario | Mgmt | For | For | For | ||
| 1.12 | Elect John H. Weiland | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Cigna Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CI | CUSIP 125509109 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David M. Cordani | Mgmt | For | For | For | ||
| 2 | Elect Eric J. Foss | Mgmt | For | For | For | ||
| 3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Roman Martinez IV | Mgmt | For | For | For | ||
| 5 | Elect John M. Partridge | Mgmt | For | For | For | ||
| 6 | Elect James E. Rogers | Mgmt | For | For | For | ||
| 7 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
| 8 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||
| 9 | Elect William D. Zollars | Mgmt | For | Against | Against | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| Cimarex Energy Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XEC | CUSIP 171798101 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Joseph R. Albi | Mgmt | For | For | For | ||
| 2 | Elect Lisa A. Stewart | Mgmt | For | For | For | ||
| 3 | Elect Michael J. Sullivan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cognizant Technology Solutions Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CTSH | CUSIP 192446102 | 06/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Zein Abdalla | Mgmt | For | For | For | ||
| 2 | Elect Betsy Atkins | Mgmt | For | For | For | ||
| 3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | ||
| 4 | Elect Jonathan Chadwick | Mgmt | For | For | For | ||
| 5 | Elect John M. Dineen | Mgmt | For | For | For | ||
| 6 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
| 7 | Elect John N. Fox, Jr. | Mgmt | For | For | For | ||
| 8 | Elect John E. Klein | Mgmt | For | For | For | ||
| 9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | ||
| 11 | Elect Joseph M. Velli | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 15 | Elimination of Supermajority Requirement for Amendments to Bylaws |
Mgmt | For | For | For | ||
| 16 | Elimination of Supermajority Requirement for Removal of Directors |
Mgmt | For | For | For | ||
| 17 | Elimination of Supermajority Requirement to Amend Certain Provisions of Certificate of Incorporation |
Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Constellation Brands, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STZ | CUSIP 21036P108 | 07/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jerry Fowden | Mgmt | For | For | For | ||
| 1.2 | Elect Barry A. Fromberg | Mgmt | For | For | For | ||
| 1.3 | Elect Robert L. Hanson | Mgmt | For | For | For | ||
| 1.4 | Elect Ernesto M. Hernandez | Mgmt | For | For | For | ||
| 1.5 | Elect James A. Locke III | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Daniel J. McCarthy | Mgmt | For | For | For | ||
| 1.7 | Elect Richard Sands | Mgmt | For | For | For | ||
| 1.8 | Elect Robert Sands | Mgmt | For | For | For | ||
| 1.9 | Elect Judy A. Schmeling | Mgmt | For | For | For | ||
| 1.10 | Elect Keith E. Wandell | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Amendment to the Long-Term Stock Incentive Plan | Mgmt | For | For | For | ||
| D.R. Horton, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DHI | CUSIP 23331A109 | 01/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donald R. Horton | Mgmt | For | For | For | ||
| 2 | Elect Barbara K. Allen | Mgmt | For | For | For | ||
| 3 | Elect Bradley S. Anderson | Mgmt | For | For | For | ||
| 4 | Elect Michael R. Buchanan | Mgmt | For | For | For | ||
| 5 | Elect Michael W. Hewatt | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 8 | Approval of 2017 Incentive Bonus Plan | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| Deutsche High Income Opportunities Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DHG | CUSIP 25158Y102 | 09/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John W. Ballantine | Mgmt | For | For | For | ||
| 1.2 | Elect Dawn-Marie Driscoll | Mgmt | For | For | For | ||
| 1.3 | Elect Kenneth C. Froewiss | Mgmt | For | For | For | ||
| 1.4 | Elect Rebecca W. Rimel | Mgmt | For | For | For | ||
| Deutsche Multi-Market Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMM | CUSIP 25160E102 | 09/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John W. Ballantine | Mgmt | For | For | For | ||
| 1.2 | Elect Dawn-Marie Driscoll | Mgmt | For | For | For | ||
| 1.3 | Elect Kenneth C. Froewiss | Mgmt | For | For | For | ||
| 1.4 | Elect Rebecca W. Rimel | Mgmt | For | For | For | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| Eaton Vance Funds | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EHT | CUSIP 27829W101 | 01/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect George J. Gorman | Mgmt | For | For | For | ||
| 1.2 | Elect Valerie A. Mosley | Mgmt | For | For | For | ||
| 1.3 | Elect William H. Park | Mgmt | For | For | For | ||
| Electronic Arts Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EA | CUSIP 285512109 | 08/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Jay C. Hoag | Mgmt | For | For | For | ||
| 3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | ||
| 4 | Elect Vivek Paul | Mgmt | For | For | For | ||
| 5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | ||
| 6 | Elect Talbott Roche | Mgmt | For | For | For | ||
| 7 | Elect Richard A. Simonson | Mgmt | For | For | For | ||
| 8 | Elect Luis A. Ubinas | Mgmt | For | For | For | ||
| 9 | Elect Denise F. Warren | Mgmt | For | For | For | ||
| 10 | Elect Andrew Wilson | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | For | 1 Year | N/A | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Fabrinet | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FN | CUSIP G3323L100 | 12/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Seamus Grady | Mgmt | For | For | For | ||
| 1.2 | Elect Thomas F. Kelly | Mgmt | For | For | For | ||
| 1.3 | Elect Frank H. Levinson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2010 Performance Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Facebook, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FB | CUSIP 30303M102 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
| 1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Reed Hastings | Mgmt | For | For | For | ||
| 1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | ||
| 1.8 | Elect Peter A. Thiel | Mgmt | For | For | For | ||
| 1.9 | Elect Mark Zuckerberg | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | ||
| 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| 6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | ||
| Federated Premier Intermediate Municipal Income Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FPT | CUSIP 31423M105 | 11/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization | Mgmt | For | For | For | ||
| 2.1 | Elect J. Christopher Donahue | Mgmt | For | For | For | ||
| 2.2 | Elect P. Jerome Richey | Mgmt | For | For | For | ||
| 2.3 | Elect John T. Collins | Mgmt | For | For | For | ||
| Graphic Packaging Holding Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GPK | CUSIP 388689101 | 05/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Paul D. Carrico | Mgmt | For | For | For | ||
| 1.2 | Elect Philip R. Martens | Mgmt | For | For | For | ||
| 1.3 | Elect Lynn A. Wentworth | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| HCA Healthcare, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HCA | CUSIP 40412C101 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect R. Milton Johnson | Mgmt | For | For | For | ||
| 2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | ||
| 3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | ||
| 4 | Elect Thomas F. Frist III | Mgmt | For | For | For | ||
| 5 | Elect William R. Frist | Mgmt | For | For | For | ||
| 6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Ann H. Lamont | Mgmt | For | For | For | ||
| 8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | ||
| 9 | Elect Michael W. Michelson | Mgmt | For | For | For | ||
| 10 | Elect Wayne J. Riley | Mgmt | For | For | For | ||
| 11 | Elect John W. Rowe | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Invesco Quality Municipal Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GVT | CUSIP 61745P874 | 04/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization of Morgan Stanley Income Securities Inc. into the Corporate Bond Portfolio of the Morgan Stanley Institutional Fund Trust | Mgmt | For | For | For | ||
| Invesco Quality Municipal Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GVT | CUSIP 61745P874 | 08/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
| 1.2 | Elect Nancy C. Everett | Mgmt | For | For | For | ||
| 1.3 | Elect Jakki L. Haussler | Mgmt | For | For | For | ||
| 1.4 | Elect Patricia Maleski | Mgmt | For | For | For | ||
| Jazz Pharmaceuticals Public Limited Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | ||
| 2 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
| 3 | Elect Rick E. Winningham | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Johnson Controls International plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JCI | CUSIP G51502105 | 03/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael E. Daniels | Mgmt | For | For | For | ||
| 2 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
| 3 | Elect Brian Duperreault | Mgmt | For | For | For | ||
| 4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | ||
| 5 | Elect Simone Menne | Mgmt | For | For | For | ||
| 6 | Elect George R. Oliver | Mgmt | For | For | For | ||
| 7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
| 8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | ||
| 9 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
| 10 | Elect R. David Yost | Mgmt | For | For | For | ||
| 11 | Elect John D. Young | Mgmt | For | For | For | ||
| 12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Reduction of Authorized Capital | Mgmt | For | For | For | ||
| 20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | For | For | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 12 | Elect William C. Weldon | Mgmt | For | Against | Against | ||
| 13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | For | Against | Against | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| Keycorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KEY | CUSIP 493267108 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 2 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
| 3 | Elect Gary M. Crosby | Mgmt | For | For | For | ||
| 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 5 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
| 7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | ||
| 10 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
| 11 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
| 12 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 13 | Elect Demos Parneros | Mgmt | For | For | For | ||
| 14 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
| 15 | Elect David K. Wilson | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Ligand Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LGND | CUSIP 53220K504 | 06/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jason M. Aryeh | Mgmt | For | For | For | ||
| 1.2 | Elect Todd C. Davis | Mgmt | For | For | For | ||
| 1.3 | Elect Nancy Ryan Gray | Mgmt | For | For | For | ||
| 1.4 | Elect John L. Higgins | Mgmt | For | For | For | ||
| 1.5 | Elect John W. Kozarich | Mgmt | For | For | For | ||
| 1.6 | Elect John L. LaMattina | Mgmt | For | For | For | ||
| 1.7 | Elect Sunil Patel | Mgmt | For | For | For | ||
| 1.8 | Elect Stephen L. Sabba | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| Lincoln National Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LNC | CUSIP 534187109 | 05/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
| 2 | Elect William H. Cunningham | Mgmt | For | For | For | ||
| 3 | Elect Dennis R. Glass | Mgmt | For | For | For | ||
| 4 | Elect George W. Henderson, III | Mgmt | For | For | For | ||
| 5 | Elect Eric G. Johnson | Mgmt | For | For | For | ||
| 6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||
| 7 | Elect M. Leanne Lachman | Mgmt | For | For | For | ||
| 8 | Elect Michael F. Mee | Mgmt | For | For | For | ||
| 9 | Elect Patrick S. Pittard | Mgmt | For | For | For | ||
| 10 | Elect Isaiah Tidwell | Mgmt | For | For | For | ||
| 11 | Elect Lynn M. Utter | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| LogMeIn, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LOGM | CUSIP 54142L109 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael Simon | Mgmt | For | For | For | ||
| 2 | Elect Edwin J. Gillis | Mgmt | For | For | For | ||
| 3 | Elect Sara C. Andrews | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Lowe's Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LOW | CUSIP 548661107 | 06/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||
| 1.2 | Elect David H. Batchelder | Mgmt | For | For | For | ||
| 1.3 | Elect Angela F. Braly | Mgmt | For | For | For | ||
| 1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | ||
| 1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
| 1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 1.8 | Elect James H. Morgan | Mgmt | For | For | For | ||
| 1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
| 1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | ||
| 1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | ||
| 1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | ||
| 1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Madison Covered Call & Equity Strategy Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MCN | CUSIP 557437100 | 08/22/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Richard E. Struthers | Mgmt | For | For | For | ||
| 2 | Shareholder Proposal Regarding Termination of the Investment Adviser | ShrHoldr | Against | Against | For | ||
| 3 | Shareholder Proposal Regarding Self Tender Offer | ShrHoldr | Against | Against | For | ||
| Madison Covered Call & Equity Strategy Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MCN | CUSIP 557437100 | 09/15/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Issuance of Common Stock in Connection with the Reorganization | Mgmt | For | For | For | ||
| Madison Strategic Sector Premium Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSP | CUSIP 558268108 | 08/22/2017 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Frank Burgess | Mgmt | For | TNA | N/A | ||
| 1.2 | Elect Steven P. Riege | Mgmt | For | TNA | N/A | ||
| 2 | Shareholder Proposal Regarding Termination of the Investment Adviser | Mgmt | Against | TNA | N/A | ||
| 3 | Shareholder Proposal Regarding Self Tender Offer | Mgmt | Against | TNA | N/A | ||
| Madison Strategic Sector Premium Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSP | CUSIP 558268108 | 08/22/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Arthur Regan | Mgmt | N/A | For | N/A | ||
| 1.2 | Elect Daniel Robeson | Mgmt | N/A | For | N/A | ||
| 2 | Shareholder Proposal Regarding Termination of the Investment Adviser | ShrHoldr | N/A | For | N/A | ||
| 3 | Shareholder Proposal Regarding Self Tender Offer | ShrHoldr | N/A | For | N/A | ||
| Madison Strategic Sector Premium Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSP | CUSIP 558268108 | 09/15/2017 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization | Mgmt | N/A | TNA | N/A | ||
| Madison Strategic Sector Premium Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSP | CUSIP 558268108 | 09/15/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization | Mgmt | For | Against | Against | ||
| Magna International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MG | CUSIP 559222401 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | ||
| 1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | ||
| 1.3 | Elect Mary S. Chan | Mgmt | For | For | For | ||
| 1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | ||
| 1.5 | Elect Robert F. MacLellan | Mgmt | For | For | For | ||
| 1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | ||
| 1.7 | Elect William A. Ruh | Mgmt | For | For | For | ||
| 1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
| 1.9 | Elect Donald J. Walker | Mgmt | For | For | For | ||
| 1.10 | Elect Lawrence D. Worrall | Mgmt | For | For | For | ||
| 1.11 | Elect William L. Young | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Resolution on Executive Compensation | Mgmt | For | For | For | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | ||
| 2 | Elect Donna A. James | Mgmt | For | For | For | ||
| 3 | Elect James E. Rohr | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 7 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | ||
| 8 | Elimination of Supermajority Requirement for Certificate Amendments and Director Removal | Mgmt | For | For | For | ||
| 9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| Masco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CUSIP 574599106 | 05/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mark R. Alexander | Mgmt | For | For | For | ||
| 2 | Elect Richard A. Manoogian | Mgmt | For | For | For | ||
| 3 | Elect John C. Plant | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Mastercard Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MA | CUSIP 57636Q104 | 06/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
| 2 | Elect Ajay Banga | Mgmt | For | For | For | ||
| 3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
| 4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
| 5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
| 6 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
| 7 | Elect Julius Genachowski | Mgmt | For | For | For | ||
| 8 | Elect Goh Choon Phong | Mgmt | For | For | For | ||
| 9 | Elect Merit E. Janow | Mgmt | For | For | For | ||
| 10 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
| 11 | Elect Oki Matsumoto | Mgmt | For | Against | Against | ||
| 12 | Elect Rima Qureshi | Mgmt | For | For | For | ||
| 13 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
| 14 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| MFS Investment Grade Municipal Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CUSIP 59318B108 | 10/05/2017 | Voted | |||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Steven E. Buller | Mgmt | For | For | For | ||
| 1.2 | Elect Michael Hegarty | Mgmt | For | For | For | ||
| Monolithic Power Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPWR | CUSIP 609839105 | 06/14/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Eugen Elmiger | Mgmt | For | For | For | ||
| 1.2 | Elect Jeff Zhou | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Morgan Stanley | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MS | CUSIP 617446448 | 05/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Elizabeth Corley | Mgmt | For | For | For | ||
| 2 | Elect Alistair Darling | Mgmt | For | For | For | ||
| 3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 4 | Elect James P. Gorman | Mgmt | For | For | For | ||
| 5 | Elect Robert H. Herz | Mgmt | For | For | For | ||
| 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||
| 7 | Elect Jami Miscik | Mgmt | For | For | For | ||
| 8 | Elect Dennis M. Nally | Mgmt | For | For | For | ||
| 9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
| 10 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | ||
| 11 | Elect Perry M. Traquina | Mgmt | For | For | For | ||
| 12 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| Nike Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NKE | CUSIP 654106103 | 09/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
| 1.3 | Elect Michelle Peluso | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Nuveen Floating Rate Income Opportunity Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JRO | CUSIP 67075P103 | 04/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Margo L. Cook | Mgmt | For | For | For | ||
| 1.2 | Elect Jack B. Evans | Mgmt | For | For | For | ||
| 1.3 | Elect Albin F. Moschner | Mgmt | For | For | For | ||
| 1.4 | Elect William J. Schneider | Mgmt | For | For | For | ||
| O'Reilly Automotive, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ORLY | CUSIP 67103H107 | 05/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David E. O'Reilly | Mgmt | For | For | For | ||
| 2 | Elect Larry P. O'Reilly | Mgmt | For | Against | Against | ||
| 3 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | Against | Against | ||
| 4 | Elect Greg Henslee | Mgmt | For | For | For | ||
| 5 | Elect Jay D. Burchfield | Mgmt | For | For | For | ||
| 6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | ||
| 7 | Elect John Murphy | Mgmt | For | For | For | ||
| 8 | Elect Dana M. Perlman | Mgmt | For | For | For | ||
| 9 | Elect Ronald Rashkow | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Orbital ATK, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OA | CUSIP 68557N103 | 08/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kevin P. Chilton | Mgmt | For | Against | Against | ||
| 2 | Elect Roxanne Decyk | Mgmt | For | For | For | ||
| 3 | Elect Lennard A. Fisk | Mgmt | For | For | For | ||
| 4 | Elect Ronald R. Fogleman | Mgmt | For | For | For | ||
| 5 | Elect Ronald Kadish | Mgmt | For | Against | Against | ||
| 6 | Elect Tig H. Krekel | Mgmt | For | For | For | ||
| 7 | Elect Douglas L. Maine | Mgmt | For | Against | Against | ||
| 8 | Elect Roman Martinez IV | Mgmt | For | Against | Against | ||
| 9 | Elect Janice I. Obuchowski | Mgmt | For | For | For | ||
| 10 | Elect James G. Roche | Mgmt | For | For | For | ||
| 11 | Elect Harrison H. Schmitt | Mgmt | For | For | For | ||
| 12 | Elect David W. Thompson | Mgmt | For | For | For | ||
| 13 | Elect Scott L. Webster | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| Orbital ATK, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OA | CUSIP 68557N103 | 11/29/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Parsley Energy Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PE | CUSIP 701877102 | 05/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ronald Brokmeyer | Mgmt | For | For | For | ||
| 2 | Elect Hemang Desai | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Perkinelmer, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PKI | CUSIP 714046109 | 04/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter Barrett | Mgmt | For | For | For | ||
| 2 | Elect Samuel R. Chapin | Mgmt | For | For | For | ||
| 3 | Elect Robert F. Friel | Mgmt | For | For | For | ||
| 4 | Elect Sylvie Gregoire | Mgmt | For | For | For | ||
| 5 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | ||
| 6 | Elect Alexis P. Michas | Mgmt | For | For | For | ||
| 7 | Elect Patrick J. Sullivan | Mgmt | For | For | For | ||
| 8 | Elect Frank Witney | Mgmt | For | For | For | ||
| 9 | Elect Pascale Witz | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| PRA Health Sciences, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRAH | CUSIP 69354M108 | 05/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Max C. Lin | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Matthew P. Young | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
| PulteGroup, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PHM | CUSIP 745867101 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Bryce Blair | Mgmt | For | For | For | ||
| 3 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
| 4 | Elect Thomas J. Folliard | Mgmt | For | For | For | ||
| 5 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||
| 6 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||
| 7 | Elect Ryan R. Marshall | Mgmt | For | For | For | ||
| 8 | Elect John R. Peshkin | Mgmt | For | For | For | ||
| 9 | Elect Scott F. Powers | Mgmt | For | For | For | ||
| 10 | Elect William J. Pulte | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Royal Caribbean Cruises Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RCL | CUSIP V7780T103 | 05/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Brock | Mgmt | For | For | For | ||
| 2 | Elect Richard D. Fain | Mgmt | For | For | For | ||
| 3 | Elect William L. Kimsey | Mgmt | For | For | For | ||
| 4 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
| 5 | Elect Ann S. Moore | Mgmt | For | For | For | ||
| 6 | Elect Eyal M. Ofer | Mgmt | For | For | For | ||
| 7 | Elect Thomas J. Pritzker | Mgmt | For | For | For | ||
| 8 | Elect William K. Reilly | Mgmt | For | For | For | ||
| 9 | Elect Bernt Reitan | Mgmt | For | For | For | ||
| 10 | Elect Vagn Sorensen | Mgmt | For | For | For | ||
| 11 | Elect Donald Thompson | Mgmt | For | For | For | ||
| 12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Signature Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBNY | CUSIP 82669G104 | 04/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kathryn A. Byrne | Mgmt | For | For | For | ||
| 2 | Elect Alfonse M. D'Amato | Mgmt | For | For | For | ||
| 3 | Elect Jeffrey W. Meshel | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Skyworks Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWKS | CUSIP 83088M102 | 05/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David J. Aldrich | Mgmt | For | For | For | ||
| 2 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
| 3 | Elect Timothy R. Furey | Mgmt | For | For | For | ||
| 4 | Elect Liam K. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
| 6 | Elect Christine King | Mgmt | For | For | For | ||
| 7 | Elect David P. McGlade | Mgmt | For | For | For | ||
| 8 | Elect David J. McLachlan | Mgmt | For | For | For | ||
| 9 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to the 2008 Director Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | For | Against | Against | ||
| Snap-on Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SNA | CUSIP 833034101 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David C. Adams | Mgmt | For | For | For | ||
| 2 | Elect Karen L. Daniel | Mgmt | For | For | For | ||
| 3 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 4 | Elect James P. Holden | Mgmt | For | For | For | ||
| 5 | Elect Nathan J. Jones | Mgmt | For | For | For | ||
| 6 | Elect Henry W. Knueppel | Mgmt | For | For | For | ||
| 7 | Elect W. Dudley Lehman | Mgmt | For | For | For | ||
| 8 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | ||
| 9 | Elect Gregg M. Sherrill | Mgmt | For | For | For | ||
| 10 | Elect Donald J. Stebbins | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| SRC Energy Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRCI | CUSIP 78470V108 | 05/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||
| 1.2 | Elect Jack N. Aydin | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel E. Kelly | Mgmt | For | For | For | ||
| 1.4 | Elect Paul J. Korus | Mgmt | For | For | For | ||
| 1.5 | Elect Raymond E. McElhaney | Mgmt | For | For | For | ||
| 1.6 | Elect Jennifer S. Zucker | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| SVB Financial Group | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIVB | CUSIP 78486Q101 | 04/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Greg W. Becker | Mgmt | For | For | For | ||
| 1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | ||
| 1.3 | Elect John Clendening | Mgmt | For | For | For | ||
| 1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | ||
| 1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | ||
| 1.6 | Elect Kimberley A. Jabal | Mgmt | For | For | For | ||
| 1.7 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | ||
| 1.8 | Elect Mary J. Miller | Mgmt | For | For | For | ||
| 1.9 | Elect Kate D. Mitchell | Mgmt | For | For | For | ||
| 1.10 | Elect John F. Robinson | Mgmt | For | For | For | ||
| 1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Thai Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TTF | CUSIP 882904105 | 12/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Liquidation of the Fund | Mgmt | For | For | For | ||
| The Goldman Sachs Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GS | CUSIP 38141G104 | 05/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
| 2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
| 3 | Elect Mark Flaherty | Mgmt | For | For | For | ||
| 4 | Elect William W. George | Mgmt | For | For | For | ||
| 5 | Elect James A. Johnson | Mgmt | For | For | For | ||
| 6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
| 7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
| 8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
| 9 | Elect Peter Oppenheimer | Mgmt | For | For | For | ||
| 10 | Elect David A. Viniar | Mgmt | For | For | For | ||
| 11 | Elect Mark O. Winkelman | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| Thermo Fisher Scientific Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TMO | CUSIP 883556102 | 05/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marc N. Casper | Mgmt | For | For | For | ||
| 2 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
| 3 | Elect C. Martin Harris | Mgmt | For | For | For | ||
| 4 | Elect Tyler Jacks | Mgmt | For | For | For | ||
| 5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Lynch | Mgmt | For | Against | Against | ||
| 7 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
| 8 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | ||
| 9 | Elect Scott M. Sperling | Mgmt | For | Against | Against | ||
| 10 | Elect Elaine S. Ullian | Mgmt | For | Against | Against | ||
| 11 | Elect Dion J. Weisler | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Tyson Foods, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TSN | CUSIP 902494103 | 02/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John H. Tyson | Mgmt | For | For | For | ||
| 2 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Dean Banks | Mgmt | For | For | For | ||
| 4 | Elect Mike D. Beebe | Mgmt | For | Against | Against | ||
| 5 | Elect Mikel A. Durham | Mgmt | For | Against | Against | ||
| 6 | Elect Tom Hayes | Mgmt | For | For | For | ||
| 7 | Elect Kevin M. McNamara | Mgmt | For | For | For | ||
| 8 | Elect Cheryl S. Miller | Mgmt | For | For | For | ||
| 9 | Elect Jeffrey K. Schomburger | Mgmt | For | For | For | ||
| 10 | Elect Robert Thurber | Mgmt | For | Against | Against | ||
| 11 | Elect Barbara A. Tyson | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Amendment to the 2000 Stock Incentive Plan | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Against | For | Against | ||
| Union Pacific Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNP | CUSIP 907818108 | 05/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
| 3 | Elect David B. Dillon | Mgmt | For | For | For | ||
| 4 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
| 5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
| 6 | Elect Jane H. Lute | Mgmt | For | For | For | ||
| 7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
| 8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
| 9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | ||
| 10 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Visa Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| V | CUSIP 92826C839 | 01/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
| 2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
| 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | ||
| 4 | Elect Gary A. Hoffman | Mgmt | For | For | For | ||
| 5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
| 6 | Elect John F. Lundgren | Mgmt | For | For | For | ||
| 7 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
| 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 9 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
| 10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Walgreens Boots Alliance, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WBA | CUSIP 931427108 | 01/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||
| 2 | Elect Janice M. Babiak | Mgmt | For | For | For | ||
| 3 | Elect David J. Brailer | Mgmt | For | For | For | ||
| 4 | Elect William C. Foote | Mgmt | For | For | For | ||
| 5 | Elect Ginger L. Graham | Mgmt | For | For | For | ||
| 6 | Elect John A. Lederer | Mgmt | For | For | For | ||
| 7 | Elect Dominic P. Murphy | Mgmt | For | For | For | ||
| 8 | Elect Stefano Pessina | Mgmt | For | For | For | ||
| 9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||
| 10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | ||
| 11 | Elect James A. Skinner | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| Whirlpool Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WHR | CUSIP 963320106 | 04/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
| 2 | Elect Marc R. Bitzer | Mgmt | For | For | For | ||
| 3 | Elect Greg Creed | Mgmt | For | For | For | ||
| 4 | Elect Gary T. DiCamillo | Mgmt | For | For | For | ||
| 5 | Elect Diane M. Dietz | Mgmt | For | For | For | ||
| 6 | Elect Gerri T. Elliott | Mgmt | For | For | For | ||
| 7 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
| 8 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
| 9 | Elect John D. Liu | Mgmt | For | For | For | ||
| 10 | Elect James M. Loree | Mgmt | For | For | For | ||
| 11 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
| 12 | Elect William D. Perez | Mgmt | For | For | For | ||
| 13 | Elect Larry O. Spencer | Mgmt | For | For | For | ||
| 14 | Elect Michael D. White | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Approval of the 2018 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | ||
| Wyndham Worldwide Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WYN | CUSIP 98310W108 | 05/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | ||
| 1.2 | Elect Louise F. Brady | Mgmt | For | For | For | ||
| 1.3 | Elect James E. Buckman | Mgmt | For | For | For | ||
| 1.4 | Elect George Herrera | Mgmt | For | For | For | ||
| 1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | ||
| 1.6 | Elect Brian Mulroney | Mgmt | For | For | For | ||
| 1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | ||
| 1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
"Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized."
Registrant: ICON Funds
| By: | /s/ Craig T. Callahan |
| Name: | Craig T. Callahan | |
| Title: | President & Chairman | |
| Date: | August 29, 2018 | |