N-PX 1 d238068dnpx.txt N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-07883 Name of Registrant: ICON Funds Address of Principal Executive Offices: 5299 DTC Blvd. Suite 1200 Greenwood Village, Colorado 80111 Name and address of agent of service: Carrie Schoffman 5299 DTC Blvd. Suite 1200 Greenwood Village, Colorado 80111 Registrant's telephone number including area code: 303-790-1600 Date of fiscal year end: 09/30 Date of reporting period: 07/01/2015 - 06/30/2016 Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Bond Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ Alliance New York Municipal Income Fund, Inc. Ticker Security ID: Meeting Date Meeting Status AYN CUSIP 018714105 08/03/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Liquidation of the Fund Mgmt For For For ________________________________________________________________________________ AllianceBernstein Income Fund Inc Ticker Security ID: Meeting Date Meeting Status ACG CUSIP 01881E101 03/01/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization Mgmt For For For ________________________________________________________________________________ Deutsche Global High Income Fund Inc Ticker Security ID: Meeting Date Meeting Status LBF CUSIP 25158V108 09/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John W. Mgmt For For For Ballantine 1.2 Elect Henry P. Becton, Mgmt For For For Jr. 1.3 Elect Dawn-Marie Mgmt For For For Driscoll 1.4 Elect Paul K. Freeman Mgmt For For For 2 For Deutsche Global Mgmt For For For High Income Fund, Inc. and Deutsche High Income Opportunities Fund, Inc., Amend Charter to Limit the Existence of the Funds ________________________________________________________________________________ Federated Enhanced Treasury Income Fund Ticker Security ID: Meeting Date Meeting Status FTT CUSIP 314162108 10/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Christopher Mgmt For For For Donahue 1.2 Elect Peter E. Madden Mgmt For For For 1.3 Elect Charles F. Mgmt For For For Mansfield, Jr. 2 Conversion of Fund to Mgmt For For For Open-End Investment Company ________________________________________________________________________________ First Trust Mortgage Income Fund Ticker Security ID: Meeting Date Meeting Status FMY CUSIP 33734E103 04/22/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James A. Bowen Mgmt For For For 1.2 Elect Niel B. Nielson Mgmt For For For ________________________________________________________________________________ Firsthand Technology Value Fund, Inc. Ticker Security ID: Meeting Date Meeting Status SVVC CUSIP 33766Y100 05/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark FitzGerald Mgmt For For For 1.2 Elect Nicholas Petredis Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fort Dearborn Income Securities, Inc. Ticker Security ID: Meeting Date Meeting Status FDI CUSIP 347200107 04/18/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization Mgmt For For For ________________________________________________________________________________ Fort Dearborn Income Securities, Inc. Ticker Security ID: Meeting Date Meeting Status FDI CUSIP 347200107 12/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Adela Cepeda Mgmt For For For 1.2 Elect John J. Murphy Mgmt For For For 1.3 Elect Frank K. Reilly Mgmt For For For 1.4 Elect Abbie J. Smith Mgmt For For For 1.5 Elect J. Mikesell Mgmt For For For Thomas ________________________________________________________________________________ Global High Income Fund Inc Ticker Security ID: Meeting Date Meeting Status GHI CUSIP 37933G108 02/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Liquidation of the Fund Mgmt For For For 2.1 Elect Richard R. Burt Mgmt For For For 2.2 Elect Meyer Feldberg Mgmt For For For ________________________________________________________________________________ Managed High Yield Plus Fund Inc. Ticker Security ID: Meeting Date Meeting Status HYF CUSIP 561911108 04/21/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Liquidation of the Fund Mgmt For For For ________________________________________________________________________________ Montgomery Street Income Securities, Inc. Ticker Security ID: Meeting Date Meeting Status MTS CUSIP 614115103 07/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard J. Mgmt For For For Bradshaw 1.2 Elect Victor L. Hymes Mgmt For For For 1.3 Elect Richard H. Mgmt For For For Stanton 1.4 Elect Wendell G. Van Mgmt For For For Auken 1.5 Elect Nancy E. Wallace Mgmt For For For ________________________________________________________________________________ Montgomery Street Income Securities, Inc. Ticker Security ID: Meeting Date Meeting Status MTS CUSIP 614115103 11/16/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Liquidation of the Fund Mgmt For For For ________________________________________________________________________________ Strategic Global Income Fund Inc Ticker Security ID: Meeting Date Meeting Status SGL CUSIP 862719101 03/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Q. Mgmt For For For Armstrong 1.2 Elect Alan S. Bernikow Mgmt For For For 1.3 Elect David Malpass Mgmt For For For 2 Liquidation of the Fund Mgmt For For For ________________________________________________________________________________ Transamerica Income Shares, Inc. Ticker Security ID: Meeting Date Meeting Status TAI CUSIP 893506105 11/06/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization Mgmt For For For ________________________________________________________________________________ Winthrop Realty Trust Ticker Security ID: Meeting Date Meeting Status FUR CUSIP 976391300 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael L. Ashner Mgmt For For For 1.2 Elect Arthur Blasberg, Mgmt For For For Jr. 1.3 Elect Howard Goldberg Mgmt For For For 1.4 Elect Thomas F. Mgmt For For For McWilliams 1.5 Elect Lee Seidler Mgmt For For For 1.6 Elect Carolyn Tiffany Mgmt For For For 1.7 Elect Steven Zalkind Mgmt For For For 2 Ratification of Auditor Mgmt For For For Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Consumer Discretionary Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ Alibaba Group Holding Limited Ticker Security ID: Meeting Date Meeting Status BABA CUSIP 01609W102 10/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph C. Tsai Mgmt For Against Against 2 Elect Jonathan LU Mgmt For Against Against Zhaoxi 3 Elect J. Michael Evans Mgmt For Against Against 4 Elect Borje E. Ekholm Mgmt For For For 5 Elect Wan Ling Martello Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Brunswick Corporation Ticker Security ID: Meeting Date Meeting Status BC CUSIP 117043109 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nolan D. Mgmt For For For Archibald 2 Elect David C. Everitt Mgmt For For For 3 Elect Roger J. Wood Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cinemark Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CNK CUSIP 17243V102 05/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Benjamin D. Mgmt For For For Chereskin 1.2 Elect Lee Roy Mitchell Mgmt For For For 1.3 Elect Raymond W. Syufy Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For For For 1.2 Elect Madeline S. Bell Mgmt For For For 1.3 Elect Sheldon M. Mgmt For For For Bonovitz 1.4 Elect Edward D. Breen Mgmt For Withhold Against 1.5 Elect Joseph J. Collins Mgmt For Withhold Against 1.6 Elect Gerald L. Hassell Mgmt For Withhold Against 1.7 Elect Jeffrey A. Mgmt For For For Honickman 1.8 Elect Eduardo G. Mestre Mgmt For For For 1.9 Elect Brian L. Roberts Mgmt For For For 1.10 Elect Johnathan A. Mgmt For For For Rodgers 1.11 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amend 2002 Restricted Mgmt For For For Stock Plan 4 Amend 2003 Stock Mgmt For For For Option Plan 5 Amend 2002 Employee Mgmt For For For Stock Purchase Plan 6 Amend 2011 Employee Mgmt For For For Stock Purchase Plan 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 9 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 10 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 12/10/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Conversion of Class A Mgmt For For For Special Common Stock Into Class A Common Stock ________________________________________________________________________________ CVS Health Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard M. Mgmt For For For Bracken 2 Elect C. David Brown II Mgmt For For For 3 Elect Alecia A. Mgmt For For For DeCoudreaux 4 Elect Nancy-Ann M. Mgmt For For For DeParle 5 Elect David W. Dorman Mgmt For For For 6 Elect Anne M. Finucane Mgmt For For For 7 Elect Larry J. Merlo Mgmt For For For 8 Elect Jean-Pierre Mgmt For For For Millon 9 Elect Richard J. Swift Mgmt For For For 10 Elect William C. Weldon Mgmt For For For 11 Elect Tony L. White Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporating Values in Political Spending 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Ratio Between CEO and Employee Pay ________________________________________________________________________________ Foot Locker, Inc. Ticker Security ID: Meeting Date Meeting Status FL CUSIP 344849104 05/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Maxine Clark Mgmt For For For 2 Elect Alan D. Feldman Mgmt For For For 3 Elect Jarobin Gilbert, Mgmt For For For Jr. 4 Elect Richard A. Mgmt For For For Johnson 5 Elect Guillermo G. Mgmt For For For Marmol 6 Elect Dona D. Young Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Reapproval of the Mgmt For For For Performance Goals under the Annual Incentive Compensation Plan 9 Approval of the Mgmt For For For Long-term Incentive Compensation Plan 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Hanesbrands Inc. Ticker Security ID: Meeting Date Meeting Status HBI CUSIP 410345102 04/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bobby J. Griffin Mgmt For For For 2 Elect James C. Johnson Mgmt For For For 3 Elect Jessica T. Mgmt For For For Mathews 4 Elect Franck J. Moison Mgmt For For For 5 Elect Robert F. Moran Mgmt For For For 6 Elect Ronald L. Nelson Mgmt For For For 7 Elect Richard A. Noll Mgmt For For For 8 Elect Andrew J. Mgmt For For For Schindler 9 Elect David V. Singer Mgmt For For For 10 Elect Ann E. Ziegler Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David P. Abney Mgmt For For For 1.2 Elect Natalie A. Black Mgmt For Withhold Against 1.3 Elect Julie L. Bushman Mgmt For For For 1.4 Elect Raymond L. Conner Mgmt For For For 1.5 Elect Richard Goodman Mgmt For For For 1.6 Elect Jeffrey A. Mgmt For For For Joerres 1.7 Elect William H. Lacy Mgmt For For For 1.8 Elect Alex A. Mgmt For For For Molinaroli 1.9 Elect Juan Pablo del Mgmt For For For Valle Perochena 1.10 Elect Mark P. Vergnano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ L Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LB CUSIP 501797104 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis S. Hersch Mgmt For For For 2 Elect David T. Kollat Mgmt For Against Against 3 Elect Leslie H. Wexner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Mgmt For For For Supermajority Requirement 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ LGI Homes Inc Ticker Security ID: Meeting Date Meeting Status LGIH CUSIP 50187T106 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ryan Edone Mgmt For For For 1.2 Elect Duncan Gage Mgmt For For For 1.3 Elect Eric Lipar Mgmt For For For 1.4 Elect Bryan Sansbury Mgmt For For For 1.5 Elect Steven Smith Mgmt For Withhold Against 1.6 Elect Robert Vahradian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2016 Employee Stock Mgmt For For For Purchase Plan ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect Angela F. Braly Mgmt For For For 1.3 Elect Sandra B. Cochran Mgmt For For For 1.4 Elect Laurie Z. Douglas Mgmt For For For 1.5 Elect Richard W. Mgmt For For For Dreiling 1.6 Elect Robert L. Johnson Mgmt For Withhold Against 1.7 Elect Marshall O. Mgmt For For For Larsen 1.8 Elect James H Morgan Mgmt For For For 1.9 Elect Robert A. Niblock Mgmt For For For 1.10 Elect Bertram L. Scott Mgmt For For For 1.11 Elect Eric C. Wiseman Mgmt For For For 2 Approval of the 2016 Mgmt For For For Annual Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 6 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Michael Kors Holdings Limited Ticker Security ID: Meeting Date Meeting Status KORS CUSIP G60754101 07/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect M. W. Benedetto Mgmt For For For 2 Elect Stephen F. Mgmt For For For Reitman 3 Elect Jean Tomlin Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Norwegian Cruise Line Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status NCLH CUSIP G66721104 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steve Martinez Mgmt For For For 2 Elect Frank J. Del Rio Mgmt For For For 3 Elect Chad A. Leat Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2013 Mgmt For For For Performance Incentive Plan ________________________________________________________________________________ Popeyes Louisiana Kitchen, Inc. Ticker Security ID: Meeting Date Meeting Status PLKI CUSIP 732872106 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Krishnan Anand Mgmt For For For 1.2 Elect Cheryl A. Mgmt For For For Bachelder 1.3 Elect Carolyn Hogan Mgmt For For For Byrd 1.4 Elect John M. Cranor, Mgmt For For For III 1.5 Elect S. Kirk Kinsell Mgmt For For For 1.6 Elect Joel K. Manby Mgmt For For For 1.7 Elect Candace S. Mgmt For For For Matthews 1.8 Elect Martyn R. Mgmt For For For Redgrave 1.9 Elect Lizanne Thomas Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Priceline Group Inc. Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy M. Mgmt For For For Armstrong 1.2 Elect Jeffrey H. Boyd Mgmt For For For 1.3 Elect Jan L. Docter Mgmt For For For 1.4 Elect Jeffrey E. Mgmt For For For Epstein 1.5 Elect James M. Guyette Mgmt For For For 1.6 Elect Charles H. Noski Mgmt For For For 1.7 Elect Nancy B. Mgmt For For For Peretsman 1.8 Elect Thomas E. Rothman Mgmt For For For 1.9 Elect Craig W. Rydin Mgmt For For For 1.10 Elect Lynn M. Vojvodich Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Royal Caribbean Cruises Ltd. Ticker Security ID: Meeting Date Meeting Status RCL CUSIP V7780T103 05/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Brock Mgmt For For For 2 Elect Richard D. Fain Mgmt For For For 3 Elect William L. Kimsey Mgmt For For For 4 Elect Maritza Gomez Mgmt For For For Montiel 5 Elect Ann S. Moore Mgmt For For For 6 Elect Eyal M. Ofer Mgmt For For For 7 Elect Thomas J. Mgmt For For For Pritzker 8 Elect William K. Reilly Mgmt For For For 9 Elect Bernt Reitan Mgmt For For For 10 Elect Vagn Ove Sorensen Mgmt For For For 11 Elect Donald Thompson Mgmt For For For 12 Elect Arne Alexander Mgmt For For For Wilhelmsen 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2008 Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr N/A For N/A Regarding Proxy Access ________________________________________________________________________________ Sequential Brands Group, Inc. Ticker Security ID: Meeting Date Meeting Status SQBG CUSIP 81734P107 05/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rodney S. Cohen Mgmt For For For 2 Elect Stewart Leonard Mgmt For For For Jr. 3 Elect Gary Johnson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Amendment to the 2013 Mgmt For For For Stock Incentive Compensation Plan ________________________________________________________________________________ Signet Jewelers Limited Ticker Security ID: Meeting Date Meeting Status SIG CUSIP G81276100 06/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. Todd Stitzer Mgmt For For For 2 Elect Virginia Drosos Mgmt For For For 3 Elect Dale W. Hilpert Mgmt For For For 4 Elect Mark Light Mgmt For For For 5 Elect Helen McCluskey Mgmt For For For 6 Elect Marianne Miller Mgmt For For For Parrs 7 Elect Thomas G. Mgmt For For For Plaskett 8 Elect Robert Stack Mgmt For For For 9 Elect Eugenia Ulasewicz Mgmt For For For 10 Elect Russell Walls Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Skechers U.S.A., Inc. Ticker Security ID: Meeting Date Meeting Status SKX CUSIP 830566105 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Greenberg Mgmt For For For 1.2 Elect David Weinberg Mgmt For Withhold Against 1.3 Elect Jeffrey Greenberg Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Annual Incentive Compensation Plan 3 Shareholder Proposal ShrHoldr Against For Against Regarding Board Diversity ________________________________________________________________________________ Starbucks Corporation Ticker Security ID: Meeting Date Meeting Status SBUX CUSIP 855244109 03/23/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Howard Schultz Mgmt For For For 2 Elect William W. Mgmt For For For Bradley 3 Elect Mary N. Dillon Mgmt For For For 4 Elect Robert M. Gates Mgmt For For For 5 Elect Mellody Hobson Mgmt For For For 6 Elect Kevin R. Johnson Mgmt For For For 7 Elect Joshua C. Ramo Mgmt For For For 8 Elect James G. Mgmt For For For Shennan, Jr. 9 Elect Clara Shih Mgmt For For For 10 Elect Javier G. Teruel Mgmt For For For 11 Elect Myron E. Ullman Mgmt For For For III 12 Elect Craig E. Mgmt For For For Weatherup 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Mgmt For For For Executive Management Bonus Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Acess 17 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Review ________________________________________________________________________________ Starz Ticker Security ID: Meeting Date Meeting Status STRZA CUSIP 85571Q102 06/14/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory B. Maffei Mgmt For Withhold Against 1.2 Elect Irving Azoff Mgmt For For For 1.3 Elect Susan Lyne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2016 Omnibus Incentive Mgmt For For For Plan ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/08/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne S. Austin Mgmt For For For 2 Elect Douglas M. Mgmt For For For Baker, Jr. 3 Elect Brian C. Cornell Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Henrique De Mgmt For For For Castro 6 Elect Robert L. Edwards Mgmt For For For 7 Elect Melanie L. Healey Mgmt For For For 8 Elect Donald R. Knauss Mgmt For For For 9 Elect Monica C. Lozano Mgmt For For For 10 Elect Mary E. Minnick Mgmt For For For 11 Elect Anne M. Mulcahy Mgmt For For For 12 Elect Derica W. Rice Mgmt For For For 13 Elect Kenneth L. Mgmt For For For Salazar 14 Elect John G. Stumpf Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines ________________________________________________________________________________ Tata Motors Limited Ticker Security ID: Meeting Date Meeting Status TATAMOTORS CUSIP 876568502 08/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Satish Borwankar Mgmt For For For 3 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 4 Authority to Set Cost Mgmt For For For Auditor's Fees 5 Authority to Issue Mgmt For For For Non-Convertible Debentures ________________________________________________________________________________ The Goodyear Tire and Rubber Company Ticker Security ID: Meeting Date Meeting Status GT CUSIP 382550101 04/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William J. Conaty Mgmt For For For 2 Elect James A. Mgmt For For For Firestone 3 Elect Werner Geissler Mgmt For For For 4 Elect Peter S. Hellman Mgmt For For For 5 Elect Laurette T. Mgmt For For For Koellner 6 Elect Richard J. Kramer Mgmt For For For 7 Elect W. Alan Mgmt For For For McCollough 8 Elect John E. McGlade Mgmt For For For 9 Elect Michael J. Morell Mgmt For For For 10 Elect Roderick A. Mgmt For For For Palmore 11 Elect Stephanie A. Mgmt For For For Streeter 12 Elect Thomas H. Mgmt For For For Weidemeyer 13 Elect Michael R. Wessel Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerard J. Arpey Mgmt For For For 2 Elect Ari Bousbib Mgmt For For For 3 Elect Gregory D. Mgmt For For For Brenneman 4 Elect J. Frank Brown Mgmt For For For 5 Elect Albert P. Carey Mgmt For For For 6 Elect Armando Codina Mgmt For For For 7 Elect Helena B. Foulkes Mgmt For For For 8 Elect Linda R. Gooden Mgmt For For For 9 Elect Wayne M. Hewett Mgmt For For For 10 Elect Karen Katen Mgmt For For For 11 Elect Craig A. Menear Mgmt For For For 12 Elect Mark Vadon Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ The Procter and Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis S. Blake Mgmt For For For 2 Elect Angela F. Braly Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Scott D. Cook Mgmt For For For 5 Elect Susan D. Mgmt For For For Desmond-Hellmann 6 Elect Alan G. Lafley Mgmt For For For 7 Elect Terry J. Lundgren Mgmt For For For 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect David. S. Taylor Mgmt For For For 10 Elect Margaret C. Mgmt For For For Whitman 11 Elect Mary Agnes Mgmt For Abstain Against Wilderotter 12 Elect Patricia A. Mgmt For For For Woertz 13 Elect Ernesto Zedillo Mgmt For Against Against Ponce de Leon 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Time Warner Inc. Ticker Security ID: Meeting Date Meeting Status TWX CUSIP 887317303 06/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James L. Mgmt For For For Barksdale 2 Elect William P. Barr Mgmt For For For 3 Elect Jeffrey L. Bewkes Mgmt For For For 4 Elect Stephen F. Mgmt For For For Bollenbach 5 Elect Robert C. Clark Mgmt For For For 6 Elect Mathias Dopfner Mgmt For For For 7 Elect Jessica P. Mgmt For For For Einhorn 8 Elect Carlos M. Mgmt For For For Gutierrez 9 Elect Fred Hassan Mgmt For For For 10 Elect Paul D. Wachter Mgmt For For For 11 Elect Deborah C. Wright Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ulta Salon, Cosmetics & Fragrance, Inc. Ticker Security ID: Meeting Date Meeting Status ULTA CUSIP 90384S303 06/01/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mary N. Dillon Mgmt For For For 1.2 Elect Charles Heilbronn Mgmt For Withhold Against 1.3 Elect Michael R. Mgmt For For For MacDonald 1.4 Elect George R. Mrkonic Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the 2011 Mgmt For For For Incentive Award Plan ________________________________________________________________________________ Walt Disney Co. Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect John S. Chen Mgmt For For For 3 Elect Jack Dorsey Mgmt For Against Against 4 Elect Robert A. Iger Mgmt For For For 5 Elect Maria Elena Mgmt For For For Langomasino 6 Elect Fred H. Mgmt For For For Langhammer 7 Elect Aylwin B. Lewis Mgmt For For For 8 Elect Robert W. Mgmt For For For Matschullat 9 Elect Mark G. Parker Mgmt For For For 10 Elect Sheryl Sandberg Mgmt For For For 11 Elect Orin C. Smith Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Elimination of Mgmt For For For Supermajority Voting Requirement 15 Shareholder Proposal ShrHoldr Against Against For Regarding Simple Majority Vote 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Wyndham Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status WYN CUSIP 98310W108 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen P. Holmes Mgmt For For For 1.2 Elect Myra J. Biblowit Mgmt For For For 1.3 Elect James E. Buckman Mgmt For For For 1.4 Elect George Herrera Mgmt For Withhold Against 1.5 Elect Brian Mulroney Mgmt For For For 1.6 Elect Pauline D.E. Mgmt For For For Richards 1.7 Elect Michael H. Mgmt For For For Wargotz 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Consumer Staples Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald L. Baliles Mgmt For For For 2 Elect Martin J. Mgmt For For For Barrington 3 Elect John T. Casteen Mgmt For Against Against III 4 Elect Dinyar S. Devitre Mgmt For For For 5 Elect Thomas F. Mgmt For Against Against Farrell II 6 Elect Thomas W. Jones Mgmt For For For 7 Elect Debra J. Mgmt For For For Kelly-Ennis 8 Elect W. Leo Kiely III Mgmt For For For 9 Elect Kathryn B. Mgmt For For For McQuade 10 Elect George Munoz Mgmt For For For 11 Elect Nabil Y. Sakkab Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder proposal ShrHoldr Against Against For regarding report on tobacco ingredients 15 Shareholder Proposal ShrHoldr Against Against For Regarding Mediation of Alleged Human Rights Violations ________________________________________________________________________________ Bunge Limited Ticker Security ID: Meeting Date Meeting Status BG CUSIP G16962105 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2.1 Elect Paul Cornet de Mgmt For For For Ways Ruart 2.2 Elect William Engels Mgmt For For For 2.3 Elect L. Patrick Lupo Mgmt For For For 2.4 Elect Soren Schroder Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 2016 Equity Mgmt For For For Compensation Plan ________________________________________________________________________________ Coca-Cola Company Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 04/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Herbert A. Allen Mgmt For For For 2 Elect Ronald W. Allen Mgmt For For For 3 Elect Marc Bolland Mgmt For For For 4 Elect Ana Botin Mgmt For For For 5 Elect Howard G. Buffett Mgmt For For For 6 Elect Richard M. Daley Mgmt For For For 7 Elect Barry Diller Mgmt For Against Against 8 Elect Helene D. Gayle Mgmt For For For 9 Elect Evan G. Greenberg Mgmt For For For 10 Elect Alexis M. Herman Mgmt For For For 11 Elect Muhtar Kent Mgmt For For For 12 Elect Robert A. Kotick Mgmt For For For 13 Elect Maria Elena Mgmt For For For Lagomasino 14 Elect Sam Nunn Mgmt For For For 15 Elect David B. Weinberg Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Amendment to the Mgmt For For For Performance Incentive Plan 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 20 Shareholder Proposal ShrHoldr Against Against For Regarding Unvested Restricted Stock Awards 21 Shareholder Proposal ShrHoldr Against Against For Regarding Corporate Values in Political Spending ________________________________________________________________________________ Costco Wholesale Corporation Ticker Security ID: Meeting Date Meeting Status COST CUSIP 22160K105 01/29/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hamilton E. James Mgmt For Withhold Against 1.2 Elect W. Craig Jelinek Mgmt For Withhold Against 1.3 Elect John W. Stanton Mgmt For For For 1.4 Elect Maggie Mgmt For For For Wilderotter 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ CVS Health Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard M. Mgmt For For For Bracken 2 Elect C. David Brown II Mgmt For For For 3 Elect Alecia A. Mgmt For For For DeCoudreaux 4 Elect Nancy-Ann M. Mgmt For For For DeParle 5 Elect David W. Dorman Mgmt For For For 6 Elect Anne M. Finucane Mgmt For For For 7 Elect Larry J. Merlo Mgmt For For For 8 Elect Jean-Pierre Mgmt For For For Millon 9 Elect Richard J. Swift Mgmt For For For 10 Elect William C. Weldon Mgmt For For For 11 Elect Tony L. White Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporating Values in Political Spending 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Ratio Between CEO and Employee Pay ________________________________________________________________________________ Flowers Foods, Inc. Ticker Security ID: Meeting Date Meeting Status FLO CUSIP 343498101 05/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George E. Deese Mgmt For For For 2 Elect Rhonda Gass Mgmt For For For 3 Elect Richard Lan Mgmt For For For 4 Elect Amos R. McMullian Mgmt For For For 5 Elect J.V. Shields, Jr. Mgmt For For For 6 Elect David V. Singer Mgmt For For For 7 Elect James T. Spear Mgmt For For For 8 Elect Melvin T. Stith Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against Against For Regarding Approval of Severance Agreements ________________________________________________________________________________ Ingredion Inc. Ticker Security ID: Meeting Date Meeting Status INGR CUSIP 457187102 05/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Luis Mgmt For For For Aranguren-Trellez 2 Elect David B. Fischer Mgmt For For For 3 Elect Ilene S. Gordon Mgmt For For For 4 Elect Paul Hanrahan Mgmt For For For 5 Elect Rhonda L. Jordan Mgmt For For For 6 Elect Gregory B. Kenny Mgmt For For For 7 Elect Barbara A. Klein Mgmt For For For 8 Elect Victoria J. Reich Mgmt For For For 9 Elect Jorge A. Uribe Mgmt For For For 10 Elect Dwayne A. Wilson Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ J.M. Smucker Co. Ticker Security ID: Meeting Date Meeting Status SJM CUSIP 832696405 08/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Vincent C. Byrd Mgmt For For For 2 Elect Paul J. Dolan Mgmt For For For 3 Elect Nancy Lopez Mgmt For For For Knight 4 Elect Elizabeth Valk Mgmt For For For Long 5 Elect Gary A. Oatey Mgmt For For For 6 Elect Sandra Pianalto Mgmt For For For 7 Elect Alex Shumate Mgmt For For For 8 Elect Mark T. Smucker Mgmt For Against Against 9 Elect Timothy P. Mgmt For For For Smucker 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 2010 Equity and Mgmt For For For Incentive Compensation Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Increase in Renewable Energy Sourcing ________________________________________________________________________________ Kroger Co. Ticker Security ID: Meeting Date Meeting Status KR CUSIP 501044101 06/23/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nora. A. Mgmt For For For Aufreiter 2 Elect Robert D. Beyer Mgmt For For For 3 Elect Anne Gates Mgmt For For For 4 Elect Susan J. Kropf Mgmt For For For 5 Elect W. Rodney Mgmt For For For McMullen 6 Elect Jorge P. Montoya Mgmt For For For 7 Elect Clyde R. Moore Mgmt For For For 8 Elect Susan M. Phillips Mgmt For For For 9 Elect James A. Runde Mgmt For For For 10 Elect Ronald L. Sargent Mgmt For For For 11 Elect Bobby S. Mgmt For For For Shackouls 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on the Use of Non-Recyclable Packaging 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Renewable Energy Sourcing 17 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases ________________________________________________________________________________ Medifast, Inc. Ticker Security ID: Meeting Date Meeting Status MED CUSIP 58470H101 06/15/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael C. Mgmt For For For MacDonald 1.2 Elect Jeffrey J. Brown Mgmt For For For 1.3 Elect Kevin G. Byrnes Mgmt For For For 1.4 Elect Charles P. Mgmt For For For Connolly 1.5 Elect Constance C. Mgmt For For For Hallquist 1.6 Elect Jorgene K. Mgmt For For For Hartwig 1.7 Elect Carl E. Sassano Mgmt For For For 1.8 Elect Scott Schlackman Mgmt For For For 1.9 Elect Glenn W. Welling Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mondelez International Inc. Ticker Security ID: Meeting Date Meeting Status MDLZ CUSIP 609207105 05/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen F. Mgmt For For For Bollenbach 2 Elect Lewis W.K. Booth Mgmt For For For 3 Elect Lois D. Juliber Mgmt For For For 4 Elect Mark D. Ketchum Mgmt For For For 5 Elect Jorge S. Mesquita Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Nelson Peltz Mgmt For For For 8 Elect Fredric G. Mgmt For For For Reynolds 9 Elect Irene B. Mgmt For For For Rosenfeld 10 Elect Christiana Shi Mgmt For For For 11 Elect Patrick T. Mgmt For For For Siewert 12 Elect Ruth J. Simmons Mgmt For For For 13 Elect Jean-Francois M. Mgmt For For For L. van Boxmeer 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on the Use of Non-Recyclable Packaging 17 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 18 Shareholder Proposal ShrHoldr Against Against For Regarding Mediation of Alleged Human Rights Violations ________________________________________________________________________________ Monster Beverage Corporation Ticker Security ID: Meeting Date Meeting Status MNST CUSIP 61174X109 06/14/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rodney C. Sacks Mgmt For For For 1.2 Elect Hilton H. Mgmt For Withhold Against Schlosberg 1.3 Elect Mark J. Hall Mgmt For For For 1.4 Elect Norman C. Epstein Mgmt For For For 1.5 Elect Gary P. Fayard Mgmt For For For 1.6 Elect Benjamin M. Polk Mgmt For For For 1.7 Elect Sydney Selati Mgmt For For For 1.8 Elect Harold C. Taber, Mgmt For For For Jr. 1.9 Elect Kathy N. Waller Mgmt For For For 1.10 Elect Mark S. Vidergauz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Re-approval of the Mgmt For For For Material Terms under the 2011 Omnibus Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shona L. Brown Mgmt For For For 2 Elect George W. Buckley Mgmt For For For 3 Elect Cesar Conde Mgmt For For For 4 Elect Ian M. Cook Mgmt For For For 5 Elect Dina Dublon Mgmt For For For 6 Elect Rona A. Fairhead Mgmt For For For 7 Elect Richard W. Fisher Mgmt For For For 8 Elect William R. Mgmt For For For Johnson 9 Elect Indra K. Nooyi Mgmt For For For 10 Elect David C. Page Mgmt For For For 11 Elect Robert C. Pohlad Mgmt For For For 12 Elect Lloyd G. Trotter Mgmt For For For 13 Elect Daniel Vasella Mgmt For For For 14 Elect Alberto Weisser Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Amendment to the Mgmt For For For Long-Term Incentive Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Sustainability Committee 19 Shareholder Proposal ShrHoldr Against Against For Regarding Neonicotinoids 20 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 21 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy Targets ________________________________________________________________________________ Pinnacle Foods Inc. Ticker Security ID: Meeting Date Meeting Status PF CUSIP 72348P104 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roger Deromedi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2013 Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan M. Cameron Mgmt For For For 2 Elect Martin D. Mgmt For For For Feinstein 3 Elect Murray S. Kessler Mgmt For For For 4 Elect Lionel L. Nowell Mgmt For For For III 5 Elect Ricardo Mgmt For For For Oberlander 6 Elect Jerome Abelman Mgmt For For For 7 Elect Robert E. Lerwill Mgmt For For For 8 AMENDMENT TO ARTICLES Mgmt For For For OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS 9 Increase of Authorized Mgmt For For For Shares of Common Stock 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases 13 Shareholder Proposal ShrHoldr Against Against For Regarding Mediation of Alleged Human Rights Violations ________________________________________________________________________________ Spectrum Brands Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SPB CUSIP 84763R101 01/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Omar M. Asali Mgmt For For For 1.2 Elect Norman S. Mgmt For Withhold Against Matthews 1.3 Elect Joseph S. Mgmt For Withhold Against Steinberg 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the 2011 Mgmt For For For Omnibus Equity Award Plan ________________________________________________________________________________ The Hershey Company Ticker Security ID: Meeting Date Meeting Status HSY CUSIP 427866108 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela M. Arway Mgmt For For For 1.2 Elect John P. Bilbrey Mgmt For For For 1.3 Elect Robert F. Mgmt For For For Cavanaugh 1.4 Elect Charles A. Davis Mgmt For For For 1.5 Elect Mary Kay Haben Mgmt For For For 1.6 Elect Robert M. Malcolm Mgmt For For For 1.7 Elect James M. Mead Mgmt For For For 1.8 Elect James E. Nevels Mgmt For For For 1.9 Elect Anthony J. Palmer Mgmt For For For 1.10 Elect Thomas J. Ridge Mgmt For For For 1.11 Elect David L. Shedlarz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Re-approve material Mgmt For For For terms of performance criteria under the Equity and Incentive Compensation Plan 5 Shareholder Proposal ShrHoldr Against Against For Regarding Nanomaterials ________________________________________________________________________________ The Procter and Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis S. Blake Mgmt For For For 2 Elect Angela F. Braly Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Scott D. Cook Mgmt For For For 5 Elect Susan D. Mgmt For For For Desmond-Hellmann 6 Elect Alan G. Lafley Mgmt For For For 7 Elect Terry J. Lundgren Mgmt For For For 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect David. S. Taylor Mgmt For For For 10 Elect Margaret C. Mgmt For For For Whitman 11 Elect Mary Agnes Mgmt For Abstain Against Wilderotter 12 Elect Patricia A. Mgmt For For For Woertz 13 Elect Ernesto Zedillo Mgmt For Against Against Ponce de Leon 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Tyson Foods, Inc. Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494103 02/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John H. Tyson Mgmt For For For 2 Elect Gaurdie E. Mgmt For For For Banister, Jr. 3 Elect Mike Beebe Mgmt For For For 4 Elect Mikel A. Durham Mgmt For For For 5 Elect Kevin M. McNamara Mgmt For For For 6 Elect Brad T. Sauer Mgmt For For For 7 Elect Donnie Smith Mgmt For For For 8 Elect Robert Thurber Mgmt For For For 9 Elect Barbara A. Tyson Mgmt For For For 10 Renewal of the Annual Mgmt For For For Incentive Compensation Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Gestation Crates 13 Shareholder Proposal ShrHoldr Against For Against Regarding Water Stewardship Policy 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 16 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Working Conditions 17 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Expenditures ________________________________________________________________________________ Wal-Mart Stores Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James I. Cash, Mgmt For Against Against Jr. 2 Elect Pamela J. Craig Mgmt For For For 3 Elect Timothy P. Flynn Mgmt For For For 4 Elect Thomas W. Horton Mgmt For For For 5 Elect Marissa A. Mayer Mgmt For For For 6 Elect C. Douglas Mgmt For For For McMillon 7 Elect Gregory B. Penner Mgmt For For For 8 Elect Steven S. Mgmt For For For Reinemund 9 Elect Kevin Y. Systrom Mgmt For For For 10 Elect S. Robson Walton Mgmt For For For 11 Elect Steuart Walton Mgmt For For For 12 Elect Linda S. Wolf Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 2016 Associate Stock Mgmt For For For Purchase Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Incentive Compensation Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines ________________________________________________________________________________ Walgreens Boots Alliance, Inc. Ticker Security ID: Meeting Date Meeting Status WBA CUSIP 931427108 01/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janice M. Babiak Mgmt For For For 2 Elect David J. Brailer Mgmt For For For 3 Elect William C. Foote Mgmt For For For 4 Elect Ginger L. Graham Mgmt For For For 5 Elect John A. Lederer Mgmt For For For 6 Elect Dominic P. Murphy Mgmt For For For 7 Elect Stefano Pessina Mgmt For For For 8 Elect Barry Rosenstein Mgmt For For For 9 Elect Leonard D. Mgmt For For For Schaeffer 10 Elect Nancy M. Mgmt For For For Schlichting 11 Elect James A. Skinner Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ WhiteWave Foods Company Ticker Security ID: Meeting Date Meeting Status WWAV CUSIP 966244105 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michelle P. Mgmt For For For Goolsby 2 Elect Stephen L. Green Mgmt For For For 3 Elect Anthony Magro Mgmt For For For 4 Elect W. Anthony Vernon Mgmt For For For 5 Elect Doreen A. Wright Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Whole Foods Market, Inc. Ticker Security ID: Meeting Date Meeting Status WFM CUSIP 966837106 09/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Elstrott Mgmt For For For 1.2 Elect Shahid Hassan Mgmt For For For 1.3 Elect Stephanie Mgmt For For For Kugelman 1.4 Elect John Mackey Mgmt For For For 1.5 Elect Walter Robb Mgmt For For For 1.6 Elect Jonathan Seiffer Mgmt For For For 1.7 Elect Morris Siegel Mgmt For For For 1.8 Elect Jonathan Sokoloff Mgmt For For For 1.9 Elect Ralph Sorenson Mgmt For For For 1.10 Elect Gabrielle Mgmt For For For Sulzberger 1.11 Elect William Tindell, Mgmt For Withhold Against III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Increase of Authorized Mgmt For Against Against Common Stock 5 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Emerging Markets Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ 3SBIO Inc Ticker Security ID: Meeting Date Meeting Status 01530 CINS G8875G102 06/28/2016 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Share Mgmt For Against Against Option Scheme ________________________________________________________________________________ 3SBio Inc. Ticker Security ID: Meeting Date Meeting Status 01530 CINS G8875G102 06/28/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect LOU Jing Mgmt For For For 5 Elect TAN Bo Mgmt For For For 6 Elect SU Dongmei Mgmt For For For 7 Elect LIU Dong Mgmt For For For 8 Elect LV Dong Mgmt For For For 9 Elect PU Tianruo Mgmt For For For 10 Elect David Ross Mgmt For For For Parkinson 11 Elect MA Jun Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ AAC Technologies Holdings Inc. Ticker Security ID: Meeting Date Meeting Status 2018 CINS G2953R114 05/30/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Richard MOK Joe Mgmt For For For Kuen 6 Elect Ingrid WU Mgmt For Against Against Chunyuan 7 Elect TAN Bian Ee Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For For For Repurchased Shares 13 Adoption of New Mgmt For For For Articles ________________________________________________________________________________ Adani Ports And Special Economic Zone Limited Ticker Security ID: Meeting Date Meeting Status ADANIPORTS CINS Y00130107 08/11/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends (Preference Shares) 3 Allocation of Mgmt For For For Profits/Dividends (Ordinary Shares) 4 Elect A. K. Rakesh Mgmt For Against Against 5 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 6 Elect Radhika Vijay Mgmt For For For Haribhakti 7 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 8 Authority to Issue Mgmt For Abstain Against Non-Convertible Debentures 9 Authority to Make Mgmt For For For Investments and/or Acquire Securities from Bodies Corporate 10 Amendment to Borrowing Mgmt For For For Powers 11 Related Party Mgmt For For For Transactions 12 Amendment to Foreign Mgmt For For For Investor Restrictions 13 Directors' Commission Mgmt For For For ________________________________________________________________________________ Aditya Birla Nuvo Limited Ticker Security ID: Meeting Date Meeting Status ABIRLANUVO CINS Y0014E106 09/07/2015 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Divestitures Mgmt For For For ________________________________________________________________________________ Advanced Information Service Inc. Ticker Security ID: Meeting Date Meeting Status ADVANC CINS Y0014U183 03/29/2016 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Meeting Minutes Mgmt For For For 5 Results of Operations Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect Vithit Mgmt For Against Against Leenutaphong 10 Elect Surasak Vajasit Mgmt For Against Against 11 Elect Jeann Low Ngiap Mgmt For Against Against Jong 12 Elect Stephen Miller Mgmt For For For 13 Directors' Fees Mgmt For Against Against 14 Issuance of Warrants Mgmt For For For to Employees of the Group 15 Issuance of Shares w/o Mgmt For For For Preemptive Rights 16 Issuance of Warrants Mgmt For For For to Somchai Lertsutiwong 17 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Airports of Thailand Ticker Security ID: Meeting Date Meeting Status AOT CINS Y0028Q111 01/22/2016 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Matters to be Informed Mgmt For For For 2 Results of Operations Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Johm Rungswang Mgmt For Against Against 6 Elect Kampanat Ruddit Mgmt For Against Against 7 Elect Voradej Mgmt For Against Against Harnprasert 8 Elect Wara Tongprasin Mgmt For For For 9 Elect Rawewan Mgmt For Against Against Netrakavesna 10 Directors' Fees Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Transaction of Other Mgmt For Against Against Business 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Akbank T.A.S Ticker Security ID: Meeting Date Meeting Status AKBNK CINS M0300L106 03/28/2016 Voted Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening; Election of Mgmt For For For Presiding Chairman 5 Presentation of Mgmt For For For Directors' Report 6 Presentation of Mgmt For For For Auditor's Report 7 Financial Statements Mgmt For Against Against 8 Ratification of Board Mgmt For Against Against Acts 9 Allocation of Mgmt For For For Profits/Dividends 10 Election of Directors Mgmt For Against Against 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Carry out Mgmt For Against Against Competing Activities or Related Party Transactions 14 Limit on Charitable Mgmt For For For Donations 15 Presentation of Report Mgmt For For For on Charitable Donations ________________________________________________________________________________ AP (Thailand) Public Company Limited Ticker Security ID: Meeting Date Meeting Status AP CINS Y0209X117 04/28/2016 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Meeting Minutes Mgmt For For For 3 Results of Operations Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Naris Chaiyasoot Mgmt For Against Against 8 Elect Pornwut Sarasin Mgmt For For For 9 Elect phanporn Mgmt For Against Against Dabbaransi 10 Elect Kittiya Mgmt For Against Against Pongpujaneekul 11 Directors' Fees Mgmt For For For 12 Directors' Bonus Mgmt For For For 13 Transaction of Other Mgmt For Against Against Business 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Apollo Hospitals Enterprise Limited Ticker Security ID: Meeting Date Meeting Status APOLLOHOSP CINS Y0187F138 08/11/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Preetha Reddy Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Appointment of Preetha Mgmt For For For Reddy (Executive Vice Chairperson); Approval of Remuneration 7 Appointment of Suneeta Mgmt For For For Reddy (Managing Director); Approval of Remuneration 8 Appointment of Sangida Mgmt For For For Reddy (Joint Managing Director); Approval of Remuneration 9 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Asian Paints Limited Ticker Security ID: Meeting Date Meeting Status ASIANPAINT CINS Y03638114 07/03/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ashwin C. Choksi Mgmt For Against Against 5 Elect Ashwin S. Dani Mgmt For Against Against 6 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 7 Elect Abhay Vakil Mgmt For Against Against 8 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Asian Paints Limited Ticker Security ID: Meeting Date Meeting Status ASIANPAINT CINS Y03638114 09/26/2015 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adoption of New Mgmt For Against Against Articles ________________________________________________________________________________ Ayala Corporation Ticker Security ID: Meeting Date Meeting Status AC CINS Y0486V115 04/15/2016 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Proof of Notice, Mgmt For For For Determination of Quorum and Rules of Conduct and Procedures 3 Meeting Minutes Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Elect Jaime Augusto Mgmt For For For Zobel de Ayala 7 Elect Fernando Zobel Mgmt For Against Against de Ayala 8 Elect Yoshio Amano Mgmt For Against Against 9 Elect Ramon R. del Mgmt For For For Rosario Jr. 10 Elect Delfin L. Lazaro Mgmt For For For 11 Elect Xavier P. Loinaz Mgmt For For For 12 Elect Antonio Jose U. Mgmt For Against Against Periquet, Jr. 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Transaction of Other Mgmt For Against Against Business 15 ADJOURNMENT Mgmt For For For ________________________________________________________________________________ Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 3988 CINS Y0698A107 06/07/2016 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Annual Budget Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect TIAN Guoli Mgmt For For For 9 Elect WANG Yong Mgmt For Against Against 10 Elect LU Zhengfei Mgmt For For For 11 Elect LEUNG Cheuk Yan Mgmt For For For 12 Elect WANG Changyun Mgmt For For For 13 Elect LI Jun Mgmt For For For 14 Elect WANG Xueqiang Mgmt For For For 15 Elect LIU Wanming Mgmt For Against Against 16 Issuance of Bonds Mgmt For For For 17 Issuance of Qualified Mgmt For For For Write-down Tier-2 Capital Instruments ________________________________________________________________________________ Barclays Africa Group Limited Ticker Security ID: Meeting Date Meeting Status BGA CINS S0850R101 05/17/2016 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For (2016 - PricewaterhouseCoopers ) 3 Appointment of Auditor Mgmt For For For (2016 - Ernst & Young) 4 Appointment of Auditor Mgmt For For For (2017 - KPMG) 5 Appointment of Auditor Mgmt For For For (2017 - Ernst & Young) 6 Re-elect Yolanda Cuba Mgmt For Against Against 7 Re-elect Mohamed J. Mgmt For For For Husain 8 Re-elect Trevor Munday Mgmt For For For 9 Re-elect Mark Merson Mgmt For For For 10 Re-elect David Hodnett Mgmt For For For 11 Elect Paul S. Mgmt For For For O'Flaherty 12 Elect Audit and Mgmt For For For Compliance Committee Member (Beggs) 13 Elect Audit and Mgmt For For For Compliance Committee Member (Husain) 14 Elect Audit and Mgmt For For For Compliance Committee Member (Munday) 15 Elect Audit and Mgmt For For For Compliance Committee Member (Darko) 16 Elect Audit and Mgmt For For For Compliance Committee Member (O'Flaherty) 17 General Authority to Mgmt For For For Issue Shares 18 Approve Remuneration Mgmt For For For Policy 19 Approve NEDs' Fees Mgmt For For For 20 Authority to Mgmt For For For Repurchase Shares 21 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Beijing Enterprises Holdings Ticker Security ID: Meeting Date Meeting Status 0392 CINS Y07702122 01/15/2016 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Divestiture/Spin-off Mgmt For For For ________________________________________________________________________________ Beijing Enterprises Holdings Ticker Security ID: Meeting Date Meeting Status 0392 CINS Y07702122 06/16/2016 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect HOU Zibo Mgmt For For For 6 Elect LI Yongcheng Mgmt For For For 7 Elect TAM Chun Fai Mgmt For For For 8 Elect FU Tingmei Mgmt For Against Against 9 Elect YU Sun Say Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Beijing Enterprises Water Group Ltd. Ticker Security ID: Meeting Date Meeting Status 371 CINS G0957L109 05/23/2016 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect JIANG Xinhao Mgmt For For For 6 Elect ZHOU Min Mgmt For For For 7 Elect LI Li Mgmt For For For 8 Elect Quadrant SHEA Mgmt For Against Against Chun Lok 9 Elect GUO Rui Mgmt For For For 10 Elect HANG Shijun Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Mgmt For For For Repurchase Shares 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Catcher Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2474 CINS Y1148A101 05/19/2016 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 7 Elect SHU Lih-Chyun Mgmt For For For 8 Elect LEI Mon-Huan Mgmt For Against Against 9 Elect HUANG Wen-Chieh Mgmt For For For 10 Elect - Director No.1 Mgmt For Abstain Against 11 Elect - Director No.2 Mgmt For Abstain Against 12 Elect - Director No.3 Mgmt For Abstain Against 13 Elect - Director No.4 Mgmt For Abstain Against 14 Non-compete Mgmt For Against Against Restrictions for Directors ________________________________________________________________________________ CCR S.A. Ticker Security ID: Meeting Date Meeting Status CCRO3 CINS P1413U105 07/21/2015 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Directors Mgmt For Against Against ________________________________________________________________________________ Central Pattana Public Company Limited Ticker Security ID: Meeting Date Meeting Status CPN CINS Y1242U276 04/21/2016 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Minutes Mgmt For For For 4 Results of Operations Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Suthichart Mgmt For For For Chirathivat 8 Elect Sudhisak Mgmt For Against Against Chirathivat 9 Elect Kobchai Mgmt For Against Against Chirathivat 10 Elect Veravat Mgmt For For For Chutichetpong 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For For For Debenture 14 Authority to Issue Mgmt For For For Short-Term Debenture 15 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ China Everbright International Limited Ticker Security ID: Meeting Date Meeting Status 0257 CINS Y14226107 05/17/2016 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHEN Xiaoping Mgmt For For For 6 Elect Philip FAN Yan Mgmt For For For Hok 7 Elect Selwyn Mar Mgmt For Against Against 8 Elect Aubrey LI Kwok Mgmt For Against Against Sing 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Everbright Limited Ticker Security ID: Meeting Date Meeting Status 00165 CINS Y1421G106 05/18/2016 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect TANG Shuangning Mgmt For For For 6 Elect Richard TANG Chi Mgmt For For For Chun 7 Elect Timpson CHUNG Mgmt For Against Against Shui Ming 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Lesso Group Holdings Limited Ticker Security ID: Meeting Date Meeting Status 2128 CINS G2157Q102 05/13/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect WONG Luen Hei Mgmt For Against Against 6 Elect KONG Zhaocong Mgmt For For For 7 Elect LIN Shaoquan Mgmt For Against Against 8 Elect Eugene FUNG Pui Mgmt For Against Against Cheung 9 Elect Jonathan WONG Mgmt For For For Kwok Ho 10 Elect TAO Zhigang Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Mgmt For For For Repurchase Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Life Insurance Company Ltd. Ticker Security ID: Meeting Date Meeting Status 2628 CINS Y1477R204 05/30/2016 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Directors' and Mgmt For For For Supervisors' Fees 7 Elect Elsie LEUNG Oi Mgmt For For For Sie 8 Authority to Set Mgmt For For For Auditor's Fees for 2015 9 Appointment of Auditor Mgmt For For For for 2016 10 Charitable Donations Mgmt For For For 11 Amendments to Mgmt For For For Procedural Rules 12 Authority to Issue H Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ China Life Insurance Company Ltd. Ticker Security ID: Meeting Date Meeting Status 2628 CINS Y1477R204 12/29/2015 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect TANG Xin Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Entrusted Investment Mgmt For For For and Management Agreement 5 Capital Debt Financing Mgmt For For For 6 Overseas Issue of Mgmt For For For Senior Bonds 7 Change of Business Mgmt For For For Scope 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Medical System Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0867 CINS G21108124 04/22/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LAM Kong Mgmt For For For 6 Elect CHEN Hongbing Mgmt For For For 7 Elect WU Chi Keung Mgmt For Against Against 8 Elect HUANG Ming Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Mobile Ltd. Ticker Security ID: Meeting Date Meeting Status 0941 CINS Y14965100 05/26/2016 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect SHANG Bing Mgmt For For For 6 Elect LI Yue Mgmt For For For 7 Elect SHA Yuejia Mgmt For Against Against 8 Elect LIU Aili Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Overseas Land & Investment Ltd. Ticker Security ID: Meeting Date Meeting Status 0688 CINS Y15004107 05/06/2016 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect XIAO Xiao Mgmt For For For 6 Elect LUO Liang Mgmt For For For 7 Elect Brian David LI Mgmt For Against Against Man Bun 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Resources Land Limited Ticker Security ID: Meeting Date Meeting Status 1109 CINS G2108Y105 06/03/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect WU Xiangdong Mgmt For Against Against 6 Elect TANG Yong Mgmt For Against Against 7 Elect DU Wenmin Mgmt For Against Against 8 Elect Bosco HO Hin Ngai Mgmt For For For 9 Elect Peter WAN Kam To Mgmt For Against Against 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Issue Mgmt For Against Against Repurchased Shares 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China State Construction International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 3311 CINS G21677136 06/01/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect ZHOU Yong Mgmt For For For 6 Elect ZHOU Hancheng Mgmt For For For 7 Elect HUNG Cheung Shew Mgmt For For For 8 Elect Raymond LEUNG Mgmt For For For Hai Ming 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China State Construction International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 3311 CINS G21677136 06/17/2016 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger/Acquisition Mgmt For For For 4 Subscription Agreement Mgmt For Against Against 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ CJ CheilJedang Corp. Ticker Security ID: Meeting Date Meeting Status 097950 CINS Y16691126 03/18/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect SOHN Kyung Shik Mgmt For Against Against 4 Elect HEO Min Hoe Mgmt For Against Against 5 Elect LEE Ki Soo Mgmt For Against Against 6 Elect CHOI Jeong Pyo Mgmt For For For 7 Elect KIM Gab Soon Mgmt For Against Against 8 Election of Audit Mgmt For Against Against Committee Member: LEE Ki Soo 9 Election of Audit Mgmt For For For Committee Member: CHOI Jeong Pyo 10 Election of Audit Mgmt For Against Against Committee Member: KIM Gab Soon 11 Directors' Fees Mgmt For Against Against ________________________________________________________________________________ CorpBanca S.A. Ticker Security ID: Meeting Date Meeting Status CORPBANCA CINS ADPV02736 03/11/2016 Voted Meeting Type Country of Trade Ordinary Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Election of Directors Mgmt For Abstain Against 4 Directors' Fees Mgmt For For For 5 Related Party Mgmt For For For Transactions 6 Allocation of Mgmt For For For Profits/Dividends 7 Dividend Policy Mgmt For Abstain Against 8 Publication of Company Mgmt For For For Notices ________________________________________________________________________________ CorpBanca S.A. Ticker Security ID: Meeting Date Meeting Status CORPBANCA CINS ADPV32516 04/11/2016 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against 2 Directors' Fees Mgmt For Abstain Against ________________________________________________________________________________ Coway Company Limited Ticker Security ID: Meeting Date Meeting Status 021240 CINS Y1786S109 01/22/2016 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Spin-off Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Coway Company Limited Ticker Security ID: Meeting Date Meeting Status 021240 CINS Y1786S109 03/29/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Share Option Grant Mgmt For For For 3 Elect CHOI Yeon Seok Mgmt For For For 4 Elect LEE Joong Sik Mgmt For For For 5 Elect LEE Jun Ho Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Corporate Auditors' Mgmt For Against Against Fees ________________________________________________________________________________ Credito Real SAB de CV Ticker Security ID: Meeting Date Meeting Status CREAL CINS P32486105 02/26/2016 Voted Meeting Type Country of Trade Ordinary Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For Abstain Against Ratification of Board and CEO Acts 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Authority to Mgmt For Abstain Against Repurchase Shares; Report on Repurchase Program 4 Election of Directors; Mgmt For Abstain Against Election of Secretary and Committees Members; Fees 5 Amendment to the Mgmt For Abstain Against Employees' Compensation Plan 6 Election of Meeting Mgmt For For For Delegates 7 Closing of Meeting Mgmt For For For ________________________________________________________________________________ CT Environmental Group Limited Ticker Security ID: Meeting Date Meeting Status 1363 CINS G25885115 05/27/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect GU Yaokun Mgmt For For For 6 Elect TSUI Cham To Mgmt For Against Against 7 Elect LU Yili Mgmt For For For 8 Elect XU Shu Biao Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Cuckoo Electronics Company Limited Ticker Security ID: Meeting Date Meeting Status 192400 CINS Y1823J104 03/25/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Elect SEO Jae Young Mgmt For For For 3 Election of Audit Mgmt For For For Committee Member: SEO Jae Young 4 Directors' Fees Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ DMCI Holdings Inc Ticker Security ID: Meeting Date Meeting Status DMC CINS Y2088F100 07/29/2015 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 CALL TO ORDER Mgmt For For For 3 Attendance Report and Mgmt For For For Determination of Quorum 4 Approve Minutes Mgmt For For For 5 Management Report Mgmt For For For 6 Ratification of Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Elect Isidro A. Mgmt For For For Consunji 9 Elect Cesar A. Mgmt For For For Buenaventura 10 Elect Jorge A. Consunji Mgmt For Against Against 11 Elect Victor A. Mgmt For For For Consunji 12 Elect Herbert M. Mgmt For For For Consunji 13 Elect Edwina C. Laperal Mgmt For For For 14 Elect Luz Consuelo A. Mgmt For For For Consunji 15 Elect Honorio Reyes-Lao Mgmt For Against Against 16 Elect Antonio Jose U. Mgmt For Against Against Periquet, Jr. 17 Article III, Section 3 Mgmt For For For - Nomination of Directors 18 Article III, Section 8 Mgmt For For For - Notice of Board Meetings 19 Article III, Section 9 Mgmt For For For - Board Decisions 20 Article III, Section Mgmt For For For 11 - Director Resignation 21 Article IV, Section 1 Mgmt For For For - Independent Director 22 Article VI, Section 1 Mgmt For For For - Risk Oversight Committee 23 Article VI, Section 5 Mgmt For For For - Risk Oversight Committees' Composition and Duties 24 Transaction of Other Mgmt For Against Against Business 25 ADJOURNMENT Mgmt For For For ________________________________________________________________________________ Dongfeng Motor Group Company Limited Ticker Security ID: Meeting Date Meeting Status 0489 CINS Y21042109 06/17/2016 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Allocation of Interim Mgmt For For For Dividends 8 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 9 Directors' and Mgmt For For For Supervisors' Fees 10 Removal of ZHU Fushou Mgmt For For For as Director 11 Amendments to Mgmt For For For Procedural Rules 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For Against Against Debt Instruments ________________________________________________________________________________ Dr. Reddy's Laboratories Ticker Security ID: Meeting Date Meeting Status DRREDDY CINS Y21089159 04/01/2016 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Dr. Reddy's Laboratories Ticker Security ID: Meeting Date Meeting Status DRREDDY CINS Y21089159 07/31/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect G. V. Prasad Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Dr. Reddy's Laboratories Ticker Security ID: Meeting Date Meeting Status DRREDDY CINS Y21089159 09/17/2015 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adoption of New Mgmt For For For Articles ________________________________________________________________________________ Dynasty Ceramic Public Co., Ltd. Ticker Security ID: Meeting Date Meeting Status DCC CINS Y2185G159 04/25/2016 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Meeting Minutes Mgmt For For For 2 Results of Operations Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Authority to Reduce Mgmt For For For Share Capital 6 Elect Roongroj Mgmt For Against Against Saengsastra 7 Elect Surasak Mgmt For For For Kosiyajinda 8 Elect Suvit Mgmt For Against Against Smarnphanchai 9 Elect Cattleya Mgmt For For For Saengsastra 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Transaction of Other Mgmt For Against Against Business 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ E-Mart Company Limited Ticker Security ID: Meeting Date Meeting Status 139480 CINS Y228A3102 03/11/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect KIM Hye Sung Mgmt For Against Against 5 Elect HAN Chae Yang Mgmt For For For 6 Directors' Fees Mgmt For For For ________________________________________________________________________________ Esso Thailand Public Company Limited Ticker Security ID: Meeting Date Meeting Status ESSO CINS Y23188124 04/26/2016 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Meeting Minutes Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sompop Mgmt For For For Amatayakul 5 Elect Smit Tiemprasert Mgmt For For For 6 Elect Wattanee Mgmt For For For Phanachet 7 Elect Wattana Mgmt For For For Chantarasorn 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Transaction of Other Mgmt For Against Against Business 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Fibria Celulose SA Ticker Security ID: Meeting Date Meeting Status FIBR3 CINS P3997N101 04/27/2016 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Capital Expenditure Mgmt For For For Budget 5 Allocation of Mgmt For For For Profits/Dividends 6 Establishment of Mgmt For For For Supervisory Council 7 Supervisory Council Mgmt For For For Size 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Election of Mgmt For Against Against Supervisory Council 11 Elect Antonio Sergio Mgmt For N/A N/A Riede to the Supervisory Council as Representative of Minority Shareholders 12 Remuneration Policy Mgmt For Against Against 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Finolex Cables Limited Ticker Security ID: Meeting Date Meeting Status FINCABLES CINS Y24953146 08/10/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Mahesh Mgmt For Against Against Viswanathan 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Namita Vikas Mgmt For Against Against Thapar 7 Authority to Set Cost Mgmt For For For Auditor's Remuneration 8 Authority to Issue Mgmt For For For Non-Convertible Debentures 9 Related Party Mgmt For For For Transactions with Corning Finolex Optical Fibre Private Limited ________________________________________________________________________________ FirstRand Limited Ticker Security ID: Meeting Date Meeting Status FSR CINS S5202Z131 12/01/2015 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Jan J. Durand Mgmt For For For 2 Re-elect Patrick M. Mgmt For Against Against Goss 3 Re-elect Paul K. Harris Mgmt For For For 4 Re-elect Roger W. Mgmt For For For Jardine 5 Re-elect Ethel G. Mgmt For For For Matenge-Sebesho 6 Re-elect Amanda T. Mgmt For For For Nzimande 7 Re-elect Vivian W. Mgmt For Against Against Bartlett 8 Elect Alan P. Pullinger Mgmt For For For 9 Elect Paballo J. Mgmt For For For Makosholo 10 Appointment of Mgmt For For For Deloitte & Touche 11 Appointment of Mgmt For For For PricewaterhouseCoopers Inc. 12 Approve Remuneration Mgmt For Against Against Policy 13 General Authority to Mgmt For For For Issue Shares 14 Authority to Issue Mgmt For For For Shares for Cash 15 Authorisation of Legal Mgmt For For For Formalities 16 Authority to Mgmt For For For Repurchase Shares 17 Approve Financial Mgmt For For For Assistance (Prescribed Officers) 18 Approve Financial Mgmt For For For Assistance (Related and Inter-related companies) 19 Approve NEDs' Fees Mgmt For For For 20 Adopt New Memorandum Mgmt For Against Against ________________________________________________________________________________ Folli Follie Group S.A. Ticker Security ID: Meeting Date Meeting Status FFGRP CINS X1890Z115 06/24/2016 Voted Meeting Type Country of Trade Ordinary Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Losses Mgmt For For For 3 Ratification of Mgmt For For For Directors' and Auditor's Acts 4 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 5 Directors' Fees Mgmt For Abstain Against 6 Related Party Mgmt For Abstain Against Transactions 7 Election of Directors; Mgmt For Abstain Against Election of Audit Committee Members 8 Transaction of Other Mgmt For Against Against Business 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ford Otomotiv Sanayi (Otosan) Ticker Security ID: Meeting Date Meeting Status OTOSN CINS M7608S105 10/14/2015 Voted Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening; Election of Mgmt For For For Presiding Chairman 5 Dividend from Reserves Mgmt For For For 6 Wishes Mgmt For For For ________________________________________________________________________________ Grupo Financiero Banorte, S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status GFNORTE CINS P49501201 11/19/2015 Voted Meeting Type Country of Trade Ordinary Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Dividend Policy Mgmt For For For 2 Interim Dividend Mgmt For For For 3 Report on Tax Mgmt For For For Compliance 4 Election of Meeting Mgmt For For For Delegates 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Grupo Financiero Banorte, S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status GFNORTE CINS P49501201 11/19/2015 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Amendments to Shared Mgmt For For For Responsibility Agreement 3 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Hanssem Company Ticker Security ID: Meeting Date Meeting Status 009240 CINS Y30642105 03/18/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Corporate Mgmt For For For Auditor 4 Directors' Fees Mgmt For Against Against 5 Corporate Auditor's Mgmt For Against Against Fees ________________________________________________________________________________ HDFC Bank Limited Ticker Security ID: Meeting Date Meeting Status HDFCBANK CINS Y3119P174 07/21/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Paresh D. Mgmt For For For Sukthankar 4 Elect Kaizad Bharucha Mgmt For For For 5 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 6 Elect Malay Patel Mgmt For For For 7 Amendment to Borrowing Mgmt For For For Powers 8 Related Party Mgmt For For For Transactions with HDFC Limited 9 Re-appointment of Mgmt For For For Aditya Puri (Managing Director); Approve Remuneration 10 Revised Remuneration Mgmt For For For of Kaizad Bharucha (Executive Director) 11 Related Party Mgmt For For For Transactions with HDB Financial Services Limited 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hero MotoCorp Limited Ticker Security ID: Meeting Date Meeting Status HEROMOTOCO CINS Y3194B108 08/31/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Suman Kant Munjal Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Shobana Kamineni Mgmt For For For 6 Amendments to Mgmt For For For Memorandum of Association 7 Adoption of New Mgmt For Against Against Articles 8 Directors' Commission Mgmt For For For ________________________________________________________________________________ Huaneng Renewables Corporation Limited Ticker Security ID: Meeting Date Meeting Status 0958 CINS Y3739S103 06/23/2016 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For 8 Elect CAO Peixi as Mgmt For Against Against Director 9 Elect ZHANG Tingke as Mgmt For For For Director 10 Elect WANG Kui as Mgmt For Against Against Director 11 Elect LIN Gang as Mgmt For Against Against Director 12 Elect XIAO Jun as Mgmt For For For Director 13 Elect YANG Qing as Mgmt For For For Director 14 Elect HE Yan as Mgmt For For For Director 15 Elect QIN Haiyan as Mgmt For For For Director 16 Elect DAI Huizhu as Mgmt For For For Director 17 Elect ZHOU Shaopeng as Mgmt For Against Against Director 18 Elect WAN Kam To as Mgmt For Against Against Director 19 Elect HUANG Jian as Mgmt For Against Against Supervisor 20 Elect WANG Huanliang Mgmt For For For as Supervisor 21 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 22 Authority to Issue Mgmt For Against Against Debt Financing Instruments 23 Authority to Issue H Mgmt For Against Against Shares Convertible Bonds 24 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Hyundai Development Co. - Engineering and Construction Ticker Security ID: Meeting Date Meeting Status 012630 CINS Y38397108 03/25/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For - Type of Shares 3 Amendments to Articles Mgmt For For For - Non-voting Dividend Preferred Shares 4 Amendments to Articles Mgmt For For For - Non-voting Dividend Preferred Convertible Shares 5 Amendments to Articles Mgmt For For For - Non-voting Dividend Preferred Redeemable Shares 6 Elect KIM Jae Sik Mgmt For Against Against 7 Elect YOOK Guen Yang Mgmt For For For 8 Elect PARK Soon Sung Mgmt For For For 9 Elect JEONG Hyeong Min Mgmt For For For 10 Election of Audit Mgmt For For For Committee Member: PARK Soon Sung 11 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Engineering & Construction Ticker Security ID: Meeting Date Meeting Status 000720 CINS Y38382100 03/11/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Audit Mgmt For For For Committee Members (Slate) 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Green Food Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 005440 CINS Y3830W102 03/25/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Audit Mgmt For Against Against Committee Member: PARK Seung Jun 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Marine and Fire Insurance Co. Ticker Security ID: Meeting Date Meeting Status 001450 CINS Y3842K104 03/25/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect CHUNG Mong Yoon Mgmt For For For 4 Elect LEE Cheol Young Mgmt For For For 5 Elect PARK Chan Jong Mgmt For Against Against 6 Elect SEONG In Seok Mgmt For Against Against 7 Elect SONG Yoo Jin Mgmt For For For 8 Elect KIM Hee Dong Mgmt For For For 9 Elect JIN Young Ho Mgmt For For For 10 Election of Mgmt For For For Independent Audit Committee Member: KIM Hee Dong 11 Election of Mgmt For Against Against Non-Independent Audit Committee Member: SEONG In Seok 12 Directors' Fees Mgmt For For For ________________________________________________________________________________ Industrial & Commercial Bank Of China Ticker Security ID: Meeting Date Meeting Status 1398 CINS Y3990B112 06/24/2016 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Elect YI Huiman as Mgmt For Against Against Director 5 Elect SHEN Si Mgmt For For For 6 Elect ZHANG Wei as Mgmt For For For Supervisor 7 Elect SHEN Bingxi Mgmt For For For 8 Accounts and Reports Mgmt For For For 9 Allocation of Mgmt For For For Profits/Dividends 10 2016 Fixed Asset Mgmt For For For Investment Plan 11 Authority to Issue Mgmt For For For Tier II Capital Instruments 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Intouch Holdings Public Company Limited Ticker Security ID: Meeting Date Meeting Status INTUCH CINS Y4192A100 03/31/2016 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 MATTERS TO BE INFORMED Mgmt For For For 4 Meeting Minutes Mgmt For For For 5 Results of Operations Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 2015 Dividends Mgmt For For For 8 2016 Interim Dividend Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Elect Somchai Mgmt For For For Supphatada 11 Elect KWEK Buck Chye Mgmt For For For 12 Elect Sopawadee Mgmt For For For Lertmanaschai 13 Elect Philip TAN Chen Mgmt For For For Chong 14 Directors' Fees Mgmt For For For 15 Warrants Program Mgmt For For For 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Grants of Warrants to Mgmt For For For Philip Chen Chong TAN 18 Grants of Warrants to Mgmt For For For Anek Pana-apichon 19 Grants of Warrants to Mgmt For For For Wichai Kittiwittayakul 20 Grants of Warrants to Mgmt For For For Kim Siritaweechai 21 Grants of Warrants to Mgmt For For For Pattarasak Uttamayodhin 22 Grants of Warrants to Mgmt For For For Anan Chatngoenngam 23 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ ITC Ltd Ticker Security ID: Meeting Date Meeting Status ITC CINS Y4211T171 07/31/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Kurush N. Grant Mgmt For For For 5 Elect Krishnamoorthy Mgmt For Against Against Vaidyanath 6 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 7 Authority to Set Cost Mgmt For For For Auditor's Remuneration ________________________________________________________________________________ Kangwon Land, Inc. Ticker Security ID: Meeting Date Meeting Status 035250 CINS Y4581L105 03/30/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Mgmt For For For Allocation of Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect CHOI Gwang Guk Mgmt For For For 5 Elect OH Won Jong Mgmt For For For 6 Elect YOON Seong Bo Mgmt For For For 7 Elect HAN Seung Ho Mgmt For For For 8 Elect KIM Sang Il Mgmt For For For 9 Directors' Fees Mgmt For For For ________________________________________________________________________________ KB Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 105560 CINS Y46007103 03/25/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For For For Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect CHOI Young Hwi Mgmt For For For 4 Elect CHOI Woon Youl Mgmt For For For 5 Elect YOO Suk Ryul Mgmt For For For 6 Elect LEE Byung Nam Mgmt For Against Against 7 Elect PARK Jae Ha Mgmt For For For 8 Elect Eunice Kyonghee Mgmt For For For Kim 9 Elect HAN Jong Soo Mgmt For For For 10 Election of Audit Mgmt For For For Committee Member: CHOI Young Hwi 11 Election of Audit Mgmt For For For Committee Member: CHOI Woon Youl 12 Election of Audit Mgmt For For For Committee Member: Eunice Kyonghee KIM 13 Election of Audit Mgmt For For For Committee Member: HAN Jong Soo 14 Directors' Fees Mgmt For For For ________________________________________________________________________________ KEPCO Plant Service and Engineering Co., Ltd Ticker Security ID: Meeting Date Meeting Status 051600 CINS Y4481N102 03/28/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Mgmt For For For Allocation of Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Corporate Auditors' Mgmt For For For Fees ________________________________________________________________________________ KEPCO Plant Service and Engineering Co., Ltd Ticker Security ID: Meeting Date Meeting Status 051600 CINS Y4481N102 10/29/2015 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect HYUN Sang Kwon Mgmt For For For ________________________________________________________________________________ Korea Electric Power Corp. Ticker Security ID: Meeting Date Meeting Status 015760 CINS Y48406105 02/22/2016 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect CHO Hwan Ik as Mgmt For Against Against CEO 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Korea Electric Power Corp. Ticker Security ID: Meeting Date Meeting Status 015760 CINS Y48406105 03/22/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Directors' Fees Mgmt For For For ________________________________________________________________________________ Korea Gas Corporation Ticker Security ID: Meeting Date Meeting Status 036460 CINS Y48861101 12/17/2015 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect SON Yang Hun Mgmt For Against Against 3 Elect LEE Gang Ho Mgmt For N/A N/A 4 Election of Audit Mgmt For For For Committee Member: CHOI Gwang Sik 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Korean Reinsurance Company Ticker Security ID: Meeting Date Meeting Status 003690 CINS Y49391108 03/18/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Election of Audit Mgmt For Against Against Committee Member: HAN Taek Soo 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Kossan Rubber Industries Berhad Ticker Security ID: Meeting Date Meeting Status KOSSAN CINS Y4964F105 05/19/2016 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Elect TAN Kong Chang Mgmt For For For 4 Elect LIM Siau Tian Mgmt For Against Against 5 Elect LIM Siau Hing Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 8 Related Party Mgmt For For For Transactions 9 Authority to Mgmt For For For Repurchase Shares 10 Retain Haji Mokhtar Mgmt For For For Bin Haji Samad as Independent Director 11 Retain Tong Siew Choo Mgmt For For For as Independent Director ________________________________________________________________________________ Lee and Man Paper Manufacturing Limited Ticker Security ID: Meeting Date Meeting Status 2314 CINS G5427W130 05/09/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Raymond LEE Man Mgmt For Against Against Chun 6 Elect Ross LI King Wai Mgmt For For For 7 Elect POON Chung Kwong Mgmt For For For 8 Elect Tony WONG Kai Mgmt For For For Tung 9 Elect Peter A. Davies Mgmt For For For 10 Elect David CHAU Shing Mgmt For Against Against Yim 11 Directors' Fees for Mgmt For For For 2015 12 Directors' Fees for Mgmt For For For 2016 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ LG Household and Health Care Ltd. Ticker Security ID: Meeting Date Meeting Status 051900 CINS Y5275R100 03/18/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For For For Allocation of Profits/Dividends 2 Elect CHA Suk Yong Mgmt For For For 3 Elect HAN Sang Lin Mgmt For For For 4 Elect HUH Sung Mgmt For For For 5 Elect KIM Ju Hyung Mgmt For Against Against 6 Elect HWANG Yi Seok Mgmt For For For 7 Election of Board Mgmt For For For Committee Member: HWANG Yi Seok 8 Election of Board Mgmt For For For Committee Member: HAN Sang Lin 9 Directors' Fees Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ LIC Housing Finance Limited Ticker Security ID: Meeting Date Meeting Status LICHSGFIN CINS Y5278Z133 03/03/2016 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adoption of New Mgmt For Against Against Articles ________________________________________________________________________________ LIC Housing Finance Limited Ticker Security ID: Meeting Date Meeting Status LICHSGFIN CINS Y5278Z133 08/19/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Standalone Financial Mgmt For For For Statements 3 Consolidated Financial Mgmt For For For Statements 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect S.B. Mainak Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Related Party Mgmt For For For Transactions 8 Authority to Issue Mgmt For Against Against Non-Convertible Debentures 9 Elect Dharmendra Mgmt For For For Bhandari 10 Elect Debabrata Sarkar Mgmt For For For 11 Elect V.K. Kukreja Mgmt For For For ________________________________________________________________________________ Life Healthcare Group Holdings Limited Ticker Security ID: Meeting Date Meeting Status LHC CINS S4682C100 01/27/2016 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Peter Ngatane Mgmt For For For 2 Re-elect Louisa Mojela Mgmt For For For 3 Re-elect Peter J. Mgmt For For For Golesworthy 4 Re-elect Pieter van Mgmt For For For der Westhuizen 5 Elect Mpho E. Nkeli Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Audit Committee Mgmt For For For Member (Peter J. Golesworthy) 8 Elect Audit Committee Mgmt For For For Member (Louisa Mojela) 9 Elect Audit Committee Mgmt For For For Member (Royden T. Vice) 10 Elect Audit Committee Mgmt For For For Member (Garth C. Solomon) 11 Approve Remuneration Mgmt For For For Policy 12 General Authority to Mgmt For For For Issue Shares 13 Authority to Issue Mgmt For For For Shares for Cash 14 Authority to Mgmt For For For Repurchase Shares 15 Approve Financial Mgmt For For For Assistance 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Malayan Banking Berhad Ticker Security ID: Meeting Date Meeting Status MAYBANK CINS Y54671105 04/07/2016 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Zaharuddin Mohd Mgmt For For For Nor 4 Elect Ismail Shahudin Mgmt For For For 5 Elect TAN Tat Wai Mgmt For For For 6 Elect Edwin Gerungan Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Authority to Issue Mgmt For For For Shares under Dividend Reinvestment Plan ________________________________________________________________________________ Maruti Suzuki India Limited Ticker Security ID: Meeting Date Meeting Status MARUTI CINS Y7565Y100 09/04/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Toshiaki Hasuike Mgmt For For For 4 Elect Kinji Saito Mgmt For For For 5 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 6 Elect Toshihiro Suzuki Mgmt For Against Against 7 Elect Shigetoshi Torii Mgmt For For For 8 Appoint of Kazuhiko Mgmt For For For Ayabe (Whole-time Director); Approval of Remuneration 9 Authority to Set Cost Mgmt For For For Auditor's Remuneration 10 Amendment to Foreign Mgmt For For For Investor Restrictions ________________________________________________________________________________ Maruti Suzuki India Limited Ticker Security ID: Meeting Date Meeting Status MARUTI CINS Y7565Y100 12/15/2015 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Mgmt For For For Transactions with Suzuki Motor Gujarat Private Limited ________________________________________________________________________________ Mondi plc Ticker Security ID: Meeting Date Meeting Status MNDI CINS S5274K111 05/12/2016 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Dominique Mgmt For For For Reiniche 3 Elect Stephen C. Harris Mgmt For For For 4 Elect David Hathorn Mgmt For For For 5 Elect Andrew King Mgmt For For For 6 Elect John E. Nicholas Mgmt For For For 7 Elect Peter Oswald Mgmt For For For 8 Elect Fred Phaswana Mgmt For For For 9 Elect Anne Quinn Mgmt For For For 10 Elect David Williams Mgmt For For For 11 Elect Audit Committee Mgmt For For For Member (Stephen Harris) 12 Elect Audit Committee Mgmt For For For Member (John Nicholas) 13 Elect Audit Committee Mgmt For For For Member (Anne Quinn) 14 Accounts and Reports Mgmt For For For (Mondi Ltd) 15 Remuneration Policy Mgmt For For For (Mondi Ltd) 16 Approve NEDs' Fees Mgmt For For For (Mondi Ltd) 17 Allocation of Mgmt For For For Profits/Dividends (Mondi Ltd) 18 Appointment of Auditor Mgmt For For For (Mondi Ltd) 19 Authority to Set Mgmt For For For Auditor's Fees (Mondi Ltd) 20 Approve Financial Mgmt For For For Assistance (Mondi Ltd) 21 General Authority to Mgmt For For For Issue Shares (Mondi Ltd) 22 General Authority to Mgmt For For For Issue Special Converting Shares (Mondi Ltd) 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Mondi Ltd) 24 Authority to Mgmt For For For Repurchase Shares (Mondi Ltd) 25 Long-Term Incentive Mgmt For For For Plan (Mondi Ltd) 26 Bonus Share Plan Mgmt For For For (Mondi Ltd) 27 Accounts and Reports Mgmt For For For (Mondi plc) 28 Remuneration Report Mgmt For For For (Mondi plc) 29 Allocation of Mgmt For For For Profits/Dividends (Mondi plc) 30 Appointment of Auditor Mgmt For For For (Mondi plc) 31 Authority to Set Mgmt For For For Auditor's Fees (Mondi plc) 32 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (Mondi plc) 33 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Mondi plc) 34 Authority to Mgmt For For For Repurchase Shares (Mondi plc) 35 Long-Term Incentive Mgmt For For For Plan (Mondi plc) 36 Bonus Share Plan Mgmt For For For (Mondi plc) ________________________________________________________________________________ Mr. Price Group Limited Ticker Security ID: Meeting Date Meeting Status MPC CINS S5256M101 09/01/2015 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Bobby Johnston Mgmt For For For 3 Re-elect Maud Motanyane Mgmt For For For 4 Re-elect Daisy Naidoo Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Elect Audit and Mgmt For For For Compliance Committee Member (Bobby Johnston) 7 Elect Audit and Mgmt For For For Compliance Committee Member (Daisy Naidoo) 8 Elect Audit and Mgmt For For For Compliance Committee Member (Myles J.D. Ruck) 9 Elect Audit and Mgmt For For For Compliance Committee Member (John Swain) 10 Approve Remuneration Mgmt For For For Policy 11 Report of the Social, Mgmt For For For Ethics, Transformation and Sustainability Committee 12 Authorisation of Legal Mgmt For For For Formalities 13 General Authority to Mgmt For For For Issue Shares 14 Approve NEDs' Fees Mgmt For For For (Independent Non-Executive Chairman) 15 Approve NEDs' Fees Mgmt For For For (Honorary Chairman) 16 Approve NEDs' Fees Mgmt For For For (Lead Director) 17 Approve NEDs' Fees Mgmt For For For (Director) 18 Approve NEDs' Fees Mgmt For For For (Incoming Audit and Compliance Committee Chairman) 19 Approve NEDs' Fees Mgmt For For For (Outgoing Audit and Compliance Committee Chairman) 20 Approve NEDs' Fees Mgmt For For For (Audit and Compliance Committee Member) 21 Approve NEDs' Fees Mgmt For For For (Remuneration and Nominations Committee Chairman) 22 Approve NEDs' Fees Mgmt For For For (Remuneration and Nominations Committee Member) 23 Approve NEDs' Fees Mgmt For For For (Social, Ethics, Transformation and Sustainability Committee Chairman) 24 Approve NEDs' Fees Mgmt For For For (Social, Ethics, Transformation and Sustainability Committee Member) 25 Authority to Mgmt For For For Repurchase Shares 26 Approve Financial Mgmt For For For Assistance 27 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Naspers Limited Ticker Security ID: Meeting Date Meeting Status NPN CINS S53435103 08/28/2015 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Approve Allocation of Mgmt For For For Dividends 3 Appointment of Auditor Mgmt For For For 4 Elect Steve J.Z. Pacak Mgmt For For For 5 Elect Mark R. Sorour Mgmt For For For 6 Elect Jacobus (Koos) Mgmt For For For P. Bekker 7 Re-elect Craig Mgmt For For For Enenstein 8 Re-elect Don Eriksson Mgmt For For For 9 Re-elect Fred Phaswana Mgmt For For For 10 Re-elect Ben J. van Mgmt For Against Against der Ross 11 Election of Audit Mgmt For For For Committee Member (Don Eriksson) 12 Election of Audit Mgmt For Against Against Committee Member (Ben van der Ross) 13 Election of Audit Mgmt For For For Committee Member (Rachel Jafta) 14 Approve Remuneration Mgmt For Against Against Policy 15 General Authority to Mgmt For Against Against Issue Shares 16 Authority to Issue Mgmt For For For Shares for Cash 17 Approve Restricted Mgmt For For For Stock Plan Trust Deed 18 Amendments to the Mgmt For Against Against Company's Share Incentive Trust Deeds and Schemes 19 Authorisation of Legal Mgmt For For For Formalities 20 Approve NEDs' Fees Mgmt For For For (Board - chair) 21 Approve NEDs' Fees Mgmt For For For (Board - member) 22 Approve NEDs' Fees Mgmt For For For (Audit Committee - Chair) 23 Approve NEDs' Fees Mgmt For For For (Audit Committee - Member) 24 Approve NEDs' Fees Mgmt For For For (Risk Committee - Chair) 25 Approve NEDs' Fees Mgmt For For For (Risk Committee - Member) 26 Approve NEDs' Fees Mgmt For For For (Human Resources & Remuneration Committee - Chair) 27 Approve NEDs' Fees Mgmt For For For (Human Resources & Remuneration Committee - Member) 28 Approve NEDs' Fees Mgmt For For For (Nomination Committee - Chair) 29 Approve NEDs' Fees Mgmt For For For (Nomination Committee - Member) 30 Approve NEDs' Fees Mgmt For For For (Social & Ethics Committee - Chair) 31 Approve NEDs' Fees Mgmt For For For (Social & Ethics Committee - Member) 32 Approve NEDs' Fees Mgmt For For For (Trustees of Group Share Schemes/Other Personnel Funds) 33 Approve NEDs' Fees Mgmt For For For (Media24 Pension Fund - Chair) 34 Approve NEDs' Fees Mgmt For For For (Media24 Pension Fund - Trustee) 35 Approve NEDs' Fees Mgmt For For For (2017) 36 Approve Financial Mgmt For For For Assistance (Section 44) 37 Approve Financial Mgmt For For For Assistance (Section 45) 38 Authority to Mgmt For For For Repurchase N Ordinary Shares 39 Authority to Mgmt For Against Against Repurchase A Ordinary Shares ________________________________________________________________________________ NAVER Corporation Ticker Security ID: Meeting Date Meeting Status 035420 CINS Y62579100 03/18/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Elect KIM Soo Wook Mgmt For For For 3 Elect JUNG Eui Jong Mgmt For For For 4 Elect HONG Jun Pyo Mgmt For Against Against 5 Election of Audit Mgmt For For For Committee Member: KIM Soo Wook 6 Election of Audit Mgmt For For For Committee Member: JUNG Eui Jong 7 Election of Audit Mgmt For Against Against Committee Member: HONG Jun Pyo 8 Directors' Fees Mgmt For Against Against ________________________________________________________________________________ Netcare Limited Ticker Security ID: Meeting Date Meeting Status NTC CINS S5507D108 02/05/2016 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Mark Bower Mgmt For For For 3 Elect Bukelwa Bulo Mgmt For For For 4 Re-elect Meyer Kahn Mgmt For For For 5 Re-elect Martin Kuscus Mgmt For For For 6 Re-elect Kgomotso Mgmt For For For Moroka 7 Elect Audit Committee Mgmt For For For Member (Thevendrie Brewer) 8 Elect Audit Committee Mgmt For For For Member (Mark Bower) 9 Elect Audit Committee Mgmt For For For Member (Azar Jammine) 10 Elect Audit Committee Mgmt For Against Against Member (Norman Weltman) 11 Authority to Issue Mgmt For For For Shares for Cash 12 Approve Remuneration Mgmt For For For Policy 13 Authorisation of Legal Mgmt For For For Formalities 14 Authority to Mgmt For For For Repurchase Shares 15 Approve NEDs' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ NewOcean Energy Holdings Limited Ticker Security ID: Meeting Date Meeting Status 342 CINS G6469T100 05/27/2016 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Raymond CHIU Mgmt For Against Against Sing Chung 6 Elect WANG Jian Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Elect XU Mingshe Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Pegatron Corp. Ticker Security ID: Meeting Date Meeting Status 4938 CINS Y6784J100 04/20/2016 Voted Meeting Type Country of Trade Special Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Pegatron Corp. Ticker Security ID: Meeting Date Meeting Status 4938 CINS Y6784J100 06/21/2016 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Employee Restricted Mgmt For For For Shares Plan 5 Elect T.H. Tung Mgmt For Against Against 6 Elect Jason Cheng Mgmt For For For 7 Elect C.I. Chia Mgmt For For For 8 Elect C.V. Chen Mgmt For Against Against 9 Elect TING Shou-Chung Mgmt For For For 10 Elect YANG Tze-Kaing Mgmt For For For 11 Elect SCHIVE Chi Mgmt For For For 12 Elect LIAO Syh-Jang Mgmt For For For 13 Elect C.B. Chang Mgmt For For For 14 Elect HUANG Chun-Bao Mgmt For For For 15 Elect C.S. Yen Mgmt For For For 16 Non-compete Mgmt For Against Against Restrictions for Directors ________________________________________________________________________________ Ping An Insurance (Group) Company of China, Ltd. Ticker Security ID: Meeting Date Meeting Status 2318 CINS Y69790106 06/15/2016 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Annual Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect HUANG Baokui as Mgmt For For For Supervisor 9 Authority to Issue H Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Ping An Insurance (Group) Company of China, Ltd. Ticker Security ID: Meeting Date Meeting Status 2318 CINS Y69790106 12/17/2015 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect LIU Chong Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Elect XIONG Peijin Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PTT Public Company Ticker Security ID: Meeting Date Meeting Status PTT CINS Y6883U113 04/11/2016 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Piyasvasti Mgmt For For For Amranand 5 Elect Somchai Mgmt For Against Against Sujjapongse 6 Elect Chatchalerm Mgmt For Against Against Chalermsukh 7 Elect Don Wasantapruek Mgmt For For For 8 Elect Prasert Bunsumpun Mgmt For Against Against 9 Directors' Fees Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Samsung Electronics Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 005930 CINS Y74718100 03/11/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Elect LEE In Ho Mgmt For Against Against 3 Elect SONG Kwang Soo Mgmt For Against Against 4 Elect PARK Jae Wan Mgmt For For For 5 Elect YOON Boo Keun Mgmt For For For 6 Elect SHIN Jong Kyun Mgmt For For For 7 Elect LEE Sang Hoon Mgmt For For For 8 Election of Audit Mgmt For Against Against Committee Member: LEE In Ho 9 Election of Audit Mgmt For Against Against Committee Member: SONG Kwang Soo 10 Directors' Fees Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Samsung Fire and Marine Insurance Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000810 CINS Y7473H108 03/11/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Executive Mgmt For Against Against Director: OH Su Sang 5 Elect MOON Hyo Nam Mgmt For For For 6 Elect SON Byeng Jo Mgmt For Against Against 7 Elect YOON Young Cheol Mgmt For For For 8 Elect CHO Dong Geun Mgmt For For For 9 Election of Executive Mgmt For Against Against Member: OH Su Sang 10 Elect SON Byeng Jo Mgmt For Against Against 11 Elect YOON Young Cheol Mgmt For For For 12 Directors' Fees Mgmt For For For ________________________________________________________________________________ SFA Engineering Corp. Ticker Security ID: Meeting Date Meeting Status 056190 CINS Y7676C104 03/30/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Elect KIM Young Min Mgmt For For For 3 Elect LEE Myung Jae Mgmt For For For 4 Elect JUN Young Bae Mgmt For For For 5 Elect PARK Jae Soon Mgmt For For For 6 Elect GO Bong Chan Mgmt For Against Against 7 Elect LEE Kyu Young Mgmt For For For 8 Elect NOH Chul Rae Mgmt For Against Against 9 Election of Audit Mgmt For Against Against Committee Member: GO Bong Chan 10 Election of Audit Mgmt For For For Committee Member: LEE Kyu Young 11 Election of Audit Mgmt For Against Against Committee Member: NOH Chul Rae 12 Directors' Fees Mgmt For For For ________________________________________________________________________________ Siam Cement Public Company Limited Ticker Security ID: Meeting Date Meeting Status SCC CINS Y7866P147 03/30/2016 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Meeting Minutes Mgmt For For For 2 Annual Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Chirayu Mgmt For For For Isarangkun Na Ayuthaya 6 Elect Tarrin Mgmt For For For Nimmanahaeminda 7 Elect Pramon Sutivong Mgmt For Against Against 8 Elect Tarisa Watanagase Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Directors' Fees Mgmt For Against Against 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SK Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 034730 CINS Y8066F103 03/18/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Elect CHEY Tae Won Mgmt For Against Against 3 Elect LEE Yong Hui Mgmt For Against Against 4 Election of Audit Mgmt For Against Against Committee Member: LEE Yong Hui 5 Directors' Fees Mgmt For Against Against 6 Amendments to Mgmt For For For Executive Officer Retirement Allowance Policy ________________________________________________________________________________ SK Telecom Co., Ltd Ticker Security ID: Meeting Date Meeting Status 017670 CINS Y4935N104 03/18/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect CHO Dae Sik Mgmt For For For 4 Elect OH Dae Shik Mgmt For Against Against 5 Election of Audit Mgmt For Against Against Committee Member: OH Dae Shik 6 Directors' Fees Mgmt For Against Against 7 Amendments to Mgmt For For For Executive Officer Retirement Allowance Policy ________________________________________________________________________________ Syngene International Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y8T288113 06/30/2016 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect John McCallum Mgmt For For For Marshall Shaw 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Bala S. Manian Mgmt For For For 6 Elect Suresh Narasappa Mgmt For For For Talwar 7 Appointment of Kiran Mgmt For For For Mazumdar Shaw (Managing Director) 8 Ratification of Bonus Mgmt For For For to Peter Bains (former CEO) for Fiscal Year 2015-16 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Taiwan Semiconductor Manufacturing Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2330 CINS Y84629107 06/07/2016 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Tata Chemicals Limited Ticker Security ID: Meeting Date Meeting Status TATACHEM CINS Y85478116 08/11/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Cyrus P. Mistry Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ TAV Havalimanlari Holding A.S. Ticker Security ID: Meeting Date Meeting Status TAVHL CINS M8782T109 03/21/2016 Voted Meeting Type Country of Trade Ordinary Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening; Election of Mgmt For For For Presiding Chairman 5 Directors' Report Mgmt For For For 6 Auditor's Report Mgmt For For For 7 Accounts Mgmt For For For 8 Ratification of Board Mgmt For For For Acts 9 Allocation of Mgmt For For For Profits/Dividends 10 Directors' Fees Mgmt For For For 11 Ratification of Mgmt For For For Co-option of Patrick Raymond Marie Jeantet 12 Appointment of Auditor Mgmt For For For 13 Compensation Policy Mgmt For For For 14 Charitable Donations Mgmt For For For 15 Authority to Mgmt For For For Repurchase Shares 16 Presentation of Report Mgmt For For For on Related Party Transactions 17 Presentation of Report Mgmt For For For on Guarantees 18 Authority to Carry out Mgmt For Against Against Competing Activities or Related Party Transactions 19 Wishes Mgmt For For For 20 CLOSING Mgmt For For For ________________________________________________________________________________ Tech Mahindra Limited Ticker Security ID: Meeting Date Meeting Status TECHM CINS Y85491127 07/28/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Financial Statements Mgmt For For For and Reports 3 Consolidated Financial Mgmt For For For Statements and Reports 4 Allocation of Mgmt For For For Profits/Dividends 5 Resignation of Director Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Tencent Holdings Limited Ticker Security ID: Meeting Date Meeting Status 700 CINS G87572163 05/18/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Jacobus Petrus Mgmt For For For Bekker 6 Elect Ian C. Stone Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP 881624209 04/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yitzhak Peterburg Mgmt For For For 2 Elect Arie S. Mgmt For For For Belldegrun 3 Elect Amir Elstein Mgmt For For For 4 Amendment of Mgmt For Against Against Compensation Policy 5 Declaration of Mgmt N/A Against N/A Material Interest 6 Salary Increase of CEO Mgmt For For For 7 Amendment of CEO's Mgmt For For For Bonus Scheme 8 Amendment of CEO's Mgmt For For For Annual Equity Grants 9 Amendment of 2015 Mgmt For For For Long-Term Equity-Based Incentive Plan 10 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Turk Hava Yollari A.S Ticker Security ID: Meeting Date Meeting Status THYAO CINS M8926R100 04/04/2016 Voted Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening; Election of Mgmt For For For Presiding Chairman 5 Directors' Report Mgmt For For For 6 Presentation of Mgmt For For For Auditors' Reports 7 Financial Statements Mgmt For For For 8 Ratification of Board Mgmt For For For Acts 9 Allocation of Mgmt For For For Profits/Dividends 10 Directors' Fees Mgmt For For For 11 Ratification of Mgmt For For For Co-option of Ogun Sanlier 12 Appointment of Auditor Mgmt For Against Against 13 Dividend Policy Mgmt For For For 14 Authority to Mgmt For For For Repurchase Shares 15 Compensation Policy Mgmt For For For 16 Presentation of Report Mgmt For For For on Guarantees 17 Charitable Donations Mgmt For For For 18 Wishes and Closing Mgmt For For For ________________________________________________________________________________ UPL Ltd Ticker Security ID: Meeting Date Meeting Status UNIPHOS CINS Y9247H166 03/29/2016 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Amalgamation Mgmt For For For ________________________________________________________________________________ UPL Ltd Ticker Security ID: Meeting Date Meeting Status UNIPHOS CINS Y9247H166 03/30/2016 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Amalgamation Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vedanta Ltd Ticker Security ID: Meeting Date Meeting Status VEDL CINS Y7673N111 07/06/2015 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Relocation of the Mgmt For For For Registered Office of the Company ________________________________________________________________________________ Wipro Ltd Ticker Security ID: Meeting Date Meeting Status WIT CINS Y96659142 07/22/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect T.K. Kurien Mgmt For For For 5 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 6 Appointment of Azim H Mgmt For Against Against Premji (Executive Chairman and Managing Director); Approval of Remuneration 7 Appointment of Rishad Mgmt For For For Azim Premji (Whole-time Director); Approval of Remuneration 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Youngone Holdings Co., Ltd Ticker Security ID: Meeting Date Meeting Status 009970 CINS Y9849C102 03/18/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Energy Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anthony R. Chase Mgmt For For For 2 Elect Kevin P. Chilton Mgmt For For For 3 Elect H. Paulett Mgmt For For For Eberhart 4 Elect Peter J. Fluor Mgmt For For For 5 Elect Richard L. George Mgmt For For For 6 Elect Joseph W. Gorder Mgmt For For For 7 Elect John R. Gordon Mgmt For For For 8 Elect Sean Gourley Mgmt For For For 9 Elect Mark C. McKinley Mgmt For For For 10 Elect Eric D. Mullins Mgmt For For For 11 Elect R. A. Walker Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2012 Mgmt For For For Omnibus Incentive Compensation Plan 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Carbon Asset Risk Report ________________________________________________________________________________ Antero Resources Corp Ticker Security ID: Meeting Date Meeting Status AR CUSIP 03674X106 06/22/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard W. Connor Mgmt For For For 1.2 Elect Robert J. Clark Mgmt For For For 1.3 Elect Benjamin A. Mgmt For Withhold Against Hardesty 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Methane Emissions Reporting ________________________________________________________________________________ Bristow Group Inc. Ticker Security ID: Meeting Date Meeting Status BRS CUSIP 110394103 08/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas N. Amonett Mgmt For For For 1.2 Elect Jonathan E. Mgmt For For For Baliff 1.3 Elect Stephen J. Cannon Mgmt For For For 1.4 Elect Michael A. Flick Mgmt For For For 1.5 Elect Lori A. Gobillot Mgmt For For For 1.6 Elect Ian A. Godden Mgmt For For For 1.7 Elect David C. Gompert Mgmt For For For 1.8 Elect Stephen King Mgmt For For For 1.9 Elect Thomas C. Knudson Mgmt For For For 1.10 Elect Mathew Masters Mgmt For For For 1.11 Elect Bruce H. Stover Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cabot Oil and Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dorothy M. Ables Mgmt For For For 2 Elect Rhys J. Best Mgmt For For For 3 Elect Robert S. Boswell Mgmt For For For 4 Elect Dan O. Dinges Mgmt For For For 5 Elect Robert Kelley Mgmt For For For 6 Elect W. Matt Ralls Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Corporate Political Spending 10 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander B. Mgmt For Abstain Against Cummings, Jr. 2 Elect Linnet F. Deily Mgmt For For For 3 Elect Robert E. Denham Mgmt For For For 4 Elect Alice P. Gast Mgmt For For For 5 Elect Enrique Mgmt For For For Hernandez, Jr. 6 Elect Jon M. Huntsman, Mgmt For For For Jr. 7 Elect Charles W. Mgmt For For For Moorman, IV 8 Elect John G. Stumpf Mgmt For For For 9 Elect Ronald D. Sugar Mgmt For For For 10 Elect Inge G. Thulin Mgmt For For For 11 Elect John S. Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Amendment to Mgmt For For For Non-Employee Directors' Equity Compensation and Deferral Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 17 Shareholder Proposal ShrHoldr Against For Against Regarding Climate Change Policy Risk 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Reserve Replacements 19 Shareholder Proposal ShrHoldr Against Against For Regarding Dividend Policy 20 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 21 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board 22 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special meeting ________________________________________________________________________________ Cimarex Energy Co. Ticker Security ID: Meeting Date Meeting Status XEC CUSIP 171798101 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lisa A. Stewart Mgmt For For For 2 Elect Hans Helmerich Mgmt For For For 3 Elect Harold R. Logan, Mgmt For For For Jr. 4 Elect Monroe W. Mgmt For For For Robertson 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Denbury Resources Inc. Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 05/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John P. Dielwart Mgmt For For For 1.2 Elect Michael B. Decker Mgmt For For For 1.3 Elect Gregory L. Mgmt For For For McMichael 1.4 Elect Kevin O. Meyers Mgmt For For For 1.5 Elect Phil Rykhoek Mgmt For For For 1.6 Elect Randy Stein Mgmt For For For 1.7 Elect Laura A. Sugg Mgmt For For For 1.8 Elect Wieland F. Mgmt For For For Wettstein 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the Mgmt For For For Amendment and Restatement of the 2004 Omnibus Stock and Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dril-Quip, Inc. Ticker Security ID: Meeting Date Meeting Status DRQ CUSIP 262037104 05/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander P. Mgmt For For For Shukis 2 Elect Terence B. Jupp Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janet F. Clark Mgmt For For For 2 Elect Charles R. Crisp Mgmt For For For 3 Elect James C. Day Mgmt For For For 4 Elect H. Leighton Mgmt For For For Steward 5 Elect Donald F. Textor Mgmt For Against Against 6 Elect William R. Thomas Mgmt For For For 7 Elect Frank G. Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ EQT Corporation Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 04/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Vicky A. Bailey Mgmt For For For 2 Elect Philip G. Behrman Mgmt For For For 3 Elect Kenneth M. Burke Mgmt For For For 4 Elect A. Bray Cary, Jr. Mgmt For For For 5 Elect Margaret K. Mgmt For For For Dorman 6 Elect David L. Porges Mgmt For For For 7 Elect James E. Rohr Mgmt For For For 8 Elect Stephen A. Mgmt For For For Thorington 9 Elect Lee T. Todd, Jr. Mgmt For For For 10 Elect Christine J. Mgmt For For For Toretti 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Short-Term Incentive Mgmt For For For Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Angela F. Braly Mgmt For For For 1.4 Elect Ursula M. Burns Mgmt For For For 1.5 Elect Larry R. Faulkner Mgmt For For For 1.6 Elect Jay S. Fishman Mgmt For For For 1.7 Elect Henrietta H. Fore Mgmt For For For 1.8 Elect Kenneth C. Mgmt For For For Frazier 1.9 Elect Douglas R. Mgmt For For For Oberhelman 1.10 Elect Samuel J. Mgmt For For For Palmisano 1.11 Elect Steven S Mgmt For For For Reinemund 1.12 Elect Rex W. Tillerson Mgmt For For For 1.13 Elect William C. Weldon Mgmt For For For 1.14 Elect Darren W. Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Expertise on Board 6 Shareholder Proposal ShrHoldr Against Against For Regarding Sale of Company 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 8 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 9 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Dividend Policy 11 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Policy and Commitment 12 Shareholder Proposal ShrHoldr Against For Against Regarding Climate Change Policy Risk 13 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Reserve Replacements 14 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing ________________________________________________________________________________ Helix Energy Solutions Group Inc. Ticker Security ID: Meeting Date Meeting Status HLX CUSIP 42330P107 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Owen Kratz Mgmt For For For 1.2 Elect John V. Lovoi Mgmt For For For 1.3 Elect Jan Rask Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ HollyFrontier Corporation Ticker Security ID: Meeting Date Meeting Status HFC CUSIP 436106108 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas Y. Bech Mgmt For For For 2 Elect George Damiris Mgmt For For For 3 Elect Leldon E. Echols Mgmt For For For 4 Elect R. Kevin Hardage Mgmt For For For 5 Elect Michael C. Mgmt For For For Jennings 6 Elect Robert J. Mgmt For For For Kostelnik 7 Elect James H. Lee Mgmt For For For 8 Elect Franklin Myers Mgmt For For For 9 Elect Michael E. Rose Mgmt For For For 10 Elect Tommy A. Valenta Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Amendment to the Mgmt For For For Long-Term Incentive Plan 14 Approval of the Mgmt For For For Material Terms of the Long-Term Incentive Plan ________________________________________________________________________________ Magellan Midstream Partners, L.P. Ticker Security ID: Meeting Date Meeting Status MMP CUSIP 559080106 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter R. Arnheim Mgmt For For For 1.2 Elect Patrick C. Eilers Mgmt For For For 2 Amendment to the Mgmt For For For Long-Term Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect B. Evan Bayh III Mgmt For For For 1.2 Elect Charles E. Bunch Mgmt For Withhold Against 1.3 Elect Frank M Semple Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 5 Shareholder Proposal ShrHoldr Against Against For Regarding Safety and Environmental Incidents 6 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Clay C. Williams Mgmt For For For 2 Elect Greg L. Armstrong Mgmt For For For 3 Elect Marcela E. Mgmt For For For Donadio 4 Elect Ben A. Guill Mgmt For For For 5 Elect James T. Hackett Mgmt For For For 6 Elect David D. Harrison Mgmt For For For 7 Elect Roger L. Jarvis Mgmt For For For 8 Elect Eric L. Mattson Mgmt For For For 9 Elect William R. Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the Long Mgmt For For For Term Incentive Plan ________________________________________________________________________________ Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect M. Kevin McEvoy Mgmt For For For 1.2 Elect Paul B. Murphy Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PBF Energy Inc. Ticker Security ID: Meeting Date Meeting Status PBF CUSIP 69318G106 05/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas D. Mgmt For For For O'Malley 1.2 Elect Spencer Abraham Mgmt For For For 1.3 Elect Wayne A. Budd Mgmt For For For 1.4 Elect S. Eugene Edwards Mgmt For For For 1.5 Elect William E. Hantke Mgmt For For For 1.6 Elect Dennis M. Houston Mgmt For For For 1.7 Elect Edward F. Kosnik Mgmt For For For 1.8 Elect Robert J. Lavinia Mgmt For For For 1.9 Elect Eija Malmivirta Mgmt For For For 1.10 Elect Thomas J. Nimbley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2012 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Greg C. Garland Mgmt For For For 2 Elect John E. Lowe Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CUSIP 780259206 01/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For ________________________________________________________________________________ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CUSIP 780259206 05/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Elect Ben Van Beurden Mgmt For For For 4 Elect Guy Elliott Mgmt For For For 5 Elect Euleen GOH Yiu Mgmt For For For Kiang 6 Elect Simon Henry Mgmt For For For 7 Elect Charles O. Mgmt For For For Holliday, Jr. 8 Elect Gerard Mgmt For Against Against Kleisterlee 9 Elect Sir Nigel Mgmt For For For Sheinwald 10 Elect Linda G. Stuntz Mgmt For For For 11 Elect Hans Wijers Mgmt For For For 12 Elect Patricia A. Mgmt For For For Woertz 13 Elect Gerrit Zalm Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Shares 19 Shareholder Resolution ShrHoldr Against Against For Regarding Company Business Strategy ________________________________________________________________________________ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter L.S. Currie Mgmt For For For 2 Elect V. Maureen Mgmt For For For Kempston Darkes 3 Elect Paal Kibsgaard Mgmt For For For 4 Elect Nikolay Mgmt For For For Kudryavtsev 5 Elect Michael E. Marks Mgmt For Against Against 6 Elect Indra K. Nooyi Mgmt For For For 7 Elect Lubna S. Olayan Mgmt For For For 8 Elect Leo Rafael Reif Mgmt For For For 9 Elect Tore I. Sandvold Mgmt For Against Against 10 Elect Henri Seydoux Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Approval of Financials Mgmt For For For Statements/Dividends 13 Ratification of Auditor Mgmt For For For 14 Amendments to Articles Mgmt For For For of Incorporation 15 Ratification of Board Mgmt For For For Size 16 Amendment to the Mgmt For For For French Sub Plan Under the 2010 Omnibus Stock Incentive Plan ________________________________________________________________________________ Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Gass Mgmt For For For 2 Elect Catherine A. Kehr Mgmt For For For 3 Elect Greg D. Kerley Mgmt For For For 4 Elect Kenneth R. Mgmt For For For Mourton 5 Elect Elliott Pew Mgmt For For For 6 Elect Terry W. Rathert Mgmt For For For 7 Elect Alan H. Stevens Mgmt For For For 8 Elect William J. Way Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the 2013 Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Spectra Energy Corp. Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory L. Ebel Mgmt For For For 2 Elect F. Anthony Comper Mgmt For For For 3 Elect Austin A. Adams Mgmt For For For 4 Elect Joseph Alvarado Mgmt For For For 5 Elect Pamela L. Carter Mgmt For For For 6 Elect Clarence P. Mgmt For For For Cazalot, Jr. 7 Elect Peter B. Hamilton Mgmt For For For 8 Elect Miranda C. Hubbs Mgmt For For For 9 Elect Michael McShane Mgmt For For For 10 Elect Michael G. Morris Mgmt For For For 11 Elect Michael E.J. Mgmt For For For Phelps 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Mgmt For For For Long-Term Incentive Plan 14 Amendment to the Mgmt For For For Executive Short-Term Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Synergy Resources Corporation Ticker Security ID: Meeting Date Meeting Status SYRG CUSIP 87164P103 06/22/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lynn A. Peterson Mgmt For For For 1.2 Elect Rick A. Wilber Mgmt For Withhold Against 1.3 Elect Raymond E. Mgmt For For For McElhaney 1.4 Elect Jack N. Aydin Mgmt For Withhold Against 1.5 Elect Daniel E. Kelly Mgmt For For For 1.6 Elect Paul J. Korus Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Board Mgmt For For For and Auditors' Reports (Restated Consolidated Financial Statements) 2 Restated Consolidated Mgmt For For For Financial Statements 3 Presentation of Board Mgmt For For For and Auditors' Reports (Consolidated Accounts) 4 Consolidated Financial Mgmt For For For Statements 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Board Mgmt For Against Against Acts 8 Election of Directors Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Electronic Mgmt For For For Communications ________________________________________________________________________________ TransCanada Corporation Ticker Security ID: Meeting Date Meeting Status TRP CUSIP 89353D107 04/29/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin E. Benson Mgmt For For For 1.2 Elect Derek H. Burney Mgmt For For For 1.3 Elect Russell K. Mgmt For For For Girling 1.4 Elect S. Barry Jackson Mgmt For For For 1.5 Elect John E. Lowe Mgmt For For For 1.6 Elect Paula Rosput Mgmt For For For Reynolds 1.7 Elect John Richels Mgmt For For For 1.8 Elect Mary Pat Salomone Mgmt For For For 1.9 Elect Indira V. Mgmt For For For Samarasekera 1.10 Elect D. Michael G. Mgmt For For For Stewart 1.11 Elect Siim A. Vanaselja Mgmt For For For 1.12 Elect Richard E. Waugh Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Stock Mgmt For For For Option Plan 5 Shareholder Rights Mgmt For For For Plan Renewal ________________________________________________________________________________ W and T Offshore, Inc. Ticker Security ID: Meeting Date Meeting Status WTI CUSIP 92922P106 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Virginia Boulet Mgmt For For For 2 Elect Stuart B. Katz Mgmt For For For 3 Elect Tracy W. Krohn Mgmt For For For 4 Elect S. James Nelson, Mgmt For For For Jr. 5 Elect B. Frank Stanley Mgmt For For For 6 Amendment to the Mgmt For For For Incentive Compensation Plan 7 Re-approval of All Mgmt For For For Material Terms of the Incentive Compensation Plan for the Purposes of Section 162(m) 8 Ratification of Auditor Mgmt For For For 9 Reverse Stock Split Mgmt For For For ________________________________________________________________________________ Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 06/27/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Golden Parachutes 3 Right to Adjourn Mgmt For Against Against Meeting Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Equity Income Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ AbbVie Inc. Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William H.L. Mgmt For For For Burnside 1.2 Elect Brett J. Hart Mgmt For For For 1.3 Elect Edward J. Rapp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Approval of Mgmt For For For Performance Goals Under the Performance Incentive Plan 6 Shareholder Proposal ShrHoldr Against Against For Regarding Take-Back Programs for Unused Medicines 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Agrium Inc. Ticker Security ID: Meeting Date Meeting Status AGU CUSIP 008916108 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Maura J. Clark Mgmt For For For 1.2 Elect David C. Everitt Mgmt For For For 1.3 Elect Russell K. Mgmt For For For Girling 1.4 Elect Russell J. Horner Mgmt For For For 1.5 Elect Miranda C. Hubbs Mgmt For For For 1.6 Elect Charles V. Magro Mgmt For For For 1.7 Elect A. Anne McLellan Mgmt For For For 1.8 Elect Derek G. Pannell Mgmt For For For 1.9 Elect Mayo M. Schmidt Mgmt For For For 1.10 Elect William S. Simon Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin G. Keyes Mgmt For For For 2 Elect Kevin P. Brady Mgmt For For For 3 Elect E. Wayne Nordberg Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ares Capital Corporation Ticker Security ID: Meeting Date Meeting Status ARCC CUSIP 04010L103 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect R. Kipp deVeer Mgmt For For For 2 Elect Daniel G. Kelly Mgmt For For For 3 Elect Eric B. Siegel Mgmt For For For 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ares Capital Corporation Ticker Security ID: Meeting Date Meeting Status ARCC CUSIP 04010L103 05/12/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Sell Mgmt For For For Shares Below Net Asset Value ________________________________________________________________________________ Arthur J. Gallagher & Co. Ticker Security ID: Meeting Date Meeting Status AJG CUSIP 363576109 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sherry S. Barrat Mgmt For For For 2 Elect William L. Bax Mgmt For For For 3 Elect D. John Coldman Mgmt For For For 4 Elect Frank E. English Mgmt For For For Jr. 5 Elect J. Patrick Mgmt For For For Gallagher, Jr. 6 Elect Elbert O. Hand Mgmt For For For 7 Elect David S. Johnson Mgmt For Against Against 8 Elect Kay W. McCurdy Mgmt For For For 9 Elect Ralph J. Mgmt For For For Nicoletti 10 Elect Norman L. Mgmt For For For Rosenthal 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AT and T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/29/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall L. Mgmt For For For Stephenson 2 Elect Samuel A. Di Mgmt For For For Piazza, Jr. 3 Elect Richard W. Fisher Mgmt For For For 4 Elect Scott T. Ford Mgmt For For For 5 Elect Glenn H. Hutchins Mgmt For For For 6 Elect William E. Mgmt For For For Kennard 7 Elect Michael Mgmt For For For McCallister 8 Elect Beth E. Mooney Mgmt For For For 9 Elect Joyce M. Roche Mgmt For For For 10 Elect Matthew K. Rose Mgmt For For For 11 Elect Cynthia B. Taylor Mgmt For For For 12 Elect Laura D'Andrea Mgmt For For For Tyson 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the 2016 Mgmt For For For Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ BCE Inc. Ticker Security ID: Meeting Date Meeting Status BCE CUSIP 05534B760 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry K. Allen Mgmt For For For 1.2 Elect Ronald A. Mgmt For For For Brenneman 1.3 Elect Sophie Brochu Mgmt For For For 1.4 Elect Robert E. Brown Mgmt For For For 1.5 Elect George A. Cope Mgmt For For For 1.6 Elect David F. Denison Mgmt For For For 1.7 Elect Robert P. Dexter Mgmt For For For 1.8 Elect Ian Greenberg Mgmt For For For 1.9 Elect Kathrine Lee Mgmt For For For 1.10 Elect Monique F. Leroux Mgmt For For For 1.11 Elect Gordon M. Nixon Mgmt For For For 1.12 Elect Calin Rovinescu Mgmt For For For 1.13 Elect Robert C. Mgmt For For For Simmonds 1.14 Elect Paul R. Weiss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Senior Management Gender Equality 5 Shareholder Proposal ShrHoldr Against Against For Regarding Reconstituting the Compensation Committee ________________________________________________________________________________ Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 05/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David L. Calhoun Mgmt For For For 2 Elect Arthur D. Mgmt For For For Collins, Jr. 3 Elect Kenneth M. Mgmt For For For Duberstein 4 Elect Edmund P. Mgmt For For For Giambastiani, Jr. 5 Elect Lynn J. Good Mgmt For For For 6 Elect Lawrence W. Mgmt For For For Kellner 7 Elect Edward M. Liddy Mgmt For For For 8 Elect Dennis A. Mgmt For For For Muilenburg 9 Elect Susan C. Schwab Mgmt For For For 10 Elect Randall L. Mgmt For For For Stephenson 11 Elect Ronald A. Mgmt For For For Williams 12 Elect Mike S. Mgmt For For For Zafirovski 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Arms Sales to Israel ________________________________________________________________________________ Bristow Group Inc. Ticker Security ID: Meeting Date Meeting Status BRS CUSIP 110394103 08/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas N. Amonett Mgmt For For For 1.2 Elect Jonathan E. Mgmt For For For Baliff 1.3 Elect Stephen J. Cannon Mgmt For For For 1.4 Elect Michael A. Flick Mgmt For For For 1.5 Elect Lori A. Gobillot Mgmt For For For 1.6 Elect Ian A. Godden Mgmt For For For 1.7 Elect David C. Gompert Mgmt For For For 1.8 Elect Stephen King Mgmt For For For 1.9 Elect Thomas C. Knudson Mgmt For For For 1.10 Elect Mathew Masters Mgmt For For For 1.11 Elect Bruce H. Stover Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Milton Carroll Mgmt For For For 2 Elect Michael P. Mgmt For For For Johnson 3 Elect Janiece M. Mgmt For For For Longoria 4 Elect Scott J. McLean Mgmt For For For 5 Elect Theodore F. Pound Mgmt For For For 6 Elect Scott M. Mgmt For For For Prochazka 7 Elect Susan O. Rheney Mgmt For For For 8 Elect Phillip R. Smith Mgmt For For For 9 Elect Peter S. Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of Exclusive Mgmt For Against Against Forum Provision ________________________________________________________________________________ Cummins Inc. Ticker Security ID: Meeting Date Meeting Status CMI CUSIP 231021106 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect N. Thomas Mgmt For For For Linebarger 2 Elect Robert J. Mgmt For For For Bernhard 3 Elect Franklin R. Mgmt For For For Chang-Diaz 4 Elect Bruno V. Di Leo Mgmt For For For Allen 5 Elect Stephen B. Dobbs Mgmt For For For 6 Elect Robert K. Herdman Mgmt For For For 7 Elect Alexis M. Herman Mgmt For For For 8 Elect Thomas J. Lynch Mgmt For For For 9 Elect William I. Miller Mgmt For For For 10 Elect Georgia R. Nelson Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Adoption of Proxy Mgmt For For For Access 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Daktronics, Inc. Ticker Security ID: Meeting Date Meeting Status DAKT CUSIP 234264109 09/02/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Byron J. Anderson Mgmt For For For 1.2 Elect Reece A. Mgmt For For For Kurtenbach 1.3 Elect John P. Friel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2015 Stock Incentive Mgmt For For For Plan ________________________________________________________________________________ Dime Community Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status DCOM CUSIP 253922108 05/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vincent F. Mgmt For For For Palagiano 1.2 Elect Patrick E. Curtin Mgmt For For For 1.3 Elect Kathleen M. Mgmt For For For Nelson 1.4 Elect Omer S. J. Mgmt For For For Williams 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Dr Pepper Snapple Group, Inc. Ticker Security ID: Meeting Date Meeting Status DPS CUSIP 26138E109 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David E. Mgmt For For For Alexander 2 Elect Antonio Carrillo Mgmt For For For 3 Elect Pamela H. Patsley Mgmt For For For 4 Elect Joyce M. Roche Mgmt For For For 5 Elect Ronald G. Rogers Mgmt For For For 6 Elect Wayne R. Sanders Mgmt For For For 7 Elect Dunia A. Shive Mgmt For For For 8 Elect M. Anne Szostak Mgmt For For For 9 Elect Larry D. Young Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to Mgmt For For For Certificate of Incorporation Regarding Removal of Directors With or Without Cause 13 Shareholder Proposal ShrHoldr Against Against For Regarding Recycling Strategy for Beverage Containers ________________________________________________________________________________ DTE Energy Company Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 233331107 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gerard M. Mgmt For For For Anderson 1.2 Elect David A. Brandon Mgmt For For For 1.3 Elect W. Frank Mgmt For For For Fountain, Jr. 1.4 Elect Charles G. Mgmt For For For McClure 1.5 Elect Gail J. McGovern Mgmt For For For 1.6 Elect Mark A. Murray Mgmt For For For 1.7 Elect James B. Mgmt For For For Nicholson 1.8 Elect Charles W. Mgmt For For For Pryor, Jr. 1.9 Elect Josue Robles, Jr. Mgmt For For For 1.10 Elect Ruth G. Shaw Mgmt For For For 1.11 Elect David A. Thomas Mgmt For For For 1.12 Elect James H. Mgmt For For For Vandenberghe 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Corporate Political Spending 5 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation ________________________________________________________________________________ Ensign Group, Inc. Ticker Security ID: Meeting Date Meeting Status ENSG CUSIP 29358P101 05/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Antoinette T. Mgmt For For For Hubenette 2 Elect Lee A. Daniels Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Angela F. Braly Mgmt For For For 1.4 Elect Ursula M. Burns Mgmt For For For 1.5 Elect Larry R. Faulkner Mgmt For For For 1.6 Elect Jay S. Fishman Mgmt For For For 1.7 Elect Henrietta H. Fore Mgmt For For For 1.8 Elect Kenneth C. Mgmt For For For Frazier 1.9 Elect Douglas R. Mgmt For For For Oberhelman 1.10 Elect Samuel J. Mgmt For For For Palmisano 1.11 Elect Steven S Mgmt For For For Reinemund 1.12 Elect Rex W. Tillerson Mgmt For For For 1.13 Elect William C. Weldon Mgmt For For For 1.14 Elect Darren W. Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Expertise on Board 6 Shareholder Proposal ShrHoldr Against Against For Regarding Sale of Company 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 8 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 9 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Dividend Policy 11 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Policy and Commitment 12 Shareholder Proposal ShrHoldr Against For Against Regarding Climate Change Policy Risk 13 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Reserve Replacements 14 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing ________________________________________________________________________________ Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect B. Evan Bayh III Mgmt For For For 3 Elect Jorge L. Benitez Mgmt For For For 4 Elect Katherine B. Mgmt For For For Blackburn 5 Elect Emerson L. Mgmt For For For Brumback 6 Elect Greg D. Mgmt For For For Carmichael 7 Elect Gary R. Heminger Mgmt For For For 8 Elect Jewell D. Hoover Mgmt For For For 9 Elect Michael B. Mgmt For For For McCallister 10 Elect Hendrick G. Mgmt For For For Meijer 11 Elect Marsha C. Mgmt For For For Williams 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ First Commonwealth Financial Corporation Ticker Security ID: Meeting Date Meeting Status FCF CUSIP 319829107 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James G. Barone Mgmt For For For 1.2 Elect Julie A. Caponi Mgmt For For For 1.3 Elect Ray T. Charley Mgmt For For For 1.4 Elect Gary R. Claus Mgmt For For For 1.5 Elect David S. Dahlmann Mgmt For For For 1.6 Elect Johnston A. Glass Mgmt For For For 1.7 Elect Jon L. Gorney Mgmt For For For 1.8 Elect David W. Mgmt For For For Greenfield 1.9 Elect Luke A. Latimer Mgmt For For For 1.10 Elect T. Michael Price Mgmt For For For 1.11 Elect Laurie Stern Mgmt For For For Singer 1.12 Elect Robert J. Ventura Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ford Motor Company Ticker Security ID: Meeting Date Meeting Status F CUSIP 345370860 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen G. Butler Mgmt For For For 2 Elect Kimberly A. Mgmt For For For Casiano 3 Elect Anthony F. Mgmt For For For Earley, Jr. 4 Elect Mark Fields Mgmt For For For 5 Elect Edsel B. Ford II Mgmt For Against Against 6 Elect William Clay Mgmt For For For Ford, Jr. 7 Elect James H. Hance, Mgmt For For For Jr. 8 Elect William W. Mgmt For For For Helman IV 9 Elect Jon M. Huntsman, Mgmt For For For Jr. 10 Elect William E. Mgmt For For For Kennard 11 Elect John C. Mgmt For For For Lechleiter 12 Elect Ellen R. Marram Mgmt For For For 13 Elect Gerald L. Shaheen Mgmt For For For 14 Elect John L. Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Amendment to Tax Mgmt For For For Benefit Preservation Plan 18 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Fort Dearborn Income Securities, Inc. Ticker Security ID: Meeting Date Meeting Status FDI CUSIP 347200107 04/18/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization Mgmt For For For ________________________________________________________________________________ Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William S. Ayer Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David M. Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet F. Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Clive Hollick Mgmt For For For 9 Elect Grace D. Lieblein Mgmt For For For 10 Elect George Paz Mgmt For For For 11 Elect Bradley T. Mgmt For For For Sheares 12 Elect Robin L. Mgmt For For For Washington 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2016 Stock Incentive Mgmt For For For Plan 16 Approval of 2016 Stock Mgmt For For For Plan for Non-Employee Directors 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Horace Mann Educators Corporation Ticker Security ID: Meeting Date Meeting Status HMN CUSIP 440327104 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel A. Mgmt For For For Domenech 2 Elect Stephen J. Mgmt For For For Hasenmiller 3 Elect Ronald J. Helow Mgmt For For For 4 Elect Beverley J. Mgmt For For For McClure 5 Elect H. Wade Reece Mgmt For For For 6 Elect Gabriel L. Mgmt For For For Shaheen 7 Elect Robert Stricker Mgmt For For For 8 Elect Steven O. Swyers Mgmt For For For 9 Elect Marita Zuraitis Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Huntsman Corporation Ticker Security ID: Meeting Date Meeting Status HUN CUSIP 447011107 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nolan D. Mgmt For For For Archibald 1.2 Elect M. Anthony Burns Mgmt For For For 1.3 Elect Peter R. Huntsman Mgmt For For For 1.4 Elect Robert J. Mgmt For For For Margetts 1.5 Elect Wayne A. Reaud Mgmt For For For 1.6 Elect Alvin V. Mgmt For For For Shoemaker 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2016 Stock Incentive Mgmt For For For Plan 5 Right to Call a Mgmt For Against Against Special Meeting 6 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/09/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Bronczek Mgmt For For For 2 Elect William J. Burns Mgmt For For For 3 Elect Ahmet C. Dorduncu Mgmt For For For 4 Elect Ilene S. Gordon Mgmt For For For 5 Elect Jay L. Johnson Mgmt For For For 6 Elect Stacey J. Mobley Mgmt For For For 7 Elect Joan E. Spero Mgmt For For For 8 Elect Mark S. Sutton Mgmt For For For 9 Elect John L. Mgmt For For For Townsend, III 10 Elect William G. Walter Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Elect Ray G. Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph R. Canion Mgmt For For For 2 Elect Martin L. Mgmt For For For Flanagan 3 Elect C. Robert Mgmt For For For Henrikson 4 Elect Ben F. Johnson Mgmt For For For III 5 Elect Edward P. Mgmt For For For Lawrence 6 Elect Sir Nigel Mgmt For For For Sheinwald 7 Elect Phoebe A. Wood Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 2016 Global Equity Mgmt For For For Incentive Plan 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda B. Bammann Mgmt For For For 2 Elect James A. Bell Mgmt For For For 3 Elect Crandall C. Mgmt For For For Bowles 4 Elect Stephen B. Burke Mgmt For For For 5 Elect James S. Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Laban P. Mgmt For For For Jackson, Jr. 9 Elect Michael A. Neal Mgmt For For For 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 15 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 16 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Shareholder Value Committee 18 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy 19 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Social Factors ________________________________________________________________________________ Kemper Corp. Ticker Security ID: Meeting Date Meeting Status KMPR CUSIP 488401100 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George N. Cochran Mgmt For For For 2 Elect Kathleen M. Mgmt For For For Cronin 3 Elect Douglas G. Geoga Mgmt For For For 4 Elect Robert J. Joyce Mgmt For For For 5 Elect Joseph P. Mgmt For For For Lacher, Jr. 6 Elect Christopher B. Mgmt For For For Sarofim 7 Elect David P. Storch Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Approval of the Mgmt For For For performance goals under the 2011 Omnibus Equity Plan ________________________________________________________________________________ Lexmark International, Inc. Ticker Security ID: Meeting Date Meeting Status LXK CUSIP 529771107 05/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph E. Gomory Mgmt For For For 2 Elect Michael J. Maples Mgmt For Against Against 3 Elect Stephen R. Hardis Mgmt For Against Against 4 Elect William R. Fields Mgmt For For For 5 Elect Robert Holland, Mgmt For For For Jr. 6 Elect Kathi P. Seifert Mgmt For For For 7 Elect Jean-Paul L. Mgmt For For For Montupet 8 Elect Jared L. Cohon Mgmt For For For 9 Elect J. Edward Coleman Mgmt For Against Against 10 Elect Paul A. Rooke Mgmt For For For 11 Elect Sandra L. Helton Mgmt For Against Against 12 Elect W. Roy Dunbar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Managed High Yield Plus Fund Inc. Ticker Security ID: Meeting Date Meeting Status HYF CUSIP 561911108 04/21/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Liquidation of the Fund Mgmt For For For ________________________________________________________________________________ Marriott Vacations Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status VAC CUSIP 57164Y107 05/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond L. Mgmt For For For Gellein, Jr. 1.2 Elect Thomas J. Mgmt For For For Hutchison III 1.3 Elect Dianna F. Morgan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Pamela J. Craig Mgmt For For For 4 Elect Kenneth C. Mgmt For For For Frazier 5 Elect Thomas H. Glocer Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Rochelle B. Mgmt For For For Lazarus 8 Elect Carlos E. Mgmt For For For Represas 9 Elect Paul B. Rothman Mgmt For For For 10 Elect Patricia F. Russo Mgmt For For For 11 Elect Craig B. Thompson Mgmt For For For 12 Elect Wendell P. Weeks Mgmt For For For 13 Elect Peter C. Wendell Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Take-Back Programs for Unused Medicines ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis A. Mgmt For For For Ausiello 2 Elect W. Don Cornwell Mgmt For For For 3 Elect Joseph J. Mgmt For For For Echevarria 4 Elect Frances D. Mgmt For For For Fergusson 5 Elect Helen H. Hobbs Mgmt For For For 6 Elect James M. Kilts Mgmt For For For 7 Elect Shantanu Narayen Mgmt For For For 8 Elect Suzanne Nora Mgmt For For For Johnson 9 Elect Ian C. Read Mgmt For For For 10 Elect Stephen W. Sanger Mgmt For For For 11 Elect James C. Smith Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING REPORT ON LOBBYING ACTIVITIES 15 Shareholder Proposal ShrHoldr Against Against For Regarding Majority Vote for Election of Directors 16 SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING RIGHT TO ACT BY WRITTEN CONSENT 17 SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING CERTAIN TAXABLE EVENTS ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Greg C. Garland Mgmt For For For 2 Elect John E. Lowe Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan M. Cameron Mgmt For For For 2 Elect Martin D. Mgmt For For For Feinstein 3 Elect Murray S. Kessler Mgmt For For For 4 Elect Lionel L. Nowell Mgmt For For For III 5 Elect Ricardo Mgmt For For For Oberlander 6 Elect Jerome Abelman Mgmt For For For 7 Elect Robert E. Lerwill Mgmt For For For 8 AMENDMENT TO ARTICLES Mgmt For For For OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS 9 Increase of Authorized Mgmt For For For Shares of Common Stock 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases 13 Shareholder Proposal ShrHoldr Against Against For Regarding Mediation of Alleged Human Rights Violations ________________________________________________________________________________ Ryder System, Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert J. Eck Mgmt For For For 2 Elect Tamara L. Mgmt For For For Lundgren 3 Elect Abbie J. Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2012 Mgmt For For For Equity and Incentive Compensation Plan 7 Amendment to the Stock Mgmt For For For Purchase Plan ________________________________________________________________________________ Spark New Zealand Limited Ticker Security ID: Meeting Date Meeting Status SPK CUSIP 84652A102 11/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authorise Board to Set Mgmt For For For Auditor's Fees 2 Re-elect Paul Berriman Mgmt For For For 3 Re-elect Charles Sitch Mgmt For For For 4 Equity Grant (MD/CEO Mgmt For For For Simon Moutter) 5 Equity Grant (MD/CEP Mgmt For For For Simon Moutter) 6 Approve Increase in Mgmt For Against Against NEDs' Fee Cap 7 Amendments to Mgmt For For For Constitution ________________________________________________________________________________ Spectra Energy Corp. Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory L. Ebel Mgmt For For For 2 Elect F. Anthony Comper Mgmt For For For 3 Elect Austin A. Adams Mgmt For For For 4 Elect Joseph Alvarado Mgmt For For For 5 Elect Pamela L. Carter Mgmt For For For 6 Elect Clarence P. Mgmt For For For Cazalot, Jr. 7 Elect Peter B. Hamilton Mgmt For For For 8 Elect Miranda C. Hubbs Mgmt For For For 9 Elect Michael McShane Mgmt For For For 10 Elect Michael G. Morris Mgmt For For For 11 Elect Michael E.J. Mgmt For For For Phelps 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Mgmt For For For Long-Term Incentive Plan 14 Amendment to the Mgmt For For For Executive Short-Term Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Sun Life Financial Inc. Ticker Security ID: Meeting Date Meeting Status SLF CUSIP 866796105 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William D. Mgmt For For For Anderson 1.2 Elect John H. Clappison Mgmt For For For 1.3 Elect Dean A. Connor Mgmt For For For 1.4 Elect Martin J.G. Glynn Mgmt For For For 1.5 Elect M. Marianne Mgmt For For For Harris 1.6 Elect Sara G. Lewis Mgmt For For For 1.7 Elect Scott F. Powers Mgmt For For For 1.8 Elect Real Raymond Mgmt For For For 1.9 Elect Hugh D. Segal Mgmt For For For 1.10 Elect Barbara G. Mgmt For For For Stymiest 1.11 Elect James H. Mgmt For For For Sutcliffe 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ TE Connectivity Ltd. Ticker Security ID: Meeting Date Meeting Status TEL CUSIP H84989104 03/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pierre R. Mgmt For For For Brondeau 2 Elect Terrence R. Mgmt For For For Curtin 3 Elect Carol A. Davidson Mgmt For For For 4 Elect Juergen W. Gromer Mgmt For For For 5 Elect William A. Mgmt For For For Jeffrey 6 Elect Thomas J. Lynch Mgmt For For For 7 Elect Yong Nam Mgmt For For For 8 Elect Daniel J. Phelan Mgmt For For For 9 Elect Paula A. Sneed Mgmt For For For 10 Elect Mark C. Trudeau Mgmt For For For 11 Elect John C. Van Mgmt For For For Scoter 12 Elect Laura H. Wright Mgmt For For For 13 Elect Thomas J. Lynch Mgmt For For For as Chairman 14 Elect Daniel J. Phelan Mgmt For For For 15 Elect Paula A. Sneed Mgmt For For For 16 Elect John C. Van Mgmt For For For Scoter 17 Appointment of the Mgmt For For For Independent Proxy 18 Approval of Annual Mgmt For For For Report 19 Approval of Statutory Mgmt For For For Financial Statements 20 Approval of Mgmt For For For Consolidated Financial Statements 21 Release of Board of Mgmt For For For Directors and Executive Officers 22 Appoint Deloitte and Mgmt For For For Touche as auditor 23 Appoint Deloitte AG, Mgmt For For For Zurich as Swiss registered auditor 24 Appoint Mgmt For For For PricewaterhouseCoopers AG, Zurich as Special Auditor 25 Advisory Vote on Mgmt For For For Executive Compensation 26 Executive Compensation Mgmt For For For 27 Board Compensation Mgmt For For For 28 Appropriation of Mgmt For For For Earnings 29 Declaration of Dividend Mgmt For For For 30 Authority to Mgmt For For For Repurchase Shares 31 Increase in Authorized Mgmt For For For Capital 32 Reduction of Share Mgmt For For For Capital Under the Share Repurchase Program 33 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Time Warner Cable, Inc. Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 07/01/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carole Black Mgmt For For For 2 Elect Thomas H. Castro Mgmt For For For 3 Elect David C. Chang Mgmt For For For 4 Elect James E. Mgmt For For For Copeland, Jr. 5 Elect Peter R. Haje Mgmt For For For 6 Elect Donna A. James Mgmt For For For 7 Elect Don Logan Mgmt For For For 8 Elect Robert D. Marcus Mgmt For For For 9 Elect N.J. Nicholas, Mgmt For For For Jr. 10 Elect Wayne H. Pace Mgmt For For For 11 Elect Edward D. Shirley Mgmt For For For 12 Elect John E. Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Time Warner Inc. Ticker Security ID: Meeting Date Meeting Status TWX CUSIP 887317303 06/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James L. Mgmt For For For Barksdale 2 Elect William P. Barr Mgmt For For For 3 Elect Jeffrey L. Bewkes Mgmt For For For 4 Elect Stephen F. Mgmt For For For Bollenbach 5 Elect Robert C. Clark Mgmt For For For 6 Elect Mathias Dopfner Mgmt For For For 7 Elect Jessica P. Mgmt For For For Einhorn 8 Elect Carlos M. Mgmt For For For Gutierrez 9 Elect Fred Hassan Mgmt For For For 10 Elect Paul D. Wachter Mgmt For For For 11 Elect Deborah C. Wright Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ TransCanada Corporation Ticker Security ID: Meeting Date Meeting Status TRP CUSIP 89353D107 04/29/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin E. Benson Mgmt For For For 1.2 Elect Derek H. Burney Mgmt For For For 1.3 Elect Russell K. Mgmt For For For Girling 1.4 Elect S. Barry Jackson Mgmt For For For 1.5 Elect John E. Lowe Mgmt For For For 1.6 Elect Paula Rosput Mgmt For For For Reynolds 1.7 Elect John Richels Mgmt For For For 1.8 Elect Mary Pat Salomone Mgmt For For For 1.9 Elect Indira V. Mgmt For For For Samarasekera 1.10 Elect D. Michael G. Mgmt For For For Stewart 1.11 Elect Siim A. Vanaselja Mgmt For For For 1.12 Elect Richard E. Waugh Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Stock Mgmt For For For Option Plan 5 Shareholder Rights Mgmt For For For Plan Renewal ________________________________________________________________________________ Triangle Capital Corporation Ticker Security ID: Meeting Date Meeting Status TCAP CUSIP 895848109 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect E. Ashton Poole Mgmt For For For 2 Elect Brent P. W. Mgmt For For For Burgess 3 Elect Steven C. Lilly Mgmt For Against Against 4 Elect Garland S. Mgmt For For For Tucker, III 5 Elect W. McComb Mgmt For Against Against Dunwoody 6 Elect Mark M. Gambill Mgmt For For For 7 Elect Benjamin S. Mgmt For For For Goldstein 8 Elect Simon B. Rich, Mgmt For For For Jr. 9 Elect Sherwood H. Mgmt For For For Smith, Jr. 10 Authority to Sell Mgmt For For For Shares Below Net Asset Value ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew H. Card, Mgmt For For For Jr. 2 Elect Erroll B. Davis, Mgmt For For For Jr. 3 Elect David B. Dillon Mgmt For For For 4 Elect Lance M. Fritz Mgmt For For For 5 Elect Charles C. Krulak Mgmt For For For 6 Elect Jane H. Lute Mgmt For For For 7 Elect Michael R. Mgmt For For For McCarthy 8 Elect Michael W. Mgmt For For For McConnell 9 Elect Thomas F. Mgmt For For For McLarty III 10 Elect Steven R. Rogel Mgmt For For For 11 Elect Jose H. Mgmt For For For Villarreal 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Western Digital Corp. Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 03/15/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Issuance for Mgmt For For For Acquisition 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes ________________________________________________________________________________ Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martin I. Cole Mgmt For For For 2 Elect Kathleen A. Cote Mgmt For For For 3 Elect Henry T. DeNero Mgmt For For For 4 Elect Michael D. Mgmt For For For Lambert 5 Elect Len J. Lauer Mgmt For For For 6 Elect Matthew E. Mgmt For For For Massengill 7 Elect Stephen D. Mgmt For For For Milligan 8 Elect Paula A. Price Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 11 Amendment to the 2005 Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wyndham Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status WYN CUSIP 98310W108 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen P. Holmes Mgmt For For For 1.2 Elect Myra J. Biblowit Mgmt For For For 1.3 Elect James E. Buckman Mgmt For For For 1.4 Elect George Herrera Mgmt For Withhold Against 1.5 Elect Brian Mulroney Mgmt For For For 1.6 Elect Pauline D.E. Mgmt For For For Richards 1.7 Elect Michael H. Mgmt For For For Wargotz 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Financial Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ Affiliated Managers Group, Inc. Ticker Security ID: Meeting Date Meeting Status AMG CUSIP 008252108 06/14/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel T. Byrne Mgmt For For For 2 Elect Dwight D. Mgmt For For For Churchill 3 Elect Glenn Earle Mgmt For For For 4 Elect Niall Ferguson Mgmt For For For 5 Elect Sean M. Healey Mgmt For For For 6 Elect Tracy P. Mgmt For For For Palandjian 7 Elect Patrick T. Ryan Mgmt For For For 8 Elect Jide J. Zeitlin Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ally Financial Inc Ticker Security ID: Meeting Date Meeting Status ALLY CUSIP 02005N100 05/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Franklin W. Hobbs Mgmt For For For 2 Elect Robert T. Blakely Mgmt For For For 3 Elect Maureen A. Mgmt For For For Breakiron-Evans 4 Elect Mayree C. Clark Mgmt For For For 5 Elect Stephen A. Mgmt For For For Feinberg 6 Elect Kim S. Mgmt For For For Fennebresque 7 Elect Marjorie Magner Mgmt For For For 8 Elect John Stack Mgmt For For For 9 Elect Michael F. Steib Mgmt For For For 10 Elect Kenneth J. Bacon Mgmt For For For 11 Elect Jeffrey J. Brown Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 05/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For For For Barshefsky 2 Elect Ursula M. Burns Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Peter Chernin Mgmt For For For 5 Elect Ralph de la Vega Mgmt For For For 6 Elect Anne L. Mgmt For For For Lauvergeon 7 Elect Micheal O. Mgmt For For For Leavitt 8 Elect Theodore J. Mgmt For For For Leonsis 9 Elect Richard C. Levin Mgmt For For For 10 Elect Samuel J. Mgmt For For For Palmisano 11 Elect Daniel L. Vasella Mgmt For For For 12 Elect Robert D. Walter Mgmt For For For 13 Elect Ronald A. Mgmt For For For Williams 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Approval of the 2016 Mgmt For For For Incentive Compensation Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Privacy and Data Security 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ American International Group, Inc. Ticker Security ID: Meeting Date Meeting Status AIG CUSIP 026874784 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Don Cornwell Mgmt For For For 2 Elect Peter R. Fisher Mgmt For For For 3 Elect John Fitzpatrick Mgmt For For For 4 Elect Peter D. Hancock Mgmt For For For 5 Elect William G. Mgmt For For For Jurgensen 6 Elect Christopher S. Mgmt For For For Lynch 7 Elect Samuel J. Mgmt For For For Merksamer 8 Elect George L. Miles, Mgmt For Against Against Jr. 9 Elect Henry S. Miller Mgmt For For For 10 Elect Robert S. Miller Mgmt For For For 11 Elect Linda A. Mills Mgmt For For For 12 Elect Suzanne Nora Mgmt For For For Johnson 13 Elect John A. Paulson Mgmt For For For 14 Elect Ronald A. Mgmt For For For Rittenmeyer 15 Elect Douglas M. Mgmt For For For Steenland 16 Elect Theresa M. Stone Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin G. Keyes Mgmt For For For 2 Elect Kevin P. Brady Mgmt For For For 3 Elect E. Wayne Nordberg Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aon plc Ticker Security ID: Meeting Date Meeting Status AON CUSIP G0408V102 06/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lester B. Knight Mgmt For For For 2 Elect Gregory C. Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect James W. Leng Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect Robert S. Mgmt For For For Morrison 8 Elect Richard B. Myers Mgmt For For For 9 Elect Richard C. Mgmt For For For Notebaert 10 Elect Gloria Santona Mgmt For For For 11 Elect Carolyn Y. Woo Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Remuneration Report Mgmt For Against Against (Advisory) 14 Accounts and Reports Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Ratification of Mgmt For For For Statutory Auditor 17 Authority to Set Mgmt For For For Auditor's Fees 18 Approval of Share Mgmt For For For Repurchase Contracts and Repurchase Counterparties 19 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authorization of Mgmt For For For Political Donations and Expenditures ________________________________________________________________________________ Arthur J. Gallagher & Co. Ticker Security ID: Meeting Date Meeting Status AJG CUSIP 363576109 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sherry S. Barrat Mgmt For For For 2 Elect William L. Bax Mgmt For For For 3 Elect D. John Coldman Mgmt For For For 4 Elect Frank E. English Mgmt For For For Jr. 5 Elect J. Patrick Mgmt For For For Gallagher, Jr. 6 Elect Elbert O. Hand Mgmt For For For 7 Elect David S. Johnson Mgmt For Against Against 8 Elect Kay W. McCurdy Mgmt For For For 9 Elect Ralph J. Mgmt For For For Nicoletti 10 Elect Norman L. Mgmt For For For Rosenthal 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ BancorpSouth, Inc. Ticker Security ID: Meeting Date Meeting Status BXS CUSIP 059692103 04/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gus J. Blass III Mgmt For For For 1.2 Elect Shannon A. Brown Mgmt For For For 1.3 Elect Wilbert G. Mgmt For For For Holliman, Jr. 1.4 Elect Larry G. Kirk Mgmt For Withhold Against 1.5 Elect Guy W. Mitchell Mgmt For For For III 1.6 Elect Robert C. Nolan Mgmt For For For 1.7 Elect James D. Rollins Mgmt For For For III 1.8 Elect Thomas R. Stanton Mgmt For For For 2 Bundled Amendments to Mgmt For For For Articles 3 Adoption of Exclusive Mgmt For Against Against Forum Provision ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505617 04/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sharon L. Allen Mgmt For For For 2 Elect Susan S. Bies Mgmt For For For 3 Elect Jack O. Mgmt For For For Bovender, Jr. 4 Elect Frank P. Mgmt For For For Bramble, Sr. 5 Elect Pierre J. P. de Mgmt For For For Weck 6 Elect Arnold W. Donald Mgmt For For For 7 Elect Linda P. Hudson Mgmt For For For 8 Elect Monica C. Lozano Mgmt For For For 9 Elect Thomas J. May Mgmt For For For 10 Elect Brian T. Moynihan Mgmt For For For 11 Elect Lionel L. Nowell Mgmt For For For III 12 Elect Thomas D. Woods Mgmt For For For 13 Elect R. David Yost Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505617 09/22/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Ratification of Bylaw Mgmt For Against Against Permitting Board to Appoint a Non-Independent Chairman ________________________________________________________________________________ Berkshire Hathaway Inc. Ticker Security ID: Meeting Date Meeting Status BRK.A CUSIP 084670702 04/30/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Warren E. Buffett Mgmt For For For 1.2 Elect Charles T. Munger Mgmt For For For 1.3 Elect Howard G. Buffett Mgmt For For For 1.4 Elect Stephen B. Burke Mgmt For For For 1.5 Elect Susan L. Decker Mgmt For For For 1.6 Elect William H. Gates Mgmt For For For III 1.7 Elect David S. Mgmt For For For Gottesman 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Thomas S. Murphy Mgmt For For For 1.10 Elect Ronald L. Olson Mgmt For For For 1.11 Elect Walter Scott, Jr. Mgmt For For For 1.12 Elect Meryl B. Witmer Mgmt For For For 2 Shareholder Proposal ShrHoldr Against For Against Regarding Reporting Of Climate Change Risks ________________________________________________________________________________ Boston Private Financial Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status BPFH CUSIP 101119105 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clayton G. Mgmt For For For Deutsch 1.2 Elect Deborah F. Mgmt For For For Kuenstner 1.3 Elect Gloria C. Larson Mgmt For For For 1.4 Elect John Morton III Mgmt For For For 1.5 Elect Daniel P. Nolan Mgmt For For For 1.6 Elect Kimberly S. Mgmt For For For Stevenson 1.7 Elect Stephen M. Waters Mgmt For For For 1.8 Elect Donna C. Wells Mgmt For For For 1.9 Elect Lizabeth H. Mgmt For For For Zlatkus 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the Annual Mgmt For For For Executive Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CBRE Group Inc. Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12504L109 05/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brandon B. Boze Mgmt For For For 2 Elect Curtis F. Feeny Mgmt For For For 3 Elect Bradford M. Mgmt For For For Freeman 4 Elect Christopher T. Mgmt For For For Jenny 5 Elect Gerardo I. Lopez Mgmt For For For 6 Elect Frederic V. Malek Mgmt For For For 7 Elect Paula R. Reynolds Mgmt For For For 8 Elect Robert E. Mgmt For For For Sulentic 9 Elect Laura D'Andrea Mgmt For For For Tyson 10 Elect Ray Wirta Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment of Right to Mgmt For Against Against Call a Special Meeting 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John K. Adams Mgmt For For For 2 Elect Stephen A. Ellis Mgmt For For For 3 Elect Arun Sarin Mgmt For For For 4 Elect Charles R. Schwab Mgmt For For For 5 Elect Paula A. Sneed Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 9 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report ________________________________________________________________________________ Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967424 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael L. Corbat Mgmt For For For 2 Elect Ellen M. Costello Mgmt For For For 3 Elect Duncan P. Hennes Mgmt For For For 4 Elect Peter B. Henry Mgmt For For For 5 Elect Franz B. Humer Mgmt For For For 6 Elect Renee J. James Mgmt For For For 7 Elect Eugene M. McQuade Mgmt For For For 8 Elect Michael E. Mgmt For For For O'Neill 9 Elect Gary M. Reiner Mgmt For For For 10 Elect Judith Rodin Mgmt For For For 11 Elect Anthony M. Mgmt For For For Santomero 12 Elect Joan E. Spero Mgmt For For For 13 Elect Diana L. Taylor Mgmt For For For 14 Elect William S. Mgmt For For For Thompson, Jr. 15 Elect James S. Turley Mgmt For For For 16 Elect Ernesto Zedillo Mgmt For For For Ponce de Leon 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For Against Against Executive Compensation 19 Amendment to the 2014 Mgmt For For For Stock Incentive Plan 20 Amendment to the 2011 Mgmt For For For Executive Performance Plan 21 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 22 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 23 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Shareholder Value Committee 24 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy 25 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting ________________________________________________________________________________ CNO Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status CNO CUSIP 12621E103 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward J. Bonach Mgmt For For For 2 Elect Ellyn L. Brown Mgmt For For For 3 Elect Robert C. Greving Mgmt For For For 4 Elect Mary R. Henderson Mgmt For For For 5 Elect Charles J. Mgmt For For For Jacklin 6 Elect Daniel R. Maurer Mgmt For For For 7 Elect Neal C. Schneider Mgmt For For For 8 Elect Frederick J. Mgmt For For For Sievert 9 Elect Michael T. Tokarz Mgmt For For For 10 Amendment to NOL Mgmt For For For Shareholder Rights Plan 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Credicorp Ltd. Ticker Security ID: Meeting Date Meeting Status BAP CUSIP G2519Y108 03/31/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Mgmt For For For Consolidated Financial Statements 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Discover Financial Services Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey S. Aronin Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Gregory C. Case Mgmt For For For 4 Elect Candace H. Duncan Mgmt For For For 5 Elect Joseph F. Eazor Mgmt For For For 6 Elect Cynthia A. Mgmt For For For Glassman 7 Elect Richard H. Lenny Mgmt For For For 8 Elect Thomas G. Maheras Mgmt For For For 9 Elect Michael H. Moskow Mgmt For For For 10 Elect David W. Nelms Mgmt For For For 11 Elect Mark A. Thierer Mgmt For For For 12 Elect Lawrence A. Mgmt For Against Against Weinbach 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ E TRADE Financial Corporation Ticker Security ID: Meeting Date Meeting Status ETFC CUSIP 269246401 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard J. Mgmt For For For Carbone 2 Elect James P. Healy Mgmt For For For 3 Elect Paul T. Idzik Mgmt For For For 4 Elect Frederick W. Mgmt For For For Kanner 5 Elect James Lam Mgmt For For For 6 Elect Rodger A. Lawson Mgmt For For For 7 Elect Shelley B. Mgmt For For For Leibowitz 8 Elect Rebecca Saeger Mgmt For For For 9 Elect Joseph L. Mgmt For For For Sclafani 10 Elect Gary H. Stern Mgmt For For For 11 Elect Donna L. Weaver Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect B. Evan Bayh III Mgmt For For For 3 Elect Jorge L. Benitez Mgmt For For For 4 Elect Katherine B. Mgmt For For For Blackburn 5 Elect Emerson L. Mgmt For For For Brumback 6 Elect Greg D. Mgmt For For For Carmichael 7 Elect Gary R. Heminger Mgmt For For For 8 Elect Jewell D. Hoover Mgmt For For For 9 Elect Michael B. Mgmt For For For McCallister 10 Elect Hendrick G. Mgmt For For For Meijer 11 Elect Marsha C. Mgmt For For For Williams 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ First Commonwealth Financial Corporation Ticker Security ID: Meeting Date Meeting Status FCF CUSIP 319829107 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James G. Barone Mgmt For For For 1.2 Elect Julie A. Caponi Mgmt For For For 1.3 Elect Ray T. Charley Mgmt For For For 1.4 Elect Gary R. Claus Mgmt For For For 1.5 Elect David S. Dahlmann Mgmt For For For 1.6 Elect Johnston A. Glass Mgmt For For For 1.7 Elect Jon L. Gorney Mgmt For For For 1.8 Elect David W. Mgmt For For For Greenfield 1.9 Elect Luke A. Latimer Mgmt For For For 1.10 Elect T. Michael Price Mgmt For For For 1.11 Elect Laurie Stern Mgmt For For For Singer 1.12 Elect Robert J. Ventura Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ GAMCO Investors, Inc. Ticker Security ID: Meeting Date Meeting Status GBL CUSIP 361438104 05/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edwin L. Artzt Mgmt For For For 1.2 Elect Raymond C. Mgmt For Withhold Against Avansino 1.3 Elect Mario J. Gabelli Mgmt For For For 1.4 Elect Eugene R. McGrath Mgmt For For For 1.5 Elect Robert S. Mgmt For For For Prather, Jr. 1.6 Elect Elisa M. Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Stock Grant Mgmt For Against Against 4 Amendment to the 2002 Mgmt For Against Against Stock Award and Incentive Plan 5 Reclassification of Mgmt N/A For N/A Class B Stock ________________________________________________________________________________ Horace Mann Educators Corporation Ticker Security ID: Meeting Date Meeting Status HMN CUSIP 440327104 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel A. Mgmt For For For Domenech 2 Elect Stephen J. Mgmt For For For Hasenmiller 3 Elect Ronald J. Helow Mgmt For For For 4 Elect Beverley J. Mgmt For For For McClure 5 Elect H. Wade Reece Mgmt For For For 6 Elect Gabriel L. Mgmt For For For Shaheen 7 Elect Robert Stricker Mgmt For For For 8 Elect Steven O. Swyers Mgmt For For For 9 Elect Marita Zuraitis Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hospitality Properties Trust Ticker Security ID: Meeting Date Meeting Status HPT CUSIP 44106M102 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna D. Fraiche Mgmt For Abstain Against 2 Elect William A. Lamkin Mgmt For Abstain Against 3 Elect Adam D. Portnoy Mgmt For Abstain Against 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against For Against Regarding Opt Out Of Maryland's Unsolicited Takeover Act ________________________________________________________________________________ Janus Capital Group Inc. Ticker Security ID: Meeting Date Meeting Status JNS CUSIP 47102X105 04/22/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey J. Mgmt For For For Diermeier 2 Elect Eugene Flood, Jr. Mgmt For For For 3 Elect J. Richard Mgmt For For For Fredericks 4 Elect Deborah R. Gatzek Mgmt For For For 5 Elect Lawrence E. Mgmt For For For Kochard 6 Elect Arnold A. Mgmt For For For Pinkston 7 Elect Glenn S. Schafer Mgmt For For For 8 Elect Richard M. Weil Mgmt For For For 9 Elect Billie I. Mgmt For For For Williamson 10 Elect Tatsusaburo Mgmt For For For Yamamoto 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Adoption of Exclusive Mgmt For Against Against Forum ________________________________________________________________________________ Jones Lang LaSalle Incorporated Ticker Security ID: Meeting Date Meeting Status JLL CUSIP 48020Q107 05/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hugo Bague Mgmt For For For 2 Elect Samuel A. Di Mgmt For For For Piazza, Jr. 3 Elect Colin Dyer Mgmt For For For 4 Elect DeAnne S. Julius Mgmt For For For 5 Elect Ming Lu Mgmt For For For 6 Elect Martin H. Nesbitt Mgmt For For For 7 Elect Sheila A. Penrose Mgmt For For For 8 Elect Ann Marie Petach Mgmt For For For 9 Elect Shailesh Rao Mgmt For For For 10 Elect Christian Ulbrich Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda B. Bammann Mgmt For For For 2 Elect James A. Bell Mgmt For For For 3 Elect Crandall C. Mgmt For For For Bowles 4 Elect Stephen B. Burke Mgmt For For For 5 Elect James S. Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Laban P. Mgmt For For For Jackson, Jr. 9 Elect Michael A. Neal Mgmt For For For 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 15 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 16 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Shareholder Value Committee 18 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy 19 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Social Factors ________________________________________________________________________________ Kemper Corp. Ticker Security ID: Meeting Date Meeting Status KMPR CUSIP 488401100 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George N. Cochran Mgmt For For For 2 Elect Kathleen M. Mgmt For For For Cronin 3 Elect Douglas G. Geoga Mgmt For For For 4 Elect Robert J. Joyce Mgmt For For For 5 Elect Joseph P. Mgmt For For For Lacher, Jr. 6 Elect Christopher B. Mgmt For For For Sarofim 7 Elect David P. Storch Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Approval of the Mgmt For For For performance goals under the 2011 Omnibus Equity Plan ________________________________________________________________________________ Lincoln National Corporation Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H. Mgmt For For For Cunningham 2 Elect George W. Mgmt For For For Henderson, III 3 Elect Eric G. Johnson Mgmt For For For 4 Elect M. Leanne Lachman Mgmt For For For 5 Elect William P. Payne Mgmt For For For 6 Elect Patrick S. Mgmt For For For Pittard 7 Elect Isaiah Tidwell Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ MarketAxess Holdings Inc. Ticker Security ID: Meeting Date Meeting Status MKTX CUSIP 57060D108 06/07/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard M. McVey Mgmt For For For 2 Elect Steven L. Mgmt For For For Begleiter 3 Elect Stephen P. Casper Mgmt For For For 4 Elect Jane Chwick Mgmt For For For 5 Elect William F. Cruger Mgmt For For For 6 Elect David G. Gomach Mgmt For For For 7 Elect Carlos M. Mgmt For Against Against Hernandez 8 Elect Ronald M. Hersch Mgmt For For For 9 Elect John Steinhardt Mgmt For For For 10 Elect James J. Sullivan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2012 Mgmt For For For Incentive Plan 14 Executive Performance Mgmt For For For Incentive Plan ________________________________________________________________________________ MasterCard Incorporated Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 06/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Mgmt For For For Haythornthwaite 2 Elect Ajay Banga Mgmt For For For 3 Elect Silvio Barzi Mgmt For For For 4 Elect David R. Carlucci Mgmt For For For 5 Elect Steven J. Mgmt For For For Freiberg 6 Elect Julius Mgmt For For For Genachowski 7 Elect Merit E. Janow Mgmt For For For 8 Elect Nancy J. Karch Mgmt For For For 9 Elect Oki Matsumoto Mgmt For For For 10 Elect Rima Qureshi Mgmt For For For 11 Elect Jose Octavio Mgmt For For For Reyes Lagunes 12 Elect Jackson P. Tai Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MFA Financial, Inc. Ticker Security ID: Meeting Date Meeting Status MFA CUSIP 55272X102 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Brodsky Mgmt For For For 2 Elect Richard J. Byrne Mgmt For For For 3 Elect Alan L. Gosule Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Erskine B. Bowles Mgmt For For For 2 Elect Alistair Darling Mgmt For For For 3 Elect Thomas H. Glocer Mgmt For For For 4 Elect James P. Gorman Mgmt For For For 5 Elect Robert H. Herz Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect Klaus Kleinfeld Mgmt For For For 8 Elect Jami Miscik Mgmt For For For 9 Elect Donald T. Mgmt For For For Nicolaisen 10 Elect Hutham S. Olayan Mgmt For For For 11 Elect James W. Owens Mgmt For For For 12 Elect Ryosuke Tamakoshi Mgmt For For For 13 Elect Perry M. Traquina Mgmt For For For 14 Elect Rayford Wilkins, Mgmt For For For Jr. 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For Against Against Executive Compensation 17 Amendment to 2007 Mgmt For For For Equity Incentive Compensation Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 19 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting ________________________________________________________________________________ PRA Group, Inc. Ticker Security ID: Meeting Date Meeting Status PRAA CUSIP 69354N106 05/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John H. Fain Mgmt For For For 1.2 Elect David Roberts Mgmt For For For 1.3 Elect Vikram A. Atal Mgmt For For For 1.4 Elect Geir L. Olsen Mgmt For For For 1.5 Elect Kevin P. Mgmt For Withhold Against Stevenson 1.6 Elect Lance L. Weaver Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Signature Bank Ticker Security ID: Meeting Date Meeting Status SBNY CUSIP 82669G104 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Tamberlane Mgmt For For For 1.2 Elect Judith Huntington Mgmt For For For 1.3 Elect Derrick D. Cephas Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sun Life Financial Inc. Ticker Security ID: Meeting Date Meeting Status SLF CUSIP 866796105 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William D. Mgmt For For For Anderson 1.2 Elect John H. Clappison Mgmt For For For 1.3 Elect Dean A. Connor Mgmt For For For 1.4 Elect Martin J.G. Glynn Mgmt For For For 1.5 Elect M. Marianne Mgmt For For For Harris 1.6 Elect Sara G. Lewis Mgmt For For For 1.7 Elect Scott F. Powers Mgmt For For For 1.8 Elect Real Raymond Mgmt For For For 1.9 Elect Hugh D. Segal Mgmt For For For 1.10 Elect Barbara G. Mgmt For For For Stymiest 1.11 Elect James H. Mgmt For For For Sutcliffe 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ SVB Financial Group Ticker Security ID: Meeting Date Meeting Status SIVB CUSIP 78486Q101 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Greg W. Becker Mgmt For For For 1.2 Elect Eric A. Benhamou Mgmt For For For 1.3 Elect David M. Clapper Mgmt For For For 1.4 Elect Roger F. Dunbar Mgmt For For For 1.5 Elect Joel P. Friedman Mgmt For For For 1.6 Elect Lata Krishnan Mgmt For For For 1.7 Elect Jeffrey N. Mgmt For For For Maggioncalda 1.8 Elect Mary J. Miller Mgmt For For For 1.9 Elect Kate D. Mitchell Mgmt For For For 1.10 Elect John F. Robinson Mgmt For For For 1.11 Elect Garen K. Staglin Mgmt For For For 2 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Triangle Capital Corporation Ticker Security ID: Meeting Date Meeting Status TCAP CUSIP 895848109 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect E. Ashton Poole Mgmt For For For 2 Elect Brent P. W. Mgmt For For For Burgess 3 Elect Steven C. Lilly Mgmt For Against Against 4 Elect Garland S. Mgmt For For For Tucker, III 5 Elect W. McComb Mgmt For Against Against Dunwoody 6 Elect Mark M. Gambill Mgmt For For For 7 Elect Benjamin S. Mgmt For For For Goldstein 8 Elect Simon B. Rich, Mgmt For For For Jr. 9 Elect Sherwood H. Mgmt For For For Smith, Jr. 10 Authority to Sell Mgmt For For For Shares Below Net Asset Value ________________________________________________________________________________ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Mgmt For For For Baker, Jr. 2 Elect Warner L. Baxter Mgmt For For For 3 Elect Marc N. Casper Mgmt For For For 4 Elect Arthur D. Mgmt For For For Collins, Jr. 5 Elect Richard K. Davis Mgmt For For For 6 Elect Kimberly J. Mgmt For For For Harris 7 Elect Roland A. Mgmt For For For Hernandez 8 Elect Doreen Woo Ho Mgmt For For For 9 Elect Olivia F. Kirtley Mgmt For For For 10 Elect Karen S. Lynch Mgmt For For For 11 Elect David B. O'Maley Mgmt For For For 12 Elect O'dell M. Owens Mgmt For For For 13 Elect Craig D. Schnuck Mgmt For For For 14 Elect Scott W. Wine Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Theodore H. Mgmt For For For Bunting, Jr. 2 Elect E. Michael Mgmt For For For Caulfield 3 Elect Joseph J. Mgmt For For For Echevarria 4 Elect Cynthia L. Egan Mgmt For For For 5 Elect Pamela H. Godwin Mgmt For For For 6 Elect Kevin T. Kabat Mgmt For For For 7 Elect Timothy F. Keaney Mgmt For For For 8 Elect Gloria C. Larson Mgmt For For For 9 Elect Richard P. Mgmt For For For McKenney 10 Elect Edward J. Muhl Mgmt For For For 11 Elect Ronald. P. Mgmt For For For O'Hanley 12 Elect Francis J. Shammo Mgmt For For For 13 Elect Thomas R. Watjen Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Savings-Related Share Mgmt For For For Option Scheme 2016 ________________________________________________________________________________ Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Henry J. Herrmann Mgmt For For For 1.2 Elect James M. Raines Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 1998 Mgmt For For For Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wells Fargo and Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For For For 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Elizabeth A. Duke Mgmt For For For 6 Elect Susan E. Engel Mgmt For For For 7 Elect Enrique Mgmt For For For Hernandez, Jr. 8 Elect Donald M. James Mgmt For For For 9 Elect Cynthia H. Mgmt For For For Milligan 10 Elect Federico F. Pena Mgmt For For For 11 Elect James H. Quigley Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect John G. Stumpf Mgmt For For For 14 Elect Susan G. Swenson Mgmt For For For 15 Elect Suzanne M. Mgmt For For For Vautrinot 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ XL Group plc Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98290102 05/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ramani Ayer Mgmt For For For 2 Elect Stephen J.O. Mgmt For For For Catlin 3 Elect Dale R. Comey Mgmt For For For 4 Elect Claus-Michael Mgmt For For For Dill 5 Elect Robert R. Glauber Mgmt For For For 6 Elect Edward J. Kelly, Mgmt For For For III 7 Elect Suzanne B. Mgmt For For For Labarge 8 Elect Joseph Mauriello Mgmt For For For 9 Elect Eugene M. McQuade Mgmt For For For 10 Elect Michael S. Mgmt For For For McGavick 11 Elect Clayton S. Rose Mgmt For For For 12 Elect Anne L. Stevens Mgmt For For For 13 Elect John M. Vereker Mgmt For For For 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Amendment to the 1991 Mgmt For For For Performance Incentive Program ________________________________________________________________________________ XL Group plc Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98290102 06/23/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 EGM Scheme of Mgmt For For For Arrangement Proposal 2 Capital Reduction Mgmt For For For Proposal 3 Subsidiary Share Mgmt For For For Acquisition Proposal 4 Directors' Allotment Mgmt For For For Authority Proposal 5 Ireland Reserve Mgmt For For For Application Proposal 6 Ireland Memorandum Mgmt For For For Amendment Proposal 7 Ireland Articles Mgmt For For For Amendment Proposal 8 Bermuda Bye-Law Mgmt For For For Amendment Threshold Proposal 9 Bermuda Merger and Mgmt For For For Amalgamation Threshold Proposal 10 Bermuda Repurchase Mgmt For For For Right Proposal 11 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ XL Group plc Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98290111 06/23/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Redomestication from Mgmt For For For Ireland to Bermuda 2 Right to Adjourn Mgmt For For For Meeting Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ American International Group, Inc. Ticker Security ID: Meeting Date Meeting Status AIG CUSIP 026874784 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Don Cornwell Mgmt For For For 2 Elect Peter R. Fisher Mgmt For For For 3 Elect John Fitzpatrick Mgmt For For For 4 Elect Peter D. Hancock Mgmt For For For 5 Elect William G. Mgmt For For For Jurgensen 6 Elect Christopher S. Mgmt For For For Lynch 7 Elect Samuel J. Mgmt For For For Merksamer 8 Elect George L. Miles, Mgmt For Against Against Jr. 9 Elect Henry S. Miller Mgmt For For For 10 Elect Robert S. Miller Mgmt For For For 11 Elect Linda A. Mills Mgmt For For For 12 Elect Suzanne Nora Mgmt For For For Johnson 13 Elect John A. Paulson Mgmt For For For 14 Elect Ronald A. Mgmt For For For Rittenmeyer 15 Elect Douglas M. Mgmt For For For Steenland 16 Elect Theresa M. Stone Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brendan M. Mgmt For For For Cummins 2 Elect Roger W. Hale Mgmt For For For 3 Elect Vada O. Manager Mgmt For For For 4 Elect Mark C. Rohr Mgmt For For For 5 Elect George A. Mgmt For For For Schaefer, Jr. 6 Elect Janice J. Teal Mgmt For For For 7 Elect Michael J. Ward Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505617 04/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sharon L. Allen Mgmt For For For 2 Elect Susan S. Bies Mgmt For For For 3 Elect Jack O. Mgmt For For For Bovender, Jr. 4 Elect Frank P. Mgmt For For For Bramble, Sr. 5 Elect Pierre J. P. de Mgmt For For For Weck 6 Elect Arnold W. Donald Mgmt For For For 7 Elect Linda P. Hudson Mgmt For For For 8 Elect Monica C. Lozano Mgmt For For For 9 Elect Thomas J. May Mgmt For For For 10 Elect Brian T. Moynihan Mgmt For For For 11 Elect Lionel L. Nowell Mgmt For For For III 12 Elect Thomas D. Woods Mgmt For For For 13 Elect R. David Yost Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505617 09/22/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Ratification of Bylaw Mgmt For Against Against Permitting Board to Appoint a Non-Independent Chairman ________________________________________________________________________________ CBRE Group Inc. Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12504L109 05/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brandon B. Boze Mgmt For For For 2 Elect Curtis F. Feeny Mgmt For For For 3 Elect Bradford M. Mgmt For For For Freeman 4 Elect Christopher T. Mgmt For For For Jenny 5 Elect Gerardo I. Lopez Mgmt For For For 6 Elect Frederic V. Malek Mgmt For For For 7 Elect Paula R. Reynolds Mgmt For For For 8 Elect Robert E. Mgmt For For For Sulentic 9 Elect Laura D'Andrea Mgmt For For For Tyson 10 Elect Ray Wirta Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment of Right to Mgmt For Against Against Call a Special Meeting 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Hugin Mgmt For For For 1.2 Elect Mark J. Alles Mgmt For For For 1.3 Elect Richard W. Barker Mgmt For For For 1.4 Elect Michael W. Bonney Mgmt For For For 1.5 Elect Michael D. Casey Mgmt For For For 1.6 Elect Carrie S. Cox Mgmt For For For 1.7 Elect Jacqualyn A. Mgmt For For For Fouse 1.8 Elect Michael A. Mgmt For For For Friedman 1.9 Elect Julia A. Haller Mgmt For For For 1.10 Elect Gilla Kaplan Mgmt For For For 1.11 Elect James J. Loughlin Mgmt For For For 1.12 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Exclusive Forum Mgmt For Against Against Provision 6 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Milton Carroll Mgmt For For For 2 Elect Michael P. Mgmt For For For Johnson 3 Elect Janiece M. Mgmt For For For Longoria 4 Elect Scott J. McLean Mgmt For For For 5 Elect Theodore F. Pound Mgmt For For For 6 Elect Scott M. Mgmt For For For Prochazka 7 Elect Susan O. Rheney Mgmt For For For 8 Elect Phillip R. Smith Mgmt For For For 9 Elect Peter S. Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of Exclusive Mgmt For Against Against Forum Provision ________________________________________________________________________________ CMS Energy Corporation Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jon E. Barfield Mgmt For For For 2 Elect Deborah H. Butler Mgmt For For For 3 Elect Kurt L. Darrow Mgmt For For For 4 Elect Stephen E. Ewing Mgmt For For For 5 Elect Richard M. Gabrys Mgmt For For For 6 Elect William D. Harvey Mgmt For For For 7 Elect Philip R. Mgmt For For For Lochner, Jr. 8 Elect Patricia K. Poppe Mgmt For For For 9 Elect John G. Russell Mgmt For For For 10 Elect Myrna M. Soto Mgmt For For For 11 Elect John G. Sznewajs Mgmt For For For 12 Elect Laura H. Wright Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CNO Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status CNO CUSIP 12621E103 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward J. Bonach Mgmt For For For 2 Elect Ellyn L. Brown Mgmt For For For 3 Elect Robert C. Greving Mgmt For For For 4 Elect Mary R. Henderson Mgmt For For For 5 Elect Charles J. Mgmt For For For Jacklin 6 Elect Daniel R. Maurer Mgmt For For For 7 Elect Neal C. Schneider Mgmt For For For 8 Elect Frederick J. Mgmt For For For Sievert 9 Elect Michael T. Tokarz Mgmt For For For 10 Amendment to NOL Mgmt For For For Shareholder Rights Plan 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna M. Alvarado Mgmt For For For 2 Elect John B. Breaux Mgmt For For For 3 Elect Pamela L. Carter Mgmt For For For 4 Elect Steven T. Mgmt For For For Halverson 5 Elect Edward J. Kelly, Mgmt For For For III 6 Elect John D. McPherson Mgmt For For For 7 Elect David M. Moffett Mgmt For For For 8 Elect Timothy T. Mgmt For For For O'Toole 9 Elect David M. Mgmt For For For Ratcliffe 10 Elect Donald J. Shepard Mgmt For For For 11 Elect Michael J. Ward Mgmt For For For 12 Elect J. Steven Whisler Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ E TRADE Financial Corporation Ticker Security ID: Meeting Date Meeting Status ETFC CUSIP 269246401 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard J. Mgmt For For For Carbone 2 Elect James P. Healy Mgmt For For For 3 Elect Paul T. Idzik Mgmt For For For 4 Elect Frederick W. Mgmt For For For Kanner 5 Elect James Lam Mgmt For For For 6 Elect Rodger A. Lawson Mgmt For For For 7 Elect Shelley B. Mgmt For For For Leibowitz 8 Elect Rebecca Saeger Mgmt For For For 9 Elect Joseph L. Mgmt For For For Sclafani 10 Elect Gary H. Stern Mgmt For For For 11 Elect Donna L. Weaver Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect B. Evan Bayh III Mgmt For For For 3 Elect Jorge L. Benitez Mgmt For For For 4 Elect Katherine B. Mgmt For For For Blackburn 5 Elect Emerson L. Mgmt For For For Brumback 6 Elect Greg D. Mgmt For For For Carmichael 7 Elect Gary R. Heminger Mgmt For For For 8 Elect Jewell D. Hoover Mgmt For For For 9 Elect Michael B. Mgmt For For For McCallister 10 Elect Hendrick G. Mgmt For For For Meijer 11 Elect Marsha C. Mgmt For For For Williams 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ First Commonwealth Financial Corporation Ticker Security ID: Meeting Date Meeting Status FCF CUSIP 319829107 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James G. Barone Mgmt For For For 1.2 Elect Julie A. Caponi Mgmt For For For 1.3 Elect Ray T. Charley Mgmt For For For 1.4 Elect Gary R. Claus Mgmt For For For 1.5 Elect David S. Dahlmann Mgmt For For For 1.6 Elect Johnston A. Glass Mgmt For For For 1.7 Elect Jon L. Gorney Mgmt For For For 1.8 Elect David W. Mgmt For For For Greenfield 1.9 Elect Luke A. Latimer Mgmt For For For 1.10 Elect T. Michael Price Mgmt For For For 1.11 Elect Laurie Stern Mgmt For For For Singer 1.12 Elect Robert J. Ventura Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Janus Capital Group Inc. Ticker Security ID: Meeting Date Meeting Status JNS CUSIP 47102X105 04/22/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey J. Mgmt For For For Diermeier 2 Elect Eugene Flood, Jr. Mgmt For For For 3 Elect J. Richard Mgmt For For For Fredericks 4 Elect Deborah R. Gatzek Mgmt For For For 5 Elect Lawrence E. Mgmt For For For Kochard 6 Elect Arnold A. Mgmt For For For Pinkston 7 Elect Glenn S. Schafer Mgmt For For For 8 Elect Richard M. Weil Mgmt For For For 9 Elect Billie I. Mgmt For For For Williamson 10 Elect Tatsusaburo Mgmt For For For Yamamoto 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Adoption of Exclusive Mgmt For Against Against Forum ________________________________________________________________________________ Jazz Pharmaceuticals plc Ticker Security ID: Meeting Date Meeting Status JAZZ CUSIP G50871105 07/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Gray Mgmt For For For 2 Elect Kenneth W. Mgmt For For For O'Keefe 3 Elect Elmar Schnee Mgmt For For For 4 Elect Catherine A. Sohn Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Authority to Mgmt For For For Repurchase Shares 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kemper Corp. Ticker Security ID: Meeting Date Meeting Status KMPR CUSIP 488401100 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George N. Cochran Mgmt For For For 2 Elect Kathleen M. Mgmt For For For Cronin 3 Elect Douglas G. Geoga Mgmt For For For 4 Elect Robert J. Joyce Mgmt For For For 5 Elect Joseph P. Mgmt For For For Lacher, Jr. 6 Elect Christopher B. Mgmt For For For Sarofim 7 Elect David P. Storch Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Approval of the Mgmt For For For performance goals under the 2011 Omnibus Equity Plan ________________________________________________________________________________ Martin Marietta Materials, Inc. Ticker Security ID: Meeting Date Meeting Status MLM CUSIP 573284106 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Howard Nye Mgmt For For For 2 Elect Laree E. Perez Mgmt For For For 3 Elect Dennis L. Rediker Mgmt For For For 4 Elect Donald W. Slager Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Ratification of Auditor Mgmt For For For 7 Amendment to Stock Mgmt For For For Based Award Plan 8 Approval of Executive Mgmt For For For Cash Incentive Plan 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andy D. Bryant Mgmt For For For 2 Elect Wayne A. Budd Mgmt For For For 3 Elect N. Anthony Coles Mgmt For For For 4 Elect John H. Mgmt For For For Hammergren 5 Elect Alton F. Irby III Mgmt For For For 6 Elect M. Christine Mgmt For For For Jacobs 7 Elect Donald R. Knauss Mgmt For For For 8 Elect Marie L. Knowles Mgmt For For For 9 Elect David M. Lawrence Mgmt For For For 10 Elect Edward A. Mueller Mgmt For For For 11 Elect Susan R. Salka Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Reapproval of the Mgmt For For For Management Cash Incentive Plan 15 Adoption of Proxy Mgmt For For For Access Bylaw 16 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Oge Energy Corp. Ticker Security ID: Meeting Date Meeting Status OGE CUSIP 670837103 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank A. Bozich Mgmt For For For 1.2 Elect James H. Brandi Mgmt For For For 1.3 Elect Luke R. Corbett Mgmt For For For 1.4 Elect John D. Groendyke Mgmt For For For 1.5 Elect David L. Hauser Mgmt For For For 1.6 Elect Kirk Humphreys Mgmt For For For 1.7 Elect Robert O. Lorenz Mgmt For For For 1.8 Elect Judy R. Mgmt For For For McReynolds 1.9 Elect Sheila G. Talton Mgmt For For For 1.10 Elect Sean Trauschke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirements 5 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation ________________________________________________________________________________ Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith L. Barnes Mgmt For For For 1.2 Elect Michael F. Barry Mgmt For For For 1.3 Elect Bruce D. Hoechner Mgmt For For For 1.4 Elect Carol R. Jensen Mgmt For For For 1.5 Elect William E. Mgmt For For For Mitchell 1.6 Elect Ganesh Moorthy Mgmt For For For 1.7 Elect Helene Simonet Mgmt For For For 1.8 Elect Peter C. Wallace Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Royal Caribbean Cruises Ltd. Ticker Security ID: Meeting Date Meeting Status RCL CUSIP V7780T103 05/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Brock Mgmt For For For 2 Elect Richard D. Fain Mgmt For For For 3 Elect William L. Kimsey Mgmt For For For 4 Elect Maritza Gomez Mgmt For For For Montiel 5 Elect Ann S. Moore Mgmt For For For 6 Elect Eyal M. Ofer Mgmt For For For 7 Elect Thomas J. Mgmt For For For Pritzker 8 Elect William K. Reilly Mgmt For For For 9 Elect Bernt Reitan Mgmt For For For 10 Elect Vagn Ove Sorensen Mgmt For For For 11 Elect Donald Thompson Mgmt For For For 12 Elect Arne Alexander Mgmt For For For Wilhelmsen 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2008 Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr N/A For N/A Regarding Proxy Access ________________________________________________________________________________ Signature Bank Ticker Security ID: Meeting Date Meeting Status SBNY CUSIP 82669G104 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Tamberlane Mgmt For For For 1.2 Elect Judith Huntington Mgmt For For For 1.3 Elect Derrick D. Cephas Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Aldrich Mgmt For For For 2 Elect Kevin L. Beebe Mgmt For For For 3 Elect Timothy R. Furey Mgmt For For For 4 Elect Balakrishnan S. Mgmt For For For Iyer 5 Elect Christine King Mgmt For Against Against 6 Elect David P. McGlade Mgmt For For For 7 Elect David J. Mgmt For For For McLachlan 8 Elect Robert A. Mgmt For For For Schriesheim 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Elimination of Mgmt For For For Supermajority Requirement to Amend Bylaws 12 Elimination of Mgmt For For For Supermajority Requirement to Approve Certain Actions 13 Elimination of Mgmt For For For Supermajority Requirement to Approve Business Combinations with Any Related Person 14 Elimination of Mgmt For For For Supermajority Requirement to Amend Charter Provisions Governing Directors 15 Elimination of Mgmt For For For Supermajority Requirement to Amend Charter Provisions Governing Action by Stockholders ________________________________________________________________________________ SVB Financial Group Ticker Security ID: Meeting Date Meeting Status SIVB CUSIP 78486Q101 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Greg W. Becker Mgmt For For For 1.2 Elect Eric A. Benhamou Mgmt For For For 1.3 Elect David M. Clapper Mgmt For For For 1.4 Elect Roger F. Dunbar Mgmt For For For 1.5 Elect Joel P. Friedman Mgmt For For For 1.6 Elect Lata Krishnan Mgmt For For For 1.7 Elect Jeffrey N. Mgmt For For For Maggioncalda 1.8 Elect Mary J. Miller Mgmt For For For 1.9 Elect Kate D. Mitchell Mgmt For For For 1.10 Elect John F. Robinson Mgmt For For For 1.11 Elect Garen K. Staglin Mgmt For For For 2 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Goodyear Tire and Rubber Company Ticker Security ID: Meeting Date Meeting Status GT CUSIP 382550101 04/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William J. Conaty Mgmt For For For 2 Elect James A. Mgmt For For For Firestone 3 Elect Werner Geissler Mgmt For For For 4 Elect Peter S. Hellman Mgmt For For For 5 Elect Laurette T. Mgmt For For For Koellner 6 Elect Richard J. Kramer Mgmt For For For 7 Elect W. Alan Mgmt For For For McCollough 8 Elect John E. McGlade Mgmt For For For 9 Elect Michael J. Morell Mgmt For For For 10 Elect Roderick A. Mgmt For For For Palmore 11 Elect Stephanie A. Mgmt For For For Streeter 12 Elect Thomas H. Mgmt For For For Weidemeyer 13 Elect Michael R. Wessel Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerard J. Arpey Mgmt For For For 2 Elect Ari Bousbib Mgmt For For For 3 Elect Gregory D. Mgmt For For For Brenneman 4 Elect J. Frank Brown Mgmt For For For 5 Elect Albert P. Carey Mgmt For For For 6 Elect Armando Codina Mgmt For For For 7 Elect Helena B. Foulkes Mgmt For For For 8 Elect Linda R. Gooden Mgmt For For For 9 Elect Wayne M. Hewett Mgmt For For For 10 Elect Karen Katen Mgmt For For For 11 Elect Craig A. Menear Mgmt For For For 12 Elect Mark Vadon Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew E. Graves Mgmt For For For 1.2 Elect Alan Siegel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Whirlpool Corporation Ticker Security ID: Meeting Date Meeting Status WHR CUSIP 963320106 04/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel R. Allen Mgmt For For For 2 Elect Marc R. Bitzer Mgmt For For For 3 Elect Gary T. DiCamillo Mgmt For For For 4 Elect Diane M. Dietz Mgmt For For For 5 Elect Gerri T. Elliott Mgmt For For For 6 Elect Jeff M. Fettig Mgmt For For For 7 Elect Michael F. Mgmt For For For Johnston 8 Elect John D. Liu Mgmt For For For 9 Elect Harish M. Manwani Mgmt For For For 10 Elect William D. Perez Mgmt For For For 11 Elect Michael D. White Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wyndham Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status WYN CUSIP 98310W108 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen P. Holmes Mgmt For For For 1.2 Elect Myra J. Biblowit Mgmt For For For 1.3 Elect James E. Buckman Mgmt For For For 1.4 Elect George Herrera Mgmt For Withhold Against 1.5 Elect Brian Mulroney Mgmt For For For 1.6 Elect Pauline D.E. Mgmt For For For Richards 1.7 Elect Michael H. Mgmt For For For Wargotz 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Healthcare Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ AbbVie Inc. Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William H.L. Mgmt For For For Burnside 1.2 Elect Brett J. Hart Mgmt For For For 1.3 Elect Edward J. Rapp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Approval of Mgmt For For For Performance Goals Under the Performance Incentive Plan 6 Shareholder Proposal ShrHoldr Against Against For Regarding Take-Back Programs for Unused Medicines 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Acadia Healthcare Company, Inc. Ticker Security ID: Meeting Date Meeting Status ACHC CUSIP 00404A109 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William F. Grieco Mgmt For For For 1.2 Elect Joey A. Jacobs Mgmt For For For 1.3 Elect Reeve B. Waud Mgmt For For For 2 Amendment to the Mgmt For For For Incentive Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 6 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report ________________________________________________________________________________ AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 03/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ornella Barra Mgmt For For For 2 Elect Steven H. Collis Mgmt For For For 3 Elect Douglas R. Conant Mgmt For For For 4 Elect D. Mark Durcan Mgmt For For For 5 Elect Richard W. Mgmt For For For Gochnauer 6 Elect Lon R. Greenberg Mgmt For For For 7 Elect Jane E. Henney Mgmt For For For 8 Elect Kathleen Hyle Mgmt For For For 9 Elect Michael J. Long Mgmt For For For 10 Elect Henry W. McGee Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank J. Biondi, Mgmt For For For Jr. 3 Elect Robert A. Bradway Mgmt For For For 4 Elect Francois de Mgmt For For For Carbonnel 5 Elect Robert A. Eckert Mgmt For For For 6 Elect Greg C. Garland Mgmt For For For 7 Elect Fred Hassan Mgmt For For For 8 Elect Rebecca M. Mgmt For For For Henderson 9 Elect Frank C. Mgmt For For For Herringer 10 Elect Tyler Jacks Mgmt For For For 11 Elect Judith C. Pelham Mgmt For For For 12 Elect Ronald D. Sugar Mgmt For For For 13 Elect R. Sanders Mgmt For For For Williams 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions ________________________________________________________________________________ Anthem, Inc. Ticker Security ID: Meeting Date Meeting Status ANTM CUSIP 036752103 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lewis Hay, III Mgmt For For For 2 Elect George A. Mgmt For For For Schaefer, Jr. 3 Elect Joseph R. Swedish Mgmt For For For 4 Elect Elizabeth E. Mgmt For For For Tallett 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Anthem, Inc. Ticker Security ID: Meeting Date Meeting Status ANTM CUSIP 036752103 12/03/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 01/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil L. Anderson Mgmt For For For 2 Elect Catherine M. Mgmt For For For Burzik 3 Elect Vincent A. Mgmt For For For Forlenza 4 Elect Claire M. Fraser Mgmt For For For 5 Elect Christopher Jones Mgmt For For For 6 Elect Marshall O. Mgmt For For For Larsen 7 Elect Gary A. Mgmt For For For Mecklenburg 8 Elect James F. Orr Mgmt For For For 9 Elect Willard J. Mgmt For For For Overlock, Jr. 10 Elect Claire Pomeroy Mgmt For For For 11 Elect Rebecca W. Rimel Mgmt For For For 12 Elect Bertram L. Scott Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the 2004 Mgmt For For For Employee and Director Equity-Based Compensation Plan ________________________________________________________________________________ BioTelemetry, Inc. Ticker Security ID: Meeting Date Meeting Status BEAT CUSIP 090672106 05/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rebecca W. Rimel Mgmt For For For 1.2 Elect Robert J. Rubin Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamberto Mgmt For For For Andreotti 2 Elect Peter J. Arduini Mgmt For For For 3 Elect Giovanni Caforio Mgmt For For For 4 Elect Laurie H. Mgmt For For For Glimcher 5 Elect Michael Grobstein Mgmt For For For 6 Elect Alan J. Lacy Mgmt For For For 7 Elect Thomas J. Lynch Mgmt For For For 8 Elect Dinesh Paliwal Mgmt For For For 9 Elect Vicki L. Sato Mgmt For For For 10 Elect Gerald L. Storch Mgmt For For For 11 Elect Togo D. West, Jr. Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Anderson Mgmt For For For 2 Elect Colleen F. Arnold Mgmt For For For 3 Elect George S. Barrett Mgmt For For For 4 Elect Carrie S. Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce L. Downey Mgmt For For For 7 Elect Patricia A. Mgmt For For For Hemingway Hall 8 Elect Clayton M. Jones Mgmt For For For 9 Elect Gregory B. Kenny Mgmt For Against Against 10 Elect Nancy Killefer Mgmt For For For 11 Elect David P. King Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Hugin Mgmt For For For 1.2 Elect Mark J. Alles Mgmt For For For 1.3 Elect Richard W. Barker Mgmt For For For 1.4 Elect Michael W. Bonney Mgmt For For For 1.5 Elect Michael D. Casey Mgmt For For For 1.6 Elect Carrie S. Cox Mgmt For For For 1.7 Elect Jacqualyn A. Mgmt For For For Fouse 1.8 Elect Michael A. Mgmt For For For Friedman 1.9 Elect Julia A. Haller Mgmt For For For 1.10 Elect Gilla Kaplan Mgmt For For For 1.11 Elect James J. Loughlin Mgmt For For For 1.12 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Exclusive Forum Mgmt For Against Against Provision 6 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Cerner Corporation Ticker Security ID: Meeting Date Meeting Status CERN CUSIP 156782104 05/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald E. Mgmt For For For Bisbee, Jr. 2 Elect Denis A. Cortese Mgmt For For For 3 Elect Linda M. Dillman Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Approval of the Mgmt For For For Performance-Based Compensation Plan ________________________________________________________________________________ CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David M. Cordani Mgmt For For For 2 Elect Isaiah Harris, Mgmt For For For Jr. 3 Elect Jane E. Henney Mgmt For For For 4 Elect Donna F. Zarcone Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 12/03/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 05/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect R. David Hoover Mgmt For For For 3 Elect Juan R. Luciano Mgmt For For For 4 Elect Franklyn G. Mgmt For For For Prendergast 5 Elect Kathi P. Seifert Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines ________________________________________________________________________________ Express Scripts Holding Company Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 30219G108 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Maura C. Breen Mgmt For For For 2 Elect William J. Mgmt For For For DeLaney 3 Elect Elder Granger Mgmt For For For 4 Elect Nicholas J. Mgmt For For For LaHowchic 5 Elect Thomas P. Mac Mgmt For For For Mahon 6 Elect Frank Mgmt For For For Mergenthaler 7 Elect Woodrow A. Mgmt For For For Myers, Jr. 8 Elect Roderick A. Mgmt For For For Palmore 9 Elect George Paz Mgmt For For For 10 Elect William L. Roper Mgmt For For For 11 Elect Seymour Sternberg Mgmt For For For 12 Elect Timothy Wentworth Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the 2016 Mgmt For For For Long-Term Incentive Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ HCA Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect R. Milton Johnson Mgmt For For For 2 Elect Robert J. Dennis Mgmt For For For 3 Elect Nancy-Ann DeParle Mgmt For For For 4 Elect Thomas F. Frist Mgmt For For For III 5 Elect William R. Frist Mgmt For For For 6 Elect Charles O. Mgmt For For For Holliday 7 Elect Ann H. Lamont Mgmt For For For 8 Elect Jay O. Light Mgmt For For For 9 Elect Geoffrey G. Mgmt For For For Meyers 10 Elect Michael W. Mgmt For For For Michelson 11 Elect Wayne J. Riley Mgmt For For For 12 Elect John W. Rowe Mgmt For For For 13 Re-Approval of 2006 Mgmt For For For Stock Incentive Plan for Key Employees for the Purposes of Section 162(m) 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Jazz Pharmaceuticals plc Ticker Security ID: Meeting Date Meeting Status JAZZ CUSIP G50871105 07/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Gray Mgmt For For For 2 Elect Kenneth W. Mgmt For For For O'Keefe 3 Elect Elmar Schnee Mgmt For For For 4 Elect Catherine A. Sohn Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Authority to Mgmt For For For Repurchase Shares 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Laboratory Corporation of America Holdings Ticker Security ID: Meeting Date Meeting Status LH CUSIP 50540R409 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kerrii B. Mgmt For For For Anderson 2 Elect Jean-Luc Mgmt For For For Belingard 3 Elect D. Gary Gilliland Mgmt For For For 4 Elect David P. King Mgmt For For For 5 Elect Garheng Kong Mgmt For For For 6 Elect Robert E. Mgmt For For For Mittelstaedt, Jr. 7 Elect Peter M. Neupert Mgmt For For For 8 Elect Richelle P. Mgmt For For For Parham 9 Elect Adam H. Schechter Mgmt For For For 10 Elect R. Sanders Mgmt For For For Williams 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of the 2016 Mgmt For For For Omnibus Incentive Plan 13 Approval of the 2016 Mgmt For For For Employee Stock Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Zika Virus Report ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andy D. Bryant Mgmt For For For 2 Elect Wayne A. Budd Mgmt For For For 3 Elect N. Anthony Coles Mgmt For For For 4 Elect John H. Mgmt For For For Hammergren 5 Elect Alton F. Irby III Mgmt For For For 6 Elect M. Christine Mgmt For For For Jacobs 7 Elect Donald R. Knauss Mgmt For For For 8 Elect Marie L. Knowles Mgmt For For For 9 Elect David M. Lawrence Mgmt For For For 10 Elect Edward A. Mueller Mgmt For For For 11 Elect Susan R. Salka Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Reapproval of the Mgmt For For For Management Cash Incentive Plan 15 Adoption of Proxy Mgmt For For For Access Bylaw 16 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Pamela J. Craig Mgmt For For For 4 Elect Kenneth C. Mgmt For For For Frazier 5 Elect Thomas H. Glocer Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Rochelle B. Mgmt For For For Lazarus 8 Elect Carlos E. Mgmt For For For Represas 9 Elect Paul B. Rothman Mgmt For For For 10 Elect Patricia F. Russo Mgmt For For For 11 Elect Craig B. Thompson Mgmt For For For 12 Elect Wendell P. Weeks Mgmt For For For 13 Elect Peter C. Wendell Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Take-Back Programs for Unused Medicines ________________________________________________________________________________ Mylan N.V. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP N59465109 01/07/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Redemption of Mgmt For For For Preferred Stock ________________________________________________________________________________ Mylan N.V. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP N59465109 06/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Heather Bresch Mgmt For For For 2 Elect Wendy Cameron Mgmt For Against Against 3 Elect Robert J. Mgmt For For For Cindrich 4 Elect Robert J. Coury Mgmt For For For 5 Elect JoEllen Lyons Mgmt For For For Dillon 6 Elect Neil F. Dimick Mgmt For For For 7 Elect Melina Higgins Mgmt For For For 8 Elect Douglas J. Leech Mgmt For Against Against 9 Elect Rajiv Malik Mgmt For For For 10 Elect Joseph C. Maroon Mgmt For For For 11 Elect Mark Parrish Mgmt For Against Against 12 Elect Rodney L. Piatt Mgmt For For For 13 Elect Randall L. Mgmt For For For Vanderveen 14 Adoption of the Dutch Mgmt For For For Annual Accounts 15 Ratification of Auditor Mgmt For For For 16 Appointment of Auditor Mgmt For For For for the Dutch Annual Accounts 17 Advisory Vote on Mgmt For Against Against Executive Compensation 18 Re-Approval of 2003 Mgmt For Against Against Long-Term Incentive Plan 19 Authorization for Mgmt For Against Against Board to Acquire Ordinary and Preferred Shares ________________________________________________________________________________ Mylan N.V. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP N59465109 08/28/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ PharMerica Corporation Ticker Security ID: Meeting Date Meeting Status PMC CUSIP 71714F104 06/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory S. Mgmt For For For Weishar 1.2 Elect W. Robert Dahl, Mgmt For For For Jr. 1.3 Elect Frank E. Collins Mgmt For For For 1.4 Elect Thomas P. Mac Mgmt For For For Mahon 1.5 Elect Marjorie W. Dorr Mgmt For For For 1.6 Elect Thomas P. Gerrity Mgmt For For For 1.7 Elect Robert A. Oakley Mgmt For For For 1.8 Elect Geoffrey G. Mgmt For For For Meyers 1.9 Elect Patrick G. LePore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael S. Brown Mgmt For For For 2 Elect Leonard S. Mgmt For For For Schleifer 3 Elect George D. Mgmt For For For Yancopoulos 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For For For Ballard, Jr. 2 Elect Edson Bueno Mgmt For For For 3 Elect Richard T. Burke Mgmt For For For 4 Elect Robert J. Mgmt For For For Darretta 5 Elect Stephen J. Mgmt For For For Hemsley 6 Elect Michele J. Hooper Mgmt For For For 7 Elect Rodger A. Lawson Mgmt For For For 8 Elect Glenn M. Renwick Mgmt For For For 9 Elect Kenneth I. Shine Mgmt For For For 10 Elect Gail R. Wilensky Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Zimmer Biomet Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ZBH CUSIP 98956P102 05/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher B. Mgmt For For For Begley 2 Elect Betsy J. Bernard Mgmt For For For 3 Elect Paul M. Bisaro Mgmt For For For 4 Elect Gail K. Boudreaux Mgmt For For For 5 Elect David C. Dvorak Mgmt For For For 6 Elect Michael J. Mgmt For For For Farrell 7 Elect Larry C. Mgmt For For For Glasscock 8 Elect Robert A. Mgmt For For For Hagemann 9 Elect Arthur J. Higgins Mgmt For For For 10 Elect Michael W. Mgmt For For For Michelson 11 Elect Cecil B. Pickett Mgmt For For For 12 Elect Jeffrey K. Rhodes Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Amendment to the 2009 Mgmt For For For Stock Incentive Plan Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON High Yield Bond Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ Deutsche Global High Income Fund Inc Ticker Security ID: Meeting Date Meeting Status LBF CUSIP 25158V108 09/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John W. Mgmt For For For Ballantine 1.2 Elect Henry P. Becton, Mgmt For For For Jr. 1.3 Elect Dawn-Marie Mgmt For For For Driscoll 1.4 Elect Paul K. Freeman Mgmt For For For 2 For Deutsche Global Mgmt For For For High Income Fund, Inc. and Deutsche High Income Opportunities Fund, Inc., Amend Charter to Limit the Existence of the Funds Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Industrials Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ A.O. Smith Corporation Ticker Security ID: Meeting Date Meeting Status AOS CUSIP 831865209 04/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gloster B. Mgmt For For For Current, Jr. 1.2 Elect William P. Mgmt For For For Greubel 1.3 Elect Idelle K. Wolf Mgmt For For For 1.4 Elect Gene C. Wulf Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Exclusive Forum Mgmt For Against Against Designation 5 Increase of Authorized Mgmt For For For Common Stock 6 Increase of Authorized Mgmt For For For Class A Common Stock ________________________________________________________________________________ Alaska Air Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALK CUSIP 011659109 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patricia M. Mgmt For For For Bedient 2 Elect Marion C. Blakey Mgmt For For For 3 Elect Phyllis J. Mgmt For Against Against Campbell 4 Elect Dhiren Fonseca Mgmt For For For 5 Elect Jessie J. Mgmt For For For Knight, Jr. 6 Elect Dennis F. Madsen Mgmt For For For 7 Elect Helvi K. Sandvik Mgmt For For For 8 Elect Katherine Savitt Mgmt For For For 9 Elect J. Kenneth Mgmt For For For Thompson 10 Elect Bradley D. Tilden Mgmt For For For 11 Elect Eric K. Yeaman Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the 2016 Mgmt For For For Performance Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apogee Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status APOG CUSIP 037598109 06/23/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerome L. Davis Mgmt For For For 1.2 Elect Sara L. Hays Mgmt For For For 1.3 Elect Richard V. Mgmt For For For Reynolds 1.4 Elect David E. Weiss Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2016 Mgmt For For For Executive Management Incentive Plan 4 Amendment to the 2011 Mgmt For For For Stock Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 05/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David L. Calhoun Mgmt For For For 2 Elect Arthur D. Mgmt For For For Collins, Jr. 3 Elect Kenneth M. Mgmt For For For Duberstein 4 Elect Edmund P. Mgmt For For For Giambastiani, Jr. 5 Elect Lynn J. Good Mgmt For For For 6 Elect Lawrence W. Mgmt For For For Kellner 7 Elect Edward M. Liddy Mgmt For For For 8 Elect Dennis A. Mgmt For For For Muilenburg 9 Elect Susan C. Schwab Mgmt For For For 10 Elect Randall L. Mgmt For For For Stephenson 11 Elect Ronald A. Mgmt For For For Williams 12 Elect Mike S. Mgmt For For For Zafirovski 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Arms Sales to Israel ________________________________________________________________________________ Comfort Systems USA, Inc. Ticker Security ID: Meeting Date Meeting Status FIX CUSIP 199908104 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Darcy G. Anderson Mgmt For For For 1.2 Elect Herman E. Bulls Mgmt For For For 1.3 Elect Alfred J. Mgmt For For For Giardinelli, Jr. 1.4 Elect Alan P. Krusi Mgmt For For For 1.5 Elect Brian E. Lane Mgmt For For For 1.6 Elect Franklin Myers Mgmt For For For 1.7 Elect James H. Schultz Mgmt For For For 1.8 Elect Constance E. Mgmt For For For Skidmore 1.9 Elect Vance W. Tang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendments to Articles Mgmt For For For To Permit Removal of Directors Without Cause ________________________________________________________________________________ Crane Co. Ticker Security ID: Meeting Date Meeting Status CR CUSIP 224399105 04/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ellen McClain Mgmt For For For 2 Elect Jennifer M. Mgmt For For For Pollino 3 Elect Peter O. Scannell Mgmt For For For 4 Elect James L. L. Mgmt For For For Tullis 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Approval of 2016 Mgmt For For For Annual Incentive Plan 8 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases ________________________________________________________________________________ Cummins Inc. Ticker Security ID: Meeting Date Meeting Status CMI CUSIP 231021106 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect N. Thomas Mgmt For For For Linebarger 2 Elect Robert J. Mgmt For For For Bernhard 3 Elect Franklin R. Mgmt For For For Chang-Diaz 4 Elect Bruno V. Di Leo Mgmt For For For Allen 5 Elect Stephen B. Dobbs Mgmt For For For 6 Elect Robert K. Herdman Mgmt For For For 7 Elect Alexis M. Herman Mgmt For For For 8 Elect Thomas J. Lynch Mgmt For For For 9 Elect William I. Miller Mgmt For For For 10 Elect Georgia R. Nelson Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Adoption of Proxy Mgmt For For For Access 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Curtiss-Wright Corporation Ticker Security ID: Meeting Date Meeting Status CW CUSIP 231561101 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David C. Adams Mgmt For For For 1.2 Elect Dean M. Flatt Mgmt For For For 1.3 Elect S. Marce Fuller Mgmt For For For 1.4 Elect Rita J. Heise Mgmt For For For 1.5 Elect Allen A. Kozinski Mgmt For For For 1.6 Elect John R. Myers Mgmt For For For 1.7 Elect John B. Nathman Mgmt For For For 1.8 Elect Robert J. Rivet Mgmt For For For 1.9 Elect Albert E. Smith Mgmt For For For 1.10 Elect Peter C. Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald J. Ehrlich Mgmt For For For 2 Elect Linda P. Hefner Mgmt For For For Filler 3 Elect Thomas P. Joyce, Mgmt For For For Jr. 4 Elect Teri List-Stoll Mgmt For For For 5 Elect Walter G. Lohr, Mgmt For For For Jr. 6 Elect Mitchell P. Rales Mgmt For For For 7 Elect Steven M. Rales Mgmt For For For 8 Elect John T. Mgmt For For For Schwieters 9 Elect Alan G. Spoon Mgmt For For For 10 Elect Elias A. Zerhouni Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DAL CUSIP 247361702 06/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Mgmt For For For Anderson 2 Elect Edward H. Bastian Mgmt For For For 3 Elect Francis S. Blake Mgmt For For For 4 Elect Daniel A. Carp Mgmt For For For 5 Elect David G. DeWalt Mgmt For For For 6 Elect Thomas E. Donilon Mgmt For For For 7 Elect William H. Mgmt For For For Easter III 8 Elect Mickey P. Foret Mgmt For For For 9 Elect Shirley C. Mgmt For For For Franklin 10 Elect George N. Mattson Mgmt For For For 11 Elect Douglas R Ralph Mgmt For For For 12 Elect Sergio A. L. Rial Mgmt For For For 13 Elect Kathy N. Waller Mgmt For For For 14 Elect Kenneth B. Mgmt For For For Woodrow 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to the 2007 Mgmt For For For Performance Compensation Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age ________________________________________________________________________________ FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James L. Mgmt For For For Barksdale 2 Elect John A. Edwardson Mgmt For For For 3 Elect Marvin Ellison Mgmt For Against Against 4 Elect Kimberly A. Jabal Mgmt For For For 5 Elect Shirley Ann Mgmt For For For Jackson 6 Elect Gary W. Loveman Mgmt For For For 7 Elect R. Brad Martin Mgmt For For For 8 Elect Joshua C. Ramo Mgmt For For For 9 Elect Susan C. Schwab Mgmt For For For 10 Elect Frederick W. Mgmt For For For Smith 11 Elect David P. Steiner Mgmt For For For 12 Elect Paul S. Walsh Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Tax Payments on Restricted Stock Awards 17 Shareholder Proposal ShrHoldr Against Against For Regarding Recoupment of Unearned Bonuses 18 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 19 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 20 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against Against For Regarding Report of Values in Political Spending ________________________________________________________________________________ Fluor Corporation Ticker Security ID: Meeting Date Meeting Status FLR CUSIP 343412102 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter K. Barker Mgmt For For For 2 Elect Alan M. Bennett Mgmt For For For 3 Elect Rosemary T. Mgmt For For For Berkery 4 Elect Peter J. Fluor Mgmt For For For 5 Elect Deborah D. Mgmt For For For McWhinney 6 Elect Armando J. Mgmt For For For Olivera 7 Elect Joseph W. Prueher Mgmt For For For 8 Elect Matthew K. Rose Mgmt For For For 9 Elect David T. Seaton Mgmt For For For 10 Elect Nader H. Sultan Mgmt For For For 11 Elect Lynn C. Swann Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Fortune Brands Home and Security, Inc. Ticker Security ID: Meeting Date Meeting Status FBHS CUSIP 34964C106 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan S. Kilsby Mgmt For For For 2 Elect Christopher J. Mgmt For For For Klein 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary T. Barra Mgmt For For For 2 Elect Nicholas D. Mgmt For For For Chabraja 3 Elect James S. Crown Mgmt For For For 4 Elect Rudy F. deLeon Mgmt For For For 5 Elect William P. Fricks Mgmt For For For 6 Elect John M. Keane Mgmt For For For 7 Elect Lester L. Lyles Mgmt For For For 8 Elect Mark M. Malcolm Mgmt For For For 9 Elect James N. Mattis Mgmt For For For 10 Elect Phebe N. Mgmt For For For Novakovic 11 Elect William A. Osborn Mgmt For For For 12 Elect Laura J. Mgmt For For For Schumacher 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Executive Annual Mgmt For Against Against Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases ________________________________________________________________________________ Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William S. Ayer Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David M. Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet F. Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Clive Hollick Mgmt For For For 9 Elect Grace D. Lieblein Mgmt For For For 10 Elect George Paz Mgmt For For For 11 Elect Bradley T. Mgmt For For For Sheares 12 Elect Robin L. Mgmt For For For Washington 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2016 Stock Incentive Mgmt For For For Plan 16 Approval of 2016 Stock Mgmt For For For Plan for Non-Employee Directors 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP 445658107 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas G. Duncan Mgmt For For For 2 Elect Francesca M. Mgmt For For For Edwardson 3 Elect Wayne Garrison Mgmt For For For 4 Elect Sharilyn S. Mgmt For For For Gasaway 5 Elect Gary C. George Mgmt For For For 6 Elect Bryan Hunt Mgmt For Against Against 7 Elect Coleman H. Mgmt For For For Peterson 8 Elect John N. Roberts Mgmt For For For III 9 Elect James L. Robo Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Sexual Orientation and Gender Identity and Expression Anti-Bias Policy ________________________________________________________________________________ JetBlue Airways Corporation Ticker Security ID: Meeting Date Meeting Status JBLU CUSIP 477143101 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect David Checketts Mgmt For For For 3 Elect Virginia Gambale Mgmt For For For 4 Elect Stephan Gemkow Mgmt For For For 5 Elect Robin Hayes Mgmt For For For 6 Elect Ellen Jewett Mgmt For For For 7 Elect Stanley Mgmt For For For McChrystal 8 Elect Joel Peterson Mgmt For For For 9 Elect Frank Sica Mgmt For For For 10 Elect Thomas Winkelmann Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendments to Mgmt For For For Company's Certificate of Incorporation ________________________________________________________________________________ Landstar System, Inc. Ticker Security ID: Meeting Date Meeting Status LSTR CUSIP 515098101 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anthony J. Mgmt For For For Orlando 1.2 Elect Homaira Akbari Mgmt For For For 1.3 Elect Diana M. Murphy Mgmt For For For 1.4 Elect Larry J. Thoele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2013 Mgmt For For For Directors Stock Compensation Plan 5 Re-approval of the Mgmt For For For 2011 Equity Incentive Plan for the Purposes of Section 162(m) ________________________________________________________________________________ Masco Corporation Ticker Security ID: Meeting Date Meeting Status MAS CUSIP 574599106 05/09/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald R. Parfet Mgmt For For For 2 Elect Lisa A. Payne Mgmt For For For 3 Elect Reginald M. Mgmt For For For Turner, Jr. 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Orbital ATK Inc Ticker Security ID: Meeting Date Meeting Status OA CUSIP 68557N103 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin P. Chilton Mgmt For Against Against 2 Elect Roxanne Decyk Mgmt For For For 3 Elect Martin C. Faga Mgmt For Against Against 4 Elect Lennard A. Fisk Mgmt For For For 5 Elect Ronald R. Mgmt For For For Fogleman 6 Elect Robert M. Hanisee Mgmt For Against Against 7 Elect Ronald Kadish Mgmt For Against Against 8 Elect Tig H. Krekel Mgmt For For For 9 Elect Douglas L. Maine Mgmt For Against Against 10 Elect Roman Martinez IV Mgmt For Against Against 11 Elect Janice I. Mgmt For For For Obuchowski 12 Elect James G. Roche Mgmt For For For 13 Elect Harrison H. Mgmt For For For Schmitt 14 Elect David W. Thompson Mgmt For For For 15 Elect Scott L. Webster Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Executive Officer Mgmt For For For Incentive Plan 18 2016 Employee Stock Mgmt For For For Purchase Plan 19 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PGT, Inc. Ticker Security ID: Meeting Date Meeting Status PGTI CUSIP 69336V101 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alexander R. Mgmt For For For Castaldi 1.2 Elect M. Joseph McHugh Mgmt For For For 1.3 Elect William J. Morgan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/17/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter B. Delaney Mgmt For For For 2 Elect Mark Donegan Mgmt For For For 3 Elect Don R. Graber Mgmt For For For 4 Elect Lester L. Lyles Mgmt For For For 5 Elect Vernon E. Oechsle Mgmt For For For 6 Elect James F. Palmer Mgmt For For For 7 Elect Rick Schmidt Mgmt For For For 8 Elect Richard L. Mgmt For For For Wambold 9 Elect Timothy A. Wicks Mgmt For For For 10 Elect Janet C. Mgmt For For For Wolfenbarger 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Tracy A Atkinson Mgmt For For For 2 Elect Robert E. Mgmt For For For Beauchamp 3 Elect James E. Mgmt For For For Cartwright 4 Elect Vernon E. Clark Mgmt For For For 5 Elect Stephen J. Hadley Mgmt For For For 6 Elect Thomas A. Kennedy Mgmt For For For 7 Elect Letitia A Long Mgmt For For For 8 Elect George R. Oliver Mgmt For For For 9 Elect Michael C. Mgmt For For For Ruettgers 10 Elect William R. Spivey Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Adoption of an Mgmt For Against Against Exclusive Forum Provision 14 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Ryder System, Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert J. Eck Mgmt For For For 2 Elect Tamara L. Mgmt For For For Lundgren 3 Elect Abbie J. Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2012 Mgmt For For For Equity and Incentive Compensation Plan 7 Amendment to the Stock Mgmt For For For Purchase Plan ________________________________________________________________________________ Snap-on Incorporated Ticker Security ID: Meeting Date Meeting Status SNA CUSIP 833034101 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Karen L. Daniel Mgmt For For For 2 Elect Ruth Ann M. Mgmt For For For Gillis 3 Elect James P. Holden Mgmt For For For 4 Elect Nathan J. Jones Mgmt For For For 5 Elect Harry W. Knueppel Mgmt For For For 6 Elect W. Dudley Lehman Mgmt For For For 7 Elect Nicholas T. Mgmt For For For Pinchuk 8 Elect Gregg M. Sherrill Mgmt For For For 9 Elect Donald J. Mgmt For For For Stebbins 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Middleby Corporation Ticker Security ID: Meeting Date Meeting Status MIDD CUSIP 596278101 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Selim A. Bassoul Mgmt For For For 1.2 Elect Sarah Palisi Mgmt For Withhold Against Chapin 1.3 Elect Robert B. Lamb Mgmt For For For 1.4 Elect Cathy L. McCarthy Mgmt For For For 1.5 Elect John R. Miller Mgmt For Withhold Against III 1.6 Elect Gordon O'Brien Mgmt For Withhold Against 1.7 Elect Philip G. Putnam Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Re-Approval of the Mgmt For For For Performance Goals Under the 2011 Long-Term Incentive Plan 5 Re-Approval of the Mgmt For For For Performance Goals Under the Value Creation Incentive Plan ________________________________________________________________________________ Tutor Perini Corporation Ticker Security ID: Meeting Date Meeting Status TPC CUSIP 901109108 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald N. Tutor Mgmt For For For 1.2 Elect Peter Arkley Mgmt For Withhold Against 1.3 Elect Sidney J. Mgmt For For For Feltenstein 1.4 Elect James A. Frost Mgmt For For For 1.5 Elect Michael R. Klein Mgmt For Withhold Against 1.6 Elect Robert C. Lieber Mgmt For For For 1.7 Elect Raymond R. Mgmt For For For Oneglia 1.8 Elect Dale Anne Reiss Mgmt For For For 1.9 Elect Donald D. Snyder Mgmt For Withhold Against 1.10 Elect Dickran M. Mgmt For For For Tevrizian, Jr. 2 Ratification of Auditor Mgmt For For For 3 Amendments to Bylaws Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew H. Card, Mgmt For For For Jr. 2 Elect Erroll B. Davis, Mgmt For For For Jr. 3 Elect David B. Dillon Mgmt For For For 4 Elect Lance M. Fritz Mgmt For For For 5 Elect Charles C. Krulak Mgmt For For For 6 Elect Jane H. Lute Mgmt For For For 7 Elect Michael R. Mgmt For For For McCarthy 8 Elect Michael W. Mgmt For For For McConnell 9 Elect Thomas F. Mgmt For For For McLarty III 10 Elect Steven R. Rogel Mgmt For For For 11 Elect Jose H. Mgmt For For For Villarreal 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John V. Faraci Mgmt For For For 2 Elect Jean-Pierre Mgmt For For For Garnier 3 Elect Gregory J. Hayes Mgmt For For For 4 Elect Edward A. Kangas Mgmt For For For 5 Elect Ellen J. Kullman Mgmt For For For 6 Elect Marshall O. Mgmt For For For Larsen 7 Elect Harold W. McGraw Mgmt For For For III 8 Elect Richard B. Myers Mgmt For For For 9 Elect Fredric G. Mgmt For For For Reynolds 10 Elect Brian C. Rogers Mgmt For For For 11 Elect H. Patrick Mgmt For For For Swygert 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Todd Mgmt For For For Whitman 14 Ratification of Auditor Mgmt For For For 15 Elimination of Mgmt For For For Cumulative Voting 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ WageWorks, Inc. Ticker Security ID: Meeting Date Meeting Status WAGE CUSIP 930427109 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerome D. Mgmt For For For Gramaglia 1.2 Elect Robert L. Metzger Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Westinghouse Air Brake Technologies Corporation Ticker Security ID: Meeting Date Meeting Status WAB CUSIP 929740108 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Brooks Mgmt For For For 1.2 Elect William E. Mgmt For For For Kassling 1.3 Elect Albert J. Mgmt For For For Neupaver 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Re-Approval of the Mgmt For For For 2011 Stock Incentive Plan for Purposes of Macron Law Qualification Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Information Technology Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ Advanced Energy Industries, Inc. Ticker Security ID: Meeting Date Meeting Status AEIS CUSIP 007973100 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frederick A. Ball Mgmt For For For 1.2 Elect Grant H. Beard Mgmt For For For 1.3 Elect Ronald C. Foster Mgmt For For For 1.4 Elect Edward C. Grady Mgmt For For For 1.5 Elect Thomas M. Rohrs Mgmt For For For 1.6 Elect Yuval Wasserman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alphabet Inc. Ticker Security ID: Meeting Date Meeting Status GOOGL CUSIP 02079K305 06/08/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For Withhold Against 1.5 Elect Diane B. Greene Mgmt For For For 1.6 Elect John L. Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For Withhold Against 1.8 Elect Alan R. Mulally Mgmt For For For 1.9 Elect Paul S. Otellini Mgmt For For For 1.10 Elect K. Ram Shriram Mgmt For For For 1.11 Elect Shirley M. Mgmt For For For Tilghman 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Mgmt For Against Against Stock Plan 4 Amendment to Google Mgmt For For For Inc.'s Certificate of Incorporation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 6 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 7 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 9 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 10 Shareholder Proposal ShrHoldr Against For Against Regarding Gender Pay Equity Report ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bell Mgmt For For For 2 Elect Timothy D. Cook Mgmt For For For 3 Elect Albert A. Gore Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Andrea Jung Mgmt For For For 6 Elect Arthur D. Mgmt For For For Levinson 7 Elect Ronald D. Sugar Mgmt For For For 8 Elect Susan L. Wagner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Approval of Amended Mgmt For For For and Restated 2014 Employee Stock Plan 12 Shareholder Proposal ShrHoldr Against Against For Regarding Net Zero Greenhouse Gas Emissions 13 Shareholder Proposal ShrHoldr Against Against For Regarding Racial Diversity of Board and Management 14 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Avago Technologies Limited Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP Y0486S104 11/10/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Issuance of Shares w/o Mgmt For For For Preemptive Rights ________________________________________________________________________________ Broadcom Ltd. Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP Y09827109 04/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hock E. Tan Mgmt For For For 2 Elect James V. Diller, Mgmt For For For Sr. 3 Elect Lewis C. Mgmt For For For Eggebrecht 4 Elect Kenneth Y. Hao Mgmt For For For 5 Elect Eddy W. Mgmt For For For Hartenstein 6 Elect Justine Lien Mgmt For For For 7 Elect Donald Macleod Mgmt For For For 8 Elect Peter J. Marks Mgmt For For For 9 Elect Dr. Henry S. Mgmt For For For Samueli 10 Elect Lucien Y.K. Wong Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Issue Mgmt For For For Ordinary and Special Preference Shares 13 Directors' Fees Mgmt For For For ________________________________________________________________________________ Cognizant Technology Solutions Corporation Ticker Security ID: Meeting Date Meeting Status CTSH CUSIP 192446102 06/15/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Maureen Mgmt For For For Breakiron-Evans 3 Elect Jonathan Mgmt For For For Chadwick 4 Elect Francisco D'Souza Mgmt For For For 5 Elect John N. Fox, Jr. Mgmt For For For 6 Elect John E. Klein Mgmt For For For 7 Elect Leo S. Mackay, Mgmt For For For Jr. 8 Elect Lakshmi Narayanan Mgmt For For For 9 Elect Michael Mgmt For For For Patsalos-Fox 10 Elect Robert E. Mgmt For For For Weissman 11 Elect Thomas M. Wendel Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Coherent, Inc. Ticker Security ID: Meeting Date Meeting Status COHR CUSIP 192479103 02/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Ambroseo Mgmt For For For 2 Elect Jay T. Flatley Mgmt For For For 3 Elect Susan M. James Mgmt For For For 4 Elect L. William Krause Mgmt For For For 5 Elect Garry W. Rogerson Mgmt For For For 6 Elect Steve Skaggs Mgmt For For For 7 Elect Sandeep S. Vij Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ DST Systems, Inc. Ticker Security ID: Meeting Date Meeting Status DST CUSIP 233326107 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph C. Mgmt For For For Antonellis 1.2 Elect Stephen C. Hooley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Electronic Arts Inc. Ticker Security ID: Meeting Date Meeting Status EA CUSIP 285512109 08/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leonard S. Mgmt For For For Coleman, Jr. 2 Elect Jay C. Hoag Mgmt For For For 3 Elect Jeffrey T. Huber Mgmt For Against Against 4 Elect Vivek Paul Mgmt For For For 5 Elect Lawrence F. Mgmt For For For Probst III 6 Elect Richard A. Mgmt For For For Simonson 7 Elect Luis A. Ubinas Mgmt For For For 8 Elect Denise F. Warren Mgmt For For For 9 Elect Andrew Wilson Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Euronet Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status EEFT CUSIP 298736109 05/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Brown Mgmt For For For 1.2 Elect Andrew B. Schmitt Mgmt For For For 1.3 Elect M. Jeannine Mgmt For For For Strandjord 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Annual Executive Mgmt For For For Incentive Plan ________________________________________________________________________________ Everi Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status EVRI CUSIP 30034T103 05/23/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Geoff Judge Mgmt For For For 1.2 Elect Michael D. Mgmt For For For Rumbolz 1.3 Elect Ronald V. Congemi Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Facebook, Inc. Ticker Security ID: Meeting Date Meeting Status FB CUSIP 30303M102 06/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc L. Mgmt For Withhold Against Andreessen 1.2 Elect Erskine B. Bowles Mgmt For For For 1.3 Elect Susan D. Mgmt For For For Desmond-Hellmann 1.4 Elect Reed Hastings Mgmt For For For 1.5 Elect Jan Koum Mgmt For For For 1.6 Elect Sheryl K. Mgmt For For For Sandberg 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of 2013 Mgmt For For For Grants to Non-Employee Directors 5 Ratification of 2014 Mgmt For For For and 2015 Grants to Non-Employee Directors 6 Annual Compensation Mgmt For For For Program for Non-Employee Directors 7 Approve Establishment Mgmt For Against Against of Class C Stock and Associated Rights 8 Increase the Number of Mgmt For Against Against Class A Stock from 5,000,000,000 to 20,000,000,000 9 Provide Equal Mgmt For For For Treatment of Stock Classes in Transactions and Dividends 10 Provide for Conversion Mgmt For For For Events of Class B Stock 11 Amendment to the 2012 Mgmt For Against Against Equity Incentive Plan 12 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 13 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report 14 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of International Public Policy Committee 16 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report ________________________________________________________________________________ FEI Company Ticker Security ID: Meeting Date Meeting Status FEIC CUSIP 30241L109 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Homa Bahrami Mgmt For For For 1.2 Elect Arie Huijser Mgmt For For For 1.3 Elect Don R. Kania Mgmt For For For 1.4 Elect Thomas F. Kelly Mgmt For For For 1.5 Elect Jan C. Lobbezoo Mgmt For For For 1.6 Elect Jami K. Mgmt For For For Nachtsheim 1.7 Elect James T. Mgmt For For For Richardson 1.8 Elect Richard H. Wills Mgmt For For For 2 Amendment to the 1995 Mgmt For For For Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ IPG Photonics Corporation Ticker Security ID: Meeting Date Meeting Status IPGP CUSIP 44980X109 06/01/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Valentin P. Mgmt For For For Gapontsev 1.2 Elect Eugene Mgmt For For For Shcherbakov 1.3 Elect Igor Samartsev Mgmt For For For 1.4 Elect Michael C. Child Mgmt For For For 1.5 Elect Henry E. Gauthier Mgmt For For For 1.6 Elect William S. Hurley Mgmt For For For 1.7 Elect Eric Meurice Mgmt For For For 1.8 Elect John R. Peeler Mgmt For For For 1.9 Elect Thomas J. Seifert Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ j2 Global Communications, Inc. Ticker Security ID: Meeting Date Meeting Status JCOM CUSIP 48123V102 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas Y. Bech Mgmt For For For 2 Elect Robert J. Cresci Mgmt For Against Against 3 Elect W. Brian Kretzmer Mgmt For For For 4 Elect Jonathan F. Mgmt For For For Miller 5 Elect Richard S. Mgmt For For For Ressler 6 Elect Stephen Ross Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Keysight Technologies Inc Ticker Security ID: Meeting Date Meeting Status KEYS CUSIP 49338L103 03/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James G. Cullen Mgmt For For For 2 Elect Jean M. Halloran Mgmt For For For 3 Elect Mark B. Templeton Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Lexmark International, Inc. Ticker Security ID: Meeting Date Meeting Status LXK CUSIP 529771107 05/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph E. Gomory Mgmt For For For 2 Elect Michael J. Maples Mgmt For Against Against 3 Elect Stephen R. Hardis Mgmt For Against Against 4 Elect William R. Fields Mgmt For For For 5 Elect Robert Holland, Mgmt For For For Jr. 6 Elect Kathi P. Seifert Mgmt For For For 7 Elect Jean-Paul L. Mgmt For For For Montupet 8 Elect Jared L. Cohon Mgmt For For For 9 Elect J. Edward Coleman Mgmt For Against Against 10 Elect Paul A. Rooke Mgmt For For For 11 Elect Sandra L. Helton Mgmt For Against Against 12 Elect W. Roy Dunbar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ M/A-Com Technology Solutions Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status MTSI CUSIP 55405Y100 03/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Y. Chung Mgmt For Withhold Against 1.2 Elect Gil J. Van Lunsen Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2012 Mgmt For Against Against Omnibus Incentive Plan ________________________________________________________________________________ MasterCard Incorporated Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 06/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Mgmt For For For Haythornthwaite 2 Elect Ajay Banga Mgmt For For For 3 Elect Silvio Barzi Mgmt For For For 4 Elect David R. Carlucci Mgmt For For For 5 Elect Steven J. Mgmt For For For Freiberg 6 Elect Julius Mgmt For For For Genachowski 7 Elect Merit E. Janow Mgmt For For For 8 Elect Nancy J. Karch Mgmt For For For 9 Elect Oki Matsumoto Mgmt For For For 10 Elect Rima Qureshi Mgmt For For For 11 Elect Jose Octavio Mgmt For For For Reyes Lagunes 12 Elect Jackson P. Tai Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MAXIMUS, Inc. Ticker Security ID: Meeting Date Meeting Status MMS CUSIP 577933104 03/16/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul R. Lederer Mgmt For For For 2 Elect Peter B. Pond Mgmt For For For 3 Elect James R. Mgmt For For For Thompson, Jr. 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mentor Graphics Corporation Ticker Security ID: Meeting Date Meeting Status MENT CUSIP 587200106 06/15/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith L. Barnes Mgmt For For For 1.2 Elect Peter L. Bonfield Mgmt For For For 1.3 Elect Paul A. Mgmt For For For Mascarenas 1.4 Elect J. Daniel Mgmt For For For McCranie 1.5 Elect Walden C. Rhines Mgmt For For For 1.6 Elect Cheryl L. Shavers Mgmt For For For 1.7 Elect Jeffrey M. Mgmt For For For Stafeil 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2010 Mgmt For For For Omnibus Incentive Plan 4 1989 Employee Stock Mgmt For For For Purchase Plan and Foreign Sub-plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Methode Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status MEI CUSIP 591520200 09/17/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Walter J. Mgmt For For For Aspatore 2 Elect Warren L. Batts Mgmt For For For 3 Elect Darren M. Dawson Mgmt For For For 4 Elect Donald W. Duda Mgmt For For For 5 Elect Stephen F. Gates Mgmt For For For 6 Elect Isabelle C. Mgmt For For For Goossen 7 Elect Christopher J. Mgmt For For For Hornung 8 Elect Paul G. Shelton Mgmt For For For 9 Elect Lawrence B. Mgmt For For For Skatoff 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Microsemi Corporation Ticker Security ID: Meeting Date Meeting Status MSCC CUSIP 595137100 02/09/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James J. Peterson Mgmt For For For 2 Elect Dennis R. Leibel Mgmt For For For 3 Elect Thomas R. Mgmt For For For Anderson 4 Elect William E. Mgmt For For For Bendush 5 Elect Paul F. Folino Mgmt For For For 6 Elect William L. Healey Mgmt For For For 7 Elect Matthew E. Mgmt For For For Massengill 8 ADVISORY VOTE ON Mgmt For Against Against EXECUTIVE COMPENSATION 9 Amendment to the 2008 Mgmt For For For Performance Incentive Plan 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 12/02/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H. Gates Mgmt For For For III 2 Elect Teri L. Mgmt For For For List-Stoll 3 Elect G. Mason Morfit Mgmt For For For 4 Elect Satya Nadella Mgmt For For For 5 Elect Charles H. Noski Mgmt For For For 6 Elect Helmut G. W. Mgmt For For For Panke 7 Elect Sandra E. Mgmt For For For Peterson 8 Elect Charles W. Scharf Mgmt For For For 9 Elect John W. Stanton Mgmt For For For 10 Elect John W. Thompson Mgmt For For For 11 Elect Padmasree Warrior Mgmt For For For 12 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Monolithic Power Systems, Inc. Ticker Security ID: Meeting Date Meeting Status MPWR CUSIP 609839105 06/16/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael R. Hsing Mgmt For For For 1.2 Elect Herbert Chang Mgmt For For For 1.3 Elect Eugen Elmiger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 11/18/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey S. Berg Mgmt For For For 1.2 Elect H. Raymond Mgmt For Withhold Against Bingham 1.3 Elect Michael J. Boskin Mgmt For Withhold Against 1.4 Elect Safra A. Catz Mgmt For For For 1.5 Elect Bruce R. Chizen Mgmt For Withhold Against 1.6 Elect George H. Mgmt For Withhold Against Conrades 1.7 Elect Lawrence J. Mgmt For For For Ellison 1.8 Elect Hector Mgmt For For For Garcia-Molina 1.9 Elect Jeffrey O. Henley Mgmt For For For 1.10 Elect Mark V. Hurd Mgmt For For For 1.11 Elect Leon E. Panetta Mgmt For For For 1.12 Elect Naomi O. Seligman Mgmt For Withhold Against 2 Re-approval of the Mgmt For For For Material Terms of the Executive Bonus Plan 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy Sourcing 6 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 7 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans 8 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Engagement 9 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 10 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith L. Barnes Mgmt For For For 1.2 Elect Michael F. Barry Mgmt For For For 1.3 Elect Bruce D. Hoechner Mgmt For For For 1.4 Elect Carol R. Jensen Mgmt For For For 1.5 Elect William E. Mgmt For For For Mitchell 1.6 Elect Ganesh Moorthy Mgmt For For For 1.7 Elect Helene Simonet Mgmt For For For 1.8 Elect Peter C. Wallace Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Scansource, Inc. Ticker Security ID: Meeting Date Meeting Status SCSC CUSIP 806037107 12/03/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven R. Fischer Mgmt For For For 1.2 Elect Michael L. Baur Mgmt For For For 1.3 Elect Peter C. Browning Mgmt For For For 1.4 Elect Michael J. Mgmt For For For Grainger 1.5 Elect John P. Reilly Mgmt For For For 1.6 Elect Charles R. Mgmt For For For Whitchurch 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Aldrich Mgmt For For For 2 Elect Kevin L. Beebe Mgmt For For For 3 Elect Timothy R. Furey Mgmt For For For 4 Elect Balakrishnan S. Mgmt For For For Iyer 5 Elect Christine King Mgmt For Against Against 6 Elect David P. McGlade Mgmt For For For 7 Elect David J. Mgmt For For For McLachlan 8 Elect Robert A. Mgmt For For For Schriesheim 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Elimination of Mgmt For For For Supermajority Requirement to Amend Bylaws 12 Elimination of Mgmt For For For Supermajority Requirement to Approve Certain Actions 13 Elimination of Mgmt For For For Supermajority Requirement to Approve Business Combinations with Any Related Person 14 Elimination of Mgmt For For For Supermajority Requirement to Amend Charter Provisions Governing Directors 15 Elimination of Mgmt For For For Supermajority Requirement to Amend Charter Provisions Governing Action by Stockholders ________________________________________________________________________________ Super Micro Computer, Inc. Ticker Security ID: Meeting Date Meeting Status SMCI CUSIP 86800U104 03/08/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Chiu-Chu Liu Mgmt For For For Liang 1.2 Elect Hwei-Ming Tsai Mgmt For Withhold Against 2 Approval of 2016 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Synaptics Incorporated Ticker Security ID: Meeting Date Meeting Status SYNA CUSIP 87157D109 10/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey D. Mgmt For For For Buchanan 2 Elect Keith B. Geeslin Mgmt For For For 3 Elect James L. Whims Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2010 Mgmt For For For Incentive Compensation Plan ________________________________________________________________________________ TE Connectivity Ltd. Ticker Security ID: Meeting Date Meeting Status TEL CUSIP H84989104 03/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pierre R. Mgmt For For For Brondeau 2 Elect Terrence R. Mgmt For For For Curtin 3 Elect Carol A. Davidson Mgmt For For For 4 Elect Juergen W. Gromer Mgmt For For For 5 Elect William A. Mgmt For For For Jeffrey 6 Elect Thomas J. Lynch Mgmt For For For 7 Elect Yong Nam Mgmt For For For 8 Elect Daniel J. Phelan Mgmt For For For 9 Elect Paula A. Sneed Mgmt For For For 10 Elect Mark C. Trudeau Mgmt For For For 11 Elect John C. Van Mgmt For For For Scoter 12 Elect Laura H. Wright Mgmt For For For 13 Elect Thomas J. Lynch Mgmt For For For as Chairman 14 Elect Daniel J. Phelan Mgmt For For For 15 Elect Paula A. Sneed Mgmt For For For 16 Elect John C. Van Mgmt For For For Scoter 17 Appointment of the Mgmt For For For Independent Proxy 18 Approval of Annual Mgmt For For For Report 19 Approval of Statutory Mgmt For For For Financial Statements 20 Approval of Mgmt For For For Consolidated Financial Statements 21 Release of Board of Mgmt For For For Directors and Executive Officers 22 Appoint Deloitte and Mgmt For For For Touche as auditor 23 Appoint Deloitte AG, Mgmt For For For Zurich as Swiss registered auditor 24 Appoint Mgmt For For For PricewaterhouseCoopers AG, Zurich as Special Auditor 25 Advisory Vote on Mgmt For For For Executive Compensation 26 Executive Compensation Mgmt For For For 27 Board Compensation Mgmt For For For 28 Appropriation of Mgmt For For For Earnings 29 Declaration of Dividend Mgmt For For For 30 Authority to Mgmt For For For Repurchase Shares 31 Increase in Authorized Mgmt For For For Capital 32 Reduction of Share Mgmt For For For Capital Under the Share Repurchase Program 33 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Teradyne, Inc. Ticker Security ID: Meeting Date Meeting Status TER CUSIP 880770102 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael A. Mgmt For For For Bradley 2 Elect Daniel W. Mgmt For For For Christman 3 Elect Edwin J. Gillis Mgmt For For For 4 Elect Timothy E. Mgmt For For For Guertin 5 Elect Mark E. Jagiela Mgmt For For For 6 Elect Mercedes Johnson Mgmt For For For 7 Elect Paul J. Tufano Mgmt For For For 8 Elect Roy A. Vallee Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 02/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd A. Carney Mgmt For For For 2 Elect Mary B. Cranston Mgmt For Against Against 3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 4 Elect Alfred F. Kelly, Mgmt For For For Jr. 5 Elect Robert W. Mgmt For For For Matschullat 6 Elect Cathy E. Minehan Mgmt For For For 7 Elect Suzanne Nora Mgmt For For For Johnson 8 Elect David J. Pang Mgmt For For For 9 Elect Charles W. Scharf Mgmt For For For 10 Elect John A.C. Mgmt For For For Swainson 11 Elect Maynard G. Webb, Mgmt For For For Jr. 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the 2007 Mgmt For For For Equity Incentive Compensation Plan as Amended and Restated 14 Amendment to the Visa Mgmt For For For Inc. Incentive Plan 15 Ratification of Auditor Mgmt For For For Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON International Equity Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ 3SBIO Inc Ticker Security ID: Meeting Date Meeting Status 01530 CINS G8875G102 06/28/2016 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Share Mgmt For Against Against Option Scheme ________________________________________________________________________________ 3SBio Inc. Ticker Security ID: Meeting Date Meeting Status 01530 CINS G8875G102 06/28/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect LOU Jing Mgmt For For For 5 Elect TAN Bo Mgmt For For For 6 Elect SU Dongmei Mgmt For For For 7 Elect LIU Dong Mgmt For For For 8 Elect LV Dong Mgmt For For For 9 Elect PU Tianruo Mgmt For For For 10 Elect David Ross Mgmt For For For Parkinson 11 Elect MA Jun Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Adva AG Optical Networking SE Ticker Security ID: Meeting Date Meeting Status ADV CINS D0190E105 05/11/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Stock Option Plan; Mgmt For Against Against Increase in Conditional Capital 10 Elect Hans-Joachim Mgmt For For For Grallert to the Supervisory Board ________________________________________________________________________________ Aegon N.V. Ticker Security ID: Meeting Date Meeting Status AGN CINS N00927298 05/20/2016 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Elect Robert J. Routs Mgmt For Against Against to the Supervisory Board 10 Elect Ben van der Veer Mgmt For For For to the Supervisory Board 11 Elect Dirk P.M. Mgmt For For For Verbeek to the Supervisory Board 12 Maximum Variable Pay Mgmt For For For Ratio 13 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Suppress Mgmt For For For Preemptive Rights 16 Authority to Issue Mgmt For For For Shares for Equity Awards 17 Authority to Mgmt For For For Repurchase Shares 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Air Canada Ticker Security ID: Meeting Date Meeting Status AC CUSIP 008911877 05/10/2016 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christie J.B. Mgmt For For For Clark 1.2 Elect Michael M. Green Mgmt For For For 1.3 Elect Jean Marc Huot Mgmt For For For 1.4 Elect Joseph B. Leonard Mgmt For For For 1.5 Elect Madeleine Paquin Mgmt For For For 1.6 Elect David I. Mgmt For For For Richardson 1.7 Elect Roy J. Romanow Mgmt For For For 1.8 Elect Calin Rovinescu Mgmt For For For 1.9 Elect Vagn Sorensen Mgmt For For For 1.10 Elect Kathleen P. Mgmt For For For Taylor 1.11 Elect Annette Mgmt For For For Verschuren 1.12 Elect Michael M. Wilson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Resident Status Mgmt Against Abstain N/A ________________________________________________________________________________ Alibaba Group Holding Limited Ticker Security ID: Meeting Date Meeting Status BABA CUSIP 01609W102 10/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph C. Tsai Mgmt For Against Against 2 Elect Jonathan LU Mgmt For Against Against Zhaoxi 3 Elect J. Michael Evans Mgmt For Against Against 4 Elect Borje E. Ekholm Mgmt For For For 5 Elect Wan Ling Martello Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ ams AG Ticker Security ID: Meeting Date Meeting Status AMS CINS A0400Q115 06/02/2016 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Supervisory Board Mgmt For For For Members' Fees 7 Appointment of Auditor Mgmt For For For 8 Elect Jacob S. Mgmt For For For Jacobsson 9 Elect Kin Wah Loh Mgmt For For For 10 Cancellation of Mgmt For For For Authorised Capital 2012 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ ARM Holdings plc Ticker Security ID: Meeting Date Meeting Status ARM CINS G0483X122 04/28/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Chris Kennedy Mgmt For For For 5 Elect Lawton W. Fitt Mgmt For For For 6 Elect Steve Pusey Mgmt For For For 7 Elect Stuart Chambers Mgmt For For For 8 Elect Simon Segars Mgmt For For For 9 Elect Andy Green Mgmt For For For 10 Elect Larry Hirst Mgmt For For For 11 Elect Mike Muller Mgmt For For For 12 Elect Janice Roberts Mgmt For For For 13 Elect John LIU Yun Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Employee Equity Plan Mgmt For For For 18 Employee Equity Plan Mgmt For For For (Overseas Plan) 19 U.S. Employee Stock Mgmt For For For Purchase Plan 20 Employee Stock Mgmt For For For Purchase Plan (Overseas Employees) 21 ARM Holdings Mgmt For For For Sharematch Plan 22 ARM Holdings Mgmt For For For Sharematch Plan (Overseas Plan) 23 Approve French Mgmt For For For Schedule to the Long-Term Incentive Plan 24 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 25 Authority to Mgmt For For For Repurchase Shares 26 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Assicurazioni Generali S.p.A. Ticker Security ID: Meeting Date Meeting Status G CINS T05040109 04/26/2016 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Board Size Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 List of Directors Mgmt For N/A N/A Presented by Mediobanca S.p.A 8 List of Directors Mgmt For For For Presented by Group of Institutional Investors Representing 1.692% of Share Capital 9 Directors' Fees Mgmt For For For 10 Remuneration Report Mgmt For For For 11 Group LTIP 2016 Mgmt For For For 12 Authority to Mgmt For For For Repurchase and Reissue Shares 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 14 Amendments to Article Mgmt For For For 9 (Share Capital) 15 Amendments to Article Mgmt For For For 28 (Board Size) ________________________________________________________________________________ AXA S.A. Ticker Security ID: Meeting Date Meeting Status CS CINS F06106102 04/27/2016 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Remuneration of Henri Mgmt For For For de Castries, Chairman and CEO 8 Remuneration of Denis Mgmt For For For Duverne, Deputy CEO 9 Related Party Mgmt For For For Transactions 10 Elect Stefan Lippe to Mgmt For For For the Board of Directors 11 Elect Francois Mgmt For For For Martineau to the Board of Directors 12 Elect Irene Dorner to Mgmt For For For the Board of Directors 13 Elect Angelien Kemna Mgmt For For For to the Board of Directors 14 Elect Doina Mgmt For For For Palici-Chehab to the Board of Directors 15 Elect Alain Raynaud as Mgmt Against Against For Employee Representative 16 Elect Martin Woll as Mgmt Against Against For Employee Representative 17 Appointment of Auditor Mgmt For For For (Mazars) 18 Appointment of Mgmt For For For Alternate Auditor (Emmanuel Charnavel) 19 Authority to Mgmt For For For Repurchase Shares 20 Employee Stock Mgmt For For For Purchase Plan 21 Employee Stock Mgmt For For For Purchase Plan for Overseas Employees 22 Authority to Issue Mgmt For For For Restricted Shares 23 Authority to Issue Mgmt For For For Performance Shares Pursuant to Defined Contribution Pension Plan 24 Authority to Cancel Mgmt For For For Shares and Reduce Capital 25 Authorisation of Legal Mgmt For For For Formalities 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Axis Bank Ltd Ticker Security ID: Meeting Date Meeting Status AXISBANK CINS Y0487S137 07/24/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Usha Sangwan Mgmt For For For 5 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 6 Elect S. Vishvanathan Mgmt For For For 7 Approval of Revised Mgmt For For For Remuneration of Sanjiv Misra 8 Appointment of Shikha Mgmt For For For Sharma (Managing Director and CEO); Approval of Remuneration 9 Approval of Revised Mgmt For For For Remuneration of V. Srinivasan 10 Elect Sanjeev Kumar Mgmt For For For Gupta 11 Appointment of Sanjeev Mgmt For For For Kumar Gupta (Executive Director (Corporate Centre) and CFO) 12 Approval of Revised Mgmt For For For Remuneration of Sanjeev Kumar Gupta 13 Amendment to Borrowing Mgmt For For For Powers 14 Authority to Issue Mgmt For For For Debt Instruments 15 Amendment to Foreign Mgmt For For For Investment Restriction ________________________________________________________________________________ Axis Bank Ltd Ticker Security ID: Meeting Date Meeting Status AXISBANK CINS Y0487S137 12/18/2015 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Prasad R. Menon Mgmt For For For ________________________________________________________________________________ Babcock International Group plc Ticker Security ID: Meeting Date Meeting Status BAB CINS G0689Q152 07/30/2015 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Michael J. Turner Mgmt For For For 5 Elect Peter Rogers Mgmt For For For 6 Elect William Tame Mgmt For For For 7 Elect Kevin Thomas Mgmt For For For 8 Elect Archie Bethel Mgmt For For For 9 Elect John Davies Mgmt For For For 10 Elect Sir David Omand Mgmt For For For 11 Elect Ian Duncan Mgmt For For For 12 Elect Kate Swann Mgmt For For For 13 Elect Anna Stewart Mgmt For For For 14 Elect Jeff Randall Mgmt For For For 15 Elect Franco Martinelli Mgmt For For For 16 Elect Myles Lee Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Authorisation of Mgmt For For For Political Donations 20 Employee Share Plan Mgmt For For For 21 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Mgmt For For For Repurchase Shares 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Banco Santander S.A. Ticker Security ID: Meeting Date Meeting Status SAN CINS E19790109 03/18/2016 Voted Meeting Type Country of Trade Ordinary Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Mgmt For For For Acts 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratify Co-option of Mgmt For For For Belen Romana Garcia 6 Ratify Co-option of Mgmt For For For Ignacio Benjumea Cabeza de Vaca 7 Elect Sol Daurella Mgmt For For For Comadran 8 Elect Angel Jado Mgmt For For For Becerro de Bengoa 9 Elect Francisco Javier Mgmt For Against Against Botin-Sanz de Sautuola y O'Shea 10 Elect Isabel Tocino Mgmt For For For Biscarolasaga 11 Elect Bruce Mgmt For For For Carnegie-Brown 12 Appointment of Auditor Mgmt For For For 13 Amendments to Article Mgmt For For For 23 14 Amendments to Articles Mgmt For For For 40 and 45 15 Amendments to Articles Mgmt For For For 50, 53, 54, 54 bis and 54 ter 16 Amendments to Article 6 Mgmt For For For 17 Amendments to Article Mgmt For For For 21 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Scrip Dividend Mgmt For For For 20 Authority to Issue Mgmt For For For Debt Instruments 21 Remuneration Policy Mgmt For For For (Binding) 22 Directors' Fees Mgmt For For For 23 Maximum Variable Mgmt For For For Remuneration 24 2016 Variable Mgmt For For For Remuneration Plan 25 2016 Deferred and Mgmt For For For Conditional Variable Remuneration Plan 26 Buy-out Policy Mgmt For For For 27 UK Employee Share Mgmt For For For Saving Scheme 28 Authorisation of Legal Mgmt For For For Formalities 29 Remuneration Report Mgmt For For For (Advisory) ________________________________________________________________________________ Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 3988 CINS Y0698A107 06/07/2016 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Annual Budget Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect TIAN Guoli Mgmt For For For 9 Elect WANG Yong Mgmt For Against Against 10 Elect LU Zhengfei Mgmt For For For 11 Elect LEUNG Cheuk Yan Mgmt For For For 12 Elect WANG Changyun Mgmt For For For 13 Elect LI Jun Mgmt For For For 14 Elect WANG Xueqiang Mgmt For For For 15 Elect LIU Wanming Mgmt For Against Against 16 Issuance of Bonds Mgmt For For For 17 Issuance of Qualified Mgmt For For For Write-down Tier-2 Capital Instruments ________________________________________________________________________________ Bavarian Nordic A/S Ticker Security ID: Meeting Date Meeting Status BAVA CINS K0834C111 04/20/2016 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Board Mgmt For For For and CEO Acts 9 Elect Gerard van Odijk Mgmt For For For 10 Elect Claus Br?strup Mgmt For For For 11 Elect Anders Gersel Mgmt For For For Pedersen 12 Elect Erik Gregers Mgmt For For For Hansen 13 Elect Peter Kurstein Mgmt For For For 14 Elect Frank Verwiel Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 17 Authority to Issue Mgmt For For For Warrants 18 Amendments to Articles Mgmt For For For Regarding Shareholder Voting Rights 19 Directors' Fees Mgmt For For For 20 Authority to Mgmt For For For Repurchase Shares 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bayer AG Ticker Security ID: Meeting Date Meeting Status BAYN CINS D0712D163 04/29/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Elect Hanneke Faber Mgmt For For For 8 Elect Wolfgang Plischke Mgmt For For For 9 Compensation Policy Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Appointment of Auditor Mgmt For For For for Interim Statements ________________________________________________________________________________ Bertrandt AG Ticker Security ID: Meeting Date Meeting Status BDT CINS D1014N107 02/17/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Approval of Mgmt For For For Intra-company Control Agreement with Bertrandt Technologie GmbH 9 Approval of Mgmt For For For Intra-company Control Agreement with Bertrandt Entwicklungen GmbH 10 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 01/28/2016 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Scheme of Mgmt For For For Arrangement ________________________________________________________________________________ BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 01/28/2016 Voted Meeting Type Country of Trade Ordinary United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Effect Scheme of Mgmt For For For Arrangement 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bharat Forge Limited Ticker Security ID: Meeting Date Meeting Status BHARATFORG CINS Y08825179 08/03/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect S.E. Tandale Mgmt For Against Against 4 Elect G. K. Agarwal Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect K.M. Saletore Mgmt For For For 7 Appointment of K.M. Mgmt For For For Saletore (executive Director and CFO); Approval of Remuneration 8 Authority to Set Cost Mgmt For For For Auditor's Fees 9 Adoption of New Mgmt For Against Against Articles 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bollore Ticker Security ID: Meeting Date Meeting Status BOL CINS F10659260 06/03/2016 Voted Meeting Type Country of Trade Ordinary France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Approval of Financial Mgmt For For For Statements and Auditors' Report, Ratification of Board Acts, Approval of Non-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Interim Scrip Dividend Mgmt For For For 9 Related Party Mgmt For Against Against Transactions 10 Elect Vincent Bollore Mgmt For For For to the Board of Directors 11 Elect Cyrille Bollore Mgmt For For For to the Board of Directors 12 Elect Cedric de Mgmt For For For Bailliencourt to the Board of Directors 13 Elect Yannick Bollore Mgmt For For For to the Board of Directors 14 Elect Bollore Mgmt For Abstain Against Participations to the Board of Directors 15 Elect Sebastien Mgmt For For For Bollore to the Board of Directors 16 Elect Olivier Roussel Mgmt For Against Against to the Board of Directors 17 Elect Francois Mgmt For Against Against Thomazeau to the Board of Directors 18 Elect Chantal Bollore Mgmt For For For to the Board of Directors 19 Elect Valerie Coscas Mgmt For For For to the Board of Directors 20 Elect Financiere V to Mgmt For Abstain Against the Board of Directors 21 Elect Omnium Bollore Mgmt For Abstain Against to the Board of Directors 22 Elect Michel Roussin Mgmt For For For as Censor 23 Directors' Fees Mgmt For For For 24 Remuneration of Mgmt For For For Vincent Bollore, Chairman and CEO 25 Remuneration of Mgmt For For For Cyrille Bollore, Deputy CEO 26 Authorisation of Legal Mgmt For For For Formalities 27 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bollore Ticker Security ID: Meeting Date Meeting Status BOL CINS F10659260 06/03/2016 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Authority to Issue Mgmt For For For Restricted Shares 5 Authorisation of Legal Mgmt For For For Formalities 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 04/14/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Elect Robert W. Dudley Mgmt For For For 4 Elect Brian Gilvary Mgmt For For For 5 Elect Paul M. Anderson Mgmt For For For 6 Elect Alan L. Boeckmann Mgmt For For For 7 Elect Frank L. Bowman Mgmt For For For 8 Elect Cynthia B. Mgmt For For For Carroll 9 Elect Ian E.L. Davis Mgmt For For For 10 Elect Ann Dowling Mgmt For For For 11 Elect Brendan R. Nelson Mgmt For For For 12 Elect Paula Rosput Mgmt For For For Reynolds 13 Elect John Sawers Mgmt For For For 14 Elect Andrew B. Mgmt For For For Shilston 15 Elect Carl-Henric Mgmt For For For Svanberg 16 Appointment of Auditor Mgmt For For For and Authority to Set Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Capital Stage AG Ticker Security ID: Meeting Date Meeting Status CAP CINS D4875F106 05/25/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Supervisory Board Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Increase in Authorized Mgmt For Against Against Capital 11 Cancellation of Mgmt For For For Conditional Capital 12 Authority to Issue Mgmt For Against Against Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Charter Hall Group Ticker Security ID: Meeting Date Meeting Status CHC CINS Q2308A138 11/11/2015 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect David M. Mgmt For For For Deverall 3 Re-elect Phil Garling Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (Joint MD Mgmt For For For David Southon) 6 Equity Grant (Joint MD Mgmt For For For David Harrison) 7 Equity Grant (Joint MD Mgmt For For For David Southon) 8 Equity Grant (Joint MD Mgmt For For For David Harrison) 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Everbright International Limited Ticker Security ID: Meeting Date Meeting Status 0257 CINS Y14226107 05/17/2016 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHEN Xiaoping Mgmt For For For 6 Elect Philip FAN Yan Mgmt For For For Hok 7 Elect Selwyn Mar Mgmt For Against Against 8 Elect Aubrey LI Kwok Mgmt For Against Against Sing 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Lesso Group Holdings Limited Ticker Security ID: Meeting Date Meeting Status 2128 CINS G2157Q102 05/13/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect WONG Luen Hei Mgmt For Against Against 6 Elect KONG Zhaocong Mgmt For For For 7 Elect LIN Shaoquan Mgmt For Against Against 8 Elect Eugene FUNG Pui Mgmt For Against Against Cheung 9 Elect Jonathan WONG Mgmt For For For Kwok Ho 10 Elect TAO Zhigang Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Mgmt For For For Repurchase Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Mobile Ltd. Ticker Security ID: Meeting Date Meeting Status 0941 CINS Y14965100 05/26/2016 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect SHANG Bing Mgmt For For For 6 Elect LI Yue Mgmt For For For 7 Elect SHA Yuejia Mgmt For Against Against 8 Elect LIU Aili Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Overseas Land & Investment Ltd. Ticker Security ID: Meeting Date Meeting Status 0688 CINS Y15004107 05/06/2016 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect XIAO Xiao Mgmt For For For 6 Elect LUO Liang Mgmt For For For 7 Elect Brian David LI Mgmt For Against Against Man Bun 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China State Construction International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 3311 CINS G21677136 06/01/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect ZHOU Yong Mgmt For For For 6 Elect ZHOU Hancheng Mgmt For For For 7 Elect HUNG Cheung Shew Mgmt For For For 8 Elect Raymond LEUNG Mgmt For For For Hai Ming 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China State Construction International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 3311 CINS G21677136 06/17/2016 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger/Acquisition Mgmt For For For 4 Subscription Agreement Mgmt For Against Against 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cineworld Group plc Ticker Security ID: Meeting Date Meeting Status CINE CINS G219AH100 05/19/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Anthony H. Bloom Mgmt For For For 5 Elect Israel Greidinger Mgmt For For For 6 Elect Moshe Greidinger Mgmt For For For 7 Elect Martina A. King Mgmt For For For 8 Elect Alicja Mgmt For For For Kornasiewicz 9 Elect Scott Rosenblum Mgmt For For For 10 Elect Arni Samuelsson Mgmt For For For 11 Elect Eric H. Senat Mgmt For For For 12 Elect Julie Southern Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Mgmt For For For Repurchase Shares 18 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Close Brothers Group plc Ticker Security ID: Meeting Date Meeting Status CBG CINS G22120102 11/19/2015 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect P. Strone S. Mgmt For For For Macpherson 5 Elect Preben Prebensen Mgmt For For For 6 Elect Stephen Hodges Mgmt For For For 7 Elect Jonathan Howell Mgmt For For For 8 Elect Elizabeth Lee Mgmt For For For 9 Elect Oliver R. P. Mgmt For For For Corbett 10 Elect Geoffrey M.T. Mgmt For For For Howe 11 Elect Lesley Jones Mgmt For For For 12 Elect Bridget Macaskill Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Mgmt For For For Repurchase Shares 18 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ CT Environmental Group Limited Ticker Security ID: Meeting Date Meeting Status 1363 CINS G25885115 05/27/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect GU Yaokun Mgmt For For For 6 Elect TSUI Cham To Mgmt For Against Against 7 Elect LU Yili Mgmt For For For 8 Elect XU Shu Biao Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Cyberagent Inc Ticker Security ID: Meeting Date Meeting Status 4751 CINS J1046G108 12/11/2015 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Isao Numata as Mgmt For For For Statutory Auditor ________________________________________________________________________________ Deutsche Beteiligungs AG Ticker Security ID: Meeting Date Meeting Status DBAN CINS D18150181 02/25/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For Against Against 9 Elect Sonja Edeler Mgmt For For For 10 Elect Wilken Freiherr Mgmt For For For von Hodenberg 11 Elect Philipp Moller Mgmt For For For 12 Elect Hendrik Otto Mgmt For For For 13 Elect Andrew Richards Mgmt For For For 14 Elect Gerhard Roggemann Mgmt For Against Against 15 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Deutsche Euroshop AG Ticker Security ID: Meeting Date Meeting Status DEQ CINS D1854M102 06/15/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Appointment of Auditor Mgmt For For For 10 Amendments to Articles Mgmt For Against Against Regarding General Meeting Resolutions ________________________________________________________________________________ Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status DTE CINS D2035M136 05/25/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Appointment of Auditor Mgmt For For For 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Mgmt For For For Repurchase Shares Using Equity Derivatives 12 Elect Helga Jung as Mgmt For For For Supervisory Board Member 13 Supervisory Board Mgmt For For For Members' Fees 14 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Diageo plc Ticker Security ID: Meeting Date Meeting Status DGE CINS G42089113 09/23/2015 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Peggy Bruzelius Mgmt For For For 5 Elect Lord Mervyn Mgmt For For For Davies 6 Elect HO Kwon Ping Mgmt For Against Against 7 Elect Betsey D. Holden Mgmt For For For 8 Elect Franz B. Humer Mgmt For For For 9 Elect Deirdre Mahlan Mgmt For For For 10 Elect Nicola Mendelsohn Mgmt For For For 11 Elect Ivan Menezes Mgmt For For For 12 Elect Philip Scott Mgmt For For For 13 Elect Alan Stewart Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Shares 19 Authorisation of Mgmt For For For Political Donations ________________________________________________________________________________ Drillisch AG Ticker Security ID: Meeting Date Meeting Status DRI CINS D23138106 05/19/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratify Paschalis Mgmt For For For Choulidis 7 Ratify Vlasios Mgmt For For For Choulidis 8 Ratify Andre Driesen Mgmt For For For 9 Ratify Marc Mgmt For For For Brucherseifer 10 Ratify Norbert Lang Mgmt For For For 11 Ratify Horst Lennertz Mgmt For For For 12 Ratify Frank Rothauge Mgmt For For For 13 Ratify Susanne Ruckert Mgmt For For For 14 Ratify Bernd H. Schmidt Mgmt For For For 15 Ratify Johann Weindl Mgmt For For For 16 Elect Norbert Lang as Mgmt For For For Supervisory Board Member 17 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Enel S.p.A. Ticker Security ID: Meeting Date Meeting Status ENEL CINS T3679P115 05/26/2016 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 List of Statutory Mgmt For For For Auditors Presented by Ministry of Economy and Finance 8 List of Statutory Mgmt For N/A N/A Auditors Presented by Group of Mutual Funds and Institutional Investors Representing 2.155% of Share Capital 9 Statutory Auditors' Mgmt For For For Fees 10 Long-Term Incentive Mgmt For For For Plan 2016 11 Remuneration Report Mgmt For For For 12 Amendments to Article Mgmt For For For 14.3 ________________________________________________________________________________ Engie Ticker Security ID: Meeting Date Meeting Status ENGI CINS F7629A107 05/03/2016 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividend 7 Related Party Mgmt For For For Transactions 8 Supplementary Mgmt For For For Retirement Benefits (Isabelle Kocher, Deputy-CEO) 9 Authority to Mgmt For For For Repurchase Shares 10 Elect Gerard Mgmt For For For Mestrallet to the Board of Directors 11 Elect Isabelle Kocher Mgmt For For For to the Board of Directors 12 Elect Peter Ricketts Mgmt For For For to the Board of Directors 13 Elect Fabrice Bregier Mgmt For For For to the Board of Directors 14 Remuneration of Gerard Mgmt For For For Mestrallet, Chairman and CEO 15 Remuneration of Mgmt For For For Isabelle Kocher, Deputy-CEO 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares Through Private Placement 19 Greenshoe Mgmt For For For 20 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 21 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights (During Public Takeover) 22 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights (During Public Takeover) 23 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights Through Private Placement (During Public Takeover) 24 Greenshoe (During Mgmt For Against Against Public Takeover) 25 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind (During Public Takeover) 26 Employee Stock Mgmt For For For Purchase Plan 27 Employee Stock Mgmt For For For Purchase Plan for Overseas Employees 28 Global Ceiling on Mgmt For For For Capital Increases 29 Authority to Increase Mgmt For For For Capital Through Capitalisations 30 Authority to Increase Mgmt For Against Against Capital Through Capitalisations (During Takeover Period) 31 Authority to Cancel Mgmt For For For Shares and Reduce Capital 32 Authority to Issue Mgmt For For For Restricted Shares 33 Authority to Issue Mgmt For For For Performance Shares 34 Amendments to Article Mgmt For For For Regarding Employee Representative Working Hours 35 Amendments to Article Mgmt For For For Regarding Chairman Age-Limits 36 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Eutelsat Communications SA Ticker Security ID: Meeting Date Meeting Status ETL CINS F3692M128 11/05/2015 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Related Party Mgmt For For For Transactions 7 Allocation of Mgmt For For For Profits/Dividends 8 Scrip Dividend Mgmt For For For 9 Elect John Birt Mgmt For For For 10 Elect Jean d'Arthuys Mgmt For For For 11 Elect Ana Garcia Fau Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Appointment of Mgmt For For For Alternate Auditor 14 Remuneration of Michel Mgmt For Against Against de Rosen, Chairman and CEO 15 Remuneration of Michel Mgmt For Against Against Azibert, Deputy CEO 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 18 Authority to Increase Mgmt For Against Against Capital Through Capitalization 19 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 21 Authority to Issue Mgmt For For For Shares and/or Convertible Securities Through Private Placement 22 Authority to Set Mgmt For For For Offering Price 23 Greenshoe Mgmt For For For 24 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 25 Authority to Increase Mgmt For For For Capital in Consideration for Contribution in Kind 26 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries 27 Employee Stock Mgmt For For For Purchase Plan 28 Authority to Issue Mgmt For Against Against Restricted Shares 29 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ EVA Precision Industrial Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0838 CINS G32148101 05/19/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect ZHANG Hwo Jie Mgmt For Against Against 5 Elect ZHANG Jian Hua Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Ezion Holdings Limited Ticker Security ID: Meeting Date Meeting Status 5ME CINS Y2186W104 04/27/2016 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect WANG Kai Yuen Mgmt For Against Against 3 Elect YEE Chia Hsing Mgmt For Against Against 4 Directors' Fees Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 7 Authority to Grant Mgmt For For For Awards and Issue Shares under the Ezion Employee Share Plan 8 Authority to Grant Mgmt For For For Awards and Issue Shares under the Ezion Employee Share Option Scheme 9 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Fibria Celulose SA Ticker Security ID: Meeting Date Meeting Status FIBR3 CINS P3997N101 04/27/2016 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Capital Expenditure Mgmt For For For Budget 5 Allocation of Mgmt For For For Profits/Dividends 6 Establishment of Mgmt For For For Supervisory Council 7 Supervisory Council Mgmt For For For Size 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Election of Mgmt For Against Against Supervisory Council 11 Elect Antonio Sergio Mgmt For N/A N/A Riede to the Supervisory Council as Representative of Minority Shareholders 12 Remuneration Policy Mgmt For Against Against 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Fraport AG Ticker Security ID: Meeting Date Meeting Status FRA CINS D3856U108 05/20/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Approval of Mgmt For For For Intra-company Control Agreements ________________________________________________________________________________ Freenet AG Ticker Security ID: Meeting Date Meeting Status FNT CINS D3689Q134 05/12/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Appointment of Auditor Mgmt For For For (FY2016) 10 Appointment of Auditor Mgmt For For For for Interm Statements 11 Amendment to Corporate Mgmt For For For Purpose 12 Increase in Authorized Mgmt For For For Capital 13 Authority to Mgmt For For For Repurchase Shares 14 Authority to Mgmt For For For Repurchase Shares Using Equity Derivatives 15 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Fujitsu Limited Ticker Security ID: Meeting Date Meeting Status 6702 CINS J15708159 06/27/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Masami Yamamoto Mgmt For For For 3 Elect Tatsuya Tanaka Mgmt For For For 4 Elect Norihiko Mgmt For For For Taniguchi 5 Elect Hidehiro Tsukano Mgmt For For For 6 Elect Duncan Tait Mgmt For For For 7 Elect Tatsuzumi Mgmt For For For Furukawa 8 Elect Miyako Suda Mgmt For For For 9 Elect Jun Yokota Mgmt For For For 10 Elect Chiaki Mukai Mgmt For For For 11 Elect Atsushi Abe Mgmt For For For 12 Elect Kazuhiko Katoh Mgmt For For For 13 Elect Megumi Yamamuro Mgmt For For For 14 Elect Hiroshi Mitani Mgmt For For For 15 Elect Yoshiki Kondoh Mgmt For For For ________________________________________________________________________________ GFT Technologies SE Ticker Security ID: Meeting Date Meeting Status GFT CINS D2823P101 06/14/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts of GFT Technologies AG 7 Ratification of Mgmt For For For Supervisory Board Acts of GFT Technologies AG 8 Ratification of Mgmt For For For Managing Directors' Acts 9 Ratification of Board Mgmt For For For Acts 10 Appointment of Auditor Mgmt For For For 11 Increase in Authorized Mgmt For Against Against Capital 12 Directors' Fees Mgmt For For For 13 Approval of Mgmt For For For Profit-and-Loss Transfer Agreement with GFT Innovations GmbH 14 Approval of Mgmt For For For Profit-and-Loss Transfer Agreement with GFT Invest GmbH ________________________________________________________________________________ GN Store Nord A/S Ticker Security ID: Meeting Date Meeting Status GN CINS K4001S214 03/10/2016 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Mgmt For For For Ratification of Board and Management Acts 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' Fees Mgmt For For For 9 Elect Per Wold-Olsen Mgmt For For For 10 Elect William E. Mgmt For For For Hoover, Jr. 11 Elect Wolfgang Reim Mgmt For For For 12 Elect Carsten Mgmt For For For Krogsgaard Thomsen 13 Elect Helene Barnekow Mgmt For For For 14 Elect Ronica Wang Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Cancel Mgmt For For For Treasury Shares 18 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 19 Amendments to Articles Mgmt For For For Regarding Age Limitation 20 Amendments to Articles Mgmt For For For Regarding Bearer Shares 21 Amendments to Mgmt For For For Incentive Guidelines ________________________________________________________________________________ Granules India Ltd. Ticker Security ID: Meeting Date Meeting Status GRANULES CINS Y2849A135 08/13/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect K.B. Sankara Rao Mgmt For For For 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Appointment of Harsha Mgmt For For For Chigurupati (Executive Director); Approval of Remuneration 7 Adoption of New Mgmt For Against Against Articles 8 Approve Preferential Mgmt For For For Issue of Warrants ________________________________________________________________________________ Granules India Ltd. Ticker Security ID: Meeting Date Meeting Status GRANULES CINS Y2849A135 08/24/2015 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Preferential Mgmt For For For Issue of Warrants w/o Preemptive Rights ________________________________________________________________________________ Groupe Eurotunnel SE Ticker Security ID: Meeting Date Meeting Status GET CINS F477AL114 04/27/2016 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Mgmt For For For Approval of Non-Tax Deductible Expenses 4 Allocation of Mgmt For For For Profits/Dividends 5 Consolidated Accounts Mgmt For For For and Reports 6 Related Party Mgmt For For For Transactions 7 Authority to Mgmt For For For Repurchase Shares 8 Remuneration of Mgmt For For For Jacques Gounon, Chairman and CEO 9 Remuneration of Mgmt For For For Emmanuel Moulin, Deputy CEO 10 Elect Peter Levene to Mgmt For For For the Board of Directors 11 Elect Colette Lewiner Mgmt For For For to the Board of Directors 12 Elect Colette Mgmt For For For Neuville to the Board of Directors 13 Elect Perrette Rey to Mgmt For For For the Board of Directors 14 Elect Jean-Pierre Mgmt For For For Trotignon to the Board of Directors 15 Authority to Issue Mgmt For For For Restricted Shares 16 Authority to Issue Mgmt For For For Performance Shares 17 Authority to Cancel Mgmt For For For Shares and Reduce Capital 18 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 19 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Gujarat State Fertilizers & Chemicals Limited Ticker Security ID: Meeting Date Meeting Status GSFC CINS Y2946E139 09/16/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect J.N. Singh Mgmt For Against Against 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Authority to Set Cost Mgmt For For For Auditor's Remuneration 7 Elect Geeta Goradia Mgmt For For For 8 Elect Divyabhash C. Mgmt For Against Against Anjaria 9 Elect Vasant P. Gandhi Mgmt For Against Against 10 Elect Ajay N. Shah Mgmt For Against Against 11 Elect Vijai Kapoor Mgmt For Against Against 12 Appointment of S.K. Mgmt For Against Against Nanda (Chairman & Managing Director); Approval of Remuneration ________________________________________________________________________________ Gulf Marine Services Plc Ticker Security ID: Meeting Date Meeting Status GMS CINS G4R77L107 05/11/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect Simon Heale Mgmt For For For 5 Elect Duncan Anderson Mgmt For For For 6 Elect Simon Batey Mgmt For For For 7 Elect H. Richard Dallas Mgmt For For For 8 Elect W. Richard Mgmt For For For Anderson 9 Elect Karim El Solh Mgmt For For For 10 Elect Mike Straughen Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hanssem Company Ticker Security ID: Meeting Date Meeting Status 009240 CINS Y30642105 03/18/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Corporate Mgmt For For For Auditor 4 Directors' Fees Mgmt For Against Against 5 Corporate Auditor's Mgmt For Against Against Fees ________________________________________________________________________________ HDFC Bank Limited Ticker Security ID: Meeting Date Meeting Status HDFCBANK CINS Y3119P174 07/21/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Paresh D. Mgmt For For For Sukthankar 4 Elect Kaizad Bharucha Mgmt For For For 5 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 6 Elect Malay Patel Mgmt For For For 7 Amendment to Borrowing Mgmt For For For Powers 8 Related Party Mgmt For For For Transactions with HDFC Limited 9 Re-appointment of Mgmt For For For Aditya Puri (Managing Director); Approve Remuneration 10 Revised Remuneration Mgmt For For For of Kaizad Bharucha (Executive Director) 11 Related Party Mgmt For For For Transactions with HDB Financial Services Limited 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hitachi Chemical Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 4217 CINS J20160107 06/17/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuyuki Tanaka Mgmt For Against Against 3 Elect Yoshio Ohsawa Mgmt For For For 4 Elect Takemoto Ohto Mgmt For For For 5 Elect George Olcott Mgmt For For For 6 Elect Chieko Matsuda Mgmt For For For 7 Elect Shigeru Azuhata Mgmt For For For 8 Elect Kazuyoshi Tsunoda Mgmt For Against Against 9 Elect Yoshihiro Nomura Mgmt For For For 10 Elect Richard E. Dyck Mgmt For For For 11 Elect Kohji Tanaka Mgmt For For For 12 Elect Hisashi Maruyama Mgmt For For For ________________________________________________________________________________ Huaneng Renewables Corporation Limited Ticker Security ID: Meeting Date Meeting Status 0958 CINS Y3739S103 06/23/2016 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For 8 Elect CAO Peixi as Mgmt For Against Against Director 9 Elect ZHANG Tingke as Mgmt For For For Director 10 Elect WANG Kui as Mgmt For Against Against Director 11 Elect LIN Gang as Mgmt For Against Against Director 12 Elect XIAO Jun as Mgmt For For For Director 13 Elect YANG Qing as Mgmt For For For Director 14 Elect HE Yan as Mgmt For For For Director 15 Elect QIN Haiyan as Mgmt For For For Director 16 Elect DAI Huizhu as Mgmt For For For Director 17 Elect ZHOU Shaopeng as Mgmt For Against Against Director 18 Elect WAN Kam To as Mgmt For Against Against Director 19 Elect HUANG Jian as Mgmt For Against Against Supervisor 20 Elect WANG Huanliang Mgmt For For For as Supervisor 21 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 22 Authority to Issue Mgmt For Against Against Debt Financing Instruments 23 Authority to Issue H Mgmt For Against Against Shares Convertible Bonds 24 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Hyundai Green Food Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 005440 CINS Y3830W102 03/25/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Audit Mgmt For Against Against Committee Member: PARK Seung Jun 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Inchcape plc Ticker Security ID: Meeting Date Meeting Status INCH CINS G47320208 05/26/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ken Hanna Mgmt For For For 5 Elect Stefan Bomhard Mgmt For For For 6 Elect Richard Howes Mgmt For For For 7 Elect Alison Cooper Mgmt For For For 8 Elect John Langston Mgmt For For For 9 Elect Coline McConville Mgmt For For For 10 Elect Nigel Northridge Mgmt For For For 11 Elect Nigel Stein Mgmt For For For 12 Elect Till Vestring Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Mgmt For For For Repurchase Shares 18 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Industrial & Commercial Bank Of China Ticker Security ID: Meeting Date Meeting Status 1398 CINS Y3990B112 06/24/2016 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Elect YI Huiman as Mgmt For Against Against Director 5 Elect SHEN Si Mgmt For For For 6 Elect ZHANG Wei as Mgmt For For For Supervisor 7 Elect SHEN Bingxi Mgmt For For For 8 Accounts and Reports Mgmt For For For 9 Allocation of Mgmt For For For Profits/Dividends 10 2016 Fixed Asset Mgmt For For For Investment Plan 11 Authority to Issue Mgmt For For For Tier II Capital Instruments 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Infineon Technologies AG Ticker Security ID: Meeting Date Meeting Status IFX CINS D35415104 02/18/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For for Fiscal Year 2015/2016 9 Appointment of Auditor Mgmt For For For for First Quarter of Fiscal Year 2016/2017 10 Cancellation of Mgmt For For For Conditional Capital III 11 Performance Share Mgmt For For For Plan; Increase in Authorised Capital 12 Supervisory Board Mgmt For For For Members' Fees ________________________________________________________________________________ Ingenico Ticker Security ID: Meeting Date Meeting Status ING CINS F5276G104 04/29/2016 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Related Party Mgmt For For For Transactions 9 Severance Agreement Mgmt For For For with Philippe Lazare, Chairman and CEO 10 Appointment of Auditor Mgmt For For For (Mazars) 11 Appointment of Mgmt For For For Alternate Auditor (Jean-Louis Simon) 12 Appointment of Auditor Mgmt For For For (KPMG) 13 Appointment of Mgmt For For For Alternate Auditor (Salustro Reydel) 14 Ratification of the Mgmt For For For Co-option of Colette Lewiner 15 Elect Bernard Mgmt For For For Bourigeaud to the Board of Directors 16 Resignation of Mgmt For For For Jean-Pierre Cojan 17 Elect Diaa Elyaacoubi Mgmt For For For to the Board of Directors 18 Elect Florence Parly Mgmt For For For to the Board of Directors 19 Elect Thibault Poutrel Mgmt For For For to the Board of Directors 20 Elect Philippe Lazare Mgmt For For For to the Board of Directors 21 Remuneration of Mgmt For For For Philippe Lazare, Chairman and CEO 22 Directors' Fees Mgmt For For For 23 Authority to Mgmt For For For Repurchase Shares 24 Authority to Cancel Mgmt For For For Shares and Reduce Capital 25 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 26 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 27 Authority to Issue Mgmt For For For Shares and/or Convertible Securities Through Private Placement 28 Greenshoe Mgmt For For For 29 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 30 Global Ceiling on Mgmt For For For Capital Increase and Debt Issuances 31 Employee Stock Mgmt For For For Purchase Plan 32 Employee Stock Mgmt For For For Purchase Plan for Overseas Employees 33 Authority to Issue Mgmt For For For Performance Shares 34 Amendment Regarding Mgmt For For For Director Terms 35 Amendments to Articles Mgmt For For For Regarding Censor Terms 36 Internal Spin-off Mgmt For For For (Ingenico France) 37 Internal Spin-off Mgmt For For For (Ingenico Terminals) 38 Internal Spin-off Mgmt For For For (Ingenico Business Support) 39 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Isra Vision AG Ticker Security ID: Meeting Date Meeting Status ISR CINS D36816102 03/23/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Cancellation of Mgmt For For For Conditional Capital I ________________________________________________________________________________ IT Holdings Corporation Ticker Security ID: Meeting Date Meeting Status 3626 CINS J2563B100 06/24/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Norio Maenishi Mgmt For For For 5 Elect Tohru Kuwano Mgmt For For For 6 Elect Mitsushi Nishida Mgmt For For For 7 Elect Jyohsaku Yanai Mgmt For For For 8 Elect Katsuki Kanaoka Mgmt For For For 9 Elect Shigeki Kusaka Mgmt For For For 10 Elect Yoshiyuki Suzuki Mgmt For For For 11 Elect Shingo Oda Mgmt For For For 12 Elect Yoshinobu Mgmt For For For Ishigaki 13 Elect Kohichi Sano Mgmt For For For 14 Elect Takuho Shimodaira Mgmt For For For 15 Elect Katsuhiko Ishii Mgmt For For For 16 Elect Taigi Itoh Mgmt For For For 17 Elect Muneaki Ueda Mgmt For For For 18 Elect Sadahei Funakoshi Mgmt For Against Against ________________________________________________________________________________ ITV plc Ticker Security ID: Meeting Date Meeting Status ITV CINS G4984A110 05/12/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Final Dividend Mgmt For For For 4 Special Dividend Mgmt For For For 5 Elect Anna Manz Mgmt For For For 6 Elect Peter Bazalgette Mgmt For For For 7 Elect Adam Crozier Mgmt For For For 8 Elect Roger Faxon Mgmt For For For 9 Elect Ian Griffiths Mgmt For For For 10 Elect Mary Harris Mgmt For For For 11 Elect Andy Haste Mgmt For For For 12 Elect John Ormerod Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Mgmt For For For Repurchase Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Amendments to Articles Mgmt For For For 21 Share Incentive Plan Mgmt For For For ________________________________________________________________________________ Johnson Matthey plc Ticker Security ID: Meeting Date Meeting Status JMAT CINS G51604158 07/22/2015 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Chris Mottershead Mgmt For For For 5 Elect Tim Stevenson Mgmt For For For 6 Elect Odile Desforges Mgmt For For For 7 Elect Alan Ferguson Mgmt For For For 8 Elect Den Jones Mgmt For For For 9 Elect Robert J. MacLeod Mgmt For For For 10 Elect Colin Matthews Mgmt For For For 11 Elect Lawrence C. Pentz Mgmt For For For 12 Elect Dorothy C. Mgmt For For For Thompson 13 Elect John Walker Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Klepierre SA Ticker Security ID: Meeting Date Meeting Status LI CINS F5396X102 04/19/2016 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transactions 8 Elect Rose-Marie Van Mgmt For For For Lerberghe to the Supervisory Board 9 Elect Bertrand de Mgmt For For For Feydeau to the Supervisory Board 10 Elect Beatrice de Mgmt For For For Clermont-Tonnerre to the Supervisory Board 11 Elect Florence von Erb Mgmt For For For to the Supervisory Board 12 Remuneration of Mgmt For For For Laurent Morel, CEO 13 Remuneration of Mgmt For For For Jean-Michel Gault, Deputy CEO, and Jean-Marc Jestin, COO 14 Supervisory Board Mgmt For For For Members' Fees 15 Appointment of Auditor Mgmt For For For (Deloitte) 16 Appointment of Mgmt For For For Alternate Auditor (Beas) 17 Appointment of Auditor Mgmt For For For (Ernst & Young) 18 Appointment of Mgmt For For For Alternate Auditor (Picarle) 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Cancel Mgmt For For For Shares and Reduce Capital 21 Authority to Issue Mgmt For For For Restricted Shares 22 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Korea Electric Power Corp. Ticker Security ID: Meeting Date Meeting Status 015760 CINS Y48406105 02/22/2016 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect CHO Hwan Ik as Mgmt For Against Against CEO 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Korea Electric Power Corp. Ticker Security ID: Meeting Date Meeting Status 015760 CINS Y48406105 03/22/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Directors' Fees Mgmt For For For ________________________________________________________________________________ Korea Gas Corporation Ticker Security ID: Meeting Date Meeting Status 036460 CINS Y48861101 12/17/2015 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect SON Yang Hun Mgmt For Against Against 3 Elect LEE Gang Ho Mgmt For N/A N/A 4 Election of Audit Mgmt For For For Committee Member: CHOI Gwang Sik 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kose Corp. Ticker Security ID: Meeting Date Meeting Status 4922 CINS J3622S100 06/29/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kazutoshi Mgmt For Against Against Kobayashi 4 Elect Takao Kobayashi Mgmt For For For 5 Elect Yusuke Kobayashi Mgmt For For For 6 Elect Iwao Toigawa Mgmt For For For 7 Elect Hideto Hokao Mgmt For For For 8 Elect Nobuo Iwafuchi Mgmt For Against Against as Statutory Auditor ________________________________________________________________________________ Kossan Rubber Industries Berhad Ticker Security ID: Meeting Date Meeting Status KOSSAN CINS Y4964F105 05/19/2016 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Elect TAN Kong Chang Mgmt For For For 4 Elect LIM Siau Tian Mgmt For Against Against 5 Elect LIM Siau Hing Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 8 Related Party Mgmt For For For Transactions 9 Authority to Mgmt For For For Repurchase Shares 10 Retain Haji Mokhtar Mgmt For For For Bin Haji Samad as Independent Director 11 Retain Tong Siew Choo Mgmt For For For as Independent Director ________________________________________________________________________________ Laird Plc Ticker Security ID: Meeting Date Meeting Status LRD CINS G53508175 04/29/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Tony Quinlan Mgmt For For For 5 Elect Nathalie Rachou Mgmt For For For 6 Elect Kjersti Wiklund Mgmt For For For 7 Elect Martin Read Mgmt For For For 8 Elect David Lockwood Mgmt For For For 9 Elect Paula Bell Mgmt For For For 10 Elect Sir Christopher Mgmt For For For Hum 11 Elect Michael D. Parker Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights for an Acquisition or Specified Capital Investment 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ LG Household and Health Care Ltd. Ticker Security ID: Meeting Date Meeting Status 051900 CINS Y5275R100 03/18/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For For For Allocation of Profits/Dividends 2 Elect CHA Suk Yong Mgmt For For For 3 Elect HAN Sang Lin Mgmt For For For 4 Elect HUH Sung Mgmt For For For 5 Elect KIM Ju Hyung Mgmt For Against Against 6 Elect HWANG Yi Seok Mgmt For For For 7 Election of Board Mgmt For For For Committee Member: HWANG Yi Seok 8 Election of Board Mgmt For For For Committee Member: HAN Sang Lin 9 Directors' Fees Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Loomis AB Ticker Security ID: Meeting Date Meeting Status LOOM'B CINS W5650X104 05/02/2016 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Mgmt For For For Profits/Dividends 16 Dividend Record Date Mgmt For For For 17 Ratification of Board Mgmt For For For and CEO Acts 18 Board Size Mgmt For For For 19 Directors and Mgmt For For For Auditors' Fees 20 Election of Directors; Mgmt For For For Appointment of Auditor 21 Nomination Committee Mgmt For For For 22 Remuneration Guidelines Mgmt For Against Against 23 Incentive Scheme Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Luxottica Group S.p.A. Ticker Security ID: Meeting Date Meeting Status LUX CINS T6444Z110 04/29/2016 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Authority to Mgmt For For For Repurchase and Reissue Shares 4 Remuneration Report Mgmt For Against Against 5 Elect Francesco Milleri Mgmt For For For 6 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Martinrea International Inc. Ticker Security ID: Meeting Date Meeting Status MRE CUSIP 573459104 06/09/2016 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Wildeboer Mgmt For For For 1.2 Elect Fred Olson Mgmt For For For 1.3 Elect Scott Balfour Mgmt For For For 1.4 Elect Terry Lyons Mgmt For For For 1.5 Elect Roman Doroniuk Mgmt For For For 1.6 Elect Frank Macher Mgmt For For For 1.7 Elect Sandra Pupatello Mgmt For For For 1.8 Elect Pat D'Eramo Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Meggitt plc Ticker Security ID: Meeting Date Meeting Status MGGT CINS G59640105 04/21/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sir Nigel R. Rudd Mgmt For For For 5 Elect Stephen Young Mgmt For For For 6 Elect Guy Berruyer Mgmt For For For 7 Elect Alison Goligher Mgmt For For For 8 Elect Philip E Green Mgmt For For For 9 Elect Paul Heiden Mgmt For For For 10 Elect Brenda L. Mgmt For For For Reichelderfer 11 Elect Doug Webb Mgmt For For For 12 Elect Colin Day Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Mgmt For For For Repurchase Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Naspers Limited Ticker Security ID: Meeting Date Meeting Status NPN CINS S53435103 08/28/2015 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Approve Allocation of Mgmt For For For Dividends 3 Appointment of Auditor Mgmt For For For 4 Elect Steve J.Z. Pacak Mgmt For For For 5 Elect Mark R. Sorour Mgmt For For For 6 Elect Jacobus (Koos) Mgmt For For For P. Bekker 7 Re-elect Craig Mgmt For For For Enenstein 8 Re-elect Don Eriksson Mgmt For For For 9 Re-elect Fred Phaswana Mgmt For For For 10 Re-elect Ben J. van Mgmt For Against Against der Ross 11 Election of Audit Mgmt For For For Committee Member (Don Eriksson) 12 Election of Audit Mgmt For Against Against Committee Member (Ben van der Ross) 13 Election of Audit Mgmt For For For Committee Member (Rachel Jafta) 14 Approve Remuneration Mgmt For Against Against Policy 15 General Authority to Mgmt For Against Against Issue Shares 16 Authority to Issue Mgmt For For For Shares for Cash 17 Approve Restricted Mgmt For For For Stock Plan Trust Deed 18 Amendments to the Mgmt For Against Against Company's Share Incentive Trust Deeds and Schemes 19 Authorisation of Legal Mgmt For For For Formalities 20 Approve NEDs' Fees Mgmt For For For (Board - chair) 21 Approve NEDs' Fees Mgmt For For For (Board - member) 22 Approve NEDs' Fees Mgmt For For For (Audit Committee - Chair) 23 Approve NEDs' Fees Mgmt For For For (Audit Committee - Member) 24 Approve NEDs' Fees Mgmt For For For (Risk Committee - Chair) 25 Approve NEDs' Fees Mgmt For For For (Risk Committee - Member) 26 Approve NEDs' Fees Mgmt For For For (Human Resources & Remuneration Committee - Chair) 27 Approve NEDs' Fees Mgmt For For For (Human Resources & Remuneration Committee - Member) 28 Approve NEDs' Fees Mgmt For For For (Nomination Committee - Chair) 29 Approve NEDs' Fees Mgmt For For For (Nomination Committee - Member) 30 Approve NEDs' Fees Mgmt For For For (Social & Ethics Committee - Chair) 31 Approve NEDs' Fees Mgmt For For For (Social & Ethics Committee - Member) 32 Approve NEDs' Fees Mgmt For For For (Trustees of Group Share Schemes/Other Personnel Funds) 33 Approve NEDs' Fees Mgmt For For For (Media24 Pension Fund - Chair) 34 Approve NEDs' Fees Mgmt For For For (Media24 Pension Fund - Trustee) 35 Approve NEDs' Fees Mgmt For For For (2017) 36 Approve Financial Mgmt For For For Assistance (Section 44) 37 Approve Financial Mgmt For For For Assistance (Section 45) 38 Authority to Mgmt For For For Repurchase N Ordinary Shares 39 Authority to Mgmt For Against Against Repurchase A Ordinary Shares ________________________________________________________________________________ NewOcean Energy Holdings Limited Ticker Security ID: Meeting Date Meeting Status 342 CINS G6469T100 05/27/2016 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Raymond CHIU Mgmt For Against Against Sing Chung 6 Elect WANG Jian Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Elect XU Mingshe Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Nichi-Iko Pharmaceutical Company Limited Ticker Security ID: Meeting Date Meeting Status 4541 CINS J49614100 06/17/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Yuichi Tamura Mgmt For Against Against 5 Elect Toshinori Mgmt For For For Kongohji 6 Elect Shukoh Urayama Mgmt For For For 7 Elect Kenji Akane Mgmt For For For 8 Elect Taizan Kawakami Mgmt For For For 9 Elect Takahiro Mgmt For For For Yoshikawa 10 Elect Noboru Inasaka Mgmt For For For 11 Elect Shigeo Takagi Mgmt For For For 12 Elect Hideki Sakai Mgmt For For For 13 Equity Compensation Mgmt For For For Plan for Directors of the Company 14 Equity Compensation Mgmt For For For Plan for Executive Officers and Employees of the Company and Directors and Employees of Subsidiaries ________________________________________________________________________________ Nordea Bank AB Ticker Security ID: Meeting Date Meeting Status NDA CINS W57996105 03/17/2016 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Mgmt For For For Profits/Dividends 12 Ratification of Board Mgmt For For For and CEO Acts 13 Board Size Mgmt For For For 14 Number of Auditors Mgmt For For For 15 Directors and Mgmt For For For Auditor's Fees 16 Election of Directors Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Nomination Committee Mgmt For For For 19 Authority to Issue Mgmt For For For Convertible Debt Instruments 20 Authority to Mgmt For For For Repurchase Shares 21 Compensation Guidelines Mgmt For Against Against 22 Merger by Absorption Mgmt For For For of Nordea Bank Danmark A/S 23 Merger by Absorption Mgmt For For For of Nordea Bank Finland ABP 24 Merger by Absorption Mgmt For For For of Nordea Bank Norge ASA 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CINS H5820Q150 02/23/2016 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Mgmt For For For and Management Acts 4 Cancellation of Shares Mgmt For For For and Reduction in Share Capital 5 Allocation of Mgmt For For For Profits/Dividends 6 Authority to Mgmt For For For Repurchase Shares 7 Board Compensation Mgmt For For For 8 Executive Compensation Mgmt For For For 9 Compensation Report Mgmt For For For 10 Elect Jorg Reinhardt Mgmt For For For as Chairman 11 Elect Nancy C. Andrews Mgmt For For For 12 Elect Dimitri Azar Mgmt For For For 13 Elect Srikant Datar Mgmt For For For 14 Elect Ann M. Fudge Mgmt For For For 15 Elect Pierre Landolt Mgmt For For For 16 Elect Andreas von Mgmt For For For Planta 17 Elect Charles L. Mgmt For For For Sawyers 18 Elect Enrico Vanni Mgmt For For For 19 Elect William T. Mgmt For For For Winters 20 Elect Ton Buchner Mgmt For For For 21 Elect Elizabeth Doherty Mgmt For For For 22 Elect Srikant Datar as Mgmt For For For Compensation Committee Member 23 Elect Ann Fudge as Mgmt For For For Compensation Committee Member 24 Elect Enrico Vanni as Mgmt For For For Compensation Committee Member 25 Elect William T. Mgmt For For For Winters as Compensation Committee Member 26 Appointment of Auditor Mgmt For For For 27 Appointment of Mgmt For For For Independent Proxy 28 Additional or ShrHoldr N/A Abstain N/A Miscellaneous Proposals ________________________________________________________________________________ Novo Nordisk A/S Ticker Security ID: Meeting Date Meeting Status NOVO-B CINS K72807132 03/18/2016 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Directors' Fees for Mgmt For For For 2015 7 Directors' Fees for Mgmt For For For 2016 8 Allocation of Mgmt For For For Profits/Dividends 9 Elect Goran A. Ando Mgmt For For For 10 Elect Jeppe Mgmt For For For Christiansen 11 Elect Bruno Angelici Mgmt For For For 12 Elect Brian Daniels Mgmt For For For 13 Elect Sylvie Gregoire Mgmt For For For 14 Elect Liz Hewitt Mgmt For For For 15 Elect Mary T. Szela Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Cancellation of Shares Mgmt For For For 18 Amendments to Articles Mgmt For For For Regarding Bearer Shares 19 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares 21 Amendments to Articles Mgmt For For For Regarding Trademark 22 Amendments to Articles Mgmt For For For Regarding Executive Management Registration 23 Amendments to Articles Mgmt For For For Regarding Report Language 24 Amendment to Mgmt For Against Against Remuneration Guidelines 25 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Numericable Group Ticker Security ID: Meeting Date Meeting Status NUM CINS F6627W103 12/15/2015 Voted Meeting Type Country of Trade Ordinary France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Special Dividend Mgmt For For For 5 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ NXP Semiconductors N.V. Ticker Security ID: Meeting Date Meeting Status NXPI CUSIP N6596X109 07/02/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Elect Gregory L. Summe Mgmt For For For 3 Elect Peter Smitham Mgmt For For For ________________________________________________________________________________ Oberoi Realty Limited Ticker Security ID: Meeting Date Meeting Status OBEROIRLTY CINS Y6424D109 07/01/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Bindu Oberoi Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Authority to Set Cost Mgmt For For For Auditor's Fees 7 Elect Karamjit Singh Mgmt For For For Kalsi 8 Directors' Commission Mgmt For For For 9 Approval of Revised Mgmt For For For Remuneration of Saumil Daru 10 Related Party Mgmt For Against Against Transactions 11 Adoption of New Mgmt For Against Against Articles 12 Authority to Issue Mgmt For For For Non-Convertible Debentures 13 Authority to Issue Mgmt For For For Shares and/or Convertible Debt Instruments w/o Preemptive Rights ________________________________________________________________________________ Oberoi Realty Limited Ticker Security ID: Meeting Date Meeting Status OBEROIRLTY CINS Y6424D109 07/17/2015 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Preferential Mgmt For For For Allotment of Equity Shares ________________________________________________________________________________ Open Text Corporation Ticker Security ID: Meeting Date Meeting Status OTC CUSIP 683715106 10/02/2015 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect P. Thomas Jenkins Mgmt For For For 1.2 Elect Mark J. Mgmt For For For Barrenechea 1.3 Elect Randy Fowlie Mgmt For For For 1.4 Elect Gail E. Hamilton Mgmt For For For 1.5 Elect Brian J. Jackman Mgmt For For For 1.6 Elect Stephen J. Sadler Mgmt For Withhold Against 1.7 Elect Michael Mgmt For For For Slaunwhite 1.8 Elect Katharine B. Mgmt For For For Stevenson 1.9 Elect Deborah Weinstein Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the 2004 Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Optimal Payments Plc Ticker Security ID: Meeting Date Meeting Status OPAY CINS G6770D109 09/28/2015 Voted Meeting Type Country of Trade Special ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of Company Name Mgmt For For For 2 Amendments to Mgmt For For For Memorandum and Articles ________________________________________________________________________________ Orion Corp. Ticker Security ID: Meeting Date Meeting Status 001800 CINS Y6S90M110 03/25/2016 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Directors' Fees Mgmt For For For 4 Corporate Auditors' Mgmt For Against Against Fees ________________________________________________________________________________ PayPoint plc Ticker Security ID: Meeting Date Meeting Status PAY CINS G6962B101 07/22/2015 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Neil A.P. Carson Mgmt For For For 5 Elect George Earle Mgmt For For For 6 Elect David J. Morrison Mgmt For For For 7 Elect Stephen Rowley Mgmt For For For 8 Elect Dominic Taylor Mgmt For For For 9 Elect Tim Watkin-Rees Mgmt For For For 10 Elect Nick Wiles Mgmt For For For 11 Elect Gill Barr Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Paysafe Group Plc Ticker Security ID: Meeting Date Meeting Status PAYS CINS G6963K100 05/25/2016 Voted Meeting Type Country of Trade Annual ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Remuneration Policy Mgmt For For For (Non-UK Issuer -- Advisory) 4 Long-Term Incentive Mgmt For For For Plan 2016 5 Extend Sharesave Plan Mgmt For For For to U.S. Employees 6 Elect Dennis Jones Mgmt For For For 7 Elect Joel Leonoff Mgmt For For For 8 Elect Brian Mgmt For For For McArthur-Muscroft 9 Elect Andrew Dark Mgmt For For For 10 Elect Ian Francis Mgmt For For For 11 Elect Brahm Gelfand Mgmt For For For 12 Elect Ian Jenks Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Pigeon Corporation Ticker Security ID: Meeting Date Meeting Status 7956 CINS J63739106 04/27/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Yohichi Nakata Mgmt For For For 4 Elect Akio Ohkoshi Mgmt For For For 5 Elect Shigeru Yamashita Mgmt For For For 6 Elect Norimasa Kitazawa Mgmt For For For 7 Elect Eiji Akamatsu Mgmt For For For 8 Elect Yasunori Kurachi Mgmt For For For 9 Elect Tadashi Itakura Mgmt For For For 10 Elect Kevin Mgmt For For For Vyse-Peacock 11 Elect Takayuki Nitta Mgmt For For For 12 Elect Rehito Hatoyama Mgmt For For For 13 Elect Kazuhisa Amari Mgmt For For For 14 Elect Shinobu Iwamoto Mgmt For Against Against 15 Retirement Allowance Mgmt For Against Against for Director ________________________________________________________________________________ Power Finance Corp. Limited Ticker Security ID: Meeting Date Meeting Status PFC CINS Y7082R109 09/24/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect B.N. Sharma Mgmt For Against Against 5 Authority to Set Mgmt For For For Auditors' Fees 6 Authority to Issue Mgmt For Against Against Non-Convertible Debentures on Private Placement ________________________________________________________________________________ Power Grid Corporation of India Limited Ticker Security ID: Meeting Date Meeting Status POWERGRID CINS Y7028N105 09/15/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ravi P. Singh Mgmt For For For 5 Elect R.P. Sasmal Mgmt For For For 6 Authority to Set Mgmt For Against Against Auditor's Fees 7 Authority to Set Cost Mgmt For For For Auditor's Remuneration 8 Amendment to Borrowing Mgmt For For For Powers 9 Authority to Issue Mgmt For For For Non-Convertible Bonds ________________________________________________________________________________ Quebecor Inc. Ticker Security ID: Meeting Date Meeting Status QBR.A CUSIP 748193208 05/12/2016 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christian Dube Mgmt For For For 1.2 Elect Robert Pare Mgmt For For For 1.3 Elect Normand Provost Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Diversity Policy ________________________________________________________________________________ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A118 01/27/2016 Voted Meeting Type Country of Trade Ordinary United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For ________________________________________________________________________________ Saipem S.p.A. Ticker Security ID: Meeting Date Meeting Status SPM CINS T82000117 04/29/2016 Voted Meeting Type Country of Trade Ordinary Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Losses 2 Elect Leone Pattofatto Mgmt For For For 3 Increase in Auditor's Mgmt For For For Fees 4 Remuneration Report Mgmt For For For 5 Long-Term Incentive Mgmt For For For Plan 6 Authority to Mgmt For For For Repurchase Shares 7 Authority to Reissue Mgmt For For For Shares 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sanofi Ticker Security ID: Meeting Date Meeting Status SAN CINS F5548N101 05/04/2016 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non-Tax Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Laurent Attal to Mgmt For For For the Board of Directors 8 Elect Claudie Haignere Mgmt For For For to the Board of Directors 9 Elect Carole Piwnica Mgmt For For For to the Board of Directors 10 Elect Thomas Sudhof to Mgmt For For For the Board of Directors 11 Elect Diane Souza to Mgmt For For For the Board of Directors 12 Remuneration of Serge Mgmt For For For Weinberg, Chairman 13 Remuneration of Mgmt For Against Against Olivier Brandicourt, CEO 14 Authority to Mgmt For For For Repurchase Shares 15 Authority to Grant Mgmt For For For Stock Options 16 Authority to Issue Mgmt For For For Performance Shares 17 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Shire plc Ticker Security ID: Meeting Date Meeting Status SHP CINS G8124V108 04/28/2016 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Elect Dominic Blakemore Mgmt For For For 4 Elect Olivier Bohuon Mgmt For For For 5 Elect William M. Burns Mgmt For For For 6 Elect Steven Gillis Mgmt For For For 7 Elect David Ginsburg Mgmt For For For 8 Elect Susan Kilsby Mgmt For For For 9 Elect Sara Mathew Mgmt For For For 10 Elect Anne Minto Mgmt For For For 11 Elect Flemming Ornskov Mgmt For For For 12 Elect Jeffrey Poulton Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Mgmt For For For Repurchase Shares 18 Increase in Authorised Mgmt For For For Capital 19 Amendments to Articles Mgmt For For For 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Shire plc Ticker Security ID: Meeting Date Meeting Status SHP CINS G8124V108 05/27/2016 Voted Meeting Type Country of Trade Ordinary Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 3 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 4 Authority to Mgmt For For For Repurchase Shares 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/26/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Nicola Mgmt For For For Leibinger-Kammuller 10 Elect Jim Hagemann Mgmt For For For Snabe 11 Elect Werner Wenning Mgmt For For For 12 Increase in Authorised Mgmt For For For Capital for Employee Share Purchase Plan 13 Spin-off and Transfer Mgmt For For For Agreement ________________________________________________________________________________ Skandinaviska Enskilda Banken AB Ticker Security ID: Meeting Date Meeting Status SEB-A CINS W25381141 03/22/2016 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Mgmt For For For Profits/Dividends 15 Ratification of Board Mgmt For For For and CEO Acts 16 Amendment to Articles Mgmt For For For Regarding Board Size 17 Board Size; Number of Mgmt For For For Auditors 18 Directors and Mgmt For For For Auditors' Fees 19 Elect Johan H. Mgmt For For For Andresen, Jr. 20 Elect Signhild Mgmt For For For Arnegard Hansen 21 Elect Samir Brikho Mgmt For For For 22 Elect Annika Falkengren Mgmt For For For 23 Elect Winnie Kin Wah Mgmt For For For Fok 24 Elect Urban Jansson Mgmt For For For 25 Elect Birgitta Kantola Mgmt For For For 26 Elect Tomas Nicolin Mgmt For For For 27 Elect Sven Nyman Mgmt For For For 28 Elect Jesper Ovesen Mgmt For For For 29 Elect Marcus Wallenberg Mgmt For For For 30 Elect Helena Saxon Mgmt For For For 31 Elect Sara Ohrvall Mgmt For For For 32 Elect Marcus Mgmt For For For Wallenberg as Chairman 33 Appointment of Auditor Mgmt For For For 34 Compensation Guidelines Mgmt For Against Against 35 All Employee Programme Mgmt For For For (AEP) 36 Share Deferral Program Mgmt For For For (SDP) 37 Authority to Trade in Mgmt For For For Company Stock 38 Authority to Mgmt For For For Repurchase and Issue Treasury Shares 39 Transfer of Shares Mgmt For For For Pursuant of LTIPs 40 Authority to Issue Mgmt For For For Convertible Debt Instruments 41 Appointment of Mgmt For For For Auditors in Foundations 42 Non-Voting Agenda Item N/A N/A N/A N/A 43 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Equality 44 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Implementing Equality 45 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Annual Report 46 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Shareholders' Association 47 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Directors' Fees 48 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Nomination Committee 49 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Small and Medium-sized Shareholders 50 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Petition for Directors' Fees 51 Shareholder Proposal ShrHoldr N/A For N/A Regarding Voting Rights 52 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Petition for Voting Rights 53 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Petition for Recruitment of Politicians 54 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Recruitment of Politicians 55 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Smith & Nephew plc Ticker Security ID: Meeting Date Meeting Status SN CINS G82343164 04/14/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Vinita Bali Mgmt For For For 5 Elect Ian E. Barlow Mgmt For For For 6 Elect Olivier Bohuon Mgmt For For For 7 Elect Virginia Mgmt For For For Bottomley 8 Elect Julie Brown Mgmt For For For 9 Elect Erik Engstrom Mgmt For For For 10 Elect Robin Freestone Mgmt For For For 11 Elect Michael A. Mgmt For For For Friedman 12 Elect Brian Larcombe Mgmt For For For 13 Elect Joseph C. Papa Mgmt For For For 14 Elect Roberto Quarta Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Sompo Japan Nipponkoa Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status 8630 CINS J7618E108 06/27/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Kengo Sakurada Mgmt For For For 5 Elect Shinji Tsuji Mgmt For For For 6 Elect Shigeru Ehara Mgmt For For For 7 Elect Shohji Itoh Mgmt For For For 8 Elect Masato Fujikura Mgmt For For For 9 Elect Kohichi Yoshikawa Mgmt For For For 10 Elect Mikio Okumura Mgmt For For For 11 Elect Keiji Nishizawa Mgmt For For For 12 Elect Kaoru Takahashi Mgmt For For For 13 Elect Sawako Nohara Mgmt For For For 14 Elect Isao Endoh Mgmt For For For 15 Elect Tamami Murata Mgmt For For For 16 Elect Scott T. Davis Mgmt For For For 17 Elect Masaki Hanawa as Mgmt For For For Statutory Auditor 18 Performance-Linked Mgmt For For For Equity Compensation Plan ________________________________________________________________________________ Stroer SE & Co. KGaA Ticker Security ID: Meeting Date Meeting Status SAX CINS D8169G100 06/23/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts of Stroer SE 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For Against Against 9 Elect Anette Bronder Mgmt For Against Against 10 Elect Vicente Vento Mgmt For For For Bosch 11 Amendments to Articles Mgmt For For For 12 Elect Christoph Vilanek Mgmt For Against Against 13 Elect Dirk Stroer Mgmt For For For 14 Elect Ulrich Voigt Mgmt For Against Against 15 Elect Julia Flemmerer Mgmt For For For 16 Elect Anette Bronder Mgmt For Against Against 17 Elect Vicente Vento Mgmt For For For Bosch 18 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 19 Amendment to Stock Mgmt For For For Option Plan 2013 20 Approval of Mgmt For For For Profit-and-Loss Transfer Agreements 21 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Sugi Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7649 CINS J7687M106 05/26/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hirokazu Sugiura Mgmt For For For 2 Elect Tadashi Masuda Mgmt For For For 3 Elect Akiko Sugiura Mgmt For For For 4 Elect Eiichi Sakakibara Mgmt For For For 5 Elect Shigeyuki Kamino Mgmt For For For 6 Elect Yoshiko Hayama Mgmt For For For 7 Elect Shigeo Asano Mgmt For For For 8 Elect Toshihiko Mgmt For For For Sakamoto ________________________________________________________________________________ Sumitomo Mitsui Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 8316 CINS J7771X109 06/29/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Kohichi Miyata Mgmt For For For 5 Elect Jun Ohta Mgmt For For For 6 Elect Kohichi Noda Mgmt For For For 7 Elect Tetsuya Kubo Mgmt For For For 8 Elect Yoshinori Mgmt For For For Yokoyama 9 Elect Toshiyuki Mgmt For Against Against Teramoto 10 Elect Rokuroh Tsuruta Mgmt For For For ________________________________________________________________________________ Syngene International Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y8T288113 06/30/2016 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect John McCallum Mgmt For For For Marshall Shaw 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Bala S. Manian Mgmt For For For 6 Elect Suresh Narasappa Mgmt For For For Talwar 7 Appointment of Kiran Mgmt For For For Mazumdar Shaw (Managing Director) 8 Ratification of Bonus Mgmt For For For to Peter Bains (former CEO) for Fiscal Year 2015-16 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tata Motors Limited Ticker Security ID: Meeting Date Meeting Status TATAMOTORS CINS Y85740267 08/13/2015 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Satish Borwankar Mgmt For For For 3 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 4 Authority to Set Cost Mgmt For For For Auditor's Fees 5 Authority to Issue Mgmt For For For Non-Convertible Debentures 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Telefonaktiebolaget LM Ericsson Ticker Security ID: Meeting Date Meeting Status ERIC.A CINS W26049119 04/13/2016 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Ratification of Board Mgmt For For For and CEO Acts 14 Allocation of Mgmt For For For Profits/Dividends 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Elect Nora M. Denzel Mgmt For For For 18 Elect Borje Ekholm Mgmt For For For 19 Elect Leif Johansson Mgmt For For For 20 Elect Ulf J. Johansson Mgmt For For For 21 Elect Kristin Skogen Mgmt For For For Lund 22 Elect Kristin S. Rinne Mgmt For For For 23 Elect Sukhinder Singh Mgmt For For For Cassidy 24 Elect Helena Stjernholm Mgmt For For For 25 Elect Hans Vestberg Mgmt For For For 26 Elect Jacob Wallenberg Mgmt For For For 27 Elect Leif Johansson Mgmt For For For as Chairman 28 Number of Auditors Mgmt For For For 29 Authority to Set Mgmt For For For Auditor's Fees 30 Appointment of Auditor Mgmt For For For 31 Remuneration Guidelines Mgmt For For For 32 Amendments to Articles Mgmt For For For 33 Stock Purchase Plan Mgmt For For For 2016 34 Financing Stock Mgmt For For For Purchase Plan 2016 35 Equity Swap Agreement Mgmt For For For for the Stock Purchase Plan 36 Key Contributor Mgmt For For For Retention Plan 2016 37 Financing Key Mgmt For For For Contributor Retention Plan 38 Equity Swap Agreement Mgmt For For For for the Key Contributor Retention Plan 39 Executive Performance Mgmt For For For Stock Plan 2016 40 Financing Executive Mgmt For For For Performance Stock Plan 41 Equity Swap Agreement Mgmt For For For for the Executive Performance Stock Plan 42 Authority to Issue Mgmt For For For Treasury Shares 43 Non-Voting Agenda Item N/A N/A N/A N/A 44 Shareholder Proposal ShrHoldr N/A For N/A Regarding Unequal Voting Rights 45 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Unequal Voting Rights 46 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Unequal Voting Rights 47 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Politicians as Board Members 48 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Zero Tolerance Policy for Work Place Accidents 49 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Implementation of Zero Tolerance Policy 50 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Zero Tolerance Policy for Work Place Accidents 51 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Equality 52 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Implementing Equality 53 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Annual Report 54 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Shareholders' Association 55 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Directors' Fees 56 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Directors' Fees Petition 57 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Nomination Committee Instructions 58 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Recruitment of Politicians 59 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Small and Medium-sized Shareholders 60 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/11/2016 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Agenda Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports; Mgmt For For For Distribution of Profits/Dividends 8 Authority to Mgmt For For For Distribute Dividends 9 Authority to Set Mgmt For For For Auditor's Fees 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Remuneration Mgmt For For For Guidelines (Advisory) 12 Remuneration Mgmt For For For Guidelines (Binding) 13 Elect Anne Kvam Mgmt For For For 14 Elect Maalfrid Brath Mgmt For For For (First Deputy Member) 15 Governing Bodies' Fees Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tencent Holdings Limited Ticker Security ID: Meeting Date Meeting Status 700 CINS G87572163 05/18/2016 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Jacobus Petrus Mgmt For For For Bekker 6 Elect Ian C. Stone Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Tesco plc Ticker Security ID: Meeting Date Meeting Status TSCO CINS G87621101 06/23/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Simon Patterson Mgmt For For For 4 Elect Alison Platt Mgmt For For For 5 Elect Lindsey Pownall Mgmt For For For 6 Elect John M. Allan Mgmt For For For 7 Elect David Lewis Mgmt For For For 8 Elect Mark Armour Mgmt For For For 9 Elect Richard Cousins Mgmt For For For 10 Elect Byron E. Grote Mgmt For For For 11 Elect Mikael Olsson Mgmt For For For 12 Elect Deanna W. Mgmt For For For Oppenheimer 13 Elect Alan Stewart Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Shares 19 Scrip Dividend Mgmt For For For Alternative 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 22 Amendments to Articles Mgmt For For For of Association ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP 881624209 04/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yitzhak Peterburg Mgmt For For For 2 Elect Arie S. Mgmt For For For Belldegrun 3 Elect Amir Elstein Mgmt For For For 4 Amendment of Mgmt For Against Against Compensation Policy 5 Declaration of Mgmt N/A Against N/A Material Interest 6 Salary Increase of CEO Mgmt For For For 7 Amendment of CEO's Mgmt For For For Bonus Scheme 8 Amendment of CEO's Mgmt For For For Annual Equity Grants 9 Amendment of 2015 Mgmt For For For Long-Term Equity-Based Incentive Plan 10 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ The Paragon Group of Companies plc Ticker Security ID: Meeting Date Meeting Status PAG CINS G6376N154 02/11/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Robert G. Dench Mgmt For For For 5 Elect Nigel S. Mgmt For For For Terrington 6 Elect Richard Woodman Mgmt For For For 7 Elect John A. Heron Mgmt For For For 8 Elect Alan K. Fletcher Mgmt For For For 9 Elect Peter J. Hartill Mgmt For For For 10 Elect Fiona Clutterbuck Mgmt For For For 11 Elect Hugo R. Tudor Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Tokyo Ohka Kogyo Ticker Security ID: Meeting Date Meeting Status 4186 CINS J87430104 06/28/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ikuo Akutsu Mgmt For For For 4 Elect Hiroji Komano Mgmt For For For 5 Elect Harutoshi Satoh Mgmt For For For 6 Elect Kunio Mizuki Mgmt For For For 7 Elect Nobuo Tokutake Mgmt For For For 8 Elect Hiroshi Kurimoto Mgmt For For For 9 Elect Noriko Sekiguchi Mgmt For For For 10 Elect Keiichi Yamada Mgmt For For For 11 Elect Hajime Fujishita Mgmt For Against Against as Statutory Auditor ________________________________________________________________________________ Toray Industries, Inc. Ticker Security ID: Meeting Date Meeting Status 3402 CINS J89494116 06/28/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Akihiro Nikkaku Mgmt For Against Against 4 Elect Kohichi Abe Mgmt For For For 5 Elect Kazushi Mgmt For For For Hashimoto 6 Elect Ryoh Murayama Mgmt For For For 7 Elect Yukichi Deguchi Mgmt For For For 8 Elect Akira Umeda Mgmt For For For 9 Elect Shohgo Masuda Mgmt For For For 10 Elect Akio Satoh Mgmt For For For 11 Elect Hiroshi Ohtani Mgmt For For For 12 Elect Satoru Hagiwara Mgmt For For For 13 Elect Tohru Fukasawa Mgmt For For For 14 Elect Yasuo Suga Mgmt For For For 15 Elect Hirofumi Mgmt For For For Kobayashi 16 Elect Kazuhiko Shutoh Mgmt For For For 17 Elect Tetsuya Tsunekawa Mgmt For For For 18 Elect Satoru Nishino Mgmt For For For 19 Elect Yoshiyuki Tanaka Mgmt For For For 20 Elect Mitsuo Ohya Mgmt For For For 21 Elect Takashi Fujimoto Mgmt For For For 22 Elect Yuji Fukuda Mgmt For For For 23 Elect Shigeki Taniguchi Mgmt For For For 24 Elect Toshiyuki Kondoh Mgmt For For For 25 Elect Kennichiro Miki Mgmt For For For 26 Elect Kunio Itoh Mgmt For For For 27 Elect Ryohji Noyori Mgmt For For For 28 Elect Shohshiroh Mgmt For Against Against Taneichi as Statutory Auditor 29 Elect Kohichi Mgmt For For For Kobayashi as Alternate Statutory Auditor 30 Bonus Mgmt For For For ________________________________________________________________________________ TransForce Inc. Ticker Security ID: Meeting Date Meeting Status TFI CUSIP 89366H103 04/20/2016 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott Arves Mgmt For For For 1.2 Elect Alain Bedard Mgmt For For For 1.3 Elect Andre Berard Mgmt For For For 1.4 Elect Lucien Bouchard Mgmt For For For 1.5 Elect Richard Guay Mgmt For For For 1.6 Elect Annie Lo Mgmt For For For 1.7 Elect Neil D. Manning Mgmt For For For 1.8 Elect Ron D. Rogers Mgmt For For For 1.9 Elect Joey Saputo Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Permit Electronic Mgmt For For For Dividend Payments 4 Adjust Mandatory Mgmt For For For Retirement Age for Directors ________________________________________________________________________________ Travis Perkins plc Ticker Security ID: Meeting Date Meeting Status TPK CINS G90202105 05/25/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ruth Anderson Mgmt For For For 5 Elect Tony Buffin Mgmt For For For 6 Elect John K. Carter Mgmt For For For 7 Elect Coline McConville Mgmt For For For 8 Elect Peter T. Redfern Mgmt For Against Against 9 Elect Christopher Mgmt For For For Rogers 10 Elect John Rogers Mgmt For For For 11 Elect Robert M. Walker Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 17 Authority to Mgmt For For For Repurchase Shares 18 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Ultra Electronics Holdings plc Ticker Security ID: Meeting Date Meeting Status ULE CINS G9187G103 04/29/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Douglas Caster Mgmt For For For 5 Elect Martin Broadhurst Mgmt For For For 6 Elect John Hirst Mgmt For For For 7 Elect Robert Walmsley Mgmt For For For 8 Elect Rakesh Sharma Mgmt For For For 9 Elect Mark Anderson Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 14 Authority to Mgmt For For For Repurchase Shares 15 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ UPL Ltd Ticker Security ID: Meeting Date Meeting Status UNIPHOS CINS Y9247H166 03/29/2016 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Amalgamation Mgmt For For For ________________________________________________________________________________ UPL Ltd Ticker Security ID: Meeting Date Meeting Status UNIPHOS CINS Y9247H166 03/30/2016 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Amalgamation Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Valor Holdings Co.Ltd. Ticker Security ID: Meeting Date Meeting Status CINS J94511102 06/30/2016 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Masami Tashiro Mgmt For Against Against 3 Elect Junji Nakamura Mgmt For For For 4 Elect Akira Shinohana Mgmt For For For 5 Elect Yukihiko Shizu Mgmt For For For 6 Elect Chikayo Yasuhara Mgmt For For For 7 Elect Satoshi Yoneyama Mgmt For For For 8 Elect Masami Shidara Mgmt For For For 9 Elect Seisaku Wagato Mgmt For For For 10 Elect Satoru Yokoyama Mgmt For For For 11 Elect Katsuyuki Mori Mgmt For Against Against 12 Elect Kohichiroh Kubo Mgmt For For For 13 Elect Mutsuo Masuda Mgmt For Against Against 14 Elect Hirohumi Hata Mgmt For Against Against 15 Elect Tokimitsu Itoh Mgmt For For For 16 Non-Audit Committee Mgmt For For For Directors' Fees 17 Audit Committee Mgmt For For For Directors' Fees 18 Retirement Allowances Mgmt For Against Against for Director(s) and Statutory Auditor(s) ________________________________________________________________________________ Vedanta Ltd Ticker Security ID: Meeting Date Meeting Status VEDL CINS Y7673N111 07/06/2015 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Relocation of the Mgmt For For For Registered Office of the Company ________________________________________________________________________________ Vonovia SE Ticker Security ID: Meeting Date Meeting Status VNA CINS D1764R100 11/30/2015 Voted Meeting Type Country of Trade Special Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Increase in Authorized Mgmt For For For Capital Against Contributions in Kind to Effect Transaction 5 Increase in Authorized Mgmt For For For Capital Against Cash Contributions 6 Authority to Increase Mgmt For For For Authorized Capital ________________________________________________________________________________ Wereldhave N.V. Ticker Security ID: Meeting Date Meeting Status WH CINS N95060120 04/22/2016 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Management Board Acts 9 Ratification of Mgmt For For For Supervisory Board Acts 10 Elect G. Van De Mgmt For For For Weerdhof to the Supervisory Board 11 Elect L. Geirnaerdt to Mgmt For For For the Supervisory Board 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Suppress Mgmt For For For Preemptive Rights 14 Authority to Mgmt For For For Repurchase Shares 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Wirecard AG Ticker Security ID: Meeting Date Meeting Status WDI CINS D22359133 06/16/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Election of Wulf Mgmt For For For Matthias to the Supervisory Board 10 Supervisory Board Size Mgmt For For For 11 Elect Tina Kleingarn Mgmt For For For 12 Elect Vuyiswa V. Mgmt For For For M'Cwabeni, 13 Supervisory Board Mgmt For For For Members' Fees 14 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Yoox Net-A-Porter Group S.p.A. Ticker Security ID: Meeting Date Meeting Status YNAP CINS T9846S106 04/27/2016 Voted Meeting Type Country of Trade Ordinary Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Losses 2 Remuneration Report Mgmt For Against Against 3 Authority to Mgmt For For For Repurchase and Reissue Shares 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zalando SE Ticker Security ID: Meeting Date Meeting Status ZAL CINS D98423102 05/31/2016 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Appointment of Auditor Mgmt For For For for Interim Financial Statements until 2017 AGM 9 Restricted Stock Plan; Mgmt For For For Increase in Conditional Capital 10 Approval of Mgmt For For For Intra-Company Control Agreement with Metrigo GmbH 11 Approval of Mgmt For For For Intra-Company Control Agreement with Zalando Media Solutions GmbH 12 Elect Jorgen Madsen Mgmt For For For Lindemann as Supervisory Board Member ________________________________________________________________________________ Zodiac Aerospace SA Ticker Security ID: Meeting Date Meeting Status ZC CINS F98947108 01/14/2016 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non-Tax Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transactions 8 Authority to Mgmt For For For Repurchase Shares 9 Elect Didier Domange Mgmt For For For to the Supervisory Board 10 Elect Elisabeth Mgmt For For For Domange to the Supervisory Board 11 Resignation of Marc Mgmt For For For Assa as Supervisory Board Member 12 Resignation of Robert Mgmt For For For Marechal as Supervisory Board Member 13 Elect Estelle Mgmt For For For Brachlianoff to the Supervisory Board 14 Elect Florence Parly Mgmt For For For to the Supervisory Board 15 Appointment of Auditor Mgmt For For For 16 Appointment of Mgmt For For For Alternate Auditor 17 Remuneration of Mgmt For Against Against Olivier Zarrouati, Managing Director 18 Remuneration of Mgmt For Against Against Maurice Pinault, Deputy Managing Director 19 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 20 Authority to Issue Mgmt For Against Against Restricted Shares 21 Cancellation of Mgmt For Against Against Previous Authorities 22 Employee Stock Mgmt For For For Purchase Plan 23 Amendments to Articles Mgmt For For For (Article 36) 24 Authorization of Legal Mgmt For For For Formalities Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Long/Short Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ American International Group, Inc. Ticker Security ID: Meeting Date Meeting Status AIG CUSIP 026874784 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Don Cornwell Mgmt For For For 2 Elect Peter R. Fisher Mgmt For For For 3 Elect John Fitzpatrick Mgmt For For For 4 Elect Peter D. Hancock Mgmt For For For 5 Elect William G. Mgmt For For For Jurgensen 6 Elect Christopher S. Mgmt For For For Lynch 7 Elect Samuel J. Mgmt For For For Merksamer 8 Elect George L. Miles, Mgmt For Against Against Jr. 9 Elect Henry S. Miller Mgmt For For For 10 Elect Robert S. Miller Mgmt For For For 11 Elect Linda A. Mills Mgmt For For For 12 Elect Suzanne Nora Mgmt For For For Johnson 13 Elect John A. Paulson Mgmt For For For 14 Elect Ronald A. Mgmt For For For Rittenmeyer 15 Elect Douglas M. Mgmt For For For Steenland 16 Elect Theresa M. Stone Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Arthur J. Gallagher & Co. Ticker Security ID: Meeting Date Meeting Status AJG CUSIP 363576109 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sherry S. Barrat Mgmt For For For 2 Elect William L. Bax Mgmt For For For 3 Elect D. John Coldman Mgmt For For For 4 Elect Frank E. English Mgmt For For For Jr. 5 Elect J. Patrick Mgmt For For For Gallagher, Jr. 6 Elect Elbert O. Hand Mgmt For For For 7 Elect David S. Johnson Mgmt For Against Against 8 Elect Kay W. McCurdy Mgmt For For For 9 Elect Ralph J. Mgmt For For For Nicoletti 10 Elect Norman L. Mgmt For For For Rosenthal 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brendan M. Mgmt For For For Cummins 2 Elect Roger W. Hale Mgmt For For For 3 Elect Vada O. Manager Mgmt For For For 4 Elect Mark C. Rohr Mgmt For For For 5 Elect George A. Mgmt For For For Schaefer, Jr. 6 Elect Janice J. Teal Mgmt For For For 7 Elect Michael J. Ward Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505617 04/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sharon L. Allen Mgmt For For For 2 Elect Susan S. Bies Mgmt For For For 3 Elect Jack O. Mgmt For For For Bovender, Jr. 4 Elect Frank P. Mgmt For For For Bramble, Sr. 5 Elect Pierre J. P. de Mgmt For For For Weck 6 Elect Arnold W. Donald Mgmt For For For 7 Elect Linda P. Hudson Mgmt For For For 8 Elect Monica C. Lozano Mgmt For For For 9 Elect Thomas J. May Mgmt For For For 10 Elect Brian T. Moynihan Mgmt For For For 11 Elect Lionel L. Nowell Mgmt For For For III 12 Elect Thomas D. Woods Mgmt For For For 13 Elect R. David Yost Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505617 09/22/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Ratification of Bylaw Mgmt For Against Against Permitting Board to Appoint a Non-Independent Chairman ________________________________________________________________________________ CBRE Group Inc. Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12504L109 05/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brandon B. Boze Mgmt For For For 2 Elect Curtis F. Feeny Mgmt For For For 3 Elect Bradford M. Mgmt For For For Freeman 4 Elect Christopher T. Mgmt For For For Jenny 5 Elect Gerardo I. Lopez Mgmt For For For 6 Elect Frederic V. Malek Mgmt For For For 7 Elect Paula R. Reynolds Mgmt For For For 8 Elect Robert E. Mgmt For For For Sulentic 9 Elect Laura D'Andrea Mgmt For For For Tyson 10 Elect Ray Wirta Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment of Right to Mgmt For Against Against Call a Special Meeting 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Hugin Mgmt For For For 1.2 Elect Mark J. Alles Mgmt For For For 1.3 Elect Richard W. Barker Mgmt For For For 1.4 Elect Michael W. Bonney Mgmt For For For 1.5 Elect Michael D. Casey Mgmt For For For 1.6 Elect Carrie S. Cox Mgmt For For For 1.7 Elect Jacqualyn A. Mgmt For For For Fouse 1.8 Elect Michael A. Mgmt For For For Friedman 1.9 Elect Julia A. Haller Mgmt For For For 1.10 Elect Gilla Kaplan Mgmt For For For 1.11 Elect James J. Loughlin Mgmt For For For 1.12 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Exclusive Forum Mgmt For Against Against Provision 6 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Milton Carroll Mgmt For For For 2 Elect Michael P. Mgmt For For For Johnson 3 Elect Janiece M. Mgmt For For For Longoria 4 Elect Scott J. McLean Mgmt For For For 5 Elect Theodore F. Pound Mgmt For For For 6 Elect Scott M. Mgmt For For For Prochazka 7 Elect Susan O. Rheney Mgmt For For For 8 Elect Phillip R. Smith Mgmt For For For 9 Elect Peter S. Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of Exclusive Mgmt For Against Against Forum Provision ________________________________________________________________________________ CMS Energy Corporation Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jon E. Barfield Mgmt For For For 2 Elect Deborah H. Butler Mgmt For For For 3 Elect Kurt L. Darrow Mgmt For For For 4 Elect Stephen E. Ewing Mgmt For For For 5 Elect Richard M. Gabrys Mgmt For For For 6 Elect William D. Harvey Mgmt For For For 7 Elect Philip R. Mgmt For For For Lochner, Jr. 8 Elect Patricia K. Poppe Mgmt For For For 9 Elect John G. Russell Mgmt For For For 10 Elect Myrna M. Soto Mgmt For For For 11 Elect John G. Sznewajs Mgmt For For For 12 Elect Laura H. Wright Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CNO Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status CNO CUSIP 12621E103 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward J. Bonach Mgmt For For For 2 Elect Ellyn L. Brown Mgmt For For For 3 Elect Robert C. Greving Mgmt For For For 4 Elect Mary R. Henderson Mgmt For For For 5 Elect Charles J. Mgmt For For For Jacklin 6 Elect Daniel R. Maurer Mgmt For For For 7 Elect Neal C. Schneider Mgmt For For For 8 Elect Frederick J. Mgmt For For For Sievert 9 Elect Michael T. Tokarz Mgmt For For For 10 Amendment to NOL Mgmt For For For Shareholder Rights Plan 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ E TRADE Financial Corporation Ticker Security ID: Meeting Date Meeting Status ETFC CUSIP 269246401 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard J. Mgmt For For For Carbone 2 Elect James P. Healy Mgmt For For For 3 Elect Paul T. Idzik Mgmt For For For 4 Elect Frederick W. Mgmt For For For Kanner 5 Elect James Lam Mgmt For For For 6 Elect Rodger A. Lawson Mgmt For For For 7 Elect Shelley B. Mgmt For For For Leibowitz 8 Elect Rebecca Saeger Mgmt For For For 9 Elect Joseph L. Mgmt For For For Sclafani 10 Elect Gary H. Stern Mgmt For For For 11 Elect Donna L. Weaver Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect B. Evan Bayh III Mgmt For For For 3 Elect Jorge L. Benitez Mgmt For For For 4 Elect Katherine B. Mgmt For For For Blackburn 5 Elect Emerson L. Mgmt For For For Brumback 6 Elect Greg D. Mgmt For For For Carmichael 7 Elect Gary R. Heminger Mgmt For For For 8 Elect Jewell D. Hoover Mgmt For For For 9 Elect Michael B. Mgmt For For For McCallister 10 Elect Hendrick G. Mgmt For For For Meijer 11 Elect Marsha C. Mgmt For For For Williams 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ First Commonwealth Financial Corporation Ticker Security ID: Meeting Date Meeting Status FCF CUSIP 319829107 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James G. Barone Mgmt For For For 1.2 Elect Julie A. Caponi Mgmt For For For 1.3 Elect Ray T. Charley Mgmt For For For 1.4 Elect Gary R. Claus Mgmt For For For 1.5 Elect David S. Dahlmann Mgmt For For For 1.6 Elect Johnston A. Glass Mgmt For For For 1.7 Elect Jon L. Gorney Mgmt For For For 1.8 Elect David W. Mgmt For For For Greenfield 1.9 Elect Luke A. Latimer Mgmt For For For 1.10 Elect T. Michael Price Mgmt For For For 1.11 Elect Laurie Stern Mgmt For For For Singer 1.12 Elect Robert J. Ventura Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Janus Capital Group Inc. Ticker Security ID: Meeting Date Meeting Status JNS CUSIP 47102X105 04/22/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey J. Mgmt For For For Diermeier 2 Elect Eugene Flood, Jr. Mgmt For For For 3 Elect J. Richard Mgmt For For For Fredericks 4 Elect Deborah R. Gatzek Mgmt For For For 5 Elect Lawrence E. Mgmt For For For Kochard 6 Elect Arnold A. Mgmt For For For Pinkston 7 Elect Glenn S. Schafer Mgmt For For For 8 Elect Richard M. Weil Mgmt For For For 9 Elect Billie I. Mgmt For For For Williamson 10 Elect Tatsusaburo Mgmt For For For Yamamoto 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Adoption of Exclusive Mgmt For Against Against Forum ________________________________________________________________________________ Jazz Pharmaceuticals plc Ticker Security ID: Meeting Date Meeting Status JAZZ CUSIP G50871105 07/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Gray Mgmt For For For 2 Elect Kenneth W. Mgmt For For For O'Keefe 3 Elect Elmar Schnee Mgmt For For For 4 Elect Catherine A. Sohn Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Authority to Mgmt For For For Repurchase Shares 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kemper Corp. Ticker Security ID: Meeting Date Meeting Status KMPR CUSIP 488401100 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George N. Cochran Mgmt For For For 2 Elect Kathleen M. Mgmt For For For Cronin 3 Elect Douglas G. Geoga Mgmt For For For 4 Elect Robert J. Joyce Mgmt For For For 5 Elect Joseph P. Mgmt For For For Lacher, Jr. 6 Elect Christopher B. Mgmt For For For Sarofim 7 Elect David P. Storch Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Approval of the Mgmt For For For performance goals under the 2011 Omnibus Equity Plan ________________________________________________________________________________ Martin Marietta Materials, Inc. Ticker Security ID: Meeting Date Meeting Status MLM CUSIP 573284106 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Howard Nye Mgmt For For For 2 Elect Laree E. Perez Mgmt For For For 3 Elect Dennis L. Rediker Mgmt For For For 4 Elect Donald W. Slager Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Ratification of Auditor Mgmt For For For 7 Amendment to Stock Mgmt For For For Based Award Plan 8 Approval of Executive Mgmt For For For Cash Incentive Plan 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MasterCard Incorporated Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 06/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Mgmt For For For Haythornthwaite 2 Elect Ajay Banga Mgmt For For For 3 Elect Silvio Barzi Mgmt For For For 4 Elect David R. Carlucci Mgmt For For For 5 Elect Steven J. Mgmt For For For Freiberg 6 Elect Julius Mgmt For For For Genachowski 7 Elect Merit E. Janow Mgmt For For For 8 Elect Nancy J. Karch Mgmt For For For 9 Elect Oki Matsumoto Mgmt For For For 10 Elect Rima Qureshi Mgmt For For For 11 Elect Jose Octavio Mgmt For For For Reyes Lagunes 12 Elect Jackson P. Tai Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andy D. Bryant Mgmt For For For 2 Elect Wayne A. Budd Mgmt For For For 3 Elect N. Anthony Coles Mgmt For For For 4 Elect John H. Mgmt For For For Hammergren 5 Elect Alton F. Irby III Mgmt For For For 6 Elect M. Christine Mgmt For For For Jacobs 7 Elect Donald R. Knauss Mgmt For For For 8 Elect Marie L. Knowles Mgmt For For For 9 Elect David M. Lawrence Mgmt For For For 10 Elect Edward A. Mueller Mgmt For For For 11 Elect Susan R. Salka Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Reapproval of the Mgmt For For For Management Cash Incentive Plan 15 Adoption of Proxy Mgmt For For For Access Bylaw 16 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Oge Energy Corp. Ticker Security ID: Meeting Date Meeting Status OGE CUSIP 670837103 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank A. Bozich Mgmt For For For 1.2 Elect James H. Brandi Mgmt For For For 1.3 Elect Luke R. Corbett Mgmt For For For 1.4 Elect John D. Groendyke Mgmt For For For 1.5 Elect David L. Hauser Mgmt For For For 1.6 Elect Kirk Humphreys Mgmt For For For 1.7 Elect Robert O. Lorenz Mgmt For For For 1.8 Elect Judy R. Mgmt For For For McReynolds 1.9 Elect Sheila G. Talton Mgmt For For For 1.10 Elect Sean Trauschke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirements 5 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation ________________________________________________________________________________ Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith L. Barnes Mgmt For For For 1.2 Elect Michael F. Barry Mgmt For For For 1.3 Elect Bruce D. Hoechner Mgmt For For For 1.4 Elect Carol R. Jensen Mgmt For For For 1.5 Elect William E. Mgmt For For For Mitchell 1.6 Elect Ganesh Moorthy Mgmt For For For 1.7 Elect Helene Simonet Mgmt For For For 1.8 Elect Peter C. Wallace Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Royal Caribbean Cruises Ltd. Ticker Security ID: Meeting Date Meeting Status RCL CUSIP V7780T103 05/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Brock Mgmt For For For 2 Elect Richard D. Fain Mgmt For For For 3 Elect William L. Kimsey Mgmt For For For 4 Elect Maritza Gomez Mgmt For For For Montiel 5 Elect Ann S. Moore Mgmt For For For 6 Elect Eyal M. Ofer Mgmt For For For 7 Elect Thomas J. Mgmt For For For Pritzker 8 Elect William K. Reilly Mgmt For For For 9 Elect Bernt Reitan Mgmt For For For 10 Elect Vagn Ove Sorensen Mgmt For For For 11 Elect Donald Thompson Mgmt For For For 12 Elect Arne Alexander Mgmt For For For Wilhelmsen 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2008 Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr N/A For N/A Regarding Proxy Access ________________________________________________________________________________ Signature Bank Ticker Security ID: Meeting Date Meeting Status SBNY CUSIP 82669G104 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Tamberlane Mgmt For For For 1.2 Elect Judith Huntington Mgmt For For For 1.3 Elect Derrick D. Cephas Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Aldrich Mgmt For For For 2 Elect Kevin L. Beebe Mgmt For For For 3 Elect Timothy R. Furey Mgmt For For For 4 Elect Balakrishnan S. Mgmt For For For Iyer 5 Elect Christine King Mgmt For Against Against 6 Elect David P. McGlade Mgmt For For For 7 Elect David J. Mgmt For For For McLachlan 8 Elect Robert A. Mgmt For For For Schriesheim 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Elimination of Mgmt For For For Supermajority Requirement to Amend Bylaws 12 Elimination of Mgmt For For For Supermajority Requirement to Approve Certain Actions 13 Elimination of Mgmt For For For Supermajority Requirement to Approve Business Combinations with Any Related Person 14 Elimination of Mgmt For For For Supermajority Requirement to Amend Charter Provisions Governing Directors 15 Elimination of Mgmt For For For Supermajority Requirement to Amend Charter Provisions Governing Action by Stockholders ________________________________________________________________________________ SVB Financial Group Ticker Security ID: Meeting Date Meeting Status SIVB CUSIP 78486Q101 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Greg W. Becker Mgmt For For For 1.2 Elect Eric A. Benhamou Mgmt For For For 1.3 Elect David M. Clapper Mgmt For For For 1.4 Elect Roger F. Dunbar Mgmt For For For 1.5 Elect Joel P. Friedman Mgmt For For For 1.6 Elect Lata Krishnan Mgmt For For For 1.7 Elect Jeffrey N. Mgmt For For For Maggioncalda 1.8 Elect Mary J. Miller Mgmt For For For 1.9 Elect Kate D. Mitchell Mgmt For For For 1.10 Elect John F. Robinson Mgmt For For For 1.11 Elect Garen K. Staglin Mgmt For For For 2 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Goodyear Tire and Rubber Company Ticker Security ID: Meeting Date Meeting Status GT CUSIP 382550101 04/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William J. Conaty Mgmt For For For 2 Elect James A. Mgmt For For For Firestone 3 Elect Werner Geissler Mgmt For For For 4 Elect Peter S. Hellman Mgmt For For For 5 Elect Laurette T. Mgmt For For For Koellner 6 Elect Richard J. Kramer Mgmt For For For 7 Elect W. Alan Mgmt For For For McCollough 8 Elect John E. McGlade Mgmt For For For 9 Elect Michael J. Morell Mgmt For For For 10 Elect Roderick A. Mgmt For For For Palmore 11 Elect Stephanie A. Mgmt For For For Streeter 12 Elect Thomas H. Mgmt For For For Weidemeyer 13 Elect Michael R. Wessel Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerard J. Arpey Mgmt For For For 2 Elect Ari Bousbib Mgmt For For For 3 Elect Gregory D. Mgmt For For For Brenneman 4 Elect J. Frank Brown Mgmt For For For 5 Elect Albert P. Carey Mgmt For For For 6 Elect Armando Codina Mgmt For For For 7 Elect Helena B. Foulkes Mgmt For For For 8 Elect Linda R. Gooden Mgmt For For For 9 Elect Wayne M. Hewett Mgmt For For For 10 Elect Karen Katen Mgmt For For For 11 Elect Craig A. Menear Mgmt For For For 12 Elect Mark Vadon Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew E. Graves Mgmt For For For 1.2 Elect Alan Siegel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Whirlpool Corporation Ticker Security ID: Meeting Date Meeting Status WHR CUSIP 963320106 04/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel R. Allen Mgmt For For For 2 Elect Marc R. Bitzer Mgmt For For For 3 Elect Gary T. DiCamillo Mgmt For For For 4 Elect Diane M. Dietz Mgmt For For For 5 Elect Gerri T. Elliott Mgmt For For For 6 Elect Jeff M. Fettig Mgmt For For For 7 Elect Michael F. Mgmt For For For Johnston 8 Elect John D. Liu Mgmt For For For 9 Elect Harish M. Manwani Mgmt For For For 10 Elect William D. Perez Mgmt For For For 11 Elect Michael D. White Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wyndham Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status WYN CUSIP 98310W108 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen P. Holmes Mgmt For For For 1.2 Elect Myra J. Biblowit Mgmt For For For 1.3 Elect James E. Buckman Mgmt For For For 1.4 Elect George Herrera Mgmt For Withhold Against 1.5 Elect Brian Mulroney Mgmt For For For 1.6 Elect Pauline D.E. Mgmt For For For Richards 1.7 Elect Michael H. Mgmt For For For Wargotz 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Natural Resources Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ AES Corporation Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andres R. Gluski Mgmt For For For 2 Elect Charles L. Mgmt For For For Harrington 3 Elect Kristina M. Mgmt For For For Johnson 4 Elect Tarun Khanna Mgmt For For For 5 Elect Holly K. Koeppel Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect James H. Miller Mgmt For For For 8 Elect John B. Morse, Mgmt For For For Jr. 9 Elect Moises Naim Mgmt For For For 10 Elect Charles O. Mgmt For For For Rossotti 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Reporting on Company Climate Change Policies and Technological Advances ________________________________________________________________________________ Agrium Inc. Ticker Security ID: Meeting Date Meeting Status AGU CUSIP 008916108 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Maura J. Clark Mgmt For For For 1.2 Elect David C. Everitt Mgmt For For For 1.3 Elect Russell K. Mgmt For For For Girling 1.4 Elect Russell J. Horner Mgmt For For For 1.5 Elect Miranda C. Hubbs Mgmt For For For 1.6 Elect Charles V. Magro Mgmt For For For 1.7 Elect A. Anne McLellan Mgmt For For For 1.8 Elect Derek G. Pannell Mgmt For For For 1.9 Elect Mayo M. Schmidt Mgmt For For For 1.10 Elect William S. Simon Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Airgas Inc. Ticker Security ID: Meeting Date Meeting Status ARG CUSIP 009363102 02/23/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Alcoa Inc. Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013817101 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Arthur D. Mgmt For For For Collins, Jr. 2 Elect Sean O. Mahoney Mgmt For For For 3 Elect Michael G. Morris Mgmt For For For 4 Elect E. Stanley O'Neal Mgmt For For For 5 Elect Carol L. Roberts Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 9 Re-Approval of the Mgmt For For For Performance Goals under the Annual Cash Incentive Plan 10 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Apogee Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status APOG CUSIP 037598109 06/23/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerome L. Davis Mgmt For For For 1.2 Elect Sara L. Hays Mgmt For For For 1.3 Elect Richard V. Mgmt For For For Reynolds 1.4 Elect David E. Weiss Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2016 Mgmt For For For Executive Management Incentive Plan 4 Amendment to the 2011 Mgmt For For For Stock Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brendan M. Mgmt For For For Cummins 2 Elect Roger W. Hale Mgmt For For For 3 Elect Vada O. Manager Mgmt For For For 4 Elect Mark C. Rohr Mgmt For For For 5 Elect George A. Mgmt For For For Schaefer, Jr. 6 Elect Janice J. Teal Mgmt For For For 7 Elect Michael J. Ward Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Avery Dennison Corporation Ticker Security ID: Meeting Date Meeting Status AVY CUSIP 053611109 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradley Alford Mgmt For For For 2 Elect Anthony K. Mgmt For For For Anderson 3 Elect Peter K. Barker Mgmt For For For 4 Elect Mitchell R. Mgmt For For For Butier 5 Elect Ken Hicks Mgmt For For For 6 Elect David Pyott Mgmt For For For 7 Elect Dean Scarborough Mgmt For For For 8 Elect Patrick Siewert Mgmt For For For 9 Elect Julia Stewart Mgmt For For For 10 Elect Martha Sullivan Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 04/14/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Elect Robert W. Dudley Mgmt For For For 4 Elect Brian Gilvary Mgmt For For For 5 Elect Paul M. Anderson Mgmt For For For 6 Elect Alan L. Boeckmann Mgmt For For For 7 Elect Frank L. Bowman Mgmt For For For 8 Elect Cynthia B. Mgmt For For For Carroll 9 Elect Ian E.L. Davis Mgmt For For For 10 Elect Ann Dowling Mgmt For For For 11 Elect Brendan R. Nelson Mgmt For For For 12 Elect Paula Rosput Mgmt For For For Reynolds 13 Elect John Sawers Mgmt For For For 14 Elect Andrew B. Mgmt For For For Shilston 15 Elect Carl-Henric Mgmt For For For Svanberg 16 Appointment of Auditor Mgmt For For For and Authority to Set Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Buzzi Unicem S.p.A. Ticker Security ID: Meeting Date Meeting Status BZU CINS T2320M109 05/06/2016 Voted Meeting Type Country of Trade Ordinary Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Mgmt For For For Allocation of Losses 3 Dividends from Reserves Mgmt For For For 4 Authority to Mgmt For For For Repurchase and Reissue Shares 5 Remuneration Report Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cabot Corporation Ticker Security ID: Meeting Date Meeting Status CBT CUSIP 127055101 03/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roderick C.G. Mgmt For For For MacLeod 2 Elect Sue H. Rataj Mgmt For For For 3 Elect Matthias L. Mgmt For For For Wolfgruber 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Approve 2016 Mgmt For For For Short-Term Incentive Compensation Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Celanese Corporation Ticker Security ID: Meeting Date Meeting Status CE CUSIP 150870103 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathryn M. Hill Mgmt For For For 2 Elect William M. Brown Mgmt For For For 3 Elect Jay V. Ihlenfeld Mgmt For For For 4 Elect Mark C. Rohr Mgmt For For For 5 Elect Farah M. Walters Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Declassify the Board Mgmt For For For of Directors ________________________________________________________________________________ Comfort Systems USA, Inc. Ticker Security ID: Meeting Date Meeting Status FIX CUSIP 199908104 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Darcy G. Anderson Mgmt For For For 1.2 Elect Herman E. Bulls Mgmt For For For 1.3 Elect Alfred J. Mgmt For For For Giardinelli, Jr. 1.4 Elect Alan P. Krusi Mgmt For For For 1.5 Elect Brian E. Lane Mgmt For For For 1.6 Elect Franklin Myers Mgmt For For For 1.7 Elect James H. Schultz Mgmt For For For 1.8 Elect Constance E. Mgmt For For For Skidmore 1.9 Elect Vance W. Tang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendments to Articles Mgmt For For For To Permit Removal of Directors Without Cause ________________________________________________________________________________ Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ajay Banga Mgmt For For For 2 Elect Jacqueline K. Mgmt For For For Barton 3 Elect James A. Bell Mgmt For For For 4 Elect Richard K. Davis Mgmt For For For 5 Elect Jeff M. Fettig Mgmt For For For 6 Elect Andrew N. Liveris Mgmt For For For 7 Elect Mark Loughridge Mgmt For For For 8 Elect Raymond J. Mgmt For For For Milchovich 9 Elect Robert S. Miller Mgmt For For For 10 Elect Paul Polman Mgmt For For For 11 Elect Dennis H. Reilley Mgmt For For For 12 Elect James M. Ringler Mgmt For For For 13 Elect Ruth G. Shaw Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Eagle Materials Inc. Ticker Security ID: Meeting Date Meeting Status EXP CUSIP 26969P108 08/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. William Mgmt For For For Barnett 2 Elect Richard Beckwitt Mgmt For For For 3 Elect Ed H. Bowman Mgmt For For For 4 Elect David W. Quinn Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Eastman Chemical Company Ticker Security ID: Meeting Date Meeting Status EMN CUSIP 277432100 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Humberto P. Mgmt For For For Alfonso 2 Elect Gary E. Anderson Mgmt For For For 3 Elect Brett D. Begemann Mgmt For For For 4 Elect Michael P. Mgmt For For For Connors 5 Elect Mark J. Costa Mgmt For For For 6 Elect Stephen R. Mgmt For For For Demeritt 7 Elect Robert M. Mgmt For For For Hernandez 8 Elect Julie F. Holder Mgmt For For For 9 Elect Renee J. Mgmt For For For Hornbaker 10 Elect Lewis M. Kling Mgmt For For For 11 Elect James J. O'Brien Mgmt For For For 12 Elect David W. Raisbeck Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Fortune Brands Home and Security, Inc. Ticker Security ID: Meeting Date Meeting Status FBHS CUSIP 34964C106 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan S. Kilsby Mgmt For For For 2 Elect Christopher J. Mgmt For For For Klein 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Graphic Packaging Holding Company Ticker Security ID: Meeting Date Meeting Status GPK CUSIP 388689101 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David D. Campbell Mgmt For For For 1.2 Elect Robert A. Mgmt For For For Hagemann 1.3 Elect Harold R. Logan, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Headwaters Incorporated Ticker Security ID: Meeting Date Meeting Status HW CUSIP 42210P102 02/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect R. Sam Mgmt For For For Christensen 2 Elect Malyn K. Malquist Mgmt For For For 3 Elect Sylvia Summers Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Huntsman Corporation Ticker Security ID: Meeting Date Meeting Status HUN CUSIP 447011107 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nolan D. Mgmt For For For Archibald 1.2 Elect M. Anthony Burns Mgmt For For For 1.3 Elect Peter R. Huntsman Mgmt For For For 1.4 Elect Robert J. Mgmt For For For Margetts 1.5 Elect Wayne A. Reaud Mgmt For For For 1.6 Elect Alvin V. Mgmt For For For Shoemaker 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2016 Stock Incentive Mgmt For For For Plan 5 Right to Call a Mgmt For Against Against Special Meeting 6 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/09/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Bronczek Mgmt For For For 2 Elect William J. Burns Mgmt For For For 3 Elect Ahmet C. Dorduncu Mgmt For For For 4 Elect Ilene S. Gordon Mgmt For For For 5 Elect Jay L. Johnson Mgmt For For For 6 Elect Stacey J. Mobley Mgmt For For For 7 Elect Joan E. Spero Mgmt For For For 8 Elect Mark S. Sutton Mgmt For For For 9 Elect John L. Mgmt For For For Townsend, III 10 Elect William G. Walter Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Elect Ray G. Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Landec Corporation Ticker Security ID: Meeting Date Meeting Status LNDC CUSIP 514766104 10/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Albert D. Bolles Mgmt For For For 1.2 Elect Tonia L. Pankopf Mgmt For For For 1.3 Elect Robert Tobin Mgmt For For For 1.4 Elect Nicholas Tompkins Mgmt For For For 1.5 Elect Molly A. Hemmeter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Martin Marietta Materials, Inc. Ticker Security ID: Meeting Date Meeting Status MLM CUSIP 573284106 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Howard Nye Mgmt For For For 2 Elect Laree E. Perez Mgmt For For For 3 Elect Dennis L. Rediker Mgmt For For For 4 Elect Donald W. Slager Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Ratification of Auditor Mgmt For For For 7 Amendment to Stock Mgmt For For For Based Award Plan 8 Approval of Executive Mgmt For For For Cash Incentive Plan 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Masco Corporation Ticker Security ID: Meeting Date Meeting Status MAS CUSIP 574599106 05/09/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald R. Parfet Mgmt For For For 2 Elect Lisa A. Payne Mgmt For For For 3 Elect Reginald M. Mgmt For For For Turner, Jr. 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Phillip Cook Mgmt For For For 1.4 Elect John Floren Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert J. Mgmt For For For Kostelnik 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect Janice G. Rennie Mgmt For For For 1.10 Elect Margaret Walker Mgmt For For For 1.11 Elect Benita Warmbold Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/29/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect David L. Chicoine Mgmt For For For 3 Elect Janice L. Fields Mgmt For For For 4 Elect Hugh Grant Mgmt For For For 5 Elect Arthur H. Harper Mgmt For For For 6 Elect Laura K. Ipsen Mgmt For For For 7 Elect Marcos M. Lutz Mgmt For For For 8 Elect C. Steven Mgmt For For For McMillan 9 Elect Jon R. Moeller Mgmt For For For 10 Elect William U. Parfet Mgmt For For For 11 Elect George H. Poste Mgmt For For For 12 Elect Robert J. Stevens Mgmt For For For 13 Elect Patricia Verduin Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approval of Mgmt For For For Performance Goals Under the Annual Incentive Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Risks of Glyphosate 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John J. Ferriola Mgmt For For For 1.2 Elect Gregory J. Hayes Mgmt For For For 1.3 Elect Victoria F. Mgmt For For For Haynes 1.4 Elect Bernard L. Mgmt For For For Kasriel 1.5 Elect Christopher J. Mgmt For For For Kearney 1.6 Elect Laurette T. Mgmt For For For Koellner 1.7 Elect Raymond J. Mgmt For For For Milchovich 1.8 Elect John H. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Bundled Amendments to Mgmt For For For the Certificate of Incorporation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 5 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Oge Energy Corp. Ticker Security ID: Meeting Date Meeting Status OGE CUSIP 670837103 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank A. Bozich Mgmt For For For 1.2 Elect James H. Brandi Mgmt For For For 1.3 Elect Luke R. Corbett Mgmt For For For 1.4 Elect John D. Groendyke Mgmt For For For 1.5 Elect David L. Hauser Mgmt For For For 1.6 Elect Kirk Humphreys Mgmt For For For 1.7 Elect Robert O. Lorenz Mgmt For For For 1.8 Elect Judy R. Mgmt For For For McReynolds 1.9 Elect Sheila G. Talton Mgmt For For For 1.10 Elect Sean Trauschke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirements 5 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation ________________________________________________________________________________ Olin Corporation Ticker Security ID: Meeting Date Meeting Status OLN CUSIP 680665205 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Robert Bunch Mgmt For For For 2 Elect Randall W. Mgmt For For For Larrimore 3 Elect John M. B. Mgmt For For For O'Connor 4 Elect William H. Mgmt For For For Weideman 5 Elect John E. Fischer Mgmt For For For 6 Elect Carol A. Williams Mgmt For For For 7 Approval of 2016 Mgmt For For For Long-Term Incentive Plan 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PBF Energy Inc. Ticker Security ID: Meeting Date Meeting Status PBF CUSIP 69318G106 05/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas D. Mgmt For For For O'Malley 1.2 Elect Spencer Abraham Mgmt For For For 1.3 Elect Wayne A. Budd Mgmt For For For 1.4 Elect S. Eugene Edwards Mgmt For For For 1.5 Elect William E. Hantke Mgmt For For For 1.6 Elect Dennis M. Houston Mgmt For For For 1.7 Elect Edward F. Kosnik Mgmt For For For 1.8 Elect Robert J. Lavinia Mgmt For For For 1.9 Elect Eija Malmivirta Mgmt For For For 1.10 Elect Thomas J. Nimbley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2012 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ PGT, Inc. Ticker Security ID: Meeting Date Meeting Status PGTI CUSIP 69336V101 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alexander R. Mgmt For For For Castaldi 1.2 Elect M. Joseph McHugh Mgmt For For For 1.3 Elect William J. Morgan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Greg C. Garland Mgmt For For For 2 Elect John E. Lowe Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ PolyOne Corporation Ticker Security ID: Meeting Date Meeting Status POL CUSIP 73179P106 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard H. Fearon Mgmt For For For 1.2 Elect Gregory J. Goff Mgmt For For For 1.3 Elect William R. Mgmt For For For Jellison 1.4 Elect Sandra Beach Lin Mgmt For For For 1.5 Elect Richard A. Mgmt For For For Lorraine 1.6 Elect Robert M. Mgmt For For For Patterson 1.7 Elect William H. Powell Mgmt For For For 1.8 Elect Kerry J. Preete Mgmt For For For 1.9 Elect Farah M. Walters Mgmt For For For 1.10 Elect William A. Mgmt For For For Wulfsohn 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rockwool International A/S Ticker Security ID: Meeting Date Meeting Status ROCK'B CINS K8254S144 04/06/2016 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Mgmt For For For Ratification of Board and Management Acts 7 Directors' Fees Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Elect Carsten Bjerg Mgmt For For For 10 Elect Lars Frederiksen Mgmt For For For 11 Elect Bjorn Hoi Jensen Mgmt For For For 12 Elect Soren Kahler Mgmt For For For 13 Elect Thomas Kahler Mgmt For For For 14 Elect Andreas Ronken Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Mgmt For For For Repurchase Shares 17 Remuneration Guidelines Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CUSIP 780259206 05/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Elect Ben Van Beurden Mgmt For For For 4 Elect Guy Elliott Mgmt For For For 5 Elect Euleen GOH Yiu Mgmt For For For Kiang 6 Elect Simon Henry Mgmt For For For 7 Elect Charles O. Mgmt For For For Holliday, Jr. 8 Elect Gerard Mgmt For Against Against Kleisterlee 9 Elect Sir Nigel Mgmt For For For Sheinwald 10 Elect Linda G. Stuntz Mgmt For For For 11 Elect Hans Wijers Mgmt For For For 12 Elect Patricia A. Mgmt For For For Woertz 13 Elect Gerrit Zalm Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Shares 19 Shareholder Resolution ShrHoldr Against Against For Regarding Company Business Strategy ________________________________________________________________________________ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter L.S. Currie Mgmt For For For 2 Elect V. Maureen Mgmt For For For Kempston Darkes 3 Elect Paal Kibsgaard Mgmt For For For 4 Elect Nikolay Mgmt For For For Kudryavtsev 5 Elect Michael E. Marks Mgmt For Against Against 6 Elect Indra K. Nooyi Mgmt For For For 7 Elect Lubna S. Olayan Mgmt For For For 8 Elect Leo Rafael Reif Mgmt For For For 9 Elect Tore I. Sandvold Mgmt For Against Against 10 Elect Henri Seydoux Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Approval of Financials Mgmt For For For Statements/Dividends 13 Ratification of Auditor Mgmt For For For 14 Amendments to Articles Mgmt For For For of Incorporation 15 Ratification of Board Mgmt For For For Size 16 Amendment to the Mgmt For For For French Sub Plan Under the 2010 Omnibus Stock Incentive Plan ________________________________________________________________________________ Scotts Miracle-Gro Company Ticker Security ID: Meeting Date Meeting Status SMG CUSIP 810186106 01/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Adam Hanft Mgmt For Withhold Against 1.2 Elect Stephen L. Mgmt For Withhold Against Johnson 1.3 Elect Katherine H. Mgmt For For For Littlefield 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Arthur F. Anton Mgmt For For For 2 Elect Christopher M. Mgmt For For For Connor 3 Elect David F. Hodnik Mgmt For For For 4 Elect Thomas G. Kadien Mgmt For For For 5 Elect Richard J. Kramer Mgmt For For For 6 Elect Susan J. Kropf Mgmt For For For 7 Elect John G. Morikis Mgmt For For For 8 Elect Christine A. Poon Mgmt For For For 9 Elect John M. Stropki, Mgmt For For For Jr. 10 Elect Matthew Thornton Mgmt For For For 11 Elect Steven H. Wunning Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2006 Mgmt For For For Stock Plan for Nonemployee Directors 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Smurfit Kappa Group Plc Ticker Security ID: Meeting Date Meeting Status SKG CINS G8248F104 05/06/2016 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Gonzalo Restrepo Mgmt For For For Lopez 5 Elect James A. Lawrence Mgmt For For For 6 Elect Liam O'Mahony Mgmt For For For 7 Elect Anthony Smurfit Mgmt For For For 8 Elect Frits Beurskens Mgmt For For For 9 Elect Christel Bories Mgmt For For For 10 Elect Thomas Brodin Mgmt For For For 11 Elect Irial Finan Mgmt For For For 12 Elect Gary McGann Mgmt For For For 13 Elect John Moloney Mgmt For For For 14 Elect Roberto Newell Mgmt For For For 15 Elect Rosemary Thorne Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 21 Amendments to Mgmt For For For Memorandum (Companies Act 2014) 22 Amendments to Articles Mgmt For For For (Companies Act 2014) ________________________________________________________________________________ Spectra Energy Corp. Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory L. Ebel Mgmt For For For 2 Elect F. Anthony Comper Mgmt For For For 3 Elect Austin A. Adams Mgmt For For For 4 Elect Joseph Alvarado Mgmt For For For 5 Elect Pamela L. Carter Mgmt For For For 6 Elect Clarence P. Mgmt For For For Cazalot, Jr. 7 Elect Peter B. Hamilton Mgmt For For For 8 Elect Miranda C. Hubbs Mgmt For For For 9 Elect Michael McShane Mgmt For For For 10 Elect Michael G. Morris Mgmt For For For 11 Elect Michael E.J. Mgmt For For For Phelps 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Mgmt For For For Long-Term Incentive Plan 14 Amendment to the Mgmt For For For Executive Short-Term Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ The Valspar Corporation Ticker Security ID: Meeting Date Meeting Status VAL CUSIP 920355104 02/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Willam M. Cook Mgmt For For For 2 Elect Gary E. Mgmt For For For Hendrickson 3 Elect Mae C. Jemison Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ultrapar Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status UGPA3 CUSIP 90400P101 04/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Remuneration Policy Mgmt For For For 4 Election of Mgmt For For For Supervisory Council; Fees 5 Supervisory Council Mgmt For For For Fees 6 Re-ratification of Mgmt For For For Board Remuneration for 2012, 2013 and 2014 Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Opportunities Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ Acadia Healthcare Company, Inc. Ticker Security ID: Meeting Date Meeting Status ACHC CUSIP 00404A109 03/03/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase of Authorized Mgmt For For For Common Stock 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Acadia Healthcare Company, Inc. Ticker Security ID: Meeting Date Meeting Status ACHC CUSIP 00404A109 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William F. Grieco Mgmt For For For 1.2 Elect Joey A. Jacobs Mgmt For For For 1.3 Elect Reeve B. Waud Mgmt For For For 2 Amendment to the Mgmt For For For Incentive Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 6 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report ________________________________________________________________________________ Advanced Energy Industries, Inc. Ticker Security ID: Meeting Date Meeting Status AEIS CUSIP 007973100 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frederick A. Ball Mgmt For For For 1.2 Elect Grant H. Beard Mgmt For For For 1.3 Elect Ronald C. Foster Mgmt For For For 1.4 Elect Edward C. Grady Mgmt For For For 1.5 Elect Thomas M. Rohrs Mgmt For For For 1.6 Elect Yuval Wasserman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Allete, Inc. Ticker Security ID: Meeting Date Meeting Status ALE CUSIP 018522300 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathryn W. Dindo Mgmt For For For 2 Elect Sidney W. Emery, Mgmt For For For Jr. 3 Elect George G. Mgmt For For For Goldfarb 4 Elect James S. Haines, Mgmt For For For Jr. 5 Elect Alan R. Hodnik Mgmt For For For 6 Elect James J. Hoolihan Mgmt For For For 7 Elect Heidi E. Mgmt For For For Jimmerson 8 Elect Madeleine W. Mgmt For For For Ludlow 9 Elect Douglas C. Neve Mgmt For For For 10 Elect Leonard C. Rodman Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Avery Dennison Corporation Ticker Security ID: Meeting Date Meeting Status AVY CUSIP 053611109 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradley Alford Mgmt For For For 2 Elect Anthony K. Mgmt For For For Anderson 3 Elect Peter K. Barker Mgmt For For For 4 Elect Mitchell R. Mgmt For For For Butier 5 Elect Ken Hicks Mgmt For For For 6 Elect David Pyott Mgmt For For For 7 Elect Dean Scarborough Mgmt For For For 8 Elect Patrick Siewert Mgmt For For For 9 Elect Julia Stewart Mgmt For For For 10 Elect Martha Sullivan Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BioTelemetry, Inc. Ticker Security ID: Meeting Date Meeting Status BEAT CUSIP 090672106 05/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rebecca W. Rimel Mgmt For For For 1.2 Elect Robert J. Rubin Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Brown & Brown, Inc. Ticker Security ID: Meeting Date Meeting Status BRO CUSIP 115236101 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel P. Bell Mgmt For For For III 1.3 Elect Hugh M. Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Mgmt For For For Jr. 1.6 Elect Theodore J. Mgmt For For For Hoepner 1.7 Elect James S. Hunt Mgmt For For For 1.8 Elect Toni Jennings Mgmt For For For 1.9 Elect Timothy R.M. Main Mgmt For Withhold Against 1.10 Elect H. Palmer Mgmt For For For Proctor, Jr. 1.11 Elect Wendell S. Reilly Mgmt For For For 1.12 Elect Chilton D. Varner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Re-approval of the Mgmt For For For performance goals under the 2010 Stock Incentive Plan 5 Amendment to the 2010 Mgmt For Against Against Stock Incentive Plan ________________________________________________________________________________ Brunswick Corporation Ticker Security ID: Meeting Date Meeting Status BC CUSIP 117043109 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nolan D. Mgmt For For For Archibald 2 Elect David C. Everitt Mgmt For For For 3 Elect Roger J. Wood Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cambrex Corporation Ticker Security ID: Meeting Date Meeting Status CBM CUSIP 132011107 04/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rosina B. Dixon Mgmt For For For 2 Elect Claes Glassell Mgmt For For For 3 Elect Louis J. Mgmt For For For Grabowsky 4 Elect Kathryn R. Mgmt For For For Harrigan 5 Elect Leon J. Hendrix, Mgmt For For For Jr. 6 Elect Ilan Kaufthal Mgmt For For For 7 Elect Steven M. Klosk Mgmt For For For 8 Elect Peter G. Tombros Mgmt For For For 9 Elect Shlomo Yanai Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CNO Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status CNO CUSIP 12621E103 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward J. Bonach Mgmt For For For 2 Elect Ellyn L. Brown Mgmt For For For 3 Elect Robert C. Greving Mgmt For For For 4 Elect Mary R. Henderson Mgmt For For For 5 Elect Charles J. Mgmt For For For Jacklin 6 Elect Daniel R. Maurer Mgmt For For For 7 Elect Neal C. Schneider Mgmt For For For 8 Elect Frederick J. Mgmt For For For Sievert 9 Elect Michael T. Tokarz Mgmt For For For 10 Amendment to NOL Mgmt For For For Shareholder Rights Plan 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Coherent, Inc. Ticker Security ID: Meeting Date Meeting Status COHR CUSIP 192479103 02/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Ambroseo Mgmt For For For 2 Elect Jay T. Flatley Mgmt For For For 3 Elect Susan M. James Mgmt For For For 4 Elect L. William Krause Mgmt For For For 5 Elect Garry W. Rogerson Mgmt For For For 6 Elect Steve Skaggs Mgmt For For For 7 Elect Sandeep S. Vij Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Curtiss-Wright Corporation Ticker Security ID: Meeting Date Meeting Status CW CUSIP 231561101 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David C. Adams Mgmt For For For 1.2 Elect Dean M. Flatt Mgmt For For For 1.3 Elect S. Marce Fuller Mgmt For For For 1.4 Elect Rita J. Heise Mgmt For For For 1.5 Elect Allen A. Kozinski Mgmt For For For 1.6 Elect John R. Myers Mgmt For For For 1.7 Elect John B. Nathman Mgmt For For For 1.8 Elect Robert J. Rivet Mgmt For For For 1.9 Elect Albert E. Smith Mgmt For For For 1.10 Elect Peter C. Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Daktronics, Inc. Ticker Security ID: Meeting Date Meeting Status DAKT CUSIP 234264109 09/02/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Byron J. Anderson Mgmt For For For 1.2 Elect Reece A. Mgmt For For For Kurtenbach 1.3 Elect John P. Friel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2015 Stock Incentive Mgmt For For For Plan ________________________________________________________________________________ Encore Capital Group, Inc. Ticker Security ID: Meeting Date Meeting Status ECPG CUSIP 292554102 06/01/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Willem Mesdag Mgmt For For For 1.2 Elect Ashwini Gupta Mgmt For For For 1.3 Elect Wendy Hannam Mgmt For For For 1.4 Elect Michael P. Monaco Mgmt For For For 1.5 Elect Laura Newman Olle Mgmt For For For 1.6 Elect Francis E. Mgmt For For For Quinlan 1.7 Elect Norman R. Mgmt For For For Sorensen 1.8 Elect Richard J. Mgmt For For For Srednicki 1.9 Elect Kenneth A. Mgmt For For For Vecchione 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FEI Company Ticker Security ID: Meeting Date Meeting Status FEIC CUSIP 30241L109 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Homa Bahrami Mgmt For For For 1.2 Elect Arie Huijser Mgmt For For For 1.3 Elect Don R. Kania Mgmt For For For 1.4 Elect Thomas F. Kelly Mgmt For For For 1.5 Elect Jan C. Lobbezoo Mgmt For For For 1.6 Elect Jami K. Mgmt For For For Nachtsheim 1.7 Elect James T. Mgmt For For For Richardson 1.8 Elect Richard H. Wills Mgmt For For For 2 Amendment to the 1995 Mgmt For For For Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ First Commonwealth Financial Corporation Ticker Security ID: Meeting Date Meeting Status FCF CUSIP 319829107 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James G. Barone Mgmt For For For 1.2 Elect Julie A. Caponi Mgmt For For For 1.3 Elect Ray T. Charley Mgmt For For For 1.4 Elect Gary R. Claus Mgmt For For For 1.5 Elect David S. Dahlmann Mgmt For For For 1.6 Elect Johnston A. Glass Mgmt For For For 1.7 Elect Jon L. Gorney Mgmt For For For 1.8 Elect David W. Mgmt For For For Greenfield 1.9 Elect Luke A. Latimer Mgmt For For For 1.10 Elect T. Michael Price Mgmt For For For 1.11 Elect Laurie Stern Mgmt For For For Singer 1.12 Elect Robert J. Ventura Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Horace Mann Educators Corporation Ticker Security ID: Meeting Date Meeting Status HMN CUSIP 440327104 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel A. Mgmt For For For Domenech 2 Elect Stephen J. Mgmt For For For Hasenmiller 3 Elect Ronald J. Helow Mgmt For For For 4 Elect Beverley J. Mgmt For For For McClure 5 Elect H. Wade Reece Mgmt For For For 6 Elect Gabriel L. Mgmt For For For Shaheen 7 Elect Robert Stricker Mgmt For For For 8 Elect Steven O. Swyers Mgmt For For For 9 Elect Marita Zuraitis Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Huntsman Corporation Ticker Security ID: Meeting Date Meeting Status HUN CUSIP 447011107 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nolan D. Mgmt For For For Archibald 1.2 Elect M. Anthony Burns Mgmt For For For 1.3 Elect Peter R. Huntsman Mgmt For For For 1.4 Elect Robert J. Mgmt For For For Margetts 1.5 Elect Wayne A. Reaud Mgmt For For For 1.6 Elect Alvin V. Mgmt For For For Shoemaker 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2016 Stock Incentive Mgmt For For For Plan 5 Right to Call a Mgmt For Against Against Special Meeting 6 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ IPG Photonics Corporation Ticker Security ID: Meeting Date Meeting Status IPGP CUSIP 44980X109 06/01/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Valentin P. Mgmt For For For Gapontsev 1.2 Elect Eugene Mgmt For For For Shcherbakov 1.3 Elect Igor Samartsev Mgmt For For For 1.4 Elect Michael C. Child Mgmt For For For 1.5 Elect Henry E. Gauthier Mgmt For For For 1.6 Elect William S. Hurley Mgmt For For For 1.7 Elect Eric Meurice Mgmt For For For 1.8 Elect John R. Peeler Mgmt For For For 1.9 Elect Thomas J. Seifert Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ j2 Global Communications, Inc. Ticker Security ID: Meeting Date Meeting Status JCOM CUSIP 48123V102 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas Y. Bech Mgmt For For For 2 Elect Robert J. Cresci Mgmt For Against Against 3 Elect W. Brian Kretzmer Mgmt For For For 4 Elect Jonathan F. Mgmt For For For Miller 5 Elect Richard S. Mgmt For For For Ressler 6 Elect Stephen Ross Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Janus Capital Group Inc. Ticker Security ID: Meeting Date Meeting Status JNS CUSIP 47102X105 04/22/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey J. Mgmt For For For Diermeier 2 Elect Eugene Flood, Jr. Mgmt For For For 3 Elect J. Richard Mgmt For For For Fredericks 4 Elect Deborah R. Gatzek Mgmt For For For 5 Elect Lawrence E. Mgmt For For For Kochard 6 Elect Arnold A. Mgmt For For For Pinkston 7 Elect Glenn S. Schafer Mgmt For For For 8 Elect Richard M. Weil Mgmt For For For 9 Elect Billie I. Mgmt For For For Williamson 10 Elect Tatsusaburo Mgmt For For For Yamamoto 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Adoption of Exclusive Mgmt For Against Against Forum ________________________________________________________________________________ Kemper Corp. Ticker Security ID: Meeting Date Meeting Status KMPR CUSIP 488401100 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George N. Cochran Mgmt For For For 2 Elect Kathleen M. Mgmt For For For Cronin 3 Elect Douglas G. Geoga Mgmt For For For 4 Elect Robert J. Joyce Mgmt For For For 5 Elect Joseph P. Mgmt For For For Lacher, Jr. 6 Elect Christopher B. Mgmt For For For Sarofim 7 Elect David P. Storch Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Approval of the Mgmt For For For performance goals under the 2011 Omnibus Equity Plan ________________________________________________________________________________ Landec Corporation Ticker Security ID: Meeting Date Meeting Status LNDC CUSIP 514766104 10/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Albert D. Bolles Mgmt For For For 1.2 Elect Tonia L. Pankopf Mgmt For For For 1.3 Elect Robert Tobin Mgmt For For For 1.4 Elect Nicholas Tompkins Mgmt For For For 1.5 Elect Molly A. Hemmeter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lannett Company, Inc. Ticker Security ID: Meeting Date Meeting Status LCI CUSIP 516012101 01/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Farber Mgmt For For For 1.2 Elect Arthur P. Mgmt For For For Bedrosian 1.3 Elect James M. Maher Mgmt For For For 1.4 Elect David Drabik Mgmt For For For 1.5 Elect Paul Taveira Mgmt For For For 1.6 Elect Albert Paonessa Mgmt For For For III 2 Ratification of Auditor Mgmt For For For 3 Exclusive Forum Mgmt For Against Against Provision ________________________________________________________________________________ Ligand Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status LGND CUSIP 53220K504 05/23/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jason M. Aryeh Mgmt For Withhold Against 1.2 Elect Todd C. Davis Mgmt For For For 1.3 Elect John L. Higgins Mgmt For For For 1.4 Elect John W. Kozarich Mgmt For For For 1.5 Elect John L. LaMattina Mgmt For For For 1.6 Elect Sunil Patel Mgmt For For For 1.7 Elect Stephen L. Sabba Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Microsemi Corporation Ticker Security ID: Meeting Date Meeting Status MSCC CUSIP 595137100 02/09/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James J. Peterson Mgmt For For For 2 Elect Dennis R. Leibel Mgmt For For For 3 Elect Thomas R. Mgmt For For For Anderson 4 Elect William E. Mgmt For For For Bendush 5 Elect Paul F. Folino Mgmt For For For 6 Elect William L. Healey Mgmt For For For 7 Elect Matthew E. Mgmt For For For Massengill 8 ADVISORY VOTE ON Mgmt For Against Against EXECUTIVE COMPENSATION 9 Amendment to the 2008 Mgmt For For For Performance Incentive Plan 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NutriSystem, Inc. Ticker Security ID: Meeting Date Meeting Status NTRI CUSIP 67069D108 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert F. Mgmt For For For Bernstock 1.2 Elect Paul Guyardo Mgmt For For For 1.3 Elect Michael J. Hagan Mgmt For For For 1.4 Elect Jay Herratti Mgmt For For For 1.5 Elect Michael D. Mangan Mgmt For For For 1.6 Elect Brian P. Tierney Mgmt For For For 1.7 Elect Andrea M. Weiss Mgmt For For For 1.8 Elect Dawn M. Zier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Otter Tail Corporation Ticker Security ID: Meeting Date Meeting Status OTTR CUSIP 689648103 04/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven L. Fritze Mgmt For For For 1.2 Elect Kathryn O. Mgmt For For For Johnson 1.3 Elect Timothy J. Mgmt For For For O'Keefe 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Quanex Building Products Corporation Ticker Security ID: Meeting Date Meeting Status NX CUSIP 747619104 03/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For For For Griffiths 2 Elect LeRoy D. Nosbaum Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Amendment to Mgmt For For For Supermajority Requirements 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith L. Barnes Mgmt For For For 1.2 Elect Michael F. Barry Mgmt For For For 1.3 Elect Bruce D. Hoechner Mgmt For For For 1.4 Elect Carol R. Jensen Mgmt For For For 1.5 Elect William E. Mgmt For For For Mitchell 1.6 Elect Ganesh Moorthy Mgmt For For For 1.7 Elect Helene Simonet Mgmt For For For 1.8 Elect Peter C. Wallace Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sucampo Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status SCMP CUSIP 864909106 06/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Maureen E. Mgmt For For For O'Connell 2 Approval of the 2016 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew E. Graves Mgmt For For For 1.2 Elect Alan Siegel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ UIL Holdings Corporation Ticker Security ID: Meeting Date Meeting Status UIL CUSIP 902748102 12/11/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Webster Financial Corporation Ticker Security ID: Meeting Date Meeting Status WBS CUSIP 947890109 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William L. Atwell Mgmt For For For 2 Elect Joel S. Becker Mgmt For For For 3 Elect John J. Crawford Mgmt For For For 4 Elect Elizabeth E. Mgmt For For For Flynn 5 Elect C. Michael Jacobi Mgmt For For For 6 Elect Laurence C. Morse Mgmt For For For 7 Elect Karen R. Osar Mgmt For For For 8 Elect Mark Pettie Mgmt For For For 9 Elect Charles W. Mgmt For For For Shivery 10 Elect James C. Smith Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 1992 Stock Option Plan Mgmt For For For 14 Amendment to Mgmt For For For Certificate of Incorporation Regarding Removal of Directors Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Risk-Managed Balanced Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ AbbVie Inc. Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William H.L. Mgmt For For For Burnside 1.2 Elect Brett J. Hart Mgmt For For For 1.3 Elect Edward J. Rapp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Approval of Mgmt For For For Performance Goals Under the Performance Incentive Plan 6 Shareholder Proposal ShrHoldr Against Against For Regarding Take-Back Programs for Unused Medicines 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Accenture plc Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jaime Ardila Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect Charles H. Mgmt For For For Giancarlo 4 Elect William L. Kimsey Mgmt For For For 5 Elect Marjorie Magner Mgmt For For For 6 Elect Blythe J. Mgmt For For For McGarvie 7 Elect Pierre Nanterme Mgmt For For For 8 Elect Gilles Pelisson Mgmt For For For 9 Elect Paula A. Price Mgmt For For For 10 Elect Arun Sarin Mgmt For For For 11 Elect Wulf von Mgmt For Against Against Schimmelmann 12 Elect Frank K. Tang Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2010 Mgmt For For For Share Incentive Plan 15 Amendment to the 2010 Mgmt For For For Employee Stock Purchase Plan 16 Ratification of KPMG Mgmt For For For 17 Article Amendment for Mgmt For For For Proxy Access 18 Amendment to Articles Mgmt For For For of Association 19 Amendments to Mgmt For For For Memorandum of Association 20 Plurality Voting in a Mgmt For For For Contested Election 21 Set Board Size Mgmt For For For 22 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 24 Authority to Mgmt For For For Repurchase Shares 25 Issuance of Treasury Mgmt For For For Shares ________________________________________________________________________________ Advance Auto Parts, Inc. Ticker Security ID: Meeting Date Meeting Status AAP CUSIP 00751Y106 05/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John F. Bergstrom Mgmt For For For 1.2 Elect John C. Mgmt For For For Brouillard 1.3 Elect Brad W. Buss Mgmt For For For 1.4 Elect Fiona P. Dias Mgmt For For For 1.5 Elect John F. Ferraro Mgmt For For For 1.6 Elect Thomas R. Greco Mgmt For For For 1.7 Elect Adriana Mgmt For For For Karaboutis 1.8 Elect Eugene I. Lee Jnr Mgmt For For For 1.9 Elect William S. Mgmt For For For Oglesby 1.10 Elect Robert E. Slone Mgmt For For For 1.11 Elect Jeffrey C. Smith Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Eliminate One Year Mgmt For For For Holding Period Requirement for Shareholders to Call a Special Meeting 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Advent-Claymore Enhanced Growth & Income Fund Ticker Security ID: Meeting Date Meeting Status LCM CUSIP 00765E104 09/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Tracy V. Maitland Mgmt For For For 2 Elect Ronald A. Nyberg Mgmt For For For ________________________________________________________________________________ AES Corporation Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andres R. Gluski Mgmt For For For 2 Elect Charles L. Mgmt For For For Harrington 3 Elect Kristina M. Mgmt For For For Johnson 4 Elect Tarun Khanna Mgmt For For For 5 Elect Holly K. Koeppel Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect James H. Miller Mgmt For For For 8 Elect John B. Morse, Mgmt For For For Jr. 9 Elect Moises Naim Mgmt For For For 10 Elect Charles O. Mgmt For For For Rossotti 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Reporting on Company Climate Change Policies and Technological Advances ________________________________________________________________________________ Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fernando Aguirre Mgmt For For For 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Frank M. Clark, Mgmt For For For Jr. 4 Elect Betsy Z. Cohen Mgmt For For For 5 Elect Molly J. Coye Mgmt For For For 6 Elect Roger N. Farah Mgmt For For For 7 Elect Jeffrey E. Garten Mgmt For For For 8 Elect Ellen M. Hancock Mgmt For For For 9 Elect Richard J. Mgmt For For For Harrington 10 Elect Edward J. Ludwig Mgmt For For For 11 Elect Joseph P. Mgmt For For For Newhouse 12 Elect Olympia J. Snowe Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the 2016 Mgmt For For For Employee Stock Purchase Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Indirect Political Spending ________________________________________________________________________________ Allergan plc Ticker Security ID: Meeting Date Meeting Status AGN CUSIP G0177J108 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nesli Basgoz Mgmt For For For 1.2 Elect Paul M. Bisaro Mgmt For For For 1.3 Elect James H. Bloem Mgmt For For For 1.4 Elect Christopher W. Mgmt For For For Bodine 1.5 Elect Christopher J. Mgmt For For For Coughlin 1.6 Elect Michael R. Mgmt For For For Gallagher 1.7 Elect Catherine M. Mgmt For For For Klema 1.8 Elect Peter J. Mgmt For For For McDonnell 1.9 Elect Patrick J. Mgmt For For For O'Sullivan 1.10 Elect Brenton L. Mgmt For For For Saunders 1.11 Elect Ronald R. Taylor Mgmt For For For 1.12 Elect Fred G. Weiss Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Mgmt For For For Auditor and Authority to Set Fees 4 Amendment to the Mgmt For For For Memorandum of Association to Make Certain Administrative Amendments 5 Amendment to the Mgmt For For For Articles of Association to make Certain Administrative Amendments 6 Provide for a Mgmt For For For Plurality Voting Standard in the Event of a Contested Election 7 Sole Authority of Mgmt For For For Board to Determine Board Size 8 Reduction of Company Mgmt For For For Capital 9 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 10 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Allete, Inc. Ticker Security ID: Meeting Date Meeting Status ALE CUSIP 018522300 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathryn W. Dindo Mgmt For For For 2 Elect Sidney W. Emery, Mgmt For For For Jr. 3 Elect George G. Mgmt For For For Goldfarb 4 Elect James S. Haines, Mgmt For For For Jr. 5 Elect Alan R. Hodnik Mgmt For For For 6 Elect James J. Hoolihan Mgmt For For For 7 Elect Heidi E. Mgmt For For For Jimmerson 8 Elect Madeleine W. Mgmt For For For Ludlow 9 Elect Douglas C. Neve Mgmt For For For 10 Elect Leonard C. Rodman Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alliance Data Systems Corporation Ticker Security ID: Meeting Date Meeting Status ADS CUSIP 018581108 06/07/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce K. Anderson Mgmt For For For 2 Elect Roger H. Ballou Mgmt For For For 3 Elect D. Keith Cobb Mgmt For For For 4 Elect E. Linn Draper, Mgmt For For For Jr. 5 Elect Edward J. Mgmt For For For Heffernan 6 Elect Kenneth R. Jensen Mgmt For For For 7 Elect Robert A. Mgmt For For For Minicucci 8 Elect Laurie A. Tucker Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to Mgmt For For For Certificate of Incorporation Regarding Removal of Directors 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alliance New York Municipal Income Fund, Inc. Ticker Security ID: Meeting Date Meeting Status AYN CUSIP 018714105 08/03/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Liquidation of the Fund Mgmt For For For ________________________________________________________________________________ AllianceBernstein Income Fund Inc Ticker Security ID: Meeting Date Meeting Status ACG CUSIP 01881E101 03/01/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization Mgmt For For For ________________________________________________________________________________ Ally Financial Inc Ticker Security ID: Meeting Date Meeting Status ALLY CUSIP 02005N100 05/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Franklin W. Hobbs Mgmt For For For 2 Elect Robert T. Blakely Mgmt For For For 3 Elect Maureen A. Mgmt For For For Breakiron-Evans 4 Elect Mayree C. Clark Mgmt For For For 5 Elect Stephen A. Mgmt For For For Feinberg 6 Elect Kim S. Mgmt For For For Fennebresque 7 Elect Marjorie Magner Mgmt For For For 8 Elect John Stack Mgmt For For For 9 Elect Michael F. Steib Mgmt For For For 10 Elect Kenneth J. Bacon Mgmt For For For 11 Elect Jeffrey J. Brown Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 05/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For For For Barshefsky 2 Elect Ursula M. Burns Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Peter Chernin Mgmt For For For 5 Elect Ralph de la Vega Mgmt For For For 6 Elect Anne L. Mgmt For For For Lauvergeon 7 Elect Micheal O. Mgmt For For For Leavitt 8 Elect Theodore J. Mgmt For For For Leonsis 9 Elect Richard C. Levin Mgmt For For For 10 Elect Samuel J. Mgmt For For For Palmisano 11 Elect Daniel L. Vasella Mgmt For For For 12 Elect Robert D. Walter Mgmt For For For 13 Elect Ronald A. Mgmt For For For Williams 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Approval of the 2016 Mgmt For For For Incentive Compensation Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Privacy and Data Security 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ American International Group, Inc. Ticker Security ID: Meeting Date Meeting Status AIG CUSIP 026874784 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Don Cornwell Mgmt For For For 2 Elect Peter R. Fisher Mgmt For For For 3 Elect John Fitzpatrick Mgmt For For For 4 Elect Peter D. Hancock Mgmt For For For 5 Elect William G. Mgmt For For For Jurgensen 6 Elect Christopher S. Mgmt For For For Lynch 7 Elect Samuel J. Mgmt For For For Merksamer 8 Elect George L. Miles, Mgmt For Against Against Jr. 9 Elect Henry S. Miller Mgmt For For For 10 Elect Robert S. Miller Mgmt For For For 11 Elect Linda A. Mills Mgmt For For For 12 Elect Suzanne Nora Mgmt For For For Johnson 13 Elect John A. Paulson Mgmt For For For 14 Elect Ronald A. Mgmt For For For Rittenmeyer 15 Elect Douglas M. Mgmt For For For Steenland 16 Elect Theresa M. Stone Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bell Mgmt For For For 2 Elect Timothy D. Cook Mgmt For For For 3 Elect Albert A. Gore Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Andrea Jung Mgmt For For For 6 Elect Arthur D. Mgmt For For For Levinson 7 Elect Ronald D. Sugar Mgmt For For For 8 Elect Susan L. Wagner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Approval of Amended Mgmt For For For and Restated 2014 Employee Stock Plan 12 Shareholder Proposal ShrHoldr Against Against For Regarding Net Zero Greenhouse Gas Emissions 13 Shareholder Proposal ShrHoldr Against Against For Regarding Racial Diversity of Board and Management 14 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Willem P. Mgmt For Against Against Roelandts 2 Elect Eric Chen Mgmt For For For 3 Elect Aart J. de Geus Mgmt For For For 4 Elect Gary E. Dickerson Mgmt For For For 5 Elect Stephen R. Mgmt For For For Forrest 6 Elect Thomas J. Mgmt For Against Against Iannotti 7 Elect Susan M. James Mgmt For For For 8 Elect Alexander A. Mgmt For For For Karsner 9 Elect Adrianna Ma Mgmt For For For 10 Elect Dennis D. Powell Mgmt For For For 11 Elect Robert H. Swan Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brendan M. Mgmt For For For Cummins 2 Elect Roger W. Hale Mgmt For For For 3 Elect Vada O. Manager Mgmt For For For 4 Elect Mark C. Rohr Mgmt For For For 5 Elect George A. Mgmt For For For Schaefer, Jr. 6 Elect Janice J. Teal Mgmt For For For 7 Elect Michael J. Ward Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Atmos Energy Corporation Ticker Security ID: Meeting Date Meeting Status ATO CUSIP 049560105 02/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert W. Best Mgmt For For For 2 Elect Kim R. Cocklin Mgmt For For For 3 Elect Richard W. Mgmt For For For Douglas 4 Elect Ruben E. Esquivel Mgmt For For For 5 Elect Richard K. Gordon Mgmt For For For 6 Elect Robert C. Grable Mgmt For For For 7 Elect Michael E. Mgmt For For For Haefner 8 Elect Thomas C. Mgmt For For For Meredith 9 Elect Nancy K. Quinn Mgmt For For For 10 Elect Richard A. Mgmt For For For Sampson 11 Elect Stephen R. Mgmt For For For Springer 12 Elect Richard Ware II Mgmt For For For 13 Amendment to the Long Mgmt For Against Against Term Incentive Plan 14 Amendment to the Mgmt For For For Annual Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Avago Technologies Limited Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP Y0486S104 11/10/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Issuance of Shares w/o Mgmt For For For Preemptive Rights ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505617 04/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sharon L. Allen Mgmt For For For 2 Elect Susan S. Bies Mgmt For For For 3 Elect Jack O. Mgmt For For For Bovender, Jr. 4 Elect Frank P. Mgmt For For For Bramble, Sr. 5 Elect Pierre J. P. de Mgmt For For For Weck 6 Elect Arnold W. Donald Mgmt For For For 7 Elect Linda P. Hudson Mgmt For For For 8 Elect Monica C. Lozano Mgmt For For For 9 Elect Thomas J. May Mgmt For For For 10 Elect Brian T. Moynihan Mgmt For For For 11 Elect Lionel L. Nowell Mgmt For For For III 12 Elect Thomas D. Woods Mgmt For For For 13 Elect R. David Yost Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505617 09/22/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Ratification of Bylaw Mgmt For Against Against Permitting Board to Appoint a Non-Independent Chairman ________________________________________________________________________________ BCE Inc. Ticker Security ID: Meeting Date Meeting Status BCE CUSIP 05534B760 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry K. Allen Mgmt For For For 1.2 Elect Ronald A. Mgmt For For For Brenneman 1.3 Elect Sophie Brochu Mgmt For For For 1.4 Elect Robert E. Brown Mgmt For For For 1.5 Elect George A. Cope Mgmt For For For 1.6 Elect David F. Denison Mgmt For For For 1.7 Elect Robert P. Dexter Mgmt For For For 1.8 Elect Ian Greenberg Mgmt For For For 1.9 Elect Kathrine Lee Mgmt For For For 1.10 Elect Monique F. Leroux Mgmt For For For 1.11 Elect Gordon M. Nixon Mgmt For For For 1.12 Elect Calin Rovinescu Mgmt For For For 1.13 Elect Robert C. Mgmt For For For Simmonds 1.14 Elect Paul R. Weiss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Senior Management Gender Equality 5 Shareholder Proposal ShrHoldr Against Against For Regarding Reconstituting the Compensation Committee ________________________________________________________________________________ Berkshire Hathaway Inc. Ticker Security ID: Meeting Date Meeting Status BRK.A CUSIP 084670702 04/30/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Warren E. Buffett Mgmt For For For 1.2 Elect Charles T. Munger Mgmt For For For 1.3 Elect Howard G. Buffett Mgmt For For For 1.4 Elect Stephen B. Burke Mgmt For For For 1.5 Elect Susan L. Decker Mgmt For For For 1.6 Elect William H. Gates Mgmt For For For III 1.7 Elect David S. Mgmt For For For Gottesman 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Thomas S. Murphy Mgmt For For For 1.10 Elect Ronald L. Olson Mgmt For For For 1.11 Elect Walter Scott, Jr. Mgmt For For For 1.12 Elect Meryl B. Witmer Mgmt For For For 2 Shareholder Proposal ShrHoldr Against For Against Regarding Reporting Of Climate Change Risks ________________________________________________________________________________ BlackRock Enhanced Government Fund Inc Ticker Security ID: Meeting Date Meeting Status EGF CUSIP 09255K108 07/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Frank J. Fabozzi Mgmt For For For 1.4 Elect Kathleen F. Mgmt For For For Feldstein 1.5 Elect James T. Flynn Mgmt For For For 1.6 Elect Jerrold B. Harris Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect W. Carl Kester Mgmt For For For 1.9 Elect Babara G. Novick Mgmt For For For 1.10 Elect John M. Perlowski Mgmt For For For 1.11 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ Bristow Group Inc. Ticker Security ID: Meeting Date Meeting Status BRS CUSIP 110394103 08/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas N. Amonett Mgmt For For For 1.2 Elect Jonathan E. Mgmt For For For Baliff 1.3 Elect Stephen J. Cannon Mgmt For For For 1.4 Elect Michael A. Flick Mgmt For For For 1.5 Elect Lori A. Gobillot Mgmt For For For 1.6 Elect Ian A. Godden Mgmt For For For 1.7 Elect David C. Gompert Mgmt For For For 1.8 Elect Stephen King Mgmt For For For 1.9 Elect Thomas C. Knudson Mgmt For For For 1.10 Elect Mathew Masters Mgmt For For For 1.11 Elect Bruce H. Stover Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Broadcom Ltd. Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP Y09827109 04/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hock E. Tan Mgmt For For For 2 Elect James V. Diller, Mgmt For For For Sr. 3 Elect Lewis C. Mgmt For For For Eggebrecht 4 Elect Kenneth Y. Hao Mgmt For For For 5 Elect Eddy W. Mgmt For For For Hartenstein 6 Elect Justine Lien Mgmt For For For 7 Elect Donald Macleod Mgmt For For For 8 Elect Peter J. Marks Mgmt For For For 9 Elect Dr. Henry S. Mgmt For For For Samueli 10 Elect Lucien Y.K. Wong Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Issue Mgmt For For For Ordinary and Special Preference Shares 13 Directors' Fees Mgmt For For For ________________________________________________________________________________ Brunswick Corporation Ticker Security ID: Meeting Date Meeting Status BC CUSIP 117043109 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nolan D. Mgmt For For For Archibald 2 Elect David C. Everitt Mgmt For For For 3 Elect Roger J. Wood Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Anderson Mgmt For For For 2 Elect Colleen F. Arnold Mgmt For For For 3 Elect George S. Barrett Mgmt For For For 4 Elect Carrie S. Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce L. Downey Mgmt For For For 7 Elect Patricia A. Mgmt For For For Hemingway Hall 8 Elect Clayton M. Jones Mgmt For For For 9 Elect Gregory B. Kenny Mgmt For Against Against 10 Elect Nancy Killefer Mgmt For For For 11 Elect David P. King Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CBRE Group Inc. Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12504L109 05/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brandon B. Boze Mgmt For For For 2 Elect Curtis F. Feeny Mgmt For For For 3 Elect Bradford M. Mgmt For For For Freeman 4 Elect Christopher T. Mgmt For For For Jenny 5 Elect Gerardo I. Lopez Mgmt For For For 6 Elect Frederic V. Malek Mgmt For For For 7 Elect Paula R. Reynolds Mgmt For For For 8 Elect Robert E. Mgmt For For For Sulentic 9 Elect Laura D'Andrea Mgmt For For For Tyson 10 Elect Ray Wirta Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment of Right to Mgmt For Against Against Call a Special Meeting 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Hugin Mgmt For For For 1.2 Elect Mark J. Alles Mgmt For For For 1.3 Elect Richard W. Barker Mgmt For For For 1.4 Elect Michael W. Bonney Mgmt For For For 1.5 Elect Michael D. Casey Mgmt For For For 1.6 Elect Carrie S. Cox Mgmt For For For 1.7 Elect Jacqualyn A. Mgmt For For For Fouse 1.8 Elect Michael A. Mgmt For For For Friedman 1.9 Elect Julia A. Haller Mgmt For For For 1.10 Elect Gilla Kaplan Mgmt For For For 1.11 Elect James J. Loughlin Mgmt For For For 1.12 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Exclusive Forum Mgmt For Against Against Provision 6 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John K. Adams Mgmt For For For 2 Elect Stephen A. Ellis Mgmt For For For 3 Elect Arun Sarin Mgmt For For For 4 Elect Charles R. Schwab Mgmt For For For 5 Elect Paula A. Sneed Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 9 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report ________________________________________________________________________________ CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David M. Cordani Mgmt For For For 2 Elect Isaiah Harris, Mgmt For For For Jr. 3 Elect Jane E. Henney Mgmt For For For 4 Elect Donna F. Zarcone Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CMS Energy Corporation Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jon E. Barfield Mgmt For For For 2 Elect Deborah H. Butler Mgmt For For For 3 Elect Kurt L. Darrow Mgmt For For For 4 Elect Stephen E. Ewing Mgmt For For For 5 Elect Richard M. Gabrys Mgmt For For For 6 Elect William D. Harvey Mgmt For For For 7 Elect Philip R. Mgmt For For For Lochner, Jr. 8 Elect Patricia K. Poppe Mgmt For For For 9 Elect John G. Russell Mgmt For For For 10 Elect Myrna M. Soto Mgmt For For For 11 Elect John G. Sznewajs Mgmt For For For 12 Elect Laura H. Wright Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For For For 1.2 Elect Madeline S. Bell Mgmt For For For 1.3 Elect Sheldon M. Mgmt For For For Bonovitz 1.4 Elect Edward D. Breen Mgmt For Withhold Against 1.5 Elect Joseph J. Collins Mgmt For Withhold Against 1.6 Elect Gerald L. Hassell Mgmt For Withhold Against 1.7 Elect Jeffrey A. Mgmt For For For Honickman 1.8 Elect Eduardo G. Mestre Mgmt For For For 1.9 Elect Brian L. Roberts Mgmt For For For 1.10 Elect Johnathan A. Mgmt For For For Rodgers 1.11 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amend 2002 Restricted Mgmt For For For Stock Plan 4 Amend 2003 Stock Mgmt For For For Option Plan 5 Amend 2002 Employee Mgmt For For For Stock Purchase Plan 6 Amend 2011 Employee Mgmt For For For Stock Purchase Plan 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 9 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 10 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 12/10/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Conversion of Class A Mgmt For For For Special Common Stock Into Class A Common Stock ________________________________________________________________________________ Comfort Systems USA, Inc. Ticker Security ID: Meeting Date Meeting Status FIX CUSIP 199908104 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Darcy G. Anderson Mgmt For For For 1.2 Elect Herman E. Bulls Mgmt For For For 1.3 Elect Alfred J. Mgmt For For For Giardinelli, Jr. 1.4 Elect Alan P. Krusi Mgmt For For For 1.5 Elect Brian E. Lane Mgmt For For For 1.6 Elect Franklin Myers Mgmt For For For 1.7 Elect James H. Schultz Mgmt For For For 1.8 Elect Constance E. Mgmt For For For Skidmore 1.9 Elect Vance W. Tang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendments to Articles Mgmt For For For To Permit Removal of Directors Without Cause ________________________________________________________________________________ CVS Health Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard M. Mgmt For For For Bracken 2 Elect C. David Brown II Mgmt For For For 3 Elect Alecia A. Mgmt For For For DeCoudreaux 4 Elect Nancy-Ann M. Mgmt For For For DeParle 5 Elect David W. Dorman Mgmt For For For 6 Elect Anne M. Finucane Mgmt For For For 7 Elect Larry J. Merlo Mgmt For For For 8 Elect Jean-Pierre Mgmt For For For Millon 9 Elect Richard J. Swift Mgmt For For For 10 Elect William C. Weldon Mgmt For For For 11 Elect Tony L. White Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporating Values in Political Spending 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Ratio Between CEO and Employee Pay ________________________________________________________________________________ Delaware Investments Dividend and Income Fund, Inc. Ticker Security ID: Meeting Date Meeting Status DDF CUSIP 245915103 08/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas L. Bennett Mgmt For For For 1.2 Elect Ann Borowiec Mgmt For For For 1.3 Elect Joseph W. Chow Mgmt For For For 1.4 Elect John A. Fry Mgmt For For For 1.5 Elect Frances A. Mgmt For For For Sevilla-Sacasa 1.6 Elect Thomas K. Mgmt For For For Whitford 1.7 Elect Lucinda S. Mgmt For For For Landreth 1.8 Elect Janet L. Yeomans Mgmt For For For ________________________________________________________________________________ Delphi Automotive PLC Ticker Security ID: Meeting Date Meeting Status DLPH CUSIP G27823106 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph S. Cantie Mgmt For For For 2 Elect Kevin P. Clark Mgmt For For For 3 Elect Gary L. Cowger Mgmt For For For 4 Elect Nicholas M. Mgmt For For For Donofrio 5 Elect Mark P. Frissora Mgmt For For For 6 Elect Rajiv L. Gupta Mgmt For For For 7 Elect J. Randall Mgmt For For For MacDonald 8 Elect Sean O. Mahoney Mgmt For For For 9 Elect Timothy M. Mgmt For For For Manganello 10 Elect Bethany J. Mayer Mgmt For For For 11 Elect Thomas W. Sidlik Mgmt For For For 12 Elect Bernd Wiedemann Mgmt For For For 13 Elect Lawrence A. Mgmt For For For Zimmerman 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DAL CUSIP 247361702 06/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Mgmt For For For Anderson 2 Elect Edward H. Bastian Mgmt For For For 3 Elect Francis S. Blake Mgmt For For For 4 Elect Daniel A. Carp Mgmt For For For 5 Elect David G. DeWalt Mgmt For For For 6 Elect Thomas E. Donilon Mgmt For For For 7 Elect William H. Mgmt For For For Easter III 8 Elect Mickey P. Foret Mgmt For For For 9 Elect Shirley C. Mgmt For For For Franklin 10 Elect George N. Mattson Mgmt For For For 11 Elect Douglas R Ralph Mgmt For For For 12 Elect Sergio A. L. Rial Mgmt For For For 13 Elect Kathy N. Waller Mgmt For For For 14 Elect Kenneth B. Mgmt For For For Woodrow 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to the 2007 Mgmt For For For Performance Compensation Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age ________________________________________________________________________________ Deutsche Global High Income Fund Inc Ticker Security ID: Meeting Date Meeting Status LBF CUSIP 25158V108 09/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John W. Mgmt For For For Ballantine 1.2 Elect Henry P. Becton, Mgmt For For For Jr. 1.3 Elect Dawn-Marie Mgmt For For For Driscoll 1.4 Elect Paul K. Freeman Mgmt For For For 2 For Deutsche Global Mgmt For For For High Income Fund, Inc. and Deutsche High Income Opportunities Fund, Inc., Amend Charter to Limit the Existence of the Funds ________________________________________________________________________________ Discover Financial Services Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey S. Aronin Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Gregory C. Case Mgmt For For For 4 Elect Candace H. Duncan Mgmt For For For 5 Elect Joseph F. Eazor Mgmt For For For 6 Elect Cynthia A. Mgmt For For For Glassman 7 Elect Richard H. Lenny Mgmt For For For 8 Elect Thomas G. Maheras Mgmt For For For 9 Elect Michael H. Moskow Mgmt For For For 10 Elect David W. Nelms Mgmt For For For 11 Elect Mark A. Thierer Mgmt For For For 12 Elect Lawrence A. Mgmt For Against Against Weinbach 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ DST Systems, Inc. Ticker Security ID: Meeting Date Meeting Status DST CUSIP 233326107 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph C. Mgmt For For For Antonellis 1.2 Elect Stephen C. Hooley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Eagle Materials Inc. Ticker Security ID: Meeting Date Meeting Status EXP CUSIP 26969P108 08/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. William Mgmt For For For Barnett 2 Elect Richard Beckwitt Mgmt For For For 3 Elect Ed H. Bowman Mgmt For For For 4 Elect David W. Quinn Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Facebook, Inc. Ticker Security ID: Meeting Date Meeting Status FB CUSIP 30303M102 06/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc L. Mgmt For Withhold Against Andreessen 1.2 Elect Erskine B. Bowles Mgmt For For For 1.3 Elect Susan D. Mgmt For For For Desmond-Hellmann 1.4 Elect Reed Hastings Mgmt For For For 1.5 Elect Jan Koum Mgmt For For For 1.6 Elect Sheryl K. Mgmt For For For Sandberg 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of 2013 Mgmt For For For Grants to Non-Employee Directors 5 Ratification of 2014 Mgmt For For For and 2015 Grants to Non-Employee Directors 6 Annual Compensation Mgmt For For For Program for Non-Employee Directors 7 Approve Establishment Mgmt For Against Against of Class C Stock and Associated Rights 8 Increase the Number of Mgmt For Against Against Class A Stock from 5,000,000,000 to 20,000,000,000 9 Provide Equal Mgmt For For For Treatment of Stock Classes in Transactions and Dividends 10 Provide for Conversion Mgmt For For For Events of Class B Stock 11 Amendment to the 2012 Mgmt For Against Against Equity Incentive Plan 12 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 13 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report 14 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of International Public Policy Committee 16 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report ________________________________________________________________________________ Federated Enhanced Treasury Income Fund Ticker Security ID: Meeting Date Meeting Status FTT CUSIP 314162108 10/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Christopher Mgmt For For For Donahue 1.2 Elect Peter E. Madden Mgmt For For For 1.3 Elect Charles F. Mgmt For For For Mansfield, Jr. 2 Conversion of Fund to Mgmt For For For Open-End Investment Company ________________________________________________________________________________ FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James L. Mgmt For For For Barksdale 2 Elect John A. Edwardson Mgmt For For For 3 Elect Marvin Ellison Mgmt For Against Against 4 Elect Kimberly A. Jabal Mgmt For For For 5 Elect Shirley Ann Mgmt For For For Jackson 6 Elect Gary W. Loveman Mgmt For For For 7 Elect R. Brad Martin Mgmt For For For 8 Elect Joshua C. Ramo Mgmt For For For 9 Elect Susan C. Schwab Mgmt For For For 10 Elect Frederick W. Mgmt For For For Smith 11 Elect David P. Steiner Mgmt For For For 12 Elect Paul S. Walsh Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Tax Payments on Restricted Stock Awards 17 Shareholder Proposal ShrHoldr Against Against For Regarding Recoupment of Unearned Bonuses 18 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 19 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 20 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against Against For Regarding Report of Values in Political Spending ________________________________________________________________________________ Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect B. Evan Bayh III Mgmt For For For 3 Elect Jorge L. Benitez Mgmt For For For 4 Elect Katherine B. Mgmt For For For Blackburn 5 Elect Emerson L. Mgmt For For For Brumback 6 Elect Greg D. Mgmt For For For Carmichael 7 Elect Gary R. Heminger Mgmt For For For 8 Elect Jewell D. Hoover Mgmt For For For 9 Elect Michael B. Mgmt For For For McCallister 10 Elect Hendrick G. Mgmt For For For Meijer 11 Elect Marsha C. Mgmt For For For Williams 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ First Trust Dividend and Income Fund Ticker Security ID: Meeting Date Meeting Status FAV CUSIP 33731L100 04/22/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James A. Bowen Mgmt For For For 1.2 Elect Niel B. Nielson Mgmt For For For ________________________________________________________________________________ First Trust Mortgage Income Fund Ticker Security ID: Meeting Date Meeting Status FMY CUSIP 33734E103 04/22/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James A. Bowen Mgmt For For For 1.2 Elect Niel B. Nielson Mgmt For For For ________________________________________________________________________________ Firsthand Technology Value Fund, Inc. Ticker Security ID: Meeting Date Meeting Status SVVC CUSIP 33766Y100 05/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark FitzGerald Mgmt For For For 1.2 Elect Nicholas Petredis Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fort Dearborn Income Securities, Inc. Ticker Security ID: Meeting Date Meeting Status FDI CUSIP 347200107 04/18/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization Mgmt For For For ________________________________________________________________________________ Fort Dearborn Income Securities, Inc. Ticker Security ID: Meeting Date Meeting Status FDI CUSIP 347200107 12/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Adela Cepeda Mgmt For For For 1.2 Elect John J. Murphy Mgmt For For For 1.3 Elect Frank K. Reilly Mgmt For For For 1.4 Elect Abbie J. Smith Mgmt For For For 1.5 Elect J. Mikesell Mgmt For For For Thomas ________________________________________________________________________________ Fortune Brands Home and Security, Inc. Ticker Security ID: Meeting Date Meeting Status FBHS CUSIP 34964C106 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan S. Kilsby Mgmt For For For 2 Elect Christopher J. Mgmt For For For Klein 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary T. Barra Mgmt For For For 2 Elect Nicholas D. Mgmt For For For Chabraja 3 Elect James S. Crown Mgmt For For For 4 Elect Rudy F. deLeon Mgmt For For For 5 Elect William P. Fricks Mgmt For For For 6 Elect John M. Keane Mgmt For For For 7 Elect Lester L. Lyles Mgmt For For For 8 Elect Mark M. Malcolm Mgmt For For For 9 Elect James N. Mattis Mgmt For For For 10 Elect Phebe N. Mgmt For For For Novakovic 11 Elect William A. Osborn Mgmt For For For 12 Elect Laura J. Mgmt For For For Schumacher 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Executive Annual Mgmt For Against Against Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases ________________________________________________________________________________ Gentherm Inc. Ticker Security ID: Meeting Date Meeting Status THRM CUSIP 37253A103 05/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lewis Booth Mgmt For For For 1.2 Elect Francois Castaing Mgmt For For For 1.3 Elect Daniel Coker Mgmt For For For 1.4 Elect Sophie Desormiere Mgmt For For For 1.5 Elect Maurice Gunderson Mgmt For For For 1.6 Elect Yvonne Hao Mgmt For For For 1.7 Elect Ronald Hundzinski Mgmt For For For 1.8 Elect Oscar B. Marx III Mgmt For For For 1.9 Elect Byron Shaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of Amended Mgmt For For For and Restated Bylaws to Change the Size of the Board ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Cogan Mgmt For For For 2 Elect Kevin E. Lofton Mgmt For For For 3 Elect John W. Madigan Mgmt For For For 4 Elect John C. Martin Mgmt For For For 5 Elect John F. Milligan Mgmt For For For 6 Elect Nicholas G. Moore Mgmt For For For 7 Elect Richard J. Mgmt For For For Whitley 8 Elect Gayle E. Wilson Mgmt For For For 9 Elect Per Wold-Olsen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the Code Mgmt For For For Section 162(m) Bonus Plan 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Global High Income Fund Inc Ticker Security ID: Meeting Date Meeting Status GHI CUSIP 37933G108 02/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Liquidation of the Fund Mgmt For For For 2.1 Elect Richard R. Burt Mgmt For For For 2.2 Elect Meyer Feldberg Mgmt For For For ________________________________________________________________________________ Graphic Packaging Holding Company Ticker Security ID: Meeting Date Meeting Status GPK CUSIP 388689101 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David D. Campbell Mgmt For For For 1.2 Elect Robert A. Mgmt For For For Hagemann 1.3 Elect Harold R. Logan, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hanesbrands Inc. Ticker Security ID: Meeting Date Meeting Status HBI CUSIP 410345102 04/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bobby J. Griffin Mgmt For For For 2 Elect James C. Johnson Mgmt For For For 3 Elect Jessica T. Mgmt For For For Mathews 4 Elect Franck J. Moison Mgmt For For For 5 Elect Robert F. Moran Mgmt For For For 6 Elect Ronald L. Nelson Mgmt For For For 7 Elect Richard A. Noll Mgmt For For For 8 Elect Andrew J. Mgmt For For For Schindler 9 Elect David V. Singer Mgmt For For For 10 Elect Ann E. Ziegler Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HCA Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect R. Milton Johnson Mgmt For For For 2 Elect Robert J. Dennis Mgmt For For For 3 Elect Nancy-Ann DeParle Mgmt For For For 4 Elect Thomas F. Frist Mgmt For For For III 5 Elect William R. Frist Mgmt For For For 6 Elect Charles O. Mgmt For For For Holliday 7 Elect Ann H. Lamont Mgmt For For For 8 Elect Jay O. Light Mgmt For For For 9 Elect Geoffrey G. Mgmt For For For Meyers 10 Elect Michael W. Mgmt For For For Michelson 11 Elect Wayne J. Riley Mgmt For For For 12 Elect John W. Rowe Mgmt For For For 13 Re-Approval of 2006 Mgmt For For For Stock Incentive Plan for Key Employees for the Purposes of Section 162(m) 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William S. Ayer Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David M. Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet F. Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Clive Hollick Mgmt For For For 9 Elect Grace D. Lieblein Mgmt For For For 10 Elect George Paz Mgmt For For For 11 Elect Bradley T. Mgmt For For For Sheares 12 Elect Robin L. Mgmt For For For Washington 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2016 Stock Incentive Mgmt For For For Plan 16 Approval of 2016 Stock Mgmt For For For Plan for Non-Employee Directors 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/09/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Bronczek Mgmt For For For 2 Elect William J. Burns Mgmt For For For 3 Elect Ahmet C. Dorduncu Mgmt For For For 4 Elect Ilene S. Gordon Mgmt For For For 5 Elect Jay L. Johnson Mgmt For For For 6 Elect Stacey J. Mobley Mgmt For For For 7 Elect Joan E. Spero Mgmt For For For 8 Elect Mark S. Sutton Mgmt For For For 9 Elect John L. Mgmt For For For Townsend, III 10 Elect William G. Walter Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Elect Ray G. Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph R. Canion Mgmt For For For 2 Elect Martin L. Mgmt For For For Flanagan 3 Elect C. Robert Mgmt For For For Henrikson 4 Elect Ben F. Johnson Mgmt For For For III 5 Elect Edward P. Mgmt For For For Lawrence 6 Elect Sir Nigel Mgmt For For For Sheinwald 7 Elect Phoebe A. Wood Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 2016 Global Equity Mgmt For For For Incentive Plan 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ IPG Photonics Corporation Ticker Security ID: Meeting Date Meeting Status IPGP CUSIP 44980X109 06/01/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Valentin P. Mgmt For For For Gapontsev 1.2 Elect Eugene Mgmt For For For Shcherbakov 1.3 Elect Igor Samartsev Mgmt For For For 1.4 Elect Michael C. Child Mgmt For For For 1.5 Elect Henry E. Gauthier Mgmt For For For 1.6 Elect William S. Hurley Mgmt For For For 1.7 Elect Eric Meurice Mgmt For For For 1.8 Elect John R. Peeler Mgmt For For For 1.9 Elect Thomas J. Seifert Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Janus Capital Group Inc. Ticker Security ID: Meeting Date Meeting Status JNS CUSIP 47102X105 04/22/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey J. Mgmt For For For Diermeier 2 Elect Eugene Flood, Jr. Mgmt For For For 3 Elect J. Richard Mgmt For For For Fredericks 4 Elect Deborah R. Gatzek Mgmt For For For 5 Elect Lawrence E. Mgmt For For For Kochard 6 Elect Arnold A. Mgmt For For For Pinkston 7 Elect Glenn S. Schafer Mgmt For For For 8 Elect Richard M. Weil Mgmt For For For 9 Elect Billie I. Mgmt For For For Williamson 10 Elect Tatsusaburo Mgmt For For For Yamamoto 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Adoption of Exclusive Mgmt For Against Against Forum ________________________________________________________________________________ Jarden Corporation Ticker Security ID: Meeting Date Meeting Status JAH CUSIP 471109108 04/15/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Jazz Pharmaceuticals plc Ticker Security ID: Meeting Date Meeting Status JAZZ CUSIP G50871105 07/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Gray Mgmt For For For 2 Elect Kenneth W. Mgmt For For For O'Keefe 3 Elect Elmar Schnee Mgmt For For For 4 Elect Catherine A. Sohn Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Authority to Mgmt For For For Repurchase Shares 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Jones Lang LaSalle Incorporated Ticker Security ID: Meeting Date Meeting Status JLL CUSIP 48020Q107 05/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hugo Bague Mgmt For For For 2 Elect Samuel A. Di Mgmt For For For Piazza, Jr. 3 Elect Colin Dyer Mgmt For For For 4 Elect DeAnne S. Julius Mgmt For For For 5 Elect Ming Lu Mgmt For For For 6 Elect Martin H. Nesbitt Mgmt For For For 7 Elect Sheila A. Penrose Mgmt For For For 8 Elect Ann Marie Petach Mgmt For For For 9 Elect Shailesh Rao Mgmt For For For 10 Elect Christian Ulbrich Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda B. Bammann Mgmt For For For 2 Elect James A. Bell Mgmt For For For 3 Elect Crandall C. Mgmt For For For Bowles 4 Elect Stephen B. Burke Mgmt For For For 5 Elect James S. Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Laban P. Mgmt For For For Jackson, Jr. 9 Elect Michael A. Neal Mgmt For For For 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 15 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 16 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Shareholder Value Committee 18 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy 19 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Social Factors ________________________________________________________________________________ Kemper Corp. Ticker Security ID: Meeting Date Meeting Status KMPR CUSIP 488401100 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George N. Cochran Mgmt For For For 2 Elect Kathleen M. Mgmt For For For Cronin 3 Elect Douglas G. Geoga Mgmt For For For 4 Elect Robert J. Joyce Mgmt For For For 5 Elect Joseph P. Mgmt For For For Lacher, Jr. 6 Elect Christopher B. Mgmt For For For Sarofim 7 Elect David P. Storch Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Approval of the Mgmt For For For performance goals under the 2011 Omnibus Equity Plan ________________________________________________________________________________ Lincoln National Corporation Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H. Mgmt For For For Cunningham 2 Elect George W. Mgmt For For For Henderson, III 3 Elect Eric G. Johnson Mgmt For For For 4 Elect M. Leanne Lachman Mgmt For For For 5 Elect William P. Payne Mgmt For For For 6 Elect Patrick S. Mgmt For For For Pittard 7 Elect Isaiah Tidwell Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect Angela F. Braly Mgmt For For For 1.3 Elect Sandra B. Cochran Mgmt For For For 1.4 Elect Laurie Z. Douglas Mgmt For For For 1.5 Elect Richard W. Mgmt For For For Dreiling 1.6 Elect Robert L. Johnson Mgmt For Withhold Against 1.7 Elect Marshall O. Mgmt For For For Larsen 1.8 Elect James H Morgan Mgmt For For For 1.9 Elect Robert A. Niblock Mgmt For For For 1.10 Elect Bertram L. Scott Mgmt For For For 1.11 Elect Eric C. Wiseman Mgmt For For For 2 Approval of the 2016 Mgmt For For For Annual Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 6 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Magna International Inc. Ticker Security ID: Meeting Date Meeting Status MG CUSIP 559222401 05/05/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott B. Bonham Mgmt For For For 1.2 Elect Peter Guy Bowie Mgmt For For For 1.3 Elect J. Trevor Eyton Mgmt For For For 1.4 Elect Barbara Judge Mgmt For For For 1.5 Elect Kurt J. Lauk Mgmt For For For 1.6 Elect Cynthia A. Mgmt For For For Niekamp 1.7 Elect Indira V. Mgmt For For For Samarasekera 1.8 Elect Donald J. Walker Mgmt For For For 1.9 Elect Lawrence D. Mgmt For For For Worrall 1.10 Elect William L. Young Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendments to Articles Mgmt For For For to Remove Corporate Constitution 5 Adoption of New Bylaws Mgmt For For For ________________________________________________________________________________ Managed High Yield Plus Fund Inc. Ticker Security ID: Meeting Date Meeting Status HYF CUSIP 561911108 04/21/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Liquidation of the Fund Mgmt For For For ________________________________________________________________________________ Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect B. Evan Bayh III Mgmt For For For 1.2 Elect Charles E. Bunch Mgmt For Withhold Against 1.3 Elect Frank M Semple Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 5 Shareholder Proposal ShrHoldr Against Against For Regarding Safety and Environmental Incidents 6 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Martin Marietta Materials, Inc. Ticker Security ID: Meeting Date Meeting Status MLM CUSIP 573284106 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Howard Nye Mgmt For For For 2 Elect Laree E. Perez Mgmt For For For 3 Elect Dennis L. Rediker Mgmt For For For 4 Elect Donald W. Slager Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Ratification of Auditor Mgmt For For For 7 Amendment to Stock Mgmt For For For Based Award Plan 8 Approval of Executive Mgmt For For For Cash Incentive Plan 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Masco Corporation Ticker Security ID: Meeting Date Meeting Status MAS CUSIP 574599106 05/09/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald R. Parfet Mgmt For For For 2 Elect Lisa A. Payne Mgmt For For For 3 Elect Reginald M. Mgmt For For For Turner, Jr. 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MasterCard Incorporated Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 06/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Mgmt For For For Haythornthwaite 2 Elect Ajay Banga Mgmt For For For 3 Elect Silvio Barzi Mgmt For For For 4 Elect David R. Carlucci Mgmt For For For 5 Elect Steven J. Mgmt For For For Freiberg 6 Elect Julius Mgmt For For For Genachowski 7 Elect Merit E. Janow Mgmt For For For 8 Elect Nancy J. Karch Mgmt For For For 9 Elect Oki Matsumoto Mgmt For For For 10 Elect Rima Qureshi Mgmt For For For 11 Elect Jose Octavio Mgmt For For For Reyes Lagunes 12 Elect Jackson P. Tai Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andy D. Bryant Mgmt For For For 2 Elect Wayne A. Budd Mgmt For For For 3 Elect N. Anthony Coles Mgmt For For For 4 Elect John H. Mgmt For For For Hammergren 5 Elect Alton F. Irby III Mgmt For For For 6 Elect M. Christine Mgmt For For For Jacobs 7 Elect Donald R. Knauss Mgmt For For For 8 Elect Marie L. Knowles Mgmt For For For 9 Elect David M. Lawrence Mgmt For For For 10 Elect Edward A. Mueller Mgmt For For For 11 Elect Susan R. Salka Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Reapproval of the Mgmt For For For Management Cash Incentive Plan 15 Adoption of Proxy Mgmt For For For Access Bylaw 16 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/29/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect David L. Chicoine Mgmt For For For 3 Elect Janice L. Fields Mgmt For For For 4 Elect Hugh Grant Mgmt For For For 5 Elect Arthur H. Harper Mgmt For For For 6 Elect Laura K. Ipsen Mgmt For For For 7 Elect Marcos M. Lutz Mgmt For For For 8 Elect C. Steven Mgmt For For For McMillan 9 Elect Jon R. Moeller Mgmt For For For 10 Elect William U. Parfet Mgmt For For For 11 Elect George H. Poste Mgmt For For For 12 Elect Robert J. Stevens Mgmt For For For 13 Elect Patricia Verduin Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approval of Mgmt For For For Performance Goals Under the Annual Incentive Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Risks of Glyphosate 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Montgomery Street Income Securities, Inc. Ticker Security ID: Meeting Date Meeting Status MTS CUSIP 614115103 07/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard J. Mgmt For For For Bradshaw 1.2 Elect Victor L. Hymes Mgmt For For For 1.3 Elect Richard H. Mgmt For For For Stanton 1.4 Elect Wendell G. Van Mgmt For For For Auken 1.5 Elect Nancy E. Wallace Mgmt For For For ________________________________________________________________________________ Montgomery Street Income Securities, Inc. Ticker Security ID: Meeting Date Meeting Status MTS CUSIP 614115103 11/16/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Liquidation of the Fund Mgmt For For For ________________________________________________________________________________ Oge Energy Corp. Ticker Security ID: Meeting Date Meeting Status OGE CUSIP 670837103 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank A. Bozich Mgmt For For For 1.2 Elect James H. Brandi Mgmt For For For 1.3 Elect Luke R. Corbett Mgmt For For For 1.4 Elect John D. Groendyke Mgmt For For For 1.5 Elect David L. Hauser Mgmt For For For 1.6 Elect Kirk Humphreys Mgmt For For For 1.7 Elect Robert O. Lorenz Mgmt For For For 1.8 Elect Judy R. Mgmt For For For McReynolds 1.9 Elect Sheila G. Talton Mgmt For For For 1.10 Elect Sean Trauschke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirements 5 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation ________________________________________________________________________________ Old Dominion Freight Line, Inc. Ticker Security ID: Meeting Date Meeting Status ODFL CUSIP 679580100 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Earl E. Congdon Mgmt For For For 1.2 Elect David S. Congdon Mgmt For For For 1.3 Elect John R. Congdon, Mgmt For For For Jr. 1.4 Elect Robert G. Culp, Mgmt For For For III 1.5 Elect Bradley R. Mgmt For For For Gabosch 1.6 Elect Patrick D. Hanley Mgmt For For For 1.7 Elect John D. Kasarda Mgmt For For For 1.8 Elect Leo H. Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2016 Stock Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Orbital ATK Inc Ticker Security ID: Meeting Date Meeting Status OA CUSIP 68557N103 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin P. Chilton Mgmt For Against Against 2 Elect Roxanne Decyk Mgmt For For For 3 Elect Martin C. Faga Mgmt For Against Against 4 Elect Lennard A. Fisk Mgmt For For For 5 Elect Ronald R. Mgmt For For For Fogleman 6 Elect Robert M. Hanisee Mgmt For Against Against 7 Elect Ronald Kadish Mgmt For Against Against 8 Elect Tig H. Krekel Mgmt For For For 9 Elect Douglas L. Maine Mgmt For Against Against 10 Elect Roman Martinez IV Mgmt For Against Against 11 Elect Janice I. Mgmt For For For Obuchowski 12 Elect James G. Roche Mgmt For For For 13 Elect Harrison H. Mgmt For For For Schmitt 14 Elect David W. Thompson Mgmt For For For 15 Elect Scott L. Webster Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Executive Officer Mgmt For For For Incentive Plan 18 2016 Employee Stock Mgmt For For For Purchase Plan 19 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PBF Energy Inc. Ticker Security ID: Meeting Date Meeting Status PBF CUSIP 69318G106 05/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas D. Mgmt For For For O'Malley 1.2 Elect Spencer Abraham Mgmt For For For 1.3 Elect Wayne A. Budd Mgmt For For For 1.4 Elect S. Eugene Edwards Mgmt For For For 1.5 Elect William E. Hantke Mgmt For For For 1.6 Elect Dennis M. Houston Mgmt For For For 1.7 Elect Edward F. Kosnik Mgmt For For For 1.8 Elect Robert J. Lavinia Mgmt For For For 1.9 Elect Eija Malmivirta Mgmt For For For 1.10 Elect Thomas J. Nimbley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2012 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/17/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter B. Delaney Mgmt For For For 2 Elect Mark Donegan Mgmt For For For 3 Elect Don R. Graber Mgmt For For For 4 Elect Lester L. Lyles Mgmt For For For 5 Elect Vernon E. Oechsle Mgmt For For For 6 Elect James F. Palmer Mgmt For For For 7 Elect Rick Schmidt Mgmt For For For 8 Elect Richard L. Mgmt For For For Wambold 9 Elect Timothy A. Wicks Mgmt For For For 10 Elect Janet C. Mgmt For For For Wolfenbarger 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Royal Caribbean Cruises Ltd. Ticker Security ID: Meeting Date Meeting Status RCL CUSIP V7780T103 05/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Brock Mgmt For For For 2 Elect Richard D. Fain Mgmt For For For 3 Elect William L. Kimsey Mgmt For For For 4 Elect Maritza Gomez Mgmt For For For Montiel 5 Elect Ann S. Moore Mgmt For For For 6 Elect Eyal M. Ofer Mgmt For For For 7 Elect Thomas J. Mgmt For For For Pritzker 8 Elect William K. Reilly Mgmt For For For 9 Elect Bernt Reitan Mgmt For For For 10 Elect Vagn Ove Sorensen Mgmt For For For 11 Elect Donald Thompson Mgmt For For For 12 Elect Arne Alexander Mgmt For For For Wilhelmsen 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2008 Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr N/A For N/A Regarding Proxy Access ________________________________________________________________________________ Ryder System, Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert J. Eck Mgmt For For For 2 Elect Tamara L. Mgmt For For For Lundgren 3 Elect Abbie J. Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2012 Mgmt For For For Equity and Incentive Compensation Plan 7 Amendment to the Stock Mgmt For For For Purchase Plan ________________________________________________________________________________ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter L.S. Currie Mgmt For For For 2 Elect V. Maureen Mgmt For For For Kempston Darkes 3 Elect Paal Kibsgaard Mgmt For For For 4 Elect Nikolay Mgmt For For For Kudryavtsev 5 Elect Michael E. Marks Mgmt For Against Against 6 Elect Indra K. Nooyi Mgmt For For For 7 Elect Lubna S. Olayan Mgmt For For For 8 Elect Leo Rafael Reif Mgmt For For For 9 Elect Tore I. Sandvold Mgmt For Against Against 10 Elect Henri Seydoux Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Approval of Financials Mgmt For For For Statements/Dividends 13 Ratification of Auditor Mgmt For For For 14 Amendments to Articles Mgmt For For For of Incorporation 15 Ratification of Board Mgmt For For For Size 16 Amendment to the Mgmt For For For French Sub Plan Under the 2010 Omnibus Stock Incentive Plan ________________________________________________________________________________ Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect Kathleen L. Brown Mgmt For Against Against 3 Elect Pablo A. Ferrero Mgmt For Against Against 4 Elect William D. Jones Mgmt For For For 5 Elect William G. Ouchi Mgmt For For For 6 Elect Debra L. Reed Mgmt For For For 7 Elect William C. Mgmt For For For Rusnack 8 Elect William P. Mgmt For Against Against Rutledge 9 Elect Lynn Schenk Mgmt For Against Against 10 Elect Jack T. Taylor Mgmt For Against Against 11 Elect James C. Yardley Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Arthur F. Anton Mgmt For For For 2 Elect Christopher M. Mgmt For For For Connor 3 Elect David F. Hodnik Mgmt For For For 4 Elect Thomas G. Kadien Mgmt For For For 5 Elect Richard J. Kramer Mgmt For For For 6 Elect Susan J. Kropf Mgmt For For For 7 Elect John G. Morikis Mgmt For For For 8 Elect Christine A. Poon Mgmt For For For 9 Elect John M. Stropki, Mgmt For For For Jr. 10 Elect Matthew Thornton Mgmt For For For 11 Elect Steven H. Wunning Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2006 Mgmt For For For Stock Plan for Nonemployee Directors 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Signature Bank Ticker Security ID: Meeting Date Meeting Status SBNY CUSIP 82669G104 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Tamberlane Mgmt For For For 1.2 Elect Judith Huntington Mgmt For For For 1.3 Elect Derrick D. Cephas Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Signet Jewelers Limited Ticker Security ID: Meeting Date Meeting Status SIG CUSIP G81276100 06/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. Todd Stitzer Mgmt For For For 2 Elect Virginia Drosos Mgmt For For For 3 Elect Dale W. Hilpert Mgmt For For For 4 Elect Mark Light Mgmt For For For 5 Elect Helen McCluskey Mgmt For For For 6 Elect Marianne Miller Mgmt For For For Parrs 7 Elect Thomas G. Mgmt For For For Plaskett 8 Elect Robert Stack Mgmt For For For 9 Elect Eugenia Ulasewicz Mgmt For For For 10 Elect Russell Walls Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Skechers U.S.A., Inc. Ticker Security ID: Meeting Date Meeting Status SKX CUSIP 830566105 05/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Greenberg Mgmt For For For 1.2 Elect David Weinberg Mgmt For Withhold Against 1.3 Elect Jeffrey Greenberg Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Annual Incentive Compensation Plan 3 Shareholder Proposal ShrHoldr Against For Against Regarding Board Diversity ________________________________________________________________________________ Spectra Energy Corp. Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory L. Ebel Mgmt For For For 2 Elect F. Anthony Comper Mgmt For For For 3 Elect Austin A. Adams Mgmt For For For 4 Elect Joseph Alvarado Mgmt For For For 5 Elect Pamela L. Carter Mgmt For For For 6 Elect Clarence P. Mgmt For For For Cazalot, Jr. 7 Elect Peter B. Hamilton Mgmt For For For 8 Elect Miranda C. Hubbs Mgmt For For For 9 Elect Michael McShane Mgmt For For For 10 Elect Michael G. Morris Mgmt For For For 11 Elect Michael E.J. Mgmt For For For Phelps 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Mgmt For For For Long-Term Incentive Plan 14 Amendment to the Mgmt For For For Executive Short-Term Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Strategic Global Income Fund Inc Ticker Security ID: Meeting Date Meeting Status SGL CUSIP 862719101 03/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Q. Mgmt For For For Armstrong 1.2 Elect Alan S. Bernikow Mgmt For For For 1.3 Elect David Malpass Mgmt For For For 2 Liquidation of the Fund Mgmt For For For ________________________________________________________________________________ SVB Financial Group Ticker Security ID: Meeting Date Meeting Status SIVB CUSIP 78486Q101 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Greg W. Becker Mgmt For For For 1.2 Elect Eric A. Benhamou Mgmt For For For 1.3 Elect David M. Clapper Mgmt For For For 1.4 Elect Roger F. Dunbar Mgmt For For For 1.5 Elect Joel P. Friedman Mgmt For For For 1.6 Elect Lata Krishnan Mgmt For For For 1.7 Elect Jeffrey N. Mgmt For For For Maggioncalda 1.8 Elect Mary J. Miller Mgmt For For For 1.9 Elect Kate D. Mitchell Mgmt For For For 1.10 Elect John F. Robinson Mgmt For For For 1.11 Elect Garen K. Staglin Mgmt For For For 2 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Synaptics Incorporated Ticker Security ID: Meeting Date Meeting Status SYNA CUSIP 87157D109 10/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey D. Mgmt For For For Buchanan 2 Elect Keith B. Geeslin Mgmt For For For 3 Elect James L. Whims Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2010 Mgmt For For For Incentive Compensation Plan ________________________________________________________________________________ Synchronoss Technologies Inc Ticker Security ID: Meeting Date Meeting Status SNCR CUSIP 87157B103 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James M. Mgmt For For For McCormick 1.2 Elect Donnie M. Moore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ T-Mobile US, Inc. Ticker Security ID: Meeting Date Meeting Status TMUS CUSIP 872590104 06/16/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Michael Barnes Mgmt For For For 1.2 Elect Thomas Mgmt For For For Dannenfeldt 1.3 Elect Srikant M. Datar Mgmt For For For 1.4 Elect Lawrence H. Mgmt For For For Guffey 1.5 Elect Timotheus Hottges Mgmt For For For 1.6 Elect Bruno Mgmt For For For Jacobfeuerborn 1.7 Elect Raphael Kubler Mgmt For For For 1.8 Elect Thorsten Langheim Mgmt For For For 1.9 Elect John J. Legere Mgmt For For For 1.10 Elect Teresa A. Taylor Mgmt For For For 1.11 Elect Kelvin R. Mgmt For For For Westbrook 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 4 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 5 Shareholder Proposal ShrHoldr Against Against For Regarding Recoupment of Unearned Bonuses ________________________________________________________________________________ TE Connectivity Ltd. Ticker Security ID: Meeting Date Meeting Status TEL CUSIP H84989104 03/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pierre R. Mgmt For For For Brondeau 2 Elect Terrence R. Mgmt For For For Curtin 3 Elect Carol A. Davidson Mgmt For For For 4 Elect Juergen W. Gromer Mgmt For For For 5 Elect William A. Mgmt For For For Jeffrey 6 Elect Thomas J. Lynch Mgmt For For For 7 Elect Yong Nam Mgmt For For For 8 Elect Daniel J. Phelan Mgmt For For For 9 Elect Paula A. Sneed Mgmt For For For 10 Elect Mark C. Trudeau Mgmt For For For 11 Elect John C. Van Mgmt For For For Scoter 12 Elect Laura H. Wright Mgmt For For For 13 Elect Thomas J. Lynch Mgmt For For For as Chairman 14 Elect Daniel J. Phelan Mgmt For For For 15 Elect Paula A. Sneed Mgmt For For For 16 Elect John C. Van Mgmt For For For Scoter 17 Appointment of the Mgmt For For For Independent Proxy 18 Approval of Annual Mgmt For For For Report 19 Approval of Statutory Mgmt For For For Financial Statements 20 Approval of Mgmt For For For Consolidated Financial Statements 21 Release of Board of Mgmt For For For Directors and Executive Officers 22 Appoint Deloitte and Mgmt For For For Touche as auditor 23 Appoint Deloitte AG, Mgmt For For For Zurich as Swiss registered auditor 24 Appoint Mgmt For For For PricewaterhouseCoopers AG, Zurich as Special Auditor 25 Advisory Vote on Mgmt For For For Executive Compensation 26 Executive Compensation Mgmt For For For 27 Board Compensation Mgmt For For For 28 Appropriation of Mgmt For For For Earnings 29 Declaration of Dividend Mgmt For For For 30 Authority to Mgmt For For For Repurchase Shares 31 Increase in Authorized Mgmt For For For Capital 32 Reduction of Share Mgmt For For For Capital Under the Share Repurchase Program 33 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerard J. Arpey Mgmt For For For 2 Elect Ari Bousbib Mgmt For For For 3 Elect Gregory D. Mgmt For For For Brenneman 4 Elect J. Frank Brown Mgmt For For For 5 Elect Albert P. Carey Mgmt For For For 6 Elect Armando Codina Mgmt For For For 7 Elect Helena B. Foulkes Mgmt For For For 8 Elect Linda R. Gooden Mgmt For For For 9 Elect Wayne M. Hewett Mgmt For For For 10 Elect Karen Katen Mgmt For For For 11 Elect Craig A. Menear Mgmt For For For 12 Elect Mark Vadon Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ The Ultimate Software Group, Inc. Ticker Security ID: Meeting Date Meeting Status ULTI CUSIP 90385D107 05/16/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott Scherr Mgmt For For For 2 Elect Alois T. Leiter Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Amendment to the 2005 Mgmt For Against Against Equity and Incentive Plan ________________________________________________________________________________ Time Warner Inc. Ticker Security ID: Meeting Date Meeting Status TWX CUSIP 887317303 06/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James L. Mgmt For For For Barksdale 2 Elect William P. Barr Mgmt For For For 3 Elect Jeffrey L. Bewkes Mgmt For For For 4 Elect Stephen F. Mgmt For For For Bollenbach 5 Elect Robert C. Clark Mgmt For For For 6 Elect Mathias Dopfner Mgmt For For For 7 Elect Jessica P. Mgmt For For For Einhorn 8 Elect Carlos M. Mgmt For For For Gutierrez 9 Elect Fred Hassan Mgmt For For For 10 Elect Paul D. Wachter Mgmt For For For 11 Elect Deborah C. Wright Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Transamerica Income Shares, Inc. Ticker Security ID: Meeting Date Meeting Status TAI CUSIP 893506105 11/06/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization Mgmt For For For ________________________________________________________________________________ Tyson Foods, Inc. Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494103 02/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John H. Tyson Mgmt For For For 2 Elect Gaurdie E. Mgmt For For For Banister, Jr. 3 Elect Mike Beebe Mgmt For For For 4 Elect Mikel A. Durham Mgmt For For For 5 Elect Kevin M. McNamara Mgmt For For For 6 Elect Brad T. Sauer Mgmt For For For 7 Elect Donnie Smith Mgmt For For For 8 Elect Robert Thurber Mgmt For For For 9 Elect Barbara A. Tyson Mgmt For For For 10 Renewal of the Annual Mgmt For For For Incentive Compensation Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Gestation Crates 13 Shareholder Proposal ShrHoldr Against For Against Regarding Water Stewardship Policy 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 16 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Working Conditions 17 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Expenditures ________________________________________________________________________________ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Mgmt For For For Baker, Jr. 2 Elect Warner L. Baxter Mgmt For For For 3 Elect Marc N. Casper Mgmt For For For 4 Elect Arthur D. Mgmt For For For Collins, Jr. 5 Elect Richard K. Davis Mgmt For For For 6 Elect Kimberly J. Mgmt For For For Harris 7 Elect Roland A. Mgmt For For For Hernandez 8 Elect Doreen Woo Ho Mgmt For For For 9 Elect Olivia F. Kirtley Mgmt For For For 10 Elect Karen S. Lynch Mgmt For For For 11 Elect David B. O'Maley Mgmt For For For 12 Elect O'dell M. Owens Mgmt For For For 13 Elect Craig D. Schnuck Mgmt For For For 14 Elect Scott W. Wine Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew H. Card, Mgmt For For For Jr. 2 Elect Erroll B. Davis, Mgmt For For For Jr. 3 Elect David B. Dillon Mgmt For For For 4 Elect Lance M. Fritz Mgmt For For For 5 Elect Charles C. Krulak Mgmt For For For 6 Elect Jane H. Lute Mgmt For For For 7 Elect Michael R. Mgmt For For For McCarthy 8 Elect Michael W. Mgmt For For For McConnell 9 Elect Thomas F. Mgmt For For For McLarty III 10 Elect Steven R. Rogel Mgmt For For For 11 Elect Jose H. Mgmt For For For Villarreal 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ United Continental Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UAL CUSIP 910047109 06/08/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carolyn Corvi Mgmt For For For 2 Elect Jane C. Garvey Mgmt For For For 3 Elect Barnaby "Barney" Mgmt For For For M. Harford 4 Elect Walter Isaacson Mgmt For For For 5 Elect James A.C. Mgmt For For For Kennedy 6 Elect Robert A. Milton Mgmt For For For 7 Elect Oscar Munoz Mgmt For For For 8 Elect William R. Nuti Mgmt For For For 9 Elect Edward L. Shapiro Mgmt For For For 10 Elect Laurence E. Mgmt For For For Simmons 11 Elect David J. Vitale Mgmt For For For 12 Elect James M. Mgmt For For For Whitehurst 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Virtus Investment Partners Inc Ticker Security ID: Meeting Date Meeting Status DCA CUSIP 92829A103 06/02/2016 Take No Action Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas F. Mann Mgmt For TNA N/A 2 Shareholder Proposal ShrHoldr Against TNA N/A Regarding Liquidation of the Fund ________________________________________________________________________________ Virtus Investment Partners Inc Ticker Security ID: Meeting Date Meeting Status DCA CUSIP 92829A103 06/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew Dakos Mgmt N/A For N/A 2 Shareholder Proposal ShrHoldr N/A For N/A Regarding Liquidation of the Fund ________________________________________________________________________________ Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 02/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd A. Carney Mgmt For For For 2 Elect Mary B. Cranston Mgmt For Against Against 3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 4 Elect Alfred F. Kelly, Mgmt For For For Jr. 5 Elect Robert W. Mgmt For For For Matschullat 6 Elect Cathy E. Minehan Mgmt For For For 7 Elect Suzanne Nora Mgmt For For For Johnson 8 Elect David J. Pang Mgmt For For For 9 Elect Charles W. Scharf Mgmt For For For 10 Elect John A.C. Mgmt For For For Swainson 11 Elect Maynard G. Webb, Mgmt For For For Jr. 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the 2007 Mgmt For For For Equity Incentive Compensation Plan as Amended and Restated 14 Amendment to the Visa Mgmt For For For Inc. Incentive Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ WageWorks, Inc. Ticker Security ID: Meeting Date Meeting Status WAGE CUSIP 930427109 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerome D. Mgmt For For For Gramaglia 1.2 Elect Robert L. Metzger Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Walgreens Boots Alliance, Inc. Ticker Security ID: Meeting Date Meeting Status WBA CUSIP 931427108 01/27/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janice M. Babiak Mgmt For For For 2 Elect David J. Brailer Mgmt For For For 3 Elect William C. Foote Mgmt For For For 4 Elect Ginger L. Graham Mgmt For For For 5 Elect John A. Lederer Mgmt For For For 6 Elect Dominic P. Murphy Mgmt For For For 7 Elect Stefano Pessina Mgmt For For For 8 Elect Barry Rosenstein Mgmt For For For 9 Elect Leonard D. Mgmt For For For Schaeffer 10 Elect Nancy M. Mgmt For For For Schlichting 11 Elect James A. Skinner Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wells Fargo and Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For For For 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Elizabeth A. Duke Mgmt For For For 6 Elect Susan E. Engel Mgmt For For For 7 Elect Enrique Mgmt For For For Hernandez, Jr. 8 Elect Donald M. James Mgmt For For For 9 Elect Cynthia H. Mgmt For For For Milligan 10 Elect Federico F. Pena Mgmt For For For 11 Elect James H. Quigley Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect John G. Stumpf Mgmt For For For 14 Elect Susan G. Swenson Mgmt For For For 15 Elect Suzanne M. Mgmt For For For Vautrinot 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Whirlpool Corporation Ticker Security ID: Meeting Date Meeting Status WHR CUSIP 963320106 04/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel R. Allen Mgmt For For For 2 Elect Marc R. Bitzer Mgmt For For For 3 Elect Gary T. DiCamillo Mgmt For For For 4 Elect Diane M. Dietz Mgmt For For For 5 Elect Gerri T. Elliott Mgmt For For For 6 Elect Jeff M. Fettig Mgmt For For For 7 Elect Michael F. Mgmt For For For Johnston 8 Elect John D. Liu Mgmt For For For 9 Elect Harish M. Manwani Mgmt For For For 10 Elect William D. Perez Mgmt For For For 11 Elect Michael D. White Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Winthrop Realty Trust Ticker Security ID: Meeting Date Meeting Status FUR CUSIP 976391300 05/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael L. Ashner Mgmt For For For 1.2 Elect Arthur Blasberg, Mgmt For For For Jr. 1.3 Elect Howard Goldberg Mgmt For For For 1.4 Elect Thomas F. Mgmt For For For McWilliams 1.5 Elect Lee Seidler Mgmt For For For 1.6 Elect Carolyn Tiffany Mgmt For For For 1.7 Elect Steven Zalkind Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wyndham Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status WYN CUSIP 98310W108 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen P. Holmes Mgmt For For For 1.2 Elect Myra J. Biblowit Mgmt For For For 1.3 Elect James E. Buckman Mgmt For For For 1.4 Elect George Herrera Mgmt For Withhold Against 1.5 Elect Brian Mulroney Mgmt For For For 1.6 Elect Pauline D.E. Mgmt For For For Richards 1.7 Elect Michael H. Mgmt For For For Wargotz 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ XL Group plc Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98290102 05/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ramani Ayer Mgmt For For For 2 Elect Stephen J.O. Mgmt For For For Catlin 3 Elect Dale R. Comey Mgmt For For For 4 Elect Claus-Michael Mgmt For For For Dill 5 Elect Robert R. Glauber Mgmt For For For 6 Elect Edward J. Kelly, Mgmt For For For III 7 Elect Suzanne B. Mgmt For For For Labarge 8 Elect Joseph Mauriello Mgmt For For For 9 Elect Eugene M. McQuade Mgmt For For For 10 Elect Michael S. Mgmt For For For McGavick 11 Elect Clayton S. Rose Mgmt For For For 12 Elect Anne L. Stevens Mgmt For For For 13 Elect John M. Vereker Mgmt For For For 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Amendment to the 1991 Mgmt For For For Performance Incentive Program ________________________________________________________________________________ XL Group plc Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98290102 06/23/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 EGM Scheme of Mgmt For For For Arrangement Proposal 2 Capital Reduction Mgmt For For For Proposal 3 Subsidiary Share Mgmt For For For Acquisition Proposal 4 Directors' Allotment Mgmt For For For Authority Proposal 5 Ireland Reserve Mgmt For For For Application Proposal 6 Ireland Memorandum Mgmt For For For Amendment Proposal 7 Ireland Articles Mgmt For For For Amendment Proposal 8 Bermuda Bye-Law Mgmt For For For Amendment Threshold Proposal 9 Bermuda Merger and Mgmt For For For Amalgamation Threshold Proposal 10 Bermuda Repurchase Mgmt For For For Right Proposal 11 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ XL Group plc Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98290111 06/23/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Redomestication from Mgmt For For For Ireland to Bermuda 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Zweig Fund Inc Ticker Security ID: Meeting Date Meeting Status ZF CUSIP 989834205 06/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George R. Aylward Mgmt For For For 1.2 Elect William H. Mgmt For For For Wright II ________________________________________________________________________________ Zweig Total Return Fund Inc Ticker Security ID: Meeting Date Meeting Status ZTR CUSIP 989837208 06/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George R. Aylward Mgmt For For For 1.2 Elect William H. Mgmt For For For Wright II Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Utilities Fund Date of reporting period: 07/01/2015 - 06/30/2016 ________________________________________________________________________________ AES Corporation Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andres R. Gluski Mgmt For For For 2 Elect Charles L. Mgmt For For For Harrington 3 Elect Kristina M. Mgmt For For For Johnson 4 Elect Tarun Khanna Mgmt For For For 5 Elect Holly K. Koeppel Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect James H. Miller Mgmt For For For 8 Elect John B. Morse, Mgmt For For For Jr. 9 Elect Moises Naim Mgmt For For For 10 Elect Charles O. Mgmt For For For Rossotti 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Reporting on Company Climate Change Policies and Technological Advances ________________________________________________________________________________ Allete, Inc. Ticker Security ID: Meeting Date Meeting Status ALE CUSIP 018522300 05/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathryn W. Dindo Mgmt For For For 2 Elect Sidney W. Emery, Mgmt For For For Jr. 3 Elect George G. Mgmt For For For Goldfarb 4 Elect James S. Haines, Mgmt For For For Jr. 5 Elect Alan R. Hodnik Mgmt For For For 6 Elect James J. Hoolihan Mgmt For For For 7 Elect Heidi E. Mgmt For For For Jimmerson 8 Elect Madeleine W. Mgmt For For For Ludlow 9 Elect Douglas C. Neve Mgmt For For For 10 Elect Leonard C. Rodman Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ameren Corporation Ticker Security ID: Meeting Date Meeting Status AEE CUSIP 023608102 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Warner L. Baxter Mgmt For For For 2 Elect Catherine S. Mgmt For For For Brune 3 Elect J. Edward Coleman Mgmt For For For 4 Elect Ellen M. Mgmt For For For Fitzsimmons 5 Elect Rafael Flores Mgmt For For For 6 Elect Walter J. Galvin Mgmt For For For 7 Elect Richard J. Mgmt For For For Harshman 8 Elect Gayle P.W. Mgmt For For For Jackson 9 Elect James C. Johnson Mgmt For For For 10 Elect Steven H. Mgmt For For For Lipstein 11 Elect Stephen R. Wilson Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ American Electric Power Company, Inc. Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect David J. Anderson Mgmt For For For 3 Elect J. Barnie Mgmt For For For Beasley, Jr. 4 Elect Ralph D. Crosby, Mgmt For For For Jr. 5 Elect Linda A. Mgmt For For For Goodspeed 6 Elect Thomas E. Hoaglin Mgmt For For For 7 Elect Sandra Beach Lin Mgmt For For For 8 Elect Richard C. Mgmt For For For Notebaert 9 Elect Lionel L. Nowell Mgmt For For For III 10 Elect Stephen S. Mgmt For For For Rasmussen 11 Elect Oliver G. Mgmt For For For Richard, III 12 Elect Sara Martinez Mgmt For For For Tucker 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AT and T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/29/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall L. Mgmt For For For Stephenson 2 Elect Samuel A. Di Mgmt For For For Piazza, Jr. 3 Elect Richard W. Fisher Mgmt For For For 4 Elect Scott T. Ford Mgmt For For For 5 Elect Glenn H. Hutchins Mgmt For For For 6 Elect William E. Mgmt For For For Kennard 7 Elect Michael Mgmt For For For McCallister 8 Elect Beth E. Mooney Mgmt For For For 9 Elect Joyce M. Roche Mgmt For For For 10 Elect Matthew K. Rose Mgmt For For For 11 Elect Cynthia B. Taylor Mgmt For For For 12 Elect Laura D'Andrea Mgmt For For For Tyson 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the 2016 Mgmt For For For Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ BCE Inc. Ticker Security ID: Meeting Date Meeting Status BCE CUSIP 05534B760 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry K. Allen Mgmt For For For 1.2 Elect Ronald A. Mgmt For For For Brenneman 1.3 Elect Sophie Brochu Mgmt For For For 1.4 Elect Robert E. Brown Mgmt For For For 1.5 Elect George A. Cope Mgmt For For For 1.6 Elect David F. Denison Mgmt For For For 1.7 Elect Robert P. Dexter Mgmt For For For 1.8 Elect Ian Greenberg Mgmt For For For 1.9 Elect Kathrine Lee Mgmt For For For 1.10 Elect Monique F. Leroux Mgmt For For For 1.11 Elect Gordon M. Nixon Mgmt For For For 1.12 Elect Calin Rovinescu Mgmt For For For 1.13 Elect Robert C. Mgmt For For For Simmonds 1.14 Elect Paul R. Weiss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Senior Management Gender Equality 5 Shareholder Proposal ShrHoldr Against Against For Regarding Reconstituting the Compensation Committee ________________________________________________________________________________ CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Milton Carroll Mgmt For For For 2 Elect Michael P. Mgmt For For For Johnson 3 Elect Janiece M. Mgmt For For For Longoria 4 Elect Scott J. McLean Mgmt For For For 5 Elect Theodore F. Pound Mgmt For For For 6 Elect Scott M. Mgmt For For For Prochazka 7 Elect Susan O. Rheney Mgmt For For For 8 Elect Phillip R. Smith Mgmt For For For 9 Elect Peter S. Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of Exclusive Mgmt For Against Against Forum Provision ________________________________________________________________________________ CMS Energy Corporation Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jon E. Barfield Mgmt For For For 2 Elect Deborah H. Butler Mgmt For For For 3 Elect Kurt L. Darrow Mgmt For For For 4 Elect Stephen E. Ewing Mgmt For For For 5 Elect Richard M. Gabrys Mgmt For For For 6 Elect William D. Harvey Mgmt For For For 7 Elect Philip R. Mgmt For For For Lochner, Jr. 8 Elect Patricia K. Poppe Mgmt For For For 9 Elect John G. Russell Mgmt For For For 10 Elect Myrna M. Soto Mgmt For For For 11 Elect John G. Sznewajs Mgmt For For For 12 Elect Laura H. Wright Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dominion Resources, Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William P. Barr Mgmt For For For 2 Elect Helen E. Dragas Mgmt For For For 3 Elect James O. Ellis, Mgmt For For For Jr. 4 Elect Thomas F. Mgmt For For For Farrell II 5 Elect John W. Harris Mgmt For For For 6 Elect Mark J. Kington Mgmt For For For 7 Elect Pamela L. Royal Mgmt For For For 8 Elect Robert H. Mgmt For For For Spilman, Jr. 9 Elect Michael E. Mgmt For For For Szymanczyk 10 Elect David A. Wollard Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Financial Analysis of North Ana 3 Construction 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Expertise on Board 17 Shareholder Proposal ShrHoldr Against Against For Regarding Financial Risks of Climate Change 18 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on Company Climate Change Policies and Technological Advances ________________________________________________________________________________ DTE Energy Company Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 233331107 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gerard M. Mgmt For For For Anderson 1.2 Elect David A. Brandon Mgmt For For For 1.3 Elect W. Frank Mgmt For For For Fountain, Jr. 1.4 Elect Charles G. Mgmt For For For McClure 1.5 Elect Gail J. McGovern Mgmt For For For 1.6 Elect Mark A. Murray Mgmt For For For 1.7 Elect James B. Mgmt For For For Nicholson 1.8 Elect Charles W. Mgmt For For For Pryor, Jr. 1.9 Elect Josue Robles, Jr. Mgmt For For For 1.10 Elect Ruth G. Shaw Mgmt For For For 1.11 Elect David A. Thomas Mgmt For For For 1.12 Elect James H. Mgmt For For For Vandenberghe 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Corporate Political Spending 5 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation ________________________________________________________________________________ Duke Energy Corporation Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C204 05/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Angelakis 1.2 Elect Michael G. Mgmt For For For Browning 1.3 Elect Daniel R. DiMicco Mgmt For For For 1.4 Elect John H. Forsgren Mgmt For For For 1.5 Elect Lynn J. Good Mgmt For For For 1.6 Elect Ann M. Gray Mgmt For For For 1.7 Elect John T. Herron Mgmt For For For 1.8 Elect James B. Hyler, Mgmt For For For Jr. 1.9 Elect William E. Mgmt For For For Kennard 1.10 Elect E. Marie McKee Mgmt For For For 1.11 Elect Charles W. Mgmt For For For Moorman, IV 1.12 Elect Carlos A. Mgmt For For For Saladrigas 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Elimination of Supermajority Voting Provisions 5 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Edison International Ticker Security ID: Meeting Date Meeting Status EIX CUSIP 281020107 04/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jagjeet S. Bindra Mgmt For For For 2 Elect Vanessa C.L. Mgmt For For For Chang 3 Elect Theodore F. Mgmt For For For Craver, Jr. 4 Elect James T. Morris Mgmt For For For 5 Elect Richard T. Mgmt For For For Schlosberg, III 6 Elect Linda G. Stuntz Mgmt For Against Against 7 Elect William P. Mgmt For For For Sullivan 8 Elect Ellen O. Tauscher Mgmt For For For 9 Elect Peter J. Taylor Mgmt For For For 10 Elect Brett White Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2007 Mgmt For For For Performance Incentive Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Eversource Energy Ticker Security ID: Meeting Date Meeting Status ES CUSIP 30040W108 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John S. Clarkeson Mgmt For For For 1.2 Elect Cotton M. Mgmt For For For Cleveland 1.3 Elect Sanford Cloud, Mgmt For For For Jr. 1.4 Elect James S. DiStasio Mgmt For For For 1.5 Elect Francis A. Doyle Mgmt For For For 1.6 Elect Charles K. Mgmt For For For Gifford 1.7 Elect Paul A. La Camera Mgmt For For For 1.8 Elect Kenneth R. Mgmt For For For Leibler 1.9 Elect Thomas J. May Mgmt For For For 1.10 Elect William C. Van Mgmt For For For Faasen 1.11 Elect Frederica M. Mgmt For For For Williams 1.12 Elect Dennis R. Wraase Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Great Plains Energy Incorporated Ticker Security ID: Meeting Date Meeting Status GXP CUSIP 391164100 05/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Terry Bassham Mgmt For For For 1.2 Elect David L. Bodde Mgmt For For For 1.3 Elect Randall C. Mgmt For For For Ferguson, Jr. 1.4 Elect Gary D. Forsee Mgmt For For For 1.5 Elect Scott D. Grimes Mgmt For For For 1.6 Elect Thomas D. Hyde Mgmt For For For 1.7 Elect James A. Mitchell Mgmt For For For 1.8 Elect Ann D. Murtlow Mgmt For For For 1.9 Elect John J. Sherman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Long-Term Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Magellan Midstream Partners, L.P. Ticker Security ID: Meeting Date Meeting Status MMP CUSIP 559080106 04/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter R. Arnheim Mgmt For For For 1.2 Elect Patrick C. Eilers Mgmt For For For 2 Amendment to the Mgmt For For For Long-Term Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Monolithic Power Systems, Inc. Ticker Security ID: Meeting Date Meeting Status MPWR CUSIP 609839105 06/16/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael R. Hsing Mgmt For For For 1.2 Elect Herbert Chang Mgmt For For For 1.3 Elect Eugen Elmiger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sherry S. Barrat Mgmt For For For 2 Elect James L. Camaren Mgmt For For For 3 Elect Kenneth B. Dunn Mgmt For For For 4 Elect Naren K. Mgmt For For For Gursahaney 5 Elect Kirk S. Hachigian Mgmt For For For 6 Elect Toni Jennings Mgmt For For For 7 Elect Amy B. Lane Mgmt For For For 8 Elect James L. Robo Mgmt For For For 9 Elect Rudy E. Schupp Mgmt For For For 10 Elect John L. Skolds Mgmt For For For 11 Elect William H. Mgmt For For For Swanson 12 Elect Hansel E. Tookes Mgmt For For For II 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Reapproval of material Mgmt For For For terms of the 2011 Long Term Incentive Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 18 Shareholder Proposal ShrHoldr Against Against For on Sea Level Rise Risks Report ________________________________________________________________________________ Nippon Telegraph And Telephone Corporation Ticker Security ID: Meeting Date Meeting Status 9432 CUSIP 654624105 06/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Satoshi Miura Mgmt For Against Against 3 Elect Hiroo Unoura Mgmt For For For 4 Elect Hiromichi Mgmt For For For Shinohara 5 Elect Jun Sawada Mgmt For For For 6 Elect Mitsuyoshi Mgmt For For For Kobayashi 7 Elect Akira Shimada Mgmt For For For 8 Elect Tsunehisa Okuno Mgmt For For For 9 Elect Hiroki Kuriyama Mgmt For For For 10 Elect Takashi Hiroi Mgmt For For For 11 Elect Eiichi Sakamoto Mgmt For For For 12 Elect Katsuhiko Shirai Mgmt For For For 13 Elect Sadayuki Mgmt For For For Sakakibara 14 Elect Takao Maezawa as Mgmt For For For Statutory Auditor ________________________________________________________________________________ Oge Energy Corp. Ticker Security ID: Meeting Date Meeting Status OGE CUSIP 670837103 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank A. Bozich Mgmt For For For 1.2 Elect James H. Brandi Mgmt For For For 1.3 Elect Luke R. Corbett Mgmt For For For 1.4 Elect John D. Groendyke Mgmt For For For 1.5 Elect David L. Hauser Mgmt For For For 1.6 Elect Kirk Humphreys Mgmt For For For 1.7 Elect Robert O. Lorenz Mgmt For For For 1.8 Elect Judy R. Mgmt For For For McReynolds 1.9 Elect Sheila G. Talton Mgmt For For For 1.10 Elect Sean Trauschke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirements 5 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation ________________________________________________________________________________ Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald E. Brandt Mgmt For For For 1.2 Elect Denis A. Cortese Mgmt For For For 1.3 Elect Richard P. Fox Mgmt For For For 1.4 Elect Michael L. Mgmt For Withhold Against Gallagher 1.5 Elect Roy A. Mgmt For For For Herberger, Jr. 1.6 Elect Dale E. Klein Mgmt For For For 1.7 Elect Humberto S. Lopez Mgmt For For For 1.8 Elect Kathryn L. Munro Mgmt For For For 1.9 Elect Bruce J. Mgmt For For For Nordstrom 1.10 Elect David Wagener Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report ________________________________________________________________________________ Public Service Enterprise Group Incorporated Ticker Security ID: Meeting Date Meeting Status PEG CUSIP 744573106 04/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Willie A. Deese Mgmt For For For 2 Elect Albert R. Mgmt For For For Gamper, Jr. 3 Elect William V. Hickey Mgmt For For For 4 Elect Ralph Izzo Mgmt For For For 5 Elect Shirley Ann Mgmt For For For Jackson 6 Elect David Lilley Mgmt For For For 7 Elect Thomas A. Renyi Mgmt For For For 8 Elect Hak Cheol Shin Mgmt For For For 9 Elect Richard J. Swift Mgmt For For For 10 Elect Susan Tomasky Mgmt For For For 11 Elect Alfred W. Zollar Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect Kathleen L. Brown Mgmt For Against Against 3 Elect Pablo A. Ferrero Mgmt For Against Against 4 Elect William D. Jones Mgmt For For For 5 Elect William G. Ouchi Mgmt For For For 6 Elect Debra L. Reed Mgmt For For For 7 Elect William C. Mgmt For For For Rusnack 8 Elect William P. Mgmt For Against Against Rutledge 9 Elect Lynn Schenk Mgmt For Against Against 10 Elect Jack T. Taylor Mgmt For Against Against 11 Elect James C. Yardley Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ SK Telecom Co., Ltd Ticker Security ID: Meeting Date Meeting Status 017670 CUSIP 78440P108 03/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect CHO Dae Sik Mgmt For For For 4 Elect OH Dae Shik Mgmt For Against Against 5 Election of Audit Mgmt For Against Against Committee Member: OH Dae Shik 6 Directors' Fees Mgmt For Against Against 7 Amendments to Mgmt For For For Executive Officer Retirement Allowance Policy ________________________________________________________________________________ South Jersey Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SJI CUSIP 838518108 04/29/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sarah M. Mgmt For For For Barpoulis 2 Elect Thomas A. Bracken Mgmt For For For 3 Elect Keith S. Campbell Mgmt For For For 4 Elect Sheila Mgmt For For For Hartnett-Devlin 5 Elect Victor A. Mgmt For For For Fortkiewicz 6 Elect Walter M. Mgmt For For For Higgins III 7 Elect Sunita Holzer Mgmt For For For 8 Elect Joseph H. Mgmt For For For Petrowski 9 Elect Michael J. Renna Mgmt For For For 10 Elect Frank L. Sims Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Southwest Gas Corporation Ticker Security ID: Meeting Date Meeting Status SWX CUSIP 844895102 05/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert L. Mgmt For For For Boughner 1.2 Elect Jose A. Cardenas Mgmt For For For 1.3 Elect Thomas E. Mgmt For For For Chestnut 1.4 Elect Stephen C. Comer Mgmt For For For 1.5 Elect LeRoy C. Mgmt For For For Hanneman, Jr. 1.6 Elect John P. Hester Mgmt For For For 1.7 Elect Anne L. Mariucci Mgmt For For For 1.8 Elect Michael J. Mgmt For For For Melarkey 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas A. Thomas Mgmt For For For 1.11 Elect Terrence L. Mgmt For For For Wright 2 Amendment to the Mgmt For For For Restricted Stock/Unit Plan 3 Change in Board Size Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Spark New Zealand Limited Ticker Security ID: Meeting Date Meeting Status SPK CUSIP 84652A102 11/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authorise Board to Set Mgmt For For For Auditor's Fees 2 Re-elect Paul Berriman Mgmt For For For 3 Re-elect Charles Sitch Mgmt For For For 4 Equity Grant (MD/CEO Mgmt For For For Simon Moutter) 5 Equity Grant (MD/CEP Mgmt For For For Simon Moutter) 6 Approve Increase in Mgmt For Against Against NEDs' Fee Cap 7 Amendments to Mgmt For For For Constitution ________________________________________________________________________________ Spectra Energy Corp. Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory L. Ebel Mgmt For For For 2 Elect F. Anthony Comper Mgmt For For For 3 Elect Austin A. Adams Mgmt For For For 4 Elect Joseph Alvarado Mgmt For For For 5 Elect Pamela L. Carter Mgmt For For For 6 Elect Clarence P. Mgmt For For For Cazalot, Jr. 7 Elect Peter B. Hamilton Mgmt For For For 8 Elect Miranda C. Hubbs Mgmt For For For 9 Elect Michael McShane Mgmt For For For 10 Elect Michael G. Morris Mgmt For For For 11 Elect Michael E.J. Mgmt For For For Phelps 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Mgmt For For For Long-Term Incentive Plan 14 Amendment to the Mgmt For For For Executive Short-Term Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ TransCanada Corporation Ticker Security ID: Meeting Date Meeting Status TRP CUSIP 89353D107 04/29/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin E. Benson Mgmt For For For 1.2 Elect Derek H. Burney Mgmt For For For 1.3 Elect Russell K. Mgmt For For For Girling 1.4 Elect S. Barry Jackson Mgmt For For For 1.5 Elect John E. Lowe Mgmt For For For 1.6 Elect Paula Rosput Mgmt For For For Reynolds 1.7 Elect John Richels Mgmt For For For 1.8 Elect Mary Pat Salomone Mgmt For For For 1.9 Elect Indira V. Mgmt For For For Samarasekera 1.10 Elect D. Michael G. Mgmt For For For Stewart 1.11 Elect Siim A. Vanaselja Mgmt For For For 1.12 Elect Richard E. Waugh Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Stock Mgmt For For For Option Plan 5 Shareholder Rights Mgmt For For For Plan Renewal ________________________________________________________________________________ UIL Holdings Corporation Ticker Security ID: Meeting Date Meeting Status UIL CUSIP 902748102 12/11/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Vectren Corporation Ticker Security ID: Meeting Date Meeting Status VVC CUSIP 92240G101 05/24/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl L. Chapman Mgmt For For For 1.2 Elect James H. Mgmt For For For DeGraffenreidt, Jr. 1.3 Elect John D. Mgmt For For For Engelbrecht 1.4 Elect Anton H. George Mgmt For For For 1.5 Elect Martin C. Jischke Mgmt For For For 1.6 Elect Robert G. Jones Mgmt For For For 1.7 Elect Patrick K. Mullen Mgmt For For For 1.8 Elect R. Daniel Sadlier Mgmt For For For 1.9 Elect Michael L. Smith Mgmt For For For 1.10 Elect Teresa J. Tanner Mgmt For For For 1.11 Elect Jean L. Wojtowicz Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For At-Risk Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Westar Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WR CUSIP 95709T100 05/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard L. Hawley Mgmt For For For 1.2 Elect B. Anthony Isaac Mgmt For For For 1.3 Elect S. Carl Mgmt For For For Soderstrom, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Long Term Incentive Mgmt For For For and Share Award Plan 5 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation "Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized." Registrant: ICON Funds By: /s/ Craig T. Callahan -------------------------- Name: Craig T. Callahan Title: President & Chairman Date: August 24, 2016