0001193125-14-307377.txt : 20140813
0001193125-14-307377.hdr.sgml : 20140813
20140813060506
ACCESSION NUMBER: 0001193125-14-307377
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140813
DATE AS OF CHANGE: 20140813
EFFECTIVENESS DATE: 20140813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ICON FUNDS
CENTRAL INDEX KEY: 0001025770
IRS NUMBER: 752676133
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07883
FILM NUMBER: 141035653
BUSINESS ADDRESS:
STREET 1: 5299 DTC BOULEVARD
STREET 2: SUITE 1200
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 3037901600
MAIL ADDRESS:
STREET 1: 5299 DTC BOULEVARD
STREET 2: SUITE 1200
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
0001025770
S000005056
ICON International Equity Fund
C000013830
Class C
IIQCX
C000013831
Class Z
ICNEX
C000033807
Class A
IIQAX
0001025770
S000005057
ICON Fund
C000013833
Class C
ICNCX
C000013834
Class S
ICNZX
C000033809
Class A
ICNAX
0001025770
S000005058
ICON Bond Fund
C000013836
Class C
IOBCX
C000013837
Class S
IOBZX
C000094043
Class A
IOBAX
0001025770
S000005059
ICON Risk-Managed Balanced Fund
C000013839
Class C
IOCCX
C000013840
Class S
IOCZX
C000033810
Class A
IOCAX
0001025770
S000005060
ICON Equity Income Fund
C000013842
Class C
IOECX
C000013843
Class S
IOEZX
C000033811
Class A
IEQAX
0001025770
S000005061
ICON Long/Short Fund
C000013845
Class C
IOLCX
C000013846
Class S
IOLZX
C000033812
Class A
ISTAX
0001025770
S000008828
ICON Consumer Discretionary Fund
C000024049
Class S
ICCCX
C000094044
Class A
ICCAX
C000094045
Class C
ICCEX
0001025770
S000008829
ICON Emerging Markets Fund
C000024050
Class S
ICARX
C000033813
Class A
IPCAX
C000058486
Class C
ICPCX
0001025770
S000008830
ICON Europe Fund
C000024051
Class S
ICSEX
C000033814
Class A
IERAX
C000058488
Class C
ICUCX
0001025770
S000008831
ICON Energy Fund
C000024052
Class S
ICENX
C000094046
Class A
ICEAX
C000094047
Class C
ICEEX
0001025770
S000008832
ICON Financial Fund
C000024053
Class S
ICFSX
C000094048
Class A
ICFAX
C000094049
Class C
ICOCX
0001025770
S000008833
ICON Healthcare Fund
C000024054
Class S
ICHCX
C000094050
Class A
ICHAX
C000094051
Class C
ICHEX
0001025770
S000008834
ICON Industrials Fund
C000024055
Class S
ICTRX
C000094052
Class A
ICIAX
C000094053
Class C
ICICX
0001025770
S000008835
ICON Information Technology Fund
C000024056
Class S
ICTEX
C000094054
Class A
ICTTX
C000094055
Class C
ICTFX
0001025770
S000008836
ICON Consumer Staples Fund
C000024057
Class S
ICLEX
C000094056
Class A
ICRAX
C000094057
Class C
ICLCX
0001025770
S000008837
ICON Materials Fund
C000024058
Class S
ICBMX
C000094058
Class A
ICBAX
C000094059
Class C
ICBCX
0001025770
S000008838
ICON Utilities Fund
C000024059
Class S
ICTUX
C000094060
Class A
ICTVX
C000094061
Class C
ICTZX
0001025770
S000038382
ICON Opportunities Fund
C000118413
ICON Opportunities Fund
N-PX
1
d766467dnpx.txt
N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-07883
Name of Registrant: ICON Funds
Address of Principal Executive Offices:
5299 DTC Blvd.
Suite 1200
Greenwood Village, Colorado 80111
Name and address of agent of service:
Carrie Schoffman
5299 DTC Blvd.
Suite 1200
Greenwood Village, Colorado 80111
Registrant's telephone number including area code:
303-790-1600
Date of fiscal year end:
09/30
Date of reporting period:
07/01/2013 - 06/30/2014
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Bond Fund
Report Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
BlackRock Strategic Bond Trust
Ticker Security ID: Meeting Date Meeting Status
BHD CUSIP 09249G106 10/25/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
________________________________________________________________________________
Oxford Lane Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
OXLC CUSIP 691543201 09/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan H. Cohen Mgmt For For For
1.2 Elect Mark J. Mgmt For For For
Ashenfelter
________________________________________________________________________________
Western Asset Inflation Management Fund Inc
Ticker Security ID: Meeting Date Meeting Status
IMF CUSIP 95766U107 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eileen A. Kamerick Mgmt For For For
1.2 Elect Riordan Roett Mgmt For For For
1.3 Elect Jeswald W. Mgmt For For For
Salacuse
1.4 Elect Kenneth D. Fuller Mgmt For For For
2 Liquidation of the Mgmt For For For
Inflation Management
Fund
Item 2: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Consumer Discretionary Fund
Report Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Goodspeed Mgmt For For For
3 Elect Sue E. Gove Mgmt For For For
4 Elect Earl G. Graves, Mgmt For For For
Jr.
5 Elect Enderson Guimaraes Mgmt For For For
6 Elect J.R. Hyde III Mgmt For For For
7 Elect D. Bryan Jordan Mgmt For For For
8 Elect W. Andrew McKenna Mgmt For For For
9 Elect George R. Mgmt For For For
Mrkonic,
Jr.
10 Elect Luis P. Nieto Mgmt For For For
11 Elect William C. Rhodes Mgmt For For For
III
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Buffalo Wild Wings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BWLD CUSIP 119848109 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sally J. Smith Mgmt For For For
1.2 Elect J. Oliver Maggard Mgmt For For For
1.3 Elect James M. Damian Mgmt For For For
1.4 Elect Dale M. Applequist Mgmt For For For
1.5 Elect Warren E. Mack Mgmt For Withhold Against
1.6 Elect Michael P. Johnson Mgmt For For For
1.7 Elect Jerry R. Rose Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N200 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Sheldon M. Mgmt For For For
Bonovitz
1.3 Elect Edward D. Breen Mgmt For For For
1.4 Elect Joseph J. Collins Mgmt For Withhold Against
1.5 Elect J. Michael Cook Mgmt For For For
1.6 Elect Gerald L. Hassell Mgmt For Withhold Against
1.7 Elect Jeffrey A. Mgmt For For For
Honickman
1.8 Elect Eduardo G. Mestre Mgmt For For For
1.9 Elect Brian L. Roberts Mgmt For For For
1.10 Elect Ralph J. Roberts Mgmt For For For
1.11 Elect Johnathan A. Mgmt For For For
Rodgers
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Dick's Sporting Goods Inc
Ticker Security ID: Meeting Date Meeting Status
DKS CUSIP 253393102 06/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jacqualyn A. Fouse Mgmt For For For
1.2 Elect Lawrence J. Schorr Mgmt For For For
1.3 Elect Edward W. Stack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
DIRECTV
Ticker Security ID: Meeting Date Meeting Status
DTV CUSIP 25490A309 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Neil R. Austrian Mgmt For For For
2 Elect Ralph F. Boyd, Jr. Mgmt For For For
3 Elect Abelardo E. Bru Mgmt For For For
4 Elect David B. Dillon Mgmt For For For
5 Elect Samuel A. Mgmt For For For
DiPiazza,
Jr.
6 Elect Dixon R. Doll Mgmt For For For
7 Elect Charles R. Lee Mgmt For For For
8 Elect Peter A. Lund Mgmt For For For
9 Elect Nancy S. Newcomb Mgmt For For For
10 Elect Lorrie M. Mgmt For For For
Norrington
11 Elect Anthony J. Mgmt For For For
Vinciquerra
12 Elect Michael D. White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Discovery Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F302 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. Bennett Mgmt For For For
1.2 Elect John C. Malone Mgmt For Withhold Against
1.3 Elect David M. Zaslav Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arnold S. Barron Mgmt For For For
1.2 Elect Macon F. Brock, Mgmt For For For
Jr.
1.3 Elect Mary Anne Citrino Mgmt For For For
1.4 Elect H. Ray Compton Mgmt For For For
1.5 Elect Conrad M. Hall Mgmt For For For
1.6 Elect Lemuel E. Lewis Mgmt For For For
1.7 Elect J. Douglas Perry Mgmt For For For
1.8 Elect Bob Sasser Mgmt For For For
1.9 Elect Thomas A. Mgmt For For For
Saunders
III
1.10 Elect Thomas E. Whiddon Mgmt For For For
1.11 Elect Carl P. Zeithaml Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Voting for
Directors
________________________________________________________________________________
GNC Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNC CUSIP 36191G107 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey P. Berger Mgmt For For For
1.2 Elect Alan D. Feldman Mgmt For For For
1.3 Elect Joseph Fortunato Mgmt For For For
1.4 Elect Michael F. Hines Mgmt For For For
1.5 Elect Amy B. Lane Mgmt For For For
1.6 Elect Philip E. Mallott Mgmt For For For
1.7 Elect Robert F. Moran Mgmt For For For
1.8 Elect C. Scott O'Hara Mgmt For For For
1.9 Elect Richard J. Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Harley-Davidson, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOG CUSIP 412822108 04/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry K. Allen Mgmt For For For
1.2 Elect R. John Anderson Mgmt For For For
1.3 Elect Richard I. Beattie Mgmt For For For
1.4 Elect Michael J. Cave Mgmt For For For
1.5 Elect George H. Conrades Mgmt For For For
1.6 Elect Donald A. James Mgmt For For For
1.7 Elect Sara Levinson Mgmt For For For
1.8 Elect N. Thomas Mgmt For For For
Linebarger
1.9 Elect George L. Miles, Mgmt For Withhold Against
Jr.
1.10 Elect James A. Norling Mgmt For For For
1.11 Elect Keith E. Wandell Mgmt For For For
1.12 Elect Jochen Zeitz Mgmt For For For
2 2014 Incentive Stock Mgmt For Against Against
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando M. Codina Mgmt For Against Against
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Mark Vadon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
Honda Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
7267 CUSIP 438128308 06/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2.1 Elect Fumihiko Ike Mgmt For Withhold Against
2.2 Elect Takanobu Itoh Mgmt For For For
2.3 Elect Tetsuo Iwamura Mgmt For For For
2.4 Elect Takashi Yamamoto Mgmt For For For
2.5 Elect Yoshiharu Yamamoto Mgmt For For For
2.6 Elect Toshihiko Nonaka Mgmt For For For
2.7 Elect Masahiro Yoshida Mgmt For For For
2.8 Elect Nobuo Kuroyanagi Mgmt For For For
2.9 Elect Hideko Kunii Mgmt For For For
2.10 Elect Yuji Shiga Mgmt For For For
2.11 Elect Kohhei Takeuchi Mgmt For For For
2.12 Elect Shinji Aoyama Mgmt For For For
2.13 Elect Noriya Kaihara Mgmt For For For
________________________________________________________________________________
Jarden Corporation
Ticker Security ID: Meeting Date Meeting Status
JAH CUSIP 471109108 06/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Mgmt For For For
Heckmann
1.2 Elect Irwin D. Simon Mgmt For For For
1.3 Elect William J. Grant Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles D. Forman Mgmt For For For
1.2 Elect George Jamieson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Mgmt For For For
Equity Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lumber Liquidators Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LL CUSIP 55003T107 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert M. Lynch Mgmt For For For
1.2 Elect Peter B. Robinson Mgmt For For For
1.3 Elect Martin F. Roper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nike Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan B. Graf, Jr. Mgmt For For For
1.2 Elect John C. Lechleiter Mgmt For For For
1.3 Elect Phyllis M. Wise Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
O'Reilly Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORLY CUSIP 67103H107 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. O'Reilly Mgmt For For For
2 Elect Larry P. O'Reilly Mgmt For Against Against
3 Elect Rosalie Mgmt For Against Against
O'Reilly-Wooten
4 Elect Jay D. Burchfield Mgmt For For For
5 Elect Thomas T. Mgmt For For For
Hendrickson
6 Elect Paul R. Lederer Mgmt For For For
7 Amendment to the Mgmt For For For
Articles to Allow
Restructuring of
Subsidiary without
Shareholder
Approval
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Petsmart, Inc.
Ticker Security ID: Meeting Date Meeting Status
PETM CUSIP 716768106 06/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Angel Cabrera Mgmt For For For
2 Elect Rita V. Foley Mgmt For For For
3 Elect Rakesh Gangwal Mgmt For For For
4 Elect Joseph S. Hardin, Mgmt For For For
Jr.
5 Elect Gregory P. Mgmt For For For
Josefowicz
6 Elect David K. Lenhardt Mgmt For For For
7 Elect Richard K. Mgmt For For For
Lochridge
8 Elect Barbara A. Munder Mgmt For For For
9 Elect Elizabeth A. Mgmt For For For
Nickels
10 Elect Thomas G. Stemberg Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Priceline Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PCLN CUSIP 741503403 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Armstrong Mgmt For For For
1.2 Elect Howard W. Barker, Mgmt For For For
Jr.
1.3 Elect Jeffrey H. Boyd Mgmt For For For
1.4 Elect Jan L. Docter Mgmt For For For
1.5 Elect Jeffrey E. Epstein Mgmt For For For
1.6 Elect James M. Guyette Mgmt For For For
1.7 Elect Darren R. Huston Mgmt For For For
1.8 Elect Nancy B. Peretsman Mgmt For For For
1.9 Elect Thomas E. Rothman Mgmt For For For
1.10 Elect Craig W. Rydin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Ralph Lauren Corporation
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 751212101 08/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank A. Bennack, Mgmt For For For
Jr.
1.2 Elect Joel L. Fleishman Mgmt For Withhold Against
1.3 Elect Hubert Joly Mgmt For For For
1.4 Elect Steven P. Murphy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the 2010 Mgmt For For For
Long-Term Stock
Incentive
Plan
________________________________________________________________________________
Red Robin Gourmet Burgers, Inc.
Ticker Security ID: Meeting Date Meeting Status
RRGB CUSIP 75689M101 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B. Aiken Mgmt For For For
2 Elect Stephen E. Carley Mgmt For For For
3 Elect Lloyd L. Hill Mgmt For For For
4 Elect Richard J. Howell Mgmt For For For
5 Elect Glenn B. Kaufman Mgmt For For For
6 Elect Pattye L. Moore Mgmt For For For
7 Elect Stuart I. Oran Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Balmuth Mgmt For For For
2 Elect K. Gunnar Mgmt For For For
Bjorklund
3 Elect Michael J. Bush Mgmt For For For
4 Elect Norman A. Ferber Mgmt For Against Against
5 Elect Sharon D. Garrett Mgmt For For For
6 Elect George P. Orban Mgmt For For For
7 Elect Lawrence S. Peiros Mgmt For For For
8 Elect Gregory L. Quesnel Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Scripps Networks Interactive Inc.
Ticker Security ID: Meeting Date Meeting Status
SNI CUSIP 811065101 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jarl Mohn Mgmt For For For
1.2 Elect Nicholas B. Mgmt For For For
Paumgarten
1.3 Elect Jeffrey F. Mgmt For For For
Sagansky
1.4 Elect Ronald W. Tysoe Mgmt For Withhold Against
________________________________________________________________________________
Sirius XM Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SIRI CUSIP 82968B103 05/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joan L. Amble Mgmt For For For
1.2 Elect Anthony J. Bates Mgmt For For For
1.3 Elect George W. Mgmt For For For
Bodenheimer
1.4 Elect David J.A. Flowers Mgmt For For For
1.5 Elect Eddy W. Mgmt For For For
Hartenstein
1.6 Elect James P. Holden Mgmt For For For
1.7 Elect Gregory B. Maffei Mgmt For Withhold Against
1.8 Elect Evan D. Malone Mgmt For For For
1.9 Elect James E. Meyer Mgmt For For For
1.10 Elect James F. Mooney Mgmt For For For
1.11 Elect Carl E. Vogel Mgmt For For For
1.12 Elect Vanessa A. Wittman Mgmt For For For
1.13 Elect David M. Zaslav Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Bradley Mgmt For For For
3 Elect Robert M. Gates Mgmt For For For
4 Elect Mellody Hobson Mgmt For For For
5 Elect Kevin R. Johnson Mgmt For For For
6 Elect Olden Lee Mgmt For For For
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect James G. Shennan, Mgmt For For For
Jr.
9 Elect Clara Shih Mgmt For For For
10 Elect Javier G. Teruel Mgmt For For For
11 Elect Myron E. Ullman Mgmt For For For
III
12 Elect Craig E. Weatherup Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
of Political
Spending
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose B. Alvarez Mgmt For For For
3 Elect Alan M. Bennett Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David T. Ching Mgmt For For For
6 Elect Michael F. Hines Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect John F. O'Brien Mgmt For For For
10 Elect Willow B. Shire Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Toyota Motor Corporation
Ticker Security ID: Meeting Date Meeting Status
7203 CUSIP 892331307 06/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Takeshi Uchiyamada Mgmt For Against Against
3 Elect Akio Toyoda Mgmt For For For
4 Elect Satoshi Ozawa Mgmt For For For
5 Elect Nobuyori Kodaira Mgmt For For For
6 Elect Mitsuhisa Katoh Mgmt For For For
7 Elect Masamoto Maekawa Mgmt For For For
8 Elect Yasumori Ihara Mgmt For For For
9 Elect Seiichi Sudoh Mgmt For For For
10 Elect Kohhei Saga Mgmt For For For
11 Elect Tokuo Fukuichi Mgmt For For For
12 Elect Shigeki Terashi Mgmt For For For
13 Elect Yoshimasa Ishii Mgmt For For For
14 Elect Ikuo Uno Mgmt For Against Against
15 Elect Haruhiko Katoh Mgmt For For For
16 Elect Mark T. Hogan Mgmt For Against Against
17 Elect Masaki Nakatsugawa Mgmt For Against Against
18 Elect Teisuke Kitayama Mgmt For Against Against
19 Elect Ryuji Sakai as Mgmt For For For
Alternate Statutory
Auditor
20 Bonus Mgmt For For For
21 Approve of Disposition Mgmt For For For
of Treasury Shares and
Third Party
Allotment
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Jamison Mgmt For For For
1.2 Elect Johnston C. Adams Mgmt For For For
1.3 Elect Peter D. Bewley Mgmt For For For
1.4 Elect Jack C. Bingleman Mgmt For For For
1.5 Elect Richard W. Frost Mgmt For For For
1.6 Elect George MacKenzie Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Gregory A. Mgmt For For For
Sandfort
1.9 Elect Mark J. Weikel Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2009 Mgmt For For For
Stock Incentive Plan
for Purposes of 162(m)
of the
IRC
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Urban Outfitters, Inc.
Ticker Security ID: Meeting Date Meeting Status
URBN CUSIP 917047102 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward N. Antoian Mgmt For For For
2 Elect Scott A. Belair Mgmt For Against Against
3 Elect Margaret Hayne Mgmt For Against Against
4 Elect Joel S. Lawson III Mgmt For For For
5 Elect Robert H. Strouse Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Human Rights
Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Walt Disney Co.
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect John S. Chen Mgmt For For For
3 Elect Jack Dorsey Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Fred H. Langhammer Mgmt For For For
6 Elect Aylwin B. Lewis Mgmt For For For
7 Elect Monica C. Lozano Mgmt For For For
8 Elect Robert W. Mgmt For For For
Matschullat
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin C. Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Right to Call a Special Mgmt For For For
Meeting
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Wolverine World Wide, Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William K. Gerber Mgmt For For For
1.2 Elect Blake W. Krueger Mgmt For For For
1.3 Elect Nicholas T. Long Mgmt For For For
1.4 Elect Michael A. Volkema Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yum! Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUM CUSIP 988498101 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Cavanagh
2 Elect David W. Dorman Mgmt For For For
3 Elect Massimo Ferragamo Mgmt For For For
4 Elect Mirian M. Mgmt For For For
Graddick-Weir
5 Elect Bonnie G. Hill Mgmt For For For
6 Elect Jonathan S. Linen Mgmt For For For
7 Elect Thomas C. Nelson Mgmt For For For
8 Elect David C. Novak Mgmt For For For
9 Elect Thomas M. Ryan Mgmt For For For
10 Elect Jing-Shyh S. Su Mgmt For For For
11 Elect Robert D. Walter Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Re-Approval of the Mgmt For For For
Performance Measures
of the Executive
Incentive Compensation
Plan
Item 3: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Consumer Staples Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Mollie Hale Carter Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Antonio dos Mgmt For For For
Santos Maciel
Neto
7 Elect Patrick J. Moore Mgmt For For For
8 Elect Thomas F. O'Neill Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Elect Patricia A. Woertz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Boston Beer Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAM CUSIP 100557107 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Burwick Mgmt For For For
1.2 Elect Pearson C. Mgmt For For For
Cummin,
III
1.3 Elect Jean-Michel Mgmt For For For
Valette
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ernest G. Bachrach Mgmt For For For
2 Elect Enrique H. Boilini Mgmt For For For
3 Elect Carol M. Browner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Johnny Danos Mgmt For For For
1.2 Elect H. Lynn Horak Mgmt For For For
1.3 Elect Jeffrey M. Mgmt For Withhold Against
Lamberti
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Church & Dwight Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
CHD CUSIP 171340102 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Craigie Mgmt For For For
2 Elect Robert D. LeBlanc Mgmt For For For
3 Elect Janet S. Vergis Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Ronald W. Allen Mgmt For For For
3 Elect Ana Botin Mgmt For For For
4 Elect Howard G. Buffett Mgmt For For For
5 Elect Richard M. Daley Mgmt For For For
6 Elect Barry Diller Mgmt For Against Against
7 Elect Helene D. Gayle Mgmt For For For
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Alexis M. Herman Mgmt For For For
10 Elect Muhtar Kent Mgmt For For For
11 Elect Robert A. Kotick Mgmt For For For
12 Elect Maria Elena Mgmt For For For
Lagomasino
13 Elect Sam Nunn Mgmt For For For
14 Elect James D. Robinson Mgmt For For For
III
15 Elect Peter V. Ueberroth Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 2014 Equity Plan Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nikesh Arora Mgmt For For For
2 Elect John T. Cahill Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Helene D. Gayle Mgmt For For For
5 Elect Ellen M. Hancock Mgmt For For For
6 Elect Joseph Jimenez Mgmt For For For
7 Elect Richard J. Kogan Mgmt For For For
8 Elect Delano E. Lewis Mgmt For For For
9 Elect J. Pedro Reinhard Mgmt For For For
10 Elect Stephen I. Sadove Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Decker Mgmt For For For
1.2 Elect Richard M. Mgmt For Withhold Against
Libenson
1.3 Elect John W. Meisenbach Mgmt For Withhold Against
1.4 Elect Charles T. Munger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
5 Repeal of Classified Mgmt Abstain For Against
Board
________________________________________________________________________________
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. David Brown II Mgmt For For For
2 Elect Nancy-Ann M. Mgmt For For For
Deparle
3 Elect David W. Dorman Mgmt For For For
4 Elect Anne M. Finucane Mgmt For For For
5 Elect Larry J. Merlo Mgmt For For For
6 Elect Jean-Pierre Millon Mgmt For For For
7 Elect Richard J. Swift Mgmt For For For
8 Elect William C. Weldon Mgmt For For For
9 Elect Tony L. White Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DGE CUSIP 25243Q205 09/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Peggy Bruzelius Mgmt For For For
5 Elect Laurence M. Danon Mgmt For For For
6 Elect Lord Mervyn Davies Mgmt For For For
7 Elect HO Kwon Ping Mgmt For For For
8 Elect Betsey D. Holden Mgmt For For For
9 Elect Franz B. Humer Mgmt For For For
10 Elect Deirdre Mahlan Mgmt For For For
11 Elect Ivan Menezes Mgmt For For For
12 Elect Philip Scott Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Dr Pepper Snapple Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DPS CUSIP 26138E109 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John L. Adams Mgmt For For For
2 Elect Joyce M. Roche Mgmt For For For
3 Elect Ronald G. Rogers Mgmt For For For
4 Elect Wayne R. Sanders Mgmt For For For
5 Elect Jack L. Stahl Mgmt For For For
6 Elect Larry D. Young Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Recycling
Strategy for Beverage
Containers
10 Amendment to the Mgmt For For For
Omnibus Stock
Incentive Plan of
2009
________________________________________________________________________________
Energizer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29266R108 01/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Johnson Mgmt For For For
2 Elect Ward M. Klein Mgmt For For For
3 Elect W. Patrick Mgmt For For For
McGinnis
4 Elect John R. Roberts Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Repeal of Classified Mgmt For For For
Board
8 Amendment to the 2009 Mgmt For For For
Incentive Stock
Plan
________________________________________________________________________________
Ingredion Inc.
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Ilene S. Gordon Mgmt For For For
4 Elect Paul Hanrahan Mgmt For For For
5 Elect Wayne M. Hewett Mgmt For For For
6 Elect Rhonda L. Jordan Mgmt For For For
7 Elect Gregory B. Kenny Mgmt For For For
8 Elect Barbara A. Klein Mgmt For For For
9 Elect Victoria J. Reich Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to Stock Mgmt For For For
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Alm Mgmt For For For
2 Elect John F. Bergstrom Mgmt For For For
3 Elect Abelardo E. Bru Mgmt For For For
4 Elect Robert W. Decherd Mgmt For For For
5 Elect Thomas J. Falk Mgmt For For For
6 Elect Fabian T. Garcia Mgmt For For For
7 Elect Mae C. Jemison Mgmt For For For
8 Elect James M. Jenness Mgmt For For For
9 Elect Nancy J. Karch Mgmt For For For
10 Elect Ian C. Read Mgmt For For For
11 Elect Linda Johnson Rice Mgmt For For For
12 Elect Marc J. Shapiro Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dianne N. Blixt Mgmt For For For
2 Elect Andrew H. Card, Mgmt For For For
Jr.
3 Elect Virgis W. Colbert Mgmt For Against Against
4 Elect David E. R. Mgmt For For For
Dangoor
5 Elect Murray S. Kessler Mgmt For For For
6 Elect Jerry W. Levin Mgmt For For For
7 Elect Richard W. Roedel Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2008 Mgmt For For For
Incentive Compensation
Plan
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Raising
Awareness of Health
Effects of Tobacco Use
to Low Income
Groups
________________________________________________________________________________
Mead Johnson Nutrition Company
Ticker Security ID: Meeting Date Meeting Status
MJN CUSIP 582839106 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven M. Mgmt For For For
Altschuler
2 Elect Howard B. Bernick Mgmt For For For
3 Elect Kimberly A. Mgmt For For For
Casiano
4 Elect Anna C. Catalano Mgmt For For For
5 Elect Celeste A. Clark Mgmt For For For
6 Elect James M. Cornelius Mgmt For For For
7 Elect Stephen W. Golsby Mgmt For For For
8 Elect Michael Grobstein Mgmt For For For
9 Elect Peter K. Jakobsen Mgmt For For For
10 Elect Peter G. Ratcliffe Mgmt For For For
11 Elect Elliott Sigal Mgmt For For For
12 Elect Robert S. Singer Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona L. Brown Mgmt For For For
2 Elect George W. Buckley Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Dina Dublon Mgmt For For For
5 Elect Rona A. Fairhead Mgmt For For For
6 Elect Ray L. Hunt Mgmt For For For
7 Elect Alberto Ibarguen Mgmt For For For
8 Elect Indra K. Nooyi Mgmt For For For
9 Elect Sharon Percy Mgmt For For For
Rockefeller
10 Elect James J. Schiro Mgmt For For For
11 Elect Lloyd G. Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Alberto Weisser Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of Executive Mgmt For For For
Incentive Compensation
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Approval of
Political
Contributions
Policy
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Andre Mgmt For For For
Calantzopoulos
3 Elect Louis C. Camilleri Mgmt For For For
4 Elect Jennifer Li Mgmt For For For
5 Elect Sergio Marchionne Mgmt For For For
6 Elect Kalpana Morparia Mgmt For For For
7 Elect Lucio A. Noto Mgmt For For For
8 Elect Robert B. Polet Mgmt For For For
9 Elect Carlos Slim Helu Mgmt For For For
10 Elect Stephen M. Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
Reynolds American Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan M. Cameron Mgmt For For For
2 Elect Luc Jobin Mgmt For For For
3 Elect Nana Mensah Mgmt For For For
4 Elect Ronald S. Rolfe Mgmt For For For
5 Elect John J. Zillmer Mgmt For Against Against
6 Elect Sir Nicholas Mgmt For For For
Scheele
7 Amendment to the 2009 Mgmt For For For
Omnibus Incentive
Compensation
Plan
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
The J.M. Smucker Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn W. Dindo Mgmt For For For
2 Elect Robert B. Mgmt For For For
Heisler,
Jr.
3 Elect Richard K. Smucker Mgmt For For For
4 Elect Paul Smucker Mgmt For Against Against
Wagstaff
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Angela F. Braly Mgmt For For For
2 Elect Kenneth I. Mgmt For For For
Chenault
3 Elect Scott D. Cook Mgmt For For For
4 Elect Susan D. Mgmt For For For
Desmond-Hellmann
5 Elect Alan G. Lafley Mgmt For For For
6 Elect Terry J. Lundgren Mgmt For For For
7 Elect W. James Mgmt For For For
McNerney,
Jr.
8 Elect Margaret C. Mgmt For For For
Whitman
9 Elect Mary Agnes Mgmt For For For
Wilderotter
10 Elect Patricia A. Woertz Mgmt For For For
11 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
12 Ratification of Auditor Mgmt For For For
13 Elimination of Mgmt For For For
Supermajority
Requirement
14 2013 Non-Employee Mgmt For For For
Directors' Stock
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TreeHouse Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
THS CUSIP 89469A104 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis F. O'Brien Mgmt For For For
2 Elect Sam K. Reed Mgmt For For For
3 Elect Ann M. Sardini Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 01/31/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Kathleen M. Bader Mgmt For For For
3 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
4 Elect Jim Kever Mgmt For For For
5 Elect Kevin M. McNamara Mgmt For For For
6 Elect Brad T. Sauer Mgmt For For For
7 Elect Robert Thurber Mgmt For Against Against
8 Elect Barbara A. Tyson Mgmt For For For
9 Elect Albert C. Zapanta Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Gestation
Crates
________________________________________________________________________________
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aida M. Alvarez Mgmt For Against Against
2 Elect James I. Cash, Jr. Mgmt For Against Against
3 Elect Roger C. Corbett Mgmt For For For
4 Elect Pamela J. Craig Mgmt For For For
5 Elect Douglas N. Daft Mgmt For For For
6 Elect Michael T. Duke Mgmt For Against Against
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Marissa A. Mayer Mgmt For For For
9 Elect C. Douglas Mgmt For For For
McMillon
10 Elect Gregory B. Penner Mgmt For For For
11 Elect Steven S. Mgmt For For For
Reinemund
12 Elect Jim C. Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Linda S. Wolf Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFM CUSIP 966837106 02/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Elstrott Mgmt For For For
1.2 Elect Gabrielle E. Mgmt For For For
Greene
1.3 Elect Hass Hassan Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect John P. Mackey Mgmt For For For
1.6 Elect Walter Robb Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Seiffer
1.8 Elect Morris J. Siegel Mgmt For For For
1.9 Elect Jonathan D. Mgmt For For For
Sokoloff
1.10 Elect Ralph Z. Sorenson Mgmt For For For
1.11 Elect William A. Tindell Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Recoupment
of Unearned
Bonuses
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
Item 4: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Emerging Markets Fund (formerly ICON Asia - Pacific Region
Fund)
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
ABC-Mart
Ticker Security ID: Meeting Date Meeting Status
2670 CINS J00056101 05/28/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Kiichiroh Hattori Mgmt For Against Against
as
Director
________________________________________________________________________________
Adani Ports And Special Economic Zone Limited
Ticker Security ID: Meeting Date Meeting Status
ADANIPORTS CINS Y00130107 08/08/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
3 Allocation of Mgmt For For For
Profits/Dividends
(Ordinary
Shares)
4 Elect Rajeeva R. Sinha Mgmt For For For
5 Elect Daniel T. Joseph Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect G.K. Pillai Mgmt For For For
8 Elect Sanjay S. Lalbhai Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Amcor Limited
Ticker Security ID: Meeting Date Meeting Status
AMC CINS Q03080100 10/24/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Chris I. Mgmt For For For
Roberts
3 Re-elect Armin Meyer Mgmt For For For
4 Re-elect Karen J. Guerra Mgmt For For For
5 Equity Grant (Share Mgmt For For For
Rights to MD/CEO Ken
MacKenzie)
6 Equity Grant (Options Mgmt For Against Against
to MD/CEO Ken
MacKenzie)
7 Remuneration Report Mgmt For For For
________________________________________________________________________________
Amcor Limited
Ticker Security ID: Meeting Date Meeting Status
AMC CINS Q03080100 12/09/2013 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Demerger Mgmt For For For
________________________________________________________________________________
Amcor Limited
Ticker Security ID: Meeting Date Meeting Status
AMC CINS Q03080100 12/09/2013 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Reduction Mgmt For For For
________________________________________________________________________________
Ansell Limited
Ticker Security ID: Meeting Date Meeting Status
ANN CINS Q04020105 10/17/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Ronald J. S. Mgmt For For For
Bell
3 Re-elect W. Peter Day Mgmt For For For
4 Elect Annie Lo Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Magnus
Nicolin)
6 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
7 Remuneration Report Mgmt For For For
8 Renew Partial Takeover Mgmt For For For
Provisions
________________________________________________________________________________
Apollo Tyres Ltd.
Ticker Security ID: Meeting Date Meeting Status
APOLLOTYRE CINS Y0188S147 08/07/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nimesh N Kampani Mgmt For Against Against
4 Elect Subbaraman Narayan Mgmt For Against Against
5 Elect Arun K. Purwar Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Elect Vikram S. Mehta Mgmt For For For
8 Appointment of Neeraj Mgmt For For For
Kanwar as Whole-time
Director; Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Appointment of Sunam Mgmt For For For
Sarkar as Whole-time
Director; Approval of
Compensation
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Aurizon Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AZJ CINS Q0695Q104 11/13/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Russell R. Mgmt For For For
Caplan
3 Re-elect Andrea Staines Mgmt For For For
4 Re-elect Gene T. Mgmt For For For
Tilbrook
5 Equity Grant (MD/CEO Mgmt For For For
Lance
Hockridge)
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
Bank Zachodni WBK
Ticker Security ID: Meeting Date Meeting Status
CINS X0646L107 06/30/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Incentive Scheme V Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Beijing Capital Int Airport
Ticker Security ID: Meeting Date Meeting Status
CINS Y07717104 06/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors Report Mgmt For For For
4 Supervisors Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect LIU Xuesong Mgmt For For For
9 Elect SHI Boli Mgmt For For For
10 Elect GAO Lijia Mgmt For For For
11 Elect YAO Yabo Mgmt For For For
12 Elect ZHANG Musheng Mgmt For For For
13 Elect Brian CHENG Chi Mgmt For Against Against
Ming
14 Elect Japhet S. Law Mgmt For Against Against
15 Elect WANG Xiaolong Mgmt For For For
16 Elect JIANG Ruiming Mgmt For For For
17 Elect LIU Guibin Mgmt For For For
18 Ratification of Board Mgmt For For For
Acts
19 Elect LIU Yanbin Mgmt For Against Against
20 Elect SONG Shengli Mgmt For For For
21 Elect DONG Ansheng Mgmt For For For
22 Elect Kevin LAU Siu Ki Mgmt For Against Against
23 Elect LI Xiaomei Mgmt For For For
24 Elect DENG Xianshan Mgmt For For For
25 Elect CHANG Jun Mgmt For For For
26 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Beijing Capital International Airport
Ticker Security ID: Meeting Date Meeting Status
0694 CINS Y07717104 02/26/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Brian CHENG Chi Mgmt For Against Against
Ming
________________________________________________________________________________
Beijing Enterprises Holdings
Ticker Security ID: Meeting Date Meeting Status
0392 CINS Y07702122 06/18/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HOU Zibo Mgmt For For For
6 Elect ZHOU Si Mgmt For Against Against
7 Elect LI Fucheng Mgmt For For For
8 Elect LI Yongcheng Mgmt For For For
9 Elect LIU Kai Mgmt For For For
10 Elect E Meng Mgmt For Against Against
11 Elect Robert A. Theleen Mgmt For Against Against
12 Elect YU Sun Say Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Calbee Inc
Ticker Security ID: Meeting Date Meeting Status
2229 CINS J05190103 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Akira Matsumoto Mgmt For For For
4 Elect Shuji Itoh Mgmt For For For
5 Elect Yuzaburoh Mogi Mgmt For For For
6 Elect Kohji Kioka Mgmt For For For
7 Elect Kazuo Ichijoh Mgmt For For For
8 Elect Umran Beba Mgmt For For For
9 Elect Wei Hong Ming Mgmt For For For
10 Elect Tadashi Ishida Mgmt For For For
11 Elect Isao Hirakawa Mgmt For For For
12 Elect Tomomi Yatsu Mgmt For Against Against
13 Elect Akira Kondoh Mgmt For For For
14 Bonus Mgmt For Against Against
15 Retirement Allowance Mgmt For Against Against
for Statutory
Auditor
16 Perfomance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
CCC SA
Ticker Security ID: Meeting Date Meeting Status
CCC CINS X5818P109 06/27/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Supervisory Board
Reports
8 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports)
9 Accounts and Reports Mgmt For For For
10 Accounts and Reports Mgmt For For For
(Consolidated)
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Mgmt For For For
Management Board
Acts
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Amendments to Articles Mgmt For For For
15 Presentation of Mgmt For For For
Management Board
Report (Exclusion of
Preemptive
Rights)
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Sale of Organized Part Mgmt For For For
of the
Company
18 Sale of Organized Part Mgmt For For For
of the
Company
19 Amendments to Mgmt For For For
Subsidiary's Corporate
Governance
Regulations
20 Amendments to Mgmt For For For
Subsidiary's Corporate
Governance
Regulations
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chaoda Modern Agriculture Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0682 CINS G2046Q107 12/30/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect LI Yan Mgmt For For For
4 Elect HUANG Xie Ying Mgmt For For For
5 Elect IP Chi Ming Mgmt For For For
6 Elect LUAN Yue Wen Mgmt For Against Against
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
China Merchants Holdings (International) Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
144 CINS Y1489Q103 05/23/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHENG Shaoping Mgmt For For For
6 Elect KUT Ying Hay Mgmt For For For
7 Elect Peter LEE Yip Wah Mgmt For For For
8 Elect John LI Kwok Heem Mgmt For For For
9 Elect David LI Ka Fai Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Grant Mgmt For For For
Share
Options
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For Against Against
Repuchased
Shares
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M112 06/10/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report 2013 Mgmt For For For
3 Financial Report 2013 Mgmt For For For
4 Annual Budget 2014 Mgmt For For For
5 Director's Report Mgmt For For For
6 Supervisor's Report Mgmt For For For
7 Allocation of Mgmt For For For
Dividend/Bonus
Shares
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect MAO Xiaofeng Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Overseas Land & Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
0688 CINS Y15004107 05/26/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Yi Mgmt For For For
6 Elect LUO Liang Mgmt For For For
7 Elect NIP Yun Wing Mgmt For For For
8 Elect ZHENG Xuexuan Mgmt For Against Against
9 Elect LAM Kwong Siu Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Resources Power Holdings Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0836 CINS Y1503A100 06/10/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHOU Jun Qing Mgmt For Against Against
6 Elect ZHANG Shen Wen Mgmt For For For
7 Elect WANG Xiao Bin Mgmt For For For
8 Elect Elsie LEUNG Oi-Sie Mgmt For Against Against
9 Elect Raymond K.F. Mgmt For Against Against
Ch'ien
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Resources Power Holdings Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0836 CINS Y1503A100 07/22/2013 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 05/30/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHOU Hancheng Mgmt For For For
6 Elect HUNG Cheung Shew Mgmt For For For
7 Elect Raymond HO Chung Mgmt For For For
Tai
8 Elect Adrian D. LI Man Mgmt For Against Against
Kiu
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Taiping Insurance Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
0966 CINS Y1456Z151 06/12/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WANG Bin Mgmt For Against Against
5 Elect MENG Zhaoyi Mgmt For For For
6 Elect XIE Yiqun Mgmt For For For
7 Elect HUANG Weijian Mgmt For For For
8 Elect ZHU Xiangwen Mgmt For For For
9 Elect WU Changming Mgmt For For For
10 Elect NI Rongming Mgmt For Against Against
11 Elect WU Jiesi Mgmt For For For
12 Elect CHE Shujian Mgmt For For For
13 Elect Anthony WU Ting Mgmt For For For
Yuk
14 Directors' Fees Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Issue Mgmt For Against Against
Repurchased
Shares
19 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 06/03/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
Coca-Cola West Holdings Company, Limited
Ticker Security ID: Meeting Date Meeting Status
2579 CINS J0814U109 03/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Norio Sueyoshi Mgmt For Against Against
4 Elect Tamio Yoshimatsu Mgmt For For For
5 Elect Nobuo Shibata Mgmt For For For
6 Elect Jiroh Wakasa Mgmt For For For
7 Elect Hideharu Takemori Mgmt For For For
8 Elect Toshio Fukami Mgmt For For For
9 Elect Shigeki Okamoto Mgmt For For For
10 Elect Yoshiki Fujiwara Mgmt For For For
11 Elect Yasunori Koga Mgmt For For For
12 Elect Shunichiroh Honboh Mgmt For For For
13 Elect Shiroh Kondoh Mgmt For For For
14 Elect Vikas Tiku Mgmt For For For
________________________________________________________________________________
Commonwealth Bank of Australia
Ticker Security ID: Meeting Date Meeting Status
CBA CINS Q26915100 11/08/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John A. Mgmt For For For
Anderson
3 Re-elect Brian J. Long Mgmt For For For
4 Re-elect Jane S. Mgmt For For For
Hemstritch
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Ian M.
Narev)
7 Authority to Buy-Back Mgmt For For For
Stapled
Securities
8 Authority to Cancel Mgmt For For For
Stapled
Securities
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CP ALL Public Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
CPALL CINS Y1772K169 09/19/2013 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Authority to Issue Bonds Mgmt For Against Against
3 Transaction of Other Mgmt For Against Against
Business
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Crown Resorts Limited
Ticker Security ID: Meeting Date Meeting Status
CWN CINS Q3014T106 10/30/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Geoff J. Dixon Mgmt For For For
3 Re-elect Ashok P. Jacob Mgmt For For For
4 Re-elect Harold C Mgmt For For For
Mitchell
5 Re-elect James D. Packer Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Change in Company Name Mgmt For For For
________________________________________________________________________________
CSL Limited
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/16/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John Akehurst Mgmt For For For
3 Elect Marie McDonald Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Paul
Perreault)
6 Approve Termination Mgmt For For For
Payments (Former CEO
Brian
McNamee)
________________________________________________________________________________
Dah Chong Hong Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1828 CINS Y19197105 05/12/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Jijing Mgmt For Against Against
6 Elect YIP Moon Tong Mgmt For For For
7 Elect Adolf HSU Hsung Mgmt For For For
8 Elect YEUNG Yue Man Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Daiseki Company Limited
Ticker Security ID: Meeting Date Meeting Status
9793 CINS J10773109 05/22/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020106 06/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Director's Report Mgmt For For For
4 Supervisor's Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Framework Agreement of Mgmt For For For
Sale of Natural Gas
and Sale and Purchase
Contract of Chemical
Products
(Keqi)
10 Sale and Purchase Mgmt For For For
Contract of Chemical
Products
(Duolun)
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Divi's Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
DIVISLAB CINS Y2076F112 08/05/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Gangavarapu S. Mgmt For Against Against
Kumar
4 Elect Madhusudana R. Mgmt For Against Against
Divi
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect R. Ranga Rao Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Don Quijote
Ticker Security ID: Meeting Date Meeting Status
7532 CINS J1235L108 09/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yukihiko Inoue as Mgmt For For For
Statutory
Auditor
4 Retirement Allowances Mgmt For Against Against
for Statutory
Auditor(s)
________________________________________________________________________________
Doosan Heavy Industries and Construction
Ticker Security ID: Meeting Date Meeting Status
034020 CINS Y2102C109 03/28/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For Against Against
(Slate)
4 Election of Audit Mgmt For Against Against
Committee Members: CHA
Dong
Min
5 Directors' Fees Mgmt For Against Against
6 Grant of Stock Options Mgmt For For For
________________________________________________________________________________
Doosan Heavy Industries and Construction
Ticker Security ID: Meeting Date Meeting Status
034020 CINS Y2102C109 08/19/2013 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CINS Y21089159 07/31/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashok Sekhar Mgmt For For For
Ganguly
4 Elect Jacques P. Moreau Mgmt For For For
5 Elect Kalpana Morparia Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of G.V. Mgmt For For For
Prasad as Chairman and
CEO
8 Appointment of Satish Mgmt For For For
Reddy as Vice
Chairman
________________________________________________________________________________
Ezion Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
5ME CINS Y2186W104 04/21/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Larry Glenn Mgmt For For For
Johnson
4 Elect LEE Kian Soo Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the Ezion
Employee Share
Plan
9 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the Ezion
Employee Share Option
Scheme
10 Authority to Repurchase Mgmt For For For
Shares
11 Equity Grant to CHEW Mgmt For For For
Thiam
Keng
________________________________________________________________________________
Galaxy Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
0027 CINS Y2679D118 06/11/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Paddy TANG LUI Mgmt For For For
Wai
Yu
5 Elect William YIP Shue Mgmt For For For
Lam
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Deletion of Existing Mgmt For For For
Articles
12 Amendments to Articles Mgmt For For For
13 Adoption of New Articles Mgmt For For For
________________________________________________________________________________
Guangshen Railway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0525 CINS Y2930P108 05/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Appointment of Domestic Mgmt For For For
Auditor and Authority
to Set
Fees
8 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
9 Elect LI Wenxin Mgmt For Against Against
10 Elect SHEN Yi Mgmt For Against Against
11 Elect LUO Qing Mgmt For For For
12 Elect SUN Jing Mgmt For For For
13 Elect YU Zhiming Mgmt For For For
14 Elect HUANG Xin Mgmt For For For
15 Elect CHEN Song Mgmt For For For
16 Elect JIA Jianmin Mgmt For For For
17 Elect WANG Yunting Mgmt For For For
18 Elect LIU Mengshu Mgmt For For For
19 Elect CHEN Shaohong Mgmt For Against Against
20 Elect SHEN Jiancong Mgmt For For For
21 Elect LI Zhiming Mgmt For Against Against
22 Directors' Fees Mgmt For For For
23 Supervisors' Fees Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou R & F Properties Company
Ticker Security ID: Meeting Date Meeting Status
2777 CINS Y2933F115 05/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Director's Report Mgmt For For For
4 Supervisor's Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Declare Mgmt For For For
Interim
Dividends
9 Elect LI Helen Mgmt For Against Against
10 Elect HUANG Kaiwen Mgmt For For For
11 Elect Joseph LAI Ming Mgmt For For For
12 Authority to Extend Mgmt For Against Against
Guarantees
13 Approve 2013 Guarantees Mgmt For For For
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
HDFC Bank Limited
Ticker Security ID: Meeting Date Meeting Status
HDFCBANK CINS Y3119P174 03/06/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appoint Paresh Mgmt For For For
Sukthankar (Deputy
Managing Director);
Approval of
Remuneration
3 Appoint Kaizad Bharucha Mgmt For For For
(Executive Director);
Approval of
Remuneration
4 Appoint C.M. Vasudev Mgmt For For For
(Part-Time Chairman);
Approval of
Remuneration
5 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
HDFC Bank Limited
Ticker Security ID: Meeting Date Meeting Status
HDFCBANK CINS Y3119P174 06/25/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Renu Sud Karnad Mgmt For Against Against
5 Elect Keki M. Mistry Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Partho Datta Mgmt For For For
8 Elect Pandit Palande Mgmt For For For
9 Elect Bobby Parikh Mgmt For For For
10 Elect Anami N. Roy Mgmt For For For
11 Elect C.M. Vasudev Mgmt For Against Against
12 Elect Vijay Merchant Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt
Instruments w/o
Preemptive
Rights
14 Amendment to Foreign Mgmt For For For
Investor
Restrictions
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hengan International Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
1044 CINS G4402L151 05/22/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SZE Man Bok Mgmt For For For
6 Elect HUI Lin Chit Mgmt For Against Against
7 Elect XU Chun Man Mgmt For For For
8 Elect Henry CHAN Mgmt For For For
9 Elect Ada WONG Ying Kay Mgmt For Against Against
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Hitachi Limited
Ticker Security ID: Meeting Date Meeting Status
6501 CINS J20454112 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Nobuo Katsumata Mgmt For For For
3 Elect Cynthia B. Carroll Mgmt For For For
4 Elect Sadayuki Mgmt For For For
Sakakibara
5 Elect George W. Buckley Mgmt For For For
6 Elect Harufumi Mochizuki Mgmt For Against Against
7 Elect Philip YEO Mgmt For For For
8 Elect Hiroaki Yoshihara Mgmt For For For
9 Elect Hiroaki Nakanishi Mgmt For For For
10 Elect Takashi Hatchohji Mgmt For For For
11 Elect Toshiaki Mgmt For For For
Higashihara
12 Elect Takashi Miyoshi Mgmt For Against Against
13 Elect Nobuo Mochida Mgmt For For For
________________________________________________________________________________
Home Product Center Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
HMPRO CINS Y32758115 10/22/2013 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Minutes Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Reduction in Registered Mgmt For For For
Share
Capital
5 Increase in Registered Mgmt For For For
Share
Capital
6 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
7 Lease Agreement and Mgmt For For For
Property Sale
Agreement
8 Acquisition of Mgmt For For For
Investment Units in
the Property
Fund
9 Board Authorization to Mgmt For For For
Implement
Agreement
10 Transaction of Other Mgmt For Against Against
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hong Leong Bank Berhad
Ticker Security ID: Meeting Date Meeting Status
HLBK CINS Y36503103 10/23/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect Tan Kong Khoon Mgmt For For For
4 Elect Mohamed Nazim bin Mgmt For Against Against
Abdul
Razak
5 Elect A. Razak bin Ramli Mgmt For For For
6 Elect CHOONG Yee How Mgmt For Against Against
7 Elect QUEK Leng Chan Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Related Party Mgmt For For For
Transactions
11 Executive Share Grant Mgmt For Against Against
Scheme
12 Grant of Equity Awards Mgmt For Against Against
to Tan Kong
Khoon
13 Amendments to Articles Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Infosys Limited
Ticker Security ID: Meeting Date Meeting Status
INFY CINS Y4082C133 06/14/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect B.G. Srinivas Mgmt For Against Against
4 Elect S. Gopalakrishnan Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Appointment of U. B. Mgmt For Against Against
Pravin Rao (Whole-Time
Director); Approval of
Remuneration
7 Elect Kiran Mazumdar Mgmt For For For
Shaw
8 Elect Carol M. Browner Mgmt For For For
9 Elect Ravi Venkatesan Mgmt For For For
10 Business Transfer Mgmt For For For
Agreement
11 Retirement of Ann M. Mgmt For For For
Fudge
________________________________________________________________________________
Insurance Australia Group Limited
Ticker Security ID: Meeting Date Meeting Status
IAG CINS Q49361100 10/30/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
Michael
Wilkins)
4 Re-elect Peter Bush Mgmt For For For
5 Re-elect Brian Schwartz Mgmt For For For
6 Elect Alison Deans Mgmt For For For
7 Elect Raymond LIM Siang Mgmt For For For
Keat
8 Elect Nora Scheinkestel Mgmt For For For
9 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Isuzu Motors Ltd
Ticker Security ID: Meeting Date Meeting Status
7202 CINS J24994105 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
4 Amendments to Articles Mgmt For For For
5 Elect Susumu Hosoi Mgmt For Against Against
6 Elect Takanobu Furuta Mgmt For For For
7 Elect Kazuhiko Itoh Mgmt For For For
8 Elect Makoto Kawahara Mgmt For For For
9 Elect Kuniharu Nakagawa Mgmt For For For
10 Elect Kazuhiro Mori Mgmt For For For
11 Elect Fumihide Kumazawa Mgmt For Against Against
as Statutory
Auditor
________________________________________________________________________________
ITC Ltd
Ticker Security ID: Meeting Date Meeting Status
ITC CINS Y4211T171 03/19/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Japan Tobacco Incorporated
Ticker Security ID: Meeting Date Meeting Status
2914 CINS J27869106 06/24/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yasutake Tango Mgmt For For For
5 Elect Mitsuomi Koizumi Mgmt For For For
6 Elect Yasushi Shingai Mgmt For For For
7 Elect Noriaki Ohkubo Mgmt For For For
8 Elect Akira Saeki Mgmt For For For
9 Elect Hideki Miyazaki Mgmt For For For
10 Elect Motoyuki Oka Mgmt For For For
11 Elect Main Kohda @ Mgmt For For For
Tokuko
Sawa
12 Elect Michio Masaki as Mgmt For For For
Alternate Statutory
Auditor
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Distribution
of
Dividends
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Share
Repurchases
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Authority to Cancel
Treasury
Shares
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Cancellation
of Treasury
Shares
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Authority to Set Stock
Options
________________________________________________________________________________
Kakaku.com Inc
Ticker Security ID: Meeting Date Meeting Status
2371 CINS J29258100 06/24/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kaoru Hayashi Mgmt For Against Against
5 Elect Minoru Tanaka Mgmt For For For
6 Elect Shohnosuke Hata Mgmt For For For
7 Elect Taizoh Ieuji Mgmt For For For
8 Elect Kenji Fujiwara Mgmt For For For
9 Elect Hajime Uemura Mgmt For For For
10 Elect Shingo Yuki Mgmt For For For
11 Elect Atsuhiro Murakami Mgmt For For For
12 Elect Ohki Matsumoto Mgmt For Against Against
13 Elect Yoshiharu Hayakawa Mgmt For For For
14 Elect Ryuhei Akiyama Mgmt For For For
15 Elect Toshio Takano as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
KDDI Corp.
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/18/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Dividends Mgmt For For For
3 Elect Tadashi Onodera Mgmt For Against Against
4 Elect Takashi Tanaka Mgmt For For For
5 Elect Hirofumi Morozumi Mgmt For For For
6 Elect Makoto Takahashi Mgmt For For For
7 Elect Yuzoh Ishikawa Mgmt For For For
8 Elect Masahiro Inoue Mgmt For For For
9 Elect Hideo Yuasa Mgmt For For For
10 Elect Tsutomu Fukuzaki Mgmt For For For
11 Elect Hidehiko Tajima Mgmt For For For
12 Elect Yoshiaki Uchida Mgmt For For For
13 Elect Tetsuo Kuba Mgmt For Against Against
14 Elect Nobuyori Kodaira Mgmt For For For
15 Elect Shinji Fukukawa Mgmt For For For
16 Elect Hiroshi Kobayashi Mgmt For For For
as Statutory
Auditor
17 Directors' Fees Mgmt For For For
________________________________________________________________________________
Korean Reinsurance Company
Ticker Security ID: Meeting Date Meeting Status
003690 CINS Y49391108 03/14/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members :
JANG Byeong
Gu
5 Directors' Fees Mgmt For For For
6 Amendments to Executive Mgmt For Against Against
Officer Retirement
Allowance
Policy
________________________________________________________________________________
LG Household & Healthcare
Ticker Security ID: Meeting Date Meeting Status
051900 CINS Y5275R100 03/14/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Elect JEONG Ho Young Mgmt For For For
3 Elect PYO In Soo Mgmt For For For
4 Elect HAM Jae Bong Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Members: HAN
Sang
Lin
6 Election of Audit Mgmt For For For
Committee Members: PYO
In
Soo
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
LIC Housing Finance Limited
Ticker Security ID: Meeting Date Meeting Status
LICHSGFIN CINS Y5278Z133 07/25/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ravi Sethurathnam Mgmt For For For
4 Elect Jagdish Capoor Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Appointment of V.K. Mgmt For For For
Sharma as MD/CEO;
Approval of
Compensation
________________________________________________________________________________
Luk Fook Holdings (International) Limited
Ticker Security ID: Meeting Date Meeting Status
0590 CINS G5695X125 08/20/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect TSE Moon Chuen Mgmt For Against Against
6 Elect Pauline YEUNG Po Mgmt For For For
Ling
7 Elect Stephen HUI Chiu Mgmt For Against Against
Chung
8 Elect FOK Kwong Man Mgmt For For For
9 Elect Alvin MAK Wing Sum Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/out
Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Maruti Suzuki India Limited
Ticker Security ID: Meeting Date Meeting Status
MARUTI CINS Y7565Y100 08/27/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Davinder Singh Mgmt For For For
Brar
4 Elect Amal Ganguli Mgmt For Against Against
5 Elect Keiichi Asai Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Kenichi Mgmt For For For
Ayukawa (Managing
Director/CEO);
Approval of
Remuneration
8 Appointment of Toshiaki Mgmt For For For
Hasuike (Joint
Managing Director);
Approval of
Remuneration
9 Elect R.P. Singh Mgmt For For For
10 Expenses for Former CEO Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minth Group Limited
Ticker Security ID: Meeting Date Meeting Status
425 CINS G6145U109 05/29/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHAO Feng Mgmt For For For
6 Elect Yu ZHENG Mgmt For For For
7 Elect HE Dong Han Mgmt For For For
8 Elect BAO Jian Ya Mgmt For For For
9 Service Contract with Mgmt For For For
YU
Zheng
10 Service Contract with Mgmt For For For
He Dong
Han
11 Service Contract with Mgmt For For For
Wang
Ching
12 Service Contract with Mgmt For For For
Zhang
Liren
13 Service Contract with Mgmt For For For
Wu Fred
Fong
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Mirvac Group
Ticker Security ID: Meeting Date Meeting Status
MGR CINS Q62377108 11/14/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect James Millar Mgmt For For For
3 Re-elect John F. Mulcahy Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Amendments to Articles Mgmt For For For
(Mirvac Limited) -
Capital
Reallocation
6 Amendments to Articles Mgmt For For For
(Mirvac Limited) -
Other
7 Amendments to Articles Mgmt For For For
(Mirvac Property
Trust) - Capital
Reallocation
8 Amendments to Articles Mgmt For For For
(Mirvac Property
Trust) -
Other
9 Renew Long Term Mgmt For For For
Performance
Plan
10 Renew General Employee Mgmt For For For
Exemption
Plan
11 Equity Grant (MD/CEO Mgmt For For For
Susan
Lloyd-Hurwitz)
12 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
Mitsubishi Corporation
Ticker Security ID: Meeting Date Meeting Status
8058 CINS J43830116 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yorihiko Kojima Mgmt For For For
5 Elect Ken Kobayashi Mgmt For For For
6 Elect Hideto Nakahara Mgmt For For For
7 Elect Jun Yanai Mgmt For For For
8 Elect Jun Kinukawa Mgmt For For For
9 Elect Takahisa Miyauchi Mgmt For For For
10 Elect Shuma Uchino Mgmt For For For
11 Elect Kazuyuki Mori Mgmt For For For
12 Elect Yasuhito Hirota Mgmt For For For
13 Elect Kunio Itoh Mgmt For For For
14 Elect Kazuo Tsukuda Mgmt For For For
15 Elect Ryohzoh Katoh Mgmt For For For
16 Elect Hidehiro Konno Mgmt For For For
17 Elect Sakie Mgmt For For For
Tachibana-Fukushima
18 Elect Hideyuki Mgmt For Against Against
Nabeshima as a
Statutory
Auditor
19 Bonus Mgmt For For For
________________________________________________________________________________
Mizuho Financial Group Inc
Ticker Security ID: Meeting Date Meeting Status
8411 CINS J4599L102 06/24/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yasuhiro Satoh Mgmt For For For
5 Elect Yasunori Tsujita Mgmt For For For
6 Elect Ryusuke Aya Mgmt For For For
7 Elect Junichi Shinpo Mgmt For For For
8 Elect Kohji Fujiwara Mgmt For For For
9 Elect Hideyuki Takahashi Mgmt For Against Against
10 Elect Nobukatsu Funaki Mgmt For For For
11 Elect Akihiko Nomiyama Mgmt For For For
12 Elect Mitsuo Ohhashi Mgmt For For For
13 Elect Takashi Kawamura Mgmt For For For
14 Elect Tatsuo Kainaka Mgmt For For For
15 Elect Kanemitsu Anraku Mgmt For For For
16 Elect Hiroko Ohta Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Evaluation
Reports for Corporate
Valuations
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Distribution
of
Dividends
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Concurrent
Offices
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Exercise of
Voting
Rights
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Ban on Use
of Disciminatory Term
Against Foreign
Investors
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Adding 'My
Number' to the
Company's
Administrative
Procedures
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Loans to
Anti-Social
Elements
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Voting Results of
Shareholders with
Fiduciary
Responsibilities
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Securities
Information Related to
Green Sheets
Market
________________________________________________________________________________
Modec Incorporation
Ticker Security ID: Meeting Date Meeting Status
6269 CINS J4636K109 03/28/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Toshiroh Miyazaki Mgmt For Against Against
3 Elect Shigeru Usami Mgmt For For For
4 Elect Kensuke Taniguchi Mgmt For For For
5 Elect Ricky Alan Hall Mgmt For For For
6 Elect Akira Nishihata Mgmt For For For
7 Elect Takeshi Kanamori Mgmt For For For
8 Elect Osamu Niho Mgmt For For For
9 Elect Shinsuke Nippo Mgmt For For For
10 Bonus Mgmt For For For
________________________________________________________________________________
MonotaRO Company Limited
Ticker Security ID: Meeting Date Meeting Status
3064 CINS J46583100 03/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Kinya Seto Mgmt For For For
4 Elect Masaya Suzuki Mgmt For For For
5 Elect Masanori Miyajima Mgmt For Against Against
6 Elect Yasuo Yamagata Mgmt For Against Against
7 Elect Haruo Kitamura Mgmt For For For
8 Elect Masahiro Kishida Mgmt For For For
9 Elect David L. Mgmt For For For
Rowlinson
II
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 06/23/2014 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Longteng Packaging Mgmt For For For
Materials and
Chemicals Purchase
Agreement and Annual
Caps
4 Nantong Tenglong Mgmt For For For
Chemicals Purchase
Agreement and Annual
Caps
5 Longteng Packaging Mgmt For For For
Paperboard Supply
Agreement and Annual
Caps
6 Taicang Packaging Mgmt For For For
Paperboard Supply
Agreement and Annual
Caps
7 Honglong Packaging Mgmt For For For
Paperboard Supply
Agreement and Annual
Caps
8 ACN Recovered Paper Mgmt For For For
Purchase Agreement and
Annual
Caps
9 Tianjin ACN Wastepaper Mgmt For For For
Purchase Agreement and
Annual
Caps
________________________________________________________________________________
Nippon Steel & Sumitomo Metal Corporation
Ticker Security ID: Meeting Date Meeting Status
5401 CINS J55678106 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Shohji Muneoka Mgmt For Against Against
5 Elect Hiroshi Tomono Mgmt For For For
6 Elect Kohsei Shindoh Mgmt For For For
7 Elect Shinya Higuchi Mgmt For For For
8 Elect Katsuhiko Ohta Mgmt For For For
9 Elect Akihiro Miyasaka Mgmt For For For
10 Elect Kinya Yanagawa Mgmt For For For
11 Elect Sohichiroh Sakuma Mgmt For For For
12 Elect Yasumitsu Saeki Mgmt For For For
13 Elect Shinji Morinobu Mgmt For For For
14 Elect Shinji Fujino Mgmt For For For
15 Elect Ritsuya Iwai Mgmt For For For
16 Elect Mutsutake Ohtsuka Mgmt For For For
17 Elect Ichiroh Fujisaki Mgmt For For For
18 Elect Hiroshi Ohbayashi Mgmt For For For
19 Elect Jiroh Makino Mgmt For For For
________________________________________________________________________________
Park 24 Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4666 CINS J63581102 01/29/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kohichi Nishikawa Mgmt For Against Against
4 Elect Kenichi Sasaki Mgmt For For For
5 Elect Norifumi Kawakami Mgmt For For For
6 Elect Keisuke kawaasaki Mgmt For For For
7 Elect Seishi Uenishi Mgmt For For For
8 Elect Tsunekazu Takeda Mgmt For Against Against
9 Retirement Allowances Mgmt For Against Against
for Director(s) and
Statutory
Auditor(s)
10 Special Allowances for Mgmt For Against Against
Director(s) and
Statutory
Auditor(s)
________________________________________________________________________________
Philippine Long Distance Telephone Company
Ticker Security ID: Meeting Date Meeting Status
TEL CINS 718252109 06/10/2014 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CALL TO ORDER Mgmt For For For
2 Proof of Notice and Mgmt For For For
Determination of
Quorum
3 President's Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Elect Helen Y. Dee Mgmt For Against Against
6 Elect Ray C. Espinosa Mgmt For For For
7 Elect James L. Go Mgmt For Against Against
8 Elect Setsuya Kimura Mgmt For For For
9 Elect Napoleon L. Mgmt For For For
Nazareno
10 Elect Hideaki Ozaki Mgmt For Against Against
11 Elect Manuel Velez Mgmt For Against Against
Pangilinan
12 Elect Ma. Lourdes C. Mgmt For For For
Rausa-Chan
13 Elect Juan B. Santos Mgmt For For For
14 Elect Tony Tan Caktiong Mgmt For For For
15 Elect Artemio V. Mgmt For Against Against
Panganiban
16 Elect Pedro E. Roxas Mgmt For Against Against
17 Elect Alfred V. Ty Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Transaction of Other Mgmt For For For
Business
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 06/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect CAI Fangfang Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights and Make
Amendments to
Articles
________________________________________________________________________________
PT Alam Sutera Realty Tbk
Ticker Security ID: Meeting Date Meeting Status
ASRI CINS Y7126F103 12/23/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Lippo Karawaci Terbuka
Ticker Security ID: Meeting Date Meeting Status
LPKR CINS Y7129W186 04/23/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate); Approval of
Remuneration
________________________________________________________________________________
Puregold Price Club Inc
Ticker Security ID: Meeting Date Meeting Status
PGOLD CINS Y71617107 05/13/2014 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 CALL TO ORDER Mgmt For For For
3 Determination of Quorum Mgmt For For For
4 Minutes Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Absorption of Company E Mgmt For For For
Corporation with the
Company
7 Elect Lucio L. Co Mgmt For Against Against
8 Elect Susan P. Co Mgmt For Against Against
9 Elect Leonardo B. Dayao Mgmt For For For
10 Elect Ferdinand Vincent Mgmt For For For
P.
Co
11 Elect Pamela Justine P. Mgmt For For For
Co
12 Elect Marilyn V. Pardo Mgmt For For For
13 Elect Edgardo G. Lacson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Transaction of Other Mgmt For Against Against
Business
16 ADJOURNMENT Mgmt For For For
________________________________________________________________________________
RCR Tomlinson Limited
Ticker Security ID: Meeting Date Meeting Status
RCR CINS Q8048W108 11/20/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Eva Skira Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Renew Long-Term Mgmt For For For
Incentive
Plan
5 Equity Grant (MD/CEO Mgmt For For For
Paul
Dalgleish)
6 Approve Financial Mgmt For For For
Assistance to Related
Parties
________________________________________________________________________________
REA Group Limited
Ticker Security ID: Meeting Date Meeting Status
REA CINS Q8051B108 11/13/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Richard J. Mgmt For For For
Freudenstein
4 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
SAI Global Limited
Ticker Security ID: Meeting Date Meeting Status
SAI CINS Q8227J100 10/29/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Andrew Dutton Mgmt For For For
4 Elect David Spence Mgmt For For For
5 Elect Sylvia Falzon Mgmt For For For
6 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/14/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Sapurakencana Petroleum Berhad
Ticker Security ID: Meeting Date Meeting Status
SKPETRO CINS Y7516Y100 06/25/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect Mokhzani Mahathir Mgmt For Against Against
3 Elect Shahriman Mgmt For For For
Shamsuddin
4 Elect Yeow Kheng Chew Mgmt For For For
5 Elect Gee Siew Yoong Mgmt For For For
6 Elect Ramlan Abdul Malek Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Hamzah Bakar Mgmt For Against Against
9 Elect John Fredriksen Mgmt For Against Against
as Alternate
Director
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Sapurakencana Petroleum Berhad
Ticker Security ID: Meeting Date Meeting Status
SKPETRO CINS Y7516Y100 06/25/2014 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Share Mgmt For For For
Issuance
Scheme
2 Grant of Shares to Mgmt For For For
Shahril bin
Shamsuddin
3 Grant of Shares to Mgmt For For For
Ramlan bin Abdul
Malek
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sekisui House, Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS J70746136 04/23/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Isami Wada Mgmt For Against Against
4 Elect Toshinori Abe Mgmt For For For
5 Elect Sumio Wada Mgmt For For For
6 Elect Shiroh Inagaki Mgmt For For For
7 Elect Teruyuki Saegusa Mgmt For For For
8 Elect Shiroh Wakui Mgmt For For For
9 Elect Fumiaki Mgmt For For For
Hirabayashi
10 Elect Tetsuo Iku Mgmt For For For
11 Elect Takashi Uchida Mgmt For For For
12 Elect Fumiyasu Suguro Mgmt For For For
13 Elect Kunpei Nishida Mgmt For For For
14 Elect Kengo Yoshida as Mgmt For Against Against
Statutory
Auditor
15 Bonus Mgmt For Against Against
________________________________________________________________________________
Shimamura Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
8227 CINS J72208101 05/16/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Shintaroh Seki as Mgmt For Against Against
Director
________________________________________________________________________________
Shun Tak Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
0242 CINS Y78567107 12/11/2013 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 FAA Extension Agreement Mgmt For For For
________________________________________________________________________________
Singapore Telecommunications Limited
Ticker Security ID: Meeting Date Meeting Status
Z74 CINS Y79985209 07/26/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Simon C. Israel Mgmt For For For
4 Elect Peter E. Mason Mgmt For For For
5 Elect David M. Gonski Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the
SingTel Performance
Share
Plan
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Singapore Telecommunications Limited
Ticker Security ID: Meeting Date Meeting Status
Z74 CINS Y79985209 07/26/2013 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
2 Grant of Shares to Chua Mgmt For For For
Sock
Koong
________________________________________________________________________________
Sino Biopharmaceutical Limited
Ticker Security ID: Meeting Date Meeting Status
1177 CINS G8167W138 05/27/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Baowen Mgmt For For For
6 Elect TAO Huiqi Mgmt For For For
7 Elect HE Huiyu Mgmt For For For
8 Elect LI Dakui Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
SK Telecom Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
017670 CINS Y4935N104 03/21/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect HA Sung Min Mgmt For Against Against
4 Elect CHUNG Jay Young Mgmt For For For
5 Elect LEE Jae Hoon Mgmt For For For
6 Elect AHN Jae Hyun Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member: AHN
Jae
Hyun
8 Directors' Fees Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sumitomo Rubber Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
5110 CINS J77884112 03/28/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Tetsuji Mino Mgmt For Against Against
5 Elect Ikuji Ikeda Mgmt For For For
6 Elect Hiroaki Tanaka Mgmt For For For
7 Elect Kenji Onga Mgmt For For For
8 Elect Minoru Nishi Mgmt For For For
9 Elect Yasutaka Ii Mgmt For For For
10 Elect Hiroki Ishida Mgmt For For For
11 Elect Yutaka Kuroda Mgmt For For For
12 Elect Keizoh Kohsaka Mgmt For For For
13 Elect Fumikiyo Uchioke Mgmt For For For
14 Elect Toshiyuki Noguchi Mgmt For For For
15 Elect Tadao Kagono Mgmt For For For
16 Elect Tetsuji Akamatsu Mgmt For For For
________________________________________________________________________________
Suruga Bank Limited (The)
Ticker Security ID: Meeting Date Meeting Status
8358 CINS J78400108 06/24/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mitsuyoshi Okano Mgmt For For For
3 Elect Kinosuke Okano Mgmt For For For
4 Elect Toshihiko Shirai Mgmt For For For
5 Elect Kazuya Mochizuki Mgmt For For For
6 Elect Yoshiroh Uchiyama Mgmt For For For
7 Elect Toshiyuki Haibara Mgmt For For For
8 Elect Takeshi Yagi Mgmt For For For
9 Elect Tsuneo Yahagi Mgmt For For For
10 Elect Makoto Naruke Mgmt For For For
11 Elect Yoshinori Andoh Mgmt For For For
12 Elect Tetsuo Itoh as Mgmt For Against Against
Alternate Statutory
Auditor
________________________________________________________________________________
Sysmex Corp.
Ticker Security ID: Meeting Date Meeting Status
6869 CINS J7864H102 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kaoru Asano Mgmt For For For
4 Elect Kenji Tachibana Mgmt For Against Against
5 Elect Kohichi Ohnishi Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Taiheiyo Cement Corporation
Ticker Security ID: Meeting Date Meeting Status
5233 CINS J7923L110 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Keiji Tokuue Mgmt For Against Against
5 Elect Shuhji Fukuda Mgmt For For For
6 Elect Shoh Kurasaki Mgmt For For For
7 Elect Kohji Ishii Mgmt For For For
8 Elect Kenji Ogawa Mgmt For For For
9 Elect Takaki Minato Mgmt For For For
10 Elect Hidehiko Kasamura Mgmt For For For
11 Elect Ken Kikuchi Mgmt For For For
12 Elect Yuichi Kitabayashi Mgmt For For For
13 Elect Shigeru Matsushima Mgmt For For For
14 Elect Keiichi Ootagaki Mgmt For For For
15 Elect Noriyuki Ishii as Mgmt For Against Against
Statutory
Auditor
16 Elect Wakako Mitani as Mgmt For For For
Alternate Statutory
Auditor
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Tech Mahindra Limited
Ticker Security ID: Meeting Date Meeting Status
TECHM CINS Y85491101 06/20/2014 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
3 Reduction in Share Mgmt For For For
Premium
Account
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tech Mahindra Limited
Ticker Security ID: Meeting Date Meeting Status
TECHM CINS Y85491101 06/24/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Telstra Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
TLS CINS Q8975N105 10/15/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Chin Hu Lim Mgmt For For For
3 Re-elect Nora Mgmt For For For
Scheinkestel
4 Equity Grant (CEO David Mgmt For For For
Thodey)
5 Remuneration Report Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572148 05/14/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Martin LAU Chi Mgmt For For For
Ping
6 Elect Charles St Leger Mgmt For Against Against
Searle
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Stock Split Mgmt For For For
13 Adopt The Riot Games Mgmt For Against Against
Option
Scheme
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tokio Marine Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
8766 CINS J86298106 06/23/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shuzoh Sumi Mgmt For For For
4 Elect Tsuyoshi Nagano Mgmt For For For
5 Elect Masashi Ohba Mgmt For For For
6 Elect Hirokazu Fujita Mgmt For For For
7 Elect Takashi Itoh Mgmt For For For
8 Elect Kunio Itoh Mgmt For Against Against
9 Elect Akio Mimura Mgmt For For For
10 Elect Mikio Sasaki Mgmt For For For
11 Elect Kunihiko Fujii Mgmt For For For
12 Elect Shinichi Hirose Mgmt For For For
13 Elect Yuko Kawamoto Mgmt For For For
14 Elect Takaaki Tamai Mgmt For For For
15 Elect Akihiro Wani Mgmt For For For
________________________________________________________________________________
UMW Holdings
Ticker Security ID: Meeting Date Meeting Status
UMW CINS Y90510101 06/19/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rohaya binti Mgmt For For For
Mohammad
Yusof
2 Elect Hasmah binti Mgmt For For For
Abdullah
3 Elect LEONG Chik Weng Mgmt For For For
4 Elect Nizam bin Mgmt For Against Against
Zainordin
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Asmat bin Mgmt For Against Against
Kamaludin
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
United Phosphorus Limited
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 07/19/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kalyan Mohan Mgmt For Against Against
Anadimohan
Banerjee
4 Elect Reena Ramachandran Mgmt For Against Against
5 Elect Pradip Pranjivan Mgmt For For For
Madhavji
6 Elect Rajnikant Devidas Mgmt For For For
Shroff
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Suresh Prabhu Mgmt For For For
9 Change in Company Name Mgmt For For For
10 Reappointment of Rajju Mgmt For For For
D. Shroff as Managing
Director; Approval of
Compensation
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Reappointment of Arun Mgmt For For For
C. Ashar as Finance
Director; Approval of
Compensation
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Reappointment of Kaylan Mgmt For For For
Banerjee as Whole-time
Director; Approval of
Compensation
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Charitable Donations Mgmt For For For
________________________________________________________________________________
UPL Ltd
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 09/30/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Name Mgmt For For For
________________________________________________________________________________
Wesfarmers Limited
Ticker Security ID: Meeting Date Meeting Status
WES CINS Q95870103 11/07/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Anthony (Tony) Mgmt For For For
Howarth
3 Re-elect Wayne G. Osborn Mgmt For For For
4 Re-elect Vanessa Wallace Mgmt For For For
5 Elect Jennifer Westacott Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD Mgmt For For For
Richard
Goyder)
8 Equity Grant (Finance Mgmt For For For
Director Terry
Bowen)
9 Approve Return of Mgmt For For For
Capital
10 Approve Share Mgmt For For For
Consolidation
________________________________________________________________________________
Westpac Banking Corporation
Ticker Security ID: Meeting Date Meeting Status
WBC CINS Q97417101 12/13/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (CEO Gail Mgmt For For For
Kelly)
4 Approve Stapled Mgmt For For For
Securities Buy-Back
(on mandatory
conversion
date)
5 Approve Stapled Mgmt For For For
Securities Buy-Back
(before mandatory
conversion
date)
6 Re-elect Elizabeth Bryan Mgmt For For For
7 Re-elect Peter Hawkins Mgmt For For For
8 Elect Ewan Crouch Mgmt For For For
9 Elect Peter Marriott Mgmt For For For
10 Elect David Barrow Mgmt Against Against For
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wipro Ltd
Ticker Security ID: Meeting Date Meeting Status
WIT CINS Y96659142 07/25/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Narayanan Vaghul Mgmt For Against Against
5 Elect Ashok Sekhar Mgmt For Against Against
Ganguly
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Vyomesh Joshi Mgmt For For For
8 Reappointment of Azim Mgmt For For For
H. Premji as Chairman
and Managing Director;
Approval of
Compensation
9 Reappointment of Suresh Mgmt For For For
C. Senapaty as Chief
Financial officer and
Executive Director;
Approval of
Compensation
Item 5: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Energy Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect Kevin P. Chilton Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Richard L. George Mgmt For For For
6 Elect Charles W. Mgmt For For For
Goodyear
7 Elect John R. Gordon Mgmt For For For
8 Elect Eric D. Mullins Mgmt For For For
9 Elect R. A. Walker Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Spending
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Carbon Asset
Risk
Report
________________________________________________________________________________
Atmos Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
ATO CUSIP 049560105 02/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Best Mgmt For For For
2 Elect Kim R. Cocklin Mgmt For For For
3 Elect Richard W. Douglas Mgmt For For For
4 Elect Ruben E. Esquivel Mgmt For For For
5 Elect Richard K. Gordon Mgmt For For For
6 Elect Robert C. Grable Mgmt For For For
7 Elect Thomas C. Meredith Mgmt For For For
8 Elect Nancy K. Quinn Mgmt For For For
9 Elect Richard A. Sampson Mgmt For For For
10 Elect Stephen R. Mgmt For For For
Springer
11 Elect Richard Ware II Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Atwood Oceanics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deborah A. Beck Mgmt For For For
1.2 Elect George S. Dotson Mgmt For For For
1.3 Elect Jack E. Golden Mgmt For For For
1.4 Elect Hans Helmerich Mgmt For For For
1.5 Elect Jeffrey A. Miller Mgmt For For For
1.6 Elect James R. Montague Mgmt For For For
1.7 Elect Robert J. Saltiel Mgmt For For For
1.8 Elect Phil D. Wedemeyer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For Against Against
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bristow Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BRS CUSIP 110394103 08/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas N. Amonett Mgmt For For For
1.2 Elect Stephen J. Cannon Mgmt For For For
1.3 Elect William E. Chiles Mgmt For For For
1.4 Elect Michael A. Flick Mgmt For For For
1.5 Elect Lori A. Gobillot Mgmt For For For
1.6 Elect Ian A. Godden Mgmt For For For
1.7 Elect Stephen King Mgmt For For For
1.8 Elect Thomas C. Knudson Mgmt For For For
1.9 Elect Mathew Masters Mgmt For For For
1.10 Elect Bruce H. Stover Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2007 Mgmt For For For
Long Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Peter J. Fluor Mgmt For For For
3 Elect James T. Hackett Mgmt For For For
4 Elect Jack B. Moore Mgmt For For For
5 Elect Michael E. Patrick Mgmt For For For
6 Elect Jon Erik Mgmt For For For
Reinhardsen
7 Elect Bruce W. Wilkinson Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 06/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vincent J. Mgmt For For For
Intrieri
2 Elect Robert D. Lawler Mgmt For For For
3 Elect John J. Lipinski Mgmt For For For
4 Elect Frederic M. Poses Mgmt For For For
5 Elect Archie W. Dunham Mgmt For For For
6 Elect R. Brad Martin Mgmt For For For
7 Elect Louis A. Raspino Mgmt For For For
8 Elect Merrill A. Mgmt For For For
Miller,
Jr.
9 Elect Thomas L. Ryan Mgmt For For For
10 Repeal of Classified Mgmt For For For
Board
11 Change in Board Size Mgmt For For For
12 Proxy Access Mgmt For For For
13 Elimination of Mgmt For For For
Supermajority
Requirement
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2014 Long Term Mgmt For For For
Incentive
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linnet F. Deily Mgmt For For For
2 Elect Robert E. Denham Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect Jon M. Huntsman, Mgmt For For For
Jr.
6 Elect George L. Kirkland Mgmt For For For
7 Elect Charles W. Mgmt For For For
Moorman,
IV
8 Elect Kevin W. Sharer Mgmt For For For
9 Elect John G. Stumpf Mgmt For For For
10 Elect Ronald D. Sugar Mgmt For For For
11 Elect Carl Ware Mgmt For For For
12 Elect John S. Watson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Kurt L. Darrow Mgmt For For For
3 Elect Stephen E. Ewing Mgmt For For For
4 Elect Richard M. Gabrys Mgmt For For For
5 Elect William D. Harvey Mgmt For For For
6 Elect David W. Joos Mgmt For For For
7 Elect Philip R. Mgmt For Against Against
Lochner,
Jr.
8 Elect John G. Russell Mgmt For For For
9 Elect Kenneth L. Way Mgmt For For For
10 Elect Laura H. Wright Mgmt For For For
11 Elect John B. Yasinsky Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approve Amended Mgmt For For For
Performance Incentive
Stock
Plan
15 Amendment to the Mgmt For For For
Incentive Compensation
Plan
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CUSIP 126132109 11/27/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-exempt Continuing Mgmt For For For
Connected
Transactions
2 Proposed Annual Caps Mgmt For For For
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard L. Mgmt For For For
Armitage
2 Elect Richard H. Mgmt For Against Against
Auchinleck
3 Elect Charles E. Bunch Mgmt For For For
4 Elect James E. Mgmt For For For
Copeland,
Jr.
5 Elect Jody L Freeman Mgmt For For For
6 Elect Gay Huey Evans Mgmt For For For
7 Elect Ryan M. Lance Mgmt For For For
8 Elect Robert A. Niblock Mgmt For For For
9 Elect Harald J. Norvik Mgmt For For For
10 Elect William E. Wade, Mgmt For For For
Jr.
11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2014 Omnibus Stock and Mgmt For For For
Performance Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Dresser-Rand Group Inc.
Ticker Security ID: Meeting Date Meeting Status
DRC CUSIP 261608103 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Macaulay
2 Elect Vincent R. Volpe Mgmt For For For
Jr.
3 Elect Rita V. Foley Mgmt For For For
4 Elect Louis A. Raspino Mgmt For For For
5 Elect Philip R. Roth Mgmt For Against Against
6 Elect Stephen A. Snider Mgmt For For For
7 Elect Michael L. Mgmt For For For
Underwood
8 Elect Joseph C. Winkler Mgmt For For For
III
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Blake T. DeBerry Mgmt For For For
2 Elect John V. Lovoi Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Remove Obsolete Mgmt For For For
Language from the
Certificate
5 Remove Language Mgmt For For For
Regarding Founders
from the Business
Combination Provision
in the
Certificate
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 05/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Roderick Clark Mgmt For For For
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect Mary Francis Mgmt For For For
4 Elect C. Christopher Mgmt For For For
Gaut
5 Elect Gerald W. Haddock Mgmt For For For
6 Elect Francis S Kalman Mgmt For For For
7 Elect Daniel W. Rabun Mgmt For For For
8 Elect Keith O. Rattie Mgmt For For For
9 Elect Paul E. Rowsey III Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Ratification of Auditor Mgmt For For For
12 Ratification of Mgmt For For For
Statutory
Auditor
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Remuneration Policy Mgmt For For For
(Binding)
15 Remuneration Report Mgmt For For For
(Advisory)
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Accounts and Reports Mgmt For For For
18 Approval of Capital Mgmt For For For
Reorganisation
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret K. Dorman Mgmt For For For
2 Elect David L. Porges Mgmt For For For
3 Elect James E. Rohr Mgmt For For For
4 Elect David S. Shapira Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2014 Mgmt For Against Against
Long-Term Incentive
Plan
7 Approval of the Mgmt For For For
Performance Goals of
the 2014 Long-Term
Incentive Plan for
Purposes of IRC
Section
162(m)
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Boskin Mgmt For For For
1.2 Elect Peter Mgmt For For For
Brabeck-Letmathe
1.3 Elect Ursula M. Burns Mgmt For For For
1.4 Elect Larry R. Faulkner Mgmt For For For
1.5 Elect Jay S. Fishman Mgmt For For For
1.6 Elect Henrietta H. Fore Mgmt For For For
1.7 Elect Kenneth C. Frazier Mgmt For For For
1.8 Elect William W. George Mgmt For For For
1.9 Elect Samuel J. Mgmt For For For
Palmisano
1.10 Elect Steven S. Mgmt For For For
Reinemund
1.11 Elect Rex W. Tillerson Mgmt For For For
1.12 Elect William C. Weldon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Multiple
Board
Service
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Adopting
Sexual Orientation and
Gender Identity
Anti-Bias
Policy
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
2 Elect Eleazar de Mgmt For For For
Carvalho
Filho
3 Elect C. Maury Devine Mgmt For For For
4 Elect Claire S. Farley Mgmt For For For
5 Elect John T. Gremp Mgmt For For For
6 Elect Thomas Hamilton Mgmt For For For
7 Elect Peter Mellbye Mgmt For For For
8 Elect Joseph H. Mgmt For For For
Netherland
9 Elect Richard A. Mgmt For Against Against
Pattarozzi
10 Ratification of Auditor Mgmt For Against Against
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Geospace Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
GEOS CUSIP 37364X109 02/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Davis Mgmt For Withhold Against
1.2 Elect Richard F. Miles Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Long-Term Mgmt For For For
Incentive
Plan
5 Approval of Material Mgmt For For For
Terms of Performance
Goals Under the 2014
Long-Term Incentive
Plan
________________________________________________________________________________
Golar LNG Limited
Ticker Security ID: Meeting Date Meeting Status
GOL CUSIP G9456A100 09/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Fredriksen Mgmt For Against Against
2 Elect Kate Blankenship Mgmt For Against Against
3 Elect Hans Petter Aas Mgmt For For For
4 Elect Tor Olav Troim Mgmt For Against Against
5 Elect Georgina Sousa Mgmt For Against Against
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan M. Bennett Mgmt For For For
2 Elect James R. Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For Against Against
4 Elect Nance K. Dicciani Mgmt For For For
5 Elect Murry S. Gerber Mgmt For For For
6 Elect Jose C. Grubisich Mgmt For For For
7 Elect Abdallah S. Jum'ah Mgmt For For For
8 Elect David J. Lesar Mgmt For For For
9 Elect Robert A. Malone Mgmt For For For
10 Elect J. Landis Martin Mgmt For For For
11 Elect Debra L. Reed Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights
Policies
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect Leldon E. Echols Mgmt For For For
3 Elect R. Kevin Hardage Mgmt For For For
4 Elect Michael C. Mgmt For For For
Jennings
5 Elect Robert J. Mgmt For For For
Kostelnik
6 Elect James H. Lee Mgmt For For For
7 Elect Franklin Myers Mgmt For For For
8 Elect Michael E. Rose Mgmt For For For
9 Elect Tommy A. Valenta Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Integrys Energy Group Inc.
Ticker Security ID: Meeting Date Meeting Status
TEG CUSIP 45822P105 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Brodsky Mgmt For For For
1.2 Elect Albert J. Budney, Mgmt For For For
Jr.
1.3 Elect Ellen Carnahan Mgmt For For For
1.4 Elect Michelle L. Mgmt For For For
Collins
1.5 Elect Kathryn M. Mgmt For For For
Hasselblad-Pascale
1.6 Elect John W. Higgins Mgmt For For For
1.7 Elect Paul W. Jones Mgmt For For For
1.8 Elect Holly K. Koeppel Mgmt For For For
1.9 Elect Michael E. Lavin Mgmt For For For
1.10 Elect William F. Protz, Mgmt For For For
Jr.
1.11 Elect Charles A. Schrock Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Omnibus Incentive Mgmt For For For
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Laclede Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LG CUSIP 505597104 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward L. Mgmt For For For
Glotzbach
1.2 Elect W. Stephen Maritz Mgmt For For For
1.3 Elect John P. Stupp, Jr. Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CUSIP 677862104 09/30/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Amendments to Charter Mgmt For For For
3 Amendments to Board Mgmt For For For
Regulations
________________________________________________________________________________
Marathon Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven A. Davis Mgmt For For For
1.2 Elect Gary R. Heminger Mgmt For For For
1.3 Elect John W. Snow Mgmt For For For
1.4 Elect John P. Surma Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill A. Mgmt For For For
Miller,
Jr.
2 Elect Clay C. Williams Mgmt For For For
3 Elect Greg L. Armstrong Mgmt For For For
4 Elect Robert E. Mgmt For For For
Beauchamp
5 Elect Marcela E. Donadio Mgmt For For For
6 Elect Ben A. Guill Mgmt For For For
7 Elect David D. Harrison Mgmt For For For
8 Elect Roger L. Jarvis Mgmt For For For
9 Elect Eric L. Mattson Mgmt For For For
10 Elect Jeffery A. Smisek Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Anderson Mgmt For For For
1.2 Elect Anthony J. Best Mgmt For For For
1.3 Elect George S. Finley Mgmt For For For
1.4 Elect Paul L. Howes Mgmt For For For
1.5 Elect Roderick A. Larson Mgmt For For For
1.6 Elect James W. McFarland Mgmt For For For
1.7 Elect Gary L. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Non-Employee Mgmt For Against Against
Directors' Restricted
Stock
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 10/11/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Jurisdiction of Mgmt For For For
Incorporation from
Switzerland to the
UK
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect Charles D. Mgmt For For For
Davidson
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Eric P. Grubman Mgmt For For For
7 Elect Kirby L. Hedrick Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Elect Molly K. Mgmt For For For
Williamson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect T. Jay Collins Mgmt For Withhold Against
1.2 Elect D. Michael Hughes Mgmt For Withhold Against
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William R. Mgmt For For For
Loomis,
Jr.
2 Elect Glenn F. Tilton Mgmt For For For
3 Elect Marna C. Mgmt For For For
Whittington
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUSIP 78454L100 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony J. Best Mgmt For For For
2 Elect Larry W. Bickle Mgmt For For For
3 Elect Stephen R. Brand Mgmt For For For
4 Elect William J. Mgmt For For For
Gardiner
5 Elect Loren M. Leiker Mgmt For For For
6 Elect Julio M. Quintana Mgmt For For For
7 Elect John M. Seidl Mgmt For For For
8 Elect William D. Mgmt For For For
Sullivan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Vello A. Kuuskraa Mgmt For For For
5 Elect Kenneth R. Mourton Mgmt For For For
6 Elect Steven L. Mueller Mgmt For For For
7 Elect Elliott Pew Mgmt For For For
8 Elect Alan H. Stevens Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions Reporting
and Reduction
Targets
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Gregory J. Goff Mgmt For For For
3 Elect Robert W. Goldman Mgmt For Against Against
4 Elect Steven H. Mgmt For For For
Grapstein
5 Elect David Lilley Mgmt For For For
6 Elect Mary Pat McCarthy Mgmt For For For
7 Elect Jim W. Nokes Mgmt For For For
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UGI Corporation
Ticker Security ID: Meeting Date Meeting Status
UGI CUSIP 902681105 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lon R. Greenberg Mgmt For For For
1.2 Elect Marvin O. Mgmt For For For
Schlanger
1.3 Elect Anne Pol Mgmt For For For
1.4 Elect Ernest E. Jones Mgmt For For For
1.5 Elect John L. Walsh Mgmt For For For
1.6 Elect Roger B. Vincent Mgmt For For For
1.7 Elect M. Shawn Puccio Mgmt For For For
1.8 Elect Richard W. Mgmt For For For
Gochnauer
1.9 Elect Frank S. Hermance Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ultrapar Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
UGPA4 CUSIP 90400P101 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
4 Election of Supervisory Mgmt For For For
Council Members;
Fees
5 Election of Supervisory Mgmt For For For
Council Members;
Fees
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerry D. Choate Mgmt For For For
2 Elect Joseph W Gorder Mgmt For For For
3 Elect William R. Klesse Mgmt For For For
4 Elect Deborah P. Majoras Mgmt For For For
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Phillip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Profusek Mgmt For For For
8 Elect Susan K. Purcell Mgmt For For For
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Stockholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Greenhouse
Gas Emissions
Reporting and
Reduction
Targets
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect D. Sherwin Artus Mgmt For For For
1.2 Elect Philip E. Doty Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
Item 6: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Equity Income Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
American Water Works Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AWK CUSIP 030420103 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie A. Dobson Mgmt For For For
2 Elect Paul J. Evanson Mgmt For For For
3 Elect Martha C. Goss Mgmt For For For
4 Elect Richard R. Grigg Mgmt For For For
5 Elect Julia L. Johnson Mgmt For For For
6 Elect George MacKenzie Mgmt For For For
7 Elect William J. Mgmt For For For
Marrazzo
8 Elect Susan N. Story Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William V. Mgmt For For For
Campbell
1.2 Elect Timothy D. Cook Mgmt For For For
1.3 Elect Millard S. Drexler Mgmt For For For
1.4 Elect Albert A. Gore, Mgmt For For For
Jr.
1.5 Elect Robert A. Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur D. Levinson Mgmt For For For
1.8 Elect Ronald D. Sugar Mgmt For For For
2 Technical Amendment to Mgmt For For For
Articles
3 Eliminate Blank Check Mgmt For For For
Authority to Issue
Preferred
Stock
4 Establish a Par Value Mgmt For For For
for the Company's
Common Stock of
$0.00001 Per
Share
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2014 Employee Stock Plan Mgmt For For For
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Human Rights
Committee
9 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability-Related
Trade Association
Memberships
10 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Share
Buybacks
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Aqua America, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nicholas Mgmt For For For
DeBenedictis
1.2 Elect Michael L. Browne Mgmt For For For
1.3 Elect Richard H. Glanton Mgmt For For For
1.4 Elect Lon R. Greenberg Mgmt For For For
1.5 Elect William P. Mgmt For For For
Hankowsky
1.6 Elect Wendell F. Holland Mgmt For For For
1.7 Elect Ellen T. Ruff Mgmt For For For
1.8 Elect Andrew J. Mgmt For For For
Sordoni,
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to 2009 Mgmt For For For
Omnibus Equity
Compensation
Plan
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Human Right
to
Water
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP 05534B760 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry K. Allen Mgmt For For For
1.2 Elect Andre Berard Mgmt For For For
1.3 Elect Ronald A. Mgmt For For For
Brenneman
1.4 Elect Sophie Brochu Mgmt For For For
1.5 Elect Robert E. Brown Mgmt For For For
1.6 Elect George A. Cope Mgmt For For For
1.7 Elect David F. Denison Mgmt For For For
1.8 Ian Greenberg Mgmt For For For
1.9 Elect Thomas C. O'Neill Mgmt For For For
1.10 Elect James Prentice Mgmt For For For
1.11 Elect Robert C. Simmonds Mgmt For For For
1.12 Elect Carole Taylor Mgmt For For For
1.13 Elect Paul R. Weiss Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
a Separate Risk
Management
Committee
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Executive
Compensation
________________________________________________________________________________
CA, Inc.
Ticker Security ID: Meeting Date Meeting Status
CA CUSIP 12673P105 07/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jens Alder Mgmt For For For
2 Elect Raymond J. Bromark Mgmt For For For
3 Elect Gary J. Fernandes Mgmt For For For
4 Elect Michael Gregoire Mgmt For For For
5 Elect Rohit Kapoor Mgmt For For For
6 Elect Kay Koplovitz Mgmt For For For
7 Elect Christopher B. Mgmt For For For
Lofgren
8 Elect Richard Sulpizio Mgmt For For For
9 Elect Laura S. Unger Mgmt For For For
10 Elect Arthur F. Weinbach Mgmt For For For
11 Elect Ron Zambonini Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Adoption of Stockholder Mgmt For Against Against
Protection Rights
Agreement
________________________________________________________________________________
Camden Property Trust
Ticker Security ID: Meeting Date Meeting Status
CPT CUSIP 133131102 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Campo Mgmt For For For
1.2 Elect Scott S. Ingraham Mgmt For For For
1.3 Elect Lewis A. Levey Mgmt For For For
1.4 Elect William B. Mgmt For For For
McGuire,
Jr.
1.5 Elect William F. Paulsen Mgmt For For For
1.6 Elect D. Keith Oden Mgmt For For For
1.7 Elect F. Gardner Parker Mgmt For For For
1.8 Elect Frances Aldrich Mgmt For For For
Sevilla-Sacasa
1.9 Elect Steven A. Webster Mgmt For For For
1.10 Elect Kelvin R. Mgmt For For For
Westbrook
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cedar Fair, L.P.
Ticker Security ID: Meeting Date Meeting Status
FUN CUSIP 150185106 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gina D. France Mgmt For For For
1.2 Elect Matthew A. Ouimet Mgmt For For For
1.3 Elect Tom Klein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Kurt L. Darrow Mgmt For For For
3 Elect Stephen E. Ewing Mgmt For For For
4 Elect Richard M. Gabrys Mgmt For For For
5 Elect William D. Harvey Mgmt For For For
6 Elect David W. Joos Mgmt For For For
7 Elect Philip R. Mgmt For Against Against
Lochner,
Jr.
8 Elect John G. Russell Mgmt For For For
9 Elect Kenneth L. Way Mgmt For For For
10 Elect Laura H. Wright Mgmt For For For
11 Elect John B. Yasinsky Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approve Amended Mgmt For For For
Performance Incentive
Stock
Plan
15 Amendment to the Mgmt For For For
Incentive Compensation
Plan
________________________________________________________________________________
Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Ronald W. Allen Mgmt For For For
3 Elect Ana Botin Mgmt For For For
4 Elect Howard G. Buffett Mgmt For For For
5 Elect Richard M. Daley Mgmt For For For
6 Elect Barry Diller Mgmt For Against Against
7 Elect Helene D. Gayle Mgmt For For For
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Alexis M. Herman Mgmt For For For
10 Elect Muhtar Kent Mgmt For For For
11 Elect Robert A. Kotick Mgmt For For For
12 Elect Maria Elena Mgmt For For For
Lagomasino
13 Elect Sam Nunn Mgmt For For For
14 Elect James D. Robinson Mgmt For For For
III
15 Elect Peter V. Ueberroth Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 2014 Equity Plan Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard L. Mgmt For For For
Armitage
2 Elect Richard H. Mgmt For Against Against
Auchinleck
3 Elect Charles E. Bunch Mgmt For For For
4 Elect James E. Mgmt For For For
Copeland,
Jr.
5 Elect Jody L Freeman Mgmt For For For
6 Elect Gay Huey Evans Mgmt For For For
7 Elect Ryan M. Lance Mgmt For For For
8 Elect Robert A. Niblock Mgmt For For For
9 Elect Harald J. Norvik Mgmt For For For
10 Elect William E. Wade, Mgmt For For For
Jr.
11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2014 Omnibus Stock and Mgmt For For For
Performance Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Corrections Corporation Of America
Ticker Security ID: Meeting Date Meeting Status
CXW CUSIP 22025Y407 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Ferguson Mgmt For For For
2 Elect Damon T. Hininger Mgmt For For For
3 Elect Donna M. Alvarado Mgmt For For For
4 Elect John D. Correnti Mgmt For For For
5 Elect Robert J. Dennis Mgmt For For For
6 Elect C. Michael Jacobi Mgmt For For For
7 Elect Anne L Mariucci Mgmt For For For
8 Elect Thurgood Mgmt For For For
Marshall,
Jr.
9 Elect Charles L. Overby Mgmt For For For
10 Elect John R. Prann, Jr. Mgmt For For For
11 Elect Joseph V. Russell Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dr Pepper Snapple Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DPS CUSIP 26138E109 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John L. Adams Mgmt For For For
2 Elect Joyce M. Roche Mgmt For For For
3 Elect Ronald G. Rogers Mgmt For For For
4 Elect Wayne R. Sanders Mgmt For For For
5 Elect Jack L. Stahl Mgmt For For For
6 Elect Larry D. Young Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Recycling
Strategy for Beverage
Containers
10 Amendment to the Mgmt For For For
Omnibus Stock
Incentive Plan of
2009
________________________________________________________________________________
Fifth Street Finance Corp.
Ticker Security ID: Meeting Date Meeting Status
FSC CUSIP 31678A103 03/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ivelin M. Dimitrov Mgmt For Against Against
2 Elect Brian S. Dunn Mgmt For For For
3 Elect Byron J. Haney Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Golar LNG Limited
Ticker Security ID: Meeting Date Meeting Status
GOL CUSIP G9456A100 09/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Fredriksen Mgmt For Against Against
2 Elect Kate Blankenship Mgmt For Against Against
3 Elect Hans Petter Aas Mgmt For For For
4 Elect Tor Olav Troim Mgmt For Against Against
5 Elect Georgina Sousa Mgmt For Against Against
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect Leldon E. Echols Mgmt For For For
3 Elect R. Kevin Hardage Mgmt For For For
4 Elect Michael C. Mgmt For For For
Jennings
5 Elect Robert J. Mgmt For For For
Kostelnik
6 Elect James H. Lee Mgmt For For For
7 Elect Franklin Myers Mgmt For For For
8 Elect Michael E. Rose Mgmt For For For
9 Elect Tommy A. Valenta Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Ingredion Inc.
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Ilene S. Gordon Mgmt For For For
4 Elect Paul Hanrahan Mgmt For For For
5 Elect Wayne M. Hewett Mgmt For For For
6 Elect Rhonda L. Jordan Mgmt For For For
7 Elect Gregory B. Kenny Mgmt For For For
8 Elect Barbara A. Klein Mgmt For For For
9 Elect Victoria J. Reich Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to Stock Mgmt For For For
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Invesco Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Denis Kessler Mgmt For For For
3 Elect G. Richard Mgmt For For For
Wagoner
Jr.
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Knoll, Inc.
Ticker Security ID: Meeting Date Meeting Status
KNL CUSIP 498904200 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew B. Cogan Mgmt For For For
1.2 Elect Stephen F. Fisher Mgmt For Withhold Against
1.3 Elect Sarah E. Nash Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Laclede Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LG CUSIP 505597104 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward L. Mgmt For For For
Glotzbach
1.2 Elect W. Stephen Maritz Mgmt For For For
1.3 Elect John P. Stupp, Jr. Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles D. Forman Mgmt For For For
1.2 Elect George Jamieson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Mgmt For For For
Equity Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LyondellBasell Industries N.V.
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jagjeet S. Bindra Mgmt For For For
2 Elect Milton Carroll Mgmt For For For
3 Elect Claire S. Farley Mgmt For For For
4 Elect Rudy M.J. van der Mgmt For For For
Meer
5 Elect Isabella D. Goren Mgmt For For For
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Karyn F. Ovelman Mgmt For For For
8 Elect Craig B. Glidden Mgmt For For For
9 Elect Bhavesh V. Patel Mgmt For For For
10 Elect Patrick D. Quarles Mgmt For For For
11 Elect Timothy D. Roberts Mgmt For For For
12 ADOPTION OF ANNUAL Mgmt For For For
ACCOUNTS FOR
2013
13 DISCHARGE FROM Mgmt For For For
LIABILITY OF SOLE
MEMBER OF THE
MANAGEMENT
BOARD
14 DISCHARGE FROM Mgmt For For For
LIABILITY OF MEMBERS
OF THE SUPERVISORY
BOARD
15 Appointment of Auditor Mgmt For For For
16 Appointment Of Mgmt For For For
PricewaterhouseCoopers
Accountants
N.V. as the Auditor for
the Dutch Annual
Accounts
17 Allocation of Dividends Mgmt For For For
18 Advisory Vote Approving Mgmt For For For
Executive
Compensation
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Cancel up Mgmt For For For
to 10% of Share
Capital Held in
Treasury
________________________________________________________________________________
Main Street Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MAIN CUSIP 56035L104 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Appling, Mgmt For For For
Jr.
2 Elect Joseph E. Canon Mgmt For For For
3 Elect Arthur L. French Mgmt For For For
4 Elect J. Kevin Griffin Mgmt For For For
5 Elect John E. Jackson Mgmt For For For
6 Elect Vincent D. Foster Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Methanex Corporation
Ticker Security ID: Meeting Date Meeting Status
MX CUSIP 59151K108 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Aitken Mgmt For For For
1.2 Elect Howard Balloch Mgmt For For For
1.3 Elect Phillip Cook Mgmt For For For
1.4 Elect John Floren Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect Robert J. Mgmt For For For
Kostelnik
1.7 Elect Douglas Mahaffy Mgmt For For For
1.8 Elect A. Terence Poole Mgmt For For For
1.9 Elect John Reid Mgmt For For For
1.10 Elect Janice G. Rennie Mgmt For Withhold Against
1.11 Elect Monica Sloan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MTS Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
MTSC CUSIP 553777103 02/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Anderson Mgmt For For For
1.2 Elect Jean-Lou Chameau Mgmt For For For
1.3 Elect Jefferey A. Graves Mgmt For For For
1.4 Elect David D. Johnson Mgmt For For For
1.5 Elect Emily Liggett Mgmt For For For
1.6 Elect Barb J. Samardzich Mgmt For For For
1.7 Elect Gail P. Steinel Mgmt For For For
1.8 Elect Kenneth Yu Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nordstrom, Inc.
Ticker Security ID: Meeting Date Meeting Status
JWN CUSIP 655664100 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phyllis J. Mgmt For For For
Campbell
2 Elect Michelle M. Ebanks Mgmt For For For
3 Elect Enrique Mgmt For For For
Hernandez,
Jr.
4 Elect Robert G. Miller Mgmt For For For
5 Elect Blake W. Nordstrom Mgmt For For For
6 Elect Erik B. Nordstrom Mgmt For For For
7 Elect Peter E. Nordstrom Mgmt For For For
8 Elect Philip G. Satre Mgmt For For For
9 Elect Brad D. Smith Mgmt For For For
10 Elect B. Kevin Turner Mgmt For For For
11 Elect Robert D. Walter Mgmt For For For
12 Elect Alison A. Winter Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas D. Bell, Mgmt For For For
Jr.
2 Elect Erskine B. Bowles Mgmt For For For
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Wesley G. Bush Mgmt For For For
5 Elect Daniel A. Carp Mgmt For For For
6 Elect Karen N. Horn Mgmt For Against Against
7 Elect Steven F. Leer Mgmt For For For
8 Elect Michael D. Mgmt For For For
Lockhart
9 Elect Amy E. Miles Mgmt For For For
10 Elect Charles W. Mgmt For For For
Moorman,
IV
11 Elect Martin H. Nesbitt Mgmt For For For
12 Elect James A Squires Mgmt For For For
13 Elect John R. Thompson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Linda Walker Bynoe Mgmt For For For
1.2 Elect Nicholas D. Mgmt For Withhold Against
Chabraja
1.3 Elect Susan Crown Mgmt For For For
1.4 Elect Dipak C. Jain Mgmt For For For
1.5 Elect Robert W. Lane Mgmt For For For
1.6 Elect Jose Luis Prado Mgmt For For For
1.7 Elect John W. Rowe Mgmt For For For
1.8 Elect Martin P. Slark Mgmt For For For
1.9 Elect David B. Smith, Mgmt For For For
Jr.
1.10 Elect Charles A. Mgmt For For For
Tribbett
III
1.11 Elect Frederick H. Mgmt For For For
Waddell
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter C. Browning Mgmt For Withhold Against
1.2 Elect John J. Ferriola Mgmt For For For
1.3 Elect Harvey B. Gantt Mgmt For For For
1.4 Elect Gregory J. Hayes Mgmt For For For
1.5 Elect Victoria F. Haynes Mgmt For For For
1.6 Elect Bernard L. Kasriel Mgmt For For For
1.7 Elect Christopher J. Mgmt For For For
Kearney
1.8 Elect Raymond J. Mgmt For For For
Milchovich
1.9 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Omnibus Incentive Mgmt For For For
Compensation
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Omega Healthcare Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
OHI CUSIP 681936100 06/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara B. Hill Mgmt For For For
1.2 Elect Harold J. Mgmt For For For
Kloosterman
1.3 Elect C.Taylor Pickett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Andre Mgmt For For For
Calantzopoulos
3 Elect Louis C. Camilleri Mgmt For For For
4 Elect Jennifer Li Mgmt For For For
5 Elect Sergio Marchionne Mgmt For For For
6 Elect Kalpana Morparia Mgmt For For For
7 Elect Lucio A. Noto Mgmt For For For
8 Elect Robert B. Polet Mgmt For For For
9 Elect Carlos Slim Helu Mgmt For For For
10 Elect Stephen M. Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
Public Storage
Ticker Security ID: Meeting Date Meeting Status
PSA CUSIP 74460D109 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald L. Havner, Mgmt For For For
Jr.
2 Elect Tamara Hughes Mgmt For For For
Gustavson
3 Elect Uri P. Harkham Mgmt For For For
4 Elect B. Wayne Hughes, Mgmt For Against Against
Jr.
5 Elect Avedick B. Mgmt For For For
Poladian
6 Elect Gary E. Pruitt Mgmt For For For
7 Elect Ronald P. Spogli Mgmt For For For
8 Elect Daniel C. Staton Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the 2007 Mgmt For For For
Equity and
Performance-Based
Incentive Compensation
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Reynolds American Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan M. Cameron Mgmt For For For
2 Elect Luc Jobin Mgmt For For For
3 Elect Nana Mensah Mgmt For For For
4 Elect Ronald S. Rolfe Mgmt For For For
5 Elect John J. Zillmer Mgmt For Against Against
6 Elect Sir Nicholas Mgmt For For For
Scheele
7 Amendment to the 2009 Mgmt For For For
Omnibus Incentive
Compensation
Plan
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
SCANA Corporation
Ticker Security ID: Meeting Date Meeting Status
SCG CUSIP 80589M102 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F.A.V. Cecil Mgmt For For For
1.2 Elect D. Maybank Hagood Mgmt For For For
1.3 Elect Alfredo Trujillo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Teets, Mgmt For For For
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect Paul B. Edgerley Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Bradley S. Seaman Mgmt For For For
1.11 Elect Gabriel L. Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Beller Mgmt For For For
2 Elect John H. Dasburg Mgmt For For For
3 Elect Janet M. Dolan Mgmt For For For
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Jay S. Fishman Mgmt For For For
6 Elect Patricia L. Mgmt For For For
Higgins
7 Elect Thomas R. Hodgson Mgmt For For For
8 Elect William J. Kane Mgmt For For For
9 Elect Cleve L. Mgmt For For For
Killingsworth,
Jr.
10 Elect Philip T. Ruegger Mgmt For For For
III
11 Elect Donald J. Shepard Mgmt For For For
12 Elect Laurie J. Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 2014 Stock Incentive Mgmt For For For
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
UIL Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UIL CUSIP 902748102 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thelma R. Albright Mgmt For For For
1.2 Elect Arnold L. Chase Mgmt For Withhold Against
1.3 Elect Betsy Henley-Cohn Mgmt For For For
1.4 Elect Suedeen G. Kelly Mgmt For Withhold Against
1.5 Elect John L. Lahey Mgmt For For For
1.6 Elect Daniel J. Miglio Mgmt For For For
1.7 Elect William F. Murdy Mgmt For For For
1.8 Elect William B. Plummer Mgmt For For For
1.9 Elect Donald R. Shassian Mgmt For For For
1.10 Elect James P. Torgerson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote Standard for
Election of
Directors
________________________________________________________________________________
Ultrapar Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
UGPA4 CUSIP 90400P101 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
4 Election of Supervisory Mgmt For For For
Council Members;
Fees
5 Election of Supervisory Mgmt For For For
Council Members;
Fees
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Louis Chenevert Mgmt For For For
2 Elect John V. Faraci Mgmt For For For
3 Elect Jean-Pierre Mgmt For For For
Garnier
4 Elect Jamie S. Gorelick Mgmt For For For
5 Elect Edward A. Kangas Mgmt For For For
6 Elect Ellen J. Kullman Mgmt For For For
7 Elect Marshall O. Larsen Mgmt For For For
8 Elect Harold W. McGraw Mgmt For For For
III
9 Elect Richard B. Myers Mgmt For For For
10 Elect H. Patrick Swygert Mgmt For Against Against
11 Elect Andre Villeneuve Mgmt For For For
12 Elect Christine Todd Mgmt For For For
Whitman
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Mgmt For For For
Long-Term Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Debra A. Cafaro Mgmt For For For
2 Elect Douglas Crocker, Mgmt For For For
II
3 Elect Ronald G. Geary Mgmt For For For
4 Elect Jay M. Gellert Mgmt For For For
5 Elect Richard I. Mgmt For For For
Gilchrist
6 Elect Matthew J. Lustig Mgmt For For For
7 Elect Douglas M. Mgmt For For For
Pasquale
8 Elect Robert D. Reed Mgmt For For For
9 Elect Glenn J. Rufrano Mgmt For For For
10 Elect James D. Shelton Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gail K. Boudreaux Mgmt For For For
2 Elect Richard K. Davis Mgmt For For For
3 Elect Benjamin G.S. Mgmt For For For
Fowke
III
4 Elect Albert F. Moreno Mgmt For For For
5 Elect Richard T. O'Brien Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Policinski
7 Elect A. Patricia Mgmt For For For
Sampson
8 Elect James J. Sheppard Mgmt For For For
9 Elect David A. Mgmt For For For
Westerlund
10 Elect Kim Williams Mgmt For For For
11 Elect Timothy V. Wolf Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
Item 7: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Europe Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
Airbus Group NV
Ticker Security ID: Meeting Date Meeting Status
AIR CINS N0280E105 05/27/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
7 Ratification of Mgmt For For For
Executive Directors'
Acts
8 Appointment of Auditor Mgmt For For For
9 Compensation Policy Mgmt For For For
Amendments
10 Amendment to Article 2 Mgmt For For For
(Company
Name)
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Stock
Plans)
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Anheuser-Busch Inbev SA/NV
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/30/2014 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Mgmt For For For
Subscription Rights
Granted to Directors
and
Executives
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Increase in Authorized Mgmt For For For
Capital
7 Authority to Repurchase Mgmt For For For
Shares
8 Amendments to Articles Mgmt For For For
10
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Ratification of Board Mgmt For For For
Acts
16 Ratification of Auditor Mgmt For For For
Acts
17 Elect Kees J. Storm Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Elect Mark Winkelman Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Elect Alexandre van Mgmt For For For
Damme
23 Elect Gregoire de Mgmt For For For
Spoelberch
24 Elect Carlos A. de Mgmt For For For
Veiga
Sicupira
25 Elect Marcel Herrmann Mgmt For Against Against
Telles
26 Elect Paulo Alberto Mgmt For For For
Lemann
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Elect Alexandre Behring Mgmt For For For
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Elect Elio Leoni Sceti Mgmt For For For
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Elect Maria Asuncion Mgmt For For For
Aramburuzabala
Larregui
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Elect Valentin Diez Mgmt For For For
Morodo
35 Non-Voting Agenda Item N/A N/A N/A N/A
36 Non-Voting Agenda Item N/A N/A N/A N/A
37 Remuneration Report Mgmt For Against Against
38 Stock Options for Mgmt For For For
Directors
39 Non-Voting Agenda Item N/A N/A N/A N/A
40 Coordinate Articles of Mgmt For For For
Association
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CINS N07059202 04/23/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Ratification of Mgmt For For For
Management
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Mgmt For For For
Profits/Dividends
9 Amendment to Mgmt For For For
Remuneration
Policy
10 Performance Share Plan Mgmt For For For
Grant
11 Authority to Issue Mgmt For For For
Shares under Employee
Incentive
Plans
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Fritz W. Frohlich Mgmt For For For
14 Elect J.M.C. Stork Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Supervisory Board Fees Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Suppress Mgmt For For For
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares for
Mergers/Acquisitions
21 Authority to Suppress Mgmt For For For
Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Repurchase Mgmt For For For
Additional
Shares
24 Authority to Cancel Mgmt For For For
Shares
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Atos Origin SA
Ticker Security ID: Meeting Date Meeting Status
ATO CINS F06116101 05/27/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Elect Nicolas Bazire Mgmt For For For
10 Elect Roland Busch Mgmt For For For
11 Elect Colette Neuville Mgmt For For For
12 Elect Michel Paris Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
(Grant
Thornton)
14 Appointment of Mgmt For For For
Alternate Auditor
(Cabinet
IGEC)
15 Remuneration of Thierry Mgmt For Against Against
Breton, Chairman and
CEO
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
18 Authority to Issue Mgmt For Abstain Against
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For Abstain Against
Shares Through Private
Placement w/o
Preemptive
Rights
21 Authority to Increase Mgmt For Abstain Against
Capital in
Consideration for
Contributions in
Kind
22 Greenshoe Mgmt For Abstain Against
23 Increase in Authorized Mgmt For For For
Capital Through
Capitalizations
24 Employee Stock Purchase Mgmt For For For
Plan
25 Adoption of Performance Mgmt For Against Against
Share
Plan
26 Amend Article 17 Mgmt For For For
27 Amend Article 7 Mgmt For For For
28 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Atos Origin SA
Ticker Security ID: Meeting Date Meeting Status
ATO CINS F06116101 12/27/2013 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Advisory Vote on the Mgmt For For For
Company's Orientations
for
2016
5 Authority to Repurchase Mgmt For For For
Shares
6 Authorization of Legal Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAY CINS D0712D163 04/29/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect Simone Bagel-Trah Mgmt For For For
10 Elect Ernst-Ludwig Mgmt For For For
Winnacker
11 Increase in Authorized Mgmt For For For
Capital
I
12 Increase in Authorized Mgmt For For For
Capital
II
13 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
16 Intra-Company Control Mgmt For For For
Agreement with Bayer
Business Services
GmbH
17 Intra-Company Control Mgmt For For For
Agreement with Bayer
Technology Services
GmbH
18 Intra-Company Control Mgmt For For For
Agreement with Bayer
US IP
GmbH
19 Intra-Company Control Mgmt For For For
Agreement Contract
with Bayer Bitterfeld
GmbH
20 Intra-Company Control Mgmt For For For
Agreement with Bayer
Innovation
GmbH
21 Intra-Company Control Mgmt For For For
Agreement with Bayer
Real Estate
GmbH
22 Intra-Company Control Mgmt For For For
Agreement with Erste
K-W-A
Beteiligungsgesellschaf
t
mbH
23 Intra-Company Control Mgmt For For For
Agreement with Zweite
K-W-A
Beteiligungsgesellschaf
t
mbH
24 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 05/15/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Simon J. Lowth Mgmt For For For
6 Elect Pam Daley Mgmt For For For
7 Elect Martin Ferguson Mgmt For For For
8 Elect Vivienne Cox Mgmt For For For
9 Elect Chris Finlayson Mgmt For For For
10 Elect Andrew Gould Mgmt For For For
11 Elect Baroness Hogg Mgmt For For For
12 Elect John Hood Mgmt For For For
13 Elect Caio Koch-Weser Mgmt For For For
14 Elect LIM Haw Kuang Mgmt For For For
15 Elect Sir David Manning Mgmt For For For
16 Elect Mark Seligman Mgmt For For For
17 Elect Patrick W. Thomas Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/10/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Robert W. Dudley Mgmt For For For
5 Elect Iain C. Conn Mgmt For For For
6 Elect Brian Gilvary Mgmt For For For
7 Elect Paul M. Anderson Mgmt For For For
8 Elect Frank L. Bowman Mgmt For For For
9 Elect Antony Burgmans Mgmt For For For
10 Elect Cynthia B. Carroll Mgmt For For For
11 Elect George David Mgmt For Against Against
12 Elect Ian E.L. Davis Mgmt For For For
13 Elect Dame Ann Dowling Mgmt For For For
14 Elect Brendan R. Nelson Mgmt For For For
15 Elect Phuthuma F. Nhleko Mgmt For For For
16 Elect Andrew B. Shilston Mgmt For For For
17 Elect Carl-Henric Mgmt For For For
Svanberg
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Executive Directors' Mgmt For Against Against
Incentive
Plan
20 Increase in NEDs' Fee Mgmt For For For
Cap
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
British American Tobacco plc
Ticker Security ID: Meeting Date Meeting Status
BATS CINS G1510J102 04/30/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Elect Richard Burrows Mgmt For For For
8 Elect Karen de Segundo Mgmt For For For
9 Elect Nicandro Durante Mgmt For For For
10 Elect Ann Godbehere Mgmt For For For
11 Elect Christine Mgmt For For For
Morin-Postel
12 Elect Gerard Murphy Mgmt For For For
13 Elect Kieran Poynter Mgmt For For For
14 Elect Ben Stevens Mgmt For For For
15 Elect Richard Tubb Mgmt For For For
16 Elect Savio Kwan Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Cancom SE
Ticker Security ID: Meeting Date Meeting Status
COK CINS D8238N102 06/25/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Stefan Kober Mgmt For Against Against
10 Elect Regina Weinmann Mgmt For For For
11 Elect Lothar Koniarski Mgmt For For For
12 Elect Uwe Kemm Mgmt For For For
13 Elect Walter Krejci Mgmt For For For
14 Elect Dominik Eberle Mgmt For For For
15 Amendments to Articles Mgmt For For For
Regarding Supervisory
Board
Meetings
16 Supervisory Board Mgmt For For For
Members'
Fees
17 Amendments to Mgmt For For For
Previously Approved
Profit-and-Loss
Transfer
Agreements
18 Increase in Authorized Mgmt For For For
Capital
II/2014
19 Increase in Authorized Mgmt For For For
Capital
III/2014
20 Decrease in Conditional Mgmt For For For
Capital
________________________________________________________________________________
Carl Zeiss Meditec AG
Ticker Security ID: Meeting Date Meeting Status
AFX CINS D14895102 03/04/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Supervisory Board Mgmt For For For
Members'
Fees
________________________________________________________________________________
Christian Dior SA
Ticker Security ID: Meeting Date Meeting Status
CDI CINS F26334106 10/18/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For For For
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Segolene Gallienne Mgmt For For For
9 Elect Renaud Donnedieu Mgmt For For For
de
Vabres
10 Elect Eric Guerlain Mgmt For Against Against
11 Elect Christian de Mgmt For Against Against
Labriffe
12 Remuneration of Bernard Mgmt For For For
Arnault,
CEO
13 Remuneration of Sidney Mgmt For For For
Toledano, Deputy
CEO
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
________________________________________________________________________________
Christian Dior SA
Ticker Security ID: Meeting Date Meeting Status
CDI CINS F26334106 12/19/2013 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For For For
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration of Bernard Mgmt For For For
Arnault,
CEO
9 Remuneration of Sidney Mgmt For For For
Toledano, Deputy
CEO
10 Appointment of Auditor Mgmt For For For
(Ernst & Young et
Autres)
11 Appointment of Mgmt For For For
Alternate Auditor
(Auditex)
12 Appointment of Auditor Mgmt For For For
(Mazars)
13 Appointment of Mgmt For For For
Alternate Auditor
(Gilles
Rainaut)
________________________________________________________________________________
Cineworld Group plc
Ticker Security ID: Meeting Date Meeting Status
CINE CINS G219AH100 05/08/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Moshe Greidinger Mgmt For For For
6 Elect Israel Greidinger Mgmt For For For
7 Elect Arni Samuelsson Mgmt For For For
8 Elect Scott Rosenblum Mgmt For For For
9 Elect Anthony H. Bloom Mgmt For For For
10 Elect Philip Bowcock Mgmt For For For
11 Elect Martina A. King Mgmt For For For
12 Elect David Maloney Mgmt For For For
13 Elect Eric H. Senat Mgmt For For For
14 Elect Peter W. Williams Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Repurchase Mgmt For For For
Shares
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Coloplast A/S
Ticker Security ID: Meeting Date Meeting Status
COLO-B CINS K16018192 12/05/2013 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amendments to Articles Mgmt For For For
Regarding Age
Limits
9 Directors' Fees Mgmt For For For
10 Authority to Repurchase Mgmt For For For
Shares
11 Elect Michael Pram Mgmt For Against Against
Rasmussen
12 Elect Niels Peter Mgmt For For For
Louis-Hansen
13 Elect Sven Hakan Mgmt For For For
Bjorklund
14 Elect Per Magid Mgmt For For For
15 Elect Brian Petersen Mgmt For For For
16 Elect Jorgen Mgmt For For For
Tang-Jensen
17 Appointment of Auditor Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Compagnie Plastic Omnium
Ticker Security ID: Meeting Date Meeting Status
POM CINS F73325106 04/30/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Authority to Repurchase Mgmt For For For
Shares
9 Elect Anne Asensio Mgmt For For For
10 Elect Vincent Labruyere Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Remuneration of Laurent Mgmt For Against Against
Burelle, Chairman &
CEO
13 Remuneration of Paul Mgmt For Against Against
Henry Lemarie,
Executive Vice
Chairman
14 Remuneration of Mgmt For Against Against
Jean-Michel Szczerba,
Executive Vice
Chairman
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
16 Employee Stock Purchase Mgmt For For For
Plan
17 Amendments to Articles Mgmt For For For
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Dassault Systemes SA
Ticker Security ID: Meeting Date Meeting Status
DSY CINS F2457H100 05/26/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Remuneration of Charles Mgmt For For For
Edelstenne, Chairman
of the
Board
10 Remuneration of Bernard Mgmt For Against Against
Charles,
CEO
11 Elect Charles Edelstenne Mgmt For Against Against
12 Elect Bernard Charles Mgmt For For For
13 Elect Thibault de Mgmt For For For
Tersant
14 Directors' Fees Mgmt For For For
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
17 Stock Split Mgmt For For For
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 09/19/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Peggy Bruzelius Mgmt For For For
5 Elect Laurence M. Danon Mgmt For For For
6 Elect Lord Mervyn Davies Mgmt For For For
7 Elect HO Kwon Ping Mgmt For For For
8 Elect Betsey D. Holden Mgmt For For For
9 Elect Franz B. Humer Mgmt For For For
10 Elect Deirdre Mahlan Mgmt For For For
11 Elect Ivan Menezes Mgmt For For For
12 Elect Philip Scott Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authorisation of Mgmt For For For
Political
Donations
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
DMG Mori Seiki AG
Ticker Security ID: Meeting Date Meeting Status
GIL CINS D2251X105 05/16/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For Against Against
Management Board
Acts
7 Ratification of Mgmt For Against Against
Supervisory Board
Acts
8 Amendments to Agreement Mgmt For For For
with DMG Vertriebs und
Service GmbH Deckel
Maho
Gildemeister
9 Amendment to Agreement Mgmt For For For
with Gildemeister
Beteiligungen
GmbH
10 Increase in Authorized Mgmt For For For
Capital
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Dragon Oil Plc
Ticker Security ID: Meeting Date Meeting Status
DGO CINS G2828W132 04/23/2014 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mohammed Al Mgmt For For For
Ghurair
4 Elect Abdul Jaleel Al Mgmt For For For
Khalifa
5 Elect Thor Haugnaess Mgmt For Against Against
6 Elect Ahmad Sharaf Mgmt For For For
7 Elect Ahmad Al Muhairbi Mgmt For Against Against
8 Elect Saeed Al Mazrooei Mgmt For Against Against
9 Elect Justin Crowley Mgmt For For For
10 Remuneration Policy Mgmt For For For
(Binding)
11 Remuneration Report Mgmt For Against Against
(Advisory)
12 Authority to Set Mgmt For Against Against
Auditor's
Fees
13 Meeting Location Mgmt For For For
14 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares and Re issuance
of Treasury
Shares
18 Long Term Incentive Plan Mgmt For For For
________________________________________________________________________________
DSM NV
Ticker Security ID: Meeting Date Meeting Status
DSM CINS N5017D122 05/07/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect R-D. Schwalb Mgmt For For For
10 Elect G. Matchett Mgmt For For For
11 Elect Robert J. Routs Mgmt For Against Against
12 Elect Tom De Swaan Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Cancellation of Mgmt For For For
Shares/Authority to
Reduce Share
Capital
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DSV A/S
Ticker Security ID: Meeting Date Meeting Status
DSV CINS K3013J154 03/14/2014 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Elect Kurt K. Larsen Mgmt For Abstain Against
11 Elect Erik B. Pedersen Mgmt For For For
12 Elect Annette Sadolin Mgmt For For For
13 Elect Birgit W. Norgaard Mgmt For For For
14 Elect Thomas Plenborg Mgmt For For For
15 Elect Robert Steen Mgmt For For For
Kledal
16 Appointment of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Abstain Abstain For
Regarding Auditor
Appointment
18 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
19 Compensation Guidelines Mgmt For Against Against
20 Amendments to Articles Mgmt For For For
Regarding Proxy
Voting
21 Amendments to Articles Mgmt For For For
Regarding
Auditor
22 SHP Regarding Meeting ShrHoldr Against Against For
Notice
23 SHP Regarding Website ShrHoldr Against Against For
Disclosure
24 SHP Regarding Catering ShrHoldr Against Against For
at Annual General
Meeting
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Essilor International
Ticker Security ID: Meeting Date Meeting Status
EI CINS F31668100 05/07/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Elect Philippe Alfroid Mgmt For For For
9 Elect Yi He Mgmt For For For
10 Elect Maurice Mgmt For For For
Marchand-Tonel
11 Elect Aicha Mokdahi Mgmt For Against Against
12 Elect Michel Rose Mgmt For For For
13 Elect Hubert Sagnieres Mgmt For For For
14 Remuneration of Hubert Mgmt For Against Against
Sagnieres, Chairman
and
CEO
15 Directors' Fees Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
18 Authority to Increase Mgmt For For For
Capital Under Employee
Savings
Plan
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Greenshoe Mgmt For For For
22 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
23 Authority to Issue Mgmt For For For
Shares Through Private
Placement
24 Authority to Set Mgmt For For For
Offering Price of
Shares
25 Global Ceiling on Mgmt For For For
Capital
Increases
26 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
27 Amendment to Articles Mgmt For For For
Regarding Directors'
Term
Length
28 Amendments to Articles Mgmt For For For
Regarding Employee
Representation
29 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Eurofins Scientific SE
Ticker Security ID: Meeting Date Meeting Status
ERF CINS F3322K104 04/24/2014 Voted
Meeting Type Country of Trade
Mix Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Related Party Mgmt For For For
Transactions
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Auditor's
Acts
9 Elect Ferechte Mgmt For For For
Pouchantchi
10 Appointment of Auditor Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Report on Share Mgmt For For For
Repurchase
Program
13 Authorization of Legal Mgmt For For For
Formalities
14 Amendments to Articles Mgmt For For For
10 and
11
15 Amendments to Article 20 Mgmt For For For
16 Authorization of Legal Mgmt For For For
Formalities
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fresenius SE & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
FREG CINS D27348123 05/16/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of General Mgmt For For For
Partner
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Amendments to Mgmt For For For
Previously Approved
Intra-company
Contracts
10 Stock Split; Increase Mgmt For For For
in Share
Capital
11 Increase in Authorized Mgmt For For For
Capital
12 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
13 Authority to Repurchase Mgmt For For For
and Trade in Company
Shares
14 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
________________________________________________________________________________
Galenica AG
Ticker Security ID: Meeting Date Meeting Status
GALN CINS H28455170 05/08/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Ratification of Board Mgmt For For For
and Management
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Etienne Jornod Mgmt For Against Against
7 Elect This Schneider Mgmt For For For
8 Elect Daniela Mgmt For For For
Bosshardt-Hengartner
9 Elect Michel Burnier Mgmt For For For
10 Elect Hans Peter Frick Mgmt For For For
11 Elect Sylvie Gregoire Mgmt For For For
12 Elect Fritz Hirsbrunner Mgmt For Against Against
13 Elect Stefano Pessina Mgmt For For For
14 Elect Daniela Mgmt For For For
Bosshardt-Hengartner
as Remuneration
Committee
Member
15 Elect Michel Burnier as Mgmt For For For
Remuneration Committee
Member
16 Elect This Schneider as Mgmt For For For
Remuneration Committee
Member
17 Appointment of Mgmt For For For
Independent
Proxy
18 Appointment of Auditor Mgmt For For For
19 Increase in Authorized Mgmt For For For
Capital
20 Amendments to Articles Mgmt For For For
Regarding VeguV
(General
Changes)
21 Amendments to Articles Mgmt For For For
Regarding VeguV
(Remuneration)
22 Transaction of Other Mgmt For Against Against
Business
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Geberit AG
Ticker Security ID: Meeting Date Meeting Status
GEBN CINS H2942E124 04/03/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Elect Albert M. Baehny Mgmt For For For
as
Chairman
7 Elect Felix R. Ehrat Mgmt For For For
8 Elect Hartmut Reuter Mgmt For For For
9 Elect Robert F. Spoerry Mgmt For For For
10 Elect Jorgen Tang-Jensen Mgmt For For For
11 Elect Robert F. Spoerry Mgmt For For For
as Chairman of the
Compensation
Committee
12 Elect Hartmut Reuter as Mgmt For For For
Compensation Committee
Member
13 Elect Jorgen Mgmt For For For
Tang-Jensen as
Compensation Committee
Member
14 Appointment of Mgmt For For For
Independent
Proxy
15 Appointment of Auditor Mgmt For Against Against
16 Amendments to Articles Mgmt For For For
Related to VeguV
(General
Changes)
17 Amendments to Articles Mgmt For For For
Related to VeguV
(Compensation
Provisions)
18 Transaction of Other Mgmt For Against Against
Business
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gerresheimer AG
Ticker Security ID: Meeting Date Meeting Status
GXI CINS D2852S109 04/30/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Axel Herberg Mgmt For For For
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Amendments to Mgmt For For For
Profit-and-Loss
Transfer
Agreement
12 Intra-company Control Mgmt For For For
Agreement
________________________________________________________________________________
Getinge AB
Ticker Security ID: Meeting Date Meeting Status
GETI CINS W3443C107 03/20/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and Management
Acts
16 Board Size Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Election of Directors Mgmt For For For
19 Remuneration Guidelines Mgmt For Against Against
20 Amendments to Articles Mgmt For For For
Regarding Change of
Registered
Office
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/07/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Sir Christopher Mgmt For Against Against
Gent
5 Elect Sir Andrew Witty Mgmt For For For
6 Elect Sir Roy Anderson Mgmt For For For
7 Elect Stephanie A. Burns Mgmt For For For
8 Elect Stacey Cartwright Mgmt For For For
9 Elect Simon Dingemans Mgmt For For For
10 Elect Lynn L. Elsenhans Mgmt For For For
11 Elect Judy C. Lewent Mgmt For For For
12 Elect Sir Deryck C. Mgmt For For For
Maughan
13 Elect Daniel Podolsky Mgmt For For For
14 Elect Moncef Slaoui Mgmt For For For
15 Elect Tom de Swaan Mgmt For For For
16 Elect Jing Ulrich Mgmt For For For
17 Elect Hans Wijers Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Exemption from Mgmt For For For
Statement of Senior
Auditor's
Name
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Grammer AG
Ticker Security ID: Meeting Date Meeting Status
GMM CINS D28515100 05/28/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Mgmt For For For
Shares
10 Cancellation of Mgmt For For For
Conditional Capital
2009
11 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Groupe Danone
Ticker Security ID: Meeting Date Meeting Status
BN CINS F12033134 04/29/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 Scrip Dividend Mgmt For For For
7 Elect Bruno Bonnell Mgmt For For For
8 Elect Bernard Hours Mgmt For For For
9 Elect Isabelle Seillier Mgmt For For For
10 Elect Jean-Michel Mgmt For For For
Severino
11 Elect Gaelle Olivier Mgmt For For For
12 Elect Lionel Mgmt For For For
Zinsou-Derlin
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions (J.P.
Morgan)
15 Related Party Mgmt For For For
Transactions (Danone
Trading
B.V.)
16 Severance Agreement Mgmt For For For
(Bernard
Hours)
17 Compensation of Franck Mgmt For For For
Riboud,
CEO
18 Compensation of Mgmt For For For
Emmanuel Faber, Deputy
CEO
19 Compensation of Bernard Mgmt For For For
Hours, Deputy
CEO
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Issue Mgmt For For For
Performance
Shares
22 Amendments to Articles Mgmt For For For
23 Authorization of Legal Mgmt For For For
Formalities
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Heineken NV
Ticker Security ID: Meeting Date Meeting Status
HEIA CINS N39427211 04/24/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For Against Against
Supervisory Board
Acts
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Suppress Mgmt For For For
Preemptive
Rights
11 Amendment to Mgmt For For For
Remuneration
Policy
12 Appointment of Auditor Mgmt For For For
13 Elect Annemiek M. Mgmt For For For
Fentener van
Vlissingen
14 Elect Jose Antonio Mgmt For For For
Fernandez
Carbajal
15 Elect J.G. Astaburuaga Mgmt For For For
Sanjines
16 Elect Jean-Marc Huet Mgmt For For For
________________________________________________________________________________
Hexagon AB
Ticker Security ID: Meeting Date Meeting Status
HEXA CINS W40063104 05/09/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Board Mgmt For For For
and Management
Acts
17 Board Size Mgmt For For For
18 Directors and Auditors' Mgmt For For For
Fees
19 Election of Directors; Mgmt For For For
Appointment of
Auditor
20 Nomination Committee Mgmt For For For
21 Remuneration Guidelines Mgmt For Against Against
22 Authority to Repurchase Mgmt For For For
and Reissue
Shares
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Hexpol AB
Ticker Security ID: Meeting Date Meeting Status
HPOL'B CINS W4580B100 05/07/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and Management
Acts
16 Board Size Mgmt For For For
17 Directors' and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For Against Against
19 Appointment of Auditor Mgmt For For For
20 Nomination Committee Mgmt For For For
21 Remuneration Guidelines Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ingenico
Ticker Security ID: Meeting Date Meeting Status
ING CINS F51723116 05/07/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Elect Jean-Pierre Cojan Mgmt For For For
10 Elect Xavier Moreno Mgmt For For For
11 Elect Celeste Thomasson Mgmt For For For
12 Elect Elie Vannier Mgmt For For For
13 Elect Jean-Louis Mgmt For For For
Constanza
14 Remuneration of Mgmt For For For
Philippe Lazare, CEO &
Chairman
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
18 Employee Stock Purchase Mgmt For For For
Plan
19 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
ITV plc
Ticker Security ID: Meeting Date Meeting Status
ITV CINS G4984A110 05/14/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Special Dividend Mgmt For For For
6 Elect Peter Bazalgette Mgmt For For For
7 Elect Adam Crozier Mgmt For For For
8 Elect Roger Faxon Mgmt For For For
9 Elect Ian Griffiths Mgmt For For For
10 Elect Andy Haste Mgmt For For For
11 Elect Lucy Neville-Rolfe Mgmt For For For
12 Elect Archie Norman Mgmt For For For
13 Elect John Ormerod Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
21 ITV plc Long Term Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Jenoptik AG
Ticker Security ID: Meeting Date Meeting Status
JEN CINS D3721X105 06/12/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
11 Increase in Authorized Mgmt For Against Against
Capital
12 Remuneration Report Mgmt For Against Against
13 Amendments to Mgmt For For For
Intra-Company
Contracts
________________________________________________________________________________
Keller Group plc
Ticker Security ID: Meeting Date Meeting Status
KLR CINS G5222K109 05/22/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Elect Roy A. Franklin Mgmt For For For
8 Elect Justin Atkinson Mgmt For For For
9 Elect Ruth Cairnie Mgmt For For For
10 Elect Chris Girling Mgmt For For For
11 Elect James Hind Mgmt For For For
12 Elect Wolfgang Mgmt For For For
Sondermann
13 Elect Paul Withers Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
19 Performance Share Plan Mgmt For For For
________________________________________________________________________________
Koninklijke Philips Electronics N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N6817P109 05/01/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Orit Gadiesh to Mgmt For For For
the Supervisory
Board
9 Appointment of Auditor Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Suppress Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Cancel Mgmt For For For
Shares
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Koza Altin Isletmeleri AS
Ticker Security ID: Meeting Date Meeting Status
KOZAL.E CINS M6372R103 03/31/2014 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening; Election of Mgmt For For For
Presiding Chairman;
Minutes
4 Report of the Board Mgmt For For For
5 Reports of the Mgmt For For For
Independent
Auditor
6 Accounts Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Dividend Policy Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors Mgmt For For For
11 Presentation of Mgmt For For For
Compensation
Policy
12 Directors Fees' Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Presentation of Mgmt For For For
Disclosure
Policy
15 Presentation of Mgmt For For For
Guarantees
16 Charitable Donations Mgmt For For For
17 Related Party Mgmt For Against Against
Transactions
18 Wishes Mgmt For For For
________________________________________________________________________________
Krones AG
Ticker Security ID: Meeting Date Meeting Status
KRN CINS D47441171 06/25/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Remuneration Policy Mgmt For For For
9 Elect Alexander Nerz Mgmt For For For
10 Elect Hans-Jurgen Thaus Mgmt For For For
11 Authority to Repurchase Mgmt For For For
Shares
12 Supervisory Board Mgmt For For For
Members'
Fees
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
KWS Saat AG
Ticker Security ID: Meeting Date Meeting Status
KWS CINS D39062100 12/19/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
L'Oreal
Ticker Security ID: Meeting Date Meeting Status
OR CINS F58149133 04/17/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Belen Garijo Mgmt For For For
9 Elect Jean-Paul Agon Mgmt For For For
10 Elect Xavier Fontanet Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Remuneration of Mgmt For For For
Jean-Paul Agon,
CEO
13 Authority to Repurchase Mgmt For For For
Shares
14 Related Party Mgmt For For For
Transactions
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
16 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
17 Authorization of Legal Mgmt For For For
Formalities
18 Divestiture of Galderma Mgmt For For For
________________________________________________________________________________
Leoni AG
Ticker Security ID: Meeting Date Meeting Status
LEO CINS D5009P118 05/08/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Compensation Policy Mgmt For For For
12 Amendment to Profit and Mgmt For For For
Loss Transfer
Agreements with LEONI
Bordnetz-Systeme
GmbH
13 Amendment to Profit and Mgmt For For For
Loss Transfer
Agreements with LEONI
Kabel Holding
GmbH
________________________________________________________________________________
Linde AG
Ticker Security ID: Meeting Date Meeting Status
LIN CINS D50348107 05/20/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
LVMH Moet Hennessy Louis Vuitton SA
Ticker Security ID: Meeting Date Meeting Status
MC CINS F58485115 04/10/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For Against Against
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Delphine Arnault Mgmt For For For
9 Elect Nicolas Bazire Mgmt For For For
10 Elect Antonio Belloni Mgmt For For For
11 Elect Diego Della Valle Mgmt For For For
12 Elect Pierre Gode Mgmt For For For
13 Elect Marie-Josee Kravis Mgmt For For For
14 Elect Paolo Bulgari as Mgmt For Against Against
Censor
15 Elect Patrick Houel as Mgmt For Against Against
Censor
16 Elect Felix G. Rohatyn Mgmt For Against Against
as
Censor
17 Elect Marie-Laure Sauty Mgmt For For For
de
Chalon
18 Approval of Mgmt For Against Against
Remuneration of
Bernard Arnault,
Chairman &
CEO
19 Approval of Mgmt For Against Against
Remuneration of
Antonio Belloni, Group
Managing
Director
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
22 Reincorporation as Mgmt For For For
Societas
Europaea
23 Adoption of New Mgmt For For For
Articles Pursuant to
Reincorporation
________________________________________________________________________________
Mekonomen AB
Ticker Security ID: Meeting Date Meeting Status
MEKO CINS W5615X116 04/08/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Report by the Mgmt For For For
Nomination
Committee
17 Directors and Auditors' Mgmt For For For
Fees
18 Election of Directors Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Nomination Committee Mgmt For For For
Guidelines
21 Remuneration Guidelines Mgmt For For For
22 Authority to Issue Mgmt For For For
Shares to
Employees
23 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Nemetschek AG
Ticker Security ID: Meeting Date Meeting Status
NEM CINS D56134105 05/20/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Mgmt For For For
Shares
10 Amendment to Corporate Mgmt For For For
Purpose
11 Amendments to Agreement Mgmt For For For
with Nemetschek Frilo
GmbH
12 Amendments to Agreement Mgmt For For For
with Nemetschek
Allplan Systems
GmbH
________________________________________________________________________________
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/10/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Compensation Report Mgmt For For For
4 Ratification of Board Mgmt For For For
and Management
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Elect Peter Mgmt For For For
Brabeck-Letmathe
8 Elect Paul Bulcke Mgmt For For For
9 Elect Andreas Koopmann Mgmt For For For
10 Elect Rolf Hanggi Mgmt For For For
11 Elect Beat Hess Mgmt For For For
12 Elect Daniel Borel Mgmt For For For
13 Elect Steven G. Hoch Mgmt For For For
14 Elect Naina Lal Kidwai Mgmt For For For
15 Elect Titia de Lange Mgmt For For For
16 Elect Jean-Pierre Roth Mgmt For For For
17 Elect Ann Veneman Mgmt For For For
18 Elect Henri de Castries Mgmt For For For
19 Elect Eva Cheng Mgmt For For For
20 Election of Chairman Mgmt For For For
21 Elect Beat Hess as Mgmt For For For
Compensation Committee
Member
22 Elect Daniel Borel as Mgmt For For For
Compensation Committee
Member
23 Elect Andreas Koopmann Mgmt For For For
as Compensation
Committee
Member
24 Elect Jean-Pierre Roth Mgmt For For For
as Compensation
Committee
Member
25 Appointment of Auditor Mgmt For For For
26 Appointment of Mgmt For For For
Independent
Proxy
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 MANAGEMENT RECOMMENDS A Mgmt For N/A N/A
FOR VOTE ON THIS
PROPOSAL: Management
recommends a FOR vote
on this proposal: Vote
in accordance with the
proposal of the Board
of
Directors
29 PLEASE NOTE THAT THIS Mgmt For N/A N/A
RESOLUTION IS A
SHAREHOLDER PROPOSAL:
Vote against the
proposal of the Board
of
Directors
30 PLEASE NOTE THAT THIS Mgmt For For For
RESOLUTION IS A
SHAREHOLDER PROPOSAL:
Abstain
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/25/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Compensation Mgmt For For For
6 Executive Compensation Mgmt For For For
7 Elect Jorg Reinhardt Mgmt For For For
8 Elect Dimitri Azar Mgmt For For For
9 Elect Verena A. Briner Mgmt For For For
10 Elect Srikant Datar Mgmt For For For
11 Elect Ann M. Fudge Mgmt For For For
12 Elect Pierre Landolt Mgmt For For For
13 Elect Ulrich Lehner Mgmt For For For
14 Elect Andreas von Planta Mgmt For For For
15 Elect Charles L. Sawyers Mgmt For For For
16 Elect Enrico Vanni Mgmt For For For
17 Elect William T. Winters Mgmt For For For
18 Elect Compensation Mgmt For For For
Committee Member
(Srikant
Datar)
19 Elect Compensation Mgmt For For For
Committee Member (Ann
Fudge)
20 Elect Compensation Mgmt For For For
Committee Member
(Ulrich
Lehner)
21 Elect Compensation Mgmt For For For
Committee Member
(Enrico
Vanni)
22 Appointment of Auditor Mgmt For For For
23 Appointment of Mgmt For For For
Independent
Proxy
24 In the case of ShrHoldr N/A Abstain N/A
ad-hoc/Miscellaneous
shareholder motions
proposed during the
general meeting, I
authorize my proxy to
act as follows in
accordance with the
board of
directors
________________________________________________________________________________
Novozymes A/S
Ticker Security ID: Meeting Date Meeting Status
NZYM'B CINS K7317J133 02/26/2014 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Amendments to Articles Mgmt For For For
Regarding Corporate
Language
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' Fees Mgmt For For For
10 Elect Henrik Gurtler Mgmt For Abstain Against
11 Elect Agnete Mgmt For For For
Raaschou-Nielsen
12 Elect Lena Olving Mgmt For For For
13 Elect Jorgen Buhl Mgmt For For For
Rasmussen
14 Elect Mathias Uhlen Mgmt For For For
15 Elect Lars Green Mgmt For For For
16 Appointment of Auditor Mgmt For Against Against
17 SHP Regarding Meeting ShrHoldr Against Against For
Notice
18 SHP Regarding Meal ShrHoldr Against Against For
19 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Nutreco Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6509P151 03/27/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Piero Overmars Mgmt For For For
14 Elect H. Verhagen Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Suppress Mgmt For For For
Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Obrascon Huarte Lain SA
Ticker Security ID: Meeting Date Meeting Status
OHL CINS E7795C102 05/12/2014 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For For For
6 Ratification of the Mgmt For For For
Co-Option of Josep
Pique i
Camps
7 Elect Silvia Villar-Mir Mgmt For Against Against
de
Fuentes
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
10 Authority to Issue Mgmt For For For
Convertible Debt
Instruments w or w/o
Preemptive
Rights
11 Report on the Issuance Mgmt For For For
of Bonds or
Debentures
12 Remuneration Report Mgmt For Against Against
13 Authorization of Legal Mgmt For For For
Formalities
14 Minutes Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petroleum Geo-Services ASA
Ticker Security ID: Meeting Date Meeting Status
PGS CINS R69628114 11/21/2013 Voted
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Minutes Mgmt For For For
6 Elect Anne Grethe Dalane Mgmt For For For
7 Elect Walter Qvam Mgmt For Against Against
________________________________________________________________________________
Pfeiffer Vacuum Technology AG
Ticker Security ID: Meeting Date Meeting Status
PFV CINS D6058X101 05/22/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
10 Amendments to Mgmt For For For
Profit-and-Loss
Transfer Agreement
with Pfeiffer Vacuum
GmbH
________________________________________________________________________________
Rational AG
Ticker Security ID: Meeting Date Meeting Status
RAA CINS D6349P107 04/30/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Election of Supervisory Mgmt For Against Against
Board
Members
10 Amendments to Mgmt For For For
Intra-company Control
Agreements
________________________________________________________________________________
Remy Cointreau SA
Ticker Security ID: Meeting Date Meeting Status
RCO CINS F7725A100 09/24/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Ratification of Board Mgmt For For For
and Auditor
Acts
10 Elect Marc Heriard Mgmt For Against Against
Dubreuil
11 Elect Florence Rollet Mgmt For For For
12 Elect Yves Guillemot Mgmt For For For
13 Elect Olivier Jolivet Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Authority to Repurchase Mgmt For Against Against
Shares
16 Authorization of Legal Mgmt For For For
Formalities
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
18 Authority to Increase Mgmt For For For
Capital through
Capitalizations
19 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
20 Employee Stock Purchase Mgmt For For For
Plan
21 Authority to Use Mgmt For Against Against
Previous Authorities
as a Takeover
Defense
22 Transfer of Reserves Mgmt For For For
23 Amendments to Article Mgmt For Abstain Against
8.2
24 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Rolls-Royce Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
RR CINS G76225104 05/01/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Lee Hsien Yang Mgmt For For For
5 Elect Warren A. East Mgmt For For For
6 Elect Ian E.L. Davis Mgmt For For For
7 Elect John Rishton Mgmt For For For
8 Elect Helen Alexander Mgmt For For For
9 Elect Lewis W.K. Booth Mgmt For For For
10 Elect Frank Chapman Mgmt For For For
11 Elect James M. Guyette Mgmt For For For
12 Elect John McAdam Mgmt For For For
13 Elect Mark Morris Mgmt For For For
14 Elect John Neill Mgmt For For For
15 Elect Colin P. Smith Mgmt For For For
16 Elect Jasmin Staiblin Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Redeemable Dividend (C Mgmt For For For
Shares)
20 Authorisation of Mgmt For For For
Political
Donations
21 Performance Share Plan Mgmt For For For
22 Deferred Shared Bonus Mgmt For For For
Plan
23 Increase Directors' Fee Mgmt For For For
Cap
24 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
26 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Royal Boskalis Westminster NV
Ticker Security ID: Meeting Date Meeting Status
BOKA CINS N14952266 05/13/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Opportunity for Mgmt For For For
Shareholders to
Nominate a Person for
the Supervisory
Board
12 Elect H J Hazewinkel to Mgmt For For For
the Supervisory
Board
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Appointment of Auditor Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rubis SCA
Ticker Security ID: Meeting Date Meeting Status
RUI CINS F7937E106 06/05/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Elect Olivier Heckenroth Mgmt For Against Against
9 Elect Jean-Claude Mgmt For For For
Dejouhanet
10 Elect Christian Moretti Mgmt For Against Against
11 Elect Alexandre Mgmt For For For
Picciotto
12 Authority to Repurchase Mgmt For For For
Shares
13 Related Party Mgmt For For For
Transactions
14 Amendment to Articles Mgmt For Against Against
Regarding Disclosure
Threshold
15 Amendments to Article Mgmt For For For
Regarding Length of
Term and Minimum
Number of Shares Held
by Supervisory Board
Members
16 Amendments to Articles Mgmt For For For
Regarding Inclusion of
Agenda Items by
Shareholders
17 Amendments to Articles Mgmt For For For
Regarding Double
Voting
Rights
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Salmar Asa
Ticker Security ID: Meeting Date Meeting Status
SALM CINS R7445C102 06/04/2014 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chairman;
Minutes
6 Notice of Meeting; Mgmt For For For
Agenda
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
9 Directors' Fees; Mgmt For For For
Nomination Committee
Fees
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Corporate Governance Mgmt For For For
Report
12 Long-Term Incentive Plan Mgmt For Against Against
13 Remuneration Guidelines Mgmt For Against Against
14 Elect Kjell A. Storeide Mgmt For For For
15 Elect Tove Nedreberg Mgmt For For For
16 Nomination Committee Mgmt For Against Against
17 Elect Endre Kolbjornsen Mgmt For Against Against
18 Nomination Committee Mgmt For For For
Guidelines
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Amendments to Articles Mgmt For For For
Regarding Meeting
Notice
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 05/05/2014 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Elect Christopher Mgmt For For For
Viehbacher
9 Elect Robert Castaigne Mgmt For For For
10 Elect Christian Mulliez Mgmt For For For
11 Elect Patrick Kron Mgmt For For For
12 Remuneration of Serge Mgmt For For For
Weinberg,
Chairman
13 Remuneration of Mgmt For For For
Christopher
Viehbacher,
CEO
14 Authority to Repurchase Mgmt For For For
Shares
15 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sap AG
Ticker Security ID: Meeting Date Meeting Status
SAP CINS D66992104 05/21/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Amendments to Agreement Mgmt For For For
with SAP
Erste Beteiligungs- und
Vermogensverwaltungs
GmbH
10 Amendments to Agreement Mgmt For For For
with SAP Zweite
Beteiligungs- und
Vermogensverwaltungs
GmbH
11 Control Agreement with Mgmt For For For
SAP Ventures
Investment
GmbH
12 Change of Legal Form to Mgmt For For For
a European
Company
13 Elect Hasso Plattner Mgmt For Against Against
14 Elect Pekka Ala-Pietila Mgmt For For For
15 Elect Anja Feldmann Mgmt For For For
16 Elect Wilhelm Haarmann Mgmt For Against Against
17 Elect Bernard Liautaud Mgmt For For For
18 Elect Hartmut Mehdorn Mgmt For For For
19 Elect Erhard Schipporeit Mgmt For For For
20 Elect Jim Hagermann Mgmt For Against Against
Snabe
21 Elect Klaus Wucherer Mgmt For Against Against
________________________________________________________________________________
Schneider Electric SA
Ticker Security ID: Meeting Date Meeting Status
SU CINS F86921107 05/06/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Losses Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Remuneration Elements Mgmt For For For
(Jean-Pascal
Tricoire)
10 Remuneration Elements Mgmt For For For
(Emmanuel
Babeau)
11 Remuneration of Mgmt For For For
Jean-Pascal Tricoire,
CEO
12 Remuneration of Mgmt For For For
Emmanuel Babeau,
Executive Vice
President
13 Elect Linda Knoll Mgmt For For For
14 Elect Noel Forgeard Mgmt For For For
15 Elect Willy R. Kissling Mgmt For For For
16 Elect Catherine Kopp Mgmt For For For
17 Elect Henri Lachmann Mgmt For For For
18 Elect G. Richard Thoman Mgmt For For For
19 Elect Jeong H. Kim Mgmt For For For
20 Authority to Repurchase Mgmt For For For
Shares
21 Conversion of Corporate Mgmt For For For
Form
22 Amendments Regarding Mgmt For For For
Company
Name
23 Amendments Regarding Mgmt For For For
Corporate Form
24 Employee Stock Purchase Mgmt For For For
Plan
25 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
26 Authorization of Legal Mgmt For For For
Formalities
27 Elect Lone Fonss Mgmt For For For
Schroder
________________________________________________________________________________
SGS Societe Generale de Surveillance SA
Ticker Security ID: Meeting Date Meeting Status
SGSN CINS H7484G106 03/13/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Report Mgmt For Against Against
5 Ratification of Board Mgmt For For For
and Management
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect Sergio Marchionne Mgmt For Against Against
as
Chairman
10 Elect Paul Desmarais, Mgmt For Against Against
Jr.
11 Elect August von Finck; Mgmt For For For
Elect Mr. von Finck as
Nomination and
Remuneration Committee
Member
12 Elect August Francois Mgmt For For For
von
Finck
13 Elect Ian Gallienne; Mgmt For Against Against
Elect Mr. Gallienne as
Nomination and
Remuneration Committee
Member
14 Elect Cornelius Grupp Mgmt For For For
15 Elect Peter Kalantzis Mgmt For Against Against
16 Elect Gerard Lamarche Mgmt For Against Against
17 Elect Shelby R. du Mgmt For For For
Pasquier; Elect Mr. du
Pasquier as Nomination
and Remuneration
Committee
Member
18 Elect Sergio Marchionne Mgmt For Against Against
as
Chairman
19 Elect August von Finck; Mgmt For For For
Elect Mr. von Finck as
Nomination and
Remuneration Committee
Member
20 Elect Ian Gallienne; Mgmt For Against Against
Elect Mr. Gallienne as
Nomination and
Remuneration Committee
Member
21 Elect Shelby R. du Mgmt For For For
Pasquier; Elect Mr. du
Pasquier as Nomination
and Remuneration
Committee
Member
22 Appointment of Auditor Mgmt For For For
23 Appointment of Mgmt For For For
Independent
Proxy
24 In the case of ShrHoldr For For For
ad-hoc/Miscellaneous
shareholder motions
proposed during the
general meeting, I
authorize my proxy to
act as follows in
accordance with the
board of
directors
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SHW AG
Ticker Security ID: Meeting Date Meeting Status
SW1 CINS D6929Q103 05/09/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Georg Wolf Mgmt For For For
10 Elect Kirstin Mgmt For For For
Hegner-Cordes
11 Elect Jorg Ernst Franke Mgmt For For For
12 Elect Frank-Michael Mgmt For For For
Meibner
13 Supervisory Board Mgmt For For For
Members'
Fees
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/28/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Compensation Policy Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Elect Jim Hagemann Snabe Mgmt For For For
13 Increase in Authorized Mgmt For For For
Capital
14 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
15 Cancellation of Mgmt For For For
Conditional Share
Capital
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
SKF AB
Ticker Security ID: Meeting Date Meeting Status
SKFB CINS W84237143 03/28/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For Against Against
and CEO
Acts
12 Amendments to Articles Mgmt For For For
Regarding Board
Size
13 Board Size Mgmt For Against Against
14 Directors' Fees Mgmt For For For
15 Share Based Directors' Mgmt For For For
Fees
16 Committee Fees Mgmt For For For
17 Election of Directors Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Remuneration Guidelines Mgmt For For For
20 Performance Share Plan Mgmt For For For
21 Nomination Committee Mgmt For For For
22 Nomination Committee Mgmt For For For
Regarding
Resignation
23 Nomination Committee Mgmt For For For
Regarding
Proposals
24 Nomination Committee Mgmt For For For
Regarding
Duties
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Stada Arzneimittel AG
Ticker Security ID: Meeting Date Meeting Status
SAZ CINS D76226113 06/04/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For Against Against
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Amend Control Agreement Mgmt For For For
with BEPHA
Beteiligungsgesellschaf
t fur Pharmawerte
mbH
12 Amend Control Agreement Mgmt For For For
with STADA Pharma
International
GmbH
13 Amend Control Agreement Mgmt For For For
with STADA
GmbH
14 Amend Control Agreement Mgmt For For For
with STADApharm
GmbH
15 Amend Control Agreement Mgmt For For For
with Mobilat
Produktions
GmbH
________________________________________________________________________________
Strabag SE
Ticker Security ID: Meeting Date Meeting Status
STR CINS A8363A118 06/27/2014 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Increase in Authorized Mgmt For Against Against
Capital
________________________________________________________________________________
Sulzer Holding AG
Ticker Security ID: Meeting Date Meeting Status
SUN CINS H83580284 03/20/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
and Management
Acts
6 Amendments to Articles Mgmt For For For
7 Elect Thomas Glanzmann Mgmt For For For
8 Elect Jill Lee Mgmt For For For
9 Elect Marco Musetti Mgmt For For For
10 Elect Luciano Respini Mgmt For For For
11 Elect Klaus Sturany Mgmt For For For
12 Elect Peter Loscher as Mgmt For For For
Chairman
13 Elect Matthias Bichsel Mgmt For For For
14 Elect Compensation Mgmt For For For
Committee Member
Thomas
Glanzmann
15 Elect Compensation Mgmt For For For
Committee Member Marco
Musetti
16 Elect Compensation Mgmt For For For
Committee Member
Luciano
Respini
17 Appointment of Auditor Mgmt For For For
18 Appointment of Mgmt For For For
Independent
Proxy
19 In the case of ShrHoldr For For For
ad-hoc/Miscellaneous
shareholder motions
proposed during the
general meeting, I
authorize my proxy to
act as follows in
accordance with the
board of
directors
________________________________________________________________________________
Swatch Group Ltd. (The)
Ticker Security ID: Meeting Date Meeting Status
UHR CINS H83949141 05/14/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Nayla Hayek Mgmt For Against Against
5 Elect Esther Grether Mgmt For For For
6 Elect Ernst Tanner Mgmt For For For
7 Elect Georges Hayek Mgmt For Against Against
8 Elect Claude Nicollier Mgmt For For For
9 Elect Jean-Pierre Roth Mgmt For For For
10 Elect Nayla Hayek as Mgmt For Against Against
Chairwoman
11 Elect Nayla Hayek as Mgmt For Against Against
Compensation Committee
Member
12 Elect Esther Grether as Mgmt For For For
Compensation Committee
Member
13 Elect Ernst Tanner as Mgmt Against For Against
Compensation Committee
Member
14 Elect Georges Hayek as Mgmt For Against Against
Compensation Committee
Member
15 Elect Claude Nicollier Mgmt For For For
as Compensation
Committee
Member
16 Elect Jean-Pierre Roth Mgmt For For For
as Compensation
Committee
Member
17 Appointment of Mgmt For For For
Independent
Proxy
18 Appointment of Auditor Mgmt For For For
19 Transaction of Other Mgmt For Against Against
Business
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Symrise AG
Ticker Security ID: Meeting Date Meeting Status
SY1 CINS D827A1108 05/14/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Amendment to Mgmt For For For
Intra-company Control
Agreement with TESIUM
GmbH
10 Amendment to Mgmt For For For
Intra-company Control
Agreement with
Symotion
GmbH
11 Amendment to Mgmt For For For
Intra-company Control
Agreement with Symrise
US-Beteiligungs
GmbH
12 Amendment to Mgmt For For For
Intra-company Control
Agreement with
Busiris
Vermogensverwaltung GmbH
13 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Tecan Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
TECN CINS H84774167 04/14/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Compensation Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
and Management
Acts
6 Elect Heinrich Fischer Mgmt For For For
7 Elect Oliver S. Fetzer Mgmt For Against Against
8 Elect Karen J. Mgmt For For For
Huebscher
9 Elect Christa Kreuzburg Mgmt For For For
10 Elect Gerard Vaillant Mgmt For For For
11 Elect Erik Wallden Mgmt For For For
12 Elect Rolf A. Classon Mgmt For Against Against
13 Elect Rolf Classon as Mgmt For Against Against
Board
Chair
14 Elect Oliver Fetzer as Mgmt For Against Against
Compensation Committee
Member
15 Elect Christa Kreuzburg Mgmt For For For
as Compensation
Committee
Member
16 Appointment of Auditor Mgmt For For For
17 Appointment of Mgmt For For For
Independent
Proxy
18 Increase in Authorized Mgmt For For For
Capital
19 Amendments to Articles Mgmt For For For
Relating to
VeguV
20 Transaction of Other Mgmt For Against Against
Business
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ted Baker plc
Ticker Security ID: Meeting Date Meeting Status
TED CINS G8725V101 06/10/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect David A. Bernstein Mgmt For Against Against
6 Elect Raymond S. Kelvin Mgmt For For For
7 Elect Lindsay D. Page Mgmt For For For
8 Elect Ronald Stewart Mgmt For Against Against
9 Elect Anne Sheinfield Mgmt For For For
10 Elect Andrew Jennings Mgmt For For For
11 Appointment of Auditor Mgmt For Against Against
12 Authority to Set Mgmt For Against Against
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Telenor ASA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS R21882106 05/14/2014 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Agenda Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividend
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Compensation Guidelines Mgmt For Against Against
10 Cancellation of Mgmt For For For
Treasury
Shares
11 Authority to Repurchase Mgmt For For For
Shares for
Cancellation
12 Governing Bodies' Fees Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Teleperformance
Ticker Security ID: Meeting Date Meeting Status
RCF CINS F9120F106 05/07/2014 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Remuneration of Daniel Mgmt For For For
Julien,
Chairman
9 Remuneration of Paulo Mgmt For For For
Cesar Salles Vasques,
CEO.
10 Directors' Fees Mgmt For For For
11 Elect Christobel E. Mgmt For For For
Selecky
12 Elect Angela Maria Mgmt For For For
Sierra-Moreno
13 Authority to Repurchase Mgmt For For For
Shares
14 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Tikkurila Oyj
Ticker Security ID: Meeting Date Meeting Status
TIK1V CINS X90959101 03/25/2014 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Board Mgmt For For For
and Management
Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Appointment of Auditor Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Travis Perkins plc
Ticker Security ID: Meeting Date Meeting Status
TPK CINS G90202105 05/28/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Christopher Rogers Mgmt For For For
6 Elect John Coleman Mgmt For For For
7 Elect Andrew H. Simon Mgmt For For For
8 Elect Ruth Anderson Mgmt For For For
9 Elect Tony Buffin Mgmt For For For
10 Elect John K. Carter Mgmt For For For
11 Elect Robert M. Walker Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Share Matching Scheme Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
days
18 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Trelleborg AB
Ticker Security ID: Meeting Date Meeting Status
TREL-B CINS W96297101 04/23/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors and Auditors' Mgmt For For For
Fees
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Election of Directors Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Nomination Committee Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Voestalpine AG
Ticker Security ID: Meeting Date Meeting Status
VOE CINS A9101Y103 07/03/2013 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Mgmt For For For
Shares
8 Issuance of Treasury Mgmt For For For
Shares
9 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wirecard AG
Ticker Security ID: Meeting Date Meeting Status
WDI CINS D22359133 06/18/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Alfons Henseler Mgmt For For For
________________________________________________________________________________
Zodiac Aerospace SA
Ticker Security ID: Meeting Date Meeting Status
ZC CINS F98947108 01/08/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Authority to Repurchase Mgmt For For For
Shares
9 Elect Didier Domange Mgmt For Against Against
10 Elect Elisabeth Domange Mgmt For For For
11 Elect Marc Assa Mgmt For For For
12 Elect Robert Marechal Mgmt For For For
13 Resignation of Edmond Mgmt For For For
Marchegay
as
Supervisory Board Member
14 Elect Patrick Daher Mgmt For For For
15 Elect Robert Peugeot Mgmt For Against Against
(FFP
Invest)
16 Remuneration of Olivier Mgmt For Against Against
Zarrouati, Managing
Director
17 Remuneration of Maurice Mgmt For Against Against
Pinault, Deputy
Managing
Director
18 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
19 Stock Split Mgmt For For For
20 Amendments to Articles Mgmt For For For
Regarding Board Term
Length
21 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
22 Authority to Issue Mgmt For Against Against
Share
Options
23 Authority to Issue Mgmt For Against Against
Restricted
Shares
24 Employee Stock Purchase Mgmt For For For
Plan
25 Authorization of Legal Mgmt For For For
Formalities
Item 8: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Financial Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
Affiliated Managers Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMG CUSIP 008252108 06/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel T. Byrne Mgmt For For For
2 Elect Dwight D. Mgmt For For For
Churchill
3 Elect Niall Ferguson Mgmt For For For
4 Elect Sean M. Healey Mgmt For For For
5 Elect Harold J. Meyerman Mgmt For For For
6 Elect William J. Nutt Mgmt For For For
7 Elect Tracy P. Mgmt For For For
Palandjian
8 Elect Rita M. Rodriguez Mgmt For For For
9 Elect Patrick T. Ryan Mgmt For For For
10 Elect Jide J. Zeitlin Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allstate Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert D. Beyer Mgmt For For For
3 Elect Kermit R. Crawford Mgmt For For For
4 Elect Jack M. Greenberg Mgmt For For For
5 Elect Herbert L. Henkel Mgmt For For For
6 Elect Siddarth N. Mehta Mgmt For For For
7 Elect Andrea Redmond Mgmt For For For
8 Elect John W. Rowe Mgmt For For For
9 Elect Judith A. Sprieser Mgmt For For For
10 Elect Mary Alice Taylor Mgmt For For For
11 Elect Thomas J. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Material Mgmt For For For
Terms of the Annual
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 06/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lester B. Knight Mgmt For For For
2 Elect Gregory C. Case Mgmt For For For
3 Elect Fulvio Conti Mgmt For For For
4 Elect Cheryl A. Francis Mgmt For For For
5 Elect Edgar D. Jannotta Mgmt For For For
6 Elect James W. Leng Mgmt For For For
7 Elect J. Michael Losh Mgmt For Against Against
8 Elect Robert S. Morrison Mgmt For For For
9 Elect Richard B. Myers Mgmt For For For
10 Elect Richard C. Mgmt For For For
Notebaert
11 Elect Gloria Santona Mgmt For For For
12 Elect Carolyn Y. Woo Mgmt For For For
13 Accounts and Reports Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Ratification of Mgmt For For For
Statutory
Auditor
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Remuneration Report Mgmt For For For
(Binding)
19 Remuneration Report Mgmt For For For
(Advisory)
20 Amendment to the 2011 Mgmt For Against Against
Incentive Compensation
Plan
21 Approval of Share Mgmt For For For
Repurchase Contract
and Repurchase
Counterparties
________________________________________________________________________________
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jennifer S. Banner Mgmt For For For
1.2 Elect K. David Boyer, Mgmt For For For
Jr.
1.3 Elect Anna R. Cablik Mgmt For Withhold Against
1.4 Elect Ronald E. Deal Mgmt For Withhold Against
1.5 Elect James A. Faulkner Mgmt For For For
1.6 Elect I. Patricia Henry Mgmt For For For
1.7 Elect John P. Howe, III Mgmt For For For
1.8 Elect Eric C. Kendrick Mgmt For For For
1.9 Elect Kelly S. King Mgmt For For For
1.10 Elect Louis B. Lynn Mgmt For For For
1.11 Elect Edward C. Milligan Mgmt For For For
1.12 Elect Charles A. Patton Mgmt For For For
1.13 Elect Nido R. Qubein Mgmt For Withhold Against
1.14 Elect Tollie W. Rich, Mgmt For For For
Jr.
1.15 Elect Thomas E. Skains Mgmt For For For
1.16 Elect Thomas N. Thompson Mgmt For For For
1.17 Elect Edwin H. Welch Mgmt For For For
1.18 Elect Stephen T. Mgmt For Withhold Against
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Recoupment
of Unearned
Bonuses
________________________________________________________________________________
Brown & Brown, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRO CUSIP 115236101 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Hyatt Brown Mgmt For For For
1.2 Elect Samuel P. Bell III Mgmt For For For
1.3 Elect Hugh M. Brown Mgmt For For For
1.4 Elect J. Powell Brown Mgmt For For For
1.5 Elect Bradley Currey, Mgmt For For For
Jr.
1.6 Elect Theodore J. Mgmt For For For
Hoepner
1.7 Elect James S. Hunt Mgmt For For For
1.8 Elect Toni Jennings Mgmt For For For
1.9 Elect Timothy R.M. Main Mgmt For Withhold Against
1.10 Elect H. Palmer Mgmt For For For
Proctor,
Jr.
1.11 Elect Wendell S. Reilly Mgmt For For For
1.12 Elect Chilton D. Varner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Credicorp Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAP CUSIP G2519Y108 03/31/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dionisio Romero Mgmt For Against Against
Paoletti
3 Elect Raimundo Morales Mgmt For For For
4 Elect Fernando Fort Mgmt For For For
Marie
5 Elect Reynaldo Llosa Mgmt For Against Against
Barber
6 Elect Juan Carlos Verme Mgmt For For For
7 Elect Luis Enrique Yarur Mgmt For For For
8 Elect Benedicto Mgmt For For For
Ciguenas
Guevara
9 Elect Martine Perez Mgmt For For For
Monteverde
10 Election of Directors; Mgmt For For For
Fees
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Cynthia A. Mgmt For For For
Glassman
6 Elect Richard H. Lenny Mgmt For For For
7 Elect Thomas G. Maheras Mgmt For For For
8 Elect Michael H. Moskow Mgmt For For For
9 Elect David W. Nelms Mgmt For For For
10 Elect Mark A. Thierer Mgmt For For For
11 Elect Lawrence A. Mgmt For For For
Weinbach
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2014 Omnibus Incentive Mgmt For For For
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Encore Capital Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECPG CUSIP 292554102 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Willem Mesdag Mgmt For For For
1.2 Elect Laura Newman Olle Mgmt For For For
1.3 Elect Francis E. Quinlan Mgmt For For For
1.4 Elect Norman R. Sorensen Mgmt For For For
1.5 Elect Richard J. Mgmt For For For
Srednicki
1.6 Elect J. Christopher Mgmt For For For
Teets
1.7 Elect Kenneth A. Mgmt For For For
Vecchione
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Everest Re Group, Ltd.
Ticker Security ID: Meeting Date Meeting Status
RE CUSIP G3223R108 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dominic J. Addesso Mgmt For For For
1.2 Elect John J. Amore Mgmt For For For
1.3 Elect John R. Dunne Mgmt For For For
1.4 Elect William F. Mgmt For Withhold Against
Galtney,
Jr.
1.5 Elect Roger M. Singer Mgmt For For For
1.6 Elect Joseph V. Taranto Mgmt For For For
1.7 Elect John A. Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Fifth Street Finance Corp.
Ticker Security ID: Meeting Date Meeting Status
FSC CUSIP 31678A103 03/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ivelin M. Dimitrov Mgmt For Against Against
2 Elect Brian S. Dunn Mgmt For For For
3 Elect Byron J. Haney Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Cash Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCFS CUSIP 31942D107 06/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mikel D. Faulkner Mgmt For For For
1.2 Elect Randel G. Owen Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FirstService Corporation
Ticker Security ID: Meeting Date Meeting Status
FSV CUSIP 33761N109 04/08/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect David R. Beatty Mgmt For Withhold Against
2.2 Elect Brendan Calder Mgmt For For For
2.3 Elect Peter F. Cohen Mgmt For For For
2.4 Elect Bernard I. Ghert Mgmt For For For
2.5 Elect Michael D. Harris Mgmt For Withhold Against
2.6 Elect Jay S. Hennick Mgmt For For For
2.7 Elect Frederick F. Mgmt For For For
Reichheld
2.8 Elect Michael Stein Mgmt For For For
3 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
FirstService Corporation
Ticker Security ID: Meeting Date Meeting Status
FSV ISIN CA33761N1096 04/08/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect David R. Beatty Mgmt For Against Against
4 Elect Brendan Calder Mgmt For For For
5 Elect Peter F. Cohen Mgmt For For For
6 Elect Bernard I. Ghert Mgmt For For For
7 Elect Michael D. Harris Mgmt For Against Against
8 Elect Jay S. Hennick Mgmt For For For
9 Elect Frederick F. Mgmt For For For
Reichheld
10 Elect Michael Stein Mgmt For For For
11 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel H. Armacost Mgmt For For For
2 Elect Peter K. Barker Mgmt For For For
3 Elect Charles E. Johnson Mgmt For For For
4 Elect Gregory E. Johnson Mgmt For For For
5 Elect Rupert H. Mgmt For For For
Johnson,
Jr.
6 Elect Mark C. Pigott Mgmt For For For
7 Elect Chutta Ratnathicam Mgmt For For For
8 Elect Laura Stein Mgmt For For For
9 Elect Anne M. Tatlock Mgmt For For For
10 Elect Geoffrey Y. Yang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Approval of 2014 Key Mgmt For For For
Executive Incentive
Compensation
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
________________________________________________________________________________
Glacier Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBCI CUSIP 37637Q105 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Blodnick
1.2 Elect Sherry L. Mgmt For For For
Cladouhos
1.3 Elect James M. English Mgmt For For For
1.4 Elect Allen J. Fetscher Mgmt For For For
1.5 Elect Annie M. Goodwin Mgmt For For For
1.6 Elect Dallas I. Herron Mgmt For For For
1.7 Elect Craig A. Langel Mgmt For For For
1.8 Elect Douglas J. McBride Mgmt For For For
1.9 Elect John W. Murdoch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HCP, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCP CUSIP 40414L109 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian G. Mgmt For For For
Cartwright
2 Elect Christine N. Mgmt For For For
Garvey
3 Elect David B. Henry Mgmt For For For
4 Elect Lauralee E. Martin Mgmt For For For
5 Elect Michael D. McKee Mgmt For For For
6 Elect Peter L. Rhein Mgmt For For For
7 Elect Joseph P. Sullivan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 2014 Performance Mgmt For For For
Incentive
Plan
________________________________________________________________________________
IntercontinentalExchange, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45866F104 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles R. Crisp Mgmt For For For
2 Elect Jean-Marc Forneri Mgmt For For For
3 Elect Fred W. Hatfield Mgmt For For For
4 Elect Sylvian Hefes Mgmt For For For
5 Elect Jan-Michiel Mgmt For For For
Hessels
6 Elect Terrence F. Mgmt For For For
Martell
7 Elect Callum McCarthy Mgmt For For For
8 Elect James J. McNulty Mgmt For For For
9 Elect Robert Reid Mgmt For For For
10 Elect Frederic V. Mgmt For Against Against
Salerno
11 Elect Robert G. Scott Mgmt For For For
12 Elect Jeffrey C. Mgmt For For For
Sprecher
13 Elect Judith A. Sprieser Mgmt For For For
14 Elect Vincent Tese Mgmt For Against Against
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Company Name Change Mgmt For For For
________________________________________________________________________________
Invesco Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Denis Kessler Mgmt For For For
3 Elect G. Richard Mgmt For For For
Wagoner
Jr.
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hugo Bague Mgmt For For For
2 Elect Colin Dyer Mgmt For For For
3 Elect DeAnne S. Julius Mgmt For For For
4 Elect Kate S. Lavelle Mgmt For For For
5 Elect Ming Lu Mgmt For For For
6 Elect Martin H. Nesbitt Mgmt For For For
7 Elect Sheila A. Penrose Mgmt For For For
8 Elect Shailesh Rao Mgmt For For For
9 Elect David B. Rickard Mgmt For For For
10 Elect Roger T. Staubach Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Main Street Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MAIN CUSIP 56035L104 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Appling, Mgmt For For For
Jr.
2 Elect Joseph E. Canon Mgmt For For For
3 Elect Arthur L. French Mgmt For For For
4 Elect J. Kevin Griffin Mgmt For For For
5 Elect John E. Jackson Mgmt For For For
6 Elect Vincent D. Foster Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MarketAxess Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
MKTX CUSIP 57060D108 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. McVey Mgmt For For For
2 Elect Steven L. Mgmt For For For
Begleiter
3 Elect Stephen P. Casper Mgmt For For For
4 Elect Jane Chwick Mgmt For For For
5 Elect William F. Cruger Mgmt For For For
6 Elect David G. Gomach Mgmt For For For
7 Elect Carlos M. Mgmt For For For
Hernandez
8 Elect Ronald M. Hersch Mgmt For For For
9 Elect John Steinhardt Mgmt For For For
10 Elect James J. Sullivan Mgmt For For For
11 Elect Lesley Daniels Mgmt For For For
Webster
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Moody's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCO CUSIP 615369105 04/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jorge A. Bermudez Mgmt For For For
2 Elect Kathryn M. Hill Mgmt For For For
3 Elect Leslie F. Seidman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Linda Walker Bynoe Mgmt For For For
1.2 Elect Nicholas D. Mgmt For Withhold Against
Chabraja
1.3 Elect Susan Crown Mgmt For For For
1.4 Elect Dipak C. Jain Mgmt For For For
1.5 Elect Robert W. Lane Mgmt For For For
1.6 Elect Jose Luis Prado Mgmt For For For
1.7 Elect John W. Rowe Mgmt For For For
1.8 Elect Martin P. Slark Mgmt For For For
1.9 Elect David B. Smith, Mgmt For For For
Jr.
1.10 Elect Charles A. Mgmt For For For
Tribbett
III
1.11 Elect Frederick H. Mgmt For For For
Waddell
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Omega Healthcare Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
OHI CUSIP 681936100 06/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara B. Hill Mgmt For For For
1.2 Elect Harold J. Mgmt For For For
Kloosterman
1.3 Elect C.Taylor Pickett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Portfolio Recovery Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRAA CUSIP 73640Q105 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott M. Tabakin Mgmt For For For
1.2 Elect James M. Voss Mgmt For For For
1.3 Elect Marjorie M. Mgmt For For For
Connelly
1.4 Elect James A. Nussle Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
RenaissanceRe Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
RNR CUSIP G7496G103 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Bushnell Mgmt For For For
1.2 Elect James L. Gibbons Mgmt For For For
1.3 Elect Jean D. Hamilton Mgmt For For For
1.4 Elect Anthony M. Mgmt For For For
Santomero
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
SEI Investments Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUSIP 784117103 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah W. Mgmt For For For
Blumenstein
2 Elect Kathryn M. Mgmt For For For
McCarthy
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Omnibus Equity Mgmt For For For
Compensation
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott A. Shay Mgmt For For For
1.2 Elect Alfred DelBello Mgmt For For For
1.3 Elect Joseph J. DePaolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose E. Almeida Mgmt For For For
2 Elect Kennett F. Burnes Mgmt For For For
3 Elect Peter Coym Mgmt For For For
4 Elect Patrick de Mgmt For For For
Saint-Aignan
5 Elect Amelia C. Fawcett Mgmt For For For
6 Elect Linda A. Hill Mgmt For For For
7 Elect Joseph L. Hooley Mgmt For For For
8 Elect Robert S. Kaplan Mgmt For For For
9 Elect Richard P. Sergel Mgmt For For For
10 Elect Ronald L. Skates Mgmt For For For
11 Elect Gregory L. Summe Mgmt For For For
12 Elect Thomas J. Wilson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark S. Bartlett Mgmt For For For
2 Elect Edward C. Bernard Mgmt For For For
3 Elect Mary K. Bush Mgmt For For For
4 Elect Donald B. Hebb, Mgmt For For For
Jr.
5 Elect Freeman A. Mgmt For For For
Hrabowski,
III
6 Elect James A.C. Kennedy Mgmt For For For
7 Elect Robert F. Mgmt For For For
MacLellan
8 Elect Brian C. Rogers Mgmt For For For
9 Elect Olympia J. Snowe Mgmt For For For
10 Elect Alfred Sommer Mgmt For For For
11 Elect Dwight S. Taylor Mgmt For For For
12 Elect Anne Marie Mgmt For For For
Whittemore
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Beller Mgmt For For For
2 Elect John H. Dasburg Mgmt For For For
3 Elect Janet M. Dolan Mgmt For For For
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Jay S. Fishman Mgmt For For For
6 Elect Patricia L. Mgmt For For For
Higgins
7 Elect Thomas R. Hodgson Mgmt For For For
8 Elect William J. Kane Mgmt For For For
9 Elect Cleve L. Mgmt For For For
Killingsworth,
Jr.
10 Elect Philip T. Ruegger Mgmt For For For
III
11 Elect Donald J. Shepard Mgmt For For For
12 Elect Laurie J. Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 2014 Stock Incentive Mgmt For For For
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Debra A. Cafaro Mgmt For For For
2 Elect Douglas Crocker, Mgmt For For For
II
3 Elect Ronald G. Geary Mgmt For For For
4 Elect Jay M. Gellert Mgmt For For For
5 Elect Richard I. Mgmt For For For
Gilchrist
6 Elect Matthew J. Lustig Mgmt For For For
7 Elect Douglas M. Mgmt For For For
Pasquale
8 Elect Robert D. Reed Mgmt For For For
9 Elect Glenn J. Rufrano Mgmt For For For
10 Elect James D. Shelton Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary B. Cranston Mgmt For Against Against
2 Elect Francisco Javier Mgmt For For For
Fernandez
Carbajal
3 Elect Alfred F. Kelly, Mgmt For For For
Jr.
4 Elect Robert W. Mgmt For For For
Matschullat
5 Elect Cathy E. Minehan Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect David J. PANG Mgmt For For For
8 Elect Charles W. Scharf Mgmt For For For
9 Elect William S. Mgmt For For For
Shanahan
10 Elect John A.C. Swainson Mgmt For For For
11 Elect Maynard G. Webb, Mgmt For For For
Jr.
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
W. R. Berkley Corporation
Ticker Security ID: Meeting Date Meeting Status
WRB CUSIP 084423102 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George G. Daly Mgmt For For For
2 Elect Jack H. Nusbaum Mgmt For Against Against
3 Elect Mark L. Shapiro Mgmt For Against Against
4 2014 Long-Term Mgmt For For For
Incentive
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
World Acceptance Corporation
Ticker Security ID: Meeting Date Meeting Status
WRLD CUSIP 981419104 08/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Alexander Mgmt For For For
McLean,
III
1.2 Elect James R. Gilreath Mgmt For For For
1.3 Elect William S. Mgmt For Withhold Against
Hummers
III
1.4 Elect Charles D. Way Mgmt For Withhold Against
1.5 Elect Ken R. Bramlett, Mgmt For Withhold Against
Jr.
1.6 Elect Scott J. Mgmt For Withhold Against
Vassalluzzo
1.7 Elect Darrell E. Mgmt For Withhold Against
Whitaker
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
Item 9: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
Accenture plc
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Jaime Ardila Mgmt For For For
3 Elect Charles H. Mgmt For For For
Giancarlo
4 Elect William L. Kimsey Mgmt For For For
5 Elect Blythe J. McGarvie Mgmt For For For
6 Elect Mark Moody-Stuart Mgmt For For For
7 Elect Pierre Nanterme Mgmt For For For
8 Elect Gilles Pelisson Mgmt For For For
9 Elect Wulf von Mgmt For Against Against
Schimmelmann
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Reduction of Share Mgmt For For For
Capital
15 Authority to Hold Mgmt For For For
Annual Meeting Outside
of
Ireland
16 Authority to Repurchase Mgmt For For For
Shares
17 Price Range for the Mgmt For For For
Re-Issuance of
Treasury
Shares
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect Marion C. Blakey Mgmt For For For
3 Elect Phyllis J. Mgmt For For For
Campbell
4 Elect Jessie J. Knight, Mgmt For For For
Jr.
5 Elect Dennis F. Madsen Mgmt For For For
6 Elect Byron I. Mallott Mgmt For For For
7 Elect Helvi K. Sandvik Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Elect Bradley D. Tilden Mgmt For For For
10 Elect Eric K. Yeaman Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Increase of Authorized Mgmt For For For
Common
Stock
14 Amendment to the Mgmt For For For
Certificate of
Incorporation to
Reduce Par Value of
Stock
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 06/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lester B. Knight Mgmt For For For
2 Elect Gregory C. Case Mgmt For For For
3 Elect Fulvio Conti Mgmt For For For
4 Elect Cheryl A. Francis Mgmt For For For
5 Elect Edgar D. Jannotta Mgmt For For For
6 Elect James W. Leng Mgmt For For For
7 Elect J. Michael Losh Mgmt For Against Against
8 Elect Robert S. Morrison Mgmt For For For
9 Elect Richard B. Myers Mgmt For For For
10 Elect Richard C. Mgmt For For For
Notebaert
11 Elect Gloria Santona Mgmt For For For
12 Elect Carolyn Y. Woo Mgmt For For For
13 Accounts and Reports Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Ratification of Mgmt For For For
Statutory
Auditor
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Remuneration Report Mgmt For For For
(Binding)
19 Remuneration Report Mgmt For For For
(Advisory)
20 Amendment to the 2011 Mgmt For Against Against
Incentive Compensation
Plan
21 Approval of Share Mgmt For For For
Repurchase Contract
and Repurchase
Counterparties
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William V. Mgmt For For For
Campbell
1.2 Elect Timothy D. Cook Mgmt For For For
1.3 Elect Millard S. Drexler Mgmt For For For
1.4 Elect Albert A. Gore, Mgmt For For For
Jr.
1.5 Elect Robert A. Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur D. Levinson Mgmt For For For
1.8 Elect Ronald D. Sugar Mgmt For For For
2 Technical Amendment to Mgmt For For For
Articles
3 Eliminate Blank Check Mgmt For For For
Authority to Issue
Preferred
Stock
4 Establish a Par Value Mgmt For For For
for the Company's
Common Stock of
$0.00001 Per
Share
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2014 Employee Stock Plan Mgmt For For For
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Human Rights
Committee
9 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability-Related
Trade Association
Memberships
10 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Share
Buybacks
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Atwood Oceanics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deborah A. Beck Mgmt For For For
1.2 Elect George S. Dotson Mgmt For For For
1.3 Elect Jack E. Golden Mgmt For For For
1.4 Elect Hans Helmerich Mgmt For For For
1.5 Elect Jeffrey A. Miller Mgmt For For For
1.6 Elect James R. Montague Mgmt For For For
1.7 Elect Robert J. Saltiel Mgmt For For For
1.8 Elect Phil D. Wedemeyer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For Against Against
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Biogen Idec, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline Dorsa Mgmt For For For
2 Elect Stelios Mgmt For For For
Papadopoulos
3 Elect George A. Scangos Mgmt For For For
4 Elect Lynn Schenk Mgmt For For For
5 Elect Alexander J. Mgmt For For For
Denner
6 Elect Nancy L. Leaming Mgmt For For For
7 Elect Richard C. Mgmt For For For
Mulligan
8 Elect Robert W. Pangia Mgmt For For For
9 Elect Brian S. Posner Mgmt For For For
10 Elect Eric K. Rowinsky Mgmt For For For
11 Elect Stephen A. Sherwin Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Richard W. Barker Mgmt For For For
1.3 Elect Michael D. Casey Mgmt For For For
1.4 Elect Carrie S. Cox Mgmt For For For
1.5 Elect Rodman L. Drake Mgmt For For For
1.6 Elect Michael A. Mgmt For For For
Friedman
1.7 Elect Gilla Kaplan Mgmt For For For
1.8 Elect James J. Loughlin Mgmt For For For
1.9 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect John B. Breaux Mgmt For For For
3 Elect Pamela L. Carter Mgmt For For For
4 Elect Steven T. Mgmt For For For
Halverson
5 Elect Edward J. Kelly, Mgmt For For For
III
6 Elect Gilbert H. Mgmt For For For
Lamphere
7 Elect John D. McPherson Mgmt For For For
8 Elect Timothy T. O'Toole Mgmt For For For
9 Elect David M. Ratcliffe Mgmt For For For
10 Elect Donald J. Shepard Mgmt For For For
11 Elect Michael J. Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Blake T. DeBerry Mgmt For For For
2 Elect John V. Lovoi Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Remove Obsolete Mgmt For For For
Language from the
Certificate
5 Remove Language Mgmt For For For
Regarding Founders
from the Business
Combination Provision
in the
Certificate
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George S. Barrett Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Alexander M. Mgmt For For For
Cutler
6 Elect Charles E. Golden Mgmt For For For
7 Elect Linda A. Hill Mgmt For For For
8 Elect Arthur E. Johnson Mgmt For For For
9 Elect Ned C. Lautenbach Mgmt For For For
10 Elect Deborah L. McCoy Mgmt For For For
11 Elect Gregory R. Page Mgmt For For For
12 Elect Gerald B. Smith Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L. Barksdale Mgmt For For For
2 Elect John A. Edwardson Mgmt For For For
3 Elect Shirley A. Jackson Mgmt For For For
4 Elect Steven R. Loranger Mgmt For For For
5 Elect Gary W. Loveman Mgmt For For For
6 Elect R. Brad Martin Mgmt For For For
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect Susan C. Schwab Mgmt For For For
9 Elect Frederick W. Smith Mgmt For For For
10 Elect David P. Steiner Mgmt For For For
11 Elect Paul S. Walsh Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2010 Mgmt For For For
Omnibus Stock
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Hedging and
Pledging Company
Stock
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
2 Elect Eleazar de Mgmt For For For
Carvalho
Filho
3 Elect C. Maury Devine Mgmt For For For
4 Elect Claire S. Farley Mgmt For For For
5 Elect John T. Gremp Mgmt For For For
6 Elect Thomas Hamilton Mgmt For For For
7 Elect Peter Mellbye Mgmt For For For
8 Elect Joseph H. Mgmt For For For
Netherland
9 Elect Richard A. Mgmt For Against Against
Pattarozzi
10 Ratification of Auditor Mgmt For Against Against
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando M. Codina Mgmt For Against Against
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Mark Vadon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain J. P. Belda Mgmt For Against Against
2 Elect William R. Brody Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Michael L. Eskew Mgmt For Against Against
5 Elect David N. Farr Mgmt For For For
6 Elect Shirley A. Jackson Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James W. Owens Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joan E. Spero Mgmt For For For
12 Elect Sidney Taurel Mgmt For For For
13 Elect Lorenzo H. Mgmt For Against Against
Zambrano
Trevino
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Re-approve Performance Mgmt For For For
Goals of the Company's
Long-Term Incentive
Awards
17 2014 Employees Stock Mgmt For For For
Purchase
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Mohawk Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHK CUSIP 608190104 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard C. Ill Mgmt For For For
1.2 Elect Jeffrey S. Mgmt For For For
Lorberbaum
1.3 Elect Karen A. Smith Mgmt For For For
Bogart
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nike Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan B. Graf, Jr. Mgmt For For For
1.2 Elect John C. Lechleiter Mgmt For For For
1.3 Elect Phyllis M. Wise Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect T. Jay Collins Mgmt For Withhold Against
1.2 Elect D. Michael Hughes Mgmt For Withhold Against
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Panera Bread Company
Ticker Security ID: Meeting Date Meeting Status
PNRA CUSIP 69840W108 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred K. Foulkes Mgmt For For For
1.2 Elect Ronald M. Shaich Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 1992 Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott A. Shay Mgmt For For For
1.2 Elect Alfred DelBello Mgmt For For For
1.3 Elect Joseph J. DePaolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose E. Almeida Mgmt For For For
2 Elect Kennett F. Burnes Mgmt For For For
3 Elect Peter Coym Mgmt For For For
4 Elect Patrick de Mgmt For For For
Saint-Aignan
5 Elect Amelia C. Fawcett Mgmt For For For
6 Elect Linda A. Hill Mgmt For For For
7 Elect Joseph L. Hooley Mgmt For For For
8 Elect Robert S. Kaplan Mgmt For For For
9 Elect Richard P. Sergel Mgmt For For For
10 Elect Ronald L. Skates Mgmt For For For
11 Elect Gregory L. Summe Mgmt For For For
12 Elect Thomas J. Wilson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Teets, Mgmt For For For
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect Paul B. Edgerley Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Bradley S. Seaman Mgmt For For For
1.11 Elect Gabriel L. Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Time Warner Cable, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn A. Britt Mgmt For For For
3 Elect Thomas H. Castro Mgmt For For For
4 Elect David C. Chang Mgmt For For For
5 Elect James E. Mgmt For For For
Copeland,
Jr.
6 Elect Peter R. Haje Mgmt For For For
7 Elect Donna A. James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect Robert D. Marcus Mgmt For For For
10 Elect N.J. Nicholas, Jr. Mgmt For For For
11 Elect Wayne H. Pace Mgmt For For For
12 Elect Edward D. Shirley Mgmt For For For
13 Elect John E. Sununu Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Jamison Mgmt For For For
1.2 Elect Johnston C. Adams Mgmt For For For
1.3 Elect Peter D. Bewley Mgmt For For For
1.4 Elect Jack C. Bingleman Mgmt For For For
1.5 Elect Richard W. Frost Mgmt For For For
1.6 Elect George MacKenzie Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Gregory A. Mgmt For For For
Sandfort
1.9 Elect Mark J. Weikel Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2009 Mgmt For For For
Stock Incentive Plan
for Purposes of 162(m)
of the
IRC
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew H. Card, Mgmt For For For
Jr.
2 Elect Erroll B. Davis, Mgmt For For For
Jr.
3 Elect David B. Dillon Mgmt For For For
4 Elect Judith Richards Mgmt For For For
Hope
5 Elect John J. Koraleski Mgmt For For For
6 Elect Charles C. Krulak Mgmt For For For
7 Elect Michael R. Mgmt For For For
McCarthy
8 Elect Michael W. Mgmt For For For
McConnell
9 Elect Thomas F. McLarty Mgmt For For For
III
10 Elect Steven R. Rogel Mgmt For For For
11 Elect Jose H. Villarreal Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Increase of Authorized Mgmt For For For
Common
Stock
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Waddell & Reed Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
WDR CUSIP 930059100 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sharilyn S. Mgmt For For For
Gasaway
1.2 Elect Alan W. Kosloff Mgmt For For For
1.3 Elect Jerry W. Walton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2003 Mgmt For For For
Executive Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Walt Disney Co.
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect John S. Chen Mgmt For For For
3 Elect Jack Dorsey Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Fred H. Langhammer Mgmt For For For
6 Elect Aylwin B. Lewis Mgmt For For For
7 Elect Monica C. Lozano Mgmt For For For
8 Elect Robert W. Mgmt For For For
Matschullat
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin C. Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Right to Call a Special Mgmt For For For
Meeting
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Wolverine World Wide, Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William K. Gerber Mgmt For For For
1.2 Elect Blake W. Krueger Mgmt For For For
1.3 Elect Nicholas T. Long Mgmt For For For
1.4 Elect Michael A. Volkema Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
Item 10: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Healthcare Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect Edward M. Liddy Mgmt For For For
1.6 Elect Nancy McKinstry Mgmt For For For
1.7 Elect Phebe N. Novakovic Mgmt For For For
1.8 Elect William A. Osborn Mgmt For For For
1.9 Elect Samuel C. Scott Mgmt For For For
III
1.10 Elect Glenn F. Tilton Mgmt For For For
1.11 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Labeling of
Genetically Modified
Organisms
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Excluding
Compliance Costs for
the Purposes of
Executive
Compensation
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Edward M. Liddy Mgmt For For For
1.3 Elect Frederick H. Mgmt For For For
Waddell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Actavis Inc.
Ticker Security ID: Meeting Date Meeting Status
ACT CUSIP 00507K103 09/10/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Reduction in Share Mgmt For For For
Premium Account to
Create Distributable
Reserves
3 Advisory Vote on Golden Mgmt For For For
Parachutes
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Actavis plc
Ticker Security ID: Meeting Date Meeting Status
ACT CUSIP G0083B108 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul M. Bisaro Mgmt For For For
2 Elect James H. Bloem Mgmt For For For
3 Elect Christopher W. Mgmt For For For
Bodine
4 Elect Tamar D. Howson Mgmt For For For
5 Elect John A. King Mgmt For For For
6 Elect Catherine M. Klema Mgmt For For For
7 Elect Jiri Michal Mgmt For For For
8 Elect Sigurdur Olafsson Mgmt For For For
9 Elect Patrick J. Mgmt For For For
O'Sullivan
10 Elect Ronald R. Taylor Mgmt For For For
11 Elect Andrew L. Turner Mgmt For For For
12 Elect Fred G. Weiss Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
________________________________________________________________________________
Actavis plc
Ticker Security ID: Meeting Date Meeting Status
ACT CUSIP G0083B108 06/17/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Forest Mgmt For For For
Laboratories,
Inc.
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Frank M. Clark, Mgmt For For For
Jr.
4 Elect Betsy Z. Cohen Mgmt For For For
5 Elect Molly J. Coye Mgmt For Against Against
6 Elect Roger N. Farah Mgmt For For For
7 Elect Barbara H. Mgmt For For For
Franklin
8 Elect Jeffrey E. Garten Mgmt For For For
9 Elect Ellen M. Hancock Mgmt For For For
10 Elect Richard J. Mgmt For For For
Harrington
11 Elect Edward J. Ludwig Mgmt For For For
12 Elect Joseph P. Newhouse Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Elimination of Mgmt For For For
Supermajority
Requirements
15 Right to Call a Special Mgmt For For For
Meeting
16 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Oversight of Political
Spending
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Indirect
Political Spending
Report
________________________________________________________________________________
Akorn, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKRX CUSIP 009728106 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John N. Kapoor Mgmt For For For
1.2 Elect Ronald M. Johnson Mgmt For Withhold Against
1.3 Elect Brian Tambi Mgmt For For For
1.4 Elect Steven J. Meyer Mgmt For Withhold Against
1.5 Elect Alan Weinstein Mgmt For Withhold Against
1.6 Elect Kenneth S. Mgmt For Withhold Against
Abramowitz
1.7 Elect Adrienne L. Graves Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Stock Option Plan Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven H. Collis Mgmt For For For
2 Elect Douglas R. Conant Mgmt For For For
3 Elect Richard W. Mgmt For For For
Gochnauer
4 Elect Richard C. Gozon Mgmt For For For
5 Elect Lon R. Greenberg Mgmt For For For
6 Elect Edward E. Mgmt For For For
Hagenlocker
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen W. Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compenstation
13 Omnibus Incentive Plan Mgmt For For For
14 Amend Bylaws to Provide Mgmt For For For
Right to Call Special
Meeting
________________________________________________________________________________
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wayne T. Hockmeyer Mgmt For For For
2 Elect Robert L. Mgmt For For For
Parkinson,
Jr.
3 Elect Thomas T. Mgmt For For For
Stallkamp
4 Elect Albert P.L. Mgmt For For For
Stroucken
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAY CUSIP 072730302 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Elect Simone Bagel-Trah Mgmt For For For
5 Elect Ernst-Ludwig Mgmt For For For
Winnacker
6 Increase in Authorized Mgmt For For For
Capital
I
7 Increase in Authorized Mgmt For For For
Capital
II
8 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
11 Intra-Company Control Mgmt For For For
Agreement with Bayer
Business Services
GmbH
12 Intra-Company Control Mgmt For For For
Agreement with Bayer
Technology Services
GmbH
13 Intra-Company Control Mgmt For For For
Agreement with Bayer
US IP
GmbH
14 Intra-Company Control Mgmt For For For
Agreement Contract
with Bayer Bitterfeld
GmbH
15 Intra-Company Control Mgmt For For For
Agreement with Bayer
Innovation
GmbH
16 Intra-Company Control Mgmt For For For
Agreement with Bayer
Real Estate
GmbH
17 Intra-Company Control Mgmt For For For
Agreement with Erste
K-W-A
Beteiligungsgesellschaf
t
mbH
18 Intra-Company Control Mgmt For For For
Agreement with Zweite
K-W-A
Beteiligungsgesellschaf
t
mbH
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Richard W. Barker Mgmt For For For
1.3 Elect Michael D. Casey Mgmt For For For
1.4 Elect Carrie S. Cox Mgmt For For For
1.5 Elect Rodman L. Drake Mgmt For For For
1.6 Elect Michael A. Mgmt For For For
Friedman
1.7 Elect Gilla Kaplan Mgmt For For For
1.8 Elect James J. Loughlin Mgmt For For For
1.9 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric J. Foss Mgmt For For For
2 Elect Roman Martinez IV Mgmt For For For
3 Elect William D. Zollars Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Edwards Lifesciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EW CUSIP 28176E108 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Cardis Mgmt For For For
2 Elect David E.I. Pyott Mgmt For For For
3 Amendment to the Mgmt For For For
Long-Term Stock
Incentive Compensation
Program
4 Amendment to the 2001 Mgmt For For For
Employee Stock
Purchase
Plan
5 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Emergent BioSolutions Inc.
Ticker Security ID: Meeting Date Meeting Status
EBS CUSIP 29089Q105 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Zsolt Harsanyi Mgmt For For For
1.2 Elect General George Mgmt For For For
Joulwan
1.3 Elect Louis W. Sullivan Mgmt For For For
1.4 Elect Marvin L. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Mgmt For For For
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Envision Healthcare Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
EVHC CUSIP 29413U103 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark V. Mactas Mgmt For For For
1.2 Elect Randel G. Owen Mgmt For For For
1.3 Elect Richard J. Schnall Mgmt For For For
2 Senior Executive Bonus Mgmt For For For
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary G. Benanav Mgmt For For For
2 Election of Directors Mgmt For For For
3 Elect William J. DeLaney Mgmt For For For
4 Elect Nicholas J. Mgmt For For For
LaHowchic
5 Elect Thomas P. Mac Mgmt For For For
Mahon
6 Elect Frank Mergenthaler Mgmt For For For
7 Elect Woodrow A. Myers, Mgmt For For For
Jr.
8 Elect John O. Parker, Mgmt For For For
Jr.
9 Elect George Paz Mgmt For For For
10 Elect William L. Roper Mgmt For For For
11 Elect Seymour Sternberg Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Etienne F. Mgmt For For For
Davignon
3 Elect Carla A. Hills Mgmt For For For
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect John W. Madigan Mgmt For For For
6 Elect John C. Martin Mgmt For For For
7 Elect Nicholas G. Moore Mgmt For For For
8 Elect Richard J. Whitley Mgmt For For For
9 Elect Gayle E. Wilson Mgmt For For For
10 Elect Per Wold-Olsen Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Patient
Access
________________________________________________________________________________
HMS Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
HMSY CUSIP 40425J101 07/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reincorporation Mgmt For For For
2 Elect Daniel N. Mgmt For For For
Mendelson
3 Elect William F. Miller Mgmt For For For
III
4 Elect Ellen A. Rudnick Mgmt For For For
5 Elect Richard H. Stowe Mgmt For Against Against
6 Elect Cora M. Tellez Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Sue Coleman Mgmt For For For
2 Elect James G. Cullen Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Susan L. Lindquist Mgmt For For For
6 Elect Mark B. McClellan Mgmt For For For
7 Elect Anne M. Mulcahy Mgmt For Against Against
8 Elect Leo F. Mullin Mgmt For For For
9 Elect William D. Perez Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Ronald A. Williams Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect John H. Hammergren Mgmt For For For
4 Elect Alton F. Irby III Mgmt For Against Against
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Marie L. Knowles Mgmt For For For
7 Elect David M. Lawrence Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Jane E. Shaw Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 2013 Stock Plan Mgmt For For For
13 Amendment to the 2000 Mgmt For For For
Employee Stock
Purchase
Plan
14 Restoration of Right to Mgmt For For For
Call a Special
Meeting
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
________________________________________________________________________________
Perrigo Company
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP 714290103 11/18/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Creation of Mgmt For For For
Distributable
Reserves
3 Advisory Vote on Golden Mgmt For For For
Parachutes
4 Reapproval of Mgmt For For For
Performance Goals
Under Annual Incentive
Plan
5 Amendment to the 2008 Mgmt For For For
Long-Term Incentive
Plan
6 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Resmed Inc.
Ticker Security ID: Meeting Date Meeting Status
RMD CUSIP 761152107 11/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol J. Burt Mgmt For For For
2 Elect Richard Sulpizio Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2009 Mgmt For For For
Incentive Award
Plan
________________________________________________________________________________
Sucampo Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCMP CUSIP 864909106 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel P. Getman Mgmt For For For
1.2 Elect Peter Greenleaf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Thoratec Corporation
Ticker Security ID: Meeting Date Meeting Status
THOR CUSIP 885175307 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Neil F. Dimick Mgmt For For For
1.2 Elect Gerhard F. Burbach Mgmt For For For
1.3 Elect J. Daniel Cole Mgmt For For For
1.4 Elect Steven H. Collis Mgmt For For For
1.5 Elect D. Keith Grossman Mgmt For For For
1.6 Elect William A. Mgmt For For For
Hawkins,
III
1.7 Elect Paul A. LaViolette Mgmt For For For
1.8 Elect Martha H. Marsh Mgmt For For For
1.9 Elect Todd C. Mgmt For For For
Schermerhorn
2 Article Amendment Mgmt For For For
Regarding Director &
Officer
Indemnification
3 Approve D&O Mgmt For For For
Indemnification
Agreements
4 Amendment to the 2006 Mgmt For Against Against
Incentive Stock
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For Against Against
Ballard,
Jr.
2 Elect Edson Bueno Mgmt For For For
3 Elect Richard T. Burke Mgmt For Against Against
4 Elect Robert J. Darretta Mgmt For For For
5 Elect Stephen J. Hemsley Mgmt For For For
6 Elect Michele J. Hooper Mgmt For For For
7 Elect Rodger A. Lawson Mgmt For For For
8 Elect Douglas W. Mgmt For Against Against
Leatherdale
9 Elect Glenn M. Renwick Mgmt For For For
10 Elect Kenneth I. Shine Mgmt For For For
11 Elect Gail R. Wilensky Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
Item 11: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Industrials Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect Marion C. Blakey Mgmt For For For
3 Elect Phyllis J. Mgmt For For For
Campbell
4 Elect Jessie J. Knight, Mgmt For For For
Jr.
5 Elect Dennis F. Madsen Mgmt For For For
6 Elect Byron I. Mallott Mgmt For For For
7 Elect Helvi K. Sandvik Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Elect Bradley D. Tilden Mgmt For For For
10 Elect Eric K. Yeaman Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Increase of Authorized Mgmt For For For
Common
Stock
14 Amendment to the Mgmt For For For
Certificate of
Incorporation to
Reduce Par Value of
Stock
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David L. Calhoun Mgmt For For For
2 Elect Arthur D. Mgmt For For For
Collins,
Jr.
3 Elect Linda Z. Cook Mgmt For For For
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Edmund P. Mgmt For For For
Giambastiani,
Jr.
6 Elect Lawrence W. Mgmt For For For
Kellner
7 Elect Edward M. Liddy Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Ronald A. Williams Mgmt For For For
11 Elect Mike S. Zafirovski Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2003 Mgmt For For For
Incentive Stock
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David L. Calhoun Mgmt For For For
2 Elect Daniel M. Mgmt For For For
Dickinson
3 Elect Juan Gallardo Mgmt For For For
4 Elect Jesse J. Greene, Mgmt For For For
Jr.
5 Elect Jon M. Huntsman, Mgmt For For For
Jr.
6 Elect Peter A. Magowan Mgmt For For For
7 Elect Dennis A. Mgmt For For For
Muilenburg
8 Elect Douglas R. Mgmt For For For
Oberhelman
9 Elect William A. Osborn Mgmt For For For
10 Elect Edward B. Rust, Mgmt For Against Against
Jr.
11 Elect Susan C. Schwab Mgmt For For For
12 Elect Miles D. White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2014 Mgmt For For For
Long-Term Incentive
Plan
16 Approval of the Mgmt For For For
Executive Short-Term
Incentive
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights
Policies
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Sales to the
Government of
Sudan
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
________________________________________________________________________________
Corporate Executive Board Company
Ticker Security ID: Meeting Date Meeting Status
CEB CUSIP 21988R102 06/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Monahan Mgmt For For For
III
1.2 Elect Gregor S. Bailar Mgmt For For For
1.3 Elect Stephen M. Carter Mgmt For For For
1.4 Elect Gordon J. Coburn Mgmt For For For
1.5 Elect L. Kevin Cox Mgmt For For For
1.6 Elect Nancy J. Karch Mgmt For For For
1.7 Elect Daniel O. Leemon Mgmt For For For
1.8 Elect Jeffrey R. Tarr Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Crane Co.
Ticker Security ID: Meeting Date Meeting Status
CR CUSIP 224399105 04/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Thayer Bigelow Mgmt For For For
2 Elect Philip R. Mgmt For For For
Lochner,
Jr.
3 Elect Max H. Mitchell Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect John B. Breaux Mgmt For For For
3 Elect Pamela L. Carter Mgmt For For For
4 Elect Steven T. Mgmt For For For
Halverson
5 Elect Edward J. Kelly, Mgmt For For For
III
6 Elect Gilbert H. Mgmt For For For
Lamphere
7 Elect John D. McPherson Mgmt For For For
8 Elect Timothy T. O'Toole Mgmt For For For
9 Elect David M. Ratcliffe Mgmt For For For
10 Elect Donald J. Shepard Mgmt For For For
11 Elect Michael J. Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Lawrence Culp Mgmt For For For
2 Elect Donald J. Ehrlich Mgmt For Against Against
3 Elect Linda P. Hefner Mgmt For For For
Filler
4 Elect Teri List-Stoll Mgmt For For For
5 Elect Walter G. Lohr, Mgmt For Against Against
Jr.
6 Elect Mitchell P. Rales Mgmt For For For
7 Elect Steven M. Rales Mgmt For For For
8 Elect John T. Schwieters Mgmt For For For
9 Elect Alan G. Spoon Mgmt For Against Against
10 Elect Elias A. Zerhouni Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Spending
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Cremin Mgmt For For For
2 Elect Jean-Pierre M. Mgmt For For For
Ergas
3 Elect Peter T. Francis Mgmt For For For
4 Elect Kristiane C. Mgmt For For For
Graham
5 Elect Michael F. Mgmt For For For
Johnston
6 Elect Robert A. Mgmt For For For
Livingston
7 Elect Richard K. Mgmt For For For
Lochridge
8 Elect Bernard G. Rethore Mgmt For For For
9 Elect Michael B. Stubbs Mgmt For For For
10 Elect Stephen M. Todd Mgmt For For For
11 Elect Stephen K. Wagner Mgmt For For For
12 Elect Mary A. Winston Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the Annual Mgmt For For For
Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Eliminate Article 14 Mgmt For For For
Supermajority
Requirement
17 Eliminate Article 15 Mgmt For For For
Supermajority
Requirement
18 Eliminate Article 16 Mgmt For For For
Supermajority
Requirement
19 Amendments to Bylaws Mgmt For For For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George S. Barrett Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Alexander M. Mgmt For For For
Cutler
6 Elect Charles E. Golden Mgmt For For For
7 Elect Linda A. Hill Mgmt For For For
8 Elect Arthur E. Johnson Mgmt For For For
9 Elect Ned C. Lautenbach Mgmt For For For
10 Elect Deborah L. McCoy Mgmt For For For
11 Elect Gregory R. Page Mgmt For For For
12 Elect Gerald B. Smith Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Flowserve Corporation
Ticker Security ID: Meeting Date Meeting Status
FLS CUSIP 34354P105 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gayla J. Delly Mgmt For For For
1.2 Elect Rick J. Mills Mgmt For For For
1.3 Elect Charles M. Mgmt For For For
Rampacek
1.4 Elect William C. Rusnack Mgmt For For For
1.5 Elect John R. Friedery Mgmt For For For
1.6 Elect Joe E. Harlan Mgmt For For For
1.7 Elect Leif E. Darner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
________________________________________________________________________________
Fluor Corporation
Ticker Security ID: Meeting Date Meeting Status
FLR CUSIP 343412102 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter K. Barker Mgmt For For For
2 Elect Alan M. Bennett Mgmt For For For
3 Elect Rosemary T. Mgmt For For For
Berkery
4 Elect Peter J. Fluor Mgmt For Against Against
5 Elect James T. Hackett Mgmt For For For
6 Elect Deborah D. Mgmt For For For
McWhinney
7 Elect Dean R. O'Hare Mgmt For Against Against
8 Elect Armando J. Olivera Mgmt For For For
9 Elect Joseph W. Prueher Mgmt For For For
10 Elect Matthew K. Rose Mgmt For For For
11 Elect David T. Seaton Mgmt For For For
12 Elect Nader H. Sultan Mgmt For For For
13 Elect Lynn C. Swann Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Director Restricted Mgmt For For For
Stock
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect John J. Brennan Mgmt For For For
3 Elect James I. Cash, Jr. Mgmt For For For
4 Elect Francisco D'Souza Mgmt For For For
5 Elect Marijn E. Dekkers Mgmt For For For
6 Elect Ann M. Fudge Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Jeffrey R. Immelt Mgmt For For For
9 Elect Andrea Jung Mgmt For For For
10 Elect Robert W. Lane Mgmt For For For
11 Elect Rochelle B. Mgmt For For For
Lazarus
12 Elect James J. Mulva Mgmt For For For
13 Elect James E. Rohr Mgmt For For For
14 Elect Mary L. Schapiro Mgmt For For For
15 Elect Robert J. Mgmt For For For
Swieringa
16 Elect James S. Tisch Mgmt For For For
17 Elect Douglas A. Warner Mgmt For For For
III
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Double Board
Nominees
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Cessation of
All Stock Options and
Bonuses
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Sale of
Company
________________________________________________________________________________
Genesee & Wyoming Inc.
Ticker Security ID: Meeting Date Meeting Status
GWR CUSIP 371559105 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mortimer B. Mgmt For For For
Fuller
III
1.2 Elect John C. Hellmann Mgmt For For For
1.3 Elect Robert M. Melzer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Healthcare Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCSG CUSIP 421906108 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel P. Mgmt For Withhold Against
McCartney
1.2 Elect Robert L. Frome Mgmt For Withhold Against
1.3 Elect Robert J. Moss Mgmt For Withhold Against
1.4 Elect John M. Briggs Mgmt For Withhold Against
1.5 Elect Dino D. Ottaviano Mgmt For Withhold Against
1.6 Elect Theodore Wahl Mgmt For Withhold Against
1.7 Elect Michael E. McBryan Mgmt For Withhold Against
1.8 Elect Diane S. Casey Mgmt For Withhold Against
1.9 Elect John J. McFadden Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gordon M. Bethune Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David M. Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet F. Deily Mgmt For Against Against
7 Elect Judd Gregg Mgmt For For For
8 Elect Clive Hollick Mgmt For For For
9 Elect Grace D. Lieblein Mgmt For For For
10 Elect George Paz Mgmt For For For
11 Elect Bradley T. Sheares Mgmt For For For
12 Elect Robin L. Mgmt For For For
Washington
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Idex Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 04/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradley J. Bell Mgmt For For For
1.2 Elect Gregory F. Milzcik Mgmt For For For
1.3 Elect Andrew K. Mgmt For For For
Silvernail
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jacobs Engineering Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JEC CUSIP 469814107 01/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Jose Suarez Mgmt For For For
Coppel
2 Elect John F. Coyne Mgmt For For For
3 Elect Linda Fayne Mgmt For For For
Levinson
4 Elect Craig L. Martin Mgmt For For For
5 Elect Chris M.T. Mgmt For For For
Thompson
6 Amendment to the 1999 Mgmt For For For
Stock Incentive
Plan
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Knowles Corp
Ticker Security ID: Meeting Date Meeting Status
KN CUSIP 49926D109 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Niew Mgmt For For For
1.2 Elect Keith L. Barnes Mgmt For For For
1.3 Elect Richard K. Mgmt For For For
Lochridge
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Landstar System, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSTR CUSIP 515098101 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David G. Bannister Mgmt For For For
1.2 Elect Michael A. Henning Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MSC Industrial Direct Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MSM CUSIP 553530106 01/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mitchell Jacobson Mgmt For For For
1.2 Elect David Sandler Mgmt For For For
1.3 Elect Erik Gershwind Mgmt For For For
1.4 Elect Jonathan Byrnes Mgmt For For For
1.5 Elect Roger Fradin Mgmt For For For
1.6 Elect Louise Goeser Mgmt For For For
1.7 Elect Denis Kelly Mgmt For For For
1.8 Elect Philip Peller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas D. Bell, Mgmt For For For
Jr.
2 Elect Erskine B. Bowles Mgmt For For For
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Wesley G. Bush Mgmt For For For
5 Elect Daniel A. Carp Mgmt For For For
6 Elect Karen N. Horn Mgmt For Against Against
7 Elect Steven F. Leer Mgmt For For For
8 Elect Michael D. Mgmt For For For
Lockhart
9 Elect Amy E. Miles Mgmt For For For
10 Elect Charles W. Mgmt For For For
Moorman,
IV
11 Elect Martin H. Nesbitt Mgmt For For For
12 Elect James A Squires Mgmt For For For
13 Elect John R. Thompson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Pall Corporation
Ticker Security ID: Meeting Date Meeting Status
PLL CUSIP 696429307 12/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy E. Alving Mgmt For For For
2 Elect Robert B. Coutts Mgmt For For For
3 Elect Mark E. Goldstein Mgmt For For For
4 Elect Cheryl W. Grise Mgmt For For For
5 Elect Ronald L. Hoffman Mgmt For For For
6 Elect Lawrence D. Mgmt For For For
Kingsley
7 Elect Dennis N. Mgmt For For For
Longstreet
8 Elect Craig Owens Mgmt For For For
9 Elect Katharine L. Mgmt For For For
Plourde
10 Elect Edward Mgmt For For For
Travaglianti
11 Elect Bret W. Wise Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Donegan Mgmt For For For
1.2 Elect Daniel J. Murphy Mgmt For For For
1.3 Elect Vernon E. Oechsle Mgmt For For For
1.4 Elect Rick Schmidt Mgmt For For For
1.5 Elect Richard L. Wambold Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2001 Mgmt For For For
Stock Incentive
Plan
5 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
________________________________________________________________________________
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James E. Mgmt For For For
Cartwright
2 Elect Vernon E. Clark Mgmt For For For
3 Elect Stephen J. Hadley Mgmt For For For
4 Elect Thomas A. Kennedy Mgmt For For For
5 Elect George R. Oliver Mgmt For For For
6 Elect Michael C. Mgmt For For For
Ruettgers
7 Elect Ronald L. Skates Mgmt For For For
8 Elect William R. Spivey Mgmt For For For
9 Elect Linda G. Stuntz Mgmt For For For
10 Elect William H. Swanson Mgmt For For For
11 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
12 Ratification of Auditor Mgmt For For For
13 Shareholder Ability to Mgmt For For For
Act by Written
Consent
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect L. Patrick Hassey Mgmt For For For
2 Elect Michael F. Hilton Mgmt For For For
3 Elect Hansel E. Tookes Mgmt For For For
II
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Elimination of Mgmt For For For
Supermajority
Requirements Affecting
Proposals to Remove
Directors
7 Elimination of Mgmt For For For
Supermajority
Requirements Affecting
Bylaw
Amendments
8 Elimination of Mgmt For For For
Supermajority
Requirement for
Amendments to Articles
Governing the Board of
Directors
9 Eliminate Article Mgmt For For For
Provisions Affecting
Certain Business
Combinations
________________________________________________________________________________
Snap-on Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne Decyk Mgmt For For For
2 Elect Nicholas T. Mgmt For For For
Pinchuk
3 Elect Gregg M. Sherrill Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Spirit AeroSystems Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPR CUSIP 848574109 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles L. Mgmt For Withhold Against
Chadwell
1.2 Elect Ivor J. Evans Mgmt For Withhold Against
1.3 Elect Paul E. Fulchino Mgmt For For For
1.4 Elect Richard A. Mgmt For For For
Gephardt
1.5 Elect Robert D. Johnson Mgmt For For For
1.6 Elect Ronald T. Kadish Mgmt For For For
1.7 Elect Christopher E. Mgmt For For For
Kubasik
1.8 Elect Larry A. Lawson Mgmt For For For
1.9 Elect Tawfiq Popatia Mgmt For For For
1.10 Elect Francis Raborn Mgmt For Withhold Against
2 2014 Omnibus Incentive Mgmt For For For
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP H89128104 03/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Edward D. Breen Mgmt For For For
4 Elect Herman E. Bulls Mgmt For For For
5 Elect Michael E. Daniels Mgmt For For For
6 Elect Frank M. Drendel Mgmt For For For
7 Elect Brian Duperreault Mgmt For For For
8 Elect Rajiv L. Gupta Mgmt For For For
9 Elect George R. Oliver Mgmt For For For
10 Elect Brendan R. O'Neill Mgmt For For For
11 Elect Jurgen Tinggren Mgmt For For For
12 Elect Sandra S. Wijnberg Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Election of Chairman of Mgmt For For For
the
Board
15 Elect Rajiv L. Gupta Mgmt For For For
16 Elect Sandra S. Wijnberg Mgmt For For For
17 Elect R. David Yost Mgmt For For For
18 Appointment of Deloitte Mgmt For For For
AG
19 Appointment of Deloitte Mgmt For For For
and
Touche
20 Appointment of Mgmt For For For
PricewaterhouseCoopers
AG as Special
Auditor
21 Election Of Independent Mgmt For For For
Proxy
22 Allocation of Mgmt For For For
Profits/Dividends
23 Approval of Ordinary Mgmt For For For
Cash
Dividend
24 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew H. Card, Mgmt For For For
Jr.
2 Elect Erroll B. Davis, Mgmt For For For
Jr.
3 Elect David B. Dillon Mgmt For For For
4 Elect Judith Richards Mgmt For For For
Hope
5 Elect John J. Koraleski Mgmt For For For
6 Elect Charles C. Krulak Mgmt For For For
7 Elect Michael R. Mgmt For For For
McCarthy
8 Elect Michael W. Mgmt For For For
McConnell
9 Elect Thomas F. McLarty Mgmt For For For
III
10 Elect Steven R. Rogel Mgmt For For For
11 Elect Jose H. Villarreal Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Increase of Authorized Mgmt For For For
Common
Stock
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Louis Chenevert Mgmt For For For
2 Elect John V. Faraci Mgmt For For For
3 Elect Jean-Pierre Mgmt For For For
Garnier
4 Elect Jamie S. Gorelick Mgmt For For For
5 Elect Edward A. Kangas Mgmt For For For
6 Elect Ellen J. Kullman Mgmt For For For
7 Elect Marshall O. Larsen Mgmt For For For
8 Elect Harold W. McGraw Mgmt For For For
III
9 Elect Richard B. Myers Mgmt For For For
10 Elect H. Patrick Swygert Mgmt For Against Against
11 Elect Andre Villeneuve Mgmt For For For
12 Elect Christine Todd Mgmt For For For
Whitman
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Mgmt For For For
Long-Term Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
W.W. Grainger, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian P. Anderson Mgmt For For For
1.2 Elect V. Ann Hailey Mgmt For For For
1.3 Elect William K. Hall Mgmt For For For
1.4 Elect Stuart L. Levenick Mgmt For For For
1.5 Elect Neil S. Novich Mgmt For For For
1.6 Elect Michael J. Roberts Mgmt For For For
1.7 Elect Gary L. Rogers Mgmt For For For
1.8 Elect James T. Ryan Mgmt For For For
1.9 Elect E. Scott Santi Mgmt For For For
1.10 Elect James D. Slavik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wesco International, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCC CUSIP 95082P105 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Morgan Mgmt For For For
1.2 Elect James L. Singleton Mgmt For For For
1.3 Elect Bobby J. Griffin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Westinghouse Air Brake Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
WAB CUSIP 929740108 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emilio A. Mgmt For For For
Fernandez
1.2 Elect Lee B. Foster II Mgmt For For For
1.3 Elect Gary C. Valade Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
Item 12: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Information Technology Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
Accenture plc
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Jaime Ardila Mgmt For For For
3 Elect Charles H. Mgmt For For For
Giancarlo
4 Elect William L. Kimsey Mgmt For For For
5 Elect Blythe J. McGarvie Mgmt For For For
6 Elect Mark Moody-Stuart Mgmt For For For
7 Elect Pierre Nanterme Mgmt For For For
8 Elect Gilles Pelisson Mgmt For For For
9 Elect Wulf von Mgmt For Against Against
Schimmelmann
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Reduction of Share Mgmt For For For
Capital
15 Authority to Hold Mgmt For For For
Annual Meeting Outside
of
Ireland
16 Authority to Repurchase Mgmt For For For
Shares
17 Price Range for the Mgmt For For For
Re-Issuance of
Treasury
Shares
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Adrian Gardner Mgmt For For For
3 Elect John T. McLennan Mgmt For For For
4 Elect Simon Olswang Mgmt For For For
5 Elect Zohar Zisapel Mgmt For For For
6 Elect Julian A. Brodsky Mgmt For For For
7 Elect Eli Gelman Mgmt For For For
8 Elect James S. Kahan Mgmt For For For
9 Elect Richard T.C. Mgmt For For For
LeFave
10 Elect Giora Yaron Mgmt For For For
11 Increase of Dividends Mgmt For For For
12 Amendments to Articles Mgmt For For For
Regarding Declaration
of
Dividends
13 Authority to Issue Mgmt For Against Against
Shares
14 Accounts and Reports Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William V. Mgmt For For For
Campbell
1.2 Elect Timothy D. Cook Mgmt For For For
1.3 Elect Millard S. Drexler Mgmt For For For
1.4 Elect Albert A. Gore, Mgmt For For For
Jr.
1.5 Elect Robert A. Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur D. Levinson Mgmt For For For
1.8 Elect Ronald D. Sugar Mgmt For For For
2 Technical Amendment to Mgmt For For For
Articles
3 Eliminate Blank Check Mgmt For For For
Authority to Issue
Preferred
Stock
4 Establish a Par Value Mgmt For For For
for the Company's
Common Stock of
$0.00001 Per
Share
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2014 Employee Stock Plan Mgmt For For For
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Human Rights
Committee
9 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability-Related
Trade Association
Memberships
10 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Share
Buybacks
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Coherent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHR CUSIP 192479103 02/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Ambroseo Mgmt For For For
2 Elect Jay T. Flatley Mgmt For For For
3 Elect Susan M. James Mgmt For For For
4 Elect L. William Krause Mgmt For For For
5 Elect Garry W. Rogerson Mgmt For For For
6 Elect Steve Skaggs Mgmt For For For
7 Elect Sandeep S. Vij Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred D. Anderson Mgmt For For For
1.2 Elect Edward W. Barnholt Mgmt For For For
1.3 Elect Scott D. Cook Mgmt For For For
1.4 Elect John J. Donahoe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to 2008 Mgmt For Against Against
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
6 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding PayPal
Spin-Off
________________________________________________________________________________
Facebook Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc L. Andreessen Mgmt For Withhold Against
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Donald E. Graham Mgmt For For For
1.5 Elect Reed Hastings Mgmt For For For
1.6 Elect Sheryl K. Sandberg Mgmt For For For
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Childhood Obesity
Risks
7 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
________________________________________________________________________________
Fidelity National Information Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIS CUSIP 31620M106 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David K. Hunt Mgmt For Against Against
2 Elect Richard N. Massey Mgmt For Against Against
3 Elect Leslie M. Muma Mgmt For For For
4 Elect James B. Stallings Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Elimination of Mgmt For For For
Supermajority Voting
Requirement
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gartner, Inc.
Ticker Security ID: Meeting Date Meeting Status
IT CUSIP 366651107 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Bingle Mgmt For For For
2 Elect Richard J. Mgmt For For For
Bressler
3 Elect Raul E. Cesan Mgmt For For For
4 Elect Karen E. Dykstra Mgmt For For For
5 Elect Anne Sutherland Mgmt For For For
Fuchs
6 Elect William O. Grabe Mgmt For For For
7 Elect Eugene A. Hall Mgmt For For For
8 Elect Stephen G. Mgmt For For For
Pagliuca
9 Elect James C. Smith Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 2014 Long-Term Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Global Payments Inc.
Ticker Security ID: Meeting Date Meeting Status
GPN CUSIP 37940X102 11/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ruth Ann Marshall Mgmt For For For
1.2 Elect John M. Partridge Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect Diane B. Greene Mgmt For For For
1.6 Elect John L. Hennessy Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul S. Otellini Mgmt For For For
1.9 Elect K. Ram Shriram Mgmt For For For
1.10 Elect Shirley M. Mgmt For For For
Tilghman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Tax Policy
Principles
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Informatica Corporation
Ticker Security ID: Meeting Date Meeting Status
INFA CUSIP 45666Q102 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Bertelsen Mgmt For Against Against
2 Elect Hilarie Mgmt For For For
Koplow-McAdams
3 Elect A. Brooke Seawell Mgmt For For For
4 Amendment to the 2009 Mgmt For Against Against
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Infosys Limited
Ticker Security ID: Meeting Date Meeting Status
INFY CUSIP 456788108 08/03/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of N.R. Mgmt N/A For N/A
Narayana Murthy as
Executive chairman;
Approval of
Compensation
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain J. P. Belda Mgmt For Against Against
2 Elect William R. Brody Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Michael L. Eskew Mgmt For Against Against
5 Elect David N. Farr Mgmt For For For
6 Elect Shirley A. Jackson Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James W. Owens Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joan E. Spero Mgmt For For For
12 Elect Sidney Taurel Mgmt For For For
13 Elect Lorenzo H. Mgmt For Against Against
Zambrano
Trevino
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Re-approve Performance Mgmt For For For
Goals of the Company's
Long-Term Incentive
Awards
17 2014 Employees Stock Mgmt For For For
Purchase
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher W. Mgmt For For For
Brody
2 Elect William V. Mgmt For For For
Campbell
3 Elect Scott D. Cook Mgmt For For For
4 Elect Diane B. Greene Mgmt For For For
5 Elect Edward A. Kangas Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect Dennis D. Powell Mgmt For For For
8 Elect Brad D. Smith Mgmt For For For
9 Elect Jeff Weiner Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2005 Mgmt For For For
Equity Compensation
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/03/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay S. Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Freiberg Mgmt For For For
6 Elect Julius Genachowski Mgmt For For For
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Marc Olivie Mgmt For For For
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For Against Against
13 Elect Edward Suning Tian Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MAXIMUS, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMS CUSIP 577933104 03/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Russell A. Mgmt For For For
Beliveau
2 Elect John J. Haley Mgmt For For For
3 Elect Marilyn R. Seymann Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mentor Graphics Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUSIP 587200106 06/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith L. Barnes Mgmt For Withhold Against
1.2 Elect Peter L. Bonfield Mgmt For Withhold Against
1.3 Elect Gregory K. Mgmt For Withhold Against
Hinckley
1.4 Elect J. Daniel McCranie Mgmt For Withhold Against
1.5 Elect Patrick B. McManus Mgmt For Withhold Against
1.6 Elect Walden C. Rhines Mgmt For Withhold Against
1.7 Elect David S. Schechter Mgmt For For For
1.8 Elect Jeffrey M. Stafeil Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Amendment to 2010 Mgmt For For For
Omnibus Incentive
Plan
5 Amendment to 1989 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 01/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Bailey Mgmt For For For
2 Elect Richard M. Beyer Mgmt For For For
3 Elect Patrick J. Byrne Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Warren A. East Mgmt For For For
6 Elect Mercedes Johnson Mgmt For For For
7 Elect Lawrence N. Mondry Mgmt For For For
8 Elect Robert E. Switz Mgmt For For For
9 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
10 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven A. Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William H. Gates Mgmt For For For
III
4 Elect Maria Klawe Mgmt For For For
5 Elect Stephen J. Luczo Mgmt For For For
6 Elect David F. Marquardt Mgmt For For For
7 Elect Charles H. Noski Mgmt For For For
8 Elect Helmut G. W. Panke Mgmt For For For
9 Elect John W. Thompson Mgmt For Against Against
10 Approval of the Mgmt For For For
Material Terms of the
Executive Officer
Incentive
Plan
11 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MTS Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
MTSC CUSIP 553777103 02/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Anderson Mgmt For For For
1.2 Elect Jean-Lou Chameau Mgmt For For For
1.3 Elect Jefferey A. Graves Mgmt For For For
1.4 Elect David D. Johnson Mgmt For For For
1.5 Elect Emily Liggett Mgmt For For For
1.6 Elect Barb J. Samardzich Mgmt For For For
1.7 Elect Gail P. Steinel Mgmt For For For
1.8 Elect Kenneth Yu Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Berg Mgmt For For For
1.2 Elect Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael J. Boskin Mgmt For For For
1.4 Elect Safra A. Catz Mgmt For Withhold Against
1.5 Elect Bruce R. Chizen Mgmt For Withhold Against
1.6 Elect George H. Conrades Mgmt For Withhold Against
1.7 Elect Lawrence J. Mgmt For For For
Ellison
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey O. Henley Mgmt For For For
1.10 Elect Mark V. Hurd Mgmt For For For
1.11 Elect Naomi O. Seligman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2000 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Human Rights
Committee
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
8 Shareholder Proposal ShrHoldr Against For Against
Regarding the Use of
Multiple Metrics for
Executive Performance
Measures
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Specific
Performance Metrics in
Equity Compensation
Plans
________________________________________________________________________________
Perficient, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRFT CUSIP 71375U101 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Davis Mgmt For For For
2 Elect Ralph C. Mgmt For For For
Derrickson
3 Elect John S. Hamlin Mgmt For For For
4 Elect James R. Kackley Mgmt For For For
5 Elect David S. Lundeen Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2012 Mgmt For For For
Long Term Incentive
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sap AG
Ticker Security ID: Meeting Date Meeting Status
SAP CUSIP 803054204 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Appointment of Auditor Mgmt For For For
5 Amendments to Agreement Mgmt For For For
with SAP
Erste Beteiligungs- und
Vermogensverwaltungs
GmbH
6 Amendments to Agreement Mgmt For For For
with SAP Zweite
Beteiligungs- und
Vermogensverwaltungs
GmbH
7 Control Agreement with Mgmt For For For
SAP Ventures
Investment
GmbH
8 Change of Legal Form to Mgmt For For For
a European
Company
9 Elect Hasso Plattner Mgmt For Against Against
10 Elect Pekka Ala-Pietila Mgmt For For For
11 Elect Anja Feldmann Mgmt For For For
12 Elect Wilhelm Haarmann Mgmt For Against Against
13 Elect Bernard Liautaud Mgmt For For For
14 Elect Hartmut Mehdorn Mgmt For For For
15 Elect Erhard Schipporeit Mgmt For For For
16 Elect Jim Hagermann Mgmt For Against Against
Snabe
17 Elect Klaus Wucherer Mgmt For Against Against
________________________________________________________________________________
Scansource, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCSC CUSIP 806037107 12/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Baur Mgmt For Withhold Against
1.2 Elect Steven R. Fischer Mgmt For For For
1.3 Elect Michael J. Mgmt For For For
Grainger
1.4 Elect John P. Reilly Mgmt For For For
1.5 Elect Charles R. Mgmt For Withhold Against
Whitchurch
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Long Term Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Semtech Corporation
Ticker Security ID: Meeting Date Meeting Status
SMTC CUSIP 816850101 06/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glen M. Antle Mgmt For For For
1.2 Elect W. Dean Baker Mgmt For For For
1.3 Elect James P. Burra Mgmt For For For
1.4 Elect Bruce C. Edwards Mgmt For For For
1.5 Elect Rockell N. Hankin Mgmt For For For
1.6 Elect James T. Lindstrom Mgmt For For For
1.7 Elect Mohan R. Mgmt For For For
Maheswaran
1.8 Elect John L. Piotrowski Mgmt For For For
1.9 Elect Carmelo J. Santoro Mgmt For For For
1.10 Elect Sylvia Summers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. McLachlan Mgmt For For For
2 Elect David J. Aldrich Mgmt For For For
3 Elect Kevin L. Beebe Mgmt For For For
4 Elect Timothy R. Furey Mgmt For For For
5 Elect Balakrishnan S. Mgmt For For For
Iyer
6 Elect Christine King Mgmt For For For
7 Elect David P. McGlade Mgmt For For For
8 Elect Robert A. Mgmt For For For
Schriesheim
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 03/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dwight A. Mgmt For For For
Steffensen
1.2 Elect Kevin M. Murai Mgmt For For For
1.3 Elect Fred A. Mgmt For For For
Breidenbach
1.4 Elect Hau Lee Mgmt For For For
1.5 Elect Matthew F.C. Miau Mgmt For For For
1.6 Elect Dennis Polk Mgmt For For For
1.7 Elect Gregory Quesnel Mgmt For For For
1.8 Elect Thomas Wurster Mgmt For For For
1.9 Elect Duane E. Zitzner Mgmt For For For
1.10 Elect Andrea M. Zulberti Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Total System Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSS CUSIP 891906109 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James H. Blanchard Mgmt For For For
2 Elect Kriss Cloninger Mgmt For For For
III
3 Elect Walter W. Driver, Mgmt For For For
Jr.
4 Elect Gardiner W. Mgmt For Against Against
Garrard,
Jr.
5 Elect Sidney E. Harris Mgmt For For For
6 Elect William M. Isaac Mgmt For For For
7 Elect Mason H. Lampton Mgmt For For For
8 Elect Connie D. McDaniel Mgmt For For For
9 Elect H. Lynn Page Mgmt For For For
10 Elect Philip W. Mgmt For For For
Tomlinson
11 Elect John T. Turner Mgmt For For For
12 Elect Richard W. Ussery Mgmt For For For
13 Elect M. Troy Woods Mgmt For For For
14 Elect James D. Yancey Mgmt For Against Against
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Trimble Navigation Limited
Ticker Security ID: Meeting Date Meeting Status
TRMB CUSIP 896239100 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven W. Berglund Mgmt For For For
1.2 Elect John B. Goodrich Mgmt For For For
1.3 Elect Merit E. Janow Mgmt For For For
1.4 Elect Ulf J. Johansson Mgmt For For For
1.5 Elect Ronald S Nersesian Mgmt For For For
1.6 Elect Mark S. Peek Mgmt For For For
1.7 Elect Nickolas W. Vande Mgmt For Withhold Against
Steeg
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary B. Cranston Mgmt For Against Against
2 Elect Francisco Javier Mgmt For For For
Fernandez
Carbajal
3 Elect Alfred F. Kelly, Mgmt For For For
Jr.
4 Elect Robert W. Mgmt For For For
Matschullat
5 Elect Cathy E. Minehan Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect David J. PANG Mgmt For For For
8 Elect Charles W. Scharf Mgmt For For For
9 Elect William S. Mgmt For For For
Shanahan
10 Elect John A.C. Swainson Mgmt For For For
11 Elect Maynard G. Webb, Mgmt For For For
Jr.
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Digital Corporation
Ticker Security ID: Meeting Date Meeting Status
WDC CUSIP 958102105 11/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen A. Cote Mgmt For For For
2 Elect Henry T. DeNero Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Michael D. Lambert Mgmt For For For
5 Elect Len J. Lauer Mgmt For For For
6 Elect Matthew E. Mgmt For For For
Massengill
7 Elect Stephen D. Mgmt For For For
Milligan
8 Elect Roger H. Moore Mgmt For For For
9 Elect Thomas E. Pardun Mgmt For For For
10 Elect Arif Shakeel Mgmt For For For
11 Elect Akio Yamamoto Mgmt For For For
12 Elect Masahiro Yamamura Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
Item 13: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON International Equity Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
ABC-Mart
Ticker Security ID: Meeting Date Meeting Status
2670 CINS J00056101 05/28/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Kiichiroh Hattori Mgmt For Against Against
as
Director
________________________________________________________________________________
AES Tiete S.A.
Ticker Security ID: Meeting Date Meeting Status
GETI4 CINS P4991B101 07/12/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Preferred
Shareholders
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Airbus Group NV
Ticker Security ID: Meeting Date Meeting Status
AIR CINS N0280E105 05/27/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
7 Ratification of Mgmt For For For
Executive Directors'
Acts
8 Appointment of Auditor Mgmt For For For
9 Compensation Policy Mgmt For For For
Amendments
10 Amendment to Article 2 Mgmt For For For
(Company
Name)
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Stock
Plans)
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Anheuser-Busch Inbev SA/NV
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/30/2014 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Mgmt For For For
Subscription Rights
Granted to Directors
and
Executives
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Increase in Authorized Mgmt For For For
Capital
7 Authority to Repurchase Mgmt For For For
Shares
8 Amendments to Articles Mgmt For For For
10
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Ratification of Board Mgmt For For For
Acts
16 Ratification of Auditor Mgmt For For For
Acts
17 Elect Kees J. Storm Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Elect Mark Winkelman Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Elect Alexandre van Mgmt For For For
Damme
23 Elect Gregoire de Mgmt For For For
Spoelberch
24 Elect Carlos A. de Mgmt For For For
Veiga
Sicupira
25 Elect Marcel Herrmann Mgmt For Against Against
Telles
26 Elect Paulo Alberto Mgmt For For For
Lemann
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Elect Alexandre Behring Mgmt For For For
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Elect Elio Leoni Sceti Mgmt For For For
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Elect Maria Asuncion Mgmt For For For
Aramburuzabala
Larregui
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Elect Valentin Diez Mgmt For For For
Morodo
35 Non-Voting Agenda Item N/A N/A N/A N/A
36 Non-Voting Agenda Item N/A N/A N/A N/A
37 Remuneration Report Mgmt For Against Against
38 Stock Options for Mgmt For For For
Directors
39 Non-Voting Agenda Item N/A N/A N/A N/A
40 Coordinate Articles of Mgmt For For For
Association
________________________________________________________________________________
Apollo Tyres Ltd.
Ticker Security ID: Meeting Date Meeting Status
APOLLOTYRE CINS Y0188S147 08/07/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nimesh N Kampani Mgmt For Against Against
4 Elect Subbaraman Narayan Mgmt For Against Against
5 Elect Arun K. Purwar Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Elect Vikram S. Mehta Mgmt For For For
8 Appointment of Neeraj Mgmt For For For
Kanwar as Whole-time
Director; Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Appointment of Sunam Mgmt For For For
Sarkar as Whole-time
Director; Approval of
Compensation
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Atos Origin SA
Ticker Security ID: Meeting Date Meeting Status
ATO CINS F06116101 05/27/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Elect Nicolas Bazire Mgmt For For For
10 Elect Roland Busch Mgmt For For For
11 Elect Colette Neuville Mgmt For For For
12 Elect Michel Paris Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
(Grant
Thornton)
14 Appointment of Mgmt For For For
Alternate Auditor
(Cabinet
IGEC)
15 Remuneration of Thierry Mgmt For Against Against
Breton, Chairman and
CEO
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
18 Authority to Issue Mgmt For Abstain Against
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For Abstain Against
Shares Through Private
Placement w/o
Preemptive
Rights
21 Authority to Increase Mgmt For Abstain Against
Capital in
Consideration for
Contributions in
Kind
22 Greenshoe Mgmt For Abstain Against
23 Increase in Authorized Mgmt For For For
Capital Through
Capitalizations
24 Employee Stock Purchase Mgmt For For For
Plan
25 Adoption of Performance Mgmt For Against Against
Share
Plan
26 Amend Article 17 Mgmt For For For
27 Amend Article 7 Mgmt For For For
28 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Atos Origin SA
Ticker Security ID: Meeting Date Meeting Status
ATO CINS F06116101 12/27/2013 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Advisory Vote on the Mgmt For For For
Company's Orientations
for
2016
5 Authority to Repurchase Mgmt For For For
Shares
6 Authorization of Legal Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAY CINS D0712D163 04/29/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect Simone Bagel-Trah Mgmt For For For
10 Elect Ernst-Ludwig Mgmt For For For
Winnacker
11 Increase in Authorized Mgmt For For For
Capital
I
12 Increase in Authorized Mgmt For For For
Capital
II
13 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
16 Intra-Company Control Mgmt For For For
Agreement with Bayer
Business Services
GmbH
17 Intra-Company Control Mgmt For For For
Agreement with Bayer
Technology Services
GmbH
18 Intra-Company Control Mgmt For For For
Agreement with Bayer
US IP
GmbH
19 Intra-Company Control Mgmt For For For
Agreement Contract
with Bayer Bitterfeld
GmbH
20 Intra-Company Control Mgmt For For For
Agreement with Bayer
Innovation
GmbH
21 Intra-Company Control Mgmt For For For
Agreement with Bayer
Real Estate
GmbH
22 Intra-Company Control Mgmt For For For
Agreement with Erste
K-W-A
Beteiligungsgesellschaf
t
mbH
23 Intra-Company Control Mgmt For For For
Agreement with Zweite
K-W-A
Beteiligungsgesellschaf
t
mbH
24 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Enterprises Holdings
Ticker Security ID: Meeting Date Meeting Status
0392 CINS Y07702122 06/18/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HOU Zibo Mgmt For For For
6 Elect ZHOU Si Mgmt For Against Against
7 Elect LI Fucheng Mgmt For For For
8 Elect LI Yongcheng Mgmt For For For
9 Elect LIU Kai Mgmt For For For
10 Elect E Meng Mgmt For Against Against
11 Elect Robert A. Theleen Mgmt For Against Against
12 Elect YU Sun Say Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 05/15/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Simon J. Lowth Mgmt For For For
6 Elect Pam Daley Mgmt For For For
7 Elect Martin Ferguson Mgmt For For For
8 Elect Vivienne Cox Mgmt For For For
9 Elect Chris Finlayson Mgmt For For For
10 Elect Andrew Gould Mgmt For For For
11 Elect Baroness Hogg Mgmt For For For
12 Elect John Hood Mgmt For For For
13 Elect Caio Koch-Weser Mgmt For For For
14 Elect LIM Haw Kuang Mgmt For For For
15 Elect Sir David Manning Mgmt For For For
16 Elect Mark Seligman Mgmt For For For
17 Elect Patrick W. Thomas Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/10/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Robert W. Dudley Mgmt For For For
5 Elect Iain C. Conn Mgmt For For For
6 Elect Brian Gilvary Mgmt For For For
7 Elect Paul M. Anderson Mgmt For For For
8 Elect Frank L. Bowman Mgmt For For For
9 Elect Antony Burgmans Mgmt For For For
10 Elect Cynthia B. Carroll Mgmt For For For
11 Elect George David Mgmt For Against Against
12 Elect Ian E.L. Davis Mgmt For For For
13 Elect Dame Ann Dowling Mgmt For For For
14 Elect Brendan R. Nelson Mgmt For For For
15 Elect Phuthuma F. Nhleko Mgmt For For For
16 Elect Andrew B. Shilston Mgmt For For For
17 Elect Carl-Henric Mgmt For For For
Svanberg
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Executive Directors' Mgmt For Against Against
Incentive
Plan
20 Increase in NEDs' Fee Mgmt For For For
Cap
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Calbee Inc
Ticker Security ID: Meeting Date Meeting Status
2229 CINS J05190103 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Akira Matsumoto Mgmt For For For
4 Elect Shuji Itoh Mgmt For For For
5 Elect Yuzaburoh Mogi Mgmt For For For
6 Elect Kohji Kioka Mgmt For For For
7 Elect Kazuo Ichijoh Mgmt For For For
8 Elect Umran Beba Mgmt For For For
9 Elect Wei Hong Ming Mgmt For For For
10 Elect Tadashi Ishida Mgmt For For For
11 Elect Isao Hirakawa Mgmt For For For
12 Elect Tomomi Yatsu Mgmt For Against Against
13 Elect Akira Kondoh Mgmt For For For
14 Bonus Mgmt For Against Against
15 Retirement Allowance Mgmt For Against Against
for Statutory
Auditor
16 Perfomance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Cancom SE
Ticker Security ID: Meeting Date Meeting Status
COK CINS D8238N102 06/25/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Stefan Kober Mgmt For Against Against
10 Elect Regina Weinmann Mgmt For For For
11 Elect Lothar Koniarski Mgmt For For For
12 Elect Uwe Kemm Mgmt For For For
13 Elect Walter Krejci Mgmt For For For
14 Elect Dominik Eberle Mgmt For For For
15 Amendments to Articles Mgmt For For For
Regarding Supervisory
Board
Meetings
16 Supervisory Board Mgmt For For For
Members'
Fees
17 Amendments to Mgmt For For For
Previously Approved
Profit-and-Loss
Transfer
Agreements
18 Increase in Authorized Mgmt For For For
Capital
II/2014
19 Increase in Authorized Mgmt For For For
Capital
III/2014
20 Decrease in Conditional Mgmt For For For
Capital
________________________________________________________________________________
Cap Gemini SA
Ticker Security ID: Meeting Date Meeting Status
CAP CINS F13587120 05/07/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For For For
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration of Paul Mgmt For For For
Hermelin, CEO &
Chairman
9 Appointment of Auditor Mgmt For For For
(PricewaterhouseCoopers
Audit)
10 Appointment of Auditor Mgmt For For For
(KPMG
SA)
11 Appointment of Mgmt For For For
Alternate Auditor
(Jean-Christophe
Georghiou)
12 Appointment of Mgmt For For For
Alternate Auditor
(KPMG Audit I.S.
SAS)
13 Elect Anne Bouverot Mgmt For For For
14 Elect Serge Kampf Mgmt For For For
15 Elect Paul Hermelin Mgmt For For For
16 Elect Yann Delabriere Mgmt For For For
17 Elect Laurence Dors Mgmt For For For
18 Elect Phil Laskawy Mgmt For Against Against
19 Elect Xavier Musca Mgmt For For For
20 Elect Bruno Roger Mgmt For For For
21 Elect Caroline Mgmt For For For
Watteeuw-Carlisle
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
24 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
25 Global Ceiling on Mgmt For For For
Capital and Debt
Issuances
26 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
27 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
28 Authority to Issue Mgmt For For For
Shares through private
placement
29 Authority to set Mgmt For For For
offering price of
shares
30 Greenshoe Mgmt For For For
31 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
32 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
offer
33 Employee Stock Purchase Mgmt For For For
Plan
34 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
35 Amendment Regarding Mgmt For For For
Beneficial Ownership
Requirements for
Directors
36 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Carl Zeiss Meditec AG
Ticker Security ID: Meeting Date Meeting Status
AFX CINS D14895102 03/04/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Supervisory Board Mgmt For For For
Members'
Fees
________________________________________________________________________________
Chaoda Modern Agriculture Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0682 CINS G2046Q107 12/30/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect LI Yan Mgmt For For For
4 Elect HUANG Xie Ying Mgmt For For For
5 Elect IP Chi Ming Mgmt For For For
6 Elect LUAN Yue Wen Mgmt For Against Against
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
China Communications Services Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0552 CINS Y1436A102 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Debt Mgmt For For For
Instruments
7 Ratification of Board Mgmt For For For
Acts Regarding Debt
Instruments
Issue
8 Valid Period for Debt Mgmt For For For
Instruments
Issue
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Increase in Registered Mgmt For Against Against
Capital
________________________________________________________________________________
China Oil And Gas Group Limited
Ticker Security ID: Meeting Date Meeting Status
603 CINS G2155W101 05/29/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect XU Tie Liang Mgmt For For For
5 Elect ZHU Yuan Mgmt For For For
6 Elect LI Yunlong Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Allocation of Mgmt For For For
Profits/Dividends
13 Reduction in Share Mgmt For For For
Premium
Account
________________________________________________________________________________
Christian Dior SA
Ticker Security ID: Meeting Date Meeting Status
CDI CINS F26334106 10/18/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For For For
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Segolene Gallienne Mgmt For For For
9 Elect Renaud Donnedieu Mgmt For For For
de
Vabres
10 Elect Eric Guerlain Mgmt For Against Against
11 Elect Christian de Mgmt For Against Against
Labriffe
12 Remuneration of Bernard Mgmt For For For
Arnault,
CEO
13 Remuneration of Sidney Mgmt For For For
Toledano, Deputy
CEO
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
________________________________________________________________________________
Christian Dior SA
Ticker Security ID: Meeting Date Meeting Status
CDI CINS F26334106 12/19/2013 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For For For
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration of Bernard Mgmt For For For
Arnault,
CEO
9 Remuneration of Sidney Mgmt For For For
Toledano, Deputy
CEO
10 Appointment of Auditor Mgmt For For For
(Ernst & Young et
Autres)
11 Appointment of Mgmt For For For
Alternate Auditor
(Auditex)
12 Appointment of Auditor Mgmt For For For
(Mazars)
13 Appointment of Mgmt For For For
Alternate Auditor
(Gilles
Rainaut)
________________________________________________________________________________
Cineworld Group plc
Ticker Security ID: Meeting Date Meeting Status
CINE CINS G219AH100 05/08/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Moshe Greidinger Mgmt For For For
6 Elect Israel Greidinger Mgmt For For For
7 Elect Arni Samuelsson Mgmt For For For
8 Elect Scott Rosenblum Mgmt For For For
9 Elect Anthony H. Bloom Mgmt For For For
10 Elect Philip Bowcock Mgmt For For For
11 Elect Martina A. King Mgmt For For For
12 Elect David Maloney Mgmt For For For
13 Elect Eric H. Senat Mgmt For For For
14 Elect Peter W. Williams Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Repurchase Mgmt For For For
Shares
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Coloplast A/S
Ticker Security ID: Meeting Date Meeting Status
COLO-B CINS K16018192 12/05/2013 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amendments to Articles Mgmt For For For
Regarding Age
Limits
9 Directors' Fees Mgmt For For For
10 Authority to Repurchase Mgmt For For For
Shares
11 Elect Michael Pram Mgmt For Against Against
Rasmussen
12 Elect Niels Peter Mgmt For For For
Louis-Hansen
13 Elect Sven Hakan Mgmt For For For
Bjorklund
14 Elect Per Magid Mgmt For For For
15 Elect Brian Petersen Mgmt For For For
16 Elect Jorgen Mgmt For For For
Tang-Jensen
17 Appointment of Auditor Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Compagnie Plastic Omnium
Ticker Security ID: Meeting Date Meeting Status
POM CINS F73325106 04/30/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Authority to Repurchase Mgmt For For For
Shares
9 Elect Anne Asensio Mgmt For For For
10 Elect Vincent Labruyere Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Remuneration of Laurent Mgmt For Against Against
Burelle, Chairman &
CEO
13 Remuneration of Paul Mgmt For Against Against
Henry Lemarie,
Executive Vice
Chairman
14 Remuneration of Mgmt For Against Against
Jean-Michel Szczerba,
Executive Vice
Chairman
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
16 Employee Stock Purchase Mgmt For For For
Plan
17 Amendments to Articles Mgmt For For For
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 03/21/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Share Option Grant to Mgmt For Against Against
Executive
Directors
3 Share Option Grant to Mgmt For Against Against
Executive
Officers
4 Amendments to Articles Mgmt For For For
5 Election of Directors Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For Against Against
7 Corporate Auditors' Fees Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CP ALL Public Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
CPALL CINS Y1772K169 09/19/2013 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Authority to Issue Bonds Mgmt For Against Against
3 Transaction of Other Mgmt For Against Against
Business
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Daikin Industries Limited
Ticker Security ID: Meeting Date Meeting Status
6367 CINS J10038115 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Repurchase Mgmt For For For
Shares
4 Elect Noriyuki Inoue Mgmt For Against Against
5 Elect Masanori Togawa Mgmt For For For
6 Elect Chiyono Terada Mgmt For For For
7 Elect Kosuke Ikebuchi Mgmt For For For
8 Elect Guntaroh Kawamura Mgmt For For For
9 Elect Ken Tayano Mgmt For For For
10 Elect Masatsugu Minaka Mgmt For For For
11 Elect Jiroh Tomita Mgmt For For For
12 Elect Takashi Matsuzaki Mgmt For For For
13 Elect Kohichi Takahashi Mgmt For For For
14 Elect Frans Hoorelbeke Mgmt For For For
15 Elect David L. Swift Mgmt For For For
16 Elect Ichiroh Ono as Mgmt For For For
Alternate Statutory
Auditor
17 Bonus Mgmt For For For
18 Directors' and Mgmt For For For
Statutory Auditors'
Fees
________________________________________________________________________________
Daiseki Company Limited
Ticker Security ID: Meeting Date Meeting Status
9793 CINS J10773109 05/22/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Dassault Systemes SA
Ticker Security ID: Meeting Date Meeting Status
DSY CINS F2457H100 05/26/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Remuneration of Charles Mgmt For For For
Edelstenne, Chairman
of the
Board
10 Remuneration of Bernard Mgmt For Against Against
Charles,
CEO
11 Elect Charles Edelstenne Mgmt For Against Against
12 Elect Bernard Charles Mgmt For For For
13 Elect Thibault de Mgmt For For For
Tersant
14 Directors' Fees Mgmt For For For
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
17 Stock Split Mgmt For For For
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CINS D18190898 05/22/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For Abstain Against
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
13 Maximum Variable Pay Mgmt For For For
Ratio (Board of
Management)
14 Maximum Variable Pay Mgmt For For For
Ratio (All
Employees)
15 Supervisory Board Mgmt For For For
Members'
Fees
16 Increase in Authorized Mgmt For For For
Capital
17 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
18 Authority to Issue Debt Mgmt For For For
Instruments
19 Intra-Company Control Mgmt For For For
Agreement with
Deutsche Immobilien
Leasing
GmbH
20 Intra-Company Control Mgmt For For For
Agreement with
Deutsche Bank (Europe)
GmbH
________________________________________________________________________________
Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 09/19/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Peggy Bruzelius Mgmt For For For
5 Elect Laurence M. Danon Mgmt For For For
6 Elect Lord Mervyn Davies Mgmt For For For
7 Elect HO Kwon Ping Mgmt For For For
8 Elect Betsey D. Holden Mgmt For For For
9 Elect Franz B. Humer Mgmt For For For
10 Elect Deirdre Mahlan Mgmt For For For
11 Elect Ivan Menezes Mgmt For For For
12 Elect Philip Scott Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authorisation of Mgmt For For For
Political
Donations
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Divi's Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
DIVISLAB CINS Y2076F112 08/05/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Gangavarapu S. Mgmt For Against Against
Kumar
4 Elect Madhusudana R. Mgmt For Against Against
Divi
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect R. Ranga Rao Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DMG Mori Seiki AG
Ticker Security ID: Meeting Date Meeting Status
GIL CINS D2251X105 05/16/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For Against Against
Management Board
Acts
7 Ratification of Mgmt For Against Against
Supervisory Board
Acts
8 Amendments to Agreement Mgmt For For For
with DMG Vertriebs und
Service GmbH Deckel
Maho
Gildemeister
9 Amendment to Agreement Mgmt For For For
with Gildemeister
Beteiligungen
GmbH
10 Increase in Authorized Mgmt For For For
Capital
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Dollarama Inc.
Ticker Security ID: Meeting Date Meeting Status
DOL CUSIP 25675T107 06/12/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joshua Bekenstein Mgmt For For For
1.2 Elect Gregory David Mgmt For For For
1.3 Elect Stephen K. Gunn Mgmt For For For
1.4 Elect Nicholas Nomicos Mgmt For Withhold Against
1.5 Elect Larry Rossy Mgmt For For For
1.6 Elect Neil Rossy Mgmt For For For
1.7 Elect Richard G. Roy Mgmt For For For
1.8 Elect John J. Swidler Mgmt For For For
1.9 Elect Huw Thomas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Dragon Oil Plc
Ticker Security ID: Meeting Date Meeting Status
DGO CINS G2828W132 04/23/2014 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mohammed Al Mgmt For For For
Ghurair
4 Elect Abdul Jaleel Al Mgmt For For For
Khalifa
5 Elect Thor Haugnaess Mgmt For Against Against
6 Elect Ahmad Sharaf Mgmt For For For
7 Elect Ahmad Al Muhairbi Mgmt For Against Against
8 Elect Saeed Al Mazrooei Mgmt For Against Against
9 Elect Justin Crowley Mgmt For For For
10 Remuneration Policy Mgmt For For For
(Binding)
11 Remuneration Report Mgmt For Against Against
(Advisory)
12 Authority to Set Mgmt For Against Against
Auditor's
Fees
13 Meeting Location Mgmt For For For
14 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares and Re issuance
of Treasury
Shares
18 Long Term Incentive Plan Mgmt For For For
________________________________________________________________________________
DSM NV
Ticker Security ID: Meeting Date Meeting Status
DSM CINS N5017D122 05/07/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect R-D. Schwalb Mgmt For For For
10 Elect G. Matchett Mgmt For For For
11 Elect Robert J. Routs Mgmt For Against Against
12 Elect Tom De Swaan Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Cancellation of Mgmt For For For
Shares/Authority to
Reduce Share
Capital
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DSV A/S
Ticker Security ID: Meeting Date Meeting Status
DSV CINS K3013J154 03/14/2014 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Elect Kurt K. Larsen Mgmt For Abstain Against
11 Elect Erik B. Pedersen Mgmt For For For
12 Elect Annette Sadolin Mgmt For For For
13 Elect Birgit W. Norgaard Mgmt For For For
14 Elect Thomas Plenborg Mgmt For For For
15 Elect Robert Steen Mgmt For For For
Kledal
16 Appointment of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Abstain Abstain For
Regarding Auditor
Appointment
18 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
19 Compensation Guidelines Mgmt For Against Against
20 Amendments to Articles Mgmt For For For
Regarding Proxy
Voting
21 Amendments to Articles Mgmt For For For
Regarding
Auditor
22 SHP Regarding Meeting ShrHoldr Against Against For
Notice
23 SHP Regarding Website ShrHoldr Against Against For
Disclosure
24 SHP Regarding Catering ShrHoldr Against Against For
at Annual General
Meeting
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/07/2014 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Arledge Mgmt For For For
1.2 Elect James J. Blanchard Mgmt For For For
1.3 Elect J. Lorne Mgmt For For For
Braithwaite
1.4 Elect J. Herb England Mgmt For For For
1.5 Elect Charles W. Fischer Mgmt For For For
1.6 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.7 Elect David A. Leslie Mgmt For For For
1.8 Elect Al Monaco Mgmt For For For
1.9 Elect George K. Petty Mgmt For For For
1.10 Elect Charles E. Shultz Mgmt For For For
1.11 Elect Dan C. Tutcher Mgmt For For For
1.12 Elect Catherine L. Mgmt For For For
Williams
2 Appointment of Auditor Mgmt For For For
3 Amendment to Option Mgmt For For For
Plans
4 Continuation of Mgmt For For For
Shareholder Rights
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Essilor International
Ticker Security ID: Meeting Date Meeting Status
EI CINS F31668100 05/07/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Elect Philippe Alfroid Mgmt For For For
9 Elect Yi He Mgmt For For For
10 Elect Maurice Mgmt For For For
Marchand-Tonel
11 Elect Aicha Mokdahi Mgmt For Against Against
12 Elect Michel Rose Mgmt For For For
13 Elect Hubert Sagnieres Mgmt For For For
14 Remuneration of Hubert Mgmt For Against Against
Sagnieres, Chairman
and
CEO
15 Directors' Fees Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
18 Authority to Increase Mgmt For For For
Capital Under Employee
Savings
Plan
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Greenshoe Mgmt For For For
22 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
23 Authority to Issue Mgmt For For For
Shares Through Private
Placement
24 Authority to Set Mgmt For For For
Offering Price of
Shares
25 Global Ceiling on Mgmt For For For
Capital
Increases
26 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
27 Amendment to Articles Mgmt For For For
Regarding Directors'
Term
Length
28 Amendments to Articles Mgmt For For For
Regarding Employee
Representation
29 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
EVONIK INDUSTRIES AG
Ticker Security ID: Meeting Date Meeting Status
EVK CINS D2R90Y117 05/20/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Elect Barbara Ruth Mgmt For For For
Albert
11 Appointment of Auditor Mgmt For For For
12 Remuneration Policy Mgmt For Against Against
13 Increase in Authorized Mgmt For For For
Capital
14 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Ezion Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
5ME CINS Y2186W104 04/21/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Larry Glenn Mgmt For For For
Johnson
4 Elect LEE Kian Soo Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the Ezion
Employee Share
Plan
9 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the Ezion
Employee Share Option
Scheme
10 Authority to Repurchase Mgmt For For For
Shares
11 Equity Grant to CHEW Mgmt For For For
Thiam
Keng
________________________________________________________________________________
Fresenius SE & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
FREG CINS D27348123 05/16/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of General Mgmt For For For
Partner
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Amendments to Mgmt For For For
Previously Approved
Intra-company
Contracts
10 Stock Split; Increase Mgmt For For For
in Share
Capital
11 Increase in Authorized Mgmt For For For
Capital
12 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
13 Authority to Repurchase Mgmt For For For
and Trade in Company
Shares
14 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
________________________________________________________________________________
Galaxy Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
0027 CINS Y2679D118 06/11/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Paddy TANG LUI Mgmt For For For
Wai
Yu
5 Elect William YIP Shue Mgmt For For For
Lam
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Deletion of Existing Mgmt For For For
Articles
12 Amendments to Articles Mgmt For For For
13 Adoption of New Articles Mgmt For For For
________________________________________________________________________________
Gerresheimer AG
Ticker Security ID: Meeting Date Meeting Status
GXI CINS D2852S109 04/30/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Axel Herberg Mgmt For For For
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Amendments to Mgmt For For For
Profit-and-Loss
Transfer
Agreement
12 Intra-company Control Mgmt For For For
Agreement
________________________________________________________________________________
GPT Group
Ticker Security ID: Meeting Date Meeting Status
GPT CINS Q4252X155 05/08/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Gene T. Mgmt For For For
Tilbrook
4 Remuneration Report Mgmt For For For
5 Approve Amendment to Mgmt For For For
Group Stapled Security
Rights
Plan
6 Equity Grant (MD/CEO Mgmt For For For
Michael
Cameron)
7 Equity Grant (MD/CEO Mgmt For For For
Michael
Cameron)
8 Amendments to Trust Mgmt For For For
Constitution
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grammer AG
Ticker Security ID: Meeting Date Meeting Status
GMM CINS D28515100 05/28/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Mgmt For For For
Shares
10 Cancellation of Mgmt For For For
Conditional Capital
2009
11 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Groupe Danone
Ticker Security ID: Meeting Date Meeting Status
BN CINS F12033134 04/29/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 Scrip Dividend Mgmt For For For
7 Elect Bruno Bonnell Mgmt For For For
8 Elect Bernard Hours Mgmt For For For
9 Elect Isabelle Seillier Mgmt For For For
10 Elect Jean-Michel Mgmt For For For
Severino
11 Elect Gaelle Olivier Mgmt For For For
12 Elect Lionel Mgmt For For For
Zinsou-Derlin
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions (J.P.
Morgan)
15 Related Party Mgmt For For For
Transactions (Danone
Trading
B.V.)
16 Severance Agreement Mgmt For For For
(Bernard
Hours)
17 Compensation of Franck Mgmt For For For
Riboud,
CEO
18 Compensation of Mgmt For For For
Emmanuel Faber, Deputy
CEO
19 Compensation of Bernard Mgmt For For For
Hours, Deputy
CEO
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Issue Mgmt For For For
Performance
Shares
22 Amendments to Articles Mgmt For For For
23 Authorization of Legal Mgmt For For For
Formalities
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hexagon AB
Ticker Security ID: Meeting Date Meeting Status
HEXA CINS W40063104 05/09/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Board Mgmt For For For
and Management
Acts
17 Board Size Mgmt For For For
18 Directors and Auditors' Mgmt For For For
Fees
19 Election of Directors; Mgmt For For For
Appointment of
Auditor
20 Nomination Committee Mgmt For For For
21 Remuneration Guidelines Mgmt For Against Against
22 Authority to Repurchase Mgmt For For For
and Reissue
Shares
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Hexpol AB
Ticker Security ID: Meeting Date Meeting Status
HPOL'B CINS W4580B100 05/07/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and Management
Acts
16 Board Size Mgmt For For For
17 Directors' and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For Against Against
19 Appointment of Auditor Mgmt For For For
20 Nomination Committee Mgmt For For For
21 Remuneration Guidelines Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hilong Holding Limited
Ticker Security ID: Meeting Date Meeting Status
1623 CINS G4509G105 05/16/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect JI Min Mgmt For For For
6 Elect ZHANG Shuman Mgmt For Against Against
7 Elect YUAN Pengbin Mgmt For For For
8 Elect LIU Qihua Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Hitachi Limited
Ticker Security ID: Meeting Date Meeting Status
6501 CINS J20454112 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Nobuo Katsumata Mgmt For For For
3 Elect Cynthia B. Carroll Mgmt For For For
4 Elect Sadayuki Mgmt For For For
Sakakibara
5 Elect George W. Buckley Mgmt For For For
6 Elect Harufumi Mochizuki Mgmt For Against Against
7 Elect Philip YEO Mgmt For For For
8 Elect Hiroaki Yoshihara Mgmt For For For
9 Elect Hiroaki Nakanishi Mgmt For For For
10 Elect Takashi Hatchohji Mgmt For For For
11 Elect Toshiaki Mgmt For For For
Higashihara
12 Elect Takashi Miyoshi Mgmt For Against Against
13 Elect Nobuo Mochida Mgmt For For For
________________________________________________________________________________
Home Product Center Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
HMPRO CINS Y32758115 10/22/2013 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Minutes Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Reduction in Registered Mgmt For For For
Share
Capital
5 Increase in Registered Mgmt For For For
Share
Capital
6 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
7 Lease Agreement and Mgmt For For For
Property Sale
Agreement
8 Acquisition of Mgmt For For For
Investment Units in
the Property
Fund
9 Board Authorization to Mgmt For For For
Implement
Agreement
10 Transaction of Other Mgmt For Against Against
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Honda Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
7267 CINS J22302111 06/13/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Fumihiko Ike Mgmt For Against Against
4 Elect Takanobu Itoh Mgmt For For For
5 Elect Tetsuo Iwamura Mgmt For For For
6 Elect Takashi Yamamoto Mgmt For For For
7 Elect Yoshiharu Yamamoto Mgmt For For For
8 Elect Toshihiko Nonaka Mgmt For For For
9 Elect Masahiro Yoshida Mgmt For For For
10 Elect Nobuo Kuroyanagi Mgmt For For For
11 Elect Hideko Kunii Mgmt For For For
12 Elect Yuji Shiga Mgmt For For For
13 Elect Kohhei Takeuchi Mgmt For For For
14 Elect Shinji Aoyama Mgmt For For For
15 Elect Noriya Kaihara Mgmt For For For
________________________________________________________________________________
Horizon North Logistics Inc.
Ticker Security ID: Meeting Date Meeting Status
HNL CUSIP 44044D107 04/30/2014 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Bob German Mgmt For For For
2.2 Elect Kevin D. Nabholz Mgmt For For For
2.3 Elect Russell Newmark Mgmt For For For
2.4 Elect Richard E. Mgmt For For For
Peterson
2.5 Elect Ann Rooney Mgmt For For For
2.6 Elect Dean S. Swanberg Mgmt For For For
2.7 Elect Dale E. Tremblay Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Infosys Limited
Ticker Security ID: Meeting Date Meeting Status
INFY CINS Y4082C133 06/14/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect B.G. Srinivas Mgmt For Against Against
4 Elect S. Gopalakrishnan Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Appointment of U. B. Mgmt For Against Against
Pravin Rao (Whole-Time
Director); Approval of
Remuneration
7 Elect Kiran Mazumdar Mgmt For For For
Shaw
8 Elect Carol M. Browner Mgmt For For For
9 Elect Ravi Venkatesan Mgmt For For For
10 Business Transfer Mgmt For For For
Agreement
11 Retirement of Ann M. Mgmt For For For
Fudge
________________________________________________________________________________
Ingenico
Ticker Security ID: Meeting Date Meeting Status
ING CINS F51723116 05/07/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Elect Jean-Pierre Cojan Mgmt For For For
10 Elect Xavier Moreno Mgmt For For For
11 Elect Celeste Thomasson Mgmt For For For
12 Elect Elie Vannier Mgmt For For For
13 Elect Jean-Louis Mgmt For For For
Constanza
14 Remuneration of Mgmt For For For
Philippe Lazare, CEO &
Chairman
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
18 Employee Stock Purchase Mgmt For For For
Plan
19 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Itochu Corporation
Ticker Security ID: Meeting Date Meeting Status
8001 CINS J2501P104 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Eizoh Kobayashi Mgmt For Against Against
4 Elect Masahiro Okafuji Mgmt For For For
5 Elect Yohichi Kobayashi Mgmt For For For
6 Elect Tadayuki Seki Mgmt For For For
7 Elect Yoshihisa Aoki Mgmt For For For
8 Elect Kohji Takayanagi Mgmt For For For
9 Elect Tomofumi Yoshida Mgmt For For For
10 Elect Hitoshi Okamoto Mgmt For For For
11 Elect Takao Shiomi Mgmt For For For
12 Elect Yuji Fukuda Mgmt For For For
13 Elect Eiichi Yonekura Mgmt For For For
14 Elect Ichiroh Fujisaki Mgmt For For For
15 Elect Chikara Kawakita Mgmt For For For
16 Elect Harufumi Mgmt For For For
Mochizuki as a
Statutory
Auditor
________________________________________________________________________________
ITV plc
Ticker Security ID: Meeting Date Meeting Status
ITV CINS G4984A110 05/14/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Special Dividend Mgmt For For For
6 Elect Peter Bazalgette Mgmt For For For
7 Elect Adam Crozier Mgmt For For For
8 Elect Roger Faxon Mgmt For For For
9 Elect Ian Griffiths Mgmt For For For
10 Elect Andy Haste Mgmt For For For
11 Elect Lucy Neville-Rolfe Mgmt For For For
12 Elect Archie Norman Mgmt For For For
13 Elect John Ormerod Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
21 ITV plc Long Term Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Jenoptik AG
Ticker Security ID: Meeting Date Meeting Status
JEN CINS D3721X105 06/12/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
11 Increase in Authorized Mgmt For Against Against
Capital
12 Remuneration Report Mgmt For Against Against
13 Amendments to Mgmt For For For
Intra-Company
Contracts
________________________________________________________________________________
Kakaku.com Inc
Ticker Security ID: Meeting Date Meeting Status
2371 CINS J29258100 06/24/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kaoru Hayashi Mgmt For Against Against
5 Elect Minoru Tanaka Mgmt For For For
6 Elect Shohnosuke Hata Mgmt For For For
7 Elect Taizoh Ieuji Mgmt For For For
8 Elect Kenji Fujiwara Mgmt For For For
9 Elect Hajime Uemura Mgmt For For For
10 Elect Shingo Yuki Mgmt For For For
11 Elect Atsuhiro Murakami Mgmt For For For
12 Elect Ohki Matsumoto Mgmt For Against Against
13 Elect Yoshiharu Hayakawa Mgmt For For For
14 Elect Ryuhei Akiyama Mgmt For For For
15 Elect Toshio Takano as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Keller Group plc
Ticker Security ID: Meeting Date Meeting Status
KLR CINS G5222K109 05/22/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Elect Roy A. Franklin Mgmt For For For
8 Elect Justin Atkinson Mgmt For For For
9 Elect Ruth Cairnie Mgmt For For For
10 Elect Chris Girling Mgmt For For For
11 Elect James Hind Mgmt For For For
12 Elect Wolfgang Mgmt For For For
Sondermann
13 Elect Paul Withers Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
19 Performance Share Plan Mgmt For For For
________________________________________________________________________________
Kintetsu World Express
Ticker Security ID: Meeting Date Meeting Status
9375 CINS J33384108 06/17/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Masanori Yamaguchi Mgmt For Against Against
3 Elect Satoshi Ishizaki Mgmt For For For
4 Elect Hirohiko Ueno Mgmt For For For
5 Elect Johji Tomiyama Mgmt For For For
6 Elect Hiroyuki Hoshiai Mgmt For For For
7 Elect Yoshinori Watarai Mgmt For For For
8 Elect Kazuya Mori Mgmt For For For
9 Elect Shinya Aikawa Mgmt For For For
10 Elect Yoshinobu Mgmt For For For
Mitsuhashi
11 Elect Toshiyuki Kase Mgmt For For For
12 Elect Nobutoshi Torii Mgmt For For For
13 Elect Keisuke Hirata Mgmt For For For
14 Elect Katsufumi Mgmt For For For
Takahashi
15 Elect Tetsuya Kobayashi Mgmt For For For
16 Elect Hiroyuki Okazaki Mgmt For Against Against
as Alternate Statutory
Auditor
________________________________________________________________________________
Kolao Holdings
Ticker Security ID: Meeting Date Meeting Status
900140 CINS G5307W101 03/28/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Corporate Auditors' Fees Mgmt For For For
5 Grant of Stock Options Mgmt For For For
________________________________________________________________________________
Koninklijke Philips Electronics N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N6817P109 05/01/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Orit Gadiesh to Mgmt For For For
the Supervisory
Board
9 Appointment of Auditor Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Suppress Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Cancel Mgmt For For For
Shares
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Koza Altin Isletmeleri AS
Ticker Security ID: Meeting Date Meeting Status
KOZAL.E CINS M6372R103 03/31/2014 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening; Election of Mgmt For For For
Presiding Chairman;
Minutes
4 Report of the Board Mgmt For For For
5 Reports of the Mgmt For For For
Independent
Auditor
6 Accounts Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Dividend Policy Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors Mgmt For For For
11 Presentation of Mgmt For For For
Compensation
Policy
12 Directors Fees' Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Presentation of Mgmt For For For
Disclosure
Policy
15 Presentation of Mgmt For For For
Guarantees
16 Charitable Donations Mgmt For For For
17 Related Party Mgmt For Against Against
Transactions
18 Wishes Mgmt For For For
________________________________________________________________________________
Krones AG
Ticker Security ID: Meeting Date Meeting Status
KRN CINS D47441171 06/25/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Remuneration Policy Mgmt For For For
9 Elect Alexander Nerz Mgmt For For For
10 Elect Hans-Jurgen Thaus Mgmt For For For
11 Authority to Repurchase Mgmt For For For
Shares
12 Supervisory Board Mgmt For For For
Members'
Fees
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
KT Skylife Company Limited
Ticker Security ID: Meeting Date Meeting Status
053210 CINS Y498CM107 03/28/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
6 Corporate Auditors' Fees Mgmt For For For
________________________________________________________________________________
KWS Saat AG
Ticker Security ID: Meeting Date Meeting Status
KWS CINS D39062100 12/19/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
L'Oreal
Ticker Security ID: Meeting Date Meeting Status
OR CINS F58149133 04/17/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Belen Garijo Mgmt For For For
9 Elect Jean-Paul Agon Mgmt For For For
10 Elect Xavier Fontanet Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Remuneration of Mgmt For For For
Jean-Paul Agon,
CEO
13 Authority to Repurchase Mgmt For For For
Shares
14 Related Party Mgmt For For For
Transactions
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
16 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
17 Authorization of Legal Mgmt For For For
Formalities
18 Divestiture of Galderma Mgmt For For For
________________________________________________________________________________
Leoni AG
Ticker Security ID: Meeting Date Meeting Status
LEO CINS D5009P118 05/08/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Compensation Policy Mgmt For For For
12 Amendment to Profit and Mgmt For For For
Loss Transfer
Agreements with LEONI
Bordnetz-Systeme
GmbH
13 Amendment to Profit and Mgmt For For For
Loss Transfer
Agreements with LEONI
Kabel Holding
GmbH
________________________________________________________________________________
LG Household & Healthcare
Ticker Security ID: Meeting Date Meeting Status
051900 CINS Y5275R100 03/14/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Elect JEONG Ho Young Mgmt For For For
3 Elect PYO In Soo Mgmt For For For
4 Elect HAM Jae Bong Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Members: HAN
Sang
Lin
6 Election of Audit Mgmt For For For
Committee Members: PYO
In
Soo
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
LG Life Sciences Ltd.
Ticker Security ID: Meeting Date Meeting Status
068870 CINS Y52767103 03/14/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Account and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LVMH Moet Hennessy Louis Vuitton SA
Ticker Security ID: Meeting Date Meeting Status
MC CINS F58485115 04/10/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For Against Against
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Delphine Arnault Mgmt For For For
9 Elect Nicolas Bazire Mgmt For For For
10 Elect Antonio Belloni Mgmt For For For
11 Elect Diego Della Valle Mgmt For For For
12 Elect Pierre Gode Mgmt For For For
13 Elect Marie-Josee Kravis Mgmt For For For
14 Elect Paolo Bulgari as Mgmt For Against Against
Censor
15 Elect Patrick Houel as Mgmt For Against Against
Censor
16 Elect Felix G. Rohatyn Mgmt For Against Against
as
Censor
17 Elect Marie-Laure Sauty Mgmt For For For
de
Chalon
18 Approval of Mgmt For Against Against
Remuneration of
Bernard Arnault,
Chairman &
CEO
19 Approval of Mgmt For Against Against
Remuneration of
Antonio Belloni, Group
Managing
Director
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
22 Reincorporation as Mgmt For For For
Societas
Europaea
23 Adoption of New Mgmt For For For
Articles Pursuant to
Reincorporation
________________________________________________________________________________
Maruti Suzuki India Limited
Ticker Security ID: Meeting Date Meeting Status
MARUTI CINS Y7565Y100 08/27/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Davinder Singh Mgmt For For For
Brar
4 Elect Amal Ganguli Mgmt For Against Against
5 Elect Keiichi Asai Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Kenichi Mgmt For For For
Ayukawa (Managing
Director/CEO);
Approval of
Remuneration
8 Appointment of Toshiaki Mgmt For For For
Hasuike (Joint
Managing Director);
Approval of
Remuneration
9 Elect R.P. Singh Mgmt For For For
10 Expenses for Former CEO Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mazda Motor Corp
Ticker Security ID: Meeting Date Meeting Status
7261 CINS J41551102 06/24/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
4 Amendments to Articles Mgmt For For For
5 Elect Seita Kanai Mgmt For For For
6 Elect Masamichi Kogai Mgmt For For For
7 Elect Akira Marumoto Mgmt For For For
8 Elect Hirofumi Kawamura Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Mekonomen AB
Ticker Security ID: Meeting Date Meeting Status
MEKO CINS W5615X116 04/08/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Report by the Mgmt For For For
Nomination
Committee
17 Directors and Auditors' Mgmt For For For
Fees
18 Election of Directors Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Nomination Committee Mgmt For For For
Guidelines
21 Remuneration Guidelines Mgmt For For For
22 Authority to Issue Mgmt For For For
Shares to
Employees
23 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Mitsubishi Corporation
Ticker Security ID: Meeting Date Meeting Status
8058 CINS J43830116 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yorihiko Kojima Mgmt For For For
5 Elect Ken Kobayashi Mgmt For For For
6 Elect Hideto Nakahara Mgmt For For For
7 Elect Jun Yanai Mgmt For For For
8 Elect Jun Kinukawa Mgmt For For For
9 Elect Takahisa Miyauchi Mgmt For For For
10 Elect Shuma Uchino Mgmt For For For
11 Elect Kazuyuki Mori Mgmt For For For
12 Elect Yasuhito Hirota Mgmt For For For
13 Elect Kunio Itoh Mgmt For For For
14 Elect Kazuo Tsukuda Mgmt For For For
15 Elect Ryohzoh Katoh Mgmt For For For
16 Elect Hidehiro Konno Mgmt For For For
17 Elect Sakie Mgmt For For For
Tachibana-Fukushima
18 Elect Hideyuki Mgmt For Against Against
Nabeshima as a
Statutory
Auditor
19 Bonus Mgmt For For For
________________________________________________________________________________
Mitsubishi Gas Chemical Company Inc.
Ticker Security ID: Meeting Date Meeting Status
4182 CINS J43959113 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kazuo Sakai Mgmt For Against Against
3 Elect Toshikiyo Kurai Mgmt For For For
4 Elect Takayuki Watanabe Mgmt For For For
5 Elect Yukio Sakai Mgmt For For For
6 Elect Katsuhiko Sugita Mgmt For For For
7 Elect Yoshihiro Yamane Mgmt For For For
8 Elect Kunio Kawa Mgmt For For For
9 Elect Katsushige Hayashi Mgmt For For For
10 Elect Masahiro Johno Mgmt For For For
11 Elect Kenji Inamasa Mgmt For For For
12 Elect Yoshimasa Nihei Mgmt For For For
13 Elect Jin Hata Mgmt For Against Against
14 Elect Takashi Kimura Mgmt For Against Against
15 Reserved Retirement Mgmt For Against Against
Allowances for
Directors
________________________________________________________________________________
Mitsui & Co Limited
Ticker Security ID: Meeting Date Meeting Status
8031 CINS J44690139 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Shohei Utsuda Mgmt For For For
5 Elect Masami Iijima Mgmt For For For
6 Elect Daisuke Saiga Mgmt For For For
7 Elect Johji Okada Mgmt For For For
8 Elect Masayuki Kinoshita Mgmt For For For
9 Elect Shintaroh Ambe Mgmt For For For
10 Elect Kohichi Tanaka Mgmt For For For
11 Elect Hiroyuki Katoh Mgmt For For For
12 Elect Yoshihiro Honboh Mgmt For For For
13 Elect Ikujiroh Nonaka Mgmt For For For
14 Elect Hiroshi Mgmt For For For
Hirabayashi
15 Elect Toshiroh Mutoh Mgmt For For For
16 Elect Izumi Kobayashi Mgmt For For For
17 Elect Haruka Matsuyama Mgmt For For For
@ Haruka Katoh as
Statutory
Auditor
18 Equity Compensation Plan Mgmt For For For
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Adding
Biodiesel and
Treatment of Radiation
Contaminated Water to
Company
Purpose
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Eliminating
GMOs and Certain
Medical Facilities
from Company
Purpose
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Removing
Nuclear Generation and
Adding Biomass
Generation to Company
Purpose
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Excluding
Production of
Narcotics from Company
Purpose
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Deletion of
Share Buyback
Provision
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Shoei
Utsuda
26 Shareholder Proposal ShrHoldr Against Against For
Regarding Share
Repurchases
________________________________________________________________________________
MonotaRO Company Limited
Ticker Security ID: Meeting Date Meeting Status
3064 CINS J46583100 03/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Kinya Seto Mgmt For For For
4 Elect Masaya Suzuki Mgmt For For For
5 Elect Masanori Miyajima Mgmt For Against Against
6 Elect Yasuo Yamagata Mgmt For Against Against
7 Elect Haruo Kitamura Mgmt For For For
8 Elect Masahiro Kishida Mgmt For For For
9 Elect David L. Mgmt For For For
Rowlinson
II
________________________________________________________________________________
Nam Cheong Ltd.
Ticker Security ID: Meeting Date Meeting Status
NCL CINS G6361R111 04/28/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LEONG Seng Keat Mgmt For For For
4 Elect TIONG Chiong Mgmt For Against Against
Hiiung
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Nam Cheong Ltd.
Ticker Security ID: Meeting Date Meeting Status
NCL CINS G6361R111 04/28/2014 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Nemetschek AG
Ticker Security ID: Meeting Date Meeting Status
NEM CINS D56134105 05/20/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Mgmt For For For
Shares
10 Amendment to Corporate Mgmt For For For
Purpose
11 Amendments to Agreement Mgmt For For For
with Nemetschek Frilo
GmbH
12 Amendments to Agreement Mgmt For For For
with Nemetschek
Allplan Systems
GmbH
________________________________________________________________________________
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/10/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Compensation Report Mgmt For For For
4 Ratification of Board Mgmt For For For
and Management
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Elect Peter Mgmt For For For
Brabeck-Letmathe
8 Elect Paul Bulcke Mgmt For For For
9 Elect Andreas Koopmann Mgmt For For For
10 Elect Rolf Hanggi Mgmt For For For
11 Elect Beat Hess Mgmt For For For
12 Elect Daniel Borel Mgmt For For For
13 Elect Steven G. Hoch Mgmt For For For
14 Elect Naina Lal Kidwai Mgmt For For For
15 Elect Titia de Lange Mgmt For For For
16 Elect Jean-Pierre Roth Mgmt For For For
17 Elect Ann Veneman Mgmt For For For
18 Elect Henri de Castries Mgmt For For For
19 Elect Eva Cheng Mgmt For For For
20 Election of Chairman Mgmt For For For
21 Elect Beat Hess as Mgmt For For For
Compensation Committee
Member
22 Elect Daniel Borel as Mgmt For For For
Compensation Committee
Member
23 Elect Andreas Koopmann Mgmt For For For
as Compensation
Committee
Member
24 Elect Jean-Pierre Roth Mgmt For For For
as Compensation
Committee
Member
25 Appointment of Auditor Mgmt For For For
26 Appointment of Mgmt For For For
Independent
Proxy
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 MANAGEMENT RECOMMENDS A Mgmt For N/A N/A
FOR VOTE ON THIS
PROPOSAL: Management
recommends a FOR vote
on this proposal: Vote
in accordance with the
proposal of the Board
of
Directors
29 PLEASE NOTE THAT THIS Mgmt For N/A N/A
RESOLUTION IS A
SHAREHOLDER PROPOSAL:
Vote against the
proposal of the Board
of
Directors
30 PLEASE NOTE THAT THIS Mgmt For For For
RESOLUTION IS A
SHAREHOLDER PROPOSAL:
Abstain
________________________________________________________________________________
NHK Spring Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
5991 CINS J49162126 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Kaoru Hatayama as Mgmt For Against Against
Director
4 Elect Takeshi Ishiguro Mgmt For Against Against
5 Elect Keiichiroh Sue Mgmt For For For
6 Statutory Auditors' Fees Mgmt For For For
________________________________________________________________________________
Nippon Meat Packers Inc
Ticker Security ID: Meeting Date Meeting Status
2282 CINS J54752142 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Hiroshi Kobayashi Mgmt For For For
3 Elect Noboru Takezoe Mgmt For For For
4 Elect Hiroji Ohkoso Mgmt For For For
5 Elect Kohji Uchida Mgmt For For For
6 Elect Juichi Suezawa Mgmt For For For
7 Elect Yoshihide Hata Mgmt For For For
8 Elect Kohji Kawamura Mgmt For For For
9 Elect Toshiko Katayama Mgmt For For For
10 Elect Iwao Taka Mgmt For For For
11 Elect Takahiko Shinohara Mgmt For For For
12 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Nippon Steel & Sumitomo Metal Corporation
Ticker Security ID: Meeting Date Meeting Status
5401 CINS J55678106 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Shohji Muneoka Mgmt For Against Against
5 Elect Hiroshi Tomono Mgmt For For For
6 Elect Kohsei Shindoh Mgmt For For For
7 Elect Shinya Higuchi Mgmt For For For
8 Elect Katsuhiko Ohta Mgmt For For For
9 Elect Akihiro Miyasaka Mgmt For For For
10 Elect Kinya Yanagawa Mgmt For For For
11 Elect Sohichiroh Sakuma Mgmt For For For
12 Elect Yasumitsu Saeki Mgmt For For For
13 Elect Shinji Morinobu Mgmt For For For
14 Elect Shinji Fujino Mgmt For For For
15 Elect Ritsuya Iwai Mgmt For For For
16 Elect Mutsutake Ohtsuka Mgmt For For For
17 Elect Ichiroh Fujisaki Mgmt For For For
18 Elect Hiroshi Ohbayashi Mgmt For For For
19 Elect Jiroh Makino Mgmt For For For
________________________________________________________________________________
NKSJ Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
8630 CINS J58699109 06/23/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
- Change in Company
Name
4 Elect Masaya Futamiya Mgmt For For For
5 Elect Kengo Sakurada Mgmt For For For
6 Elect Shinji Tsuji Mgmt For For For
7 Elect Shohichiroh Mgmt For For For
Takemoto
8 Elect Keiji Nishizawa Mgmt For For For
9 Elect Shigeru Ehara Mgmt For For For
10 Elect Atsushi Mgmt For For For
Kumanomidoh
11 Elect Takaya Isogai Mgmt For For For
12 Elect Sawako Nohara Mgmt For For For
13 Elect Isao Endoh Mgmt For For For
14 Elect Tamami Murata Mgmt For For For
15 Elect Scott Trevor Davis Mgmt For For For
16 Elect Toshiyuki Takata Mgmt For For For
17 Elect Naoki Yanagida Mgmt For For For
________________________________________________________________________________
Nutreco Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6509P151 03/27/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Piero Overmars Mgmt For For For
14 Elect H. Verhagen Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Suppress Mgmt For For For
Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Orion Corp.
Ticker Security ID: Meeting Date Meeting Status
001800 CINS Y88860104 03/28/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Directors' Fees Mgmt For Against Against
4 Corporate Auditors' Fees Mgmt For Against Against
5 Amendments to Executive Mgmt For For For
Officer Retirement
Allowance
Policy
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Orix Corporation
Ticker Security ID: Meeting Date Meeting Status
8591 CINS J61933123 06/24/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Makoto Inoue Mgmt For For For
3 Elect Haruyuki Urata Mgmt For For For
4 Elect Tamio Umaki Mgmt For For For
5 Elect Kazuo Kojima Mgmt For For For
6 Elect Yoshiyuki Yamaya Mgmt For For For
7 Elect Katsunobu Kamei Mgmt For For For
8 Elect Hideaki Takahashi Mgmt For For For
9 Elect Takeshi Sasaki Mgmt For For For
10 Elect Eiko Tsujiyama Mgmt For For For
11 Elect Robert Feldman Mgmt For For For
12 Elect Takeshi Niinami Mgmt For For For
13 Elect Nobuaki Usui Mgmt For For For
14 Elect Ryuji Yasuda Mgmt For For For
________________________________________________________________________________
Petroleum Geo-Services ASA
Ticker Security ID: Meeting Date Meeting Status
PGS CINS R69628114 11/21/2013 Voted
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Minutes Mgmt For For For
6 Elect Anne Grethe Dalane Mgmt For For For
7 Elect Walter Qvam Mgmt For Against Against
________________________________________________________________________________
Pfeiffer Vacuum Technology AG
Ticker Security ID: Meeting Date Meeting Status
PFV CINS D6058X101 05/22/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
10 Amendments to Mgmt For For For
Profit-and-Loss
Transfer Agreement
with Pfeiffer Vacuum
GmbH
________________________________________________________________________________
Pola Orbis Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
4927 CINS J6388P103 03/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Satoshi Suzuki Mgmt For Against Against
4 Elect Naoki Kume Mgmt For For For
5 Elect Akira Fujii Mgmt For For For
6 Elect Hiroki Suzuki Mgmt For For For
7 Elect Yasuo Iwazaki Mgmt For For For
8 Elect Takao Miura Mgmt For For For
9 Elect Tsuneo Machida Mgmt For For For
10 Elect Kuniaki Hoshi Mgmt For For For
11 Elect Akio Satoh Mgmt For For For
12 Elect Motohiko Nakamura Mgmt For For For
________________________________________________________________________________
ProSiebenSat.1 Media AG
Ticker Security ID: Meeting Date Meeting Status
PSM CINS D6216S143 06/26/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Lawrence Aidem Mgmt For For For
12 Elect Antoinette P Aris Mgmt For For For
13 Elect Werner Brandt Mgmt For For For
14 Elect Adam Cahan Mgmt For For For
15 Elect Stefan Dziarski Mgmt For For For
16 Elect Philipp Freise Mgmt For For For
17 Elect Marion Helmes Mgmt For For For
18 Elect Erik Adrianus Mgmt For For For
Hubertus
Huggers
19 Elect Harald Wiedmann Mgmt For For For
20 Supervisory Board Mgmt For For For
Members'
Fees
21 Increase in Authorized Mgmt For For For
Capital
22 Authority to Issue Mgmt For Against Against
Convertible Debt
Instruments
23 Increase in Conditional Mgmt For Against Against
Capital
24 Amendments to Articles Mgmt For For For
25 Amendment to Control Mgmt For For For
Agreement with
ProSiebenSat.1
Produktion
GmbH
26 Amendment to Control Mgmt For For For
Agreement with maxdome
GmbH
27 Amendment to Control Mgmt For For For
Agreement with Seven
Scores Musikverlag
GmbH
28 Amendment to Control Mgmt For For For
Agreement
with
29 Amendment to Control Mgmt For For For
Agreement with PSH
Entertainment
GmbH
30 Amendment to Control Mgmt For For For
Agreement with
ProSiebenSat.1 Digital
& Adjacent
GmbH
31 Amendment to Mgmt For For For
Profit-and-Loss
Transfer Agreement
with 9Live Fernsehen
GmbH
32 Amendment to Control Mgmt For For For
Agreement with
ProSiebenSat.1 Erste
Verwaltungsgesellschaft
mbH
33 Amendment to Control Mgmt For For For
Agreement with
SevenOne Brands
GmbH
34 Amendment to Control Mgmt For For For
Agreement with P7S1
Erste SBS Holding
GmbH
35 Amendment to Control Mgmt For For For
Agreement with P7S1
Zweite SBS Holding
GmbH
36 Amendment to Control Mgmt For For For
Agreement with
ProSiebenSat.1
Applications
GmbH
37 Amendment to Control Mgmt For For For
Agreement with Red
Arrow Entertainment
Group
GmbH
38 Amendment to Control Mgmt For For For
Agreement with
ProSiebenSat.1 TV
Deutschland
GmbH
39 Amendment to Control Mgmt For For For
Agreement with
ProSiebenSat.1 Achte
Verwaltungsgesellschaft
mbH
40 Amendment to Mgmt For For For
Profit-and-Loss
Transfer Agreement
with PSH Entertainment
GmbH
41 Amendment to Mgmt For For For
Profit-and-Loss
Transfer Agreement
with ProSiebenSat.1
Digital & Adjacent
GmbH
42 Amendment to Control Mgmt For For For
Agreement with
ProSiebenSat.1
Vierzehnte
Verwaltungsgesellschaft
mbH
43 Amendment to Control Mgmt For For For
Agreement with
ProSiebenSat.1
Funfzehnte
Verwaltungsgesellschaft
mbH
44 Amendment to Control Mgmt For For For
Agreement with
SevenVentures
GmbH
45 Amendment to Control Mgmt For For For
Agreement with 9Live
Fernsehen
GmbH
________________________________________________________________________________
Quebecor Inc.
Ticker Security ID: Meeting Date Meeting Status
QBR.B CUSIP 748193208 06/19/2014 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Michael Lavigne Mgmt For For For
1.2 Elect Normand Provost Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendments to Article Mgmt For For For
Regarding the
Appointment of
Additional
Directors
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Advisory
Vote on Compensation
(Say on
Pay)
5 Shareholder Proposal ShrHoldr For For For
Regarding Voting in
Director
Elections
________________________________________________________________________________
RCR Tomlinson Limited
Ticker Security ID: Meeting Date Meeting Status
RCR CINS Q8048W108 11/20/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Eva Skira Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Renew Long-Term Mgmt For For For
Incentive
Plan
5 Equity Grant (MD/CEO Mgmt For For For
Paul
Dalgleish)
6 Approve Financial Mgmt For For For
Assistance to Related
Parties
________________________________________________________________________________
Remy Cointreau SA
Ticker Security ID: Meeting Date Meeting Status
RCO CINS F7725A100 09/24/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Ratification of Board Mgmt For For For
and Auditor
Acts
10 Elect Marc Heriard Mgmt For Against Against
Dubreuil
11 Elect Florence Rollet Mgmt For For For
12 Elect Yves Guillemot Mgmt For For For
13 Elect Olivier Jolivet Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Authority to Repurchase Mgmt For Against Against
Shares
16 Authorization of Legal Mgmt For For For
Formalities
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
18 Authority to Increase Mgmt For For For
Capital through
Capitalizations
19 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
20 Employee Stock Purchase Mgmt For For For
Plan
21 Authority to Use Mgmt For Against Against
Previous Authorities
as a Takeover
Defense
22 Transfer of Reserves Mgmt For For For
23 Amendments to Article Mgmt For Abstain Against
8.2
24 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Rolls-Royce Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
RR CINS G76225104 05/01/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Lee Hsien Yang Mgmt For For For
5 Elect Warren A. East Mgmt For For For
6 Elect Ian E.L. Davis Mgmt For For For
7 Elect John Rishton Mgmt For For For
8 Elect Helen Alexander Mgmt For For For
9 Elect Lewis W.K. Booth Mgmt For For For
10 Elect Frank Chapman Mgmt For For For
11 Elect James M. Guyette Mgmt For For For
12 Elect John McAdam Mgmt For For For
13 Elect Mark Morris Mgmt For For For
14 Elect John Neill Mgmt For For For
15 Elect Colin P. Smith Mgmt For For For
16 Elect Jasmin Staiblin Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Redeemable Dividend (C Mgmt For For For
Shares)
20 Authorisation of Mgmt For For For
Political
Donations
21 Performance Share Plan Mgmt For For For
22 Deferred Shared Bonus Mgmt For For For
Plan
23 Increase Directors' Fee Mgmt For For For
Cap
24 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
26 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Rubis SCA
Ticker Security ID: Meeting Date Meeting Status
RUI CINS F7937E106 06/05/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Elect Olivier Heckenroth Mgmt For Against Against
9 Elect Jean-Claude Mgmt For For For
Dejouhanet
10 Elect Christian Moretti Mgmt For Against Against
11 Elect Alexandre Mgmt For For For
Picciotto
12 Authority to Repurchase Mgmt For For For
Shares
13 Related Party Mgmt For For For
Transactions
14 Amendment to Articles Mgmt For Against Against
Regarding Disclosure
Threshold
15 Amendments to Article Mgmt For For For
Regarding Length of
Term and Minimum
Number of Shares Held
by Supervisory Board
Members
16 Amendments to Articles Mgmt For For For
Regarding Inclusion of
Agenda Items by
Shareholders
17 Amendments to Articles Mgmt For For For
Regarding Double
Voting
Rights
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Ryohin Keikaku Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
7453 CINS J6571N105 05/21/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Masaaki Kanai Mgmt For For For
5 Elect Kei Suzuki Mgmt For For For
6 Elect Hisashi Sakamaki Mgmt For For For
7 Elect Toshiaki Itoh Mgmt For For For
8 Elect Kuniaki Hara as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/14/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 05/05/2014 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Elect Christopher Mgmt For For For
Viehbacher
9 Elect Robert Castaigne Mgmt For For For
10 Elect Christian Mulliez Mgmt For For For
11 Elect Patrick Kron Mgmt For For For
12 Remuneration of Serge Mgmt For For For
Weinberg,
Chairman
13 Remuneration of Mgmt For For For
Christopher
Viehbacher,
CEO
14 Authority to Repurchase Mgmt For For For
Shares
15 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Santen Pharmaceutical Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
4536 CINS J68467109 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akira Kurokawa Mgmt For For For
4 Elect Sadatoshi Furukado Mgmt For For For
5 Elect Noboru Kotani Mgmt For For For
6 Elect Akihiro Okumura Mgmt For For For
7 Elect Takayuki Katayama Mgmt For For For
8 Elect Yoshihiro Nohtsuka Mgmt For For For
9 Elect Kohichi Matsuzawa Mgmt For Against Against
________________________________________________________________________________
Santos Limited
Ticker Security ID: Meeting Date Meeting Status
STO CINS Q82869118 05/16/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Peter R. Coates Mgmt For For For
3 Elect Scott D. Sheffield Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
David
Knox)
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
From Narrabri Gas
Project
________________________________________________________________________________
Sap AG
Ticker Security ID: Meeting Date Meeting Status
SAP CINS D66992104 05/21/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Amendments to Agreement Mgmt For For For
with SAP
Erste Beteiligungs- und
Vermogensverwaltungs
GmbH
10 Amendments to Agreement Mgmt For For For
with SAP Zweite
Beteiligungs- und
Vermogensverwaltungs
GmbH
11 Control Agreement with Mgmt For For For
SAP Ventures
Investment
GmbH
12 Change of Legal Form to Mgmt For For For
a European
Company
13 Elect Hasso Plattner Mgmt For Against Against
14 Elect Pekka Ala-Pietila Mgmt For For For
15 Elect Anja Feldmann Mgmt For For For
16 Elect Wilhelm Haarmann Mgmt For Against Against
17 Elect Bernard Liautaud Mgmt For For For
18 Elect Hartmut Mehdorn Mgmt For For For
19 Elect Erhard Schipporeit Mgmt For For For
20 Elect Jim Hagermann Mgmt For Against Against
Snabe
21 Elect Klaus Wucherer Mgmt For Against Against
________________________________________________________________________________
Sapurakencana Petroleum Berhad
Ticker Security ID: Meeting Date Meeting Status
SKPETRO CINS Y7516Y100 06/25/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect Mokhzani Mahathir Mgmt For Against Against
3 Elect Shahriman Mgmt For For For
Shamsuddin
4 Elect Yeow Kheng Chew Mgmt For For For
5 Elect Gee Siew Yoong Mgmt For For For
6 Elect Ramlan Abdul Malek Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Hamzah Bakar Mgmt For Against Against
9 Elect John Fredriksen Mgmt For Against Against
as Alternate
Director
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Sapurakencana Petroleum Berhad
Ticker Security ID: Meeting Date Meeting Status
SKPETRO CINS Y7516Y100 06/25/2014 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Share Mgmt For For For
Issuance
Scheme
2 Grant of Shares to Mgmt For For For
Shahril bin
Shamsuddin
3 Grant of Shares to Mgmt For For For
Ramlan bin Abdul
Malek
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Schneider Electric SA
Ticker Security ID: Meeting Date Meeting Status
SU CINS F86921107 05/06/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Losses Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Remuneration Elements Mgmt For For For
(Jean-Pascal
Tricoire)
10 Remuneration Elements Mgmt For For For
(Emmanuel
Babeau)
11 Remuneration of Mgmt For For For
Jean-Pascal Tricoire,
CEO
12 Remuneration of Mgmt For For For
Emmanuel Babeau,
Executive Vice
President
13 Elect Linda Knoll Mgmt For For For
14 Elect Noel Forgeard Mgmt For For For
15 Elect Willy R. Kissling Mgmt For For For
16 Elect Catherine Kopp Mgmt For For For
17 Elect Henri Lachmann Mgmt For For For
18 Elect G. Richard Thoman Mgmt For For For
19 Elect Jeong H. Kim Mgmt For For For
20 Authority to Repurchase Mgmt For For For
Shares
21 Conversion of Corporate Mgmt For For For
Form
22 Amendments Regarding Mgmt For For For
Company
Name
23 Amendments Regarding Mgmt For For For
Corporate Form
24 Employee Stock Purchase Mgmt For For For
Plan
25 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
26 Authorization of Legal Mgmt For For For
Formalities
27 Elect Lone Fonss Mgmt For For For
Schroder
________________________________________________________________________________
SFA Engineering Corp.
Ticker Security ID: Meeting Date Meeting Status
056190 CINS Y7676C104 03/28/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
3 Amendments to Executive Mgmt For For For
Officer Retirement
Allowance
Policy
4 Elect KIM Young Min Mgmt For For For
5 Elect LEE Myung Jae Mgmt For For For
6 Elect JUN Young Bae Mgmt For For For
7 Elect SUH Dong Ki Mgmt For For For
8 Elect GO Bong Chan Mgmt For For For
9 Elect CHO In Hoe Mgmt For For For
10 Elect LEE In Ho Mgmt For Against Against
11 Election of audit Mgmt For For For
committee member: Go
Bong
Chan
12 Election of Audit Mgmt For For For
Committee Member: CHO
In
Hoe
13 Election of Audit Mgmt For Against Against
Committee Member: LEE
In
Ho
14 Directors' Fees Mgmt For For For
________________________________________________________________________________
SGS Societe Generale de Surveillance SA
Ticker Security ID: Meeting Date Meeting Status
SGSN CINS H7484G106 03/13/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Report Mgmt For Against Against
5 Ratification of Board Mgmt For For For
and Management
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect Sergio Marchionne Mgmt For Against Against
as
Chairman
10 Elect Paul Desmarais, Mgmt For Against Against
Jr.
11 Elect August von Finck; Mgmt For For For
Elect Mr. von Finck as
Nomination and
Remuneration Committee
Member
12 Elect August Francois Mgmt For For For
von
Finck
13 Elect Ian Gallienne; Mgmt For Against Against
Elect Mr. Gallienne as
Nomination and
Remuneration Committee
Member
14 Elect Cornelius Grupp Mgmt For For For
15 Elect Peter Kalantzis Mgmt For Against Against
16 Elect Gerard Lamarche Mgmt For Against Against
17 Elect Shelby R. du Mgmt For For For
Pasquier; Elect Mr. du
Pasquier as Nomination
and Remuneration
Committee
Member
18 Elect Sergio Marchionne Mgmt For Against Against
as
Chairman
19 Elect August von Finck; Mgmt For For For
Elect Mr. von Finck as
Nomination and
Remuneration Committee
Member
20 Elect Ian Gallienne; Mgmt For Against Against
Elect Mr. Gallienne as
Nomination and
Remuneration Committee
Member
21 Elect Shelby R. du Mgmt For For For
Pasquier; Elect Mr. du
Pasquier as Nomination
and Remuneration
Committee
Member
22 Appointment of Auditor Mgmt For For For
23 Appointment of Mgmt For For For
Independent
Proxy
24 In the case of ShrHoldr For For For
ad-hoc/Miscellaneous
shareholder motions
proposed during the
general meeting, I
authorize my proxy to
act as follows in
accordance with the
board of
directors
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SHW AG
Ticker Security ID: Meeting Date Meeting Status
SW1 CINS D6929Q103 05/09/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Georg Wolf Mgmt For For For
10 Elect Kirstin Mgmt For For For
Hegner-Cordes
11 Elect Jorg Ernst Franke Mgmt For For For
12 Elect Frank-Michael Mgmt For For For
Meibner
13 Supervisory Board Mgmt For For For
Members'
Fees
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/28/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Compensation Policy Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Elect Jim Hagemann Snabe Mgmt For For For
13 Increase in Authorized Mgmt For For For
Capital
14 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
15 Cancellation of Mgmt For For For
Conditional Share
Capital
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sirtex Medical Limited
Ticker Security ID: Meeting Date Meeting Status
SRX CINS Q8510U101 10/29/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John Eady Mgmt For For For
4 Renew Executive Mgmt For For For
Performance Rights
Plan
5 Equity Grant (CEO Mgmt For For For
Gilman
Wong)
________________________________________________________________________________
Softbank Corporation
Ticker Security ID: Meeting Date Meeting Status
9984 CINS J75963108 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshimitsu Gotoh Mgmt For For For
4 Elect Kazuhiko Fujiwara Mgmt For For For
5 Elect Shigenobu Nagamori Mgmt For For For
________________________________________________________________________________
Stada Arzneimittel AG
Ticker Security ID: Meeting Date Meeting Status
SAZ CINS D76226113 06/04/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For Against Against
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Amend Control Agreement Mgmt For For For
with BEPHA
Beteiligungsgesellschaf
t fur Pharmawerte
mbH
12 Amend Control Agreement Mgmt For For For
with STADA Pharma
International
GmbH
13 Amend Control Agreement Mgmt For For For
with STADA
GmbH
14 Amend Control Agreement Mgmt For For For
with STADApharm
GmbH
15 Amend Control Agreement Mgmt For For For
with Mobilat
Produktions
GmbH
________________________________________________________________________________
Strabag SE
Ticker Security ID: Meeting Date Meeting Status
STR CINS A8363A118 06/27/2014 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Increase in Authorized Mgmt For Against Against
Capital
________________________________________________________________________________
Swatch Group Ltd. (The)
Ticker Security ID: Meeting Date Meeting Status
UHR CINS H83949141 05/14/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Nayla Hayek Mgmt For Against Against
5 Elect Esther Grether Mgmt For For For
6 Elect Ernst Tanner Mgmt For For For
7 Elect Georges Hayek Mgmt For Against Against
8 Elect Claude Nicollier Mgmt For For For
9 Elect Jean-Pierre Roth Mgmt For For For
10 Elect Nayla Hayek as Mgmt For Against Against
Chairwoman
11 Elect Nayla Hayek as Mgmt For Against Against
Compensation Committee
Member
12 Elect Esther Grether as Mgmt For For For
Compensation Committee
Member
13 Elect Ernst Tanner as Mgmt Against For Against
Compensation Committee
Member
14 Elect Georges Hayek as Mgmt For Against Against
Compensation Committee
Member
15 Elect Claude Nicollier Mgmt For For For
as Compensation
Committee
Member
16 Elect Jean-Pierre Roth Mgmt For For For
as Compensation
Committee
Member
17 Appointment of Mgmt For For For
Independent
Proxy
18 Appointment of Auditor Mgmt For For For
19 Transaction of Other Mgmt For Against Against
Business
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sysmex Corp.
Ticker Security ID: Meeting Date Meeting Status
6869 CINS J7864H102 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kaoru Asano Mgmt For For For
4 Elect Kenji Tachibana Mgmt For Against Against
5 Elect Kohichi Ohnishi Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Taiheiyo Cement Corporation
Ticker Security ID: Meeting Date Meeting Status
5233 CINS J7923L110 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Keiji Tokuue Mgmt For Against Against
5 Elect Shuhji Fukuda Mgmt For For For
6 Elect Shoh Kurasaki Mgmt For For For
7 Elect Kohji Ishii Mgmt For For For
8 Elect Kenji Ogawa Mgmt For For For
9 Elect Takaki Minato Mgmt For For For
10 Elect Hidehiko Kasamura Mgmt For For For
11 Elect Ken Kikuchi Mgmt For For For
12 Elect Yuichi Kitabayashi Mgmt For For For
13 Elect Shigeru Matsushima Mgmt For For For
14 Elect Keiichi Ootagaki Mgmt For For For
15 Elect Noriyuki Ishii as Mgmt For Against Against
Statutory
Auditor
16 Elect Wakako Mitani as Mgmt For For For
Alternate Statutory
Auditor
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Tecan Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
TECN CINS H84774167 04/14/2014 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Compensation Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
and Management
Acts
6 Elect Heinrich Fischer Mgmt For For For
7 Elect Oliver S. Fetzer Mgmt For Against Against
8 Elect Karen J. Mgmt For For For
Huebscher
9 Elect Christa Kreuzburg Mgmt For For For
10 Elect Gerard Vaillant Mgmt For For For
11 Elect Erik Wallden Mgmt For For For
12 Elect Rolf A. Classon Mgmt For Against Against
13 Elect Rolf Classon as Mgmt For Against Against
Board
Chair
14 Elect Oliver Fetzer as Mgmt For Against Against
Compensation Committee
Member
15 Elect Christa Kreuzburg Mgmt For For For
as Compensation
Committee
Member
16 Appointment of Auditor Mgmt For For For
17 Appointment of Mgmt For For For
Independent
Proxy
18 Increase in Authorized Mgmt For For For
Capital
19 Amendments to Articles Mgmt For For For
Relating to
VeguV
20 Transaction of Other Mgmt For Against Against
Business
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tech Mahindra Limited
Ticker Security ID: Meeting Date Meeting Status
TECHM CINS Y85491101 06/20/2014 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
3 Reduction in Share Mgmt For For For
Premium
Account
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tech Mahindra Limited
Ticker Security ID: Meeting Date Meeting Status
TECHM CINS Y85491101 06/24/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Ted Baker plc
Ticker Security ID: Meeting Date Meeting Status
TED CINS G8725V101 06/10/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect David A. Bernstein Mgmt For Against Against
6 Elect Raymond S. Kelvin Mgmt For For For
7 Elect Lindsay D. Page Mgmt For For For
8 Elect Ronald Stewart Mgmt For Against Against
9 Elect Anne Sheinfield Mgmt For For For
10 Elect Andrew Jennings Mgmt For For For
11 Appointment of Auditor Mgmt For Against Against
12 Authority to Set Mgmt For Against Against
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Telenor ASA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS R21882106 05/14/2014 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Agenda Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividend
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Compensation Guidelines Mgmt For Against Against
10 Cancellation of Mgmt For For For
Treasury
Shares
11 Authority to Repurchase Mgmt For For For
Shares for
Cancellation
12 Governing Bodies' Fees Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Teleperformance
Ticker Security ID: Meeting Date Meeting Status
RCF CINS F9120F106 05/07/2014 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Remuneration of Daniel Mgmt For For For
Julien,
Chairman
9 Remuneration of Paulo Mgmt For For For
Cesar Salles Vasques,
CEO.
10 Directors' Fees Mgmt For For For
11 Elect Christobel E. Mgmt For For For
Selecky
12 Elect Angela Maria Mgmt For For For
Sierra-Moreno
13 Authority to Repurchase Mgmt For For For
Shares
14 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572148 05/14/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Martin LAU Chi Mgmt For For For
Ping
6 Elect Charles St Leger Mgmt For Against Against
Searle
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Stock Split Mgmt For For For
13 Adopt The Riot Games Mgmt For Against Against
Option
Scheme
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tikkurila Oyj
Ticker Security ID: Meeting Date Meeting Status
TIK1V CINS X90959101 03/25/2014 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Board Mgmt For For For
and Management
Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Appointment of Auditor Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tokio Marine Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
8766 CINS J86298106 06/23/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shuzoh Sumi Mgmt For For For
4 Elect Tsuyoshi Nagano Mgmt For For For
5 Elect Masashi Ohba Mgmt For For For
6 Elect Hirokazu Fujita Mgmt For For For
7 Elect Takashi Itoh Mgmt For For For
8 Elect Kunio Itoh Mgmt For Against Against
9 Elect Akio Mimura Mgmt For For For
10 Elect Mikio Sasaki Mgmt For For For
11 Elect Kunihiko Fujii Mgmt For For For
12 Elect Shinichi Hirose Mgmt For For For
13 Elect Yuko Kawamoto Mgmt For For For
14 Elect Takaaki Tamai Mgmt For For For
15 Elect Akihiro Wani Mgmt For For For
________________________________________________________________________________
Tokyo Ohka Kogyo
Ticker Security ID: Meeting Date Meeting Status
4186 CINS J87430104 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ikuo Akutsu Mgmt For Against Against
4 Elect Kohbun Iwasaki Mgmt For For For
5 Elect Hiroji Komano Mgmt For For For
6 Elect Harutoshi Satoh Mgmt For For For
7 Elect Jun Iwasa Mgmt For For For
8 Elect Kunio Mizuki Mgmt For For For
9 Elect Hiroshi Kurimoto Mgmt For For For
10 Directors' Fees and Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Toray Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
3402 CINS J89494116 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Sadayuki Mgmt For Against Against
Sakakibara
5 Elect Akihiro Nikkaku Mgmt For For For
6 Elect Eizoh Tanaka Mgmt For For For
7 Elect Nobuo Suzui Mgmt For For For
8 Elect Kohichi Abe Mgmt For For For
9 Elect Moriyuki Ohnishi Mgmt For For For
10 Elect Shinichi Okuda Mgmt For For For
11 Elect Kazushi Hashimoto Mgmt For For For
12 Elect Ryoh Murayama Mgmt For For For
13 Elect Akira Uchida Mgmt For For For
14 Elect Shohgo Masuda Mgmt For For For
15 Elect Akira Umeda Mgmt For For For
16 Elect Yukichi Deguchi Mgmt For For For
17 Elect Hiroshi Murakami Mgmt For For For
18 Elect Akio Satoh Mgmt For For For
19 Elect Hiroshi Ohtani Mgmt For For For
20 Elect Minoru Yoshinaga Mgmt For For For
21 Elect Kunihiko Yoshida Mgmt For For For
22 Elect Tohru Fukasawa Mgmt For For For
23 Elect Satoru Hagiwara Mgmt For For For
24 Elect Yasuo Suga Mgmt For For For
25 Elect Hirofumi Kobayashi Mgmt For For For
26 Elect Masashi Fujita Mgmt For For For
27 Elect Kazuhiko Shutoh Mgmt For For For
28 Elect Tetsuya Tsunekawa Mgmt For For For
29 Elect Kunio Itoh Mgmt For Against Against
30 Elect Kohichi Kobayashi Mgmt For For For
as Alternate Statutory
Auditor
31 Bonus Mgmt For Against Against
________________________________________________________________________________
Toyota Motor Corporation
Ticker Security ID: Meeting Date Meeting Status
7203 CINS J92676113 06/17/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takeshi Uchiyamada Mgmt For Against Against
4 Elect Akio Toyoda Mgmt For For For
5 Elect Satoshi Ozawa Mgmt For For For
6 Elect Nobuyori Kodaira Mgmt For For For
7 Elect Mitsuhisa Katoh Mgmt For For For
8 Elect Masamoto Maekawa Mgmt For For For
9 Elect Yasumori Ihara Mgmt For For For
10 Elect Seiichi Sudoh Mgmt For For For
11 Elect Kohhei Saga Mgmt For For For
12 Elect Tokuo Fukuichi Mgmt For For For
13 Elect Shigeki Terashi Mgmt For For For
14 Elect Yoshimasa Ishii Mgmt For For For
15 Elect Ikuo Uno Mgmt For Against Against
16 Elect Haruhiko Katoh Mgmt For For For
17 Elect Mark T. Hogan Mgmt For Against Against
18 Elect Masaki Nakatsugawa Mgmt For Against Against
19 Elect Teisuke Kitayama Mgmt For Against Against
20 Elect Ryuji Sakai as Mgmt For For For
Alternate Statutory
Auditor
21 Bonus Mgmt For For For
22 Approve of Disposition Mgmt For For For
of Treasury Shares and
Third Party
Allotment
________________________________________________________________________________
Travis Perkins plc
Ticker Security ID: Meeting Date Meeting Status
TPK CINS G90202105 05/28/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Christopher Rogers Mgmt For For For
6 Elect John Coleman Mgmt For For For
7 Elect Andrew H. Simon Mgmt For For For
8 Elect Ruth Anderson Mgmt For For For
9 Elect Tony Buffin Mgmt For For For
10 Elect John K. Carter Mgmt For For For
11 Elect Robert M. Walker Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Share Matching Scheme Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
days
18 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Trelleborg AB
Ticker Security ID: Meeting Date Meeting Status
TREL-B CINS W96297101 04/23/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors and Auditors' Mgmt For For For
Fees
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Election of Directors Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Nomination Committee Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
TV Asahi Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
9409 CINS J93646107 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Hiroshi Hayakawa Mgmt For Against Against
3 Elect Toshio Fukuda Mgmt For For For
4 Elect Masaya Fujinoki Mgmt For For For
5 Elect Keiji Kameyama Mgmt For For For
6 Elect Gengo Sunami Mgmt For For For
7 Elect Takashi Hirajoh Mgmt For For For
8 Elect Tadahisa Kawaguchi Mgmt For For For
9 Elect Tsuyoshi Okada Mgmt For Against Against
10 Elect Yoshitoshi Mgmt For For For
Kitajima
11 Elect Tadakazu Kimura Mgmt For Against Against
12 Elect Kenji Takeuchi Mgmt For Against Against
13 Elect Satoshi Wakisaka Mgmt For Against Against
14 Elect Kenji Kazama Mgmt For For For
15 Elect Hiroshi Shinozuka Mgmt For For For
16 Elect Tohru Takeda Mgmt For For For
17 Elect Masahiko Yokoi Mgmt For Against Against
18 Elect Shinichi Yoshida Mgmt For For For
________________________________________________________________________________
Voestalpine AG
Ticker Security ID: Meeting Date Meeting Status
VOE CINS A9101Y103 07/03/2013 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Mgmt For For For
Shares
8 Issuance of Treasury Mgmt For For For
Shares
9 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wirecard AG
Ticker Security ID: Meeting Date Meeting Status
WDI CINS D22359133 06/18/2014 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Alfons Henseler Mgmt For For For
________________________________________________________________________________
Yes Bank Limited
Ticker Security ID: Meeting Date Meeting Status
YESBANK CINS Y97636107 11/05/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For For For
Powers
Item 14: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Long/Short Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
Accenture plc
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Jaime Ardila Mgmt For For For
3 Elect Charles H. Mgmt For For For
Giancarlo
4 Elect William L. Kimsey Mgmt For For For
5 Elect Blythe J. McGarvie Mgmt For For For
6 Elect Mark Moody-Stuart Mgmt For For For
7 Elect Pierre Nanterme Mgmt For For For
8 Elect Gilles Pelisson Mgmt For For For
9 Elect Wulf von Mgmt For Against Against
Schimmelmann
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Reduction of Share Mgmt For For For
Capital
15 Authority to Hold Mgmt For For For
Annual Meeting Outside
of
Ireland
16 Authority to Repurchase Mgmt For For For
Shares
17 Price Range for the Mgmt For For For
Re-Issuance of
Treasury
Shares
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect Marion C. Blakey Mgmt For For For
3 Elect Phyllis J. Mgmt For For For
Campbell
4 Elect Jessie J. Knight, Mgmt For For For
Jr.
5 Elect Dennis F. Madsen Mgmt For For For
6 Elect Byron I. Mallott Mgmt For For For
7 Elect Helvi K. Sandvik Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Elect Bradley D. Tilden Mgmt For For For
10 Elect Eric K. Yeaman Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Increase of Authorized Mgmt For For For
Common
Stock
14 Amendment to the Mgmt For For For
Certificate of
Incorporation to
Reduce Par Value of
Stock
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 06/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lester B. Knight Mgmt For For For
2 Elect Gregory C. Case Mgmt For For For
3 Elect Fulvio Conti Mgmt For For For
4 Elect Cheryl A. Francis Mgmt For For For
5 Elect Edgar D. Jannotta Mgmt For For For
6 Elect James W. Leng Mgmt For For For
7 Elect J. Michael Losh Mgmt For Against Against
8 Elect Robert S. Morrison Mgmt For For For
9 Elect Richard B. Myers Mgmt For For For
10 Elect Richard C. Mgmt For For For
Notebaert
11 Elect Gloria Santona Mgmt For For For
12 Elect Carolyn Y. Woo Mgmt For For For
13 Accounts and Reports Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Ratification of Mgmt For For For
Statutory
Auditor
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Remuneration Report Mgmt For For For
(Binding)
19 Remuneration Report Mgmt For For For
(Advisory)
20 Amendment to the 2011 Mgmt For Against Against
Incentive Compensation
Plan
21 Approval of Share Mgmt For For For
Repurchase Contract
and Repurchase
Counterparties
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William V. Mgmt For For For
Campbell
1.2 Elect Timothy D. Cook Mgmt For For For
1.3 Elect Millard S. Drexler Mgmt For For For
1.4 Elect Albert A. Gore, Mgmt For For For
Jr.
1.5 Elect Robert A. Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur D. Levinson Mgmt For For For
1.8 Elect Ronald D. Sugar Mgmt For For For
2 Technical Amendment to Mgmt For For For
Articles
3 Eliminate Blank Check Mgmt For For For
Authority to Issue
Preferred
Stock
4 Establish a Par Value Mgmt For For For
for the Company's
Common Stock of
$0.00001 Per
Share
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2014 Employee Stock Plan Mgmt For For For
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Human Rights
Committee
9 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability-Related
Trade Association
Memberships
10 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Share
Buybacks
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Atwood Oceanics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deborah A. Beck Mgmt For For For
1.2 Elect George S. Dotson Mgmt For For For
1.3 Elect Jack E. Golden Mgmt For For For
1.4 Elect Hans Helmerich Mgmt For For For
1.5 Elect Jeffrey A. Miller Mgmt For For For
1.6 Elect James R. Montague Mgmt For For For
1.7 Elect Robert J. Saltiel Mgmt For For For
1.8 Elect Phil D. Wedemeyer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For Against Against
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP 05534B760 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry K. Allen Mgmt For For For
1.2 Elect Andre Berard Mgmt For For For
1.3 Elect Ronald A. Mgmt For For For
Brenneman
1.4 Elect Sophie Brochu Mgmt For For For
1.5 Elect Robert E. Brown Mgmt For For For
1.6 Elect George A. Cope Mgmt For For For
1.7 Elect David F. Denison Mgmt For For For
1.8 Ian Greenberg Mgmt For For For
1.9 Elect Thomas C. O'Neill Mgmt For For For
1.10 Elect James Prentice Mgmt For For For
1.11 Elect Robert C. Simmonds Mgmt For For For
1.12 Elect Carole Taylor Mgmt For For For
1.13 Elect Paul R. Weiss Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
a Separate Risk
Management
Committee
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Executive
Compensation
________________________________________________________________________________
Bio-Reference Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRLI CUSIP 09057G602 07/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc D. Grodman Mgmt For For For
1.2 Elect Howard Dubinett Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Biogen Idec, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline Dorsa Mgmt For For For
2 Elect Stelios Mgmt For For For
Papadopoulos
3 Elect George A. Scangos Mgmt For For For
4 Elect Lynn Schenk Mgmt For For For
5 Elect Alexander J. Mgmt For For For
Denner
6 Elect Nancy L. Leaming Mgmt For For For
7 Elect Richard C. Mgmt For For For
Mulligan
8 Elect Robert W. Pangia Mgmt For For For
9 Elect Brian S. Posner Mgmt For For For
10 Elect Eric K. Rowinsky Mgmt For For For
11 Elect Stephen A. Sherwin Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cedar Fair, L.P.
Ticker Security ID: Meeting Date Meeting Status
FUN CUSIP 150185106 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gina D. France Mgmt For For For
1.2 Elect Matthew A. Ouimet Mgmt For For For
1.3 Elect Tom Klein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Richard W. Barker Mgmt For For For
1.3 Elect Michael D. Casey Mgmt For For For
1.4 Elect Carrie S. Cox Mgmt For For For
1.5 Elect Rodman L. Drake Mgmt For For For
1.6 Elect Michael A. Mgmt For For For
Friedman
1.7 Elect Gilla Kaplan Mgmt For For For
1.8 Elect James J. Loughlin Mgmt For For For
1.9 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Cognizant Technology Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/03/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Mgmt For For For
Patsalos-Fox
2 Elect Robert E. Weissman Mgmt For For For
3 Amendment to the 2009 Mgmt For For For
Incentive Compensation
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect John B. Breaux Mgmt For For For
3 Elect Pamela L. Carter Mgmt For For For
4 Elect Steven T. Mgmt For For For
Halverson
5 Elect Edward J. Kelly, Mgmt For For For
III
6 Elect Gilbert H. Mgmt For For For
Lamphere
7 Elect John D. McPherson Mgmt For For For
8 Elect Timothy T. O'Toole Mgmt For For For
9 Elect David M. Ratcliffe Mgmt For For For
10 Elect Donald J. Shepard Mgmt For For For
11 Elect Michael J. Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Lawrence Culp Mgmt For For For
2 Elect Donald J. Ehrlich Mgmt For Against Against
3 Elect Linda P. Hefner Mgmt For For For
Filler
4 Elect Teri List-Stoll Mgmt For For For
5 Elect Walter G. Lohr, Mgmt For Against Against
Jr.
6 Elect Mitchell P. Rales Mgmt For For For
7 Elect Steven M. Rales Mgmt For For For
8 Elect John T. Schwieters Mgmt For For For
9 Elect Alan G. Spoon Mgmt For Against Against
10 Elect Elias A. Zerhouni Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Spending
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Blake T. DeBerry Mgmt For For For
2 Elect John V. Lovoi Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Remove Obsolete Mgmt For For For
Language from the
Certificate
5 Remove Language Mgmt For For For
Regarding Founders
from the Business
Combination Provision
in the
Certificate
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Emergent BioSolutions Inc.
Ticker Security ID: Meeting Date Meeting Status
EBS CUSIP 29089Q105 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Zsolt Harsanyi Mgmt For For For
1.2 Elect General George Mgmt For For For
Joulwan
1.3 Elect Louis W. Sullivan Mgmt For For For
1.4 Elect Marvin L. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Mgmt For For For
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L. Barksdale Mgmt For For For
2 Elect John A. Edwardson Mgmt For For For
3 Elect Shirley A. Jackson Mgmt For For For
4 Elect Steven R. Loranger Mgmt For For For
5 Elect Gary W. Loveman Mgmt For For For
6 Elect R. Brad Martin Mgmt For For For
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect Susan C. Schwab Mgmt For For For
9 Elect Frederick W. Smith Mgmt For For For
10 Elect David P. Steiner Mgmt For For For
11 Elect Paul S. Walsh Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2010 Mgmt For For For
Omnibus Stock
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Hedging and
Pledging Company
Stock
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
2 Elect Eleazar de Mgmt For For For
Carvalho
Filho
3 Elect C. Maury Devine Mgmt For For For
4 Elect Claire S. Farley Mgmt For For For
5 Elect John T. Gremp Mgmt For For For
6 Elect Thomas Hamilton Mgmt For For For
7 Elect Peter Mellbye Mgmt For For For
8 Elect Joseph H. Mgmt For For For
Netherland
9 Elect Richard A. Mgmt For Against Against
Pattarozzi
10 Ratification of Auditor Mgmt For Against Against
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando M. Codina Mgmt For Against Against
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Mark Vadon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain J. P. Belda Mgmt For Against Against
2 Elect William R. Brody Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Michael L. Eskew Mgmt For Against Against
5 Elect David N. Farr Mgmt For For For
6 Elect Shirley A. Jackson Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James W. Owens Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joan E. Spero Mgmt For For For
12 Elect Sidney Taurel Mgmt For For For
13 Elect Lorenzo H. Mgmt For Against Against
Zambrano
Trevino
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Re-approve Performance Mgmt For For For
Goals of the Company's
Long-Term Incentive
Awards
17 2014 Employees Stock Mgmt For For For
Purchase
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Jarden Corporation
Ticker Security ID: Meeting Date Meeting Status
JAH CUSIP 471109108 06/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Mgmt For For For
Heckmann
1.2 Elect Irwin D. Simon Mgmt For For For
1.3 Elect William J. Grant Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/03/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay S. Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Freiberg Mgmt For For For
6 Elect Julius Genachowski Mgmt For For For
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Marc Olivie Mgmt For For For
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For Against Against
13 Elect Edward Suning Tian Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mohawk Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHK CUSIP 608190104 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard C. Ill Mgmt For For For
1.2 Elect Jeffrey S. Mgmt For For For
Lorberbaum
1.3 Elect Karen A. Smith Mgmt For For For
Bogart
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nike Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan B. Graf, Jr. Mgmt For For For
1.2 Elect John C. Lechleiter Mgmt For For For
1.3 Elect Phyllis M. Wise Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas D. Bell, Mgmt For For For
Jr.
2 Elect Erskine B. Bowles Mgmt For For For
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Wesley G. Bush Mgmt For For For
5 Elect Daniel A. Carp Mgmt For For For
6 Elect Karen N. Horn Mgmt For Against Against
7 Elect Steven F. Leer Mgmt For For For
8 Elect Michael D. Mgmt For For For
Lockhart
9 Elect Amy E. Miles Mgmt For For For
10 Elect Charles W. Mgmt For For For
Moorman,
IV
11 Elect Martin H. Nesbitt Mgmt For For For
12 Elect James A Squires Mgmt For For For
13 Elect John R. Thompson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect T. Jay Collins Mgmt For Withhold Against
1.2 Elect D. Michael Hughes Mgmt For Withhold Against
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Panera Bread Company
Ticker Security ID: Meeting Date Meeting Status
PNRA CUSIP 69840W108 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred K. Foulkes Mgmt For For For
1.2 Elect Ronald M. Shaich Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 1992 Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PDL BioPharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDLI CUSIP 69329Y104 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David W. Gryska Mgmt For For For
1.2 Elect Paul W. Sandman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Re-Approval of Material Mgmt For For For
Terms under the 2005
Equity Incentive
Plan.
________________________________________________________________________________
Resmed Inc.
Ticker Security ID: Meeting Date Meeting Status
RMD CUSIP 761152107 11/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol J. Burt Mgmt For For For
2 Elect Richard Sulpizio Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2009 Mgmt For For For
Incentive Award
Plan
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott A. Shay Mgmt For For For
1.2 Elect Alfred DelBello Mgmt For For For
1.3 Elect Joseph J. DePaolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Teets, Mgmt For For For
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect Paul B. Edgerley Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Bradley S. Seaman Mgmt For For For
1.11 Elect Gabriel L. Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Time Warner Cable, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn A. Britt Mgmt For For For
3 Elect Thomas H. Castro Mgmt For For For
4 Elect David C. Chang Mgmt For For For
5 Elect James E. Mgmt For For For
Copeland,
Jr.
6 Elect Peter R. Haje Mgmt For For For
7 Elect Donna A. James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect Robert D. Marcus Mgmt For For For
10 Elect N.J. Nicholas, Jr. Mgmt For For For
11 Elect Wayne H. Pace Mgmt For For For
12 Elect Edward D. Shirley Mgmt For For For
13 Elect John E. Sununu Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Jamison Mgmt For For For
1.2 Elect Johnston C. Adams Mgmt For For For
1.3 Elect Peter D. Bewley Mgmt For For For
1.4 Elect Jack C. Bingleman Mgmt For For For
1.5 Elect Richard W. Frost Mgmt For For For
1.6 Elect George MacKenzie Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Gregory A. Mgmt For For For
Sandfort
1.9 Elect Mark J. Weikel Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2009 Mgmt For For For
Stock Incentive Plan
for Purposes of 162(m)
of the
IRC
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Waddell & Reed Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
WDR CUSIP 930059100 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sharilyn S. Mgmt For For For
Gasaway
1.2 Elect Alan W. Kosloff Mgmt For For For
1.3 Elect Jerry W. Walton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2003 Mgmt For For For
Executive Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Walt Disney Co.
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect John S. Chen Mgmt For For For
3 Elect Jack Dorsey Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Fred H. Langhammer Mgmt For For For
6 Elect Aylwin B. Lewis Mgmt For For For
7 Elect Monica C. Lozano Mgmt For For For
8 Elect Robert W. Mgmt For For For
Matschullat
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin C. Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Right to Call a Special Mgmt For For For
Meeting
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
Item 15: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Materials Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
Airgas, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARG CUSIP 009363102 08/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Clancey Mgmt For For For
1.2 Elect Richard C. Ill Mgmt For Withhold Against
1.3 Elect Ted B. Miller, Jr. Mgmt For For For
2 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
AptarGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATR CUSIP 038336103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George L. Fotiades Mgmt For For For
1.2 Elect King W. Harris Mgmt For For For
1.3 Elect Peter H. Pfeiffer Mgmt For For For
1.4 Elect Joanne C. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Stock Awards Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen F. Kirk Mgmt For For For
2 Elect James J. O'Brien Mgmt For For For
3 Elect Barry W. Perry Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Bemis Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMS CUSIP 081437105 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward N. Perry Mgmt For For For
1.2 Elect Timothy M. Mgmt For For For
Manganello
1.3 Elect Philip G. Weaver Mgmt For For For
1.4 Elect Henry J. Theisen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Executive Officer
Performance
Plan
5 2014 Stock Incentive Mgmt For For For
Plan
________________________________________________________________________________
Cabot Corporation
Ticker Security ID: Meeting Date Meeting Status
CBT CUSIP 127055101 03/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Enriquez Mgmt For For For
2 Elect William C. Kirby Mgmt For For For
3 Elect Henry F. McCance Mgmt For For For
4 Elect Patrick M. Prevost Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Celanese Corporation
Ticker Security ID: Meeting Date Meeting Status
CE CUSIP 150870103 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jean S. Blackwell Mgmt For For For
2 Elect Martin G. McGuinn Mgmt For For For
3 Elect Daniel S. Sanders Mgmt For For For
4 Elect John K. Wulff Mgmt For Against Against
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For For For
Arzbaecher
2 Elect William Davisson Mgmt For For For
3 Elect Stephen J. Hagge Mgmt For For For
4 Elect Robert G. Kuhbach Mgmt For For For
5 Elect Edward A. Schmitt Mgmt For For For
6 Elimination of Mgmt For For For
Supermajority Voting
Provisions Regarding
Removal of
Directors
7 Elimination of Mgmt For For For
Supermajority Voting
Provisions Regarding
Amendments to
Bylaws
8 Elimination of Mgmt For For For
Supermajority Voting
Provisions Regarding
Amendments to the
Certificate of
Incorporation
9 Right to Call a Special Mgmt For For For
Meeting
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 2014 Equity and Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold A. Allemang Mgmt For For For
2 Elect Ajay S. Banga Mgmt For For For
3 Elect Jacqueline K. Mgmt For For For
Barton
4 Elect James A. Bell Mgmt For For For
5 Elect Jeff M. Fettig Mgmt For For For
6 Elect Andrew N. Liveris Mgmt For For For
7 Elect Paul Polman Mgmt For For For
8 Elect Dennis H. Reilley Mgmt For For For
9 Elect James M. Ringler Mgmt For For For
10 Elect Ruth G. Shaw Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2012 Mgmt For For For
Stock Incentive
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
E.I. du Pont de Nemours and Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Richard H. Brown Mgmt For For For
3 Elect Robert A. Brown Mgmt For For For
4 Elect Bertrand P. Mgmt For For For
Collomb
5 Elect Curtis J. Crawford Mgmt For For For
6 Elect Alexander M. Mgmt For Against Against
Cutler
7 Elect Eleuthere I. du Mgmt For For For
Pont
8 Elect Marillyn A. Hewson Mgmt For For For
9 Elect Lois D. Juliber Mgmt For For For
10 Elect Ellen J. Kullman Mgmt For For For
11 Elect Lee M. Thomas Mgmt For For For
12 Elect Patrick J. Ward Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
of Political
Spending
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Herbicide
Use
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Impact of Plant
Closures
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Eagle Materials Inc.
Ticker Security ID: Meeting Date Meeting Status
EXP CUSIP 26969P108 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Clarke Mgmt For For For
2 Elect Martin M. Ellen Mgmt For For For
3 Elect Steven R. Rowley Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 2013 Incentive Plan Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eastman Chemical Company
Ticker Security ID: Meeting Date Meeting Status
EMN CUSIP 277432100 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Humberto P. Mgmt For For For
Alfonso
2 Elect Gary E. Anderson Mgmt For For For
3 Elect Brett D. Begemann Mgmt For For For
4 Elect Michael P. Connors Mgmt For For For
5 Elect Mark J. Costa Mgmt For For For
6 Elect Stephen R. Mgmt For For For
Demeritt
7 Elect Robert M. Mgmt For For For
Hernandez
8 Elect Julie F. Holder Mgmt For For For
9 Elect Renee J. Hornbaker Mgmt For For For
10 Elect Lewis M. Kling Mgmt For For For
11 Elect David W. Raisbeck Mgmt For For For
12 Elect James P. Rogers Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Baker, Mgmt For For For
Jr.
2 Elect Barbara J. Beck Mgmt For For For
3 Elect Leslie S. Biller Mgmt For For For
4 Elect Carl M. Casale Mgmt For For For
5 Elect Stephen I. Chazen Mgmt For For For
6 Elect Jerry A. Mgmt For For For
Grundhofer
7 Elect Arthur J. Higgins Mgmt For For For
8 Elect Joel W. Johnson Mgmt For For For
9 Elect Michael Larson Mgmt For For For
10 Elect Jerry W. Levin Mgmt For For For
11 Elect Robert L. Lumpkins Mgmt For For For
12 Elect Victoria J. Reich Mgmt For For For
13 Elect Suzanne M. Mgmt For For For
Vautrinot
14 Elect John J. Zillmer Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Reapproval of the Mgmt For For For
Management Performance
Incentive
Plan
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect K'Lynne Johnson Mgmt For For For
2 Elect William H. Powell Mgmt For For For
3 Elect Vincent R. Volpe Mgmt For For For
Jr.
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Freeport-McMoran Copper & Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard C. Mgmt For For For
Adkerson
1.2 Elect Robert J. Mgmt For For For
Allison,
Jr.
1.3 Elect Alan R. Mgmt For For For
Buckwalter,
III
1.4 Elect Robert A. Day Mgmt For For For
1.5 Elect James C. Flores Mgmt For For For
1.6 Elect Gerald J. Ford Mgmt For For For
1.7 Elect Thomas A. Fry III Mgmt For For For
1.8 Elect H. Devon Graham, Mgmt For For For
Jr.
1.9 Elect Lydia H. Kennard Mgmt For For For
1.10 Elect Charles C. Krulak Mgmt For For For
1.11 Elect Bobby Lee Lackey Mgmt For For For
1.12 Elect Jon C. Madonna Mgmt For For For
1.13 Elect Dustan E. McCoy Mgmt For For For
1.14 Elect James R. Moffett Mgmt For For For
1.15 Elect Stephen H. Siegele Mgmt For For For
1.16 Elect Frances Fragos Mgmt For For For
Townsend
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Annual Incentive Plan Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Freeport-McMoran Copper & Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 07/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard C. Mgmt For For For
Adkerson
1.2 Elect Robert J. Mgmt For Withhold Against
Allison,
Jr.
1.3 Elect Alan R. Mgmt For For For
Buckwalter,
III
1.4 Elect Robert A. Day Mgmt For Withhold Against
1.5 Elect James C. Flores Mgmt For For For
1.6 Elect Gerald J. Ford Mgmt For Withhold Against
1.7 Elect Thomas A. Fry III Mgmt For For For
1.8 Elect H. Devon Graham, Mgmt For For For
Jr.
1.9 Elect Charles C. Krulak Mgmt For For For
1.10 Elect Bobby Lee Lackey Mgmt For For For
1.11 Elect Jon C. Madonna Mgmt For For For
1.12 Elect Dustan E. McCoy Mgmt For For For
1.13 Elect James R. Moffett Mgmt For For For
1.14 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.15 Elect Stephen H. Siegele Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Diversity
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 05/01/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Bell Mgmt For For For
1.2 Elect Beverley A. Mgmt For For For
Briscoe
1.3 Elect Peter J. Dey Mgmt For For For
1.4 Elect Douglas M. Holtby Mgmt For For For
1.5 Elect Charles A. Jeannes Mgmt For For For
1.6 Elect Clement A. Mgmt For For For
Pelletier
1.7 Elect P. Randy Reifel Mgmt For For For
1.8 Elect Ian W. Telfer Mgmt For For For
1.9 Elect Blanca Triveno de Mgmt For For For
Vega
1.10 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Restricted Share
Plan
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
H.B. Fuller Company
Ticker Security ID: Meeting Date Meeting Status
FUL CUSIP 359694106 04/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Michael Losh Mgmt For Withhold Against
1.2 Elect Lee R. Mitau Mgmt For For For
1.3 Elect R. William Van Mgmt For For For
Sant
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Innospec Inc.
Ticker Security ID: Meeting Date Meeting Status
IOSP CUSIP 45768S105 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hugh G.C. Aldous Mgmt For For For
1.2 Elect Joachim Roeser Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kapstone Paper and Packaging Corporation
Ticker Security ID: Meeting Date Meeting Status
KS CUSIP 48562P103 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Chapman Mgmt For For For
1.2 Elect Ronald J. Gidwitz Mgmt For For For
1.3 Elect Matthew Kaplan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Incentive Plan Mgmt For For For
________________________________________________________________________________
Koppers Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
KOP CUSIP 50060P106 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia A. Baldwin Mgmt For For For
1.2 Elect Albert J. Neupaver Mgmt For For For
1.3 Elect Walter W. Turner Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2005 Mgmt For For For
Long Term Incentive
Plan
6 Adoption of Majority Mgmt For For For
Vote Standard for
Election of
Directors
________________________________________________________________________________
LSB Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXU CUSIP 502160104 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel D. Mgmt For For For
Greenwell
1.2 Elect Robert H. Henry Mgmt For For For
1.3 Elect William F. Murdy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Incentive Stock
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LyondellBasell Industries N.V.
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jagjeet S. Bindra Mgmt For For For
2 Elect Milton Carroll Mgmt For For For
3 Elect Claire S. Farley Mgmt For For For
4 Elect Rudy M.J. van der Mgmt For For For
Meer
5 Elect Isabella D. Goren Mgmt For For For
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Karyn F. Ovelman Mgmt For For For
8 Elect Craig B. Glidden Mgmt For For For
9 Elect Bhavesh V. Patel Mgmt For For For
10 Elect Patrick D. Quarles Mgmt For For For
11 Elect Timothy D. Roberts Mgmt For For For
12 ADOPTION OF ANNUAL Mgmt For For For
ACCOUNTS FOR
2013
13 DISCHARGE FROM Mgmt For For For
LIABILITY OF SOLE
MEMBER OF THE
MANAGEMENT
BOARD
14 DISCHARGE FROM Mgmt For For For
LIABILITY OF MEMBERS
OF THE SUPERVISORY
BOARD
15 Appointment of Auditor Mgmt For For For
16 Appointment Of Mgmt For For For
PricewaterhouseCoopers
Accountants
N.V. as the Auditor for
the Dutch Annual
Accounts
17 Allocation of Dividends Mgmt For For For
18 Advisory Vote Approving Mgmt For For For
Executive
Compensation
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Cancel up Mgmt For For For
to 10% of Share
Capital Held in
Treasury
________________________________________________________________________________
Methanex Corporation
Ticker Security ID: Meeting Date Meeting Status
MX CUSIP 59151K108 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Aitken Mgmt For For For
1.2 Elect Howard Balloch Mgmt For For For
1.3 Elect Phillip Cook Mgmt For For For
1.4 Elect John Floren Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect Robert J. Mgmt For For For
Kostelnik
1.7 Elect Douglas Mahaffy Mgmt For For For
1.8 Elect A. Terence Poole Mgmt For For For
1.9 Elect John Reid Mgmt For For For
1.10 Elect Janice G. Rennie Mgmt For Withhold Against
1.11 Elect Monica Sloan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Laura K. Ipsen Mgmt For For For
3 Elect William U. Parfet Mgmt For For For
4 Elect George H. Poste Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Labeling of
Genetically Modified
Foods
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Genetically
Modified
Organisms
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce R. Brook Mgmt For For For
2 Elect J. Kofi Bucknor Mgmt For For For
3 Elect Vincent A. Calarco Mgmt For For For
4 Elect Joseph A. Carrabba Mgmt For For For
5 Elect Noreen Doyle Mgmt For For For
6 Elect Gary J. Goldberg Mgmt For For For
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Jane Nelson Mgmt For For For
9 Elect Donald C. Roth Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter C. Browning Mgmt For Withhold Against
1.2 Elect John J. Ferriola Mgmt For For For
1.3 Elect Harvey B. Gantt Mgmt For For For
1.4 Elect Gregory J. Hayes Mgmt For For For
1.5 Elect Victoria F. Haynes Mgmt For For For
1.6 Elect Bernard L. Kasriel Mgmt For For For
1.7 Elect Christopher J. Mgmt For For For
Kearney
1.8 Elect Raymond J. Mgmt For For For
Milchovich
1.9 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Omnibus Incentive Mgmt For For For
Compensation
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen F. Angel Mgmt For For For
2 Elect Oscar de Paula Mgmt For For For
Bernardes
Neto
3 Elect Nance K. Dicciani Mgmt For For For
4 Elect Edward G. Galante Mgmt For For For
5 Elect Claire W. Gargalli Mgmt For For For
6 Elect Ira D. Hall Mgmt For For For
7 Elect Raymond W. LeBoeuf Mgmt For For For
8 Elect Larry D. McVay Mgmt For For For
9 Elect Denise L. Ramos Mgmt For For For
10 Elect Wayne T. Smith Mgmt For For For
11 Elect Robert L. Wood Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment and Mgmt For For For
Restatement of the
2009 Long Term
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sarah J Anderson Mgmt For For For
1.2 Elect John G. Figueroa Mgmt For For For
1.3 Elect Thomas W. Gimbel Mgmt For For For
1.4 Elect David H. Hannah Mgmt For For For
1.5 Elect Douglas M. Hayes Mgmt For For For
1.6 Elect Mark V. Kaminski Mgmt For For For
1.7 Elect Gregg J. Mollins Mgmt For For For
1.8 Elect Andrew G. Sharkey Mgmt For For For
III
1.9 Elect Leslie A. Waite Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sherwin-Williams Company
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur F. Anton Mgmt For For For
2 Elect Christopher M. Mgmt For For For
Connor
3 Elect David F. Hodnik Mgmt For For For
4 Elect Thomas G. Kadien Mgmt For For For
5 Elect Richard J. Kramer Mgmt For For For
6 Elect Susan J. Kropf Mgmt For For For
7 Elect Christine A. Poon Mgmt For For For
8 Elect Richard K. Smucker Mgmt For For For
9 Elect John M. Stropki, Mgmt For For For
Jr.
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Silgan Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SLGN CUSIP 827048109 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect D. Greg Horrigan Mgmt For Withhold Against
1.2 Elect John W. Alden Mgmt For For For
2 Approval of Material Mgmt For For For
Terms for Performance
Goals under the 2004
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect German Larrea Mgmt For For For
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Emilio Carrillo Mgmt For Withhold Against
Gamboa
1.4 Elect Alfredo Casar Mgmt For For For
Perez
1.5 Elect Luis Castelazo Mgmt For For For
Morales
1.6 Elect Enrique Castillo Mgmt For Withhold Against
Sanchez
Mejorada
1.7 Elect Xavier Garcia de Mgmt For Withhold Against
Quevedo
Topete
1.8 Elect Daniel Muniz Mgmt For For For
Quintanilla
1.9 Elect Luis Miguel Mgmt For For For
Palomino
Bonilla
1.10 Elect Gilberto Mgmt For For For
Perezalonso
Cifuentes
1.11 Elect Juan Rebolledo Mgmt For For For
Gout
1.12 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Teets, Mgmt For For For
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect Paul B. Edgerley Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Bradley S. Seaman Mgmt For For For
1.11 Elect Gabriel L. Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Valspar Corporation
Ticker Security ID: Meeting Date Meeting Status
VAL CUSIP 920355104 02/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Ballbach Mgmt For For For
1.2 Elect Ian R. Friendly Mgmt For For For
1.3 Elect Janel S. Haugarth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Reapproval of 2009 Mgmt For For For
Omnibus Equity
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew H. Card, Mgmt For For For
Jr.
2 Elect Erroll B. Davis, Mgmt For For For
Jr.
3 Elect David B. Dillon Mgmt For For For
4 Elect Judith Richards Mgmt For For For
Hope
5 Elect John J. Koraleski Mgmt For For For
6 Elect Charles C. Krulak Mgmt For For For
7 Elect Michael R. Mgmt For For For
McCarthy
8 Elect Michael W. Mgmt For For For
McConnell
9 Elect Thomas F. McLarty Mgmt For For For
III
10 Elect Steven R. Rogel Mgmt For For For
11 Elect Jose H. Villarreal Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Increase of Authorized Mgmt For For For
Common
Stock
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Westlake Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
WLK CUSIP 960413102 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy C. Jenkins Mgmt For Withhold Against
1.2 Elect Max L. Lukens Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Ratification of Auditor Mgmt For For For
Item 16: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Opportunities Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
ACI Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACIW CUSIP 004498101 06/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John D. Curtis Mgmt For For For
1.2 Elect Philip G. Heasley Mgmt For For For
1.3 Elect James C. McGroddy Mgmt For For For
1.4 Elect David A. Poe Mgmt For For For
1.5 Elect Harlan F. Seymour Mgmt For For For
1.6 Elect John M. Shay, Jr. Mgmt For For For
1.7 Elect John E. Stokely Mgmt For For For
1.8 Elect Jan H. Suwinski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Ascena Retail Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASNA CUSIP 04351G101 12/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elliot S. Jaffe Mgmt For For For
1.2 Elect Michael W. Rayden Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Executive 162(m) Bonus
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Atwood Oceanics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deborah A. Beck Mgmt For For For
1.2 Elect George S. Dotson Mgmt For For For
1.3 Elect Jack E. Golden Mgmt For For For
1.4 Elect Hans Helmerich Mgmt For For For
1.5 Elect Jeffrey A. Miller Mgmt For For For
1.6 Elect James R. Montague Mgmt For For For
1.7 Elect Robert J. Saltiel Mgmt For For For
1.8 Elect Phil D. Wedemeyer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For Against Against
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bio-Reference Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRLI CUSIP 09057G602 07/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc D. Grodman Mgmt For For For
1.2 Elect Howard Dubinett Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Brown & Brown, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRO CUSIP 115236101 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Hyatt Brown Mgmt For For For
1.2 Elect Samuel P. Bell III Mgmt For For For
1.3 Elect Hugh M. Brown Mgmt For For For
1.4 Elect J. Powell Brown Mgmt For For For
1.5 Elect Bradley Currey, Mgmt For For For
Jr.
1.6 Elect Theodore J. Mgmt For For For
Hoepner
1.7 Elect James S. Hunt Mgmt For For For
1.8 Elect Toni Jennings Mgmt For For For
1.9 Elect Timothy R.M. Main Mgmt For Withhold Against
1.10 Elect H. Palmer Mgmt For For For
Proctor,
Jr.
1.11 Elect Wendell S. Reilly Mgmt For For For
1.12 Elect Chilton D. Varner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Buffalo Wild Wings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BWLD CUSIP 119848109 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sally J. Smith Mgmt For For For
1.2 Elect J. Oliver Maggard Mgmt For For For
1.3 Elect James M. Damian Mgmt For For For
1.4 Elect Dale M. Applequist Mgmt For For For
1.5 Elect Warren E. Mack Mgmt For Withhold Against
1.6 Elect Michael P. Johnson Mgmt For For For
1.7 Elect Jerry R. Rose Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cabot Corporation
Ticker Security ID: Meeting Date Meeting Status
CBT CUSIP 127055101 03/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Enriquez Mgmt For For For
2 Elect William C. Kirby Mgmt For For For
3 Elect Henry F. McCance Mgmt For For For
4 Elect Patrick M. Prevost Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Coherent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHR CUSIP 192479103 02/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Ambroseo Mgmt For For For
2 Elect Jay T. Flatley Mgmt For For For
3 Elect Susan M. James Mgmt For For For
4 Elect L. William Krause Mgmt For For For
5 Elect Garry W. Rogerson Mgmt For For For
6 Elect Steve Skaggs Mgmt For For For
7 Elect Sandeep S. Vij Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Crane Co.
Ticker Security ID: Meeting Date Meeting Status
CR CUSIP 224399105 04/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Thayer Bigelow Mgmt For For For
2 Elect Philip R. Mgmt For For For
Lochner,
Jr.
3 Elect Max H. Mitchell Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dresser-Rand Group Inc.
Ticker Security ID: Meeting Date Meeting Status
DRC CUSIP 261608103 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Macaulay
2 Elect Vincent R. Volpe Mgmt For For For
Jr.
3 Elect Rita V. Foley Mgmt For For For
4 Elect Louis A. Raspino Mgmt For For For
5 Elect Philip R. Roth Mgmt For Against Against
6 Elect Stephen A. Snider Mgmt For For For
7 Elect Michael L. Mgmt For For For
Underwood
8 Elect Joseph C. Winkler Mgmt For For For
III
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Blake T. DeBerry Mgmt For For For
2 Elect John V. Lovoi Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Remove Obsolete Mgmt For For For
Language from the
Certificate
5 Remove Language Mgmt For For For
Regarding Founders
from the Business
Combination Provision
in the
Certificate
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Encore Capital Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECPG CUSIP 292554102 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Willem Mesdag Mgmt For For For
1.2 Elect Laura Newman Olle Mgmt For For For
1.3 Elect Francis E. Quinlan Mgmt For For For
1.4 Elect Norman R. Sorensen Mgmt For For For
1.5 Elect Richard J. Mgmt For For For
Srednicki
1.6 Elect J. Christopher Mgmt For For For
Teets
1.7 Elect Kenneth A. Mgmt For For For
Vecchione
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fair Isaac Corporation
Ticker Security ID: Meeting Date Meeting Status
FICO CUSIP 303250104 02/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A. George Battle Mgmt For For For
2 Elect Greg G. Gianforte Mgmt For For For
3 Elect Braden R Kelly Mgmt For For For
4 Elect James D. Kirsner Mgmt For For For
5 Elect William J. Lansing Mgmt For For For
6 Elect Rahul N. Merchant Mgmt For For For
7 Elect David A. Rey Mgmt For For For
8 Elect Duane E. White Mgmt For For For
9 Amendment to the 2012 Mgmt For Against Against
Long-Term Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FEI Company
Ticker Security ID: Meeting Date Meeting Status
FEIC CUSIP 30241L109 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Homa Bahrami Mgmt For For For
1.2 Elect Arie Hujiser Mgmt For For For
1.3 Elect Don R. Kania Mgmt For For For
1.4 Elect Thomas F. Kelly Mgmt For For For
1.5 Elect Jan C. Lobbezoo Mgmt For For For
1.6 Elect Jami K. Nachtsheim Mgmt For For For
1.7 Elect Gerhard H. Parker Mgmt For For For
1.8 Elect James T. Mgmt For For For
Richardson
1.9 Elect Richard H. Wills Mgmt For For For
2 Amendment to 1995 Stock Mgmt For For For
Incentive
Plan
3 Amendment to the Mgmt For For For
Employee Share
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas N. Kelly, Mgmt For For For
Jr.
2 Elect Gerald R. Mgmt For For For
Szczepanski
3 Elect Lawrence S. Zilavy Mgmt For For For
4 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
H.B. Fuller Company
Ticker Security ID: Meeting Date Meeting Status
FUL CUSIP 359694106 04/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Michael Losh Mgmt For Withhold Against
1.2 Elect Lee R. Mitau Mgmt For For For
1.3 Elect R. William Van Mgmt For For For
Sant
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HSN, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSNI CUSIP 404303109 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Costello Mgmt For For For
1.2 Elect James M. Follo Mgmt For For For
1.3 Elect Mindy Grossman Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect Arthur C. Martinez Mgmt For Withhold Against
1.6 Elect Thomas J. Mgmt For For For
McInerney
1.7 Elect John B. Morse, Jr. Mgmt For For For
1.8 Elect Matthew E. Rubel Mgmt For For For
1.9 Elect Ann Sarnoff Mgmt For For For
1.10 Elect Courtnee Ulrich Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2008 Mgmt For For For
Stock and Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Innospec Inc.
Ticker Security ID: Meeting Date Meeting Status
IOSP CUSIP 45768S105 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hugh G.C. Aldous Mgmt For For For
1.2 Elect Joachim Roeser Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kapstone Paper and Packaging Corporation
Ticker Security ID: Meeting Date Meeting Status
KS CUSIP 48562P103 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Chapman Mgmt For For For
1.2 Elect Ronald J. Gidwitz Mgmt For For For
1.3 Elect Matthew Kaplan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Incentive Plan Mgmt For For For
________________________________________________________________________________
Landstar System, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSTR CUSIP 515098101 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David G. Bannister Mgmt For For For
1.2 Elect Michael A. Henning Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LSB Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXU CUSIP 502160104 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel D. Mgmt For For For
Greenwell
1.2 Elect Robert H. Henry Mgmt For For For
1.3 Elect William F. Murdy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Incentive Stock
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Main Street Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MAIN CUSIP 56035L104 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Appling, Mgmt For For For
Jr.
2 Elect Joseph E. Canon Mgmt For For For
3 Elect Arthur L. French Mgmt For For For
4 Elect J. Kevin Griffin Mgmt For For For
5 Elect John E. Jackson Mgmt For For For
6 Elect Vincent D. Foster Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Medifast, Inc.
Ticker Security ID: Meeting Date Meeting Status
MED CUSIP 58470H101 06/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles P. Mgmt For For For
Connolly
2 Elect Jason L. Groves Mgmt For For For
3 Elect John P. McDaniel Mgmt For For For
4 Elect Donald F. Reilly Mgmt For For For
5 Elect Carl E. Sassano Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Methanex Corporation
Ticker Security ID: Meeting Date Meeting Status
MX CUSIP 59151K108 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Aitken Mgmt For For For
1.2 Elect Howard Balloch Mgmt For For For
1.3 Elect Phillip Cook Mgmt For For For
1.4 Elect John Floren Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect Robert J. Mgmt For For For
Kostelnik
1.7 Elect Douglas Mahaffy Mgmt For For For
1.8 Elect A. Terence Poole Mgmt For For For
1.9 Elect John Reid Mgmt For For For
1.10 Elect Janice G. Rennie Mgmt For Withhold Against
1.11 Elect Monica Sloan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MTS Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
MTSC CUSIP 553777103 02/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Anderson Mgmt For For For
1.2 Elect Jean-Lou Chameau Mgmt For For For
1.3 Elect Jefferey A. Graves Mgmt For For For
1.4 Elect David D. Johnson Mgmt For For For
1.5 Elect Emily Liggett Mgmt For For For
1.6 Elect Barb J. Samardzich Mgmt For For For
1.7 Elect Gail P. Steinel Mgmt For For For
1.8 Elect Kenneth Yu Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PAREXEL International Corporation
Ticker Security ID: Meeting Date Meeting Status
PRXL CUSIP 699462107 12/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Dana Callow, Mgmt For For For
Jr.
1.2 Elect Christopher J. Mgmt For For For
Lindop
1.3 Elect Josef H. von Mgmt For For For
Rickenbach
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Annual Incentive Mgmt For For For
Award
Plan
________________________________________________________________________________
PDL BioPharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDLI CUSIP 69329Y104 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David W. Gryska Mgmt For For For
1.2 Elect Paul W. Sandman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Re-Approval of Material Mgmt For For For
Terms under the 2005
Equity Incentive
Plan.
________________________________________________________________________________
Perficient, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRFT CUSIP 71375U101 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Davis Mgmt For For For
2 Elect Ralph C. Mgmt For For For
Derrickson
3 Elect John S. Hamlin Mgmt For For For
4 Elect James R. Kackley Mgmt For For For
5 Elect David S. Lundeen Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2012 Mgmt For For For
Long Term Incentive
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Portfolio Recovery Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRAA CUSIP 73640Q105 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott M. Tabakin Mgmt For For For
1.2 Elect James M. Voss Mgmt For For For
1.3 Elect Marjorie M. Mgmt For For For
Connelly
1.4 Elect James A. Nussle Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect L. Patrick Hassey Mgmt For For For
2 Elect Michael F. Hilton Mgmt For For For
3 Elect Hansel E. Tookes Mgmt For For For
II
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Elimination of Mgmt For For For
Supermajority
Requirements Affecting
Proposals to Remove
Directors
7 Elimination of Mgmt For For For
Supermajority
Requirements Affecting
Bylaw
Amendments
8 Elimination of Mgmt For For For
Supermajority
Requirement for
Amendments to Articles
Governing the Board of
Directors
9 Eliminate Article Mgmt For For For
Provisions Affecting
Certain Business
Combinations
________________________________________________________________________________
SEI Investments Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUSIP 784117103 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah W. Mgmt For For For
Blumenstein
2 Elect Kathryn M. Mgmt For For For
McCarthy
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Omnibus Equity Mgmt For For For
Compensation
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Snap-on Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne Decyk Mgmt For For For
2 Elect Nicholas T. Mgmt For For For
Pinchuk
3 Elect Gregg M. Sherrill Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Spirit AeroSystems Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPR CUSIP 848574109 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles L. Mgmt For Withhold Against
Chadwell
1.2 Elect Ivor J. Evans Mgmt For Withhold Against
1.3 Elect Paul E. Fulchino Mgmt For For For
1.4 Elect Richard A. Mgmt For For For
Gephardt
1.5 Elect Robert D. Johnson Mgmt For For For
1.6 Elect Ronald T. Kadish Mgmt For For For
1.7 Elect Christopher E. Mgmt For For For
Kubasik
1.8 Elect Larry A. Lawson Mgmt For For For
1.9 Elect Tawfiq Popatia Mgmt For For For
1.10 Elect Francis Raborn Mgmt For Withhold Against
2 2014 Omnibus Incentive Mgmt For For For
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Teets, Mgmt For For For
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect Paul B. Edgerley Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Bradley S. Seaman Mgmt For For For
1.11 Elect Gabriel L. Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Steven Madden, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SHOO CUSIP 556269108 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward R. Mgmt For For For
Rosenfeld
1.2 Elect Rose Peabody Lynch Mgmt For For For
1.3 Elect John L. Madden Mgmt For Withhold Against
1.4 Elect Peter Migliorini Mgmt For Withhold Against
1.5 Elect Richard P. Randall Mgmt For For For
1.6 Elect Ravi Sachdev Mgmt For For For
1.7 Elect Thomas H. Schwartz Mgmt For Withhold Against
1.8 Elect Robert Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Superior Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPN CUSIP 868157108 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold J. Mgmt For For For
Bouillion
1.2 Elect Enoch L. Dawkins Mgmt For Withhold Against
1.3 Elect David D. Dunlap Mgmt For For For
1.4 Elect James M. Funk Mgmt For For For
1.5 Elect Terence E. Hall Mgmt For For For
1.6 Elect Peter D. Kinnear Mgmt For For For
1.7 Elect Michael McShane Mgmt For For For
1.8 Elect W. Matt Ralls Mgmt For For For
1.9 Elect Justin L. Sullivan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Human Rights
Report
________________________________________________________________________________
The Toro Company
Ticker Security ID: Meeting Date Meeting Status
TTC CUSIP 891092108 03/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey M. Mgmt For For For
Ettinger
1.2 Elect Katherine J. Mgmt For For For
Harless
1.3 Elect Michael J. Hoffman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP 886423102 08/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James C. Day Mgmt For For For
1.3 Elect Richard T. du Mgmt For For For
Moulin
1.4 Elect Morris E. Foster Mgmt For For For
1.5 Elect J. Wayne Leonard Mgmt For For For
1.6 Elect Jon C. Madonna Mgmt For For For
1.7 Elect Richard A. Mgmt For For For
Pattarozzi
1.8 Elect Jeffrey M. Platt Mgmt For For For
1.9 Elect Nicholas Sutton Mgmt For For For
1.10 Elect Cindy B. Taylor Mgmt For For For
1.11 Elect Dean E. Taylor Mgmt For For For
1.12 Elect Jack E. Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Executive Officer Mgmt For For For
Annual Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Waddell & Reed Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
WDR CUSIP 930059100 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sharilyn S. Mgmt For For For
Gasaway
1.2 Elect Alan W. Kosloff Mgmt For For For
1.3 Elect Jerry W. Walton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2003 Mgmt For For For
Executive Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wolverine World Wide, Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William K. Gerber Mgmt For For For
1.2 Elect Blake W. Krueger Mgmt For For For
1.3 Elect Nicholas T. Long Mgmt For For For
1.4 Elect Michael A. Volkema Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
World Acceptance Corporation
Ticker Security ID: Meeting Date Meeting Status
WRLD CUSIP 981419104 08/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Alexander Mgmt For For For
McLean,
III
1.2 Elect James R. Gilreath Mgmt For For For
1.3 Elect William S. Mgmt For Withhold Against
Hummers
III
1.4 Elect Charles D. Way Mgmt For Withhold Against
1.5 Elect Ken R. Bramlett, Mgmt For Withhold Against
Jr.
1.6 Elect Scott J. Mgmt For Withhold Against
Vassalluzzo
1.7 Elect Darrell E. Mgmt For Withhold Against
Whitaker
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
World Fuel Services Corporation
Ticker Security ID: Meeting Date Meeting Status
INT CUSIP 981475106 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Kasbar Mgmt For For For
1.2 Elect Paul H. Stebbins Mgmt For For For
1.3 Elect Ken Bakshi Mgmt For For For
1.4 Elect Richard A. Kassar Mgmt For Withhold Against
1.5 Elect Myles Klein Mgmt For For For
1.6 Elect John L. Manley Mgmt For For For
1.7 Elect J. Thomas Presby Mgmt For For For
1.8 Elect Stephen K. Mgmt For For For
Roddenberry
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 2006 Omnibus Plan Mgmt For For For
Item 17: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Risk-Managed Balanced Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
Accenture plc
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Jaime Ardila Mgmt For For For
3 Elect Charles H. Mgmt For For For
Giancarlo
4 Elect William L. Kimsey Mgmt For For For
5 Elect Blythe J. McGarvie Mgmt For For For
6 Elect Mark Moody-Stuart Mgmt For For For
7 Elect Pierre Nanterme Mgmt For For For
8 Elect Gilles Pelisson Mgmt For For For
9 Elect Wulf von Mgmt For Against Against
Schimmelmann
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Reduction of Share Mgmt For For For
Capital
15 Authority to Hold Mgmt For For For
Annual Meeting Outside
of
Ireland
16 Authority to Repurchase Mgmt For For For
Shares
17 Price Range for the Mgmt For For For
Re-Issuance of
Treasury
Shares
________________________________________________________________________________
Actavis plc
Ticker Security ID: Meeting Date Meeting Status
ACT CUSIP G0083B108 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul M. Bisaro Mgmt For For For
2 Elect James H. Bloem Mgmt For For For
3 Elect Christopher W. Mgmt For For For
Bodine
4 Elect Tamar D. Howson Mgmt For For For
5 Elect John A. King Mgmt For For For
6 Elect Catherine M. Klema Mgmt For For For
7 Elect Jiri Michal Mgmt For For For
8 Elect Sigurdur Olafsson Mgmt For For For
9 Elect Patrick J. Mgmt For For For
O'Sullivan
10 Elect Ronald R. Taylor Mgmt For For For
11 Elect Andrew L. Turner Mgmt For For For
12 Elect Fred G. Weiss Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
________________________________________________________________________________
Actavis plc
Ticker Security ID: Meeting Date Meeting Status
ACT CUSIP G0083B108 06/17/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Forest Mgmt For For For
Laboratories,
Inc.
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William V. Mgmt For For For
Campbell
1.2 Elect Timothy D. Cook Mgmt For For For
1.3 Elect Millard S. Drexler Mgmt For For For
1.4 Elect Albert A. Gore, Mgmt For For For
Jr.
1.5 Elect Robert A. Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur D. Levinson Mgmt For For For
1.8 Elect Ronald D. Sugar Mgmt For For For
2 Technical Amendment to Mgmt For For For
Articles
3 Eliminate Blank Check Mgmt For For For
Authority to Issue
Preferred
Stock
4 Establish a Par Value Mgmt For For For
for the Company's
Common Stock of
$0.00001 Per
Share
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2014 Employee Stock Plan Mgmt For For For
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Human Rights
Committee
9 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability-Related
Trade Association
Memberships
10 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Share
Buybacks
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Atmos Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
ATO CUSIP 049560105 02/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Best Mgmt For For For
2 Elect Kim R. Cocklin Mgmt For For For
3 Elect Richard W. Douglas Mgmt For For For
4 Elect Ruben E. Esquivel Mgmt For For For
5 Elect Richard K. Gordon Mgmt For For For
6 Elect Robert C. Grable Mgmt For For For
7 Elect Thomas C. Meredith Mgmt For For For
8 Elect Nancy K. Quinn Mgmt For For For
9 Elect Richard A. Sampson Mgmt For For For
10 Elect Stephen R. Mgmt For For For
Springer
11 Elect Richard Ware II Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP 05534B760 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry K. Allen Mgmt For For For
1.2 Elect Andre Berard Mgmt For For For
1.3 Elect Ronald A. Mgmt For For For
Brenneman
1.4 Elect Sophie Brochu Mgmt For For For
1.5 Elect Robert E. Brown Mgmt For For For
1.6 Elect George A. Cope Mgmt For For For
1.7 Elect David F. Denison Mgmt For For For
1.8 Ian Greenberg Mgmt For For For
1.9 Elect Thomas C. O'Neill Mgmt For For For
1.10 Elect James Prentice Mgmt For For For
1.11 Elect Robert C. Simmonds Mgmt For For For
1.12 Elect Carole Taylor Mgmt For For For
1.13 Elect Paul R. Weiss Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
a Separate Risk
Management
Committee
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Executive
Compensation
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linnet F. Deily Mgmt For For For
2 Elect Robert E. Denham Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect Jon M. Huntsman, Mgmt For For For
Jr.
6 Elect George L. Kirkland Mgmt For For For
7 Elect Charles W. Mgmt For For For
Moorman,
IV
8 Elect Kevin W. Sharer Mgmt For For For
9 Elect John G. Stumpf Mgmt For For For
10 Elect Ronald D. Sugar Mgmt For For For
11 Elect Carl Ware Mgmt For For For
12 Elect John S. Watson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Kurt L. Darrow Mgmt For For For
3 Elect Stephen E. Ewing Mgmt For For For
4 Elect Richard M. Gabrys Mgmt For For For
5 Elect William D. Harvey Mgmt For For For
6 Elect David W. Joos Mgmt For For For
7 Elect Philip R. Mgmt For Against Against
Lochner,
Jr.
8 Elect John G. Russell Mgmt For For For
9 Elect Kenneth L. Way Mgmt For For For
10 Elect Laura H. Wright Mgmt For For For
11 Elect John B. Yasinsky Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approve Amended Mgmt For For For
Performance Incentive
Stock
Plan
15 Amendment to the Mgmt For For For
Incentive Compensation
Plan
________________________________________________________________________________
Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Ronald W. Allen Mgmt For For For
3 Elect Ana Botin Mgmt For For For
4 Elect Howard G. Buffett Mgmt For For For
5 Elect Richard M. Daley Mgmt For For For
6 Elect Barry Diller Mgmt For Against Against
7 Elect Helene D. Gayle Mgmt For For For
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Alexis M. Herman Mgmt For For For
10 Elect Muhtar Kent Mgmt For For For
11 Elect Robert A. Kotick Mgmt For For For
12 Elect Maria Elena Mgmt For For For
Lagomasino
13 Elect Sam Nunn Mgmt For For For
14 Elect James D. Robinson Mgmt For For For
III
15 Elect Peter V. Ueberroth Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 2014 Equity Plan Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N200 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Sheldon M. Mgmt For For For
Bonovitz
1.3 Elect Edward D. Breen Mgmt For For For
1.4 Elect Joseph J. Collins Mgmt For Withhold Against
1.5 Elect J. Michael Cook Mgmt For For For
1.6 Elect Gerald L. Hassell Mgmt For Withhold Against
1.7 Elect Jeffrey A. Mgmt For For For
Honickman
1.8 Elect Eduardo G. Mestre Mgmt For For For
1.9 Elect Brian L. Roberts Mgmt For For For
1.10 Elect Ralph J. Roberts Mgmt For For For
1.11 Elect Johnathan A. Mgmt For For For
Rodgers
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard L. Mgmt For For For
Armitage
2 Elect Richard H. Mgmt For Against Against
Auchinleck
3 Elect Charles E. Bunch Mgmt For For For
4 Elect James E. Mgmt For For For
Copeland,
Jr.
5 Elect Jody L Freeman Mgmt For For For
6 Elect Gay Huey Evans Mgmt For For For
7 Elect Ryan M. Lance Mgmt For For For
8 Elect Robert A. Niblock Mgmt For For For
9 Elect Harald J. Norvik Mgmt For For For
10 Elect William E. Wade, Mgmt For For For
Jr.
11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2014 Omnibus Stock and Mgmt For For For
Performance Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Decker Mgmt For For For
1.2 Elect Richard M. Mgmt For Withhold Against
Libenson
1.3 Elect John W. Meisenbach Mgmt For Withhold Against
1.4 Elect Charles T. Munger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
5 Repeal of Classified Mgmt Abstain For Against
Board
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect John B. Breaux Mgmt For For For
3 Elect Pamela L. Carter Mgmt For For For
4 Elect Steven T. Mgmt For For For
Halverson
5 Elect Edward J. Kelly, Mgmt For For For
III
6 Elect Gilbert H. Mgmt For For For
Lamphere
7 Elect John D. McPherson Mgmt For For For
8 Elect Timothy T. O'Toole Mgmt For For For
9 Elect David M. Ratcliffe Mgmt For For For
10 Elect Donald J. Shepard Mgmt For For For
11 Elect Michael J. Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Cynthia A. Mgmt For For For
Glassman
6 Elect Richard H. Lenny Mgmt For For For
7 Elect Thomas G. Maheras Mgmt For For For
8 Elect Michael H. Moskow Mgmt For For For
9 Elect David W. Nelms Mgmt For For For
10 Elect Mark A. Thierer Mgmt For For For
11 Elect Lawrence A. Mgmt For For For
Weinbach
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2014 Omnibus Incentive Mgmt For For For
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Cremin Mgmt For For For
2 Elect Jean-Pierre M. Mgmt For For For
Ergas
3 Elect Peter T. Francis Mgmt For For For
4 Elect Kristiane C. Mgmt For For For
Graham
5 Elect Michael F. Mgmt For For For
Johnston
6 Elect Robert A. Mgmt For For For
Livingston
7 Elect Richard K. Mgmt For For For
Lochridge
8 Elect Bernard G. Rethore Mgmt For For For
9 Elect Michael B. Stubbs Mgmt For For For
10 Elect Stephen M. Todd Mgmt For For For
11 Elect Stephen K. Wagner Mgmt For For For
12 Elect Mary A. Winston Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the Annual Mgmt For For For
Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Eliminate Article 14 Mgmt For For For
Supermajority
Requirement
17 Eliminate Article 15 Mgmt For For For
Supermajority
Requirement
18 Eliminate Article 16 Mgmt For For For
Supermajority
Requirement
19 Amendments to Bylaws Mgmt For For For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Blake T. DeBerry Mgmt For For For
2 Elect John V. Lovoi Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Remove Obsolete Mgmt For For For
Language from the
Certificate
5 Remove Language Mgmt For For For
Regarding Founders
from the Business
Combination Provision
in the
Certificate
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David N. Farr Mgmt For For For
1.2 Elect Harriet Green Mgmt For For For
1.3 Elect Charles A. Peters Mgmt For For For
1.4 Elect Joseph W. Prueher Mgmt For For For
1.5 Elect August A. Busch Mgmt For For For
III
1.6 Elect James S. Turley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Encore Capital Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECPG CUSIP 292554102 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Willem Mesdag Mgmt For For For
1.2 Elect Laura Newman Olle Mgmt For For For
1.3 Elect Francis E. Quinlan Mgmt For For For
1.4 Elect Norman R. Sorensen Mgmt For For For
1.5 Elect Richard J. Mgmt For For For
Srednicki
1.6 Elect J. Christopher Mgmt For For For
Teets
1.7 Elect Kenneth A. Mgmt For For For
Vecchione
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect K'Lynne Johnson Mgmt For For For
2 Elect William H. Powell Mgmt For For For
3 Elect Vincent R. Volpe Mgmt For For For
Jr.
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Genesee & Wyoming Inc.
Ticker Security ID: Meeting Date Meeting Status
GWR CUSIP 371559105 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mortimer B. Mgmt For For For
Fuller
III
1.2 Elect John C. Hellmann Mgmt For For For
1.3 Elect Robert M. Melzer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Healthcare Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCSG CUSIP 421906108 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel P. Mgmt For Withhold Against
McCartney
1.2 Elect Robert L. Frome Mgmt For Withhold Against
1.3 Elect Robert J. Moss Mgmt For Withhold Against
1.4 Elect John M. Briggs Mgmt For Withhold Against
1.5 Elect Dino D. Ottaviano Mgmt For Withhold Against
1.6 Elect Theodore Wahl Mgmt For Withhold Against
1.7 Elect Michael E. McBryan Mgmt For Withhold Against
1.8 Elect Diane S. Casey Mgmt For Withhold Against
1.9 Elect John J. McFadden Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando M. Codina Mgmt For Against Against
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Mark Vadon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain J. P. Belda Mgmt For Against Against
2 Elect William R. Brody Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Michael L. Eskew Mgmt For Against Against
5 Elect David N. Farr Mgmt For For For
6 Elect Shirley A. Jackson Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James W. Owens Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joan E. Spero Mgmt For For For
12 Elect Sidney Taurel Mgmt For For For
13 Elect Lorenzo H. Mgmt For Against Against
Zambrano
Trevino
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Re-approve Performance Mgmt For For For
Goals of the Company's
Long-Term Incentive
Awards
17 2014 Employees Stock Mgmt For For For
Purchase
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Invesco Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Denis Kessler Mgmt For For For
3 Elect G. Richard Mgmt For For For
Wagoner
Jr.
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Alm Mgmt For For For
2 Elect John F. Bergstrom Mgmt For For For
3 Elect Abelardo E. Bru Mgmt For For For
4 Elect Robert W. Decherd Mgmt For For For
5 Elect Thomas J. Falk Mgmt For For For
6 Elect Fabian T. Garcia Mgmt For For For
7 Elect Mae C. Jemison Mgmt For For For
8 Elect James M. Jenness Mgmt For For For
9 Elect Nancy J. Karch Mgmt For For For
10 Elect Ian C. Read Mgmt For For For
11 Elect Linda Johnson Rice Mgmt For For For
12 Elect Marc J. Shapiro Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Knowles Corp
Ticker Security ID: Meeting Date Meeting Status
KN CUSIP 49926D109 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Niew Mgmt For For For
1.2 Elect Keith L. Barnes Mgmt For For For
1.3 Elect Richard K. Mgmt For For For
Lochridge
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Koppers Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
KOP CUSIP 50060P106 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia A. Baldwin Mgmt For For For
1.2 Elect Albert J. Neupaver Mgmt For For For
1.3 Elect Walter W. Turner Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2005 Mgmt For For For
Long Term Incentive
Plan
6 Adoption of Majority Mgmt For For For
Vote Standard for
Election of
Directors
________________________________________________________________________________
Laclede Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LG CUSIP 505597104 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward L. Mgmt For For For
Glotzbach
1.2 Elect W. Stephen Maritz Mgmt For For For
1.3 Elect John P. Stupp, Jr. Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dianne N. Blixt Mgmt For For For
2 Elect Andrew H. Card, Mgmt For For For
Jr.
3 Elect Virgis W. Colbert Mgmt For Against Against
4 Elect David E. R. Mgmt For For For
Dangoor
5 Elect Murray S. Kessler Mgmt For For For
6 Elect Jerry W. Levin Mgmt For For For
7 Elect Richard W. Roedel Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2008 Mgmt For For For
Incentive Compensation
Plan
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Raising
Awareness of Health
Effects of Tobacco Use
to Low Income
Groups
________________________________________________________________________________
LyondellBasell Industries N.V.
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jagjeet S. Bindra Mgmt For For For
2 Elect Milton Carroll Mgmt For For For
3 Elect Claire S. Farley Mgmt For For For
4 Elect Rudy M.J. van der Mgmt For For For
Meer
5 Elect Isabella D. Goren Mgmt For For For
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Karyn F. Ovelman Mgmt For For For
8 Elect Craig B. Glidden Mgmt For For For
9 Elect Bhavesh V. Patel Mgmt For For For
10 Elect Patrick D. Quarles Mgmt For For For
11 Elect Timothy D. Roberts Mgmt For For For
12 ADOPTION OF ANNUAL Mgmt For For For
ACCOUNTS FOR
2013
13 DISCHARGE FROM Mgmt For For For
LIABILITY OF SOLE
MEMBER OF THE
MANAGEMENT
BOARD
14 DISCHARGE FROM Mgmt For For For
LIABILITY OF MEMBERS
OF THE SUPERVISORY
BOARD
15 Appointment of Auditor Mgmt For For For
16 Appointment Of Mgmt For For For
PricewaterhouseCoopers
Accountants
N.V. as the Auditor for
the Dutch Annual
Accounts
17 Allocation of Dividends Mgmt For For For
18 Advisory Vote Approving Mgmt For For For
Executive
Compensation
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Cancel up Mgmt For For For
to 10% of Share
Capital Held in
Treasury
________________________________________________________________________________
Marathon Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven A. Davis Mgmt For For For
1.2 Elect Gary R. Heminger Mgmt For For For
1.3 Elect John W. Snow Mgmt For For For
1.4 Elect John P. Surma Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/03/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay S. Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Freiberg Mgmt For For For
6 Elect Julius Genachowski Mgmt For For For
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Marc Olivie Mgmt For For For
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For Against Against
13 Elect Edward Suning Tian Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MAXIMUS, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMS CUSIP 577933104 03/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Russell A. Mgmt For For For
Beliveau
2 Elect John J. Haley Mgmt For For For
3 Elect Marilyn R. Seymann Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Methanex Corporation
Ticker Security ID: Meeting Date Meeting Status
MX CUSIP 59151K108 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Aitken Mgmt For For For
1.2 Elect Howard Balloch Mgmt For For For
1.3 Elect Phillip Cook Mgmt For For For
1.4 Elect John Floren Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect Robert J. Mgmt For For For
Kostelnik
1.7 Elect Douglas Mahaffy Mgmt For For For
1.8 Elect A. Terence Poole Mgmt For For For
1.9 Elect John Reid Mgmt For For For
1.10 Elect Janice G. Rennie Mgmt For Withhold Against
1.11 Elect Monica Sloan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nike Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan B. Graf, Jr. Mgmt For For For
1.2 Elect John C. Lechleiter Mgmt For For For
1.3 Elect Phyllis M. Wise Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas D. Bell, Mgmt For For For
Jr.
2 Elect Erskine B. Bowles Mgmt For For For
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Wesley G. Bush Mgmt For For For
5 Elect Daniel A. Carp Mgmt For For For
6 Elect Karen N. Horn Mgmt For Against Against
7 Elect Steven F. Leer Mgmt For For For
8 Elect Michael D. Mgmt For For For
Lockhart
9 Elect Amy E. Miles Mgmt For For For
10 Elect Charles W. Mgmt For For For
Moorman,
IV
11 Elect Martin H. Nesbitt Mgmt For For For
12 Elect James A Squires Mgmt For For For
13 Elect John R. Thompson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter C. Browning Mgmt For Withhold Against
1.2 Elect John J. Ferriola Mgmt For For For
1.3 Elect Harvey B. Gantt Mgmt For For For
1.4 Elect Gregory J. Hayes Mgmt For For For
1.5 Elect Victoria F. Haynes Mgmt For For For
1.6 Elect Bernard L. Kasriel Mgmt For For For
1.7 Elect Christopher J. Mgmt For For For
Kearney
1.8 Elect Raymond J. Mgmt For For For
Milchovich
1.9 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Omnibus Incentive Mgmt For For For
Compensation
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect T. Jay Collins Mgmt For Withhold Against
1.2 Elect D. Michael Hughes Mgmt For Withhold Against
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert G. Bohn Mgmt For For For
1.2 Elect Linda S. Harty Mgmt For For For
1.3 Elect William E. Mgmt For For For
Kassling
1.4 Elect Robert J. Kohlhepp Mgmt For For For
1.5 Elect Kevin A. Lobo Mgmt For For For
1.6 Elect Klaus-Peter Muller Mgmt For Withhold Against
1.7 Elect Candy M. Obourn Mgmt For For For
1.8 Elect Joseph M. Mgmt For For For
Scaminace
1.9 Elect Wolfgang R. Mgmt For For For
Schmitt
1.10 Elect Ake Svensson Mgmt For For For
1.11 Elect James L. Wainscott Mgmt For For For
1.12 Elect Donald E. Mgmt For For For
Washkewicz
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William R. Mgmt For For For
Loomis,
Jr.
2 Elect Glenn F. Tilton Mgmt For For For
3 Elect Marna C. Mgmt For For For
Whittington
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Piedmont Natural Gas Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNY CUSIP 720186105 03/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Malcolm E. Mgmt For For For
Everett,
III
1.2 Elect Frank B. Holding, Mgmt For For For
Jr.
1.3 Elect Minor M. Shaw Mgmt For For For
1.4 Elect Michael C. Mgmt For For For
Tarwater
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Reduction of Mgmt For For For
Supermajority
Requirements in
Articles
5 Reduction of Mgmt For For For
Supermajority
Requirements in
Bylaws
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Reynolds American Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan M. Cameron Mgmt For For For
2 Elect Luc Jobin Mgmt For For For
3 Elect Nana Mensah Mgmt For For For
4 Elect Ronald S. Rolfe Mgmt For For For
5 Elect John J. Zillmer Mgmt For Against Against
6 Elect Sir Nicholas Mgmt For For For
Scheele
7 Amendment to the 2009 Mgmt For For For
Omnibus Incentive
Compensation
Plan
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
SCANA Corporation
Ticker Security ID: Meeting Date Meeting Status
SCG CUSIP 80589M102 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F.A.V. Cecil Mgmt For For For
1.2 Elect D. Maybank Hagood Mgmt For For For
1.3 Elect Alfredo Trujillo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Teets, Mgmt For For For
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect Paul B. Edgerley Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Bradley S. Seaman Mgmt For For For
1.11 Elect Gabriel L. Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Time Warner Cable, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn A. Britt Mgmt For For For
3 Elect Thomas H. Castro Mgmt For For For
4 Elect David C. Chang Mgmt For For For
5 Elect James E. Mgmt For For For
Copeland,
Jr.
6 Elect Peter R. Haje Mgmt For For For
7 Elect Donna A. James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect Robert D. Marcus Mgmt For For For
10 Elect N.J. Nicholas, Jr. Mgmt For For For
11 Elect Wayne H. Pace Mgmt For For For
12 Elect Edward D. Shirley Mgmt For For For
13 Elect John E. Sununu Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Jamison Mgmt For For For
1.2 Elect Johnston C. Adams Mgmt For For For
1.3 Elect Peter D. Bewley Mgmt For For For
1.4 Elect Jack C. Bingleman Mgmt For For For
1.5 Elect Richard W. Frost Mgmt For For For
1.6 Elect George MacKenzie Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Gregory A. Mgmt For For For
Sandfort
1.9 Elect Mark J. Weikel Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2009 Mgmt For For For
Stock Incentive Plan
for Purposes of 162(m)
of the
IRC
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Beller Mgmt For For For
2 Elect John H. Dasburg Mgmt For For For
3 Elect Janet M. Dolan Mgmt For For For
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Jay S. Fishman Mgmt For For For
6 Elect Patricia L. Mgmt For For For
Higgins
7 Elect Thomas R. Hodgson Mgmt For For For
8 Elect William J. Kane Mgmt For For For
9 Elect Cleve L. Mgmt For For For
Killingsworth,
Jr.
10 Elect Philip T. Ruegger Mgmt For For For
III
11 Elect Donald J. Shepard Mgmt For For For
12 Elect Laurie J. Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 2014 Stock Incentive Mgmt For For For
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Tupperware Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP 899896104 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine A. Mgmt For For For
Bertini
2 Elect Susan M. Cameron Mgmt For For For
3 Elect Kriss Cloninger Mgmt For For For
III
4 Elect E. V. Goings Mgmt For For For
5 Elect Joe R. Lee Mgmt For For For
6 Elect Angel R. Martinez Mgmt For For For
7 Elect Antonio Monteiro Mgmt For For For
de
Castro
8 Elect Robert J. Murray Mgmt For For For
9 Elect David R. Parker Mgmt For For For
10 Elect Joyce M. Roche Mgmt For For For
11 Elect M. Anne Szostak Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP H89128104 03/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Edward D. Breen Mgmt For For For
4 Elect Herman E. Bulls Mgmt For For For
5 Elect Michael E. Daniels Mgmt For For For
6 Elect Frank M. Drendel Mgmt For For For
7 Elect Brian Duperreault Mgmt For For For
8 Elect Rajiv L. Gupta Mgmt For For For
9 Elect George R. Oliver Mgmt For For For
10 Elect Brendan R. O'Neill Mgmt For For For
11 Elect Jurgen Tinggren Mgmt For For For
12 Elect Sandra S. Wijnberg Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Election of Chairman of Mgmt For For For
the
Board
15 Elect Rajiv L. Gupta Mgmt For For For
16 Elect Sandra S. Wijnberg Mgmt For For For
17 Elect R. David Yost Mgmt For For For
18 Appointment of Deloitte Mgmt For For For
AG
19 Appointment of Deloitte Mgmt For For For
and
Touche
20 Appointment of Mgmt For For For
PricewaterhouseCoopers
AG as Special
Auditor
21 Election Of Independent Mgmt For For For
Proxy
22 Allocation of Mgmt For For For
Profits/Dividends
23 Approval of Ordinary Mgmt For For For
Cash
Dividend
24 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
UIL Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UIL CUSIP 902748102 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thelma R. Albright Mgmt For For For
1.2 Elect Arnold L. Chase Mgmt For Withhold Against
1.3 Elect Betsy Henley-Cohn Mgmt For For For
1.4 Elect Suedeen G. Kelly Mgmt For Withhold Against
1.5 Elect John L. Lahey Mgmt For For For
1.6 Elect Daniel J. Miglio Mgmt For For For
1.7 Elect William F. Murdy Mgmt For For For
1.8 Elect William B. Plummer Mgmt For For For
1.9 Elect Donald R. Shassian Mgmt For For For
1.10 Elect James P. Torgerson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote Standard for
Election of
Directors
________________________________________________________________________________
Ultrapar Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
UGPA4 CUSIP 90400P101 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
4 Election of Supervisory Mgmt For For For
Council Members;
Fees
5 Election of Supervisory Mgmt For For For
Council Members;
Fees
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew H. Card, Mgmt For For For
Jr.
2 Elect Erroll B. Davis, Mgmt For For For
Jr.
3 Elect David B. Dillon Mgmt For For For
4 Elect Judith Richards Mgmt For For For
Hope
5 Elect John J. Koraleski Mgmt For For For
6 Elect Charles C. Krulak Mgmt For For For
7 Elect Michael R. Mgmt For For For
McCarthy
8 Elect Michael W. Mgmt For For For
McConnell
9 Elect Thomas F. McLarty Mgmt For For For
III
10 Elect Steven R. Rogel Mgmt For For For
11 Elect Jose H. Villarreal Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Increase of Authorized Mgmt For For For
Common
Stock
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Louis Chenevert Mgmt For For For
2 Elect John V. Faraci Mgmt For For For
3 Elect Jean-Pierre Mgmt For For For
Garnier
4 Elect Jamie S. Gorelick Mgmt For For For
5 Elect Edward A. Kangas Mgmt For For For
6 Elect Ellen J. Kullman Mgmt For For For
7 Elect Marshall O. Larsen Mgmt For For For
8 Elect Harold W. McGraw Mgmt For For For
III
9 Elect Richard B. Myers Mgmt For For For
10 Elect H. Patrick Swygert Mgmt For Against Against
11 Elect Andre Villeneuve Mgmt For For For
12 Elect Christine Todd Mgmt For For For
Whitman
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Mgmt For For For
Long-Term Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Debra A. Cafaro Mgmt For For For
2 Elect Douglas Crocker, Mgmt For For For
II
3 Elect Ronald G. Geary Mgmt For For For
4 Elect Jay M. Gellert Mgmt For For For
5 Elect Richard I. Mgmt For For For
Gilchrist
6 Elect Matthew J. Lustig Mgmt For For For
7 Elect Douglas M. Mgmt For For For
Pasquale
8 Elect Robert D. Reed Mgmt For For For
9 Elect Glenn J. Rufrano Mgmt For For For
10 Elect James D. Shelton Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary B. Cranston Mgmt For Against Against
2 Elect Francisco Javier Mgmt For For For
Fernandez
Carbajal
3 Elect Alfred F. Kelly, Mgmt For For For
Jr.
4 Elect Robert W. Mgmt For For For
Matschullat
5 Elect Cathy E. Minehan Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect David J. PANG Mgmt For For For
8 Elect Charles W. Scharf Mgmt For For For
9 Elect William S. Mgmt For For For
Shanahan
10 Elect John A.C. Swainson Mgmt For For For
11 Elect Maynard G. Webb, Mgmt For For For
Jr.
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Walt Disney Co.
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect John S. Chen Mgmt For For For
3 Elect Jack Dorsey Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Fred H. Langhammer Mgmt For For For
6 Elect Aylwin B. Lewis Mgmt For For For
7 Elect Monica C. Lozano Mgmt For For For
8 Elect Robert W. Mgmt For For For
Matschullat
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin C. Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Right to Call a Special Mgmt For For For
Meeting
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Westar Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WR CUSIP 95709T100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mollie Hale Carter Mgmt For For For
1.2 Elect Jerry B. Farley Mgmt For For For
1.3 Elect Mark A. Ruelle Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Asset Inflation Management Fund Inc
Ticker Security ID: Meeting Date Meeting Status
IMF CUSIP 95766U107 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eileen A. Kamerick Mgmt For For For
1.2 Elect Riordan Roett Mgmt For For For
1.3 Elect Jeswald W. Mgmt For For For
Salacuse
1.4 Elect Kenneth D. Fuller Mgmt For For For
2 Liquidation of the Mgmt For For For
Inflation Management
Fund
________________________________________________________________________________
Wolverine World Wide, Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William K. Gerber Mgmt For For For
1.2 Elect Blake W. Krueger Mgmt For For For
1.3 Elect Nicholas T. Long Mgmt For For For
1.4 Elect Michael A. Volkema Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
Item 18: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Utilities Fund
Reporting Period: 07/01/2013 - 06/30/2014
________________________________________________________________________________
AES Corporation
Ticker Security ID: Meeting Date Meeting Status
AES CUSIP 00130H105 04/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andres R. Gluski Mgmt For For For
2 Elect Guo Bao Zhang Mgmt For For For
3 Elect Charles Harrington Mgmt For For For
4 Elect Kristina M. Mgmt For For For
Johnson
5 Elect Tarun Khanna Mgmt For For For
6 Elect Philip Lader Mgmt For For For
7 Elect James H. Miller Mgmt For For For
8 Elect Sandra O. Moose Mgmt For For For
9 Elect John B. Morse, Jr. Mgmt For For For
10 Elect Moises Naim Mgmt For For For
11 Elect Charles O. Mgmt For Against Against
Rossotti
12 Elect Sven Sandstrom Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Water Works Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AWK CUSIP 030420103 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie A. Dobson Mgmt For For For
2 Elect Paul J. Evanson Mgmt For For For
3 Elect Martha C. Goss Mgmt For For For
4 Elect Richard R. Grigg Mgmt For For For
5 Elect Julia L. Johnson Mgmt For For For
6 Elect George MacKenzie Mgmt For For For
7 Elect William J. Mgmt For For For
Marrazzo
8 Elect Susan N. Story Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aqua America, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nicholas Mgmt For For For
DeBenedictis
1.2 Elect Michael L. Browne Mgmt For For For
1.3 Elect Richard H. Glanton Mgmt For For For
1.4 Elect Lon R. Greenberg Mgmt For For For
1.5 Elect William P. Mgmt For For For
Hankowsky
1.6 Elect Wendell F. Holland Mgmt For For For
1.7 Elect Ellen T. Ruff Mgmt For For For
1.8 Elect Andrew J. Mgmt For For For
Sordoni,
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to 2009 Mgmt For For For
Omnibus Equity
Compensation
Plan
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Human Right
to
Water
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Atmos Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
ATO CUSIP 049560105 02/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Best Mgmt For For For
2 Elect Kim R. Cocklin Mgmt For For For
3 Elect Richard W. Douglas Mgmt For For For
4 Elect Ruben E. Esquivel Mgmt For For For
5 Elect Richard K. Gordon Mgmt For For For
6 Elect Robert C. Grable Mgmt For For For
7 Elect Thomas C. Meredith Mgmt For For For
8 Elect Nancy K. Quinn Mgmt For For For
9 Elect Richard A. Sampson Mgmt For For For
10 Elect Stephen R. Mgmt For For For
Springer
11 Elect Richard Ware II Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avista Corporation
Ticker Security ID: Meeting Date Meeting Status
AVA CUSIP 05379B107 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erik J. Anderson Mgmt For For For
2 Elect Kristianne Blake Mgmt For For For
3 Elect Donald C. Burke Mgmt For For For
4 Elect John F. Kelly Mgmt For For For
5 Elect Rebecca A. Klein Mgmt For For For
6 Elect Scott L. Morris Mgmt For For For
7 Elect Marc F. Racicot Mgmt For For For
8 Elect Heidi B. Stanley Mgmt For For For
9 Elect R. John Taylor Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Reapproval of Material Mgmt For For For
Terms of the Long-Term
Incentive
Plan
12 Reduce Shareholder Vote Mgmt For For For
Requirements to Amend
Articles
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP 05534B760 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry K. Allen Mgmt For For For
1.2 Elect Andre Berard Mgmt For For For
1.3 Elect Ronald A. Mgmt For For For
Brenneman
1.4 Elect Sophie Brochu Mgmt For For For
1.5 Elect Robert E. Brown Mgmt For For For
1.6 Elect George A. Cope Mgmt For For For
1.7 Elect David F. Denison Mgmt For For For
1.8 Ian Greenberg Mgmt For For For
1.9 Elect Thomas C. O'Neill Mgmt For For For
1.10 Elect James Prentice Mgmt For For For
1.11 Elect Robert C. Simmonds Mgmt For For For
1.12 Elect Carole Taylor Mgmt For For For
1.13 Elect Paul R. Weiss Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
a Separate Risk
Management
Committee
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Executive
Compensation
________________________________________________________________________________
Cleco Corporation
Ticker Security ID: Meeting Date Meeting Status
CNL CUSIP 12561W105 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William L. Marks Mgmt For For For
1.2 Elect Peter M. Scott III Mgmt For For For
1.3 Elect William H. Mgmt For For For
Walker,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2010 Mgmt For For For
Long-Term Incentive
Compensation
Plan
________________________________________________________________________________
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Kurt L. Darrow Mgmt For For For
3 Elect Stephen E. Ewing Mgmt For For For
4 Elect Richard M. Gabrys Mgmt For For For
5 Elect William D. Harvey Mgmt For For For
6 Elect David W. Joos Mgmt For For For
7 Elect Philip R. Mgmt For Against Against
Lochner,
Jr.
8 Elect John G. Russell Mgmt For For For
9 Elect Kenneth L. Way Mgmt For For For
10 Elect Laura H. Wright Mgmt For For For
11 Elect John B. Yasinsky Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approve Amended Mgmt For For For
Performance Incentive
Stock
Plan
15 Amendment to the Mgmt For For For
Incentive Compensation
Plan
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Alex Mgmt For For For
Bernhardt,
Sr.
1.2 Elect Michael G. Mgmt For For For
Browning
1.3 Elect Harris E. Mgmt For For For
DeLoach,
Jr.
1.4 Elect Daniel R. DiMicco Mgmt For For For
1.5 Elect John H. Forsgren Mgmt For For For
1.6 Elect Lynn J. Good Mgmt For For For
1.7 Elect Ann Maynard Gray Mgmt For For For
1.8 Elect James H. Hance, Mgmt For For For
Jr.
1.9 Elect John T. Herron Mgmt For For For
1.10 Elect James B. Hyler, Mgmt For For For
Jr.
1.11 Elect William E. Kennard Mgmt For For For
1.12 Elect E. Marie McKee Mgmt For For For
1.13 Elect E. James Reinsch Mgmt For For For
1.14 Elect James T. Rhodes Mgmt For For For
1.15 Elect Carlos A. Mgmt For Withhold Against
Saladrigas
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Restoration of Written Mgmt For For For
Consent
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Laclede Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LG CUSIP 505597104 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward L. Mgmt For For For
Glotzbach
1.2 Elect W. Stephen Maritz Mgmt For For For
1.3 Elect John P. Stupp, Jr. Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect Robert M. Beall II Mgmt For For For
3 Elect James L. Camaren Mgmt For For For
4 Elect Kenneth B. Dunn Mgmt For For For
5 Elect Kirk S. Hachigian Mgmt For For For
6 Elect Toni Jennings Mgmt For For For
7 Elect James L. Robo Mgmt For For For
8 Elect Rudy E. Schupp Mgmt For For For
9 Elect John L. Skolds Mgmt For For For
10 Elect William H. Swanson Mgmt For For For
11 Elect Hansel E. Tookes Mgmt For For For
II
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Northeast Utilities
Ticker Security ID: Meeting Date Meeting Status
NU CUSIP 664397106 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard H. Booth Mgmt For For For
1.2 Elect John S. Clarkeson Mgmt For For For
1.3 Elect Cotton M. Mgmt For For For
Cleveland
1.4 Elect Sanford Cloud, Jr. Mgmt For For For
1.5 Elect James S. DiStasio Mgmt For For For
1.6 Elect Francis A. Doyle Mgmt For For For
1.7 Elect Charles K. Gifford Mgmt For For For
1.8 Elect Paul A. La Camera Mgmt For For For
1.9 Elect Kenneth R. Leibler Mgmt For For For
1.10 Elect Thomas J. May Mgmt For For For
1.11 Elect William C. Van Mgmt For For For
Faasen
1.12 Elect Frederica M. Mgmt For For For
Williams
1.13 Elect Dennis R. Wraase Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James H. Brandi Mgmt For For For
1.2 Elect Wayne H. Brunetti Mgmt For For For
1.3 Elect Luke R. Corbett Mgmt For For For
1.4 Elect Peter B. Delaney Mgmt For For For
1.5 Elect John D. Groendyke Mgmt For For For
1.6 Elect Kirk Humphreys Mgmt For For For
1.7 Elect Robert Kelley Mgmt For For For
1.8 Elect Robert O. Lorenz Mgmt For For For
1.9 Elect Judy R. McReynolds Mgmt For For For
1.10 Elect Sheila G. Talton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis Chew Mgmt For For For
2 Elect Anthony F. Mgmt For For For
Earley,
Jr.
3 Elect Fred J. Fowler Mgmt For For For
4 Elect Maryellen C. Mgmt For Against Against
Herringer
5 Elect Richard C. Kelly Mgmt For For For
6 Elect Roger H. Kimmel Mgmt For For For
7 Elect Richard A. Meserve Mgmt For For For
8 Elect Forrest E. Miller Mgmt For For For
9 Elect Rosendo G. Parra Mgmt For For For
10 Elect Barbara L. Rambo Mgmt For For For
11 Elect Barry Lawson Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 2014 Long-Term Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Piedmont Natural Gas Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNY CUSIP 720186105 03/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Malcolm E. Mgmt For For For
Everett,
III
1.2 Elect Frank B. Holding, Mgmt For For For
Jr.
1.3 Elect Minor M. Shaw Mgmt For For For
1.4 Elect Michael C. Mgmt For For For
Tarwater
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Reduction of Mgmt For For For
Supermajority
Requirements in
Articles
5 Reduction of Mgmt For For For
Supermajority
Requirements in
Bylaws
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
SCANA Corporation
Ticker Security ID: Meeting Date Meeting Status
SCG CUSIP 80589M102 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F.A.V. Cecil Mgmt For For For
1.2 Elect D. Maybank Hagood Mgmt For For For
1.3 Elect Alfredo Trujillo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
South Jersey Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SJI CUSIP 838518108 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah M. Barpoulis Mgmt For For For
2 Elect Thomas A. Bracken Mgmt For For For
3 Elect Keith S. Campbell Mgmt For For For
4 Elect Sheila Mgmt For For For
Hartnett-Devlin
5 Elect Victor A. Mgmt For For For
Fortkiewicz
6 Elect Edward J. Graham Mgmt For For For
7 Elect Walter M. Higgins Mgmt For For For
III
8 Elect Sunita Holzer Mgmt For For For
9 Elect Joseph H. Mgmt For For For
Petrowski
10 Elect Michael J. Renna Mgmt For For For
11 Elect Frank L. Sims Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the Mgmt For Against Against
Certificate of
Incorporation
Regarding Shareholder
Derivative
Actions
________________________________________________________________________________
Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juanita Powell Mgmt For For For
Baranco
2 Elect Jon A. Boscia Mgmt For For For
3 Elect Henry A. Clark III Mgmt For For For
4 Elect Thomas A. Fanning Mgmt For For For
5 Elect David J. Grain Mgmt For For For
6 Elect Veronica M. Hagen Mgmt For For For
7 Elect Warren A. Hood, Mgmt For For For
Jr.
8 Elect Linda P. Hudson Mgmt For For For
9 Elect Donald M. James Mgmt For Against Against
10 Elect Dale E. Klein Mgmt For For For
11 Elect William G. Smith, Mgmt For For For
Jr.
12 Elect Steven R. Specker Mgmt For For For
13 Elect E. Jenner Wood III Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
UIL Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UIL CUSIP 902748102 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thelma R. Albright Mgmt For For For
1.2 Elect Arnold L. Chase Mgmt For Withhold Against
1.3 Elect Betsy Henley-Cohn Mgmt For For For
1.4 Elect Suedeen G. Kelly Mgmt For Withhold Against
1.5 Elect John L. Lahey Mgmt For For For
1.6 Elect Daniel J. Miglio Mgmt For For For
1.7 Elect William F. Murdy Mgmt For For For
1.8 Elect William B. Plummer Mgmt For For For
1.9 Elect Donald R. Shassian Mgmt For For For
1.10 Elect James P. Torgerson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote Standard for
Election of
Directors
________________________________________________________________________________
Wisconsin Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
WEC CUSIP 976657106 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Bergstrom Mgmt For For For
2 Elect Barbara L. Bowles Mgmt For For For
3 Elect Patricia W. Mgmt For For For
Chadwick
4 Elect Curt S. Culver Mgmt For For For
5 Elect Thomas J. Fischer Mgmt For For For
6 Elect Gale E. Klappa Mgmt For For For
7 Elect Henry W. Knueppel Mgmt For For For
8 Elect Ulice Payne, Jr. Mgmt For For For
9 Elect Mary Ellen Stanek Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gail K. Boudreaux Mgmt For For For
2 Elect Richard K. Davis Mgmt For For For
3 Elect Benjamin G.S. Mgmt For For For
Fowke
III
4 Elect Albert F. Moreno Mgmt For For For
5 Elect Richard T. O'Brien Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Policinski
7 Elect A. Patricia Mgmt For For For
Sampson
8 Elect James J. Sheppard Mgmt For For For
9 Elect David A. Mgmt For For For
Westerlund
10 Elect Kim Williams Mgmt For For For
11 Elect Timothy V. Wolf Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
"Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized."
Registrant: ICON Funds
By: /s/ Craig T. Callahan
--------------------------
Name: Craig T. Callahan
Title: President & Chairman
Date: August 13, 2014