0001193125-13-344926.txt : 20130823 0001193125-13-344926.hdr.sgml : 20130823 20130823130436 ACCESSION NUMBER: 0001193125-13-344926 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130823 DATE AS OF CHANGE: 20130823 EFFECTIVENESS DATE: 20130823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON FUNDS CENTRAL INDEX KEY: 0001025770 IRS NUMBER: 752676133 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07883 FILM NUMBER: 131057235 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3037901600 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 0001025770 S000005056 ICON International Equity Fund C000013830 Class C IIQCX C000013831 Class Z ICNEX C000033807 Class A IIQAX 0001025770 S000005057 ICON Fund C000013833 Class C ICNCX C000013834 Class S ICNZX C000033809 Class A ICNAX 0001025770 S000005058 ICON Bond Fund C000013836 Class C IOBCX C000013837 Class S IOBZX C000094043 Class A IOBAX 0001025770 S000005059 ICON Risk-Managed Balanced Fund C000013839 Class C IOCCX C000013840 Class S IOCZX C000033810 Class A IOCAX 0001025770 S000005060 ICON Equity Income Fund C000013842 Class C IOECX C000013843 Class S IOEZX C000033811 Class A IEQAX 0001025770 S000005061 ICON Long/Short Fund C000013845 Class C IOLCX C000013846 Class S IOLZX C000033812 Class A ISTAX 0001025770 S000008828 ICON Consumer Discretionary Fund C000024049 Class S ICCCX C000094044 Class A ICCAX C000094045 Class C ICCEX 0001025770 S000008829 ICON Asia-Pacific Region Fund C000024050 Class S ICARX C000033813 Class A IPCAX C000058486 Class C ICPCX 0001025770 S000008830 ICON Europe Fund C000024051 Class S ICSEX C000033814 Class A IERAX C000058488 Class C ICUCX 0001025770 S000008831 ICON Energy Fund C000024052 Class S ICENX C000094046 Class A ICEAX C000094047 Class C ICEEX 0001025770 S000008832 ICON Financial Fund C000024053 Class S ICFSX C000094048 Class A ICFAX C000094049 Class C ICOCX 0001025770 S000008833 ICON Healthcare Fund C000024054 Class S ICHCX C000094050 Class A ICHAX C000094051 Class C ICHEX 0001025770 S000008834 ICON Industrials Fund C000024055 Class S ICTRX C000094052 Class A ICIAX C000094053 Class C ICICX 0001025770 S000008835 ICON Information Technology Fund C000024056 Class S ICTEX C000094054 Class A ICTTX C000094055 Class C ICTFX 0001025770 S000008836 ICON Consumer Staples Fund C000024057 Class S ICLEX C000094056 Class A ICRAX C000094057 Class C ICLCX 0001025770 S000008837 ICON Materials Fund C000024058 Class S ICBMX C000094058 Class A ICBAX C000094059 Class C ICBCX 0001025770 S000008838 ICON Utilities Fund C000024059 Class S ICTUX C000094060 Class A ICTVX C000094061 Class C ICTZX 0001025770 S000038382 ICON Opportunities Fund C000118413 ICON Opportunities Fund N-PX 1 d583499dnpx.txt FORM N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION "Washington, DC 20549" FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-07883 Name of Registrant: ICON Funds Address of Principal Executive Offices: 5299 DTC Blvd. Suite 1200 "Greenwood Village, CO 80111" Name and address of agent of service: Carrie M. Schoffman 5299 DTC Blvd. Suite 1200 "Greenwood Village, CO 80111" Registrant's telephone number including area code: 303-790-1600 Date of fiscal year end: 09/30 Date of reporting period: "July 1, 2012 - June 30, 2013" Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Asia-Pacific Region Fund Report Period : 07/01/2012 - 06/30/2013 _______________________________________________________________________________ ACC Limited (Associated Cement Companies Limited) Ticker Security ID: Meeting Date Meeting Status ACC CINS Y0002C112 04/05/2013 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Narotam S. Mgmt For Against Against Sekhsaria 4 Elect Shailesh V. Mgmt For Against Against Haribhakti 5 Retirement of Naresh Mgmt For For For Chandra 6 Retirement of Rajendra Mgmt For For For Shah 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Advanced Information Service Inc. Ticker Security ID: Meeting Date Meeting Status ADVANC CINS Y0014U183 03/27/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Meeting Minutes Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect Surasak Vajasit Mgmt For For For 10 Elect Wichian Mektrakarn Mgmt For For For 11 Elect Vithit Mgmt For For For Leenutaphong 12 Elect Jeann Low Ngiap Mgmt For For For Jong 13 Directors' Fees Mgmt For For For 14 Letter to Confirm Mgmt For For For Prohibitive Characters in Connection w/Foreign Dominance 15 Issuance of Warrants Mgmt For For For w/o Preemptive Rights 16 Issuance of Shares w/o Mgmt For For For Preemptive Rights 17 Wichian Mektrakarn Mgmt For For For 18 Suwimol Kaewkoon Mgmt For For For 19 Pong-Amorn Nimpoonsawat Mgmt For For For 20 Somchai Lertsutiwong Mgmt For For For 21 Walan Norasetpakdi Mgmt For For For 22 Vilasinee Puddhikarant Mgmt For For For 23 Weerawat Mgmt For For For Kiattipongthaworn 24 Issara Dejakaisaya Mgmt For For For 25 Transaction of Other Mgmt For For For Business _______________________________________________________________________________ Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 10/29/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect GUO Haoda Mgmt For For For 3 Elect LOU Wenlong Mgmt For For For 4 Elect Francis YUEN Tin Mgmt For For For Fan 5 Elect DAI Genyou as Mgmt For For For Supervisor 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Amendments to Articles Mgmt For For For 8 Authority to Issue Mgmt For For For Subordinated Bonds ________________________________________________________________________________ Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status AIRASIA CINS Y0029V101 06/04/2013 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For Against Against 4 Elect Mohamed Khadar Mgmt For Against Against Merican 5 Elect FAM Lee Ee Mgmt For For For 6 Retention of FAM Lee Ee Mgmt For For For as Independent Non-Executive Director of the Company 7 Elect Aireen Omar Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 10 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Aisin Seiki Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 7259 CINS J00714105 06/18/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kanshiroh Toyoda Mgmt For Against Against 4 Elect Fumio Fujimori Mgmt For For For 5 Elect Shinzoh Kobuki Mgmt For For For 6 Elect Toshikazu Nagura Mgmt For For For 7 Elect Takashi Morita Mgmt For For For 8 Elect Naofumi Fujie Mgmt For For For 9 Elect Makoto Mitsuya Mgmt For For For 10 Elect Toshiyuki Ishikawa Mgmt For For For 11 Elect Takeshi Kawata Mgmt For For For 12 Elect Mutsumi Kawamoto Mgmt For For For 13 Elect Kazumi Usami Mgmt For For For 14 Elect Ryoh Kobayashi as Mgmt For For For Statutory Auditor 15 Bonus Mgmt For For For ________________________________________________________________________________ Amcor Limited Ticker Security ID: Meeting Date Meeting Status AMC CINS Q03080100 10/25/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Graeme Liebelt Mgmt For For For 3 Re-elect G. John Pizzey Mgmt For For For 4 Re-elect Jeremy Mgmt For For For Sutcliffe 5 Equity Grant (MD/CEO Mgmt For For For Ken MacKenzie) 6 Remuneration Report Mgmt For For For 7 Amendments to Mgmt For For For Constitution ________________________________________________________________________________ Ansell Limited Ticker Security ID: Meeting Date Meeting Status ANN CINS Q04020105 10/22/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Marissa Mgmt For For For Peterson 3 Elect John Bevan Mgmt For For For 4 Equity Grant (MD/CEO Mgmt For For For Magnus Nicolin) 5 Remuneration Report Mgmt For For For ________________________________________________________________________________ Astra International Tbk Ticker Security ID: Meeting Date Meeting Status ASII CINS Y7117N172 04/25/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For Abstain Against and Commissioners (Slate) and Determination of their Remuneration 4 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Bharti Airtel Limited Ticker Security ID: Meeting Date Meeting Status BHARTIARTL CINS Y0885K108 09/06/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect CHUA Sock Koong Mgmt For For For 5 Elect Craig Ehrlich Mgmt For For For 6 Elect Nikesh Arora Mgmt For Against Against 7 Elect Rajan Bharti Mgmt For Against Against Mittal 8 Elect Rakesh Bharti Mgmt For Against Against Mittal 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ BHP Billiton Limited Ticker Security ID: Meeting Date Meeting Status BHP CINS Q1498M100 11/29/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 2 Elect Pat Davies (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 3 Re-elect Malcolm Mgmt For For For Broomhead (BHP Billiton plc and BHP Billiton Limited) 4 Re-elect John Buchanan Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 5 Re-elect Carlos Mgmt For For For Cordeiro (BHP Billiton plc and BHP Billiton Limited) 6 Re-elect David Crawford Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 7 Re-elect Carolyn Hewson Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 8 Re-elect Marius Mgmt For For For Kloppers (BHP Billiton plc and BHP Billiton Limited) 9 Re-elect Lindsay Mgmt For For For Maxsted (BHP Billiton plc and BHP Billiton Limited) 10 Re-elect Wayne Murdy Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 11 Re-elect Keith Rumble Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 12 Re-elect John Schubert Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 13 Re-elect Shriti Vadera Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 14 Re-elect Jacques Nasser Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 15 Appoint Auditor and Mgmt For For For Authorise Board to Set Fees 16 Authorise Board to Mgmt For For For Issue Shares w/ Preemptive Rights (BHP Billiton plc) 17 Authorise Board to Mgmt For For For Issue Shares w/o Preemptive Rights (BHP Billiton plc) 18 Authorise Board to Mgmt For For For Repurchase Shares (BHP Billiton plc) 19 Remuneration Report Mgmt For For For 20 Approve Equity Grant Mgmt For For For (CEO Marius Kloppers) 21 Non-Voting Meeting Note N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Celltrion Inc. Ticker Security ID: Meeting Date Meeting Status 068270 CINS Y1242A106 01/29/2013 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Share Consolidation Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Celltrion Inc. Ticker Security ID: Meeting Date Meeting Status 068270 CINS Y1242A106 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Elect LEE Kyung Ho Mgmt For For For 3 Elect KIM Dong Il Mgmt For For For 4 Elect LEE Yo Sep Mgmt For For For 5 Elect CHO Gyun Suk Mgmt For For For 6 Elect CHO Hong Hui Mgmt For For For 7 Election of Audit Mgmt For For For Committee Members (Slate) 8 Directors' Fees Mgmt For For For 9 Share Option Grant Mgmt For For For 10 Amendments to Executive Mgmt For Against Against Officer Retirement Policy ________________________________________________________________________________ Celltrion Incorporated Ticker Security ID: Meeting Date Meeting Status 068270 CINS Y1242A106 12/21/2012 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Chaoda Modern Agriculture (Holdings) Ltd. Ticker Security ID: Meeting Date Meeting Status CINS G2046Q107 12/31/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect KWOK Ho Mgmt For Against Against 4 Elect FUNG Chi Kin Mgmt For Against Against 5 Elect TAM Ching Ho Mgmt For Against Against 6 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Cheil Industries Inc Ticker Security ID: Meeting Date Meeting Status 001300 CINS Y1296J102 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect YUN Joo Hwa Mgmt For Against Against 4 Elect HONG Seok Ju Mgmt For For For 5 Elect KIM Jae Hee Mgmt For For For 6 Elect HONG Seok Ju Mgmt For For For 7 Elect KIM Jae Hee Mgmt For For For 8 Directors' Fees Mgmt For Against Against ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 916 CINS Y1501T101 07/03/2012 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of New H Shares Mgmt For Against Against 3 Use of Proceed Mgmt For Against Against 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 916 CINS Y1501T101 07/03/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of New H Shares Mgmt For Against Against 3 Use of Proceed Mgmt For Against Against 4 Elect ZHU Yongpeng Mgmt For Against Against 5 Elect WANG Baole Mgmt For For For 6 Elect CHEN Bin Mgmt For For For 7 Elect LUAN Baoxing Mgmt For Against Against 8 Elect XIE Changjun Mgmt For For For 9 Elect HUANG Qun Mgmt For For For 10 Elect LV Congmin Mgmt For For For 11 Elect ZHANG Songyi Mgmt For For For 12 Elect MENG Yan Mgmt For For For 13 Elect QIAO Baoping Mgmt For Against Against 14 Elect YU Yongping Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Overseas Land & Investment Ltd. Ticker Security ID: Meeting Date Meeting Status 0688 CINS Y15004107 05/30/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect HAO Jian Min Mgmt For For For 6 Elect XIAO Xiao Mgmt For For For 7 Elect Guo Yong Mgmt For For For 8 Elect Kan Hongbo Mgmt For For For 9 Elect Kennedy WONG Ying Mgmt For For For Ho 10 Elect Rita FAN HSU Lai Mgmt For Against Against Tai 11 Elect Brian David LI Mgmt For Against Against Man Bun 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Overseas Land & Investment Ltd. Ticker Security ID: Meeting Date Meeting Status 0688 CINS Y15004107 05/30/2013 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 New CSCECL Group Mgmt For For For Engagement Agreement and New Cap ________________________________________________________________________________ China Resources Power Holdings Company Ltd. Ticker Security ID: Meeting Date Meeting Status 836 CINS Y1503A100 06/07/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect WANG Yu Jun Mgmt For For For 6 Elect DU Wen Min Mgmt For Against Against 7 Elect WEI Bin Mgmt For Against Against 8 Elect CHEN Ji Min Mgmt For For For 9 Elect Andrew MA Mgmt For Against Against Chiu-Cheung 10 Elect HUANG Daoguo Mgmt For Against Against 11 Elect CHEN Ying Mgmt For Against Against 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For Against Against Repurchased Shares 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ CIMB GROUP HOLDINGS BHD Ticker Security ID: Meeting Date Meeting Status COMMERZ CINS Y1636J101 02/25/2013 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Dividend Reinvestment Mgmt For For For Scheme 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ CIMB GROUP HOLDINGS BHD Ticker Security ID: Meeting Date Meeting Status CIMB CINS Y1636J101 04/17/2013 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Robert CHEIM Dau Mgmt For For For Meng 3 Elect Glenn Muhammad Mgmt For For For Surya Yusuf 4 Elect Watanan Petersik Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 8 Authority to Issue Mgmt For For For Shares under Scrip Dividend Plan 9 Authority to Repurchase Mgmt For For For Shares 10 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Coca-Cola Amatil Limited Ticker Security ID: Meeting Date Meeting Status CCL CINS Q2594P146 05/07/2013 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Ilana Atlas Mgmt For For For 4 Re-elect Catherine M. Mgmt For For For Brenner 5 Re-elect Anthony (Tony) Mgmt For For For G. Froggatt ________________________________________________________________________________ Coca-Cola West Holdings Company, Limited Ticker Security ID: Meeting Date Meeting Status 2579 CINS J0814U109 03/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Merger/Acquisition Mgmt For For For 4 Elect Norio Sueyoshi Mgmt For For For 5 Elect Tamio Yoshimatsu Mgmt For For For 6 Elect Nobuo Shibata Mgmt For For For 7 Elect Jiroh Wakasa Mgmt For For For 8 Elect Yoshinori Nakamura Mgmt For For For 9 Elect Hideharu Takemori Mgmt For For For 10 Elect Toshio Fukami Mgmt For Against Against 11 Elect Shigeki Okamoto Mgmt For Against Against 12 Elect Yoshiki Fujiwara Mgmt For Against Against 13 Elect Shiroh Kondoh Mgmt For For For 14 Elect Vikas Tiku Mgmt For For For 15 Elect Tadanori Taguchi Mgmt For Against Against 16 Elect Tomoko Ohgami Mgmt For For For ________________________________________________________________________________ Comfortdelgro Corporation Ltd Ticker Security ID: Meeting Date Meeting Status C52 CINS Y1690R106 04/26/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect ONG Ah Heng Mgmt For Against Against 5 Elect TOW Heng Tan Mgmt For For For 6 Elect WANG Kai Yuen Mgmt For Against Against 7 Elect LIM Jit Poh Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Grant Mgmt For Against Against Awards and Issue Shares under the ComfortDelGro Employees' Share Option Scheme 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Computershare Limited Ticker Security ID: Meeting Date Meeting Status CPU CINS Q2721E105 11/14/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Christopher Mgmt For For For Morris 3 Re-elect Penelope Mgmt For For For Maclagan 4 Remuneration Report Mgmt For Against Against 5 Adopt of New Mgmt For For For Constitution ________________________________________________________________________________ Crown Limited Ticker Security ID: Meeting Date Meeting Status CWN CINS Q3014T106 10/30/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Helen Coonan Mgmt For For For 4 Re-elect Benjamin Brazil Mgmt For Against Against 5 Re-elect Rowena Danziger Mgmt For For For 6 Re-elect John Horvath Mgmt For For For 7 Re-elect Michael Mgmt For For For Johnston 8 Remuneration Report Mgmt For For For 9 Board Spill Mgmt Against Against For ________________________________________________________________________________ Don Quijote Ticker Security ID: Meeting Date Meeting Status 7532 CINS J1235L108 09/26/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Takao Yasuda Mgmt For For For 5 Elect Junji Narusawa Mgmt For For For 6 Elect Mitsuo Takahashi Mgmt For For For 7 Elect Kohji Ohhara Mgmt For For For 8 Elect Naoki Yoshida Mgmt For For For 9 Elect Kohichi Ohtoshi Mgmt For For For as Statutory Auditors ________________________________________________________________________________ East Japan Railway Company Limited Ticker Security ID: Meeting Date Meeting Status 9020 CINS J1257M109 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Masahiko Nakai Mgmt For Against Against 4 Elect Toshiaki Yamaguchi Mgmt For For For 5 Elect Mutsuo Nitta Mgmt For For For 6 Bonus Mgmt For Against Against 7 Shareholder Proposal ShrHoldr Against Against For Regarding Earthquake Recovery 8 Shareholder Proposal ShrHoldr Against Against For Regarding Establishment of Independent Committee to Develop Recovery Plans 9 Shareholder Proposal ShrHoldr Against Against For Regarding Company Compliance 10 Shareholder Proposal ShrHoldr Against Against For Regarding Special Committee for Compliance Surveillance 11 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation Disclosure 12 Shareholder Proposal ShrHoldr Against For Against Regarding Outside Directors 13 Shareholder Proposal ShrHoldr Against Against For Regarding Removal of Satoshi Seino 14 Shareholder Proposal ShrHoldr Against Against For Regarding Removal of Masaki Ogata 15 Shareholder Proposal ShrHoldr Against Against For Regarding Removal of Yuji Fukasawa 16 Shareholder Proposal ShrHoldr Against Against For Regarding Removal of Yasuo Hayashi 17 Shareholder Proposal ShrHoldr Against Against For Regarding Removal of Yuji Morimoto 18 Shareholder Proposal ShrHoldr Against Against For Regarding Reduction of Director and Auditor Remuneration 19 Shareholder Proposal ShrHoldr Against Against For Regarding Appropriation of Retained Earnings ________________________________________________________________________________ Ezion Holdings Limited Ticker Security ID: Meeting Date Meeting Status 5ME CINS Y2186W104 04/25/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Wang Kai Yuen Mgmt For Against Against 4 Elect Lim Thean Ee Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 8 Authority to Grant Mgmt For For For Awards and Issue Shares under the Ezion Employee Share Plan 9 Authority to Grant Mgmt For For For Awards and Issue Shares under the Ezion Employee Share Option Scheme ________________________________________________________________________________ Ezion Holdings Limited Ticker Security ID: Meeting Date Meeting Status 5ME CINS Y2186W104 04/25/2013 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions 2 Authority to Repurchase Mgmt For For For Shares 3 Approve Participation Mgmt For For For of Chew Thiam Keng in Ezion Employee Share Option Scheme 4 Approve Grant of Mgmt For For For Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on June 7, 2012 5 Approve Grant of Mgmt For For For Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on Jan. 21, 2013 ________________________________________________________________________________ Fisher & Paykel Healthcare Corporation Limited. Ticker Security ID: Meeting Date Meeting Status FPH CINS Q38992105 08/22/2012 Voted Meeting Type Country of Trade Annual New Zealand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Roger France Mgmt For For For 2 Re-elect Arthur Morris Mgmt For For For 3 Re-elect Michael Daniell Mgmt For For For 4 Authorise Board to Set Mgmt For For For Auditor's Fees 5 Equity Grant (Rights to Mgmt For For For MD/CEO Michael Daniell) 6 Equity Grant (Options Mgmt For Against Against to MD/CEO Michael Daniell) 7 Renew Employee Stock Mgmt For For For Purchase Plan ________________________________________________________________________________ Galaxy Entertainment Group Limited Ticker Security ID: Meeting Date Meeting Status 0027 CINS Y2679D118 06/03/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Joseph CHEE Ying Mgmt For For For Keung 5 Elect James R. Ancell Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Repurchase Mgmt For For For Shares 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Geely Automobile Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0175 CINS G3777B103 05/16/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LI Shu Fu Mgmt For For For 6 Elect YANG Jian Mgmt For For For 7 Elect GUI Sheng Yue Mgmt For For For 8 Elect ZHAO Fuquan Mgmt For For For 9 Elect WEI Mei Mgmt For Against Against 10 Elect Carl Peter Edmund Mgmt For For For Moriz Forster 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Guangzhou Automobile Group Company Ltd Ticker Security ID: Meeting Date Meeting Status 2238 CINS Y2931M104 11/15/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Merger by Absorption Mgmt For For For 5 Number of Bonds Mgmt For For For 6 Term and Type Mgmt For For For 7 Interest Rate Mgmt For For For 8 Arrangement of Guarantee Mgmt For For For 9 Use of Proceeds Mgmt For For For 10 Subscription Arrangement Mgmt For For For 11 Method of Issuance and Mgmt For For For Target Subscribers 12 Listing of Bonds Mgmt For For For 13 Validity Period of Mgmt For For For Resolution 14 Board Authorization Mgmt For For For 15 Provision of Guarantees Mgmt For For For by Parent Company 16 Dividend Distribution Mgmt For For For Plan 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ HCL Technologies Limited Ticker Security ID: Meeting Date Meeting Status HCLTECH CINS Y3121G147 10/22/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Shiv Nadar Mgmt For Against Against 3 Elect Robin Abrams Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Allocation of Mgmt For For For Profits/Dividends 6 Elect Sudhindar Khanna Mgmt For For For 7 Elect Srikant Datar Mgmt For For For 8 Elect Sosale Sastry Mgmt For For For 9 Appointment of Vineet Mgmt For For For Nayar as Joint Managing Director; Approval of Compensation ________________________________________________________________________________ Hengan International Group Company Limited Ticker Security ID: Meeting Date Meeting Status 1044 CINS G4402L151 05/23/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect XU Shui Shen Mgmt For For For 6 Elect SZE Wong Kim Mgmt For For For 7 Elect HUI Ching Chi Mgmt For For For 8 Elect WANG Ming Fu Mgmt For For For 9 Elect Mark HO Kwai Ching Mgmt For For For 10 Elect ZHOU Fang Sheng Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Honda Motor Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7267 CINS J22302111 06/19/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Fumihiko Ike Mgmt For Against Against 5 Elect Takanobu Itoh Mgmt For For For 6 Elect Tetsuo Iwamura Mgmt For For For 7 Elect Takashi Yamamoto Mgmt For For For 8 Elect Yoshiharu Yamamoto Mgmt For For For 9 Elect Masahiro Yoshida Mgmt For For For 10 Elect Kensaku Hohgen Mgmt For For For 11 Elect Nobuo Kuroyanagi Mgmt For For For 12 Elect Takeo Fukui Mgmt For For For 13 Elect Yuji Shiga Mgmt For For For 14 Elect Kohhei Takeuchi Mgmt For For For 15 Elect Shinji Aoyama Mgmt For For For 16 Elect Noriya Kaihara Mgmt For For For 17 Elect Kunio Endoh as Mgmt For Against Against Statutory Auditor ________________________________________________________________________________ Hong Leong Bank Berhad Ticker Security ID: Meeting Date Meeting Status HLBK CINS Y36503103 10/25/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Elect KWEK Leng Hai Mgmt For Against Against 4 Elect Yvonne Chia Mgmt For For For 5 Elect KWEK Leng San Mgmt For Against Against 6 Elect LIM Lean See Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Related Party Mgmt For For For Transactions 10 Establishment of New Mgmt For Against Against Executive Share Option Scheme 11 Equity Grant to Yvonne Mgmt For Against Against Chia ________________________________________________________________________________ Hyundai Glovis Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 086280 CINS Y27294100 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Audit Mgmt For Against Against Committee Member: MA Sang Gon 4 Directors' Fees Mgmt For Against Against ________________________________________________________________________________ Hyundai Mobis Ticker Security ID: Meeting Date Meeting Status 012330 CINS Y3849A109 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Audit Mgmt For For For Committee Member : PARK Chan Wook 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Motor Company Ltd. Ticker Security ID: Meeting Date Meeting Status 005380 CINS Y38472109 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Audit Mgmt For For For Committee Member : NAM Sung Il 4 Amendments to Articles Mgmt For For For 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Indomobil Sukses Internasional Terbuka Ticker Security ID: Meeting Date Meeting Status IMAS CINS Y712BD110 06/28/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Insurance Australia Group Limited Ticker Security ID: Meeting Date Meeting Status IAG CINS Q49361100 10/23/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Yasmin Allen Mgmt For For For 3 Re-elect Hugh Fletcher Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Michael Wilkins) 6 Ratify Placement of Mgmt For For For Securities ________________________________________________________________________________ Japan Tobacco Incorporated Ticker Security ID: Meeting Date Meeting Status 2914 CINS J27869106 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Masamichi Mgmt For For For Terahatake 4 Elect Tomotaka Kojima Mgmt For Against Against as Statutory Auditor 5 Shareholder Proposal ShrHoldr Against Against For Regarding Distribution of Dividends 6 Shareholder Proposal ShrHoldr Against Against For Regarding Share Repurchases 7 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Authority to Cancel Treasury Shares 8 Shareholder Proposal ShrHoldr Against Against For Regarding Cancellation of Treasury Shares ________________________________________________________________________________ JSR Corporation Ticker Security ID: Meeting Date Meeting Status 4185 CINS J2856K106 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Mitsunobu Koshiba Mgmt For For For 4 Elect Hozumi Satoh Mgmt For For For 5 Elect Yoshinori Yoshida Mgmt For For For 6 Elect Hayato Hirano Mgmt For For For 7 Elect Takuya Gotoh Mgmt For For For 8 Elect Michio Kariya Mgmt For For For 9 Elect Kazunori Yagi Mgmt For For For 10 Elect Hiroichi Uekusa Mgmt For For For 11 Elect Yasumi Kawasaki Mgmt For Against Against 12 Elect Makoto Doi as Mgmt For Against Against Alternate Statutory Auditor 13 Bonus Mgmt For For For 14 Equity Compensation Plan Mgmt For For For ________________________________________________________________________________ Kakaku.com Inc Ticker Security ID: Meeting Date Meeting Status 2371 CINS J29258100 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kaoru Hayashi Mgmt For Against Against 4 Elect Minoru Tanaka Mgmt For For For 5 Elect Shohnosuke Hata Mgmt For For For 6 Elect Taizoh Ieuji Mgmt For For For 7 Elect Kenji Fujiwara Mgmt For For For 8 Elect Hajime Uemura Mgmt For For For 9 Elect Shingo Yuki Mgmt For For For 10 Elect Atsuhiro Murakami Mgmt For For For 11 Elect Ohki Matsumoto Mgmt For For For 12 Elect Yoshiharu Hayakawa Mgmt For For For 13 Elect Ryuhei Akiyama Mgmt For For For 14 Elect Shinichi Sejimo Mgmt For For For as Statutory Auditor 15 Elect Tetsuo Itoh as Mgmt For For For Alternate Statutory Auditor ________________________________________________________________________________ KDDI Corp. Ticker Security ID: Meeting Date Meeting Status 9433 CINS J31843105 06/19/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Tadashi Onodera Mgmt For Against Against 5 Elect Takashi Tanaka Mgmt For For For 6 Elect Hirofumi Morozumi Mgmt For For For 7 Elect Makoto Takahashi Mgmt For For For 8 Elect Yoshiharu Mgmt For For For Shimatani 9 Elect Yuzoh Ishikawa Mgmt For For For 10 Elect Masahiro Inoue Mgmt For For For 11 Elect Hideo Yuasa Mgmt For For For 12 Elect Tsutomu Fukuzaki Mgmt For For For 13 Elect Hidehiko Tajima Mgmt For For For 14 Elect Tetsuo Kuba Mgmt For Against Against 15 Elect Nobuyori Kodaira Mgmt For For For ________________________________________________________________________________ Konami Corporation Ticker Security ID: Meeting Date Meeting Status 9766 CINS J35996107 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kagemasa Kohzuki Mgmt For For For 3 Elect Takuya Kohzuki Mgmt For For For 4 Elect Kimihiko Higashio Mgmt For For For 5 Elect Noriaki Yamaguchi Mgmt For For For 6 Elect Tomokazu Godai Mgmt For For For 7 Elect Hiroyuki Mizuno Mgmt For For For 8 Elect Akira Genma Mgmt For For For 9 Elect Shinichi Furukawa Mgmt For For For 10 Elect Minoru Maruoka Mgmt For For For 11 Renewal of Takeover Mgmt For Against Against Defense Plan ________________________________________________________________________________ Korea Aerospace Industries Limited Ticker Security ID: Meeting Date Meeting Status 047810 CINS Y4838Q105 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 3 Election of Directors Mgmt For For For (Slate) 4 Election of Corporate Mgmt For For For Auditor 5 Directors' Fees Mgmt For For For 6 Corporate Auditor's Fees Mgmt For Against Against ________________________________________________________________________________ Korea Aerospace Industries Limited Ticker Security ID: Meeting Date Meeting Status 047810 CINS Y4838Q105 08/14/2012 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For For For (Slate) ________________________________________________________________________________ Korean Reinsurance Company Ticker Security ID: Meeting Date Meeting Status 003690 CINS Y49391108 06/14/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Election of Audit Mgmt For For For Committee Members (Slate) 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Kose Corp. Ticker Security ID: Meeting Date Meeting Status 4922 CINS J3622S100 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Kazumasa Hanagata Mgmt For For For 3 Elect Noboru Naitoh Mgmt For For For 4 Elect Kiyoto Nagahama Mgmt For For For 5 Elect Kumi Arakane Mgmt For For For 6 Elect Atsuo Kumata Mgmt For For For 7 Elect Kohichi Shibusawa Mgmt For Against Against 8 Elect Masanori Kobayashi Mgmt For Against Against ________________________________________________________________________________ KPJ Healthcare Bhd Ticker Security ID: Meeting Date Meeting Status CINS Y4984Y100 06/11/2013 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Kamaruzzaman Abu Mgmt For Against Against Kassim 3 Elect Ahamad Mohamad Mgmt For Against Against 4 Elect KOK Chin Leong Mgmt For Against Against 5 Elect Hussein Awang Mgmt For For For 6 Elect YOONG Fook Ngian Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Retention of Hussein Mgmt For For For Awang as Independent Director 10 Retention of Azzat Mgmt For For For Kamaludin as Independent Director 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Krung Thai Bank Co Ltd Ticker Security ID: Meeting Date Meeting Status KTB CINS Y49885208 04/05/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Minutes Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Directors' Fees Mgmt For Against Against 8 Elect Chulasingh Mgmt For For For Vasantasingh 9 Elect Payungsak Mgmt For For For Chartsuthipol 10 Elect Kallayana Mgmt For For For Vipattipumiprates 11 Elect Voravidh Mgmt For For For Champeeratana 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Other Business Mgmt For Against Against 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Krung Thai Bank Co Ltd Ticker Security ID: Meeting Date Meeting Status KTB CINS Y49885208 09/21/2012 Voted Meeting Type Country of Trade Special Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Minutes Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Decrease in Authorized Mgmt For For For Capital 6 Amendments to Articles: Mgmt For For For Reduction of Authorized Capital 7 Increase in Authorized Mgmt For For For Capital 8 Amendments to Articles: Mgmt For For For Increase in Authorized Capital 9 Issuance of Shares w/ Mgmt For For For or w/o Preemptive Rights 10 Issuance of Shares for Mgmt For Against Against Private Placement 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ KT&G Corporation Ticker Security ID: Meeting Date Meeting Status 033780 CINS Y49904108 02/28/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of CEO: MIN Mgmt For For For Young Jin 4 Election of Directors Mgmt For For For (Slate) 5 Election of Audit Mgmt For For For Committee Member: JO Kyu Ha 6 Directors' Fees Mgmt For For For ________________________________________________________________________________ LG Fashion Corporation Ticker Security ID: Meeting Date Meeting Status 093050 CINS Y5275J108 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Directors' Fees Mgmt For For For ________________________________________________________________________________ M1 Limited Ticker Security ID: Meeting Date Meeting Status B2F CINS Y6132C104 04/05/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect TEO Soon Hoe Mgmt For Against Against 4 Elect Roger Barlow Mgmt For For For 5 Elect CHOW Kok Kee Mgmt For Against Against 6 Elect Reggie M. Thein Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Grant Mgmt For For For Awards and Issue Shares under M1 Share Option Scheme 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Related Party Mgmt For For For Transactions 13 Adoption of M1 Share Mgmt For For For Option Scheme 2013 14 Authority to Grant Mgmt For For For Options at a Discount ________________________________________________________________________________ Marubeni Corporation Ticker Security ID: Meeting Date Meeting Status 8002 CINS J39788138 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Teruo Asada Mgmt For Against Against 3 Elect Fumiya Kokubu Mgmt For For For 4 Elect Shigeru Yamazoe Mgmt For For For 5 Elect Mitsuru Akiyoshi Mgmt For For For 6 Elect Yutaka Nomura Mgmt For For For 7 Elect Daisuke Okada Mgmt For For For 8 Elect Shohji Kuwayama Mgmt For For For 9 Elect Kazuaki Tanaka Mgmt For For For 10 Elect Yukihiko Matsumura Mgmt For For For 11 Elect Masumi Kakinoki Mgmt For For For 12 Elect Takao Kitabata Mgmt For For For 13 Elect Yukiko Kuroda @ Mgmt For For For Yukiko Matsumoto 14 Elect Masahiro Enoki Mgmt For Against Against 15 Elect Takashi Suetsuna Mgmt For For For 16 Elect Yoshizumi Nezu Mgmt For Against Against ________________________________________________________________________________ Media Nusantara Citra Tbk Ticker Security ID: Meeting Date Meeting Status MNCN CINS Y71280104 04/29/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Directors Mgmt For Abstain Against and Commissioners (Slate) 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Media Nusantara Citra Tbk Ticker Security ID: Meeting Date Meeting Status MNCN CINS Y71280104 04/29/2013 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Issuance of Mgmt For For For Shares Pursuant to the Employee and Management Stock Option Program ________________________________________________________________________________ Meritz Fire & Marine Insurance CO., Ltd Ticker Security ID: Meeting Date Meeting Status 000060 CINS Y5945N109 06/14/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Audit Mgmt For For For Committee Members (Slate) 3 Directors' Fees Mgmt For Against Against ________________________________________________________________________________ Miraca Holdings Ticker Security ID: Meeting Date Meeting Status 4544 CINS J4352B101 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiromasa Suzuki Mgmt For For For 3 Elect Shinji Ogawa Mgmt For For For 4 Elect Takeshi Koyama Mgmt For For For 5 Elect Naoji Yui Mgmt For For For 6 Elect Nobumichi Hattori Mgmt For For For 7 Elect Yasunori Kaneko Mgmt For For For 8 Elect Hisatsugu Nohnaka Mgmt For For For 9 Elect Naoki Iguchi Mgmt For For For 10 Elect Miyuki Ishiguro Mgmt For For For 11 Equity Compensation Plan Mgmt For For For 12 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Mitra Adiperkasa Ticker Security ID: Meeting Date Meeting Status MAPI CINS Y71299104 06/18/2013 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 2 Stock Split Mgmt For Abstain Against 3 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Mitra Adiperkasa Ticker Security ID: Meeting Date Meeting Status MAPI CINS Y71299104 06/18/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For and Allocation of Profits/Dividends 3 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Mitsubishi Gas Chemical Company Inc. Ticker Security ID: Meeting Date Meeting Status 4182 CINS J43959113 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Kazuo Sakai Mgmt For For For 4 Elect Toshikiyo Kurai Mgmt For For For 5 Elect Masami Orisaku Mgmt For For For 6 Elect Yukio Sakai Mgmt For For For 7 Elect Katsuhiko Sugita Mgmt For For For 8 Elect Takayuki Watanabe Mgmt For For For 9 Elect Yoshihiro Yamane Mgmt For For For 10 Elect Kunio Kawa Mgmt For For For 11 Elect Katsushige Hayashi Mgmt For Against Against 12 Elect Masahiro Johno Mgmt For Against Against 13 Elect Yoshimasa Nihei Mgmt For For For 14 Elect Kunio Ohya Mgmt For Against Against 15 Elect Yasuomi Matsuyama Mgmt For Against Against 16 Elect Hiroaki Kanzaki Mgmt For For For as Alternate Statutory Auditor 17 Reserved Retirement Mgmt For Against Against Allowances for Directors ________________________________________________________________________________ Mitsubishi Tanabe Pharma Corporation Ticker Security ID: Meeting Date Meeting Status 4508 CINS J4448H104 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Michihiro Tsuchiya Mgmt For For For 4 Elect Kuniaki Kaga Mgmt For For For 5 Elect Kenichi Yanagisawa Mgmt For For For 6 Elect Kenkichi Kosakai Mgmt For For For 7 Elect Masayuki Mitsuka Mgmt For For For 8 Elect Takashi Kobayashi Mgmt For For For 9 Elect Shigehiko Hattori Mgmt For For For 10 Elect Shigetaka Satoh Mgmt For For For 11 Elect Junji Hamaoka as Mgmt For Against Against Statutory Auditor 12 Elect Hidetaka Tomita Mgmt For Against Against as Alternate Statutory Auditor ________________________________________________________________________________ NCSOFT Corporation Ticker Security ID: Meeting Date Meeting Status 036570 CINS Y6258Y104 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (slate) 4 Election of Independent Mgmt For For For Directors (slate) 5 Election of Audit Mgmt For Against Against Committee Members (slate) 6 Directors' Fees Mgmt For Against Against 7 Share Options Mgmt For For For Previously Granted by Board Resolution ________________________________________________________________________________ Nidec Corporation Ticker Security ID: Meeting Date Meeting Status 6594 CINS J52968104 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Shigenobu Nagamori Mgmt For Against Against 4 Elect Hiroshi Kobe Mgmt For For For 5 Elect Kenji Sawamura Mgmt For For For 6 Elect Bunsei Kure Mgmt For For For 7 Elect Akira Satoh Mgmt For Against Against 8 Elect Tadaaki Hamada Mgmt For For For 9 Elect Toshihiro Kimura Mgmt For For For 10 Elect Kazuya Hayafune Mgmt For For For 11 Elect Masuo Yoshimatsu Mgmt For For For 12 Elect Shohzoh Mgmt For For For Wakabayashi 13 Elect Noriko Ishida Mgmt For For For 14 Elect Tetsuo Inoue as Mgmt For For For Statutory Auditor ________________________________________________________________________________ Nippon Telegraph And Telephone Corporation Ticker Security ID: Meeting Date Meeting Status 9432 CINS J59396101 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Nitori Holdings Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 9843 CINS J58214107 05/17/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Akio Nitori Mgmt For Against Against 2 Elect Kiyoshi Sugiyama Mgmt For For For 3 Elect Toshiyuki Shirai Mgmt For For For 4 Elect Shoushin Komiya Mgmt For For For 5 Elect Takaharu Andoh Mgmt For Against Against 6 Elect Kazuhiko Takeshima Mgmt For For For 7 Renewal of Takeover Mgmt For Against Against Defense ________________________________________________________________________________ Nongshim Co., Ltd Ticker Security ID: Meeting Date Meeting Status 004370 CINS Y63472107 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect YOON Suk Chul Mgmt For For For 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 10/31/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Mark Daniell Mgmt For For For 4 Elect Andy TSE Po Shing Mgmt For For For 5 Elect WONG Heng Tew Mgmt For For For 6 Elect Sridhar Krishnan Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 10 Authority to Issue Mgmt For For For Shares under Olam Employee Share Option Scheme 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For For For Shares under Olam Scrip Dividend Scheme ________________________________________________________________________________ Orica Limited Ticker Security ID: Meeting Date Meeting Status ORI CINS Q7160T109 01/31/2013 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Michael Tilley Mgmt For For For 3 Re-elect Nora Mgmt For For For Scheinkestel 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Ian Smith) 6 Equity Grant (Finance Mgmt For For For Director Noel Meehan) ________________________________________________________________________________ Origin Energy Limited Ticker Security ID: Meeting Date Meeting Status ORG CINS Q71610101 11/12/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ralph Norris Mgmt For For For 3 Re-elect John Akehurst Mgmt For For For 4 Re-elect Karen Moses Mgmt For For For 5 Re-elect Helen Nugent Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Equity Grant (MD Grant Mgmt For For For King) 8 Equity Grant (Executive Mgmt For For For Director Karen Moses) 9 Approve Termination Mgmt For For For Payments 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Otsuka Corporation Ticker Security ID: Meeting Date Meeting Status 4768 CINS J6243L107 03/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Yuji Ohtsuka Mgmt For Against Against 4 Elect Kazuyuki Katakura Mgmt For For For 5 Elect Toshiyasu Mgmt For For For Takahashi 6 Elect Kimio Shiokawa Mgmt For For For 7 Elect Katsuhiro Yano Mgmt For For For 8 Elect Hironobu Saitoh Mgmt For For For 9 Elect Yasuhiro Wakamatsu Mgmt For For For 10 Elect Hironobu Tsurumi Mgmt For For For 11 Elect Minoru Sakurai Mgmt For For For 12 Elect Mitsuya Hirose Mgmt For For For 13 Elect Osamu Tanaka Mgmt For For For 14 Elect Norihiko Moriya Mgmt For For For 15 Retirement Allowances Mgmt For Against Against for Directors ________________________________________________________________________________ Parkson Holdings Berhad Ticker Security ID: Meeting Date Meeting Status 5657 CINS Y6706L100 11/21/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Fees Mgmt For For For 2 Elect CHENG Sin Yeng Mgmt For Against Against 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 5 Related Party Mgmt For For For Transactions 6 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ PPB Group Berhad Ticker Security ID: Meeting Date Meeting Status PEPT CINS Y70879104 05/14/2013 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect ONG Hung Hock Mgmt For For For 5 Elect SOH Chin Teck Mgmt For Against Against 6 Elect Ahmad Sufian @ Mgmt For For For Qurnain bin Abdul Rashid 7 Elect OH Siew Nam Mgmt For Against Against 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 10 Related Party Mgmt For For For Transactions 11 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Primary Health Care Limited Ticker Security ID: Meeting Date Meeting Status PRY CINS Q77519108 11/30/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Robert Ferguson Mgmt For For For 4 Elect Arlene Tansey Mgmt For For For ________________________________________________________________________________ PT Alam Sutera Realty Tbk Ticker Security ID: Meeting Date Meeting Status ASRI CINS Y7126F103 06/03/2013 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change in the Company's Mgmt For For For Status 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Alam Sutera Realty Tbk Ticker Security ID: Meeting Date Meeting Status ASRI CINS Y7126F103 06/03/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Director's Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Election of Directors Mgmt For Abstain Against and Commissioners (Slate) ________________________________________________________________________________ PT Bank Negara Indonesia (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BBNI CINS Y74568166 03/28/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Directors' and Mgmt For For For Commissioners' Fees 5 Change in the Mgmt For Abstain Against Composition of the Board of Directors 6 Determination of Mgmt For Abstain Against Write-off Limit 7 Amendments to Articles Mgmt For Abstain Against 8 Implement Regulation of Mgmt For For For the Minister of State Owned Enterprises ________________________________________________________________________________ PT Bank Rakyat Indonesia Ticker Security ID: Meeting Date Meeting Status BBRI CINS Y0697U112 02/28/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Annual Report / Mgmt For For For Financial Statements 3 Allocation of profits Mgmt For For For and dividends 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Ratify Implementation Mgmt For For For of Minister of State-Owned Enterprises Regulations ________________________________________________________________________________ PT BW Plantation Tbk Ticker Security ID: Meeting Date Meeting Status BWPT CINS Y711AG108 06/12/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Election of Directors Mgmt For Abstain Against and Commissioners (Slate) ________________________________________________________________________________ PTT Global Chemical Public Company Limited Ticker Security ID: Meeting Date Meeting Status PTTGC CINS Y7150W105 04/04/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Meeting Minutes Mgmt For For For 3 Results of Operations Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Elect Prawut Thavornsiri Mgmt For For For 7 Elect Suthep Mgmt For For For Liumsirijarern 8 Elect Raweporn Kuhirun Mgmt For For For 9 Elect Kriengkrai Mgmt For For For Thiennukul 10 Elect Anon Mgmt For For For Sirisaengtaksin 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Absorption of Mgmt For For For Subsidiaries 14 Authority to Reduce Mgmt For For For Registered Share Capital 15 Amendments to Articles Mgmt For For For 16 Transaction of Other Mgmt For Against Against Business 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PTT Public Company Ticker Security ID: Meeting Date Meeting Status PTT CINS Y6883U113 04/11/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Minutes Mgmt For For For 4 Results of Operation Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Directors' Fees Mgmt For Against Against 8 Elect Vichet Mgmt For For For Kasemthongsri 9 Elect Benja Louichareon Mgmt For Against Against 10 Elect Waroonthep Mgmt For For For Watcharaporn 11 Elect Boonsom Mgmt For For For Lerdhirunwong 12 Elect Prasert Bunsumpun Mgmt For For For 13 Issuance of Debt Mgmt For For For Instruments 14 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Rio Tinto Limited Ticker Security ID: Meeting Date Meeting Status RIO CINS Q81437107 05/09/2013 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Re-elect Robert E. Brown Mgmt For For For 5 Re-elect Vivienne Cox Mgmt For For For 6 Re-elect Jan du Plessis Mgmt For For For 7 Re-elect Guy Elliott Mgmt For For For 8 Re-elect Michael Mgmt For For For Fitzpatrick 9 Re-elect Ann Godbehere Mgmt For For For 10 Re-elect Richard R. Mgmt For For For Goodmanson 11 Re-elect Lord John Kerr Mgmt For For For of Kinlochard 12 Re-elect Chris J. Lynch Mgmt For For For 13 Re-elect Paul M. Tellier Mgmt For For For 14 Re-elect John S. Varley Mgmt For For For 15 Re-elect Samuel M.C. Mgmt For For For Walsh 16 Appoint Auditor Mgmt For For For 17 Authorise Board to Set Mgmt For For For Auditor's Fees 18 Approve Performance Mgmt For For For Share Plan 19 Renew Authority to Mgmt For For For Repurchase Shares 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ S1 Corporation Ticker Security ID: Meeting Date Meeting Status 012750 CINS Y75435100 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Election of Corporate Mgmt For For For Auditor 5 Directors' Fees Mgmt For Against Against 6 Corporate Auditor's Fees Mgmt For For For ________________________________________________________________________________ Sa Sa International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 178 CINS G7814S102 08/23/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Leonie KI Man Fung Mgmt For For For 6 Elect TAN Wee Seng Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Adoption of the New Mgmt For Against Against Share Option Scheme 13 Termination of the Mgmt For Against Against Existing Share Option Scheme 14 Amendments to Memorandum Mgmt For For For 15 Amendments to Articles Mgmt For For For 16 Adopt and Restate Mgmt For For For Amended Memorandum and Articles 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SAI Global Limited Ticker Security ID: Meeting Date Meeting Status SAI CINS Q8227J100 10/30/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Anna Buduls Mgmt For For For 4 Re-elect W. Peter Day Mgmt For Against Against 5 Elect Robert Aitken Mgmt For For For 6 Equity Grant (CEO Mgmt For For For Anthony Scotton) ________________________________________________________________________________ Samsung Electronics Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 005930 CINS Y74718100 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Elect LEE In Ho Mgmt For For For 3 Elect SONG Kwang Soo Mgmt For Against Against 4 Elect KIM Eun Mee Mgmt For For For 5 Elect YOON Boo Keun Mgmt For For For 6 Elect SHIN Jong Kyun Mgmt For For For 7 Elect LEE Sang Hoon Mgmt For For For 8 Election of Audit Mgmt For For For Committee Members: LEE In Ho 9 Election of Audit Mgmt For Against Against Committee Members: SONG Kwang Soo 10 Directors' Fees Mgmt For Against Against 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Seek Limited Ticker Security ID: Meeting Date Meeting Status SEK CINS Q8382E102 11/29/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Colin Carter Mgmt For For For 4 Elect Graham Goldsmith Mgmt For For For 5 Performance Right Mgmt For For For Equity Grant (MD/CEO Andrew Bassat) 6 LTI Options Equity Mgmt For For For Grant (MD/CEO Andrew Bassat) ________________________________________________________________________________ Sega Sammy Holdings Ticker Security ID: Meeting Date Meeting Status 6460 CINS J7028D104 06/18/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hajime Satomi Mgmt For Against Against 3 Elect Keishi Nakayama Mgmt For For For 4 Elect Akira Sugano Mgmt For For For 5 Elect Haruki Satomi Mgmt For For For 6 Elect Naoya Tsurumi Mgmt For For For 7 Elect Hisao Oguchi Mgmt For For For 8 Elect Shigeru Aoki Mgmt For For For 9 Elect Yuji Iwanaga Mgmt For For For 10 Elect Takeshi Natsuno Mgmt For For For 11 Elect Tomio Kazashi Mgmt For For For 12 Elect Toshio Hirakawa Mgmt For For For 13 Elect Hisashi Miyazaki Mgmt For For For 14 Elect Mineo Enomoto Mgmt For Against Against ________________________________________________________________________________ Seven & I Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 3382 CINS J7165H108 05/23/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Toshifumi Suzuki Mgmt For For For 4 Elect Noritoshi Murata Mgmt For For For 5 Elect Katsuhiro Gotoh Mgmt For For For 6 Elect Tsuyoshi Kobayashi Mgmt For For For 7 Elect Junroh Itoh Mgmt For For For 8 Elect Kunio Takahashi Mgmt For For For 9 Elect Akihiko Shimizu Mgmt For For For 10 Elect Atsushi Kamei Mgmt For For For 11 Elect Ryuichi Isaka Mgmt For For For 12 Elect Takashi Anzai Mgmt For For For 13 Elect Zenkoh Ohtaka Mgmt For For For 14 Elect Ryu Matsumoto Mgmt For For For 15 Elect Tsuneo Ohkubo Mgmt For For For 16 Elect Noritaka Shimizu Mgmt For For For 17 Elect Scott T. Davis Mgmt For For For 18 Elect Ikujiroh Nonaka Mgmt For For For 19 Stock Option Plan Mgmt For For For ________________________________________________________________________________ Shenguan Holdings (Group) Limited Ticker Security ID: Meeting Date Meeting Status 829 CINS G8116M108 05/15/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect TSUI Yung Kwok Mgmt For For For 7 Elect MENG Qinguo Mgmt For For For 8 Elect YANG Xiaohu Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Shimamura Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 8227 CINS J72208101 05/17/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Masato Nonaka Mgmt For For For 3 Elect Akihiko Fukuma Mgmt For Against Against 4 Elect Harunobu Shimamura Mgmt For For For 5 Elect Takahisa Nakamura Mgmt For For For 6 Elect Kazuo Konno Mgmt For For For 7 Elect Masaaki Satoh Mgmt For For For 8 Elect Masaaki Kurihara Mgmt For For For 9 Elect Kohji Yamada Mgmt For For For 10 Elect Tsuneyoshi Mgmt For For For Kitajima 11 Elect Hideyuki Kondoh Mgmt For For For 12 Elect Makoto Suzuki Mgmt For For For ________________________________________________________________________________ Shionogi & Co Ltd Ticker Security ID: Meeting Date Meeting Status 4507 CINS J74229105 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Akio Nomura Mgmt For For For 6 Elect Teppei Mogi Mgmt For For For 7 Elect Katsuhiko Machida Mgmt For For For 8 Elect Kohichi Tsukihara Mgmt For Against Against as Statutory Auditor ________________________________________________________________________________ Singapore Telecommunications Limited Ticker Security ID: Meeting Date Meeting Status Z74 CINS Y79985209 07/27/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect CHUA Sock Koong Mgmt For For For 4 Elect FANG Ai Lian Mgmt For Against Against 5 Elect Kaikhushru Mgmt For For For Nargolwala 6 Elect ONG Peng Tsin Mgmt For For For 7 Elect Bobby CHIN Yoke Mgmt For For For Choong 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Grant Mgmt For For For Awards and Issue Shares under Equity Incentive Plan(s) 15 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Singapore Telecommunications Limited Ticker Security ID: Meeting Date Meeting Status Z74 CINS Y79985209 07/27/2012 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For For For Shares 2 Adoption of the SingTel Mgmt For For For Performance Share Plan 2012 3 Participation of CHUA Mgmt For For For Sock Koong in SingTel Performance Share Plan 2012 ________________________________________________________________________________ SK C&C Co Ltd Ticker Security ID: Meeting Date Meeting Status 034730 CINS Y8066F103 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect CHEY Tae Won Mgmt For Against Against 4 Elect LEE Yong Hui Mgmt For For For 5 Election of Audit Mgmt For Against Against Committee Member: JOO Sun Sik 6 Directors' Fees Mgmt For For For ________________________________________________________________________________ SK Telecom Co., Ltd Ticker Security ID: Meeting Date Meeting Status 017670 CINS Y4935N104 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect CHO Dae Sik Mgmt For For For 4 Elect OH Dae Shik Mgmt For Against Against 5 Election of Audit Mgmt For Against Against Committee Member: OH Dae Shik 6 Directors' Fees Mgmt For For For ________________________________________________________________________________ Softbank Corporation Ticker Security ID: Meeting Date Meeting Status 9984 CINS J75963108 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Masayoshi Son Mgmt For For For 5 Elect Ken Miyauchi Mgmt For For For 6 Elect Kazuhiko Kasai Mgmt For For For 7 Elect Ronald Fisher Mgmt For For For 8 Elect Yun MA Mgmt For For For 9 Elect Manabu Miyasaka Mgmt For For For 10 Elect Tadashi Yanai Mgmt For For For 11 Elect Mark Schwartz Mgmt For For For 12 Elect Mitsuo Sano Mgmt For For For 13 Elect Sohichiroh Uno Mgmt For For For 14 Elect Kohichi Shibayama Mgmt For For For 15 Elect Hidekazu Kubokawa Mgmt For For For ________________________________________________________________________________ Sohu.com Inc. Ticker Security ID: Meeting Date Meeting Status SOHU CUSIP 83408W103 06/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Zhang Mgmt For For For 1.2 Elect Charles Huang Mgmt For For For 1.3 Elect Dave Qi Mgmt For Withhold Against 1.4 Elect Shi Wang Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sterlite Industries (India) Limited Ticker Security ID: Meeting Date Meeting Status STERLITEIN CINS Y8169X217 07/14/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Anil Agarwal Mgmt For Against Against 4 Elect Berjis Minoo Desai Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect A.R. Narayanaswamy Mgmt For For For 7 Company Register Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendments to Mgmt For For For Memorandum of Association ________________________________________________________________________________ Sumitomo Rubber Industries Ltd. Ticker Security ID: Meeting Date Meeting Status 5110 CINS J77884112 03/28/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Tetsuji Mino Mgmt For Against Against 4 Elect Ikuji Ikeda Mgmt For For For 5 Elect Takaki Nakano Mgmt For For For 6 Elect Hiroaki Tanaka Mgmt For For For 7 Elect Kenji Onga Mgmt For For For 8 Elect Minoru Nishi Mgmt For For For 9 Elect Yasutaka Ii Mgmt For For For 10 Elect Hiroki Ishida Mgmt For For For 11 Elect Yutaka Kuroda Mgmt For For For 12 Elect Keizoh Kohsaka Mgmt For For For 13 Elect Fumikiyo Uchioke Mgmt For For For ________________________________________________________________________________ Telstra Corporation Limited Ticker Security ID: Meeting Date Meeting Status TLS CINS Q8975N105 10/16/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Timothy Chen Mgmt For For For 3 Re-elect Geoffrey Mgmt For For For Cousins 4 Re-elect Russell Higgins Mgmt For For For 5 Elect Margaret Seale Mgmt For For For 6 Re-elect Steve Vamos Mgmt For For For 7 Re-elect John Zeglis Mgmt For For For 8 Approve Increase in Mgmt For For For NEDs' Fee Cap 9 Equity Grant (CEO David Mgmt For For For Thodey) 10 Remuneration Report Mgmt For For For ________________________________________________________________________________ Terumo Corporation Ticker Security ID: Meeting Date Meeting Status 4543 CINS J83173104 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kohji Nakao Mgmt For For For 4 Elect Yutaroh Shintaku Mgmt For For For 5 Elect Hiroshi Matsumura Mgmt For For For 6 Elect Akira Oguma Mgmt For For For 7 Elect Akira Oguma Mgmt For For For 8 Elect Hideo Arase Mgmt For For For 9 Elect Kuniko Shohji Mgmt For For For 10 Elect Toshiaki Takagi Mgmt For For For 11 Elect Masaharu Ikuta Mgmt For For For 12 Elect Tadao Kakizoe Mgmt For For For 13 Elect Mari Matsunaga Mgmt For For For 14 Elect Kenji Sekine Mgmt For Against Against 15 Elect Masatake Yone Mgmt For For For 16 Elect Tomohisa Tabuchi Mgmt For For For as Alternate Statutory Auditor 17 Bonus Mgmt For For For 18 Equity Compensation Plan Mgmt For For For ________________________________________________________________________________ Thai Union Frozen Products Ticker Security ID: Meeting Date Meeting Status TUF CINS Y8729T169 01/28/2013 Voted Meeting Type Country of Trade Special Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Minutes Mgmt For For For 3 Potential Acquisition Mgmt For For For of Additional Stake in Affiliate 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Thai Union Frozen Products Ticker Security ID: Meeting Date Meeting Status TUF CINS Y8729T169 04/10/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Minutes Mgmt For For For 4 Results of Operations Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Kraisorn Chansiri Mgmt For For For 8 Elect Cheng Niruttinanon Mgmt For For For 9 Elect Yasuo Goto Mgmt For For For 10 Elect Takehiko Kakiuchi Mgmt For For For 11 Elect Sakdi Kiewkarnkha Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ Toyo Suisan Kaisha Ltd. Ticker Security ID: Meeting Date Meeting Status 2875 CINS 892306101 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Tadasu Tsutsumi Mgmt For Against Against 3 Elect Kazuo Obata Mgmt For For For 4 Elect Hiroji Yoshino Mgmt For For For 5 Elect Masanari Imamura Mgmt For For For 6 Elect Hiroyuki Minami Mgmt For For For 7 Elect Kazuo Yamamoto Mgmt For For For 8 Elect Tsutomu Yoshimura Mgmt For For For 9 Elect Kenji Sugawara Mgmt For For For 10 Elect Masaharu Oikawa Mgmt For For For 11 Elect Tadashi Fujiya Mgmt For For For 12 Elect Hisao Ichishima Mgmt For For For 13 Elect Osamu Iizuka Mgmt For For For 14 Elect Noritaka Sumimoto Mgmt For For For 15 Elect Hitoshi Oki Mgmt For For For 16 Elect Tsutomu Toyoda Mgmt For For For 17 Elect Rieko Makiya Mgmt For For For 18 Elect Tomoko Hamada Mgmt For For For 19 Elect Tsutomu Ushijima Mgmt For For For as Alternative Statutory Auditor 20 Bonus Mgmt For For For ________________________________________________________________________________ Toyota Motor Corporation Ticker Security ID: Meeting Date Meeting Status 7203 CINS J92676113 06/14/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Takeshi Uchiyamada Mgmt For Against Against 4 Elect Akio Toyoda Mgmt For For For 5 Elect Satoshi Ozawa Mgmt For For For 6 Elect Nobuyori Kodaira Mgmt For For For 7 Elect Mitsuhisa Katoh Mgmt For For For 8 Elect Masamoto Maekawa Mgmt For For For 9 Elect Mamoru Furuhashi Mgmt For For For 10 Elect Yasumori Ihara Mgmt For For For 11 Elect Seiichi Sudoh Mgmt For For For 12 Elect Kohei Saga Mgmt For For For 13 Elect Kiyotaka Ise Mgmt For For For 14 Elect Shigeki Terashi Mgmt For For For 15 Elect Yoshimasa Ishii Mgmt For For For 16 Elect Ikuo Uno Mgmt For Against Against 17 Elect Haruhiko Katoh Mgmt For For For 18 Elect Mark T. Hogan Mgmt For Against Against 19 Amendments to Articles Mgmt For For For 20 Bonus Mgmt For For For ________________________________________________________________________________ Uni Charm Corporation Ticker Security ID: Meeting Date Meeting Status 8113 CINS J94104114 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Keiichiroh Mgmt For Against Against Takahara 3 Elect Takahisa Takahara Mgmt For For For 4 Elect Gunpei Futagami Mgmt For For For 5 Elect Kennosuke Nakano Mgmt For For For 6 Elect Eiji Ishikawa Mgmt For For For 7 Elect Shinji Mori Mgmt For For For 8 Elect Yoshihiro Andoh Mgmt For For For 9 Elect Masakatsu Takai Mgmt For For For 10 Elect Yoshihiro Mgmt For For For Miyabayashi 11 Elect Katsuhiko Mgmt For For For Sakaguchi 12 Elect Shigeo Moriyama Mgmt For For For ________________________________________________________________________________ Union Bank of India Limited Ticker Security ID: Meeting Date Meeting Status UNIONBANK CINS Y90885115 03/16/2013 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Preferential Allotment to Promoters) 2 Qualified Institutional Mgmt For For For Placement ________________________________________________________________________________ Union Bank of India Limited Ticker Security ID: Meeting Date Meeting Status UNIONBANK CINS Y90885115 06/26/2013 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ United Phosphorus Limited Ticker Security ID: Meeting Date Meeting Status UNIPHOS CINS Y9247H166 07/27/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Chirayu Ramanbhai Mgmt For For For Amin 4 Elect Vikram Rajnikant Mgmt For For For Shroff 5 Elect Vinod Sethi Mgmt For Against Against 6 Elect Arun Chandrasen Mgmt For For For Ashar 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Amendments to Articles Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Amendment to Mgmt For For For Compensation of Arun C. Ashar 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Wesfarmers Limited Ticker Security ID: Meeting Date Meeting Status WES CINS Q95870103 11/14/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Increase in Mgmt For For For Board Limit 3 Approve Increase in Mgmt For For For NEDs' Fee Cap 4 Re-elect Colin Carter Mgmt For For For 5 Re-elect James Graham Mgmt For For For 6 Re-elect Diane Mgmt For For For Smith-Gander 7 Elect Paul Bassat Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Equity Grant (MD Mgmt For For For Richard Goyder) 10 Equity Grant (Finance Mgmt For For For Director Terry Bowen) 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Wipro Ltd Ticker Security ID: Meeting Date Meeting Status WIT CINS Y96659142 05/29/2013 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Employee Stock Option Mgmt For Against Against Plan ________________________________________________________________________________ Yantai Chang Yu Pioneer Wine Company Limited Ticker Security ID: Meeting Date Meeting Status 000869 CINS Y9739T108 05/15/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Annual Report Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHEN Jizong Mgmt For Against Against 6 Elect Augusto Reina Mgmt For For For 7 Elect Aldino Marzorati Mgmt For For For 8 Elect Antonio Appignani Mgmt For For For 9 Elect Jean Paul Pinari Mgmt For Against Against 10 Elect SUN Liqiang Mgmt For For For 11 Elect ZHOU Hongjiang Mgmt For For For 12 Elect LENG Bin Mgmt For For For 13 Elect QU Weimin Mgmt For For For 14 Elect XIAO Wei Mgmt For For For 15 Elect WANG Shigang Mgmt For For For 16 Elect KONG Qingkun Mgmt For For For 17 Elect GUO Ying Mgmt For Against Against 18 Establishment of the Mgmt For For For Management Authorization System 19 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ YTL Power International Berhad Ticker Security ID: Meeting Date Meeting Status YTLPOWR CINS Y9861K107 11/27/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis YEOH Sock Mgmt For For For Ping 2 Elect Aris bin Osman @ Mgmt For For For Othman 3 Elect YEOH Soo Min Mgmt For For For 4 Elect YEOH Soo Keng Mgmt For For For 5 Elect YEOH Tiong Lay Mgmt For Against Against 6 Elect Yahya bin Ismail Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Related Party Mgmt For For For Transactions Item 2: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Consumer Staples Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect George W. Buckley Mgmt For For For 3 Elect Mollie Hale Carter Mgmt For For For 4 Elect Terrell K. Crews Mgmt For For For 5 Elect Pierre Dufour Mgmt For For For 6 Elect Donald E. Mgmt For For For Felsinger 7 Elect Antonio Maciel Mgmt For For For Neto 8 Elect Patrick J. Moore Mgmt For For For 9 Elect Thomas F. O'Neill Mgmt For For For 10 Elect Daniel Shih Mgmt For For For 11 Elect Kelvin R. Mgmt For For For Westbrook 12 Elect Patricia A. Woertz Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Boeckmann Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Mollie Carter Mgmt For For For 4 Elect Terrell Crews Mgmt For For For 5 Elect Pierre Dufour Mgmt For For For 6 Elect Donald Felsinger Mgmt For For For 7 Elect Antonio Maciel Mgmt For For For Neto 8 Elect Patrick Moore Mgmt For For For 9 Elect Thomas O'Neill Mgmt For For For 10 Elect Daniel Shih Mgmt For For For 11 Elect Kelvin Westbrook Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Boston Beer Company, Inc. Ticker Security ID: Meeting Date Meeting Status SAM CUSIP 100557107 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Burwick Mgmt For For For 1.2 Elect Pearson C. Mgmt For Withhold Against Cummin, III 1.3 Elect Jean-Michel Mgmt For For For Valette 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ British American Tobacco plc Ticker Security ID: Meeting Date Meeting Status BATS CUSIP 110448107 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Richard Burrows Mgmt For For For 7 Elect John P. Daly Mgmt For For For 8 Elect Karen de Segundo Mgmt For For For 9 Elect Nicandro Durante Mgmt For For For 10 Elect Ann Godbehere Mgmt For For For 11 Elect Christine Mgmt For For For Morin-Postel 12 Elect Gerard Murphy Mgmt For For For 13 Elect Kieran Poynter Mgmt For For For 14 Elect Anthony Ruys Mgmt For For For 15 Elect Ben Stevens Mgmt For For For 16 Elect Richard Tubb Mgmt For For For 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Bunge Limited Ticker Security ID: Meeting Date Meeting Status BG CUSIP G16962105 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bernard de La Mgmt For For For Tour d'Auvergne Lauraguais 2 Elect William Engels Mgmt For For For 3 Elect L. Patrick Lupo Mgmt For For For 4 Elect Soren Schroder Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Casey's General Stores, Inc. Ticker Security ID: Meeting Date Meeting Status CASY CUSIP 147528103 09/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth Haynie Mgmt For For For 1.2 Elect William Kimball Mgmt For For For 1.3 Elect Richard Wilkey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nikesh Arora Mgmt For For For 2 Elect John T. Cahill Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Helene D. Gayle Mgmt For For For 5 Elect Ellen M. Hancock Mgmt For For For 6 Elect Joseph Jimenez Mgmt For For For 7 Elect Richard J. Kogan Mgmt For For For 8 Elect Delano E. Lewis Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen I. Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2013 Incentive Mgmt For For For Compensation Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Costco Wholesale Corporation Ticker Security ID: Meeting Date Meeting Status COST CUSIP 22160K105 01/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Benjamin Carson, Mgmt For For For Sr. 1.2 Elect William Gates Mgmt For For For 1.3 Elect Hamilton James Mgmt For For For 1.4 Elect W. Craig Jelinek Mgmt For For For 1.5 Elect Jill Ruckelshaus Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Energizer Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ENR CUSIP 29266R108 01/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel Heinrich Mgmt For For For 2 Elect R. David Hoover Mgmt For For For 3 Elect John Hunter III Mgmt For For For 4 Elect John Klein Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Family Dollar Stores, Inc. Ticker Security ID: Meeting Date Meeting Status FDO CUSIP 307000109 01/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Bernstein Mgmt For For For 1.2 Elect Pamela Davies Mgmt For For For 1.3 Elect Sharon Decker Mgmt For For For 1.4 Elect Edward Dolby Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect Edward Garden Mgmt For For For 1.7 Elect Howard Levine Mgmt For For For 1.8 Elect George Mahoney, Mgmt For For For Jr. 1.9 Elect James Martin Mgmt For For For 1.10 Elect Harvey Morgan Mgmt For For For 1.11 Elect Dale Pond Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Employee Stock Purchase Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Adoption of ILO Conventions in Business Partner Code of Conduct ________________________________________________________________________________ General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Richards Mgmt For For For Hope 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Mgmt For For For Ochoa-Brillembourg 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Michael Rose Mgmt For For For 12 Elect Robert Ryan Mgmt For For For 13 Elect Dorothy Terrell Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ H.J. Heinz Company Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Mgmt For For For Jr. 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2013 Stock Incentive Mgmt For For For Plan 15 Re-approval of Mgmt For For For Performance Measures of the Stock Incentive Plan 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Hormel Foods Corporation Ticker Security ID: Meeting Date Meeting Status HRL CUSIP 440452100 01/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Terrell Crews Mgmt For For For 1.2 Elect Jeffrey Ettinger Mgmt For For For 1.3 Elect Jody Feragen Mgmt For Withhold Against 1.4 Elect Glenn Forbes Mgmt For For For 1.5 Elect Stephen Lacy Mgmt For For For 1.6 Elect Susan Marvin Mgmt For For For 1.7 Elect John Morrison Mgmt For For For 1.8 Elect Elsa Murano Mgmt For Withhold Against 1.9 Elect Robert Nakasone Mgmt For For For 1.10 Elect Susan Nestegard Mgmt For For For 1.11 Elect Dakota Pippins Mgmt For For For 1.12 Elect Christopher Mgmt For For For Policinski 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Operatorsa(Euro)(TM) Share Incentive Compensation Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ingredion Incorporated Ticker Security ID: Meeting Date Meeting Status INGR CUSIP 457187102 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard J. Almeida Mgmt For For For 2 Elect Luis Mgmt For Against Against Aranguren-Trellez 3 Elect David B. Fischer Mgmt For For For 4 Elect Ilene S. Gordon Mgmt For For For 5 Elect Paul Hanrahan Mgmt For For For 6 Elect Wayne M. Hewett Mgmt For For For 7 Elect Gregory B. Kenny Mgmt For For For 8 Elect Barbara A. Klein Mgmt For For For 9 Elect James M. Ringler Mgmt For For For 10 Elect Dwayne A. Wilson Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Alm Mgmt For For For 2 Elect John F. Bergstrom Mgmt For For For 3 Elect Abelardo E. Bru Mgmt For For For 4 Elect Robert W. Decherd Mgmt For For For 5 Elect Thomas J. Falk Mgmt For For For 6 Elect Fabian T. Garcia Mgmt For For For 7 Elect Mae C. Jemison Mgmt For For For 8 Elect James M. Jenness Mgmt For For For 9 Elect Nancy J. Karch Mgmt For For For 10 Elect Ian C. Read Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Marc J. Shapiro Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lorillard, Inc. Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect Andrew H. Card, Mgmt For For For Jr. 3 Elect Virgis W. Colbert Mgmt For Against Against 4 Elect Richard W. Roedel Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Mondelez International, Inc. Ticker Security ID: Meeting Date Meeting Status MDLZ CUSIP 50075N104 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen F. Mgmt For For For Bollenbach 2 Elect Lewis W.K. Booth Mgmt For For For 3 Elect Lois D. Juliber Mgmt For For For 4 Elect Mark D. Ketchum Mgmt For For For 5 Elect Jorge S. Mesquita Mgmt For For For 6 Elect Fredric G. Mgmt For For For Reynolds 7 Elect Irene B. Rosenfeld Mgmt For For For 8 Elect Patrick T. Siewert Mgmt For For For 9 Elect Ruth J. Simmons Mgmt For For For 10 Elect Ratan N. Tata Mgmt For For For 11 Elect Jean-Francois M. Mgmt For For For L. van Boxmeer 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Extended Producer Responsibility 15 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Equality in the Supply Chain ________________________________________________________________________________ Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Mgmt For For For Cabiallavetta 3 Elect Andre Mgmt For For For Calantzopoulos 4 Elect Louis Camilleri Mgmt For For For 5 Elect J. Dudley Fishburn Mgmt For For For 6 Elect Jennifer Li Mgmt For For For 7 Elect Graham Mackay Mgmt For For For 8 Elect Sergio Marchionne Mgmt For For For 9 Elect Kalpana Morparia Mgmt For For For 10 Elect Lucio Noto Mgmt For For For 11 Elect Robert Polet Mgmt For For For 12 Elect Carlos Slim Helu Mgmt For For For 13 Elect Stephen Wolf Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel M. Delen Mgmt For For For 2 Elect Martin D. Mgmt For For For Feinstein 3 Elect Lionel L. Nowell, Mgmt For For For III 4 Elect Neil R. Withington Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ The Coca-Cola Company Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Herbert A. Allen Mgmt For For For 2 Elect Ronald W. Allen Mgmt For Against Against 3 Elect Howard G. Buffett Mgmt For For For 4 Elect Richard M. Daley Mgmt For For For 5 Elect Barry Diller Mgmt For Against Against 6 Elect Helene D. Gayle Mgmt For For For 7 Elect Evan G. Greenberg Mgmt For For For 8 Elect Alexis M. Herman Mgmt For For For 9 Elect Muhtar Kent Mgmt For For For 10 Elect Robert A. Kotick Mgmt For For For 11 Elect Maria Elena Mgmt For For For Lagomasino 12 Elect Donald F. McHenry Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect James D. Robinson Mgmt For For For III 15 Elect Peter V. Ueberroth Mgmt For For For 16 Elect Jacob Wallenberg Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Amendment to By-Laws Mgmt For For For Regarding the Right to Call Special Meetings 20 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of a Human Rights Committee ________________________________________________________________________________ The Coca-Cola Company Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 07/10/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Stock Split Mgmt For For For ________________________________________________________________________________ The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Angela Braly Mgmt For For For 2 Elect Kenneth Chenault Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Susan Mgmt For For For Desmond-Hellmann 5 Elect Robert McDonald Mgmt For For For 6 Elect W. James Mgmt For For For McNerney, Jr. 7 Elect Johnathan Rodgers Mgmt For For For 8 Elect Margaret Whitman Mgmt For For For 9 Elect Mary Wilderotter Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Elect Ernesto Zedillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditure 15 Shareholder Proposal ShrHoldr Against Against For Regarding Extended Producer Responsibility 16 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Wal-Mart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aida M. Alvarez Mgmt For Against Against 2 Elect James I. Cash, Jr. Mgmt For Against Against 3 Elect Roger C. Corbett Mgmt For For For 4 Elect Douglas N. Daft Mgmt For For For 5 Elect Michael T. Duke Mgmt For Against Against 6 Elect Timothy P. Flynn Mgmt For For For 7 Elect Marissa A. Mayer Mgmt For For For 8 Elect Gregory B. Penner Mgmt For For For 9 Elect Steven S. Mgmt For For For Reinemund 10 Elect H. Lee Scott, Jr. Mgmt For Against Against 11 Elect Jim C. Walton Mgmt For For For 12 Elect S. Robson Walton Mgmt For For For 13 Elect Christopher J. Mgmt For Against Against Williams 14 Elect Linda S. Wolf Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Approval of the Mgmt For For For Management Incentive Plan 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meeting 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 20 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 21 Shareholder Proposal ShrHoldr Against For Against Regarding Recoupment Report ________________________________________________________________________________ Walgreen Co. Ticker Security ID: Meeting Date Meeting Status WAG CUSIP 931422109 01/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janice Babiak Mgmt For For For 2 Elect David J. Brailer Mgmt For For For 3 Elect Steven Davis Mgmt For For For 4 Elect William Foote Mgmt For For For 5 Elect Mark Frissora Mgmt For For For 6 Elect Ginger Graham Mgmt For For For 7 Elect Alan McNally Mgmt For For For 8 Elect Dominic Murphy Mgmt For For For 9 Elect Stefano Pessina Mgmt For For For 10 Elect Nancy Schlichting Mgmt For For For 11 Elect Alejandro Silva Mgmt For For For 12 Elect James Skinner Mgmt For For For 13 Elect Gregory Wasson Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2013 Omnibus Incentive Mgmt For For For Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control Item 3: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Consumer Discretionary Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Aaron's, Inc. Ticker Security ID: Meeting Date Meeting Status AAN CUSIP 002535300 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gilbert L. Mgmt For Withhold Against Danielson 1.2 Elect David L. Kolb Mgmt For Withhold Against 1.3 Elect Cynthia N. Day Mgmt For For For 1.4 Elect Hubert L. Harris, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sue Gove Mgmt For For For 2 Elect Earl Graves, Jr. Mgmt For For For 3 Elect Enderson Guimaraes Mgmt For For For 4 Elect J.R. Hyde III Mgmt For For For 5 Elect W. Andrew McKenna Mgmt For For For 6 Elect George Mrkonic Mgmt For For For 7 Elect Luis Nieto Mgmt For For For 8 Elect William Rhodes Mgmt For For For III 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bed Bath & Beyond Inc. Ticker Security ID: Meeting Date Meeting Status BBBY CUSIP 075896100 06/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Leonard Feinstein Mgmt For For For 3 Elect Steven H. Temares Mgmt For For For 4 Elect Dean S. Adler Mgmt For For For 5 Elect Stanley F. Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For For For 7 Elect Patrick R. Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria A. Mgmt For For For Morrison 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Chipotle Mexican Grill, Inc. Ticker Security ID: Meeting Date Meeting Status CMG CUSIP 169656105 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Albert S. Mgmt For For For Baldocchi 1.2 Elect Neil W. Flanzraich Mgmt For For For 1.3 Elect Darlene J. Mgmt For For For Friedman 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2014 Cash Incentive Plan Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Coach, Inc. Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754104 11/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Ruth Miller Mgmt For For For 1.6 Elect Michael Murphy Mgmt For For For 1.7 Elect Stephanie Tilenius Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For Withhold Against 1.2 Elect Sheldon M. Mgmt For For For Bonovitz 1.3 Elect Joseph J. Collins Mgmt For For For 1.4 Elect J. Michael Cook Mgmt For For For 1.5 Elect Gerald L. Hassell Mgmt For For For 1.6 Elect Jeffrey A. Mgmt For For For Honickman 1.7 Elect Eduardo G. Mestre Mgmt For For For 1.8 Elect Brian L. Roberts Mgmt For For For 1.9 Elect Ralph J. Roberts Mgmt For For For 1.10 Elect Johnathan A. Mgmt For For For Rodgers 1.11 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 4 Sharheolder Proposal ShrHoldr Against For Against Regarding Recapitalization ________________________________________________________________________________ Darden Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status DRI CUSIP 237194105 09/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Barnes Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Christopher Mgmt For For For Fraleigh 1.4 Elect Victoria Harker Mgmt For For For 1.5 Elect David Hughes Mgmt For For For 1.6 Elect Charles Mgmt For For For Ledsinger, Jr. 1.7 Elect William Lewis, Jr. Mgmt For For For 1.8 Elect Connie Mack III Mgmt For For For 1.9 Elect Andrew Madsen Mgmt For For For 1.10 Elect Clarence Otis, Jr. Mgmt For For For 1.11 Elect Michael Rose Mgmt For For For 1.12 Elect Maria Sastre Mgmt For For For 1.13 Elect William Simon Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ DIRECTV Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A309 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Neil R. Austrian Mgmt For For For 2 Elect Ralph F. Boyd, Jr. Mgmt For For For 3 Elect Abelardo E. Bru Mgmt For For For 4 Elect David B. Dillon Mgmt For For For 5 Elect Samuel A. Mgmt For For For DiPiazza, Jr. 6 Elect Dixon R. Doll Mgmt For For For 7 Elect Charles R. Lee Mgmt For For For 8 Elect Peter A. Lund Mgmt For For For 9 Elect Nancy S. Newcomb Mgmt For For For 10 Elect Lorrie M. Mgmt For For For Norrington 11 Elect Michael D. White Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Discovery Communications Inc. Ticker Security ID: Meeting Date Meeting Status DISCA CUSIP 25470F104 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul A. Gould Mgmt For For For 1.2 Elect John S. Hendricks Mgmt For For For 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2013 Incentive Plan Mgmt For Against Against ________________________________________________________________________________ Dollar Tree, Inc. Ticker Security ID: Meeting Date Meeting Status DLTR CUSIP 256746108 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arnold S. Barron Mgmt For For For 1.2 Elect Macon F. Brock, Mgmt For For For Jr. 1.3 Elect Mary Anne Citrino Mgmt For For For 1.4 Elect H. Ray Compton Mgmt For For For 1.5 Elect Conrad M Hall Mgmt For For For 1.6 Elect Lemuel E. Lewis Mgmt For For For 1.7 Elect J. Douglas Perry Mgmt For For For 1.8 Elect Bob Sasser Mgmt For For For 1.9 Elect Thomas A. Mgmt For For For Saunders III 1.10 Elect Thomas E. Whiddon Mgmt For For For 1.11 Elect Carl P. Zeithaml Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Director Deferred Mgmt For For For Compensation Plan 4 Ratification of Auditor Mgmt For For For 5 Increase of Authorized Mgmt For Against Against Common Stock ________________________________________________________________________________ Expedia, Inc. Ticker Security ID: Meeting Date Meeting Status EXPE CUSIP 30212P303 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. George Battle Mgmt For For For 1.2 Elect Pamela L. Coe Mgmt For For For 1.3 Elect Barry Diller Mgmt For For For 1.4 Elect Jonathan L. Dolgen Mgmt For For For 1.5 Elect Craig A. Jacobson Mgmt For For For 1.6 Elect Victor A. Kaufman Mgmt For For For 1.7 Elect Peter M. Kern Mgmt For For For 1.8 Elect Dara Khosrowshahi Mgmt For For For 1.9 Elect John C. Malone Mgmt For For For 1.10 Elect Jose Antonio Mgmt For For For Tazon Garcia 2 Amendment to the 2005 Mgmt For For For Stock and Annual Incentive Plan 3 2013 Employee Stock Mgmt For For For Plan and 2013 International Employee Stock Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Family Dollar Stores, Inc. Ticker Security ID: Meeting Date Meeting Status FDO CUSIP 307000109 01/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Bernstein Mgmt For For For 1.2 Elect Pamela Davies Mgmt For For For 1.3 Elect Sharon Decker Mgmt For For For 1.4 Elect Edward Dolby Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect Edward Garden Mgmt For For For 1.7 Elect Howard Levine Mgmt For For For 1.8 Elect George Mahoney, Mgmt For For For Jr. 1.9 Elect James Martin Mgmt For For For 1.10 Elect Harvey Morgan Mgmt For For For 1.11 Elect Dale Pond Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Employee Stock Purchase Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Adoption of ILO Conventions in Business Partner Code of Conduct ________________________________________________________________________________ Helen of Troy Limited Ticker Security ID: Meeting Date Meeting Status HELE CUSIP G4388N106 08/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary Abromovitz Mgmt For For For 2 Elect John Butterworth Mgmt For For For 3 Elect Timothy Meeker Mgmt For For For 4 Elect Gerald Rubin Mgmt For For For 5 Elect William Susetka Mgmt For For For 6 Elect Adolpho Telles Mgmt For For For 7 Elect Darren Woody Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hibbett Sports, Inc. Ticker Security ID: Meeting Date Meeting Status HIBB CUSIP 428567101 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl T. Kirkland Mgmt For For For 1.2 Elect Michael J. Newsome Mgmt For For For 1.3 Elect Thomas A. Mgmt For For For Saunders III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Interpublic Group of Companies, Inc. Ticker Security ID: Meeting Date Meeting Status IPG CUSIP 460690100 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jocelyn E. Mgmt For For For Carter-Miller 2 Elect Jill M. Considine Mgmt For For For 3 Elect Richard A. Mgmt For For For Goldstein 4 Elect Mary J. Steele Mgmt For For For Guilfoile 5 Elect H. John Greeniaus Mgmt For For For 6 Elect Dawn E. Hudson Mgmt For For For 7 Elect William T. Kerr Mgmt For For For 8 Elect Michael I. Roth Mgmt For For For 9 Elect David M. Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 13 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Jarden Corporation Ticker Security ID: Meeting Date Meeting Status JAH CUSIP 471109108 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ian Ashken Mgmt For Withhold Against 1.2 Elect William P. Lauder Mgmt For For For 1.3 Elect Robert L. Wood Mgmt For For For 2 2013 Stock Incentive Mgmt For For For Plan 3 2013 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ LKQ Corporation Ticker Security ID: Meeting Date Meeting Status LKQ CUSIP 501889208 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Clinton Allen Mgmt For For For 1.2 Elect Kevin F. Flynn Mgmt For For For 1.3 Elect Ronald G. Foster Mgmt For For For 1.4 Elect Joseph M. Holsten Mgmt For Withhold Against 1.5 Elect Blythe J. McGarvie Mgmt For For For 1.6 Elect Paul M. Meister Mgmt For For For 1.7 Elect John F. O'Brien Mgmt For For For 1.8 Elect Guhan Subramanian Mgmt For For For 1.9 Elect Robert L. Wagman Mgmt For For For 1.10 Elect William M. Mgmt For For For Webster IV 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1998 Mgmt For For For Equity Incentive Plan 4 Increase of Authorized Mgmt For Against Against Common Stock 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ M.D.C. Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status MDC CUSIP 552676108 03/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael A. Berman Mgmt For For For 1.2 Elect Herbert T. Mgmt For For For Buchwald 1.3 Elect Larry A. Mizel Mgmt For For For 2 2013 Executive Officer Mgmt For For For Performance-Based Compensation Plan 3 Amendment to the 2011 Mgmt For Against Against Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Monro Muffler Brake, Inc. Ticker Security ID: Meeting Date Meeting Status MNRO CUSIP 610236101 08/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Berenson Mgmt For For For 1.2 Elect Donald Glickman Mgmt For Withhold Against 1.3 Elect James Wilen Mgmt For For For 1.4 Elect Elizabeth Wolszon Mgmt For For For 1.5 Elect John Van Heel Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Newell Rubbermaid, Inc. Ticker Security ID: Meeting Date Meeting Status NWL CUSIP 651229106 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott S. Cowen Mgmt For For For 2 Elect Cynthia A. Mgmt For For For Montgomery 3 Elect Jose Ignacio Mgmt For For For Perez-Lizaur 4 Elect Michael B. Polk Mgmt For For For 5 Elect Michael A. Todman Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2013 Incentive Plan Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Graf, Jr. Mgmt For For For 1.2 Elect John Lechleiter Mgmt For For For 1.3 Elect Phyllis Wise Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Amendment to the Mgmt For For For Long-Term Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures ________________________________________________________________________________ Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Phyllis J. Mgmt For For For Campbell 2 Elect Michelle M. Ebanks Mgmt For For For 3 Elect Enrique Mgmt For For For Hernandez, Jr. 4 Elect Robert G. Miller Mgmt For For For 5 Elect Blake W. Nordstrom Mgmt For For For 6 Elect Erik B. Nordstrom Mgmt For For For 7 Elect Peter E. Nordstrom Mgmt For For For 8 Elect Philip G. Satre Mgmt For For For 9 Elect B. Kevin Turner Mgmt For For For 10 Elect Robert D. Walter Mgmt For For For 11 Elect Alison A. Winter Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2010 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan R. Batkin Mgmt For For For 4 Elect Mary C. Choksi Mgmt For For For 5 Elect Robert C. Clark Mgmt For For For 6 Elect Leonard S. Mgmt For For For Coleman, Jr. 7 Elect Errol M. Cook Mgmt For For For 8 Elect Susan S. Denison Mgmt For For For 9 Elect Michael A. Henning Mgmt For For For 10 Elect John R. Murphy Mgmt For For For 11 Elect John R. Purcell Mgmt For For For 12 Elect Linda Johnson Rice Mgmt For For For 13 Elect Gary L. Roubos Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2013 Incentive Award Mgmt For For For Plan 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Panera Bread Company Ticker Security ID: Meeting Date Meeting Status PNRA CUSIP 69840W108 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry J. Franklin Mgmt For For For 1.2 Elect Diane Hessan Mgmt For For For 1.3 Elect William W. Moreton Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Petsmart, Inc. Ticker Security ID: Meeting Date Meeting Status PETM CUSIP 716768106 06/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Angel Cabrera Mgmt For For For 2 Elect Rita V. Foley Mgmt For For For 3 Elect Rakesh Gangwal Mgmt For For For 4 Elect Joseph S. Hardin, Mgmt For For For Jr. 5 Elect Gregory P. Mgmt For For For Josefowicz 6 Elect Richard K. Mgmt For For For Lochridge 7 Elect Robert F. Moran Mgmt For For For 8 Elect Barbara A. Munder Mgmt For For For 9 Elect Thomas G. Stemberg Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the Mgmt For For For Executive Short-Term Incentive Plan 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PulteGroup, Inc. Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian P. Anderson Mgmt For For For 1.2 Elect Bryce Blair Mgmt For For For 1.3 Elect Richard J. Dugas, Mgmt For For For Jr. 1.4 Elect Thomas J. Folliard Mgmt For For For 1.5 Elect Cheryl W. Grise Mgmt For For For 1.6 Elect Andre J. Hawaux Mgmt For For For 1.7 Elect Debra J. Mgmt For For For Kelly-Ennis 1.8 Elect Patrick J. O'Leary Mgmt For For For 1.9 Elect James J. Postl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2013 Senior Management Mgmt For For For Incentive Plan 5 2013 Stock Incentive Mgmt For Against Against Plan 6 Amendment to NOL Mgmt For Against Against Preservation Shareholder Rights Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 8 Shareholder Proposal ShrHoldr Against For Against Regarding Performance-Based Equity Compensation ________________________________________________________________________________ PVH Corp. Ticker Security ID: Meeting Date Meeting Status PVH CUSIP 693656100 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Baglivo Mgmt For For For 2 Elect Emanuel Chirico Mgmt For For For 3 Elect Juan R. Figuereo Mgmt For For For 4 Elect Joseph B. Fuller Mgmt For For For 5 Elect Fred Gehring Mgmt For For For 6 Elect Margaret L. Mgmt For For For Jenkins 7 Elect Bruce Maggin Mgmt For For For 8 Elect V. James Marino Mgmt For For For 9 Elect Helen McCluskey Mgmt For For For 10 Elect Henry Nasella Mgmt For For For 11 Elect Rita M. Rodriguez Mgmt For For For 12 Elect Craig W. Rydin Mgmt For For For 13 Approval of the Mgmt For For For Material Terms under the Performance Incentive Bonus Plan 14 Approval of the Mgmt For For For Material Terms under the Long-Term Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ross Stores, Inc. Ticker Security ID: Meeting Date Meeting Status ROST CUSIP 778296103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Balmuth Mgmt For For For 2 Elect K. Gunnar Mgmt For For For Bjorklund 3 Elect Sharon D. Garrett Mgmt For For For 4 Elect Michael J. Bush Mgmt For For For 5 Elect Norman A. Ferber Mgmt For Against Against 6 Elect Gregory L. Quesnel Mgmt For For For 7 Amendment to 2008 Mgmt For For For Equity Incentive Plan for 162(m) Purposes 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ryland Group, Inc. Ticker Security ID: Meeting Date Meeting Status RYL CUSIP 783764103 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William L. Jews Mgmt For For For 2 Elect Ned Mansour Mgmt For For For 3 Elect Robert E. Mellor Mgmt For For For 4 Elect Norman J. Metcalfe Mgmt For For For 5 Elect Larry T. Nicholson Mgmt For For For 6 Elect Charlotte St. Mgmt For For For Martin 7 Elect Robert G. Van Mgmt For For For Schoonenberg 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to Senior Mgmt For For For Executive Performance Plan 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis S. Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory D. Mgmt For For For Brenneman 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert P. Carey Mgmt For For For 7 Elect Armando M. Codina Mgmt For Against Against 8 Elect Bonnie G. Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Elect Mark Vadon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the Mgmt For For For Material Terms under the Management Incentive Plan 14 Amendment to the 2005 Mgmt For For For Omnibus Stock Incentive Plan 15 SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING EMPLOYMENT DIVERSITY REPORT 16 SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING STORMWATER MANAGEMENT POLICY ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Jose B. Alvarez Mgmt For For For 3 Elect Alan M. Bennett Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David T. Ching Mgmt For For For 6 Elect Michael F. Hines Mgmt For For For 7 Elect Amy B. Lane Mgmt For For For 8 Elect Dawn G. Lepore Mgmt For For For 9 Elect Carol Meyrowitz Mgmt For For For 10 Elect John F. O'Brien Mgmt For For For 11 Elect Willow B. Shire Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the Stock Mgmt For For For Incentive Plan 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect John S. Chen Mgmt For For For 3 Elect Judith L. Estrin Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Fred H. Langhammer Mgmt For For For 6 Elect Aylwin B. Lewis Mgmt For For For 7 Elect Monica C. Lozano Mgmt For For For 8 Elect Robert W. Mgmt For For For Matschullat 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin C. Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2002 Mgmt For Against Against Executive Performance Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 15 Shareholder Proposal ShrHoldr Against For Against Regarding Separation of Chairman and CEO ________________________________________________________________________________ Tiffany & Co. Ticker Security ID: Meeting Date Meeting Status TIF CUSIP 886547108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Mgmt For For For Kowalski 2 Elect Rose Marie Bravo Mgmt For Against Against 3 Elect Gary E. Costley Mgmt For For For 4 Elect Lawrence K. Fish Mgmt For For For 5 Elect Abby F. Kohnstamm Mgmt For For For 6 Elect Charles K. Marquis Mgmt For For For 7 Elect Peter W. May Mgmt For For For 8 Elect William A. Shutzer Mgmt For For For 9 Elect Robert S. Singer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Toll Brothers, Inc. Ticker Security ID: Meeting Date Meeting Status TOL CUSIP 889478103 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas C. Mgmt For For For Yearley, Jr. 1.2 Elect Robert S. Blank Mgmt For For For 1.3 Elect Edward G. Boehne Mgmt For For For 1.4 Elect Richard J. Braemer Mgmt For Withhold Against 1.5 Elect Carl B. Marbach Mgmt For For For 1.6 Elect Stephen Novick Mgmt For For For 1.7 Elect Paul E. Shapiro Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Re-approval of the Mgmt For For For Material Terms of the Performance Goals Under the 2007 Stock Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Tractor Supply Company Ticker Security ID: Meeting Date Meeting Status TSCO CUSIP 892356106 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James F. Wright Mgmt For For For 1.2 Elect Johnston C. Adams Mgmt For For For 1.3 Elect Peter D. Bewley Mgmt For For For 1.4 Elect Jack C. Bingleman Mgmt For For For 1.5 Elect Richard W. Frost Mgmt For For For 1.6 Elect Cynthia T. Jamison Mgmt For For For 1.7 Elect George MacKenzie Mgmt For For For 1.8 Elect Edna K. Morris Mgmt For For For 1.9 Elect Gregory A. Mgmt For For For Sandfort 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tupperware Brands Corporation Ticker Security ID: Meeting Date Meeting Status TUP CUSIP 899896104 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Catherine A. Mgmt For For For Bertini 2 Elect Susan M. Cameron Mgmt For For For 3 Elect Kriss Cloninger Mgmt For For For III 4 Elect E. V. Goings Mgmt For For For 5 Elect Joe R. Lee Mgmt For For For 6 Elect Angel R. Martinez Mgmt For For For 7 Elect Antonio Monteiro Mgmt For For For de Castro 8 Elect Robert J. Murray Mgmt For For For 9 Elect David R. Parker Mgmt For For For 10 Elect Joyce M. Roche Mgmt For For For 11 Elect M. Anne Szostak Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ VF Corporation Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard T. Carucci Mgmt For For For 1.2 Elect Juliana L. Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis, Jr. Mgmt For For For 1.5 Elect Matthew J. Mgmt For For For Shattock 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Executive Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wolverine World Wide, Inc. Ticker Security ID: Meeting Date Meeting Status WWW CUSIP 978097103 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey M. Mgmt For For For Boromisa 1.2 Elect David T. Kollat Mgmt For For For 1.3 Elect Timothy J. Mgmt For For For O'Donovan 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Stock Incentive Plan of Mgmt For For For 2013 Item 4: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Energy Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Atwood Oceanics, Inc. Ticker Security ID: Meeting Date Meeting Status ATW CUSIP 050095108 02/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Deborah Beck Mgmt For For For 1.2 Elect George Dotson Mgmt For For For 1.3 Elect Jack Golden Mgmt For For For 1.4 Elect Hans Helmerich Mgmt For For For 1.5 Elect James Montague Mgmt For For For 1.6 Elect Robert Saltiel Mgmt For For For 1.7 Elect Phil D. Wedemeyer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the Mgmt For For For Certificate of Formation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James T. Hackett Mgmt For For For 2 Elect Michael E. Patrick Mgmt For For For 3 Elect Jon Erik Mgmt For For For Reinhardsen 4 Elect Bruce W. Wilkinson Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Amendment to the 2005 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linnet F. Deily Mgmt For For For 2 Elect Robert E. Denham Mgmt For For For 3 Elect Alice P. Gast Mgmt For For For 4 Elect Enrique Mgmt For For For Hernandez, Jr. 5 Elect George L. Kirkland Mgmt For For For 6 Elect Charles W. Mgmt For For For Moorman, IV 7 Elect Kevin W. Sharer Mgmt For For For 8 Elect John G. Stumpf Mgmt For For For 9 Elect Ronald D. Sugar Mgmt For For For 10 Elect Carl Ware Mgmt For For For 11 Elect John S. Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 16 Shareholder Proposal ShrHoldr Against Against For Regarding Offshore Drilling Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Climate Change 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending 20 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 21 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 22 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board 23 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines ________________________________________________________________________________ Cnooc Ltd. Ticker Security ID: Meeting Date Meeting Status 0883 CUSIP 126132109 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect YANG Hua Mgmt For For For 4 Elect ZHOU Shouwei Mgmt For Against Against 5 Elect CHIU Sung Hong Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Repurchase Mgmt For For For Shares 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard L. Mgmt For For For Armitage 2 Elect Richard H. Mgmt For For For Auchinleck 3 Elect James E. Mgmt For For For Copeland, Jr. 4 Elect Jody L Freeman Mgmt For For For 5 Elect Gay Huey Evans Mgmt For For For 6 Elect Ryan M. Lance Mgmt For For For 7 Elect Mohd H. Marican Mgmt For For For 8 Elect Robert A. Niblock Mgmt For For For 9 Elect Harald J. Norvik Mgmt For For For 10 Elect William E. Wade, Mgmt For For For Jr. 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 15 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Gender Identity and Expression Anti-Bias Policy ________________________________________________________________________________ Core Laboratories N.V. Ticker Security ID: Meeting Date Meeting Status CLB CUSIP N22717107 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect D. John Ogren Mgmt For For For 2 Elect Lucia van Geuns Mgmt For For For 3 Elect Charles L. Dunlap Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Accounts and Reports Mgmt For Abstain Against 7 Authority to Cancel Mgmt For For For Shares 8 Authority to Repurchase Mgmt For For For Shares 9 Authority to Issue Mgmt For For For Common and Preference Shares w/ Preemptive Rights 10 Elimination of Mgmt For For For Preemptive Rights ________________________________________________________________________________ Denbury Resources Inc. Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wieland F. Mgmt For For For Wettstein 1.2 Elect Michael L. Beatty Mgmt For For For 1.3 Elect Michael B. Decker Mgmt For For For 1.4 Elect Ronald G. Greene Mgmt For For For 1.5 Elect Gregory L. Mgmt For For For McMichael 1.6 Elect Kevin O. Meyers Mgmt For For For 1.7 Elect Phil Rykhoek Mgmt For For For 1.8 Elect Randy Stein Mgmt For For For 1.9 Elect Laura A. Sugg Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Amendment to the 2004 Mgmt For For For Omnibus Stock and Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dresser-Rand Group Inc. Ticker Security ID: Meeting Date Meeting Status DRC CUSIP 261608103 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William E. Mgmt For For For Macaulay 2 Elect Vincent R. Volpe Mgmt For For For Jr. 3 Elect Rita V. Foley Mgmt For For For 4 Elect Louis A. Raspino Mgmt For For For 5 Elect Philip R. Roth Mgmt For For For 6 Elect Stephen A. Snider Mgmt For For For 7 Elect Michael L. Mgmt For For For Underwood 8 Elect Joseph C. Winkler Mgmt For For For III 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2008 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Dril-Quip, Inc. Ticker Security ID: Meeting Date Meeting Status DRQ CUSIP 262037104 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander P. Mgmt For For For Shukis 2 Elect Terence B. Jupp Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Energen Corporation Ticker Security ID: Meeting Date Meeting Status EGN CUSIP 29265N108 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect T. Michael Mgmt For For For Goodrich 1.2 Elect Jay Grinney Mgmt For For For 1.3 Elect Frances Powell Mgmt For For For Hawes 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendments to Annual Mgmt For For For Incentive Compensation Plan for Purposes of Section 162(m) 5 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Eni S.p.A. Ticker Security ID: Meeting Date Meeting Status ENI CUSIP 26874R108 07/16/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elimination of Par Mgmt For For For Value; Cancellation of Treasury Shares 2 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP G3157S106 05/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis S Kalman Mgmt For For For 2 Elect Roxanne J. Decyk Mgmt For For For 3 Elect Mary Francis Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Ratification of Mgmt For For For Statutory Auditor 6 Authority to Set Mgmt For For For Auditor's Fees 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Directors' Remuneration Mgmt For For For Report 9 Accounts and Reports Mgmt For For For 10 Repeal of Classified Mgmt For For For Board 11 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles Crisp Mgmt For For For 2 Elect James Day Mgmt For For For 3 Elect Mark Papa Mgmt For For For 4 Elect H. Leighton Mgmt For For For Steward 5 Elect Donald Textor Mgmt For For For 6 Elect William Thomas Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Mgmt For For For Omnibus Equity Compensation Plan 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Ursula M. Burns Mgmt For For For 1.4 Elect Larry R. Faulkner Mgmt For For For 1.5 Elect Jay S. Fishman Mgmt For For For 1.6 Elect Henrietta H. Fore Mgmt For For For 1.7 Elect Kenneth C. Frazier Mgmt For For For 1.8 Elect William W. George Mgmt For For For 1.9 Elect Samuel J. Mgmt For For For Palmisano 1.10 Elect Steven S. Mgmt For For For Reinemund 1.11 Elect Rex W. Tillerson Mgmt For For For 1.12 Elect William C. Weldon Mgmt For For For 1.13 Elect Edward E. Mgmt For For For Whitacre, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote in the Election of Directors 6 Shareholder Proposal ShrHoldr Against Against For Regarding Multiple Board Service 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 8 Shareholder Proposal ShrHoldr Against Against For Regarding Feasibility Study on Prohibition of Political Spending 9 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 10 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 11 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ FMC Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FTI CUSIP 30249U101 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eleazar de Mgmt For For For Carvalho Filho 2 Elect Claire S. Farley Mgmt For For For 3 Elect Joseph H. Mgmt For For For Netherland 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the Mgmt For For For Incentive Compensation and Stock Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan M. Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect Murry Gerber Mgmt For For For 6 Elect Jose Grubisich Mgmt For For For 7 Elect Abdallah Jum'ah Mgmt For For For 8 Elect David Lesar Mgmt For For For 9 Elect Robert Malone Mgmt For For For 10 Elect Landis Martin Mgmt For Against Against 11 Elect Debra Reed Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to Company Mgmt For For For Stock and Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies ________________________________________________________________________________ HollyFrontier Corporation Ticker Security ID: Meeting Date Meeting Status HFC CUSIP 436106108 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas Y. Bech Mgmt For For For 2 Elect Buford P. Berry Mgmt For For For 3 Elect Leldon E. Echols Mgmt For For For 4 Elect R. Kevin Hardage Mgmt For For For 5 Elect Michael C. Mgmt For For For Jennings 6 Elect Robert J. Mgmt For For For Kostelnik 7 Elect James H. Lee Mgmt For For For 8 Elect Robert G. McKenzie Mgmt For For For 9 Elect Franklin Myers Mgmt For For For 10 Elect Michael E. Rose Mgmt For For For 11 Elect Tommy A. Valenta Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKO CUSIP 677862104 06/27/2013 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Elect Vagit Y. Alekperov Mgmt N/A Abstain N/A 3 Elect Victor V. Blazheev Mgmt N/A For N/A 4 Elect Leonid A. Fedun Mgmt N/A Abstain N/A 5 Elect Valery I. Grayfer Mgmt N/A Abstain N/A 6 Elect Igor S. Ivanov Mgmt N/A For N/A 7 Elect Ravil U. Maganov Mgmt N/A Abstain N/A 8 Elect Richard H. Matzke Mgmt N/A For N/A 9 Elect Sergei A. Mgmt N/A Abstain N/A Mikhailov 10 Elect Mark Mobius Mgmt N/A For N/A 11 Elect Guglielmo Moscato Mgmt N/A For N/A 12 Elect Nikolai M Nikolaev Mgmt N/A Abstain N/A 13 Elect Ivan Pictet Mgmt N/A For N/A 14 Elect Mikhail B. Mgmt For For For Maksimov 15 Elect Vladimir N. Mgmt For For For Nikitenko 16 Elect Aleksandr V. Mgmt For For For Surkov 17 2013 Directors' Fees Mgmt For For For 18 Directors' Fees Mgmt For For For 19 2013 Audit Commission's Mgmt For For For Fees 20 Audit Commission's Fees Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Amendments to Charter Mgmt For For For 23 Indemnification of Mgmt For For For Directors/Officers ________________________________________________________________________________ Marathon Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect B. Evan Bayh III Mgmt For For For 1.2 Elect William L. Davis, Mgmt For For For III 1.3 Elect Thomas J. Usher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Merrill A. Mgmt For For For Miller, Jr. 2 Elect Greg L. Armstrong Mgmt For For For 3 Elect Ben A. Guill Mgmt For For For 4 Elect David D. Harrison Mgmt For For For 5 Elect Roger L. Jarvis Mgmt For For For 6 Elect Eric L. Mattson Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to the Mgmt For For For Long-Term Incentive Plan 10 Approval of the Annual Mgmt For For For Cash Incentive Plan ________________________________________________________________________________ Newfield Exploration Company Ticker Security ID: Meeting Date Meeting Status NFX CUSIP 651290108 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lee K. Boothby Mgmt For For For 2 Elect Pamela J. Gardner Mgmt For For For 3 Elect John R. Kemp III Mgmt For For For 4 Elect Joseph H. Mgmt For For For Netherland 5 Elect Howard H. Newman Mgmt For For For 6 Elect Thomas G. Ricks Mgmt For For For 7 Elect Juanita F. Romans Mgmt For For For 8 Elect Charles E. Shultz Mgmt For For For 9 Elect Richard K. Mgmt For For For Stoneburner 10 Elect J. Terry Strange Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2011 Mgmt For For For Omnibus Stock Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael A. Cawley Mgmt For For For 1.2 Elect Gordon T. Hall Mgmt For For For 1.3 Elect Ashley Almanza Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Discharge of Directors Mgmt For For For & Officers for Fiscal Year 2012 6 Advisory Vote On Mgmt For For For Executive Compensation 7 Authority to Issue Mgmt For For For Shares ________________________________________________________________________________ Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey L. Mgmt For For For Berenson 2 Elect Michael A. Cawley Mgmt For For For 3 Elect Edward F. Cox Mgmt For For For 4 Elect Charles D. Mgmt For For For Davidson 5 Elect Thomas J. Edelman Mgmt For For For 6 Elect Eric P. Grubman Mgmt For For For 7 Elect Kirby L. Hedrick Mgmt For For For 8 Elect Scott D. Urban Mgmt For For For 9 Elect William T. Van Mgmt For For For Kleef 10 Elect Molly K. Mgmt For For For Williamson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 1992 Mgmt For For For Stock Option and Restricted Stock Plan 14 Adoption of Exclusive Mgmt For Against Against Forum Provisions 15 Bundled Technical Mgmt For For For Amendments to Bylaws ________________________________________________________________________________ Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul B. Murphy Jr. Mgmt For For For 1.2 Elect Harris J. Pappas Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Oil States International, Inc. Ticker Security ID: Meeting Date Meeting Status OIS CUSIP 678026105 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martin A. Lambert Mgmt For For For 1.2 Elect Mark G. Papa Mgmt For Withhold Against 1.3 Elect Stephen A. Wells Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2001 Mgmt For For For Equity Participation Plan 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Greg C. Garland Mgmt For For For 2 Elect John E. Lowe Mgmt For For For 3 Ratification of Auditor Mgmt For Against Against 4 2013 Omnibus Stock and Mgmt For For For Performance Incentive Plan 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Pioneer Natural Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Timothy L. Dove Mgmt For For For 2 Elect Charles E. Mgmt For For For Ramsey, Jr. 3 Elect Frank A. Risch Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing ________________________________________________________________________________ RPC, Inc. Ticker Security ID: Meeting Date Meeting Status RES CUSIP 749660106 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James A. Lane, Jr. Mgmt For For For 1.2 Elect Linda H. Graham Mgmt For For For 1.3 Elect Bill J. Dismuke Mgmt For For For 1.4 Elect Gary W. Rollins Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Gass Mgmt For For For 2 Elect Catherine A. Kehr Mgmt For For For 3 Elect Greg D. Kerley Mgmt For For For 4 Elect Harold M. Korell Mgmt For For For 5 Elect Vello A. Kuuskraa Mgmt For For For 6 Elect Kenneth R. Mourton Mgmt For For For 7 Elect Steven L. Mueller Mgmt For For For 8 Elect Elliott Pew Mgmt For For For 9 Elect Alan H. Stevens Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 2013 Incentive Plan Mgmt For For For ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt N/A For N/A Accounts and Reports 2 Consolidated Accounts Mgmt N/A For N/A and Reports 3 Company Accounts and Mgmt N/A For N/A Reports 4 Allocation of Mgmt N/A For N/A Profits/Dividends 5 Ratification of Board Mgmt N/A For N/A Acts 6 Election of Directors Mgmt N/A Against N/A 7 Directors' Fees Mgmt N/A For N/A 8 Appointment of Auditor Mgmt N/A For N/A and Authority to Set Fees 9 Electronic Mgmt N/A For N/A Communications ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt N/A For N/A Accounts and Reports 2 Consolidated Accounts Mgmt N/A For N/A and Reports 3 Company Accounts and Mgmt N/A For N/A Reports 4 Allocation of Mgmt N/A For N/A Profits/Dividends 5 Ratification of Board Mgmt N/A For N/A Acts 6 Election of Directors Mgmt N/A Against N/A 7 Directors' Fees Mgmt N/A For N/A 8 Appointment of Auditor Mgmt N/A For N/A and Authority to Set Fees 9 Electronic Mgmt N/A For N/A Communications ________________________________________________________________________________ Tesoro Corporation Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rodney F. Chase Mgmt For For For 2 Elect Gregory J. Goff Mgmt For For For 3 Elect Robert W. Goldman Mgmt For For For 4 Elect Steven H. Mgmt For For For Grapstein 5 Elect David Lilley Mgmt For For For 6 Elect Mary Pat McCarthy Mgmt For For For 7 Elect Jim W. Nokes Mgmt For For For 8 Elect Susan Tomasky Mgmt For For For 9 Elect Michael E. Wiley Mgmt For For For 10 Elect Patrick Y. Yang Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2011 Mgmt For Against Against Long-Term Incentive Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan S. Armstrong Mgmt For For For 2 Elect Joseph R. Mgmt For For For Cleveland 3 Elect Kathleen B. Cooper Mgmt For For For 4 Elect John A. Hagg Mgmt For For For 5 Elect Juanita H. Hinshaw Mgmt For For For 6 Elect Ralph Izzo Mgmt For For For 7 Elect Frank T. MacInnis Mgmt For For For 8 Elect Steven W. Nance Mgmt For For For 9 Elect Murray D. Smith Mgmt For For For 10 Elect Janice D. Stoney Mgmt For For For 11 Elect Laura A. Sugg Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ultrapar Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status UGPA4 CUSIP 90400P101 04/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3.1 Elect Ana Maria Levy Mgmt For For For Villela Igel 3.2 Elect Ivan de Souza Mgmt For For For Monteiro 3.3 Elect Lucio de Castro Mgmt For For For Andrade Filho 3.4 Elect Nildemar Secches Mgmt For For For 3.5 Elect Olavo Egydio Mgmt For Withhold Against Monteiro de Carvalho 3.6 Elect Paulo Guilherme Mgmt For For For Aguiar Cunha 3.7 Elect Paulo Vieira Mgmt For For For Belotti 3.8 Elect Pedro Mgmt For For For Wongtschowski 3.9 Elect Renato Ochman Mgmt For For For 4 Orientation of Votes Mgmt For Abstain Against for Multiple Vote 5 Election of Supervisory Mgmt For For For Council; Fees 6 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerry D. Choate Mgmt For For For 2 Elect Ruben M. Escobedo Mgmt For Against Against 3 Elect William R. Klesse Mgmt For For For 4 Elect Deborah P. Majoras Mgmt For For For 5 Elect Bob Marbut Mgmt For For For 6 Elect Donald L. Nickles Mgmt For For For 7 Elect Phillip J. Mgmt For For For Pfeiffer 8 Elect Robert A. Profusek Mgmt For For For 9 Elect Susan K. Purcell Mgmt For For For 10 Elect Stephen M. Waters Mgmt For For For 11 Elect Randall J. Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For For For Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Whiting Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status WLL CUSIP 966387102 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas L. Aller Mgmt For For For 1.2 Elect Michael B Walen Mgmt For For For 2 2013 Equity Incentive Mgmt For For For Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For Item 5: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Equity Income Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Davis, III Mgmt For For For 2 Elect W. Douglas Ford Mgmt For For For 3 Elect Evert Henkes Mgmt For For For 4 Elect Margaret McGlynn Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Amendment to the Mgmt For For For Long-Term Incentive Plan 8 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ American Electric Power Company, Inc. Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect David J. Anderson Mgmt For For For 3 Elect Ralph D. Crosby, Mgmt For For For Jr. 4 Elect Linda A. Goodspeed Mgmt For For For 5 Elect Thomas E. Hoaglin Mgmt For For For 6 Elect Sandra Beach Lin Mgmt For For For 7 Elect Michael G. Morris Mgmt For For For 8 Elect Richard C. Mgmt For For For Notebaert 9 Elect Lionel L. Nowell Mgmt For For For III 10 Elect Stephen S. Mgmt For For For Rasmussen 11 Elect Oliver G. Richard Mgmt For For For III 12 Elect Richard L. Sandor Mgmt For For For 13 Elect Sara M. Tucker Mgmt For For For 14 Elect John F. Turner Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin P. Brady Mgmt For For For 2 Elect E. Wayne Nordberg Mgmt For Against Against 3 Elect Kevin G. Keyes Mgmt For For For 4 Elect John H. Schaefer Mgmt For For For 5 Management Mgmt For For For Externalization 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Avista Corporation Ticker Security ID: Meeting Date Meeting Status AVA CUSIP 05379B107 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Erik J. Anderson Mgmt For For For 2 Elect Kristianne Blake Mgmt For For For 3 Elect Donald C Burke Mgmt For For For 4 Elect Rick R Holley Mgmt For For For 5 Elect John F. Kelly Mgmt For For For 6 Elect Rebecca A. Klein Mgmt For For For 7 Elect Scott L. Morris Mgmt For For For 8 Elect Marc F. Racicot Mgmt For For For 9 Elect Heidi B. Stanley Mgmt For For For 10 Elect R. John Taylor Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Reduce Shareholder Mgmt For For For Approval Requirements to Amend Articles 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ BCE Inc. Ticker Security ID: Meeting Date Meeting Status BCE CUSIP 05534B760 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry K. Allen Mgmt For For For 1.2 Elect Andre Berard Mgmt For For For 1.3 Elect Ronald A. Mgmt For For For Brenneman 1.4 Elect Sophie Brochu Mgmt For For For 1.5 Elect Robert E. Brown Mgmt For For For 1.6 Elect George A. Cope Mgmt For For For 1.7 Elect David F. Denison Mgmt For For For 1.8 Elect Anthony S. Fell Mgmt For For For 1.9 Elect Edward C. Lumley Mgmt For For For 1.10 Elect Thomas C. O'Neill Mgmt For For For 1.11 Elect James Prentice Mgmt For For For 1.12 Elect Robert C. Simmonds Mgmt For For For 1.13 Elect Carole Taylor Mgmt For For For 1.14 Elect Paul R. Weiss Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal Mgmt Against Against For Regarding Pay Ratios 5 Shareholder Proposal Mgmt Against Against For Regarding Board Gender Parity 6 Shareholder Proposal Mgmt Against Against For Regarding Disclosure of Information Regarding Executive Compensation 7 Shareholder Proposal Mgmt Against Against For Regarding Formation of a Separate Risk Management Committee 8 Shareholder Proposal Mgmt Against Against For Regarding Gender Diversity Initiatives ________________________________________________________________________________ CA, Inc. Ticker Security ID: Meeting Date Meeting Status CA CUSIP 12673P105 08/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jens Alder Mgmt For For For 2 Elect Raymond Bromark Mgmt For For For 3 Elect Gary Fernandes Mgmt For For For 4 Elect Rohit Kapoor Mgmt For For For 5 Elect Kay Koplovitz Mgmt For For For 6 Elect Christopher Mgmt For For For Lofgren 7 Elect William McCracken Mgmt For For For 8 Elect Richard Sulpizio Mgmt For For For 9 Elect Laura Unger Mgmt For For For 10 Elect Arthur Weinbach Mgmt For For For 11 Elect Ron Zambonini Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Advisory Vote on Mgmt For For For Executive Compensation 14 2012 Non-Employee Mgmt For For For Director Compensation Plan ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linnet F. Deily Mgmt For For For 2 Elect Robert E. Denham Mgmt For For For 3 Elect Alice P. Gast Mgmt For For For 4 Elect Enrique Mgmt For For For Hernandez, Jr. 5 Elect George L. Kirkland Mgmt For For For 6 Elect Charles W. Mgmt For For For Moorman, IV 7 Elect Kevin W. Sharer Mgmt For For For 8 Elect John G. Stumpf Mgmt For For For 9 Elect Ronald D. Sugar Mgmt For For For 10 Elect Carl Ware Mgmt For For For 11 Elect John S. Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 16 Shareholder Proposal ShrHoldr Against Against For Regarding Offshore Drilling Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Climate Change 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending 20 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 21 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 22 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board 23 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines ________________________________________________________________________________ Cnooc Ltd. Ticker Security ID: Meeting Date Meeting Status 0883 CUSIP 126132109 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect YANG Hua Mgmt For For For 4 Elect ZHOU Shouwei Mgmt For Against Against 5 Elect CHIU Sung Hong Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Repurchase Mgmt For For For Shares 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Computer Programs and Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CPSI CUSIP 205306103 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Boyd Douglas Mgmt For For For 2 Elect Charles P. Huffman Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Computer Sciences Corporation Ticker Security ID: Meeting Date Meeting Status CSC CUSIP 205363104 08/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Irving Bailey, II Mgmt For Against Against 2 Elect David Barram Mgmt For Against Against 3 Elect Stephen Baum Mgmt For Against Against 4 Elect Erik Brynjolfsson Mgmt For For For 5 Elect Rodney Chase Mgmt For Against Against 6 Elect Judith Haberkorn Mgmt For Against Against 7 Elect J. Michael Lawrie Mgmt For For For 8 Elect Chong Sup Park Mgmt For Against Against 9 Elect Lawrence Zimmerman Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Conagra Foods, Inc. Ticker Security ID: Meeting Date Meeting Status CAG CUSIP 205887102 09/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Stephen Butler Mgmt For For For 1.3 Elect Steven Goldstone Mgmt For For For 1.4 Elect Joie Gregor Mgmt For For For 1.5 Elect Rajive Johri Mgmt For For For 1.6 Elect William Jurgensen Mgmt For For For 1.7 Elect Richard Lenny Mgmt For For For 1.8 Elect Ruth Ann Marshall Mgmt For For For 1.9 Elect Gary Rodkin Mgmt For For For 1.10 Elect Andrew Schindler Mgmt For For For 1.11 Elect Kenneth Stinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard L. Mgmt For For For Armitage 2 Elect Richard H. Mgmt For For For Auchinleck 3 Elect James E. Mgmt For For For Copeland, Jr. 4 Elect Jody L Freeman Mgmt For For For 5 Elect Gay Huey Evans Mgmt For For For 6 Elect Ryan M. Lance Mgmt For For For 7 Elect Mohd H. Marican Mgmt For For For 8 Elect Robert A. Niblock Mgmt For For For 9 Elect Harald J. Norvik Mgmt For For For 10 Elect William E. Wade, Mgmt For For For Jr. 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 15 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Gender Identity and Expression Anti-Bias Policy ________________________________________________________________________________ Darden Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status DRI CUSIP 237194105 09/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Barnes Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Christopher Mgmt For For For Fraleigh 1.4 Elect Victoria Harker Mgmt For For For 1.5 Elect David Hughes Mgmt For For For 1.6 Elect Charles Mgmt For For For Ledsinger, Jr. 1.7 Elect William Lewis, Jr. Mgmt For For For 1.8 Elect Connie Mack III Mgmt For For For 1.9 Elect Andrew Madsen Mgmt For For For 1.10 Elect Clarence Otis, Jr. Mgmt For For For 1.11 Elect Michael Rose Mgmt For For For 1.12 Elect Maria Sastre Mgmt For For For 1.13 Elect William Simon Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dr Pepper Snapple Group, Inc. Ticker Security ID: Meeting Date Meeting Status DPS CUSIP 26138E109 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John L. Adams Mgmt For For For 2 Elect Ronald G. Rogers Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Re-Approval of the Mgmt For For For Material Terms under the Management Incentive Plan ________________________________________________________________________________ Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 10/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Reduction in Share Mgmt For For For Premium Account to Create Distributable Reserves 3 Advisory Vote on Golden Mgmt For For For Parachutes 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Eni S.p.A. Ticker Security ID: Meeting Date Meeting Status ENI CUSIP 26874R108 07/16/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elimination of Par Mgmt For For For Value; Cancellation of Treasury Shares 2 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP G3157S106 05/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis S Kalman Mgmt For For For 2 Elect Roxanne J. Decyk Mgmt For For For 3 Elect Mary Francis Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Ratification of Mgmt For For For Statutory Auditor 6 Authority to Set Mgmt For For For Auditor's Fees 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Directors' Remuneration Mgmt For For For Report 9 Accounts and Reports Mgmt For For For 10 Repeal of Classified Mgmt For For For Board 11 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Gentex Corporation Ticker Security ID: Meeting Date Meeting Status GNTX CUSIP 371901109 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pete Hoekstra Mgmt For For For 1.2 Elect John Mulder Mgmt For For For 1.3 Elect Frederick Sotok Mgmt For For For 2 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 3 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 2013 Employee Stock Mgmt For For For Purchase Plan ________________________________________________________________________________ H.J. Heinz Company Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Mgmt For For For Jr. 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2013 Stock Incentive Mgmt For For For Plan 15 Re-approval of Mgmt For For For Performance Measures of the Stock Incentive Plan 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Healthcare Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status HCSG CUSIP 421906108 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel McCartney Mgmt For For For 1.2 Elect Robert Frome Mgmt For Withhold Against 1.3 Elect Robert Moss Mgmt For For For 1.4 Elect John Briggs Mgmt For For For 1.5 Elect Dino D. Ottaviano Mgmt For Withhold Against 1.6 Elect Theodore Wahl Mgmt For For For 1.7 Elect Michael McBryan Mgmt For For For 1.8 Elect Diane Casey Mgmt For Withhold Against 1.9 Elect John McFadden Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Hospitality Properties Trust Ticker Security ID: Meeting Date Meeting Status HPT CUSIP 44106M102 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William A. Lamkin Mgmt For Against Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel J. Brutto Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don H. Davis, Jr. Mgmt For For For 4 Elect James W. Griffith Mgmt For For For 5 Elect Robert C. Mgmt For For For McCormack 6 Elect Robert S. Morrison Mgmt For For For 7 Elect E. Scott Santi Mgmt For For For 8 Elect James A. Skinner Mgmt For For For 9 Elect David B. Smith, Mgmt For For For Jr. 10 Elect Pamela B. Strobel Mgmt For For For 11 Elect Kevin M. Warren Mgmt For For For 12 Elect Anre D. Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Integrys Energy Group Inc. Ticker Security ID: Meeting Date Meeting Status TEG CUSIP 45822P105 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Brodsky Mgmt For For For 1.2 Elect Albert J. Budney, Mgmt For For For Jr. 1.3 Elect Ellen Carnahan Mgmt For For For 1.4 Elect Michelle L. Mgmt For For For Collins 1.5 Elect Kathryn M. Mgmt For For For Hasselblad-Pascale 1.6 Elect John W. Higgins Mgmt For For For 1.7 Elect Paul W. Jones Mgmt For For For 1.8 Elect Holly K. Koeppel Mgmt For For For 1.9 Elect Michael E. Lavin Mgmt For For For 1.10 Elect William F. Protz, Mgmt For For For Jr. 1.11 Elect Charles A. Schrock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Interpublic Group of Companies, Inc. Ticker Security ID: Meeting Date Meeting Status IPG CUSIP 460690100 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jocelyn E. Mgmt For For For Carter-Miller 2 Elect Jill M. Considine Mgmt For For For 3 Elect Richard A. Mgmt For For For Goldstein 4 Elect Mary J. Steele Mgmt For For For Guilfoile 5 Elect H. John Greeniaus Mgmt For For For 6 Elect Dawn E. Hudson Mgmt For For For 7 Elect William T. Kerr Mgmt For For For 8 Elect Michael I. Roth Mgmt For For For 9 Elect David M. Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 13 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Sue Coleman Mgmt For For For 2 Elect James G. Cullen Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Alex Gorsky Mgmt For For For 5 Elect Michael M. E. Mgmt For For For Johns 6 Elect Susan L. Lindquist Mgmt For For For 7 Elect Anne M. Mulcahy Mgmt For Against Against 8 Elect Leo F. Mullin Mgmt For For For 9 Elect William D. Perez Mgmt For For For 10 Elect Charles Prince Mgmt For Against Against 11 Elect A. Eugene Mgmt For For For Washington 12 Elect Ronald A. Williams Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Corporate Values Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bell Mgmt For Against Against 2 Elect Crandall C. Bowles Mgmt For Against Against 3 Elect Stephen B. Burke Mgmt For For For 4 Elect David M. Cote Mgmt For Against Against 5 Elect James S. Crown Mgmt For Against Against 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Ellen V. Futter Mgmt For Against Against 9 Elect Laban P. Jackson, Mgmt For Against Against Jr. 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Allow Shareholders to Mgmt For For For Act by Written Consent 15 Key Executive Mgmt For For For Performance Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 11/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Swanson, Mgmt For For For Jr. 1.2 Elect Lothar Maier Mgmt For For For 1.3 Elect Arthur Agnos Mgmt For For For 1.4 Elect John Gordon Mgmt For For For 1.5 Elect David Lee Mgmt For Withhold Against 1.6 Elect Richard Moley Mgmt For For For 1.7 Elect Thomas Volpe Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nolan D. Archibald Mgmt For For For 2 Elect Rosalind G. Brewer Mgmt For Against Against 3 Elect David B. Burritt Mgmt For Against Against 4 Elect James O. Ellis, Mgmt For For For Jr. 5 Elect Thomas J. Falk Mgmt For For For 6 Elect Marillyn A. Hewson Mgmt For For For 7 Elect Gwendolyn S. King Mgmt For For For 8 Elect James M. Loy Mgmt For Against Against 9 Elect Douglas H. Mgmt For Against Against McCorkindale 10 Elect Joseph W. Ralston Mgmt For Against Against 11 Elect Anne L. Stevens Mgmt For Against Against 12 Elect Robert J. Stevens Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Lorillard, Inc. Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect Andrew H. Card, Mgmt For For For Jr. 3 Elect Virgis W. Colbert Mgmt For Against Against 4 Elect Richard W. Roedel Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKO CUSIP 677862104 06/27/2013 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Elect Vagit Y. Alekperov Mgmt N/A Abstain N/A 3 Elect Victor V. Blazheev Mgmt N/A For N/A 4 Elect Leonid A. Fedun Mgmt N/A Abstain N/A 5 Elect Valery I. Grayfer Mgmt N/A Abstain N/A 6 Elect Igor S. Ivanov Mgmt N/A For N/A 7 Elect Ravil U. Maganov Mgmt N/A Abstain N/A 8 Elect Richard H. Matzke Mgmt N/A For N/A 9 Elect Sergei A. Mgmt N/A Abstain N/A Mikhailov 10 Elect Mark Mobius Mgmt N/A For N/A 11 Elect Guglielmo Moscato Mgmt N/A For N/A 12 Elect Nikolai M Nikolaev Mgmt N/A Abstain N/A 13 Elect Ivan Pictet Mgmt N/A For N/A 14 Elect Mikhail B. Mgmt For For For Maksimov 15 Elect Vladimir N. Mgmt For For For Nikitenko 16 Elect Aleksandr V. Mgmt For For For Surkov 17 2013 Directors' Fees Mgmt For For For 18 Directors' Fees Mgmt For For For 19 2013 Audit Commission's Mgmt For For For Fees 20 Audit Commission's Fees Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Amendments to Charter Mgmt For For For 23 Indemnification of Mgmt For For For Directors/Officers ________________________________________________________________________________ M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/16/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Amendment to Terms of Mgmt For For For Series A Preferred Stock 3 Amendment to Terms of Mgmt For For For Series C Preferred Stock 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect C. Angela Bontempo Mgmt For For For 1.3 Elect Robert Brady Mgmt For Withhold Against 1.4 Elect T. Jefferson Mgmt For For For Cunningham, III 1.5 Elect Mark Czarnecki Mgmt For For For 1.6 Elect Gary Geisel Mgmt For For For 1.7 Elect John Hawke Mgmt For For For 1.8 Elect Patrick Hodgson Mgmt For For For 1.9 Elect Richard King Mgmt For Withhold Against 1.10 Elect Jorge Pereira Mgmt For For For 1.11 Elect Michael Pinto Mgmt For For For 1.12 Elect Melinda Rich Mgmt For For For 1.13 Elect Robert Sadler, Jr. Mgmt For For For 1.14 Elect Herbert Washington Mgmt For For For 1.15 Elect Robert Wilmers Mgmt For For For 2 Employee Stock Purchase Mgmt For For For Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For Withhold Against 1.3 Elect Omar Ishrak Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Michael Leavitt Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jack Schuler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Adoption of Majority Mgmt For For For Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 6 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Men's Wearhouse Inc. Ticker Security ID: Meeting Date Meeting Status MW CUSIP 587118100 06/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Zimmer Mgmt For For For 1.2 Elect David H. Edwab Mgmt For For For 1.3 Elect Douglas S. Ewert Mgmt For For For 1.4 Elect Rinaldo S. Brutoco Mgmt For For For 1.5 Elect Michael L. Ray Mgmt For For For 1.6 Elect Sheldon I. Stein Mgmt For For For 1.7 Elect Deepak Chopra Mgmt For For For 1.8 Elect William B. Mgmt For For For Sechrest 1.9 Elect Grace Nichols Mgmt For For For 2 Amendment to the 2004 Mgmt For For For Long-Term Incentive Plan 3 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Phillip Cook Mgmt For For For 1.4 Elect John Floren Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For Withhold Against 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Maria Klawe Mgmt For For For 5 Elect Stephen Luczo Mgmt For For For 6 Elect David Marquardt Mgmt For For For 7 Elect Charles Noski Mgmt For For For 8 Elect Helmut Panke Mgmt For For For 9 Elect John Thompson Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting ________________________________________________________________________________ MTS Systems Corporation Ticker Security ID: Meeting Date Meeting Status MTSC CUSIP 553777103 02/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Anderson Mgmt For For For 1.2 Elect Jean-Lou Chameau Mgmt For For For 1.3 Elect Jefferey Graves Mgmt For For For 1.4 Elect Brendan Hegarty Mgmt For For For 1.5 Elect Emily Liggett Mgmt For For For 1.6 Elect William Murray Mgmt For For For 1.7 Elect Barb Samardzich Mgmt For For For 1.8 Elect Gail Steinel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2011 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Newell Rubbermaid, Inc. Ticker Security ID: Meeting Date Meeting Status NWL CUSIP 651229106 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott S. Cowen Mgmt For For For 2 Elect Cynthia A. Mgmt For For For Montgomery 3 Elect Jose Ignacio Mgmt For For For Perez-Lizaur 4 Elect Michael B. Polk Mgmt For For For 5 Elect Michael A. Todman Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2013 Incentive Plan Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Phyllis J. Mgmt For For For Campbell 2 Elect Michelle M. Ebanks Mgmt For For For 3 Elect Enrique Mgmt For For For Hernandez, Jr. 4 Elect Robert G. Miller Mgmt For For For 5 Elect Blake W. Nordstrom Mgmt For For For 6 Elect Erik B. Nordstrom Mgmt For For For 7 Elect Peter E. Nordstrom Mgmt For For For 8 Elect Philip G. Satre Mgmt For For For 9 Elect B. Kevin Turner Mgmt For For For 10 Elect Robert D. Walter Mgmt For For For 11 Elect Alison A. Winter Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2010 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Norfolk Southern Corporation Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Bell, Jr. Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Wesley Bush Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect Karen Horn Mgmt For Against Against 7 Elect Burton Joyce Mgmt For For For 8 Elect Steven Leer Mgmt For For For 9 Elect Michael Lockhart Mgmt For For For 10 Elect Charles Moorman, Mgmt For For For IV 11 Elect Martin Nesbitt Mgmt For For For 12 Elect John Thompson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Provide Right to Call a Mgmt For For For Special Meeting ________________________________________________________________________________ Northern Trust Corporation Ticker Security ID: Meeting Date Meeting Status NTRS CUSIP 665859104 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Linda Walker Bynoe Mgmt For For For 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For For For 1.4 Elect Dipak Jain Mgmt For For For 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Edward Mooney Mgmt For For For 1.7 Elect Jose Luis Prado Mgmt For For For 1.8 Elect John Rowe Mgmt For For For 1.9 Elect Martin Slark Mgmt For For For 1.10 Elect David Smith, Jr. Mgmt For For For 1.11 Elect Charles Tribbett Mgmt For For For III 1.12 Elect Frederick Waddell Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter C. Browning Mgmt For Withhold Against 1.2 Elect Clayton C. Daley, Mgmt For For For Jr. 1.3 Elect Daniel R. DiMicco Mgmt For For For 1.4 Elect John J. Ferriola Mgmt For For For 1.5 Elect Harvey B. Gantt Mgmt For For For 1.6 Elect Victoria F. Haynes Mgmt For For For 1.7 Elect Bernard L. Kasriel Mgmt For For For 1.8 Elect Christopher J. Mgmt For For For Kearney 1.9 Elect Raymond J. Mgmt For For For Milchovich 1.10 Elect John H. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Mgmt For For For Officers Annual and Long-Term Incentive Plans 4 Amendment to the Mgmt For For For Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds 5 Amendment to Bylaws to Mgmt For For For Reduce Supermajority Voting Threshold 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 7 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul B. Murphy Jr. Mgmt For For For 1.2 Elect Harris J. Pappas Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan R. Batkin Mgmt For For For 4 Elect Mary C. Choksi Mgmt For For For 5 Elect Robert C. Clark Mgmt For For For 6 Elect Leonard S. Mgmt For For For Coleman, Jr. 7 Elect Errol M. Cook Mgmt For For For 8 Elect Susan S. Denison Mgmt For For For 9 Elect Michael A. Henning Mgmt For For For 10 Elect John R. Murphy Mgmt For For For 11 Elect John R. Purcell Mgmt For For For 12 Elect Linda Johnson Rice Mgmt For For For 13 Elect Gary L. Roubos Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2013 Incentive Award Mgmt For For For Plan 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Principal Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael T. Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra L. Helton Mgmt For For For 4 Elect Larry D. Zimpleman Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rayonier Inc. Ticker Security ID: Meeting Date Meeting Status RYN CUSIP 754907103 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. David Brown II Mgmt For For For 2 Elect John E. Bush Mgmt For For For 3 Elect Thomas I. Morgan Mgmt For For For 4 Re-Approval of the Mgmt For For For Material Terms under the Non-Equity Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Republic Services, Inc. Ticker Security ID: Meeting Date Meeting Status RSG CUSIP 760759100 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James W. Crownover Mgmt For For For 2 Elect William J. Flynn Mgmt For For For 3 Elect Michael Larson Mgmt For For For 4 Elect Nolan Lehmann Mgmt For For For 5 Elect W. Lee Nutter Mgmt For For For 6 Elect Ramon A. Rodriguez Mgmt For For For 7 Elect Donald W. Slager Mgmt For For For 8 Elect Allan C. Sorensen Mgmt For For For 9 Elect John M. Trani Mgmt For For For 10 Elect Michael W. Wickham Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 14 Shareholder Proposal ShrHoldr Against For Against Regarding the Approval of Survivor Benefits (Golden Coffins) 15 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel M. Delen Mgmt For For For 2 Elect Martin D. Mgmt For For For Feinstein 3 Elect Lionel L. Nowell, Mgmt For For For III 4 Elect Neil R. Withington Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Spectra Energy Corp. Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William T. Esrey Mgmt For For For 2 Elect Gregory L. Ebel Mgmt For For For 3 Elect Austin A. Adams Mgmt For For For 4 Elect Joseph Alvarado Mgmt For For For 5 Elect Pamela L. Carter Mgmt For For For 6 Elect F. Anthony Comper Mgmt For For For 7 Elect Peter B. Hamilton Mgmt For For For 8 Elect Dennis R. Hendrix Mgmt For For For 9 Elect Michael McShane Mgmt For For For 10 Elect Michael G. Morris Mgmt For For For 11 Elect Michael E.J. Mgmt For For For Phelps 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Fugitive Methane Emissions ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne S. Austin Mgmt For For For 2 Elect Douglas M. Baker, Mgmt For For For Jr. 3 Elect Henrique de Castro Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Mary N. Dillon Mgmt For For For 6 Elect James A. Johnson Mgmt For Against Against 7 Elect Mary E. Minnick Mgmt For For For 8 Elect Anne M. Mulcahy Mgmt For Against Against 9 Elect Derica W. Rice Mgmt For For For 10 Elect Gregg W. Mgmt For For For Steinhafel 11 Elect John G. Stumpf Mgmt For For For 12 Elect Solomon D. Mgmt For For For Trujillo 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Electronic Waste ________________________________________________________________________________ Tesoro Corporation Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rodney F. Chase Mgmt For For For 2 Elect Gregory J. Goff Mgmt For For For 3 Elect Robert W. Goldman Mgmt For For For 4 Elect Steven H. Mgmt For For For Grapstein 5 Elect David Lilley Mgmt For For For 6 Elect Mary Pat McCarthy Mgmt For For For 7 Elect Jim W. Nokes Mgmt For For For 8 Elect Susan Tomasky Mgmt For For For 9 Elect Michael E. Wiley Mgmt For For For 10 Elect Patrick Y. Yang Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2011 Mgmt For Against Against Long-Term Incentive Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Arnold A. Allemang Mgmt For For For 2 Elect Ajay S. Banga Mgmt For For For 3 Elect Jacqueline K. Mgmt For For For Barton 4 Elect James A. Bell Mgmt For For For 5 Elect Jeff M. Fettig Mgmt For For For 6 Elect Andrew N. Liveris Mgmt For For For 7 Elect Paul Polman Mgmt For For For 8 Elect Dennis H. Reilley Mgmt For For For 9 Elect James M. Ringler Mgmt For For For 10 Elect Ruth G. Shaw Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ The McGraw-Hill Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MHP CUSIP 580645109 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pedro Aspe Mgmt For For For 2 Elect Sir Winfried Mgmt For For For Bischoff 3 Elect William D. Green Mgmt For For For 4 Elect Charles E. Mgmt For For For Haldeman, Jr. 5 Elect Linda Koch Lorimer Mgmt For For For 6 Elect Harold W. McGraw Mgmt For For For III 7 Elect Robert P. McGraw Mgmt For For For 8 Elect Hilda Mgmt For For For Ochoa-Brillembourg 9 Elect Sir Michael Rake Mgmt For For For 10 Elect Edward B. Rust, Mgmt For Against Against Jr. 11 Elect Kurt L. Schmoke Mgmt For For For 12 Elect Sidney Taurel Mgmt For For For 13 Elect Richard E. Mgmt For For For Thornburgh 14 Company Name Change Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect John S. Chen Mgmt For For For 3 Elect Judith L. Estrin Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Fred H. Langhammer Mgmt For For For 6 Elect Aylwin B. Lewis Mgmt For For For 7 Elect Monica C. Lozano Mgmt For For For 8 Elect Robert W. Mgmt For For For Matschullat 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin C. Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2002 Mgmt For Against Against Executive Performance Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 15 Shareholder Proposal ShrHoldr Against For Against Regarding Separation of Chairman and CEO ________________________________________________________________________________ The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan S. Armstrong Mgmt For For For 2 Elect Joseph R. Mgmt For For For Cleveland 3 Elect Kathleen B. Cooper Mgmt For For For 4 Elect John A. Hagg Mgmt For For For 5 Elect Juanita H. Hinshaw Mgmt For For For 6 Elect Ralph Izzo Mgmt For For For 7 Elect Frank T. MacInnis Mgmt For For For 8 Elect Steven W. Nance Mgmt For For For 9 Elect Murray D. Smith Mgmt For For For 10 Elect Janice D. Stoney Mgmt For For For 11 Elect Laura A. Sugg Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tiffany & Co. Ticker Security ID: Meeting Date Meeting Status TIF CUSIP 886547108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Mgmt For For For Kowalski 2 Elect Rose Marie Bravo Mgmt For Against Against 3 Elect Gary E. Costley Mgmt For For For 4 Elect Lawrence K. Fish Mgmt For For For 5 Elect Abby F. Kohnstamm Mgmt For For For 6 Elect Charles K. Marquis Mgmt For For For 7 Elect Peter W. May Mgmt For For For 8 Elect William A. Shutzer Mgmt For For For 9 Elect Robert S. Singer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tupperware Brands Corporation Ticker Security ID: Meeting Date Meeting Status TUP CUSIP 899896104 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Catherine A. Mgmt For For For Bertini 2 Elect Susan M. Cameron Mgmt For For For 3 Elect Kriss Cloninger Mgmt For For For III 4 Elect E. V. Goings Mgmt For For For 5 Elect Joe R. Lee Mgmt For For For 6 Elect Angel R. Martinez Mgmt For For For 7 Elect Antonio Monteiro Mgmt For For For de Castro 8 Elect Robert J. Murray Mgmt For For For 9 Elect David R. Parker Mgmt For For For 10 Elect Joyce M. Roche Mgmt For For For 11 Elect M. Anne Szostak Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ UIL Holdings Corporation Ticker Security ID: Meeting Date Meeting Status UIL CUSIP 902748102 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thelma R. Albright Mgmt For For For 1.2 Elect Arnold L. Chase Mgmt For Withhold Against 1.3 Elect Betsy Henley-Cohn Mgmt For For For 1.4 Elect Suedeen G. Kelly Mgmt For For For 1.5 Elect John L. Lahey Mgmt For For For 1.6 Elect Daniel J. Miglio Mgmt For For For 1.7 Elect William F. Murdy Mgmt For For For 1.8 Elect William B. Plummer Mgmt For For For 1.9 Elect Donald R. Shassian Mgmt For For For 1.10 Elect James P. Torgerson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2008 Mgmt For Against Against Stock Incentive Compensation Plan ________________________________________________________________________________ United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Louis Chenevert Mgmt For For For 2 Elect John V. Faraci Mgmt For For For 3 Elect Jean-Pierre Mgmt For For For Garnier 4 Elect Jamie S. Gorelick Mgmt For For For 5 Elect Edward A. Kangas Mgmt For For For 6 Elect Ellen J. Kullman Mgmt For For For 7 Elect Marshall O. Larsen Mgmt For For For 8 Elect Harold W. McGraw Mgmt For For For III 9 Elect Richard B. Myers Mgmt For For For 10 Elect H. Patrick Swygert Mgmt For For For 11 Elect Andre Villeneuve Mgmt For For For 12 Elect Christine Todd Mgmt For For For Whitman 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerry D. Choate Mgmt For For For 2 Elect Ruben M. Escobedo Mgmt For Against Against 3 Elect William R. Klesse Mgmt For For For 4 Elect Deborah P. Majoras Mgmt For For For 5 Elect Bob Marbut Mgmt For For For 6 Elect Donald L. Nickles Mgmt For For For 7 Elect Phillip J. Mgmt For For For Pfeiffer 8 Elect Robert A. Profusek Mgmt For For For 9 Elect Susan K. Purcell Mgmt For For For 10 Elect Stephen M. Waters Mgmt For For For 11 Elect Randall J. Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For For For Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ VF Corporation Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard T. Carucci Mgmt For For For 1.2 Elect Juliana L. Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis, Jr. Mgmt For For For 1.5 Elect Matthew J. Mgmt For For For Shattock 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Executive Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Henry J. Herrmann Mgmt For For For 1.2 Elect James M. Raines Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Walgreen Co. Ticker Security ID: Meeting Date Meeting Status WAG CUSIP 931422109 01/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janice Babiak Mgmt For For For 2 Elect David J. Brailer Mgmt For For For 3 Elect Steven Davis Mgmt For For For 4 Elect William Foote Mgmt For For For 5 Elect Mark Frissora Mgmt For For For 6 Elect Ginger Graham Mgmt For For For 7 Elect Alan McNally Mgmt For For For 8 Elect Dominic Murphy Mgmt For For For 9 Elect Stefano Pessina Mgmt For For For 10 Elect Nancy Schlichting Mgmt For For For 11 Elect Alejandro Silva Mgmt For For For 12 Elect James Skinner Mgmt For For For 13 Elect Gregory Wasson Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2013 Omnibus Incentive Mgmt For For For Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For Against Against 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Susan E. Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald M. James Mgmt For Against Against 8 Elect Cynthia H. Mgmt For Against Against Milligan 9 Elect Federico F. Pena Mgmt For For For 10 Elect Howard V. Mgmt For For For Richardson 11 Elect Judith M. Runstad Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect John G. Stumpf Mgmt For For For 14 Elect Susan G. Swenson Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approve the Company's Mgmt For For For Amended and Restated Long-Term Incentive Compensation Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Discriminitory Mortgage Servicing and Foreclosure Practices ________________________________________________________________________________ Westar Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WR CUSIP 95709T100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard L. Hawley Mgmt For For For 1.2 Elect B. Anthony Isaac Mgmt For For For 1.3 Elect S. Carl Mgmt For For For Soderstrom, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gail K. Boudreaux Mgmt For For For 2 Elect Fredric W. Mgmt For For For Corrigan 3 Elect Richard K. Davis Mgmt For For For 4 Elect Benjamin G.S. Mgmt For For For Fowke III 5 Elect Albert F. Moreno Mgmt For For For 6 Elect Richard T. O'Brien Mgmt For For For 7 Elect Christopher J. Mgmt For For For Policinski 8 Elect A. Patricia Mgmt For For For Sampson 9 Elect James J. Sheppard Mgmt For For For 10 Elect David A. Mgmt For For For Westerlund 11 Elect Kim Williams Mgmt For For For 12 Elect Timothy V. Wolf Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman Item 6: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Europe Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Adidas AG Ticker Security ID: Meeting Date Meeting Status ADS CINS D0066B185 05/08/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Management Board Acts 9 Ratification of Mgmt For For For Supervisory Board Acts 10 Amendments to Mgmt For For For Intra-company Contracts 11 Increase in Authorized Mgmt For For For Capital 2013/I 12 Increase in Authorized Mgmt For For For Capital 2013/II 13 Increase in Authorized Mgmt For For For Capital 2013/III 14 Appointment of Auditor Mgmt For For For 15 Appointment of Auditor Mgmt For For For for Interim Statements ________________________________________________________________________________ Air Liquide Ticker Security ID: Meeting Date Meeting Status AI CINS F01764103 05/07/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Authority to Repurchase Mgmt For For For Shares 8 Elect Thierry Desmarest Mgmt For For For 9 Elect Thierry Peugeot Mgmt For For For 10 Life Insurance Benefits Mgmt For For For (Benoit Potier) 11 Life Insurance Benefits Mgmt For For For (Pierre Dufour) 12 Authority to Issue Debt Mgmt For For For Instruments 13 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 14 Authority to Grant Mgmt For Against Against Stock Options 15 Authority to Issue Mgmt For Against Against Restricted Shares 16 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 17 Greenshoe Mgmt For For For 18 Employee Stock Purchase Mgmt For For For Plan 19 Employee Stock Purchase Mgmt For For For Plan for Overseas Employees 20 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Aker Solutions ASA Ticker Security ID: Meeting Date Meeting Status AKSO CINS R0180X100 04/12/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Agenda Mgmt For For For 7 Election of Individuals Mgmt For For For to Check Minutes 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 10 Compensation Guidelines Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Nominating Committee Mgmt For For For Fees 13 Election of Directors Mgmt For For For 14 Election of Nominating Mgmt For For For Committee Members 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Repurchase Mgmt For For For Shares Pursuant to Acquisitions, Mergers, Demergers or Other Transfers of Business 17 Authority to Repurchase Mgmt For For For Shares Pursuant to Employee Share Programme 18 Authority to Repurchase Mgmt For For For Shares for Cancellation ________________________________________________________________________________ Allianz SE Ticker Security ID: Meeting Date Meeting Status ALV CINS D03080112 05/07/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Management Board Acts 9 Ratification of Mgmt For For For Supervisory Board Acts 10 Elect Christine Bosse Mgmt For For For ________________________________________________________________________________ AMAG Austria Metall AG Ticker Security ID: Meeting Date Meeting Status AMAG CINS A0432K102 04/16/2013 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Supervisory Board Mgmt For For For Members' Fees 6 Appointment of Auditor Mgmt For Against Against 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Atos Origin SA Ticker Security ID: Meeting Date Meeting Status ATO CINS F06116101 05/29/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Elect Aminata Niane Mgmt For For For 10 Elect Vernon Sankey Mgmt For For For 11 Elect Lynn Sharp Paine Mgmt For For For 12 Elect Jean Fleming Mgmt For For For 13 Elect Daniel Gargot Mgmt Against Against For 14 Elect Denis Lesieur Mgmt Against Against For 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Cancel Mgmt For For For Shares and Reduce Capital 17 Employee Stock Purchase Mgmt For For For Plan 18 Authority to Issue Mgmt For For For Restricted Shares 19 Amendment Regarding Mgmt For For For Directors' Shareholdings 20 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Basf SE Ticker Security ID: Meeting Date Meeting Status BAS CINS D06216317 04/26/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Ratification of Mgmt For For For Management Board Acts 10 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ BIC (Societe Bic) Ticker Security ID: Meeting Date Meeting Status BB CINS F10080103 05/15/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Mgmt For For For Shares 9 Elect Bruno Bich Mgmt For For For 10 Elect Mario Guevara Mgmt For For For 11 Elect Elizabeth Bastoni Mgmt For For For 12 Amendment to the Mgmt For For For Corporate Purpose 13 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 14 Authority to Issue Mgmt For Against Against Restricted Shares 15 Authority to Grant Mgmt For Against Against Stock Options 16 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Biomerieux Ticker Security ID: Meeting Date Meeting Status BIM CINS F1149Y109 05/29/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non-Tax-Deductible Expenses 5 Ratification of Board Mgmt For For For Acts 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Related Party Mgmt For For For Transactions 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Cancel Mgmt For For For Shares 11 Amendment to Article 14 Mgmt For For For 12 Amendment to Article 19 Mgmt For For For 13 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Mgmt For Against Against Shares through Public Offer 15 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securities Through Private Placement 16 Authority to Set Mgmt For Against Against Offering Price of Shares & Discount 17 Greenshoe Mgmt For Against Against 18 Authority to Increase Mgmt For Against Against Capital In Consideration for Contributions in Kind 19 Employee Stock Purchase Mgmt For For For Plan 20 Authority to Increase Mgmt For For For Capital Through Capitalizations 21 Limit to Capital Mgmt For For For Increase 22 Authority to Grant Mgmt For Against Against Restricted Shares 23 Authority to Increase Mgmt For Against Against Capital as a Takeover Defense 24 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ BNP Paribas Ticker Security ID: Meeting Date Meeting Status BNP CINS F1058Q238 05/15/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transactions 8 Severance Agreement Mgmt For Against Against (Jean-Laurent Bonnafe) 9 Authority to Repurchase Mgmt For For For Shares 10 Elect Jean-Laurent Mgmt For For For Bonnafe 11 Elect Michel J. Tilmant Mgmt For For For 12 Elect Emiel Van Mgmt For Against Against Broekhoven 13 Elect Christophe de Mgmt For For For Margerie 14 Elect Marion Guillou Mgmt For For For 15 Authorization of Legal Mgmt For For For Formalities for Statutory Auditors 16 Amendments to Articles Mgmt For For For 17 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 18 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ British American Tobacco plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/25/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Richard Burrows Mgmt For For For 7 Elect John P. Daly Mgmt For For For 8 Elect Karen de Segundo Mgmt For For For 9 Elect Nicandro Durante Mgmt For For For 10 Elect Ann Godbehere Mgmt For For For 11 Elect Christine Mgmt For For For Morin-Postel 12 Elect Gerard Murphy Mgmt For For For 13 Elect Kieran Poynter Mgmt For For For 14 Elect Anthony Ruys Mgmt For For For 15 Elect Ben Stevens Mgmt For For For 16 Elect Richard Tubb Mgmt For For For 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ British Sky Broadcasting Group plc Ticker Security ID: Meeting Date Meeting Status BSY CINS G15632105 11/01/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Tracy Clarke Mgmt For For For 4 Elect Jeremy Darroch Mgmt For For For 5 Elect David DeVoe Mgmt For For For 6 Elect Nicholas Ferguson Mgmt For For For 7 Elect Martin Gilbert Mgmt For Against Against 8 Elect Andrew Griffith Mgmt For For For 9 Elect Andrew Higginson Mgmt For For For 10 Elect Thomas Mockridge Mgmt For For For 11 Elect James Murdoch Mgmt For Against Against 12 Elect Matthieu Pigasse Mgmt For For For 13 Elect Daniel Rimer Mgmt For For For 14 Elect Arthur Siskind Mgmt For Against Against 15 Elect Lord Wilson of Mgmt For For For Dinton 16 Appointment of Auditor Mgmt For For For and Authority to Set Fees 17 Directors' Remuneration Mgmt For Against Against Report 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 22 Authority to Repurchase Mgmt For For For Shares 23 Off-Market Repurchase Mgmt For For For of Shares 24 Related Party Mgmt For For For Transaction (Off-Market Repurchases) ________________________________________________________________________________ Burberry Group plc Ticker Security ID: Meeting Date Meeting Status BRBY CINS G1699R107 07/12/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect John Peace Mgmt For For For 5 Elect Angela Ahrendts Mgmt For For For 6 Elect Philip Bowman Mgmt For For For 7 Elect Ian Carter Mgmt For For For 8 Elect Stacey Cartwright Mgmt For For For 9 Elect Stephanie George Mgmt For For For 10 Elect John Smith Mgmt For For For 11 Elect David Tyler Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authorisation of Mgmt For For For Political Donations 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Carlsberg A/S Ticker Security ID: Meeting Date Meeting Status CARL-B CINS K36628137 03/21/2013 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Mgmt For For For Ratification of Supervisory Board and Management Acts 7 Allocation of Mgmt For For For Profits/Dividends 8 Supervisory Board Fees Mgmt For For For 9 Compensation Guidelines Mgmt For For For 10 Elect Flemming Mgmt For For For Besenbacher 11 Elect Jess Soderberg Mgmt For For For 12 Elect Per Ohrgaard Mgmt For For For 13 Elect Lars Stemmerik Mgmt For For For 14 Elect Richard Burrows Mgmt For For For 15 Elect Kees van der Graaf Mgmt For For For 16 Elect Donna Cordner Mgmt For For For 17 Elect Elisabeth Fleuriot Mgmt For For For 18 Elect Soren-Peter Fuchs Mgmt For For For Olesen 19 Elect Nina Smith Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cermaq ASA Ticker Security ID: Meeting Date Meeting Status CEQ CINS R1536Z104 05/21/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Presiding Mgmt For For For Chairman 6 Election of Individual Mgmt For For For to Check Minutes 7 Notice of Meeting and Mgmt For For For Agenda 8 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 9 Corporate Governance Mgmt For For For Report 10 Compensation Guidelines Mgmt For For For 11 Authority to Repurchase Mgmt For For For Shares Pursuant to Share Option Program 12 Authority to Set Mgmt For For For Auditor's Fees 13 Directors' Fees Mgmt For For For 14 Nomination Committee Mgmt For For For Fees 15 Audit Committee Fees Mgmt For For For 16 Compensation Committee Mgmt For For For Fees 17 Elect Rebekka Glasser Mgmt For For For Herlofsen 18 Elect Helge Midttun Mgmt For For For 19 Elect Ase Aulie Michelet Mgmt For For For 20 Elect Samuel Dyer Coriat Mgmt For For For 21 Acquisition (Rights Mgmt For For For Offering) 22 Acquisition (Share Mgmt For For For Issuance) ________________________________________________________________________________ Dassault Systemes SA Ticker Security ID: Meeting Date Meeting Status DSY CINS F2457H100 05/30/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non-Tax Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Related Party Mgmt For For For Transactions 9 Elect Odile Desforges Mgmt For For For 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 12 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 13 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 14 Authority to Issue Mgmt For For For Shares and/or Convertible Securities Through Private Placement 15 Authority to Grant Mgmt For Against Against Warrants 16 Authority to Increase Mgmt For For For Capital Through Capitalizations 17 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 18 Authority to Issue Mgmt For Against Against Restricted Shares 19 Authority to Grant Mgmt For Against Against Stock Options 20 Employee Stock Purchase Mgmt For For For Plan 21 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Deutsche Bank AG Ticker Security ID: Meeting Date Meeting Status DBK CINS D18190898 04/11/2013 Voted Meeting Type Country of Trade Special Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Confirmation of the Mgmt For For For Allocation of Profits/Dividends from 2012 AGM 7 Confirmation of the Mgmt For For For Appointment of Auditor from 2012 AGM 8 Elect Paul Achleitner Mgmt For For For 9 Elect Peter Loscher Mgmt For For For 10 Elect Klaus Trutzschler Mgmt For For For ________________________________________________________________________________ Deutsche Bank AG Ticker Security ID: Meeting Date Meeting Status DBK CINS D18190898 05/23/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Management Board Acts 9 Ratification of Mgmt For For For Supervisory Board Acts 10 Appointment of Auditor Mgmt For Against Against 11 Authority to Trade in Mgmt For For For Company Stock 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Repurchase Mgmt For For For Shares Using Equity Derivatives 14 Compensation Policy Mgmt For For For 15 Supervisory Board Mgmt For For For Members' Fees 16 Elect John Cryan Mgmt For For For 17 Elect Henning Kagermann Mgmt For For For 18 Elect Suzanne B. Labarge Mgmt For For For 19 Elect Johannes Teyssen Mgmt For For For 20 Elect George F. Thoma Mgmt For For For 21 Elect Tilman Todenhofer Mgmt For For For 22 Elect Dina Dublon Mgmt For For For 23 Increase in Authorized Mgmt For For For Capital 24 Intra-company Control Mgmt For For For Agreement ________________________________________________________________________________ DSM NV Ticker Security ID: Meeting Date Meeting Status DSM CINS N5017D122 05/03/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Election of Management Mgmt For For For Board Member 6 Elect Pierre Hochuli Mgmt For For For 7 Amendments to Mgmt For For For Remuneration Policy 8 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 9 Authority to Suppress Mgmt For For For Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Cancel Mgmt For For For Shares 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ DSV A/S Ticker Security ID: Meeting Date Meeting Status DSV CINS K3013J154 03/21/2013 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Authority to Reduce Mgmt For For For Share Capital 7 Directors' Fees 2012 Mgmt For For For 8 Directors' Fees 2013 Mgmt For For For 9 Allocation of Mgmt For For For Profits/Dividends 10 Elect Kurt K. Larsen Mgmt For Against Against 11 Elect Erik B. Pedersen Mgmt For For For 12 Elect Kaj Christiansen Mgmt For For For 13 Elect Annette Sadolin Mgmt For For For 14 Elect Birgit W. Norgaard Mgmt For For For 15 Elect Thomas Plenborg Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Reduce Mgmt For For For Share Capital 18 Authority to Repurchase Mgmt For For For Shares 19 Amendments to Authority Mgmt For For For to Issue Convertible Securities 20 Amendment to Articles Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Essilor International Ticker Security ID: Meeting Date Meeting Status EI CINS F31668100 05/16/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers Audit) 8 Appointment of Auditor Mgmt For For For (Mazars) 9 Elect Yves Chevillotte Mgmt For For For 10 Elect Mireille Faugere Mgmt For For For 11 Elect Xavier Fontanet Mgmt For For For 12 Elect Maureen Cavanagh Mgmt For For For 13 Authority to Repurchase Mgmt For For For Shares 14 Employee Stock Purchase Mgmt For For For Plan 15 Authority to Issue Mgmt For For For Shares and Convertible Securities through Private Placement 16 Amendment Regarding Mgmt For For For Double Voting Rights 17 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ GEA Group AG Ticker Security ID: Meeting Date Meeting Status GEA cins D28304109 04/18/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Gerry Weber International AG Ticker Security ID: Meeting Date Meeting Status GWI CINS D95473225 06/06/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For For For Capital 10 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 11 Intra-company Control Mgmt For For For Agreements 12 Intra-company Control Mgmt For For For Agreements 13 Intra-company Control Mgmt For For For Agreements ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CINS G3910J112 05/01/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Lynn L. Elsenhans Mgmt For For For 4 Elect Jing Ulrich Mgmt For For For 5 Elect Hans Wijers Mgmt For For For 6 Elect Sir Christopher Mgmt For Against Against Gent 7 Elect Sir Andrew Witty Mgmt For For For 8 Elect Sir Roy Anderson Mgmt For For For 9 Elect Stephanie A. Burns Mgmt For For For 10 Elect Stacey Cartwright Mgmt For For For 11 Elect Simon Dingemans Mgmt For For For 12 Elect Judy C. Lewent Mgmt For For For 13 Elect Sir Deryck C. Mgmt For For For Maughan 14 Elect Daniel Podolsky Mgmt For For For 15 Elect Moncef Slaoui Mgmt For For For 16 Elect Tom de Swaan Mgmt For Against Against 17 Elect Sir Robert Wilson Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Repurchase Mgmt For For For Shares 24 Exemption from Mgmt For For For Statement of Senior Auditor's Name 25 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Groupe Steria S.C.A. Ticker Security ID: Meeting Date Meeting Status RIA CINS F9892P100 05/30/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Related Party Mgmt For Against Against Transactions 9 Authority to Repurchase Mgmt For For For Shares 10 Relocation of Corporate Mgmt For For For Headquarters 11 Authority to Cancel Mgmt For For For Shares 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Increase Mgmt For For For Capital Through Capitalizations 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For For For Shares Through Private Placement 16 Authority to Increase Mgmt For For For Share Issuance Limit 17 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 18 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 19 Global Ceiling on Mgmt For For For Capital Increases 20 Employee Stock Purchase Mgmt For Against Against Plan 21 Employee Stock Purchase Mgmt For Against Against Plan for Overseas Employees 22 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Heineken NV Ticker Security ID: Meeting Date Meeting Status HEIA CINS N39427211 04/25/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Authority to Repurchase Mgmt For For For Shares 8 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 9 Authority to Suppress Mgmt For For For Preemptive Rights 10 Extraordinary Share Mgmt For For For Award for Executive Board 11 Elect Jean-Francois M. Mgmt For For For L. van Boxmeer 12 Retention Shares for Mgmt For Against Against J.F.M.L. van Boxmeer 13 Elect Maarten Das Mgmt For Against Against 14 Elect Christophe Navarre Mgmt For For For 15 Elect Henk Scheffers Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Hexagon AB Ticker Security ID: Meeting Date Meeting Status HEXA CINS W40063104 05/13/2013 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Mgmt For For For Chairman 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals Mgmt For For For to Check Minutes 9 Compliance with Rules Mgmt For For For of Convocation 10 CEO's Address Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Mgmt For For For Profits/Dividends 14 Ratification of Board Mgmt For For For and Management Acts 15 Board Size Mgmt For For For 16 Directors and Auditors' Mgmt For For For Fees 17 Election of Directors; Mgmt For For For Appointment of Auditor 18 Nomination Committee Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Compensation Guidelines Mgmt For Against Against 21 Authority to Repurchase Mgmt For For For and Reissue Shares 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hugo Boss AG Ticker Security ID: Meeting Date Meeting Status BOS3 CINS D34902102 05/16/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Management Board Acts 9 Ratification of Mgmt For For For Supervisory Board Acts 10 Appointment of Auditor Mgmt For For For 11 Amendment to Mgmt For For For Intra-company Control Agreement with HUGO BOSS Beteiligungsgesellschaf t mbH 12 Amendment to Mgmt For For For Intra-company Control Agreement with HUGO BOSS Internationale Beteiligungs GmbH ________________________________________________________________________________ Ingenico Ticker Security ID: Meeting Date Meeting Status ING CINS F51723116 04/29/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Ratification of Board Acts; Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Related Party Mgmt For For For Transactions 9 Severance Package Mgmt For Against Against (Philippe Lazare) 10 Appointment of Auditor Mgmt For For For 11 Appointment of Mgmt For For For Alternate Auditor 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Mgmt For Against Against Shares 14 Authority to Cancel Mgmt For For For Shares and Reduce Capital 15 Authority to Increase Mgmt For For For Capital Through Capitalizations 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For Against Against Shares Through Private Placement 19 Greenshoe Mgmt For Against Against 20 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 21 Global Ceiling on Mgmt For For For Capital Increases 22 Employee Stock Purchase Mgmt For For For Plan 23 Employee Stock Purchase Mgmt For For For Plan For Overseas Employees 24 Authority to Grant Mgmt For Against Against Stock Options 25 Authority to Issue Mgmt For Against Against Restricted Shares 26 Authority to Use Mgmt For Against Against Capital Authorities as Takeover Defense 27 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Linde AG Ticker Security ID: Meeting Date Meeting Status LIN CINS D50348107 05/29/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For For For Capital 10 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 11 Cancellation of Mgmt For For For Conditional Capital 2002 12 Elect Ann-Kristin Mgmt For For For Achleitner 13 Elect Clemens Borsig Mgmt For For For 14 Elect Michael Diekmann Mgmt For For For 15 Elect Franz Fehrenbach Mgmt For For For 16 Elect Klaus-Peter Muller Mgmt For For For 17 Elect Manfred Schneider Mgmt For For For 18 Elect Mathias Otto as Mgmt For For For Alternate Member 19 Elect Gunter Hugger as Mgmt For For For Alternate Member 20 Amendment to Corporate Mgmt For For For Purpose 21 Amendments to Articles Mgmt For For For Regarding Supervisory Board Composition 22 Supervisory Board Mgmt For For For Members' Fees 23 Amendments to Articles Mgmt For For For Regarding Company Announcements ________________________________________________________________________________ LVMH Moet Hennessy Louis Vuitton SA Ticker Security ID: Meeting Date Meeting Status MC CINS F58485115 04/18/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Related Party Mgmt For Against Against Transactions 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Bernard Arnault Mgmt For For For 9 Elect Bernadette Chirac Mgmt For For For 10 Elect Nicholas Clive Mgmt For Against Against Worms 11 Elect Charles de Mgmt For For For Croisset 12 Elect Francesco Trapani Mgmt For For For 13 Elect Hubert Vedrine Mgmt For For For 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Cancel Mgmt For For For Shares and Reduce Capital 16 Authority to Increase Mgmt For For For Capital Through Capitalization 17 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 18 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securities w/o Preemptive Rights 19 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securities Through Private Placement 20 Authority to Set Mgmt For Against Against Offering Price of Shares 21 Greenshoe Mgmt For Against Against 22 Authority to Increase Mgmt For Against Against Capital in Case of Exchange Offer 23 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 24 Authority to Increase Mgmt For For For Capital Under Employee Savings Plan 25 Global Ceiling on Mgmt For For For Increase in Capital 26 Authority to Issue Mgmt For Against Against Restricted Shares 27 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Mersen SA Ticker Security ID: Meeting Date Meeting Status MRN CINS F9622M146 05/16/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Related Party Mgmt For For For Transactions 9 Elect Yann Chareton Mgmt For For For 10 Elect Herve Couffin Mgmt For Against Against 11 Elect Dominique Gaillard Mgmt For For For 12 Elect Carolle Foissaud Mgmt For For For 13 Elect Ulricke Steinhorst Mgmt For For For 14 Authority to Repurchase Mgmt For For For Shares 15 Authorization of Legal Mgmt For For For Formalities 16 Authority to Issue Mgmt For Against Against Warrants as a Takeover Defense 17 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Michelin SCA Ticker Security ID: Meeting Date Meeting Status ML CINS F61824144 05/17/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendment to Article 15 Mgmt For For For 5 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Consolidated Accounts Mgmt For For For and Reports 9 Related Party Mgmt For For For Transactions 10 Authority to Repurchase Mgmt For For For Shares 11 Elect Barbara Dalibard Mgmt For For For 12 Elect Louis Gallois Mgmt For For For 13 Elect Anne-Sophie de La Mgmt For For For Bigne 14 Elect Jean-Pierre Mgmt For For For Duprieu 15 Elect Olivier Bazil Mgmt For For For 16 Elect Michel Rollier Mgmt For For For 17 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CINS H5820Q150 02/22/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Board Mgmt For For For and Management Acts 5 Allocation of Mgmt For For For Profits/Dividends 6 Compensation Policy Mgmt For For For 7 Elect Verena Briner Mgmt For For For 8 Elect Jorg Reinhardt Mgmt For For For 9 Elect Charles Sawyers Mgmt For For For 10 Elect William Winters Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Miscellaneous ShrHoldr N/A Abstain N/A Shareholder Proposals or Countermotions 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Novo Nordisk A/S Ticker Security ID: Meeting Date Meeting Status NOVO-B CINS K7314N152 03/20/2013 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Report of the Auditor Mgmt For For For 5 Directors' Fees (Fiscal Mgmt For For For Year 2012) 6 Directors' Fees (Fiscal Mgmt For For For Year 2013) 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Goran A. Ando Mgmt For For For 9 Elect Jeppe Christiansen Mgmt For For For 10 Elect Henrik Gurtler Mgmt For For For 11 Elect Bruno Angelici Mgmt For For For 12 Elect Hannu Ryopponen Mgmt For Against Against 13 Elect Liz Hewitt Mgmt For For For 14 Elect Thomas P Koestler Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Cancel Mgmt For For For Shares and Reduce Capital 17 Authority to Issue Mgmt For For For Shares w/ or w/out Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Compensation Guidelines Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Novozymes A/S Ticker Security ID: Meeting Date Meeting Status NZYM'B CINS K7317J133 02/28/2013 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' Fees Mgmt For For For 9 Elect Henrik Gurtler as Mgmt For Against Against Chairman 10 Elect Kurt Anker Mgmt For For For Nielsen as Vice Chairman 11 Elect Lena Olving Mgmt For For For 12 Elect Jorgen Buhl Mgmt For For For Rasmussen 13 Elect Agnete Mgmt For For For Raaschou-Nielsen 14 Elect Mathias Uhlen Mgmt For For For 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Reduce Mgmt For For For Share Capital 17 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ OMV AG Ticker Security ID: Meeting Date Meeting Status OMV CINS A51460110 10/09/2012 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rudolf Kemler Mgmt For For For ________________________________________________________________________________ Petrofac Limited Ticker Security ID: Meeting Date Meeting Status PFC CINS G7052T101 05/17/2013 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Norman Murray Mgmt For For For 5 Elect Thomas Thune Mgmt For For For Andersen 6 Elect Stefano Cao Mgmt For For For 7 Elect Roxanne Decyk Mgmt For For For 8 Elect Rene Medori Mgmt For For For 9 Elect Rijnhard van Tets Mgmt For For For 10 Elect Ayman Asfari Mgmt For For For 11 Elect Maroun Semaan Mgmt For For For 12 Elect Marwan Chedid Mgmt For For For 13 Elect Andrew G. Inglis Mgmt For For For 14 Elect Tim Weller Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Petroleum Geo-Services ASA Ticker Security ID: Meeting Date Meeting Status PGS CINS R69628114 05/14/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Meeting Notice and Mgmt For For For Agenda 6 Election of an Mgmt For For For Individual to Check Minutes 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Authority to Set Mgmt For For For Auditor's Fees 10 Elect Francis R. Gugen Mgmt For For For 11 Elect Harald J. Norvik Mgmt For For For 12 Elect Daniel J. Piette Mgmt For For For 13 Elect Holly A. Van Mgmt For For For Deursen 14 Elect Annette Malm Mgmt For For For Justad 15 Elect Carol Bell Mgmt For For For 16 Elect Ingar Skaug Mgmt For For For 17 Elect Roger Oa(Euro)(TM) Mgmt For For For Neil 18 Elect C. Maury Devine Mgmt For For For 19 Elect Hanne Harlem Mgmt For For For 20 Directors' and Mgmt For For For Nomination Committee Fees for Past Year 21 Directors' Fees Mgmt For For For 22 Nominating Committee Mgmt For For For Fees 23 Authority to Repurchase Mgmt For For For Shares 24 Compensation Guidelines Mgmt For For For 25 Restricted Share Plan Mgmt For For For 26 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 27 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights Pursuant to Stock Option Plan 28 Authority to Issue Mgmt For For For Convertible Debt Instruments 29 Ratification of Board Mgmt For For For and Management Acts 30 Amendments to Articles Mgmt For For For 31 Corporate governance Mgmt For For For statement ________________________________________________________________________________ Qiagen N.V. Ticker Security ID: Meeting Date Meeting Status QGEN CINS N72482107 06/26/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Detlev H. Riesner Mgmt For Against Against 9 Elect Werner Brandt Mgmt For For For 10 Elect Metin Colpan Mgmt For For For 11 Elect Manfred Karobath Mgmt For Against Against 12 Elect Elizabeth E. Mgmt For For For Tallett 13 Elect Stephane Bancel Mgmt For For For 14 Elect Lawrence A Rosen Mgmt For For For 15 Elect Peer Schatz Mgmt For For For 16 Elect Roland Sackers Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Rational AG Ticker Security ID: Meeting Date Meeting Status RAA CINS D6349P107 05/08/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Profit-and-Loss Mgmt For For For Transfer Agreement with RATIONAL Montage GmbH 10 Profit-and-Loss Mgmt For For For Transfer Agreement with LechMetall GmbH 11 Amendments to Articles Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Rexam plc Ticker Security ID: Meeting Date Meeting Status REX CINS G1274K113 01/24/2013 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Return of Cash and Mgmt For For For Share Consolidation 2 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 3 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 4 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Rexam plc Ticker Security ID: Meeting Date Meeting Status REX CINS G1274K212 04/18/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Johanna Waterous Mgmt For For For 5 Elect Stuart Chambers Mgmt For For For 6 Elect Graham Chipchase Mgmt For For For 7 Elect David Robbie Mgmt For For For 8 Elect John Langston Mgmt For For For 9 Elect Leo Oosterveer Mgmt For For For 10 Elect Jean-Pierre Rodier Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ RHI AG Ticker Security ID: Meeting Date Meeting Status RHI CINS A65231101 05/03/2013 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Appointment of Auditor Mgmt For For For 7 Supervisory Board Mgmt For For For Members' Fees 8 Elect Herbert Cordt Mgmt For Against Against 9 Elect Helmut Draxler Mgmt For Against Against 10 Elect Hubert Gorbach Mgmt For Against Against 11 Elect Alfred Gusenbauer Mgmt For Against Against 12 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Sabmiller plc Ticker Security ID: Meeting Date Meeting Status SAB CINS G77395104 07/26/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Alan Clark Mgmt For For For 4 Elect Mark Armour Mgmt For Against Against 5 Elect Geoffrey Bible Mgmt For For For 6 Elect Dinyar Devitre Mgmt For Against Against 7 Elect Lesley Knox Mgmt For For For 8 Elect Graham Mackay Mgmt For Against Against 9 Elect John Manser Mgmt For Against Against 10 Elect John Manzoni Mgmt For For For 11 Elect Miles Morland Mgmt For Against Against 12 Elect Dambisa Moyo Mgmt For Against Against 13 Elect Carlos Alejandro Mgmt For For For Perez Davila 14 Elect Cyril Ramaphosa Mgmt For Against Against 15 Elect Alejandro Santo Mgmt For For For Domingo Davila 16 Elect Helen Weir Mgmt For For For 17 Elect Howard Willard Mgmt For For For 18 Elect Jamie Wilson Mgmt For For For 19 Allocation of Mgmt For For For Profits/Dividends 20 Appointment of Auditor Mgmt For Against Against 21 Authority to Set Mgmt For Against Against Auditor's Fees 22 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 24 Authority to Repurchase Mgmt For For For Shares 25 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sanofi Ticker Security ID: Meeting Date Meeting Status SAN CINS F5548N101 05/03/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Fabienne Mgmt For For For Lecorvaisier 8 Authority to Repurchase Mgmt For For For Shares 9 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 11 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 12 Greenshoe Mgmt For For For 13 Authority to Increase Mgmt For For For Capital Through Capitalizations 14 Employee Stock Purchase Mgmt For For For Plan 15 Authority to Issue Mgmt For For For Restricted Shares 16 Authority to Grant Mgmt For For For Stock Options 17 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 18 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Sap AG Ticker Security ID: Meeting Date Meeting Status SAP CINS D66992104 06/04/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For Against Against Supervisory Board Acts 8 Authority to Repurchase Mgmt For For For Shares 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ SBM Offshore NV Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 04/02/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Allocation of Losses 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Rights Offering Mgmt For For For 10 Authority to Suppress Mgmt For For For Preemptive Rights 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Authority to Suppress Mgmt For For For Preemptive Rights 13 Authority to Repurchase Mgmt For For For Shares 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Schneider Electric SA Ticker Security ID: Meeting Date Meeting Status SU CINS F86921107 04/25/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Supplementary Mgmt For For For Retirement Benefits for Management Board Members 8 Severance Agreement for Mgmt For Against Against Jean-Paul Tricoire 9 Election Gerard de La Mgmt For For For Martiniere 10 Authority to Repurchase Mgmt For For For Shares 11 Adoption of a New Mgmt For Against Against Governance Structure 12 Authorization of Legal Mgmt For For For Formalities Concerning the Employee Stock Purchase Plans 13 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 14 Authority to Increase Mgmt For For For Capital Through Capitalizations 15 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 16 Greenshoe Mgmt For For For 17 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 18 Authority to Issue Mgmt For For For Shares and/or Convertible Securities Through Private Placement 19 Authority to Issue Mgmt For For For Restricted Shares 20 Authority to Grant Mgmt For For For Stock Options 21 Employee Stock Purchase Mgmt For For For Plan 22 Employee Stock Purchase Mgmt For For For Plan for Overseas Employees 23 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 24 Elect Jean-Pascal Mgmt For For For Tricoire 25 Elect Henri Lachmann Mgmt For For For 26 Elect Leo Apotheker Mgmt For For For 27 Elect Betsy S. Atkins Mgmt For For For 28 Elect Gerard de La Mgmt For For For Martiniere 29 Elect Xavier Fontanet Mgmt For For For 30 Elect Noel Forgeard Mgmt For For For 31 Elect Antoine Mgmt For For For Gosset-Grainville 32 Elect Willy R. Kissling Mgmt For For For 33 Elect Catherine Kopp Mgmt For For For 34 Elect Dominique Mgmt For For For Senequier 35 Elect G. Richard Thoman Mgmt For For For 36 Elect Serge Weinberg Mgmt For For For 37 Non-Voting Agenda Item N/A N/A N/A N/A 38 Elect Claude Briquet Mgmt Abstain Abstain For 39 Elect Magali Herbaut Mgmt For For For 40 Elect Thierry Jacquet Mgmt Abstain Abstain For 41 Elect Jean-Michel Mgmt Abstain Abstain For Vedrine 42 Directors' Fees Mgmt For For For 43 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Schoeller-Bleckmann AG Ticker Security ID: Meeting Date Meeting Status SBOE CINS A7362J104 04/25/2013 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Appointment of Auditor Mgmt For Against Against 7 Supervisory Board Mgmt For For For Members' Fees 8 Elect Peter Pichler Mgmt For Against Against ________________________________________________________________________________ Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/23/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Josef Ackermann Mgmt For Against Against 10 Elect Gerd von Mgmt For For For Brandenstein 11 Elect Gerhard Cromme Mgmt For Against Against 12 Elect Michael Diekmann Mgmt For For For 13 Elect Hans Gaul Mgmt For For For 14 Elect Peter Gruss Mgmt For For For 15 Elect Nicola Mgmt For For For Leibinger-Kammuller 16 Elect Gerard Mestrallet Mgmt For For For 17 Elect Guler Sabanci Mgmt For For For 18 Elect Werner Wenning Mgmt For For For 19 Approval of Settlement Mgmt For For For Agreement with Thomas Ganswindt 20 Spin-Off of Osram Licht Mgmt For For For AG 21 Non-Voting Meeting Note N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sodexo SA Ticker Security ID: Meeting Date Meeting Status SW CINS F84941123 01/21/2013 Voted Meeting Type Country of Trade Annual France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Consolidated Accounts Mgmt For For For and Reports; Accounts and Reports; Ratification of Board Acts 4 Allocation of Mgmt For For For Profits/Dividends 5 Related Party Mgmt For For For Transactions 6 Elect Pierre Bellon Mgmt For Against Against 7 Elect Robert Baconnier Mgmt For For For 8 Elect Astrid Bellon Mgmt For Against Against 9 Elect Francois-Xavier Mgmt For For For Bellon 10 Elect Paul Jeanbart Mgmt For For For 11 Elect Alain Marcheteau Mgmt For For For 12 Replacement of Mgmt For For For Alternate Auditor 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For Against Against Restricted Shares 15 Authority to Issue Mgmt For Against Against Warrants to Employees and Corporate Officers 16 Employee Stock Purchase Mgmt For For For Plan 17 Amendment Regarding Mgmt For For For Staggered Board Terms 18 Authorization of Legal Mgmt For For For Formalities 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Software AG Ticker Security ID: Meeting Date Meeting Status SOW CINS D7045M133 05/03/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Repurchase Mgmt For For For Shares Using Equity Derivatives 11 Compensation Guidelines Mgmt For Against Against ________________________________________________________________________________ Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CINS R8413J103 05/14/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Presiding Mgmt For For For Chairman 8 Notice of Meeting and Mgmt For For For Agenda 9 Election of Individuals Mgmt For For For to Check Minutes 10 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 11 Shareholder Proposal ShrHoldr Against Against For Regarding Withdrawal from Canadian Oil Sands 12 Shareholder Proposal ShrHoldr Against Against For Regarding Arctic Operations 13 Corporate Governance Mgmt For For For Report 14 Compensation Guidelines Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Amendment to Articles Mgmt For For For 17 Corporate Assembly Fees Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Nominating Committee Mgmt For For For Fees 20 Authority to Repurchase Mgmt For For For Shares Pursuant to Share Savings Plan 21 Authority to Repurchase Mgmt For For For Shares for Cancellation 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ TDC A/S Ticker Security ID: Meeting Date Meeting Status TDC CINS K94545116 03/07/2013 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Ratification of Board Mgmt For For For and Management Acts 8 Allocation of Mgmt For For For Profits/Dividends 9 Elect Vagn Ove Sorensen Mgmt For Against Against 10 Elect Pierre Danon Mgmt For For For 11 Elect Christine Bosse Mgmt For For For 12 Elect Angus Porter Mgmt For For For 13 Elect Lars Rasmussen Mgmt For For For 14 Elect Soren Thorup Mgmt For Against Against Sorensen 15 Elect Pieter Knook Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Repurchase Mgmt For For For Shares 18 Amendment to Mgmt For For For Compensation Guidelines 19 Director's Fees Mgmt For For For 20 Reduction of Share Mgmt For For For Capital 21 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/15/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Notice of Meeting; Mgmt For For For Agenda 6 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 7 Authority to Set Mgmt For For For Auditor's Fees 8 Compensation Guidelines Mgmt For For For 9 Cancellation and Mgmt For For For Redemption of Shares 10 Authority to Repurchase Mgmt For For For Shares 11 Elect Anders Skj?vestad Mgmt For For For 12 Elect John Gordon Mgmt For For For Bernander 13 Elect Kirsten Ideboen Mgmt For For For 14 Elect Didrik Munch Mgmt For For For 15 Elect Elin Merete Mgmt For For For Myrmel-Johansen 16 Elect Widar Salbuvik Mgmt For For For 17 Elect Tore Onshuus Mgmt For For For Sandvik 18 Elect Silvija Seres Mgmt For For For 19 Elect Siri Pettersen Mgmt For For For Strandenes 20 Elect Olaug Svarva Mgmt For For For 21 Elect Gry Molleskog as Mgmt For For For Deputy Member 22 Elect Nils-Edvard Olsen Mgmt For For For as Deputy Member 23 Elect Ingvild Nybo Mgmt For For For Holth as Deputy Member 24 Elect Mette I. Wikborg Mgmt For For For 25 Elect Rune Selmar Mgmt For For For 26 Corporate Assembly Fees Mgmt For For For 27 Nomination Committee Mgmt For For For Fees ________________________________________________________________________________ Teliasonera AB Ticker Security ID: Meeting Date Meeting Status TLSN CINS W95890104 04/03/2013 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Mgmt For For For Profits/Dividends 12 Ratification of Board Mgmt For Against Against and Management Acts 13 Board Size Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Election of Directors Mgmt For For For 16 Election of Board Mgmt For For For Chairman and Vice Chairman 17 Number of Auditors Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Appointment of Auditor Mgmt For Against Against 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For Against Against 22 Authority to Repurchase Mgmt For For For Shares 23 Performance Share Mgmt For For For Program 24 Hedging Arrangement for Mgmt For For For LTIP 25 Shareholder Proposal ShrHoldr For Against Against Regarding Divestment of Subsidiary 26 Shareholder Proposal ShrHoldr For Against Against Regarding Spin-off 27 Shareholder Proposal ShrHoldr For For For Regarding Dismissing the Present Auditors and a Proposal on new Auditors 28 Shareholder Proposal ShrHoldr For Against Against Regarding Potential Lawsuit 29 Shareholder Proposal ShrHoldr For Against Against Regarding Potential Lawsuit ________________________________________________________________________________ The Royal Bank of Scotland Group plc Ticker Security ID: Meeting Date Meeting Status RBS CINS G7S86Z172 05/14/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Sir Sandy Crombie Mgmt For For For 4 Elect Alison Davis Mgmt For For For 5 Elect Tony Di lorio Mgmt For For For 6 Elect Sir Philip Hampton Mgmt For For For 7 Elect Stephen Hester Mgmt For For For 8 Elect Penny Hughes Mgmt For For For 9 Elect Brendan R. Nelson Mgmt For For For 10 Elect Baroness Sheila Mgmt For For For Noakes 11 Elect Arthur F. Ryan Mgmt For For For 12 Elect Bruce W. Van Saun Mgmt For For For 13 Elect Philip Scott Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Scrip Dividend Mgmt For For For 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Authorisation of Mgmt For For For Political Donations ________________________________________________________________________________ The Royal Bank of Scotland Group plc Ticker Security ID: Meeting Date Meeting Status RBS CINS G7S86Z172 05/14/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Equity Convertible Notes 2 Disapply Preemption Mgmt For For For Rights (Equity Convertible Notes) 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Total SA Ticker Security ID: Meeting Date Meeting Status FP CINS F92124100 05/17/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Authority to Repurchase Mgmt For For For Shares 9 Elect Thierry Desmarest Mgmt For Against Against 10 Elect Gunnar Brock Mgmt For For For 11 Elect Gerard Lamarche Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect Charles Keller Mgmt For For For 14 Elect Philippe Mgmt Against Against For Marchandise 15 Directors' Fees Mgmt For For For 16 Authority to Grant Mgmt For For For Stock Options 17 Employee Stock Purchase Mgmt For For For Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Creation of an Independent Ethics Committee 19 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Industrial Safety 20 Shareholder Proposal ShrHoldr Against Against For Regarding Diversity Label 21 Shareholder Proposal ShrHoldr Against Against For Regarding Employee Representation on Compensation Committee 22 Shareholder Proposal ShrHoldr Against Against For Regarding Loyalty Dividend ________________________________________________________________________________ Vallourec S.A. Ticker Security ID: Meeting Date Meeting Status VK CINS F95922104 05/30/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Severance Package Mgmt For For For (Philippe Crouzet) 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 11 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 12 Authority to Issue Mgmt For For For Capital and/or Convertible Securities Through Private Placement 13 Authority to Set Mgmt For For For Offering Price of Shares 14 Greenshoe Mgmt For For For 15 Authority to Increase Mgmt For For For Capital In Consideration for Contributions in Kind 16 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries 18 Authority to Increase Mgmt For For For Capital Through Capitalizations 19 Authority to Issue Debt Mgmt For For For Instruments 20 Authority to Increase Mgmt For For For Capital Under Employee Savings Plan 21 Authority to Increase Mgmt For For For Capital for Foreign Employees 22 Authority to Increase Mgmt For For For Capital for Foreign Employees as an Alternative to Employee Savings Plan 23 Authority to Issue Mgmt For For For Restricted Shares Under Employee Savings Plans 24 Authority to Cancel Mgmt For For For Shares and Reduce Capital 25 Authorization of Legal Mgmt For For For Formalities 26 Preservation of Rights Mgmt For Against Against to Options (Philippe Crouzet) 27 Non-Compete Agreement Mgmt For For For (Philippe Crouzet) ________________________________________________________________________________ Vodafone Group plc Ticker Security ID: Meeting Date Meeting Status VOD CINS G93882135 07/24/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Gerard Kleisterlee Mgmt For For For 3 Elect Vittorio Colao Mgmt For For For 4 Elect Andy Halford Mgmt For For For 5 Elect Steve Pusey Mgmt For For For 6 Elect Renee James Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For For For 10 Elect Anne Lauvergeon Mgmt For For For 11 Elect Luc Vandevelde Mgmt For For For 12 Elect Anthony Watson Mgmt For For For 13 Elect Philip Yea Mgmt For For For 14 Allocation of Mgmt For For For Profits/Dividends 15 Directors' Remuneration Mgmt For For For Report 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authorisation of Mgmt For For For Political Donations 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Yara International ASA Ticker Security ID: Meeting Date Meeting Status YAR CINS R9900C106 05/13/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Opening of Meeting; Mgmt For For For Agenda 6 Election of Presiding Mgmt For For For Chairman and Individuals to Check Minutes 7 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 8 Compensation Guidelines Mgmt For For For 9 Report on corporate Mgmt For For For governance 10 Authority to Set Mgmt For For For Auditor's Fees 11 Directors' Fees Mgmt For For For 12 Nomination Committee Mgmt For For For Fees 13 Elect Geir Isaksen Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Cancellation of Shares Mgmt For For For 16 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Zodiac Aerospace SA Ticker Security ID: Meeting Date Meeting Status ZC CINS F98947108 01/09/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Ratification of Supervisory Board and Management Board Acts; Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports; Ratification of Supervisory Board and Management Board Acts 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transactions 8 Authority to Repurchase Mgmt For For For Shares 9 Elect Gilberte Lombard Mgmt For For For 10 Elect Representative of Mgmt For Abstain Against FFP 11 Appointment of Auditor Mgmt For For For 12 Resignation of March Mgmt For For For Schelcher as Supervisory Board Member 13 Authority to Cancel Mgmt For For For Shares and Reduce Capital 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Increase Mgmt For For For Capital Through Capitalizations 16 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 17 Authority to Issue Mgmt For For For Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Increase Mgmt For For For Share Issuance Limit 19 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 20 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 21 Employee Stock Purchase Mgmt For For For Plan 22 Amendments to Articles Mgmt For For For 23 Authorization of Legal Mgmt For For For Formalities Item 7: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Financial Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ ACE Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert M. Mgmt For For For Hernandez 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 2012 Annual Report Mgmt For For For 7 Statutory Financial Mgmt For For For Statements 8 Consolidated Financial Mgmt For For For Statements 9 Allocation of Mgmt For For For Profits/Dividends 10 Discharge of Board of Mgmt For For For Directors 11 PricewaterhouseCoopers Mgmt For For For AG, Zurich 12 PricewaterhouseCoopers Mgmt For For For 13 BDO AG, Zurich Mgmt For For For 14 Amendment to the 2004 Mgmt For For For Long-Term Incentive Plan 15 Distribution Via Par Mgmt For For For Value Reduction 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Affiliated Managers Group, Inc. Ticker Security ID: Meeting Date Meeting Status AMG CUSIP 008252108 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel T. Byrne Mgmt For For For 2 Elect Dwight D. Mgmt For For For Churchill 3 Elect Sean M. Healey Mgmt For For For 4 Elect Harold J. Meyerman Mgmt For For For 5 Elect William J. Nutt Mgmt For For For 6 Elect Tracy P. Mgmt For For For Palandjian 7 Elect Rita M. Rodriguez Mgmt For For For 8 Elect Patrick T. Ryan Mgmt For For For 9 Elect Jide J. Zeitlin Mgmt For For For 10 2013 Incentive Stock Mgmt For For For Award Plan 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel P. Amos Mgmt For For For 2 Elect John Shelby Amos Mgmt For For For II 3 Elect Paul S. Amos II Mgmt For For For 4 Elect W. Paul Bowers Mgmt For For For 5 Elect Kriss Cloninger Mgmt For Against Against III 6 Elect Elizabeth J. Mgmt For For For Hudson 7 Elect Douglas W. Johnson Mgmt For For For 8 Elect Robert B. Johnson Mgmt For For For 9 Elect Charles B. Knapp Mgmt For For For 10 Elect E. Stephen Purdom Mgmt For For For 11 Elect Barbara K. Rimer Mgmt For For For 12 Elect Melvin T. Stith Mgmt For For For 13 Elect David Gary Mgmt For For For Thompson 14 Elect Takuro Yoshida Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charlene Mgmt For Withhold Against Barshefsky 1.2 Elect Ursula M. Burns Mgmt For For For 1.3 Elect Kenneth I. Mgmt For For For Chenault 1.4 Elect Peter Chernin Mgmt For For For 1.5 Elect Anne Lauvergeon Mgmt For For For 1.6 Elect Theodore J. Mgmt For For For Leonsis 1.7 Elect Richard C. Levin Mgmt For For For 1.8 Elect Richard A. McGinn Mgmt For For For 1.9 Elect Samuel J. Mgmt For For For Palmisano 1.10 Elect Steven S. Mgmt For For For Reinemund 1.11 Elect Daniel L. Vasella Mgmt For For For 1.12 Elect Robert D. Walter Mgmt For For For 1.13 Elect Ronald A. Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Aon plc Ticker Security ID: Meeting Date Meeting Status AON CUSIP G0408V102 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lester B. Knight Mgmt For For For 2 Elect Gregory C. Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For Against Against 4 Elect Cheryl A. Francis Mgmt For For For 5 Elect Edgar D. Jannotta Mgmt For For For 6 Elect J. Michael Losh Mgmt For Against Against 7 Elect Robert S. Morrison Mgmt For For For 8 Elect Richard B. Myers Mgmt For For For 9 Elect Richard C. Mgmt For For For Notebaert 10 Elect Gloria Santona Mgmt For For For 11 Elect Carolyn Y. Woo Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Advisory Vote on Mgmt For For For Executive Compensation 17 U.K. Remuneration Report Mgmt For For For 18 Global Share Purchase Mgmt For For For Plan ________________________________________________________________________________ Arthur J. Gallagher & Co. Ticker Security ID: Meeting Date Meeting Status AJG CUSIP 363576109 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William L. Bax Mgmt For For For 2 Elect Frank E. English Mgmt For For For Jr. 3 Elect J. Patrick Mgmt For For For Gallagher, Jr. 4 Elect Elbert O. Hand Mgmt For For For 5 Elect David S. Johnson Mgmt For Against Against 6 Elect Kay W. McCurdy Mgmt For For For 7 Elect Norman L. Mgmt For For For Rosenthal 8 Elect James R. Wimmer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John A. Allison IV Mgmt For For For 1.2 Elect Jennifer S. Banner Mgmt For For For 1.3 Elect K. David Boyer, Mgmt For For For Jr. 1.4 Elect Anna R. Cablik Mgmt For Withhold Against 1.5 Elect Ronald E. Deal Mgmt For Withhold Against 1.6 Elect James A. Faulkner Mgmt For For For 1.7 Elect I. Patricia Henry Mgmt For For For 1.8 Elect John P. Howe III Mgmt For For For 1.9 Elect Eric C. Kendrick Mgmt For For For 1.10 Elect Kelly S. King Mgmt For For For 1.11 Elect Louis B. Lynn Mgmt For For For 1.12 Elect Edward C. Milligan Mgmt For Withhold Against 1.13 Elect Charles A. Patton Mgmt For For For 1.14 Elect Nido R. Qubein Mgmt For Withhold Against 1.15 Elect Tollie W. Rich, Mgmt For For For Jr. 1.16 Elect Thomas E. Skains Mgmt For For For 1.17 Elect Thomas N. Thompson Mgmt For For For 1.18 Elect Edwin H. Welch Mgmt For For For Ph.D. 1.19 Elect Stephen T. Mgmt For Withhold Against Williams 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/23/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to Terms of Mgmt For For For Preferred Stock 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Brown & Brown, Inc. Ticker Security ID: Meeting Date Meeting Status BRO CUSIP 115236101 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel P. Bell III Mgmt For For For 1.3 Elect Hugh M. Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Mgmt For For For Jr. 1.6 Elect Theodore J. Mgmt For For For Hoepner 1.7 Elect James S. Hunt Mgmt For For For 1.8 Elect Toni Jennings Mgmt For For For 1.9 Elect Timothy R.M. Main Mgmt For For For 1.10 Elect H. Palmer Mgmt For For For Proctor, Jr. 1.11 Elect Wendell S. Reilly Mgmt For For For 1.12 Elect Chilton D. Varner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Capital One Financial Corporation Ticker Security ID: Meeting Date Meeting Status COF CUSIP 14040H105 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard D. Mgmt For For For Fairbank 2 Elect W. Ronald Dietz Mgmt For For For 3 Elect Lewis Hay, III Mgmt For For For 4 Elect Benjamin P. Mgmt For For For Jenkins, III 5 Elect Peter E. Raskind Mgmt For For For 6 Elect Mayo A. Shattuck Mgmt For For For III 7 Elect Bradford H. Warner Mgmt For For For 8 Elect Catherine G. West Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Elimination of Mgmt For For For Supermajority Requirements for Future Amendments to the Bylaws and the Certificate 12 Elimination of Mgmt For For For Supermajority Requirement for the Removal of Directors 13 Elimination of Mgmt For For For Supermajority Requirement for Certain Business Combinations ________________________________________________________________________________ Chubb Corporation Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zoe Baird Budinger Mgmt For For For 2 Elect Sheila P. Burke Mgmt For For For 3 Elect James I. Cash, Jr. Mgmt For For For 4 Elect John D. Finnegan Mgmt For For For 5 Elect Lawrence W. Mgmt For For For Kellner 6 Elect Martin G. McGuinn Mgmt For For For 7 Elect Lawrence M. Small Mgmt For For For 8 Elect Jess Soderberg Mgmt For For For 9 Elect Daniel E. Somers Mgmt For For For 10 Elect William C. Weldon Mgmt For For For 11 Elect James M. Zimmerman Mgmt For For For 12 Elect Alfred W. Zollar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending 16 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ DFC Global Corp. Ticker Security ID: Meeting Date Meeting Status DLLR CUSIP 23324T107 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Jessick Mgmt For For For 1.2 Elect Michael Kooper Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Discover Financial Services Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey S. Aronin Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Gregory C. Case Mgmt For For For 4 Elect Cynthia A. Mgmt For For For Glassman 5 Elect Richard H. Lenny Mgmt For For For 6 Elect Thomas G. Maheras Mgmt For For For 7 Elect Michael H. Moskow Mgmt For For For 8 Elect David W. Nelms Mgmt For For For 9 Elect E. Follin Smith Mgmt For For For 10 Elect Mark A. Thierer Mgmt For For For 11 Elect Lawrence A. Mgmt For For For Weinbach 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Cash Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status FCFS CUSIP 31942D107 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jorge Montano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel H. Armacost Mgmt For For For 2 Elect Peter K. Barker Mgmt For For For 3 Elect Charles Crocker Mgmt For For For 4 Elect Charles B. Johnson Mgmt For For For 5 Elect Gregory E. Johnson Mgmt For For For 6 Elect Rupert H. Mgmt For For For Johnson, Jr. 7 Elect Mark C. Pigott Mgmt For For For 8 Elect Chutta Ratnathicam Mgmt For For For 9 Elect Laura Stein Mgmt For For For 10 Elect Anne M. Tatlock Mgmt For For For 11 Elect Geoffrey Y. Yang Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing ________________________________________________________________________________ HCC Insurance Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCC CUSIP 404132102 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emmanuel T. Mgmt For For For Ballases 1.2 Elect Judy C. Bozeman Mgmt For For For 1.3 Elect Frank J. Bramanti Mgmt For For For 1.4 Elect Walter M. Duer Mgmt For For For 1.5 Elect James C. Flagg Mgmt For For For 1.6 Elect Thomas Hamilton Mgmt For For For 1.7 Elect Leslie S. Heisz Mgmt For For For 1.8 Elect John N. Molbeck, Mgmt For For For Jr. 1.9 Elect Robert A. Rosholt Mgmt For For For 1.10 Elect J. Mikesell Thomas Mgmt For For For 1.11 Elect Christopher J. B. Mgmt For For For Williams 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2013 Employee Stock Mgmt For For For Purchase Plan 5 Re-Approval of the Mgmt For For For Performance Goals Under the 2008 Flexible Incentive Plan ________________________________________________________________________________ Home Properties, Inc. Ticker Security ID: Meeting Date Meeting Status HME CUSIP 437306103 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen R. Blank Mgmt For For For 1.2 Elect Alan L. Gosule Mgmt For For For 1.3 Elect Leonard F. Mgmt For For For Helbig, III 1.4 Elect Thomas P. Lydon, Mgmt For For For Jr. 1.5 Elect Edward J. Mgmt For For For Pettinella 1.6 Elect Clifford W. Mgmt For For For Smith, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph R. Canion Mgmt For For For 2 Elect Edward P. Lawrence Mgmt For For For 3 Elect Phoebe A. Wood Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amendment to the Mgmt For For For Executive Incentive Bonus Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Jones Lang LaSalle Incorporated Ticker Security ID: Meeting Date Meeting Status JLL CUSIP 48020Q107 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hugo Bague Mgmt For For For 2 Elect Colin Dyer Mgmt For For For 3 Elect DeAnne S. Julius Mgmt For For For 4 Elect Kate S. Lavelle Mgmt For For For 5 Elect Ming Lu Mgmt For For For 6 Elect Martin H. Nesbitt Mgmt For For For 7 Elect Sheila A. Penrose Mgmt For For For 8 Elect David B. Rickard Mgmt For For For 9 Elect Roger T. Staubach Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bell Mgmt For Against Against 2 Elect Crandall C. Bowles Mgmt For Against Against 3 Elect Stephen B. Burke Mgmt For For For 4 Elect David M. Cote Mgmt For Against Against 5 Elect James S. Crown Mgmt For Against Against 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Ellen V. Futter Mgmt For Against Against 9 Elect Laban P. Jackson, Mgmt For Against Against Jr. 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Allow Shareholders to Mgmt For For For Act by Written Consent 15 Key Executive Mgmt For For For Performance Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/16/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Amendment to Terms of Mgmt For For For Series A Preferred Stock 3 Amendment to Terms of Mgmt For For For Series C Preferred Stock 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect C. Angela Bontempo Mgmt For For For 1.3 Elect Robert Brady Mgmt For Withhold Against 1.4 Elect T. Jefferson Mgmt For For For Cunningham, III 1.5 Elect Mark Czarnecki Mgmt For For For 1.6 Elect Gary Geisel Mgmt For For For 1.7 Elect John Hawke Mgmt For For For 1.8 Elect Patrick Hodgson Mgmt For For For 1.9 Elect Richard King Mgmt For Withhold Against 1.10 Elect Jorge Pereira Mgmt For For For 1.11 Elect Michael Pinto Mgmt For For For 1.12 Elect Melinda Rich Mgmt For For For 1.13 Elect Robert Sadler, Jr. Mgmt For For For 1.14 Elect Herbert Washington Mgmt For For For 1.15 Elect Robert Wilmers Mgmt For For For 2 Employee Stock Purchase Mgmt For For For Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Moody's Corporation Ticker Security ID: Meeting Date Meeting Status MCO CUSIP 615369105 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil L. Anderson Mgmt For For For 2 Elect Darrell Duffie Mgmt For For For 3 Elect Raymond W. Mgmt For For For McDaniel, Jr. 4 Amendment to the 2001 Mgmt For For For Key Employees' Stock Incentive Plan 5 Amendment to the 1998 Mgmt For For For Non-Employee Directors' Stock Incentive Plan 6 Repeal of Classified Mgmt For For For Board 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Northern Trust Corporation Ticker Security ID: Meeting Date Meeting Status NTRS CUSIP 665859104 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Linda Walker Bynoe Mgmt For For For 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For For For 1.4 Elect Dipak Jain Mgmt For For For 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Edward Mooney Mgmt For For For 1.7 Elect Jose Luis Prado Mgmt For For For 1.8 Elect John Rowe Mgmt For For For 1.9 Elect Martin Slark Mgmt For For For 1.10 Elect David Smith, Jr. Mgmt For For For 1.11 Elect Charles Tribbett Mgmt For For For III 1.12 Elect Frederick Waddell Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC CUSIP 784117103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alfred P. West, Mgmt For For For Jr. 2 Elect William M. Doran Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward C. Bernard Mgmt For For For 2 Elect James T. Brady Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For 4 Elect Donald B. Hebb, Mgmt For For For Jr. 5 Elect Freeman A. Mgmt For For For Hrabowski, III 6 Elect James A.C. Kennedy Mgmt For For For 7 Elect Robert F. Mgmt For For For MacLellan 8 Elect Brian C. Rogers Mgmt For For For 9 Elect Alfred Sommer Mgmt For For For 10 Elect Dwight S. Taylor Mgmt For For For 11 Elect Anne Marie Mgmt For For For Whittemore 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect William Demchak Mgmt For For For 5 Elect Kay Coles James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Thomas Usher Mgmt For For For 15 Elect George Walls, Jr. Mgmt For For For 16 Elect Helge Wehmeier Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For Against Against Executive Compensation 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lending Portfolio Exposure to Climate Change Risk ________________________________________________________________________________ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Baker, Mgmt For For For Jr. 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Mgmt For For For Gluckman 4 Elect Arthur D. Mgmt For Against Against Collins, Jr. 5 Elect Richard K. Davis Mgmt For For For 6 Elect Roland A. Mgmt For For For Hernandez 7 Elect Doreen Woo Ho Mgmt For For For 8 Elect Joel W. Johnson Mgmt For For For 9 Elect Olivia F. Kirtley Mgmt For For For 10 Elect Jerry W. Levin Mgmt For For For 11 Elect David B. O'Maley Mgmt For For For 12 Elect O'Dell M. Owens Mgmt For For For 13 Elect Craig D. Schnuck Mgmt For For For 14 Elect Patrick T. Stokes Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Ventas, Inc. Ticker Security ID: Meeting Date Meeting Status VTR CUSIP 92276F100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Debra A. Cafaro Mgmt For For For 2 Elect Douglas Crocker, Mgmt For For For II 3 Elect Ronald G. Geary Mgmt For For For 4 Elect Jay M. Gellert Mgmt For For For 5 Elect Richard I. Mgmt For For For Gilchrist 6 Elect Matthew J. Lustig Mgmt For For For 7 Elect Douglas M. Mgmt For For For Pasquale 8 Elect Robert D. Reed Mgmt For For For 9 Elect Sheli Z. Rosenberg Mgmt For For For 10 Elect Glenn J. Rufrano Mgmt For For For 11 Elect James D. Shelton Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 17 Shareholder Proposal ShrHoldr Against For Against Regarding Tax Gross-Up Payments ________________________________________________________________________________ Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Henry J. Herrmann Mgmt For For For 1.2 Elect James M. Raines Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For Against Against 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Susan E. Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald M. James Mgmt For Against Against 8 Elect Cynthia H. Mgmt For Against Against Milligan 9 Elect Federico F. Pena Mgmt For For For 10 Elect Howard V. Mgmt For For For Richardson 11 Elect Judith M. Runstad Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect John G. Stumpf Mgmt For For For 14 Elect Susan G. Swenson Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approve the Company's Mgmt For For For Amended and Restated Long-Term Incentive Compensation Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Discriminitory Mortgage Servicing and Foreclosure Practices ________________________________________________________________________________ World Acceptance Corporation Ticker Security ID: Meeting Date Meeting Status WRLD CUSIP 981419104 08/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Alexander Mgmt For For For McLean, III 1.2 Elect James Gilreath Mgmt For For For 1.3 Elect William Hummers Mgmt For For For III 1.4 Elect Charles Way Mgmt For For For 1.5 Elect Ken Bramlett, Jr. Mgmt For For For 1.6 Elect Scott Vassalluzzo Mgmt For For For 1.7 Elect Darrell Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation Item 8: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect William Kimsey Mgmt For For For 3 Elect Robert Lipp Mgmt For For For 4 Elect Pierre Nanterme Mgmt For For For 5 Elect Gilles Pelisson Mgmt For For For 6 Elect Wulf von Mgmt For Against Against Schimmelmann 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to the Share Mgmt For For For Incentive Plan 10 Authority to Hold Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Mgmt For For For Shares 12 Price Range for Mgmt For For For Issuance of Treasury Shares 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William V. Mgmt For For For Campbell 1.2 Elect Timothy D. Cook Mgmt For For For 1.3 Elect Millard S. Drexler Mgmt For For For 1.4 Elect Albert A. Gore, Mgmt For For For Jr. 1.5 Elect Robert A. Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur D. Levinson Mgmt For For For 1.8 Elect Ronald D. Sugar Mgmt For For For 2 Amendments to Articles Mgmt For For For of Incorporation 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 6 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Human Rights Committee ________________________________________________________________________________ BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John A. Allison IV Mgmt For For For 1.2 Elect Jennifer S. Banner Mgmt For For For 1.3 Elect K. David Boyer, Mgmt For For For Jr. 1.4 Elect Anna R. Cablik Mgmt For Withhold Against 1.5 Elect Ronald E. Deal Mgmt For Withhold Against 1.6 Elect James A. Faulkner Mgmt For For For 1.7 Elect I. Patricia Henry Mgmt For For For 1.8 Elect John P. Howe III Mgmt For For For 1.9 Elect Eric C. Kendrick Mgmt For For For 1.10 Elect Kelly S. King Mgmt For For For 1.11 Elect Louis B. Lynn Mgmt For For For 1.12 Elect Edward C. Milligan Mgmt For Withhold Against 1.13 Elect Charles A. Patton Mgmt For For For 1.14 Elect Nido R. Qubein Mgmt For Withhold Against 1.15 Elect Tollie W. Rich, Mgmt For For For Jr. 1.16 Elect Thomas E. Skains Mgmt For For For 1.17 Elect Thomas N. Thompson Mgmt For For For 1.18 Elect Edwin H. Welch Mgmt For For For Ph.D. 1.19 Elect Stephen T. Mgmt For Withhold Against Williams 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Cash America International, Inc. Ticker Security ID: Meeting Date Meeting Status CSH CUSIP 14754D100 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel E. Berce Mgmt For For For 1.2 Elect Jack R. Daugherty Mgmt For For For 1.3 Elect Daniel R. Feehan Mgmt For For For 1.4 Elect James H. Graves Mgmt For For For 1.5 Elect B.D. Hunter Mgmt For For For 1.6 Elect Timothy J. Mgmt For For For McKibben 1.7 Elect Alfred M. Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David L. Calhoun Mgmt For For For 1.2 Elect Daniel M. Mgmt For For For Dickinson 1.3 Elect Juan Gallardo Mgmt For For For 1.4 Elect David R. Goode Mgmt For For For 1.5 Elect Jesse J. Greene, Mgmt For For For Jr. 1.6 Elect Jon M. Huntsman, Mgmt For For For Jr. 1.7 Elect Peter A. Magowan Mgmt For For For 1.8 Elect Dennis A. Mgmt For For For Muilenburg 1.9 Elect Douglas R. Mgmt For For For Oberhelman 1.10 Elect William A. Osborn Mgmt For For For 1.11 Elect Charles D. Powell Mgmt For For For 1.12 Elect Edward B. Rust, Mgmt For For For Jr. 1.13 Elect Susan C. Schwab Mgmt For For For 1.14 Elect Joshua I. Smith Mgmt For For For 1.15 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 6 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 7 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability 8 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 9 Shareholder Proposal ShrHoldr Against Against For Regarding Sales to the Government of Sudan ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna M. Alvarado Mgmt For For For 2 Elect John B. Breaux Mgmt For For For 3 Elect Pamela L. Carter Mgmt For For For 4 Elect Steven T. Mgmt For For For Halverson 5 Elect Edward J. Kelly, Mgmt For For For III 6 Elect Gilbert H. Mgmt For For For Lamphere 7 Elect John D. McPherson Mgmt For For For 8 Elect Timothy T. O'Toole Mgmt For For For 9 Elect David M. Ratcliffe Mgmt For For For 10 Elect Donald J. Shepard Mgmt For For For 11 Elect Michael J. Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David H. Benson Mgmt For For For 2 Elect Robert W. Cremin Mgmt For For For 3 Elect Jean-Pierre M. Mgmt For For For Ergas 4 Elect Peter T. Francis Mgmt For For For 5 Elect Kristiane C. Mgmt For For For Graham 6 Elect Michael F. Mgmt For For For Johnston 7 Elect Robert A. Mgmt For For For Livingston 8 Elect Richard K. Mgmt For For For Lochridge 9 Elect Bernard G. Rethore Mgmt For For For 10 Elect Michael B. Stubbs Mgmt For For For 11 Elect Stephen M. Todd Mgmt For For For 12 Elect Stephen K. Wagner Mgmt For For For 13 Elect Mary A. Winston Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Dril-Quip, Inc. Ticker Security ID: Meeting Date Meeting Status DRQ CUSIP 262037104 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander P. Mgmt For For For Shukis 2 Elect Terence B. Jupp Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 10/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Reduction in Share Mgmt For For For Premium Account to Create Distributable Reserves 3 Advisory Vote on Golden Mgmt For For For Parachutes 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Eaton Corporation plc Ticker Security ID: Meeting Date Meeting Status ETN CUSIP G29183103 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George S. Barrett Mgmt For For For 2 Elect Todd M. Bluedorn Mgmt For For For 3 Elect Christopher M. Mgmt For For For Connor 4 Elect Michael J. Mgmt For For For Critelli 5 Elect Alexander M. Mgmt For For For Cutler 6 Elect Charles E. Golden Mgmt For For For 7 Elect Linda A. Hill Mgmt For For For 8 Elect Arthur E. Johnson Mgmt For For For 9 Elect Ned C. Lautenbach Mgmt For For For 10 Elect Deborah L. McCoy Mgmt For For For 11 Elect Gregory R. Page Mgmt For For For 12 Elect Gerald B. Smith Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Senior Executive Mgmt For For For Incentive Compensation Plan 15 Executive Strategic Mgmt For For For Incentive Plan 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Authority to Repurchase Mgmt For For For Shares 18 Issuance of Treasury Mgmt For Against Against Shares ________________________________________________________________________________ EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael W. Brown Mgmt For For For 2 Elect Randolph L. Cowen Mgmt For For For 3 Elect Gail Deegan Mgmt For For For 4 Elect James S. DiStasio Mgmt For For For 5 Elect John R. Egan Mgmt For For For 6 Elect Edmund F. Kelly Mgmt For For For 7 Elect Jami Miscik Mgmt For For For 8 Elect Windle B. Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David N. Strohm Mgmt For For For 11 Elect Joseph M. Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Amendment to the 2003 Mgmt For For For Stock Plan 15 Amendment to the 1989 Mgmt For For For Employee Stock Purchase Plan 16 Amendments to Articles Mgmt For For For and Bylaws Regarding Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Joshua Bolton Mgmt For For For 1.3 Elect Mathew Levatich Mgmt For For For 1.4 Elect Randall Stephenson Mgmt For Withhold Against 1.5 Elect August Busch III Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ F5 Networks, Inc. Ticker Security ID: Meeting Date Meeting Status FFIV CUSIP 315616102 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Dreyer Mgmt For For For 2 Elect Sandra Bergeron Mgmt For For For 3 Elect Deborah L. Bevier Mgmt For For For 4 Elect Alan J. Higginson Mgmt For For For 5 Elect John McAdam Mgmt For For For 6 Elect Stephen Smith Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Shirley Jackson Mgmt For For For 4 Elect Steven Loranger Mgmt For For For 5 Elect Gary Loveman Mgmt For For For 6 Elect R. Brad Martin Mgmt For For For 7 Elect Joshua Ramo Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposals ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ FMC Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FTI CUSIP 30249U101 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eleazar de Mgmt For For For Carvalho Filho 2 Elect Claire S. Farley Mgmt For For For 3 Elect Joseph H. Mgmt For For For Netherland 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the Mgmt For For For Incentive Compensation and Stock Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Helen of Troy Limited Ticker Security ID: Meeting Date Meeting Status HELE CUSIP G4388N106 08/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary Abromovitz Mgmt For For For 2 Elect John Butterworth Mgmt For For For 3 Elect Timothy Meeker Mgmt For For For 4 Elect Gerald Rubin Mgmt For For For 5 Elect William Susetka Mgmt For For For 6 Elect Adolpho Telles Mgmt For For For 7 Elect Darren Woody Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hibbett Sports, Inc. Ticker Security ID: Meeting Date Meeting Status HIBB CUSIP 428567101 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl T. Kirkland Mgmt For For For 1.2 Elect Michael J. Newsome Mgmt For For For 1.3 Elect Thomas A. Mgmt For For For Saunders III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain J. P. Belda Mgmt For Against Against 2 Elect William R. Brody Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Michael L. Eskew Mgmt For Against Against 5 Elect David N. Farr Mgmt For For For 6 Elect Shirley A. Jackson Mgmt For For For 7 Elect Andrew N. Liveris Mgmt For Against Against 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect James W. Owens Mgmt For For For 10 Elect Virginia M. Mgmt For For For Rometty 11 Elect Joan E. Spero Mgmt For For For 12 Elect Sidney Taurel Mgmt For For For 13 Elect Lorenzo H Zambrano Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bell Mgmt For Against Against 2 Elect Crandall C. Bowles Mgmt For Against Against 3 Elect Stephen B. Burke Mgmt For For For 4 Elect David M. Cote Mgmt For Against Against 5 Elect James S. Crown Mgmt For Against Against 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Ellen V. Futter Mgmt For Against Against 9 Elect Laban P. Jackson, Mgmt For Against Against Jr. 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Allow Shareholders to Mgmt For For For Act by Written Consent 15 Key Executive Mgmt For For For Performance Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Lululemon Athletica inc. Ticker Security ID: Meeting Date Meeting Status LULU CUSIP 550021109 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Bensoussan Mgmt For For For 1.2 Elect William H. Glenn Mgmt For For For 1.3 Elect Thomas G. Stemberg Mgmt For For For 1.4 Elect Dennis J. Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Graf, Jr. Mgmt For For For 1.2 Elect John Lechleiter Mgmt For For For 1.3 Elect Phyllis Wise Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Amendment to the Mgmt For For For Long-Term Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures ________________________________________________________________________________ Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul B. Murphy Jr. Mgmt For For For 1.2 Elect Harris J. Pappas Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Panera Bread Company Ticker Security ID: Meeting Date Meeting Status PNRA CUSIP 69840W108 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry J. Franklin Mgmt For For For 1.2 Elect Diane Hessan Mgmt For For For 1.3 Elect William W. Moreton Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 1.11 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2009 Mgmt For For For Omnibus Stock Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Questcor Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status QCOR CUSIP 74835Y101 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Don M. Bailey Mgmt For For For 1.2 Elect Neal C. Bradsher Mgmt For For For 1.3 Elect Stephen C. Farrell Mgmt For For For 1.4 Elect Louis Silverman Mgmt For For For 1.5 Elect Virgil D. Thompson Mgmt For For For 1.6 Elect Scott M. Whitcup Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Jose B. Alvarez Mgmt For For For 3 Elect Alan M. Bennett Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David T. Ching Mgmt For For For 6 Elect Michael F. Hines Mgmt For For For 7 Elect Amy B. Lane Mgmt For For For 8 Elect Dawn G. Lepore Mgmt For For For 9 Elect Carol Meyrowitz Mgmt For For For 10 Elect John F. O'Brien Mgmt For For For 11 Elect Willow B. Shire Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the Stock Mgmt For For For Incentive Plan 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect John S. Chen Mgmt For For For 3 Elect Judith L. Estrin Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Fred H. Langhammer Mgmt For For For 6 Elect Aylwin B. Lewis Mgmt For For For 7 Elect Monica C. Lozano Mgmt For For For 8 Elect Robert W. Mgmt For For For Matschullat 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin C. Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2002 Mgmt For Against Against Executive Performance Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 15 Shareholder Proposal ShrHoldr Against For Against Regarding Separation of Chairman and CEO ________________________________________________________________________________ Time Warner Cable, Inc. Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carole Black Mgmt For For For 2 Elect Glenn A. Britt Mgmt For For For 3 Elect Thomas H. Castro Mgmt For For For 4 Elect David C. Chang Mgmt For For For 5 Elect James E. Mgmt For For For Copeland, Jr. 6 Elect Peter R. Haje Mgmt For For For 7 Elect Donna A. James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne H. Pace Mgmt For For For 11 Elect Edward D. Shirley Mgmt For For For 12 Elect John E. Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Tractor Supply Company Ticker Security ID: Meeting Date Meeting Status TSCO CUSIP 892356106 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James F. Wright Mgmt For For For 1.2 Elect Johnston C. Adams Mgmt For For For 1.3 Elect Peter D. Bewley Mgmt For For For 1.4 Elect Jack C. Bingleman Mgmt For For For 1.5 Elect Richard W. Frost Mgmt For For For 1.6 Elect Cynthia T. Jamison Mgmt For For For 1.7 Elect George MacKenzie Mgmt For For For 1.8 Elect Edna K. Morris Mgmt For For For 1.9 Elect Gregory A. Mgmt For For For Sandfort 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew H. Card, Mgmt For For For Jr. 2 Elect Erroll B. Davis, Mgmt For For For Jr. 3 Elect Thomas J. Donohue Mgmt For For For 4 Elect Archie W. Dunham Mgmt For For For 5 Elect Judith Richards Mgmt For For For Hope 6 Elect John J. Koraleski Mgmt For For For 7 Elect Charles C. Krulak Mgmt For For For 8 Elect Michael R. Mgmt For For For McCarthy 9 Elect Michael W. Mgmt For For For McConnell 10 Elect Thomas F. McLarty Mgmt For For For III 11 Elect Steven R. Rogel Mgmt For For For 12 Elect Jose H. Villarreal Mgmt For For For 13 Elect James R. Young Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 2013 Stock Incentive Mgmt For For For Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerry D. Choate Mgmt For For For 2 Elect Ruben M. Escobedo Mgmt For Against Against 3 Elect William R. Klesse Mgmt For For For 4 Elect Deborah P. Majoras Mgmt For For For 5 Elect Bob Marbut Mgmt For For For 6 Elect Donald L. Nickles Mgmt For For For 7 Elect Phillip J. Mgmt For For For Pfeiffer 8 Elect Robert A. Profusek Mgmt For For For 9 Elect Susan K. Purcell Mgmt For For For 10 Elect Stephen M. Waters Mgmt For For For 11 Elect Randall J. Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For For For Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For Against Against 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Susan E. Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald M. James Mgmt For Against Against 8 Elect Cynthia H. Mgmt For Against Against Milligan 9 Elect Federico F. Pena Mgmt For For For 10 Elect Howard V. Mgmt For For For Richardson 11 Elect Judith M. Runstad Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect John G. Stumpf Mgmt For For For 14 Elect Susan G. Swenson Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approve the Company's Mgmt For For For Amended and Restated Long-Term Incentive Compensation Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Discriminitory Mortgage Servicing and Foreclosure Practices ________________________________________________________________________________ Wolverine World Wide, Inc. Ticker Security ID: Meeting Date Meeting Status WWW CUSIP 978097103 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey M. Mgmt For For For Boromisa 1.2 Elect David T. Kollat Mgmt For For For 1.3 Elect Timothy J. Mgmt For For For O'Donovan 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Stock Incentive Plan of Mgmt For For For 2013 Item 9: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Healthcare Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Alpern Mgmt For For For 1.2 Elect Roxanne S. Austin Mgmt For For For 1.3 Elect Sally E. Blount Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect Edward M. Liddy Mgmt For For For 1.6 Elect Nancy McKinstry Mgmt For For For 1.7 Elect Phebe N. Novakovic Mgmt For For For 1.8 Elect William A. Osborn Mgmt For For For 1.9 Elect Samuel C. Scott Mgmt For For For III 1.10 Elect Glenn F. Tilton Mgmt For For For 1.11 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms 5 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 8 Shareholder Proposal ShrHoldr Against For Against Regarding Excluding Compliance Costs for the Purposes of Executive Compensation 9 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Actavis, Inc. Ticker Security ID: Meeting Date Meeting Status ACT CUSIP 00507K103 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jack Michelson Mgmt For For For 2 Elect Ronald R. Taylor Mgmt For For For 3 Elect Andrew L. Turner Mgmt For For For 4 Elect Paul M. Bisaro Mgmt For For For 5 Elect Christopher W. Mgmt For For For Bodine 6 Elect Michel J. Feldman Mgmt For For For 7 Elect Fred G. Weiss Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William R. Keller Mgmt For For For 1.4 Elect Joseph A. Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin S. Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann M. Veneman Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 2004 Mgmt For Against Against Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allergan, Inc. Ticker Security ID: Meeting Date Meeting Status AGN CUSIP 018490102 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David E.I. Pyott Mgmt For For For 2 Elect Michael R. Mgmt For For For Gallagher 3 Elect Deborah Dunsire Mgmt For For For 4 Elect Dawn E. Hudson Mgmt For For For 5 Elect Trevor M. Jones Mgmt For For For 6 Elect Louis J. Lavigne, Mgmt For For For Jr. 7 Elect Peter J. McDonnell Mgmt For For For 8 Elect Timothy D. Proctor Mgmt For For For 9 Elect Russell T. Ray Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Right to Call a Special Mgmt For For For Meeting 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 02/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven H. Collis Mgmt For For For 2 Elect Douglas R. Conant Mgmt For For For 3 Elect Richard W. Mgmt For For For Gochnauer 4 Elect Richard C. Gozon Mgmt For For For 5 Elect Edward E. Mgmt For For For Hagenlocker 6 Elect Kathleen W Hyle Mgmt For For For 7 Elect Michael J. Long Mgmt For For For 8 Elect Henry W. McGee Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank J. Biondi, Mgmt For For For Jr. 3 Elect Robert A. Bradway Mgmt For For For 4 Elect Francois de Mgmt For For For Carbonnel 5 Elect Vance D. Coffman Mgmt For For For 6 Elect Robert A. Eckert Mgmt For For For 7 Elect Rebecca M. Mgmt For For For Henderson 8 Elect Frank C. Herringer Mgmt For For For 9 Elect Tyler Jacks Mgmt For For For 10 Elect Gilbert S. Omenn Mgmt For For For 11 Elect Judith C. Pelham Mgmt For For For 12 Elect Leonard D. Mgmt For For For Schaeffer 13 Elect Ronald D. Sugar Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to the 2009 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Leif Johansson Mgmt For For For 6 Elect Pascal Soriot Mgmt For For For 7 Elect Simon J. Lowth Mgmt For For For 8 Elect Genevieve B. Mgmt For For For Berger 9 Elect D. Bruce Mgmt For For For Burlington 10 Elect Graham Chipchase Mgmt For For For 11 Elect Jean-Philippe Mgmt For Against Against Courtois 12 Elect Rudy H.P. Markham Mgmt For For For 13 Elect Nancy Rothwell Mgmt For For For 14 Elect Shriti Vadera Mgmt For For For 15 Elect John S. Varley Mgmt For For For 16 Elect Marcus Wallenberg Mgmt For Against Against 17 Directors' Remuneration Mgmt For For For Report 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Bayer AG Ticker Security ID: Meeting Date Meeting Status BAY CUSIP 072730302 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For For For Supervisory Board Acts 4 Intra-company Control Mgmt For For For Agreement with Bayer Beteiligungsverwaltung Goslar GmbH 5 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 01/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Henry Becton, Jr. Mgmt For For For 3 Elect Catherine Burzik Mgmt For For For 4 Elect Edward DeGraan Mgmt For For For 5 Elect Vincent Forlenza Mgmt For For For 6 Elect Claire Fraser Mgmt For For For 7 Elect Christopher Jones Mgmt For For For 8 Elect Marshall Larsen Mgmt For For For 9 Elect Adel Mahmoud Mgmt For For For 10 Elect Gary Mecklenburg Mgmt For For For 11 Elect James Orr Mgmt For For For 12 Elect Willard Overlock, Mgmt For For For Jr. 13 Elect Rebecca Rimel Mgmt For For For 14 Elect Bertram Scott Mgmt For For For 15 Elect Alfred Sommer Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Amendment to Fair Price Mgmt For For For Provision 19 Amendment to the 2004 Mgmt For For For Employee and Director Equity-Based Compensation Plan ________________________________________________________________________________ Bio-Reference Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status BRLI CUSIP 09057G602 07/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Benincasa Mgmt For For For 1.2 Elect John Roglieri Mgmt For Withhold Against 1.3 Elect Gary Lederman Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Biogen Idec, Inc. Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Caroline Dorsa Mgmt For For For 2 Elect Stelios Mgmt For For For Papadopoulos 3 Elect George A. Scangos Mgmt For For For 4 Elect Lynn Schenk Mgmt For For For 5 Elect Alexander J. Mgmt For For For Denner 6 Elect Nancy L. Leaming Mgmt For For For 7 Elect Richard C. Mgmt For For For Mulligan 8 Elect Robert W. Pangia Mgmt For For For 9 Elect Brian S. Posner Mgmt For For For 10 Elect Eric K. Rowinsky Mgmt For For For 11 Elect Stephen A. Sherwin Mgmt For For For 12 Elect William D. Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the 2008 Mgmt For For For Performance-Based Management Incentive Plan 16 Amendment to the 2008 Mgmt For For For Omnibus Incentive Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Cambrex Corporation Ticker Security ID: Meeting Date Meeting Status CBM CUSIP 132011107 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rosina B. Dixon Mgmt For For For 2 Elect Kathryn R. Mgmt For For For Harrigan 3 Elect Leon J. Hendrix, Mgmt For For For Jr. 4 Elect Ilan Kaufthal Mgmt For For For 5 Elect Steven M. Klosk Mgmt For For For 6 Elect William B. Korb Mgmt For For For 7 Elect John R. Miller Mgmt For For For 8 Elect Peter G. Tombros Mgmt For For For 9 Elect Shlomo Yanai Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2009 Mgmt For For For Long Term Incentive Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce Downey Mgmt For For For 7 Elect John Finn Mgmt For For For 8 Elect Clayton Jones Mgmt For For For 9 Elect Gregory Kenny Mgmt For For For 10 Elect David King Mgmt For For For 11 Elect Richard Notebaert Mgmt For For For 12 Elect Jean Spaulding Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Cerner Corporation Ticker Security ID: Meeting Date Meeting Status CERN CUSIP 156782104 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald E. Bisbee, Mgmt For For For Jr. 2 Elect Denis A. Cortese Mgmt For For For 3 Elect Linda M. Dillman Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Computer Programs and Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CPSI CUSIP 205306103 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Boyd Douglas Mgmt For For For 2 Elect Charles P. Huffman Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Covidien Public Limited Company Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F113 03/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jose E. Almeida Mgmt For For For 2 Elect Joy A. Amundson Mgmt For For For 3 Elect Craig Arnold Mgmt For For For 4 Elect Robert H. Brust Mgmt For For For 5 Elect John M. Connors, Mgmt For For For Jr. 6 Elect Christopher J. Mgmt For For For Coughlin 7 Elect Randall J. Hogan, Mgmt For For For III 8 Elect Martin D. Madaus Mgmt For For For 9 Elect Dennis H. Reilley Mgmt For For For 10 Elect Joseph A. Mgmt For For For Zaccagnino 11 Appointment of Auditor Mgmt For For For and Authority to Set Remuneration 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Stock Mgmt For For For and Incentive Plan 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Reissue Mgmt For For For Treasury Shares 16 Amendments to Articles Mgmt For For For to Update Share Transfer Procedures 17 Advisory Vote on the Mgmt For For For Reduction of Share Premium Account in Connection with Spin Off ________________________________________________________________________________ Cubist Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status CBST CUSIP 229678107 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael W. Bonney Mgmt For For For 1.2 Elect Mark Corrigan Mgmt For For For 1.3 Elect Alison Lawton Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Technical Amendment to Mgmt For For For Bylaws 5 Technical Amendment to Mgmt For For For Bylaws 6 Technical Amendment to Mgmt For For For Certificate of Incorporation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ensign Group Inc. Ticker Security ID: Meeting Date Meeting Status ENSG CUSIP 29358P101 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Antoinette T. Mgmt For For For Hubenette 1.2 Elect Clayton M. Mgmt For For For Christensen 1.3 Elect Lee A. Daniels Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Express Scripts Holding Company Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 30219G108 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary Benanav Mgmt For Against Against 2 Elect Maura Breen Mgmt For For For 3 Elect William DeLaney Mgmt For For For 4 Elect Nicholas LaHowchic Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For Against Against 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow Myers, Jr. Mgmt For For For 8 Elect John Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect William Roper Mgmt For For For 11 Elect Samuel Skinner Mgmt For For For 12 Elect Seymour Sternberg Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John F. Cogan Mgmt For For For 1.2 Elect Etienne F. Mgmt For For For Davignon 1.3 Elect Carla A. Hills Mgmt For For For 1.4 Elect Kevin E. Lofton Mgmt For For For 1.5 Elect John W. Madigan Mgmt For For For 1.6 Elect John C. Martin Mgmt For For For 1.7 Elect Nicholas G. Moore Mgmt For For For 1.8 Elect Richard J. Whitley Mgmt For For For 1.9 Elect Gayle E. Wilson Mgmt For Withhold Against 1.10 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 4 Increase of Authorized Mgmt For For For Common Shares 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CUSIP 37733W105 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Lynn L. Elsenhans Mgmt For For For 4 Elect Jing Ulrich Mgmt For For For 5 Elect Hans Wijers Mgmt For For For 6 Elect Sir Christopher Mgmt For Against Against Gent 7 Elect Sir Andrew Witty Mgmt For For For 8 Elect Sir Roy Anderson Mgmt For For For 9 Elect Stephanie A. Burns Mgmt For For For 10 Elect Stacey Cartwright Mgmt For For For 11 Elect Simon Dingemans Mgmt For For For 12 Elect Judy C. Lewent Mgmt For For For 13 Elect Sir Deryck C. Mgmt For For For Maughan 14 Elect Daniel Podolsky Mgmt For For For 15 Elect Moncef Slaoui Mgmt For For For 16 Elect Tom de Swaan Mgmt For Against Against 17 Elect Sir Robert Wilson Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Repurchase Mgmt For For For Shares 24 Exemption from Mgmt For For For Statement of Senior Auditor's Name 25 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Hospira, Inc. Ticker Security ID: Meeting Date Meeting Status HSP CUSIP 441060100 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Connie R. Curran Mgmt For For For 2 Elect William G. Dempsey Mgmt For For For 3 Elect Dennis M. Fenton Mgmt For For For 4 Elect Heino von Mgmt For For For Prondzynski 5 Elect Mark F. Wheeler Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Illumina, Inc. Ticker Security ID: Meeting Date Meeting Status ILMN CUSIP 452327109 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gerald Moller Mgmt For For For 1.2 Elect David R. Walt Mgmt For For For 1.3 Elect Robert S. Epstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2005 Mgmt For Against Against Stock and Incentive Plan ________________________________________________________________________________ Intuitive Surgical, Inc. Ticker Security ID: Meeting Date Meeting Status ISRG CUSIP 46120E602 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Amal M. Johnson Mgmt For For For 2 Elect Eric H. Halvorson Mgmt For For For 3 Elect Alan J. Levy Mgmt For Against Against 4 Amendment to the 2010 Mgmt For Against Against Incentive Award Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Sue Coleman Mgmt For For For 2 Elect James G. Cullen Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Alex Gorsky Mgmt For For For 5 Elect Michael M. E. Mgmt For For For Johns 6 Elect Susan L. Lindquist Mgmt For For For 7 Elect Anne M. Mulcahy Mgmt For Against Against 8 Elect Leo F. Mullin Mgmt For For For 9 Elect William D. Perez Mgmt For For For 10 Elect Charles Prince Mgmt For Against Against 11 Elect A. Eugene Mgmt For For For Washington 12 Elect Ronald A. Williams Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Corporate Values Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby III Mgmt For For For 5 Elect M. Christine Mgmt For For For Jacobs 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jane Shaw Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 15 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For Withhold Against 1.3 Elect Omar Ishrak Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Michael Leavitt Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jack Schuler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Adoption of Majority Mgmt For For For Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 6 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Kenneth C. Frazier Mgmt For For For 4 Elect Thomas H. Glocer Mgmt For For For 5 Elect William B. Mgmt For For For Harrison, Jr. 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Rochelle B. Mgmt For For For Lazarus 8 Elect Carlos E. Represas Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Craig B. Thompson Mgmt For For For 11 Elect Wendell P. Weeks Mgmt For For For 12 Elect Peter C. Wendell Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political and Charitable Contributions Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Public Policy Advocacy ________________________________________________________________________________ Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CUSIP 66987V109 02/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For and Management Acts 3 Allocation of Mgmt For For For Profits/Dividends 4 Compensation Policy Mgmt For For For 5 Elect Verena Briner Mgmt For For For 6 Elect Jorg Reinhardt Mgmt For For For 7 Elect Charles Sawyers Mgmt For For For 8 Elect William Winters Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Miscellaneous Mgmt For Abstain Against Shareholder Proposals or Countermotions ________________________________________________________________________________ Patterson Companies, Inc. Ticker Security ID: Meeting Date Meeting Status PDCO CUSIP 703395103 09/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott Anderson Mgmt For For For 1.2 Elect Ellen Rudnick Mgmt For For For 1.3 Elect Harold Slavkin Mgmt For For For 1.4 Elect James Wiltz Mgmt For For For 1.5 Elect Jody Feragen Mgmt For For For 2 Repeal of Classified Mgmt For For For Board 3 Amendment to the Equity Mgmt For For For Incentive Plan 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting ________________________________________________________________________________ PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harold E. Selick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis A. Ausiello Mgmt For For For 2 Elect M. Anthony Burns Mgmt For For For 3 Elect W. Don Cornwell Mgmt For For For 4 Elect Frances D. Mgmt For For For Fergusson 5 Elect William H. Gray, Mgmt For For For III 6 Elect Helen H. Hobbs Mgmt For For For 7 Elect Constance J. Mgmt For For For Horner 8 Elect James M. Kilts Mgmt For For For 9 Elect George A. Lorch Mgmt For For For 10 Elect Suzanne Nora Mgmt For For For Johnson 11 Elect Ian C. Read Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect Marc Mgmt For For For Tessier-Lavigne 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Resmed Inc. Ticker Security ID: Meeting Date Meeting Status RMD CUSIP 761152107 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Farrell Mgmt For For For 2 Elect Gary Pace Mgmt For For For 3 Elect Ronald Taylor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amendment to the 2009 Mgmt For For For Employee Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Skilled Healthcare Group, Inc. Ticker Security ID: Meeting Date Meeting Status SKH CUSIP 83066R107 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert M. Le Blanc Mgmt For For For 1.2 Elect Michael E. Boxer Mgmt For For For 1.3 Elect Bruce A. Yarwood Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2007 Mgmt For For For Incentive Award Plan ________________________________________________________________________________ St. Jude Medical, Inc. Ticker Security ID: Meeting Date Meeting Status STJ CUSIP 790849103 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stuart M. Essig Mgmt For For For 2 Elect Barbara B. Hill Mgmt For For For 3 Elect Michael A. Rocca Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stryker Corporation Ticker Security ID: Meeting Date Meeting Status SYK CUSIP 863667101 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Howard E. Cox, Jr. Mgmt For For For 2 Elect Srikant M. Datar Mgmt For For For 3 Elect Roch Doliveux Mgmt For For For 4 Elect Louis L. Mgmt For Against Against Francesconi 5 Elect Allan C. Golston Mgmt For For For 6 Elect Howard L. Lance Mgmt For For For 7 Elect Kevin A. Lobo Mgmt For For For 8 Elect William U. Parfet Mgmt For Against Against 9 Elect Ronda E. Stryker Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP 881624209 09/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Phillip Frost Mgmt For Against Against 3 Elect Roger Abravanel Mgmt For For For 4 Elect Richard Lerner Mgmt For For For 5 Elect Galia Maor Mgmt For For For 6 Elect Erez Vigodman Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Fee and Reimbursement Mgmt For For For to Chairman Phillip Frost 9 Payment to Vice Mgmt For For For Chairman Moshe Many 10 Amendments to Articles Mgmt For For For 11 Indemnification of Mgmt For For For Directors/Officers 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ United Therapeutics Corporation Ticker Security ID: Meeting Date Meeting Status UTHR CUSIP 91307C102 06/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Varian Medical Systems, Inc. Ticker Security ID: Meeting Date Meeting Status VAR CUSIP 92220P105 02/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Andrew Eckert Mgmt For For For 1.2 Elect Mark Laret Mgmt For For For 1.3 Elect Erich Reinhardt Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Waters Corporation Ticker Security ID: Meeting Date Meeting Status WAT CUSIP 941848103 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael J. Berendt Mgmt For For For 1.3 Elect Douglas A. Mgmt For For For Berthiaume 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie H. Glimcher Mgmt For For For 1.6 Elect Christopher A. Mgmt For For For Kuebler 1.7 Elect William J. Miller Mgmt For For For 1.8 Elect JoAnn A. Reed Mgmt For For For 1.9 Elect Thomas P. Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation Item 10: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Industrials Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda G. Alvarado Mgmt For For For 2 Elect Vance D. Coffman Mgmt For For For 3 Elect Michael L. Eskew Mgmt For For For 4 Elect W. James Farrell Mgmt For For For 5 Elect Herbert L. Henkel Mgmt For For For 6 Elect Muhtar Kent Mgmt For For For 7 Elect Edward M. Liddy Mgmt For For For 8 Elect Robert S. Morrison Mgmt For For For 9 Elect Aulana L. Peters Mgmt For Against Against 10 Elect Inge G. Thulin Mgmt For For For 11 Elect Robert J. Ulrich Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Feasibility Study on Prohibition of Political Spending ________________________________________________________________________________ AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ruby R. Chandy Mgmt For For For 1.2 Elect Charles D. Klein Mgmt For For For 1.3 Elect Steven W. Mgmt For For For Kohlhagen 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David L. Calhoun Mgmt For For For 2 Elect Arthur D. Mgmt For For For Collins, Jr. 3 Elect Linda Z. Cook Mgmt For For For 4 Elect Kenneth M. Mgmt For For For Duberstein 5 Elect Edmund P. Mgmt For For For Giambastiani, Jr. 6 Elect Lawrence W. Mgmt For For For Kellner 7 Elect Edward M. Liddy Mgmt For For For 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect Susan C. Schwab Mgmt For For For 10 Elect Ronald A. Williams Mgmt For For For 11 Elect Mike S. Zafirovski Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Supplemental Executive Retirement Benefits 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Canadian National Railway Company Ticker Security ID: Meeting Date Meeting Status CNR CUSIP 136375102 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael R. Mgmt For For For Armellino 1.2 Elect A. Charles Baillie Mgmt For For For 1.3 Elect Hugh J. Bolton Mgmt For For For 1.4 Elect Donald J. Carty Mgmt For For For 1.5 Elect Gordon D. Giffin Mgmt For For For 1.6 Elect Edith E. Holiday Mgmt For For For 1.7 Elect V. Maureen Mgmt For For For Kempston Darkes 1.8 Elect Denis Losier Mgmt For For For 1.9 Elect Edward C. Lumley Mgmt For For For 1.10 Elect David G.A. McLean Mgmt For For For 1.11 Elect Claude Mongeau Mgmt For For For 1.12 Elect James E. O'Connor Mgmt For For For 1.13 Elect Robert Pace Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David L. Calhoun Mgmt For For For 1.2 Elect Daniel M. Mgmt For For For Dickinson 1.3 Elect Juan Gallardo Mgmt For For For 1.4 Elect David R. Goode Mgmt For For For 1.5 Elect Jesse J. Greene, Mgmt For For For Jr. 1.6 Elect Jon M. Huntsman, Mgmt For For For Jr. 1.7 Elect Peter A. Magowan Mgmt For For For 1.8 Elect Dennis A. Mgmt For For For Muilenburg 1.9 Elect Douglas R. Mgmt For For For Oberhelman 1.10 Elect William A. Osborn Mgmt For For For 1.11 Elect Charles D. Powell Mgmt For For For 1.12 Elect Edward B. Rust, Mgmt For For For Jr. 1.13 Elect Susan C. Schwab Mgmt For For For 1.14 Elect Joshua I. Smith Mgmt For For For 1.15 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 6 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 7 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability 8 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 9 Shareholder Proposal ShrHoldr Against Against For Regarding Sales to the Government of Sudan ________________________________________________________________________________ Crane Co. Ticker Security ID: Meeting Date Meeting Status CR CUSIP 224399105 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard S. Forte Mgmt For Against Against 2 Elect Ellen McClain Mgmt For For For Haime 3 Elect Ronald C. Lindsay Mgmt For For For 4 Elect Jennifer M. Mgmt For For For Pollino 5 Elect James L. L. Tullis Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 2013 Stock Incentive Mgmt For For For Plan ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna M. Alvarado Mgmt For For For 2 Elect John B. Breaux Mgmt For For For 3 Elect Pamela L. Carter Mgmt For For For 4 Elect Steven T. Mgmt For For For Halverson 5 Elect Edward J. Kelly, Mgmt For For For III 6 Elect Gilbert H. Mgmt For For For Lamphere 7 Elect John D. McPherson Mgmt For For For 8 Elect Timothy T. O'Toole Mgmt For For For 9 Elect David M. Ratcliffe Mgmt For For For 10 Elect Donald J. Shepard Mgmt For For For 11 Elect Michael J. Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald J. Ehrlich Mgmt For For For 2 Elect Linda P. Hefner Mgmt For For For 3 Elect Teri List-Stoll Mgmt For For For 4 Elect Walter G. Lohr, Mgmt For Against Against Jr. 5 Elect Steven M. Rales Mgmt For For For 6 Elect John T. Schwieters Mgmt For For For 7 Elect Alan G. Spoon Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 12 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report ________________________________________________________________________________ Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel R. Allen Mgmt For For For 2 Elect Crandall C. Bowles Mgmt For For For 3 Elect Vance D. Coffman Mgmt For For For 4 Elect Charles O. Mgmt For For For Holliday, Jr. 5 Elect Dipak C. Jain Mgmt For For For 6 Elect Clayton M. Jones Mgmt For For For 7 Elect Joachim Milberg Mgmt For For For 8 Elect Richard B. Myers Mgmt For For For 9 Elect Thomas H. Patrick Mgmt For For For 10 Elect Aulana L. Peters Mgmt For For For 11 Elect Sherry M. Smith Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Re-approval of Mid-Term Mgmt For For For Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DAL CUSIP 247361702 06/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Mgmt For For For Anderson 2 Elect Edward H. Bastian Mgmt For For For 3 Elect Roy J. Bostock Mgmt For For For 4 Elect John S. Brinzo Mgmt For For For 5 Elect Daniel A. Carp Mgmt For For For 6 Elect David G. DeWalt Mgmt For For For 7 Elect William H. Easter Mgmt For For For III 8 Elect Mickey P. Foret Mgmt For For For 9 Elect Shirley C. Mgmt For For For Franklin 10 Elect David R. Goode Mgmt For For For 11 Elect George N. Mattson Mgmt For For For 12 Elect Paula Rosput Mgmt For For For Reynolds 13 Elect Kenneth C. Rogers Mgmt For For For 14 Elect Kenneth B. Woodrow Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares ________________________________________________________________________________ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David H. Benson Mgmt For For For 2 Elect Robert W. Cremin Mgmt For For For 3 Elect Jean-Pierre M. Mgmt For For For Ergas 4 Elect Peter T. Francis Mgmt For For For 5 Elect Kristiane C. Mgmt For For For Graham 6 Elect Michael F. Mgmt For For For Johnston 7 Elect Robert A. Mgmt For For For Livingston 8 Elect Richard K. Mgmt For For For Lochridge 9 Elect Bernard G. Rethore Mgmt For For For 10 Elect Michael B. Stubbs Mgmt For For For 11 Elect Stephen M. Todd Mgmt For For For 12 Elect Stephen K. Wagner Mgmt For For For 13 Elect Mary A. Winston Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 10/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Reduction in Share Mgmt For For For Premium Account to Create Distributable Reserves 3 Advisory Vote on Golden Mgmt For For For Parachutes 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Eaton Corporation plc Ticker Security ID: Meeting Date Meeting Status ETN CUSIP G29183103 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George S. Barrett Mgmt For For For 2 Elect Todd M. Bluedorn Mgmt For For For 3 Elect Christopher M. Mgmt For For For Connor 4 Elect Michael J. Mgmt For For For Critelli 5 Elect Alexander M. Mgmt For For For Cutler 6 Elect Charles E. Golden Mgmt For For For 7 Elect Linda A. Hill Mgmt For For For 8 Elect Arthur E. Johnson Mgmt For For For 9 Elect Ned C. Lautenbach Mgmt For For For 10 Elect Deborah L. McCoy Mgmt For For For 11 Elect Gregory R. Page Mgmt For For For 12 Elect Gerald B. Smith Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Senior Executive Mgmt For For For Incentive Compensation Plan 15 Executive Strategic Mgmt For For For Incentive Plan 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Authority to Repurchase Mgmt For For For Shares 18 Issuance of Treasury Mgmt For Against Against Shares ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Joshua Bolton Mgmt For For For 1.3 Elect Mathew Levatich Mgmt For For For 1.4 Elect Randall Stephenson Mgmt For Withhold Against 1.5 Elect August Busch III Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ Fastenal Company Ticker Security ID: Meeting Date Meeting Status FAST CUSIP 311900104 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Kierlin Mgmt For For For 2 Elect Stephen M. Slaggie Mgmt For For For 3 Elect Michael M. Mgmt For For For Gostomski 4 Elect Willard D. Oberton Mgmt For For For 5 Elect Michael J. Dolan Mgmt For Against Against 6 Elect Reyne K. Wisecup Mgmt For For For 7 Elect Hugh L. Miller Mgmt For Against Against 8 Elect Michael J. Ancius Mgmt For For For 9 Elect Scott A. Satterlee Mgmt For Against Against 10 Elect Rita J. Heise Mgmt For For For 11 Elect Darren R. Jackson Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Shirley Jackson Mgmt For For For 4 Elect Steven Loranger Mgmt For For For 5 Elect Gary Loveman Mgmt For For For 6 Elect R. Brad Martin Mgmt For For For 7 Elect Joshua Ramo Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposals ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Fluor Corporation Ticker Security ID: Meeting Date Meeting Status FLR CUSIP 343412102 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter K. Barker Mgmt For For For 2 Elect Alan M. Bennett Mgmt For For For 3 Elect Rosemary T. Mgmt For For For Berkery 4 Elect James T. Hackett Mgmt For For For 5 Elect Kent Kresa Mgmt For For For 6 Elect Dean R. O'Hare Mgmt For Against Against 7 Elect Armando J. Olivera Mgmt For For For 8 Elect David T. Seaton Mgmt For For For 9 Elect Nader H. Sultan Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Amendment to the 2008 Mgmt For For For Executive Performance Incentive Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Barra Mgmt For For For 2 Elect Nicholas Chabraja Mgmt For For For 3 Elect James Crown Mgmt For Against Against 4 Elect William Fricks Mgmt For For For 5 Elect Paul Kaminski Mgmt For For For 6 Elect John Keane Mgmt For For For 7 Elect Lester Lyles Mgmt For For For 8 Elect Phebe Novakovic Mgmt For For For 9 Elect William Osborn Mgmt For For For 10 Elect Sir Robert Mgmt For For For Walmsley 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Political Spending 14 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies ________________________________________________________________________________ General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Geoffrey Mgmt For For For Beattie 2 Elect John J. Brennan Mgmt For For For 3 Elect James I. Cash, Jr. Mgmt For For For 4 Elect Francisco D'Souza Mgmt For For For 5 Elect Marijn E. Dekkers Mgmt For For For 6 Elect Ann M. Fudge Mgmt For For For 7 Elect Susan Hockfield Mgmt For For For 8 Elect Jeffrey R. Immelt Mgmt For For For 9 Elect Andrea Jung Mgmt For For For 10 Elect Robert W. Lane Mgmt For For For 11 Elect Ralph S. Larsen Mgmt For For For 12 Elect Rochelle B. Mgmt For Against Against Lazarus 13 Elect James J. Mulva Mgmt For For For 14 Elect Mary L. Schapiro Mgmt For For For 15 Elect Robert J. Mgmt For For For Swieringa 16 Elect James S. Tisch Mgmt For For For 17 Elect Douglas A. Warner Mgmt For For For III 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal ShrHoldr Against Against For Regarding Cessation of All Stock Options and Bonuses 21 Shareholder Proposal ShrHoldr Against Against For Regarding Term Limits 22 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 23 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 24 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 25 Shareholder Proposal ShrHoldr Against Against For Regarding Double Board Nominees ________________________________________________________________________________ Healthcare Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status HCSG CUSIP 421906108 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel McCartney Mgmt For For For 1.2 Elect Robert Frome Mgmt For Withhold Against 1.3 Elect Robert Moss Mgmt For For For 1.4 Elect John Briggs Mgmt For For For 1.5 Elect Dino D. Ottaviano Mgmt For Withhold Against 1.6 Elect Theodore Wahl Mgmt For For For 1.7 Elect Michael McBryan Mgmt For For For 1.8 Elect Diane Casey Mgmt For Withhold Against 1.9 Elect John McFadden Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ HEICO Corporation Ticker Security ID: Meeting Date Meeting Status HEI CUSIP 422806208 03/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Adolfo Henriques Mgmt For For For 1.2 Elect Samuel L. Mgmt For Withhold Against Higginbottom 1.3 Elect Mark H. Mgmt For For For Hildebrandt 1.4 Elect Wolfgang Mayrhuber Mgmt For For For 1.5 Elect Eric A. Mendelson Mgmt For For For 1.6 Elect Laurans A. Mgmt For For For Mendelson 1.7 Elect Victor H. Mgmt For For For Mendelson 1.8 Elect Alan Schriesheim Mgmt For For For 1.9 Elect Frank J. Schwitter Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gordon M. Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David M. Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet F. Deily Mgmt For Against Against 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect Grace D. Lieblein Mgmt For For For 10 Elect George Paz Mgmt For For For 11 Elect Bradley T. Sheares Mgmt For For For 12 Elect Robin L. Mgmt For For For Washington 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Hubbell Incorporated Ticker Security ID: Meeting Date Meeting Status HUB.A CUSIP 443510201 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carlos M. Cardoso Mgmt For For For 1.2 Elect Lynn J. Good Mgmt For For For 1.3 Elect Anthony J. Guzzi Mgmt For For For 1.4 Elect Neal J. Keating Mgmt For For For 1.5 Elect John F. Malloy Mgmt For For For 1.6 Elect Andrew McNally, IV Mgmt For For For 1.7 Elect David G. Nord Mgmt For For For 1.8 Elect Timothy H. Powers Mgmt For For For 1.9 Elect G. Jackson Mgmt For For For Ratcliffe 1.10 Elect Carlos A. Mgmt For For For Rodriguez 1.11 Elect John G. Russell Mgmt For For For 1.12 Elect Richard J. Swift Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Idex Corporation Ticker Security ID: Meeting Date Meeting Status IEX CUSIP 45167R104 04/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ernest J. Mrozek Mgmt For For For 1.2 Elect David C. Parry Mgmt For For For 1.3 Elect Livingston Mgmt For For For Satterthwaite 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Joy Global Inc. Ticker Security ID: Meeting Date Meeting Status JOY CUSIP 481165108 03/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven L. Gerard Mgmt For For For 1.2 Elect John T. Gremp Mgmt For For For 1.3 Elect John N. Hanson Mgmt For For For 1.4 Elect Gale E. Klappa Mgmt For For For 1.5 Elect Richard B. Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael W. Mgmt For For For Sutherlin 1.8 Elect James H. Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Advisory Vote on the Mgmt N/A For N/A Adoption of Majority Vote for Election of Directors ________________________________________________________________________________ Landstar System, Inc. Ticker Security ID: Meeting Date Meeting Status LSTR CUSIP 515098101 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Homaira Akbari Mgmt For For For 1.2 Elect Diana M. Murphy Mgmt For For For 1.3 Elect Larry J. Thoele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Stock Compensation Plan Mgmt For For For ________________________________________________________________________________ MSC Industrial Direct Co., Inc. Ticker Security ID: Meeting Date Meeting Status MSM CUSIP 553530106 01/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mitchell Jacobson Mgmt For For For 1.2 Elect David Sandler Mgmt For For For 1.3 Elect Jonathan Byrnes Mgmt For For For 1.4 Elect Roger Fradin Mgmt For For For 1.5 Elect Erik Gershwind Mgmt For For For 1.6 Elect Louise Goeser Mgmt For For For 1.7 Elect Denis Kelly Mgmt For For For 1.8 Elect Philip Peller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Norfolk Southern Corporation Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Bell, Jr. Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Wesley Bush Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect Karen Horn Mgmt For Against Against 7 Elect Burton Joyce Mgmt For For For 8 Elect Steven Leer Mgmt For For For 9 Elect Michael Lockhart Mgmt For For For 10 Elect Charles Moorman, Mgmt For For For IV 11 Elect Martin Nesbitt Mgmt For For For 12 Elect John Thompson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Provide Right to Call a Mgmt For For For Special Meeting ________________________________________________________________________________ Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 1.11 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2009 Mgmt For For For Omnibus Stock Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James E. Mgmt For For For Cartwright 2 Elect Vernon E. Clark Mgmt For For For 3 Elect Stephen J. Hadley Mgmt For For For 4 Elect Michael C. Mgmt For For For Ruettgers 5 Elect Ronald L. Skates Mgmt For For For 6 Elect William R. Spivey Mgmt For For For 7 Elect Linda G. Stuntz Mgmt For For For 8 Elect William H. Swanson Mgmt For For For 9 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Political Spending 12 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 13 Shareholder Proposal ShrHoldr Against Against For Regarding Supplemental Executive Retirement Benefits 14 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Regal-Beloit Corporation Ticker Security ID: Meeting Date Meeting Status RBC CUSIP 758750103 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher L. Mgmt For For For Doerr 2 Elect Mark J. Gliebe Mgmt For For For 3 Elect Curtis W. Mgmt For For For Stoelting 4 Advisory Vote on Mgmt For For For Executive Compensation 5 2013 Equity Incentive Mgmt For For For Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ryder System, Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert J. Eck Mgmt For For For 2 Elect Tamara L. Lundgren Mgmt For For For 3 Elect Eugene A. Renna Mgmt For For For 4 Elect Abbie J. Smith Mgmt For For For 5 Elect Robert E. Sanchez Mgmt For For For 6 Elect Michael F. Hilton Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Repeal of Classified Mgmt For For For Board 10 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Spirit AeroSystems Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SPR CUSIP 848574109 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles L. Mgmt For Withhold Against Chadwell 1.2 Elect Ivor J. Evans Mgmt For Withhold Against 1.3 Elect Paul E. Fulchino Mgmt For For For 1.4 Elect Richard A. Mgmt For For For Gephardt 1.5 Elect Robert D. Johnson Mgmt For For For 1.6 Elect Ronald T. Kadish Mgmt For For For 1.7 Elect Larry A. Lawson Mgmt For For For 1.8 Elect Tawfiq Popatia Mgmt For For For 1.9 Elect Francis Raborn Mgmt For Withhold Against 1.10 Elect Jeffrey L. Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew H. Card, Mgmt For For For Jr. 2 Elect Erroll B. Davis, Mgmt For For For Jr. 3 Elect Thomas J. Donohue Mgmt For For For 4 Elect Archie W. Dunham Mgmt For For For 5 Elect Judith Richards Mgmt For For For Hope 6 Elect John J. Koraleski Mgmt For For For 7 Elect Charles C. Krulak Mgmt For For For 8 Elect Michael R. Mgmt For For For McCarthy 9 Elect Michael W. Mgmt For For For McConnell 10 Elect Thomas F. McLarty Mgmt For For For III 11 Elect Steven R. Rogel Mgmt For For For 12 Elect Jose H. Villarreal Mgmt For For For 13 Elect James R. Young Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 2013 Stock Incentive Mgmt For For For Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Michael J. Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart E. Mgmt For For For Eizenstat 5 Elect Michael L. Eskew Mgmt For For For 6 Elect William R. Johnson Mgmt For For For 7 Elect Candace Kendle Mgmt For For For 8 Elect Ann M. Livermore Mgmt For For For 9 Elect Rudy H.P. Markham Mgmt For For For 10 Elect Clark T. Randt, Mgmt For For For Jr. 11 Elect Carol B. Tome Mgmt For For For 12 Elect Kevin M. Warsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization ________________________________________________________________________________ United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Louis Chenevert Mgmt For For For 2 Elect John V. Faraci Mgmt For For For 3 Elect Jean-Pierre Mgmt For For For Garnier 4 Elect Jamie S. Gorelick Mgmt For For For 5 Elect Edward A. Kangas Mgmt For For For 6 Elect Ellen J. Kullman Mgmt For For For 7 Elect Marshall O. Larsen Mgmt For For For 8 Elect Harold W. McGraw Mgmt For For For III 9 Elect Richard B. Myers Mgmt For For For 10 Elect H. Patrick Swygert Mgmt For For For 11 Elect Andre Villeneuve Mgmt For For For 12 Elect Christine Todd Mgmt For For For Whitman 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ URS Corporation Ticker Security ID: Meeting Date Meeting Status URS CUSIP 903236107 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mickey P. Foret Mgmt For For For 2 Elect William H. Frist Mgmt For For For 3 Elect Lydia H. Kennard Mgmt For For For 4 Elect Donald R. Knauss Mgmt For For For 5 Elect Martin M. Koffel Mgmt For For For 6 Elect Timothy R. Mgmt For For For McLevish 7 Elect Joseph W. Ralston Mgmt For For For 8 Elect John D. Roach Mgmt For For For 9 Elect Douglas W. Stotlar Mgmt For For For 10 Elect William P. Mgmt For For For Sullivan 11 Amendment to the 2008 Mgmt For Against Against Equity Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ W.W. Grainger, Inc. Ticker Security ID: Meeting Date Meeting Status GWW CUSIP 384802104 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian P. Anderson Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect William K. Hall Mgmt For For For 1.4 Elect Stuart L. Levenick Mgmt For For For 1.5 Elect John W. McCarter, Mgmt For For For Jr. 1.6 Elect Neil S. Novich Mgmt For For For 1.7 Elect Michael J. Roberts Mgmt For For For 1.8 Elect Gary L. Rogers Mgmt For For For 1.9 Elect James T. Ryan Mgmt For For For 1.10 Elect E. Scott Santi Mgmt For For For 1.11 Elect James D. Slavik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation Item 11: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Information Technology Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect William Kimsey Mgmt For For For 3 Elect Robert Lipp Mgmt For For For 4 Elect Pierre Nanterme Mgmt For For For 5 Elect Gilles Pelisson Mgmt For For For 6 Elect Wulf von Mgmt For Against Against Schimmelmann 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to the Share Mgmt For For For Incentive Plan 10 Authority to Hold Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Mgmt For For For Shares 12 Price Range for Mgmt For For For Issuance of Treasury Shares 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ ACI Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status ACIW CUSIP 004498101 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John D. Curtis Mgmt For For For 1.2 Elect Philip G. Heasley Mgmt For For For 1.3 Elect James C. McGroddy Mgmt For For For 1.4 Elect Harlan F. Seymour Mgmt For For For 1.5 Elect John M. Shay, Jr. Mgmt For For For 1.6 Elect John E. Stokely Mgmt For For For 1.7 Elect Jan H. Suwinski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2013 Executive Mgmt For For For Management Incentive Compensation Plan 5 Increase of Authorized Mgmt For Against Against Common Stock ________________________________________________________________________________ Amdocs Ltd. Ticker Security ID: Meeting Date Meeting Status DOX CUSIP G02602103 01/31/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Minicucci Mgmt For For For 2 Elect Adrian Gardner Mgmt For For For 3 Elect John McLennan Mgmt For For For 4 Elect Simon Olswang Mgmt For For For 5 Elect Zohar Zisapel Mgmt For For For 6 Elect Julian Brodsky Mgmt For For For 7 Elect Eli Gelman Mgmt For For For 8 Elect James Kahan Mgmt For For For 9 Elect Richard LeFave Mgmt For For For 10 Elect Nehemia Lemelbaum Mgmt For For For 11 Elect Giora Yaron Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Amdocs Ltd. Ticker Security ID: Meeting Date Meeting Status DOX CUSIP G02602103 07/31/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quarterly Dividend Mgmt For For For Policy ________________________________________________________________________________ ANSYS, Inc. Ticker Security ID: Meeting Date Meeting Status ANSS CUSIP 03662Q105 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald W. Mgmt For For For Hovsepian 2 Elect Michael Thurk Mgmt For For For 3 Elect Barbara V. Scherer Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William V. Mgmt For For For Campbell 1.2 Elect Timothy D. Cook Mgmt For For For 1.3 Elect Millard S. Drexler Mgmt For For For 1.4 Elect Albert A. Gore, Mgmt For For For Jr. 1.5 Elect Robert A. Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur D. Levinson Mgmt For For For 1.8 Elect Ronald D. Sugar Mgmt For For For 2 Amendments to Articles Mgmt For For For of Incorporation 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 6 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Human Rights Committee ________________________________________________________________________________ Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aart J. de Geus Mgmt For For For 2 Elect Stephen R. Forrest Mgmt For For For 3 Elect Thomas J. Iannotti Mgmt For For For 4 Elect Susan M. James Mgmt For For For 5 Elect Alexander A. Mgmt For For For Karsner 6 Elect Gerhard H. Parker Mgmt For For For 7 Elect Dennis D. Powell Mgmt For For For 8 Elect Willem P. Mgmt For For For Roelandts 9 Elect James E. Rogers Mgmt For For For 10 Elect Michael R. Mgmt For For For Splinter 11 Elect Robert H. Swan Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ellen Alemany Mgmt For For For 1.2 Elect Gregory Brenneman Mgmt For For For 1.3 Elect Leslie Brun Mgmt For For For 1.4 Elect Richard Clark Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Carlos Rodriguez Mgmt For For For 1.10 Elect Enrique Salem Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CACI International Inc Ticker Security ID: Meeting Date Meeting Status CACI CUSIP 127190304 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Allen Mgmt For For For 1.2 Elect James Gilmore III Mgmt For For For 1.3 Elect Gregory Johnson Mgmt For For For 1.4 Elect Richard Mgmt For For For Leatherwood 1.5 Elect J.P. London Mgmt For For For 1.6 Elect James Pavitt Mgmt For For For 1.7 Elect Warren Phillips Mgmt For For For 1.8 Elect Charles Revoile Mgmt For For For 1.9 Elect William Wallace Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect Marc Benioff Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect Michael Capellas Mgmt For For For 5 Elect Larry Carter Mgmt For For For 6 Elect John Chambers Mgmt For For For 7 Elect Brian Halla Mgmt For For For 8 Elect John Hennessy Mgmt For Against Against 9 Elect Kristina Johnson Mgmt For For For 10 Elect Richard Kovacevich Mgmt For For For 11 Elect Roderick McGeary Mgmt For For For 12 Elect Arun Sarin Mgmt For For For 13 Elect Steven West Mgmt For For For 14 Amendment to the Mgmt For For For Executive Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Conflict Minerals ________________________________________________________________________________ Citrix Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP 177376100 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark B. Templeton Mgmt For For For 2 Elect Stephen M. Dow Mgmt For For For 3 Elect Godfrey R. Mgmt For For For Sullivan 4 Amendment to the 2005 Mgmt For For For Equity Incentive Plan 5 Repeal of Classified Mgmt For For For Board 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cognizant Technology Solutions Corporation Ticker Security ID: Meeting Date Meeting Status CTSH CUSIP 192446102 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Maureen Mgmt For For For Breakiron-Evans 2 Elect John E. Klein Mgmt For For For 3 Elect Lakshmi Narayanan Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Repeal of Classified Mgmt For For For Board 6 Amendment to the 2004 Mgmt For For For Employee Stock Purchase Plan 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ CoreLogic Inc. Ticker Security ID: Meeting Date Meeting Status CLGX CUSIP 21871D103 07/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. David Chatham Mgmt For For For 2 Elect Douglas Curling Mgmt For For For 3 Elect John Dorman Mgmt For For For 4 Elect Paul Folino Mgmt For For For 5 Elect Anand Nallathambi Mgmt For For For 6 Elect Thomas O'Brien Mgmt For For For 7 Elect Jaynie Studenmund Mgmt For For For 8 Elect D. Van Skilling Mgmt For For For 9 Elect David Walker Mgmt For For For 10 Elect Mary Widener Mgmt For For For 11 2012 Employee Stock Mgmt For For For Purchase Plan 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David M. Moffett Mgmt For For For 2 Elect Richard T. Mgmt For For For Schlosberg, III 3 Elect Thomas J. Tierney Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against Against For Regarding Privacy and Data Security 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael W. Brown Mgmt For For For 2 Elect Randolph L. Cowen Mgmt For For For 3 Elect Gail Deegan Mgmt For For For 4 Elect James S. DiStasio Mgmt For For For 5 Elect John R. Egan Mgmt For For For 6 Elect Edmund F. Kelly Mgmt For For For 7 Elect Jami Miscik Mgmt For For For 8 Elect Windle B. Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David N. Strohm Mgmt For For For 11 Elect Joseph M. Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Amendment to the 2003 Mgmt For For For Stock Plan 15 Amendment to the 1989 Mgmt For For For Employee Stock Purchase Plan 16 Amendments to Articles Mgmt For For For and Bylaws Regarding Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending ________________________________________________________________________________ F5 Networks, Inc. Ticker Security ID: Meeting Date Meeting Status FFIV CUSIP 315616102 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Dreyer Mgmt For For For 2 Elect Sandra Bergeron Mgmt For For For 3 Elect Deborah L. Bevier Mgmt For For For 4 Elect Alan J. Higginson Mgmt For For For 5 Elect John McAdam Mgmt For For For 6 Elect Stephen Smith Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Fair Isaac Corporation Ticker Security ID: Meeting Date Meeting Status FICO CUSIP 303250104 02/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect A. George Battle Mgmt For For For 2 Elect Nicholas Graziano Mgmt For For For 3 Elect Braden Kelly Mgmt For For For 4 Elect James Kirsner Mgmt For For For 5 Elect William Lansing Mgmt For For For 6 Elect Rahul Merchant Mgmt For For For 7 Elect David Rey Mgmt For For For 8 Elect Duane White Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fidelity National Information Services, Inc. Ticker Security ID: Meeting Date Meeting Status FIS CUSIP 31620M106 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephan A. James Mgmt For For For 2 Elect Frank R. Martire Mgmt For For For 3 Elect Gary A. Norcross Mgmt For For For 4 Elect James B. Stallings Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Amendment to the 2008 Mgmt For For For Omnibus Incentive Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Flextronics International Ltd. Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F102 08/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Davidson Mgmt For For For 2 Elect William Watkins Mgmt For For For 3 Elect TAN Lay Koon Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Authority to Issue Mgmt For For For Ordinary Shares 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Renewal of the Share Mgmt For For For Purchase Mandate ________________________________________________________________________________ Global Payments Inc. Ticker Security ID: Meeting Date Meeting Status GPN CUSIP 37940X102 09/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alex Hart Mgmt For For For 1.2 Elect William Jacobs Mgmt For For For 1.3 Elect Alan Silberstein Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect Diane B. Greene Mgmt For For For 1.6 Elect John L. Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For For For 1.8 Elect Paul S. Otellini Mgmt For For For 1.9 Elect K. Ram Shriram Mgmt For For For 1.10 Elect Shirley M. Mgmt For For For Tilghman 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against Against For Regarding Lead Batteries 4 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 6 Shareholder Proposal ShrHoldr Against Against For Regarding CEO Succession Planning ________________________________________________________________________________ Informatica Corporation Ticker Security ID: Meeting Date Meeting Status INFA CUSIP 45666Q102 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark Garrett Mgmt For For For 2 Elect Gerald D. Held Mgmt For For For 3 Elect Charles J. Robel Mgmt For For For 4 Amendment to the 2009 Mgmt For For For Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Infosys Limited Ticker Security ID: Meeting Date Meeting Status INFY CUSIP 456788108 06/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect S. D. Shibulal Mgmt For For For 4 Elect Srinath Batni Mgmt For For For 5 Elect Deepak M. Mgmt For Against Against Satwalekar 6 Elect Omkar M. Goswami Mgmt For For For 7 Elect Ramaswami Mgmt For For For Seshasayee 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect Leo Puri Mgmt For For For ________________________________________________________________________________ Insight Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status NSIT CUSIP 45765U103 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael M. Fisher Mgmt For For For 1.2 Elect Bennett Dorrance Mgmt For For For 1.3 Elect Richard E. Allen Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain J. P. Belda Mgmt For Against Against 2 Elect William R. Brody Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Michael L. Eskew Mgmt For Against Against 5 Elect David N. Farr Mgmt For For For 6 Elect Shirley A. Jackson Mgmt For For For 7 Elect Andrew N. Liveris Mgmt For Against Against 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect James W. Owens Mgmt For For For 10 Elect Virginia M. Mgmt For For For Rometty 11 Elect Joan E. Spero Mgmt For For For 12 Elect Sidney Taurel Mgmt For For For 13 Elect Lorenzo H Zambrano Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU CUSIP 461202103 01/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher Brody Mgmt For For For 2 Elect William Campbell Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Diane Greene Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Suzanne Nora Mgmt For For For Johnson 7 Elect Dennis Powell Mgmt For For For 8 Elect Brad Smith Mgmt For For For 9 Elect Jeff Weiner Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of Performance Mgmt For For For Goals under the Senior Executive Incentive Plan ________________________________________________________________________________ Lam Research Corporation Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807108 11/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martin Anstice Mgmt For For For 1.2 Elect Eric Brandt Mgmt For For For 1.3 Elect Michael Cannon Mgmt For For For 1.4 Elect Youssef El-Mansy Mgmt For For For 1.5 Elect Christine Heckart Mgmt For For For 1.6 Elect Grant Inman Mgmt For For For 1.7 Elect Catherine Lego Mgmt For For For 1.8 Elect Stephen Newberry Mgmt For For For 1.9 Elect Krishna Saraswat Mgmt For For For 1.10 Elect William Spivey Mgmt For For For 1.11 Elect Abhijit Talwalkar Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MasterCard Incorporated Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Mgmt For For For Haythornthwaite 2 Elect Ajay S. Banga Mgmt For For For 3 Elect Silvio Barzi Mgmt For For For 4 Elect David R. Carlucci Mgmt For For For 5 Elect Steven J. Freiberg Mgmt For For For 6 Elect Nancy J. Karch Mgmt For For For 7 Elect Marc Olivie Mgmt For For For 8 Elect Rima Qureshi Mgmt For For For 9 Elect Jose Octavio Mgmt For For For Reyes Lagunes 10 Elect Mark Schwartz Mgmt For For For 11 Elect Jackson P. TAI Mgmt For For For 12 Elect Edward Suning Tian Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mentor Graphics Corporation Ticker Security ID: Meeting Date Meeting Status MENT CUSIP 587200106 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith L. Barnes Mgmt For For For 1.2 Elect Peter L. Bonfield Mgmt For Withhold Against 1.3 Elect Gregory K. Mgmt For Withhold Against Hinckley 1.4 Elect J. Daniel McCranie Mgmt For For For 1.5 Elect Kevin C. McDonough Mgmt For Withhold Against 1.6 Elect Patrick B. McManus Mgmt For For For 1.7 Elect Walden C. Rhines Mgmt For For For 1.8 Elect David S. Schechter Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Shareholder Proposal ShrHoldr N/A For N/A Regarding Majority Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Methode Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status MEI CUSIP 591520200 09/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Walter Aspatore Mgmt For Against Against 2 Elect Warren Batts Mgmt For For For 3 Elect J. Edward Colgate Mgmt For For For 4 Elect Darren Dawson Mgmt For For For 5 Elect Donald Duda Mgmt For For For 6 Elect Stephen Gates Mgmt For Against Against 7 Elect Isabelle Goossen Mgmt For Against Against 8 Elect Christopher Mgmt For For For Hornung 9 Elect Paul Shelton Mgmt For Against Against 10 Elect Lawrence Skatoff Mgmt For Against Against 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Maria Klawe Mgmt For For For 5 Elect Stephen Luczo Mgmt For For For 6 Elect David Marquardt Mgmt For For For 7 Elect Charles Noski Mgmt For For For 8 Elect Helmut Panke Mgmt For For For 9 Elect John Thompson Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting ________________________________________________________________________________ NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 08/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Nicholas Moore Mgmt For For For 1.3 Elect Thomas Georgens Mgmt For For For 1.4 Elect Jeffry Allen Mgmt For For For 1.5 Elect Alan Earhart Mgmt For For For 1.6 Elect Gerald Held Mgmt For For For 1.7 Elect T. Michael Nevens Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 1.10 Elect Richard Wallace Mgmt For For For 2 Amendment to the 1999 Mgmt For Against Against Stock Option Plan 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr N/A For N/A Regarding Simple Majority Vote ________________________________________________________________________________ Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 11/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For Withhold Against 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For Withhold Against 1.5 Elect Bruce Chizen Mgmt For Withhold Against 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Mgmt For For For Garcia-Molina 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 1993 Mgmt For Against Against Directors' Stock Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding the Use of Multiple Metrics for Executive Performance Measures 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 8 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Perficient, Inc. Ticker Security ID: Meeting Date Meeting Status PRFT CUSIP 71375U101 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey S. Davis Mgmt For For For 1.2 Elect Ralph C. Mgmt For For For Derrickson 1.3 Elect John S. Hamlin Mgmt For For For 1.4 Elect James R. Kackley Mgmt For For For 1.5 Elect David S. Lundeen Mgmt For For For 1.6 Elect David D. May Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ QLogic Corporation Ticker Security ID: Meeting Date Meeting Status QLGC CUSIP 747277101 08/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Simon Biddiscombe Mgmt For For For 2 Elect H.K. Desai Mgmt For For For 3 Elect Balakrishnan Iyer Mgmt For Against Against 4 Elect Kathryn Lewis Mgmt For Against Against 5 Elect D. Scott Mercer Mgmt For Against Against 6 Elect George Wells Mgmt For Against Against 7 Elect William Zeitler Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara T. Mgmt For Against Against Alexander 2 Elect Donald G. Mgmt For For For Cruickshank 3 Elect Raymond V. Mgmt For For For Dittamore 4 Elect Susan Hockfield Mgmt For For For 5 Elect Thomas W. Horton Mgmt For For For 6 Elect Paul E. Jacobs Mgmt For For For 7 Elect Sherry Lansing Mgmt For For For 8 Elect Duane A. Nelles Mgmt For For For 9 Elect Francisco Ros Mgmt For For For 10 Elect Brent Scowcroft Mgmt For For For 11 Elect Marc I. Stern Mgmt For For For 12 Amendment to the 2006 Mgmt For For For Long-Term Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael F. Barry Mgmt For For For 1.2 Elect Charles M. Mgmt For For For Brennan, III 1.3 Elect Bruce D. Hoechner Mgmt For For For 1.4 Elect Gregory B. Howey Mgmt For For For 1.5 Elect Carol R. Jensen Mgmt For For For 1.6 Elect William E. Mgmt For For For Mitchell 1.7 Elect Robert G. Paul Mgmt For For For 1.8 Elect Peter C. Wallace Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Synaptics Incorporated Ticker Security ID: Meeting Date Meeting Status SYNA CUSIP 87157D109 10/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Buchanan Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For Withhold Against 1.3 Elect James Whims Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SYNNEX Corporation Ticker Security ID: Meeting Date Meeting Status SNX CUSIP 87162W100 03/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dwight A. Mgmt For For For Steffensen 1.2 Elect Kevin M. Murai Mgmt For For For 1.3 Elect Fred A. Mgmt For For For Breidenbach 1.4 Elect Hau Lee Mgmt For For For 1.5 Elect Matthew F.C. Miau Mgmt For For For 1.6 Elect Dennis Polk Mgmt For For For 1.7 Elect Gregory Quesnel Mgmt For For For 1.8 Elect Thomas Wurster Mgmt For For For 1.9 Elect Duane E. Zitzner Mgmt For For For 1.10 Elect Andrea M. Zulberti Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Stock Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Syntel, Inc. Ticker Security ID: Meeting Date Meeting Status SYNT CUSIP 87162H103 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paritosh K. Choksi Mgmt For For For 1.2 Elect Bharat Desai Mgmt For For For 1.3 Elect Thomas Doke Mgmt For For For 1.4 Elect Rajesh Mashruwala Mgmt For For For 1.5 Elect George R. Mgmt For For For Mrkonic, Jr. 1.6 Elect Prashant Ranade Mgmt For For For 1.7 Elect Neerja Sethi Mgmt For For For 2 Amendment to the Stock Mgmt For For For Option and Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dinyar S. Devitre Mgmt For For For 2 Elect Betsy D. Holden Mgmt For For For 3 Elect Wulf von Mgmt For For For Schimmelmann 4 Elect Solomon D. Mgmt For For For Trujillo 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Right to Call Special Mgmt For For For Meetings 8 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending ________________________________________________________________________________ Total System Services, Inc. Ticker Security ID: Meeting Date Meeting Status TSS CUSIP 891906109 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James H. Blanchard Mgmt For For For 2 Elect Richard Y. Bradley Mgmt For For For 3 Elect Kriss Cloninger Mgmt For For For III 4 Elect Walter W. Driver, Mgmt For For For Jr. 5 Elect Gardiner W. Mgmt For Against Against Garrard, Jr. 6 Elect Sidney E. Harris Mgmt For For For 7 Elect Mason H. Lampton Mgmt For For For 8 Elect H. Lynn Page Mgmt For For For 9 Elect Philip W. Mgmt For For For Tomlinson 10 Elect John T. Turner Mgmt For For For 11 Elect Richard W. Ussery Mgmt For For For 12 Elect M. Troy Woods Mgmt For For For 13 Elect James D. Yancey Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tyler Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TYL CUSIP 902252105 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald R. Brattain Mgmt For For For 1.2 Elect J. Luther King, Mgmt For For For Jr. 1.3 Elect John S. Marr, Jr. Mgmt For For For 1.4 Elect G. Stuart Reeves Mgmt For For For 1.5 Elect Michael D. Mgmt For For For Richards 1.6 Elect Dustin R. Womble Mgmt For Withhold Against 1.7 Elect John M. Yeaman Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ VeriFone Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PAY CUSIP 92342Y109 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert W. Alspaugh Mgmt For For For 1.2 Elect Leslie G. Denend Mgmt For For For 1.3 Elect Alex W. Hart Mgmt For For For 1.4 Elect Robert B. Henske Mgmt For For For 1.5 Elect Richard A. McGinn Mgmt For For For 1.6 Elect Wenda Harris Mgmt For For For Millard 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Jeffrey E. Mgmt For For For Stiefler 2 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 01/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary Coughlan Mgmt For For For 2 Elect Mary Cranston Mgmt For Against Against 3 Elect Francisco Javier Mgmt For For For Fernandez Carbajal 4 Elect Robert Matschullat Mgmt For For For 5 Elect Cathy Minehan Mgmt For For For 6 Elect Suzanne Nora Mgmt For For For Johnson 7 Elect David Pang Mgmt For For For 8 Elect Joseph Saunders Mgmt For For For 9 Elect Charles Scharf Mgmt For For For 10 Elect William Shanahan Mgmt For For For 11 Elect John Swainson Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Expenditures ________________________________________________________________________________ Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathleen Cote Mgmt For For For 2 Elect John Coyne Mgmt For For For 3 Elect Henry DeNero Mgmt For For For 4 Elect William Kimsey Mgmt For For For 5 Elect Michael Lambert Mgmt For For For 6 Elect Len Lauer Mgmt For For For 7 Elect Matthew Massengill Mgmt For For For 8 Elect Roger Moore Mgmt For For For 9 Elect Kensuke Oka Mgmt For For For 10 Elect Thomas Pardun Mgmt For For For 11 Elect Arif Shakeel Mgmt For For For 12 Elect Masahiro Yamamura Mgmt For For For 13 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 14 Amendment to the 2005 Mgmt For For For Employee Stock Purchase Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For Item 12: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON International Equity Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ ACC Limited (Associated Cement Companies Limited) Ticker Security ID: Meeting Date Meeting Status ACC CINS Y0002C112 04/05/2013 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Narotam S. Mgmt For Against Against Sekhsaria 4 Elect Shailesh V. Mgmt For Against Against Haribhakti 5 Retirement of Naresh Mgmt For For For Chandra 6 Retirement of Rajendra Mgmt For For For Shah 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Advanced Information Service Inc. Ticker Security ID: Meeting Date Meeting Status ADVANC CINS Y0014U183 03/27/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Meeting Minutes Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect Surasak Vajasit Mgmt For For For 10 Elect Wichian Mektrakarn Mgmt For For For 11 Elect Vithit Mgmt For For For Leenutaphong 12 Elect Jeann Low Ngiap Mgmt For For For Jong 13 Directors' Fees Mgmt For For For 14 Letter to Confirm Mgmt For For For Prohibitive Characters in Connection w/Foreign Dominance 15 Issuance of Warrants Mgmt For For For w/o Preemptive Rights 16 Issuance of Shares w/o Mgmt For For For Preemptive Rights 17 Wichian Mektrakarn Mgmt For For For 18 Suwimol Kaewkoon Mgmt For For For 19 Pong-Amorn Nimpoonsawat Mgmt For For For 20 Somchai Lertsutiwong Mgmt For For For 21 Walan Norasetpakdi Mgmt For For For 22 Vilasinee Puddhikarant Mgmt For For For 23 Weerawat Mgmt For For For Kiattipongthaworn 24 Issara Dejakaisaya Mgmt For For For 25 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ AES Tiete S.A. Ticker Security ID: Meeting Date Meeting Status GETI4 CINS P4991B101 04/04/2013 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Supervisory Mgmt N/A Abstain N/A Council Member(s) Representative of Minority/Preferred Shareholders ________________________________________________________________________________ Air Liquide Ticker Security ID: Meeting Date Meeting Status AI CINS F01764103 05/07/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Authority to Repurchase Mgmt For For For Shares 8 Elect Thierry Desmarest Mgmt For For For 9 Elect Thierry Peugeot Mgmt For For For 10 Life Insurance Benefits Mgmt For For For (Benoit Potier) 11 Life Insurance Benefits Mgmt For For For (Pierre Dufour) 12 Authority to Issue Debt Mgmt For For For Instruments 13 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 14 Authority to Grant Mgmt For Against Against Stock Options 15 Authority to Issue Mgmt For Against Against Restricted Shares 16 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 17 Greenshoe Mgmt For For For 18 Employee Stock Purchase Mgmt For For For Plan 19 Employee Stock Purchase Mgmt For For For Plan for Overseas Employees 20 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Aker Solutions ASA Ticker Security ID: Meeting Date Meeting Status AKSO CINS R0180X100 04/12/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Agenda Mgmt For For For 7 Election of Individuals Mgmt For For For to Check Minutes 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 10 Compensation Guidelines Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Nominating Committee Mgmt For For For Fees 13 Election of Directors Mgmt For For For 14 Election of Nominating Mgmt For For For Committee Members 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Repurchase Mgmt For For For Shares Pursuant to Acquisitions, Mergers, Demergers or Other Transfers of Business 17 Authority to Repurchase Mgmt For For For Shares Pursuant to Employee Share Programme 18 Authority to Repurchase Mgmt For For For Shares for Cancellation ________________________________________________________________________________ America Movil SAB de CV Ticker Security ID: Meeting Date Meeting Status AMX CINS P0280A101 04/22/2013 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors - Mgmt For Abstain Against Class L Shareholders 2 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Atos Origin SA Ticker Security ID: Meeting Date Meeting Status ATO CINS F06116101 05/29/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Elect Aminata Niane Mgmt For For For 10 Elect Vernon Sankey Mgmt For For For 11 Elect Lynn Sharp Paine Mgmt For For For 12 Elect Jean Fleming Mgmt For For For 13 Elect Daniel Gargot Mgmt Against Against For 14 Elect Denis Lesieur Mgmt Against Against For 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Cancel Mgmt For For For Shares and Reduce Capital 17 Employee Stock Purchase Mgmt For For For Plan 18 Authority to Issue Mgmt For For For Restricted Shares 19 Amendment Regarding Mgmt For For For Directors' Shareholdings 20 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Atrium Innovations Inc. Ticker Security ID: Meeting Date Meeting Status ATB CUSIP 04963Y102 05/14/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Yvon Bolduc Mgmt For For For 1.2 Elect Alain Bouchard Mgmt For Withhold Against 1.3 Elect Eric Dupont Mgmt For For For 1.4 Elect Pierre Fitzgibbon Mgmt For For For 1.5 Elect Jacques Gauthier Mgmt For For For 1.6 Elect Claude R. Mgmt For Withhold Against Lamoureux 1.7 Elect Pierre Laurin Mgmt For For For 1.8 Elect Gerard Limoges Mgmt For For For 1.9 Elect Javier San Juan Mgmt For For For 1.10 Elect Carole St-Charles Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 04/24/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard L. Beck Mgmt For For For 1.2 Elect Charles W. D. Mgmt For Withhold Against Birchall 1.3 Elect Donald J. Carty Mgmt For For For 1.4 Elect Gustavo A. Mgmt For For For Cisneros 1.5 Elect Robert M. Franklin Mgmt For For For 1.6 Elect J. Brett Harvey Mgmt For For For 1.7 Elect Dambisa Moyo Mgmt For For For 1.8 Elect Brian Mulroney Mgmt For Withhold Against 1.9 Elect Anthony Munk Mgmt For Withhold Against 1.10 Elect Peter Munk Mgmt For For For 1.11 Elect Steven J. Shapiro Mgmt For For For 1.12 Elect Jamie C. Sokalsky Mgmt For For For 1.13 Elect John L. Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Basf SE Ticker Security ID: Meeting Date Meeting Status BAS CINS D06216317 04/26/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Ratification of Mgmt For For For Management Board Acts 10 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ BIC (Societe Bic) Ticker Security ID: Meeting Date Meeting Status BB CINS F10080103 05/15/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Mgmt For For For Shares 9 Elect Bruno Bich Mgmt For For For 10 Elect Mario Guevara Mgmt For For For 11 Elect Elizabeth Bastoni Mgmt For For For 12 Amendment to the Mgmt For For For Corporate Purpose 13 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 14 Authority to Issue Mgmt For Against Against Restricted Shares 15 Authority to Grant Mgmt For Against Against Stock Options 16 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ British American Tobacco plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/25/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Richard Burrows Mgmt For For For 7 Elect John P. Daly Mgmt For For For 8 Elect Karen de Segundo Mgmt For For For 9 Elect Nicandro Durante Mgmt For For For 10 Elect Ann Godbehere Mgmt For For For 11 Elect Christine Mgmt For For For Morin-Postel 12 Elect Gerard Murphy Mgmt For For For 13 Elect Kieran Poynter Mgmt For For For 14 Elect Anthony Ruys Mgmt For For For 15 Elect Ben Stevens Mgmt For For For 16 Elect Richard Tubb Mgmt For For For 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ CCR S.A. Ticker Security ID: Meeting Date Meeting Status CCRO3 CINS P1413U105 04/18/2013 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Mgmt For For For Budget 6 Allocation of Mgmt For For For Profits/Dividends 7 Election of Board Mgmt N/A Abstain N/A Member(s) Representative of Minority Shareholders 8 Election of Supervisor Mgmt N/A Abstain N/A Council Member(s) Representative of Minority Shareholders 9 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Celltrion Inc. Ticker Security ID: Meeting Date Meeting Status 068270 CINS Y1242A106 01/29/2013 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Share Consolidation Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Celltrion Inc. Ticker Security ID: Meeting Date Meeting Status 068270 CINS Y1242A106 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Elect LEE Kyung Ho Mgmt For For For 3 Elect KIM Dong Il Mgmt For For For 4 Elect LEE Yo Sep Mgmt For For For 5 Elect CHO Gyun Suk Mgmt For For For 6 Elect CHO Hong Hui Mgmt For For For 7 Election of Audit Mgmt For For For Committee Members (Slate) 8 Directors' Fees Mgmt For For For 9 Share Option Grant Mgmt For For For 10 Amendments to Executive Mgmt For Against Against Officer Retirement Policy ________________________________________________________________________________ Celltrion Incorporated Ticker Security ID: Meeting Date Meeting Status 068270 CINS Y1242A106 12/21/2012 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Centerra Gold Inc. Ticker Security ID: Meeting Date Meeting Status CG CUSIP 152006102 05/10/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ian Atkinson Mgmt For For For 1.2 Elect Richard Connor Mgmt For For For 1.3 Elect Raphael Girard Mgmt For Withhold Against 1.4 Elect Karybek Ibraev Mgmt For For For 1.5 Elect Stephen A. Lang Mgmt For Withhold Against 1.6 Elect John W. Lill Mgmt For For For 1.7 Elect Amangeldy Muraliev Mgmt For Withhold Against 1.8 Elect Sheryl K. Pressler Mgmt For Withhold Against 1.9 Elect Terry V. Rogers Mgmt For For For 1.10 Elect Bruce V. Walter Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Cermaq ASA Ticker Security ID: Meeting Date Meeting Status CEQ CINS R1536Z104 05/21/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Presiding Mgmt For For For Chairman 6 Election of Individual Mgmt For For For to Check Minutes 7 Notice of Meeting and Mgmt For For For Agenda 8 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 9 Corporate Governance Mgmt For For For Report 10 Compensation Guidelines Mgmt For For For 11 Authority to Repurchase Mgmt For For For Shares Pursuant to Share Option Program 12 Authority to Set Mgmt For For For Auditor's Fees 13 Directors' Fees Mgmt For For For 14 Nomination Committee Mgmt For For For Fees 15 Audit Committee Fees Mgmt For For For 16 Compensation Committee Mgmt For For For Fees 17 Elect Rebekka Glasser Mgmt For For For Herlofsen 18 Elect Helge Midttun Mgmt For For For 19 Elect Ase Aulie Michelet Mgmt For For For 20 Elect Samuel Dyer Coriat Mgmt For For For 21 Acquisition (Rights Mgmt For For For Offering) 22 Acquisition (Share Mgmt For For For Issuance) ________________________________________________________________________________ CGI Group Inc. Ticker Security ID: Meeting Date Meeting Status GIB CUSIP 39945C109 01/30/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Claude Boivin Mgmt For For For 1.2 Elect Bernard Andre Mgmt For For For Joseph Bourigeaud 1.3 Elect Jean Brassard Mgmt For For For 1.4 Elect Robert Chevrier Mgmt For Withhold Against 1.5 Elect Dominic Mgmt For For For D'Alessandro 1.6 Elect Thomas d'Aquino Mgmt For Withhold Against 1.7 Elect Paule Dore Mgmt For Withhold Against 1.8 Elect Richard Evans Mgmt For For For 1.9 Elect Serge Godin Mgmt For For For 1.10 Elect Andre Imbeau Mgmt For For For 1.11 Elect Gilles Labbe Mgmt For For For 1.12 Elect Eileen Mercier Mgmt For For For 1.13 Elect Donna Morea Mgmt For For For 1.14 Elect Michael Roach Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Chaoda Modern Agriculture (Holdings) Ltd. Ticker Security ID: Meeting Date Meeting Status CINS G2046Q107 12/31/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect KWOK Ho Mgmt For Against Against 4 Elect FUNG Chi Kin Mgmt For Against Against 5 Elect TAM Ching Ho Mgmt For Against Against 6 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ CIMB GROUP HOLDINGS BHD Ticker Security ID: Meeting Date Meeting Status COMMERZ CINS Y1636J101 02/25/2013 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Dividend Reinvestment Mgmt For For For Scheme 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ CIMB GROUP HOLDINGS BHD Ticker Security ID: Meeting Date Meeting Status CIMB CINS Y1636J101 04/17/2013 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Robert CHEIM Dau Mgmt For For For Meng 3 Elect Glenn Muhammad Mgmt For For For Surya Yusuf 4 Elect Watanan Petersik Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 8 Authority to Issue Mgmt For For For Shares under Scrip Dividend Plan 9 Authority to Repurchase Mgmt For For For Shares 10 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Companhia de Saneamento Basico do Estado de Sao Paulo - Ticker Security ID: Meeting Date Meeting Status SBSP3 CINS P8228H104 04/22/2013 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For 4 Stock Split Mgmt For For For 5 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital ________________________________________________________________________________ Companhia de Saneamento Basico do Estado de Sao Paulo - Ticker Security ID: Meeting Date Meeting Status SBSP3 CINS P8228H104 04/22/2013 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Supervisory Mgmt For For For Council; Fees ________________________________________________________________________________ Companhia Hering SA Ticker Security ID: Meeting Date Meeting Status HGTX3 CINS P50753105 04/25/2013 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Mgmt For For For Budget 6 Allocation of Mgmt For For For Profits/Dividends 7 Election of Directors Mgmt For Against Against 8 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Dassault Systemes SA Ticker Security ID: Meeting Date Meeting Status DSY CINS F2457H100 05/30/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non-Tax Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Related Party Mgmt For For For Transactions 9 Elect Odile Desforges Mgmt For For For 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 12 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 13 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 14 Authority to Issue Mgmt For For For Shares and/or Convertible Securities Through Private Placement 15 Authority to Grant Mgmt For Against Against Warrants 16 Authority to Increase Mgmt For For For Capital Through Capitalizations 17 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 18 Authority to Issue Mgmt For Against Against Restricted Shares 19 Authority to Grant Mgmt For Against Against Stock Options 20 Employee Stock Purchase Mgmt For For For Plan 21 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Deutsche Bank AG Ticker Security ID: Meeting Date Meeting Status DBK CINS D18190898 04/11/2013 Voted Meeting Type Country of Trade Special Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Confirmation of the Mgmt For For For Allocation of Profits/Dividends from 2012 AGM 7 Confirmation of the Mgmt For For For Appointment of Auditor from 2012 AGM 8 Elect Paul Achleitner Mgmt For For For 9 Elect Peter Loscher Mgmt For For For 10 Elect Klaus Trutzschler Mgmt For For For ________________________________________________________________________________ Deutsche Bank AG Ticker Security ID: Meeting Date Meeting Status DBK CINS D18190898 05/23/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Management Board Acts 9 Ratification of Mgmt For For For Supervisory Board Acts 10 Appointment of Auditor Mgmt For Against Against 11 Authority to Trade in Mgmt For For For Company Stock 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Repurchase Mgmt For For For Shares Using Equity Derivatives 14 Compensation Policy Mgmt For For For 15 Supervisory Board Mgmt For For For Members' Fees 16 Elect John Cryan Mgmt For For For 17 Elect Henning Kagermann Mgmt For For For 18 Elect Suzanne B. Labarge Mgmt For For For 19 Elect Johannes Teyssen Mgmt For For For 20 Elect George F. Thoma Mgmt For For For 21 Elect Tilman Todenhofer Mgmt For For For 22 Elect Dina Dublon Mgmt For For For 23 Increase in Authorized Mgmt For For For Capital 24 Intra-company Control Mgmt For For For Agreement ________________________________________________________________________________ Diagnosticos da America S.A. Ticker Security ID: Meeting Date Meeting Status DASA3 CINS P3589C109 11/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Agreement Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Mgmt For For For Appointment of Appraiser 5 Valuation Report Mgmt For For For 6 Merger by Absorption Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Dollarama Inc. Ticker Security ID: Meeting Date Meeting Status DOL CUSIP 25675T107 06/12/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Gregory David Mgmt For For For 1.3 Elect Stephen K. Gunn Mgmt For For For 1.4 Elect Nicholas Nomicos Mgmt For Withhold Against 1.5 Elect Larry Rossy Mgmt For For For 1.6 Elect Neil Rossy Mgmt For For For 1.7 Elect Richard G. Roy Mgmt For For For 1.8 Elect John J. Swidler Mgmt For For For 1.9 Elect Huw Thomas Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ DSV A/S Ticker Security ID: Meeting Date Meeting Status DSV CINS K3013J154 03/21/2013 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Authority to Reduce Mgmt For For For Share Capital 7 Directors' Fees 2012 Mgmt For For For 8 Directors' Fees 2013 Mgmt For For For 9 Allocation of Mgmt For For For Profits/Dividends 10 Elect Kurt K. Larsen Mgmt For Against Against 11 Elect Erik B. Pedersen Mgmt For For For 12 Elect Kaj Christiansen Mgmt For For For 13 Elect Annette Sadolin Mgmt For For For 14 Elect Birgit W. Norgaard Mgmt For For For 15 Elect Thomas Plenborg Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Reduce Mgmt For For For Share Capital 18 Authority to Repurchase Mgmt For For For Shares 19 Amendments to Authority Mgmt For For For to Issue Convertible Securities 20 Amendment to Articles Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Empire Company Limited Ticker Security ID: Meeting Date Meeting Status EMP.A CUSIP 291843407 09/13/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Essilor International Ticker Security ID: Meeting Date Meeting Status EI CINS F31668100 05/16/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers Audit) 8 Appointment of Auditor Mgmt For For For (Mazars) 9 Elect Yves Chevillotte Mgmt For For For 10 Elect Mireille Faugere Mgmt For For For 11 Elect Xavier Fontanet Mgmt For For For 12 Elect Maureen Cavanagh Mgmt For For For 13 Authority to Repurchase Mgmt For For For Shares 14 Employee Stock Purchase Mgmt For For For Plan 15 Authority to Issue Mgmt For For For Shares and Convertible Securities through Private Placement 16 Amendment Regarding Mgmt For For For Double Voting Rights 17 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Ezion Holdings Limited Ticker Security ID: Meeting Date Meeting Status 5ME CINS Y2186W104 04/25/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Wang Kai Yuen Mgmt For Against Against 4 Elect Lim Thean Ee Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 8 Authority to Grant Mgmt For For For Awards and Issue Shares under the Ezion Employee Share Plan 9 Authority to Grant Mgmt For For For Awards and Issue Shares under the Ezion Employee Share Option Scheme ________________________________________________________________________________ Ezion Holdings Limited Ticker Security ID: Meeting Date Meeting Status 5ME CINS Y2186W104 04/25/2013 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions 2 Authority to Repurchase Mgmt For For For Shares 3 Approve Participation Mgmt For For For of Chew Thiam Keng in Ezion Employee Share Option Scheme 4 Approve Grant of Mgmt For For For Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on June 7, 2012 5 Approve Grant of Mgmt For For For Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on Jan. 21, 2013 ________________________________________________________________________________ GEA Group AG Ticker Security ID: Meeting Date Meeting Status GEA cins D28304109 04/18/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Gerry Weber International AG Ticker Security ID: Meeting Date Meeting Status GWI CINS D95473225 06/06/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For For For Capital 10 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 11 Intra-company Control Mgmt For For For Agreements 12 Intra-company Control Mgmt For For For Agreements 13 Intra-company Control Mgmt For For For Agreements ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CINS G3910J112 05/01/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Lynn L. Elsenhans Mgmt For For For 4 Elect Jing Ulrich Mgmt For For For 5 Elect Hans Wijers Mgmt For For For 6 Elect Sir Christopher Mgmt For Against Against Gent 7 Elect Sir Andrew Witty Mgmt For For For 8 Elect Sir Roy Anderson Mgmt For For For 9 Elect Stephanie A. Burns Mgmt For For For 10 Elect Stacey Cartwright Mgmt For For For 11 Elect Simon Dingemans Mgmt For For For 12 Elect Judy C. Lewent Mgmt For For For 13 Elect Sir Deryck C. Mgmt For For For Maughan 14 Elect Daniel Podolsky Mgmt For For For 15 Elect Moncef Slaoui Mgmt For For For 16 Elect Tom de Swaan Mgmt For Against Against 17 Elect Sir Robert Wilson Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Repurchase Mgmt For For For Shares 24 Exemption from Mgmt For For For Statement of Senior Auditor's Name 25 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Grand Korea Leisure Company Limited Ticker Security ID: Meeting Date Meeting Status 114090 CINS Y2847C109 03/28/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Corporate Auditors' Fees Mgmt For For For ________________________________________________________________________________ Groupe Steria S.C.A. Ticker Security ID: Meeting Date Meeting Status RIA CINS F9892P100 05/30/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Related Party Mgmt For Against Against Transactions 9 Authority to Repurchase Mgmt For For For Shares 10 Relocation of Corporate Mgmt For For For Headquarters 11 Authority to Cancel Mgmt For For For Shares 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Increase Mgmt For For For Capital Through Capitalizations 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For For For Shares Through Private Placement 16 Authority to Increase Mgmt For For For Share Issuance Limit 17 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 18 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 19 Global Ceiling on Mgmt For For For Capital Increases 20 Employee Stock Purchase Mgmt For Against Against Plan 21 Employee Stock Purchase Mgmt For Against Against Plan for Overseas Employees 22 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Hengan International Group Company Limited Ticker Security ID: Meeting Date Meeting Status 1044 CINS G4402L151 05/23/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect XU Shui Shen Mgmt For For For 6 Elect SZE Wong Kim Mgmt For For For 7 Elect HUI Ching Chi Mgmt For For For 8 Elect WANG Ming Fu Mgmt For For For 9 Elect Mark HO Kwai Ching Mgmt For For For 10 Elect ZHOU Fang Sheng Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Hexagon AB Ticker Security ID: Meeting Date Meeting Status HEXA CINS W40063104 05/13/2013 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Mgmt For For For Chairman 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals Mgmt For For For to Check Minutes 9 Compliance with Rules Mgmt For For For of Convocation 10 CEO's Address Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Mgmt For For For Profits/Dividends 14 Ratification of Board Mgmt For For For and Management Acts 15 Board Size Mgmt For For For 16 Directors and Auditors' Mgmt For For For Fees 17 Election of Directors; Mgmt For For For Appointment of Auditor 18 Nomination Committee Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Compensation Guidelines Mgmt For Against Against 21 Authority to Repurchase Mgmt For For For and Reissue Shares 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hyundai Department Store Ticker Security ID: Meeting Date Meeting Status 069960 CINS Y38306109 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Audit Mgmt For For For Committee Members (Slate) 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Glovis Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 086280 CINS Y27294100 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Audit Mgmt For Against Against Committee Member: MA Sang Gon 4 Directors' Fees Mgmt For Against Against ________________________________________________________________________________ Hyundai Mobis Ticker Security ID: Meeting Date Meeting Status 012330 CINS Y3849A109 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Audit Mgmt For For For Committee Member : PARK Chan Wook 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Motor Company Ltd. Ticker Security ID: Meeting Date Meeting Status 005380 CINS Y38472109 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Audit Mgmt For For For Committee Member : NAM Sung Il 4 Amendments to Articles Mgmt For For For 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Ingenico Ticker Security ID: Meeting Date Meeting Status ING CINS F51723116 04/29/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Ratification of Board Acts; Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Related Party Mgmt For For For Transactions 9 Severance Package Mgmt For Against Against (Philippe Lazare) 10 Appointment of Auditor Mgmt For For For 11 Appointment of Mgmt For For For Alternate Auditor 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Mgmt For Against Against Shares 14 Authority to Cancel Mgmt For For For Shares and Reduce Capital 15 Authority to Increase Mgmt For For For Capital Through Capitalizations 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For Against Against Shares Through Private Placement 19 Greenshoe Mgmt For Against Against 20 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 21 Global Ceiling on Mgmt For For For Capital Increases 22 Employee Stock Purchase Mgmt For For For Plan 23 Employee Stock Purchase Mgmt For For For Plan For Overseas Employees 24 Authority to Grant Mgmt For Against Against Stock Options 25 Authority to Issue Mgmt For Against Against Restricted Shares 26 Authority to Use Mgmt For Against Against Capital Authorities as Takeover Defense 27 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 05/08/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John A. Brough Mgmt For For For 1.2 Elect John K. Carrington Mgmt For For For 1.3 Elect John M. H. Huxley Mgmt For For For 1.4 Elect Kenneth C. Irving Mgmt For For For 1.5 Elect John A. Keyes Mgmt For For For 1.6 Elect John A. Macken Mgmt For For For 1.7 Elect Catherine Mgmt For For For McLeod-Seltzer 1.8 Elect John E. Oliver Mgmt For For For 1.9 Elect Una M. Power Mgmt For For For 1.10 Elect Terence C.W. Reid Mgmt For For For 1.11 Elect J. Paul Rollinson Mgmt For For For 1.12 Elect Ruth G. Woods Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Korea Aerospace Industries Limited Ticker Security ID: Meeting Date Meeting Status 047810 CINS Y4838Q105 08/14/2012 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For For For (Slate) ________________________________________________________________________________ KT&G Corporation Ticker Security ID: Meeting Date Meeting Status 033780 CINS Y49904108 02/28/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of CEO: MIN Mgmt For For For Young Jin 4 Election of Directors Mgmt For For For (Slate) 5 Election of Audit Mgmt For For For Committee Member: JO Kyu Ha 6 Directors' Fees Mgmt For For For ________________________________________________________________________________ Lewis Group Ltd. Ticker Security ID: Meeting Date Meeting Status LEW CINS S460FN109 08/17/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Les Davies Mgmt For For For 3 Re-elect Johan Enslin Mgmt For For For 4 Re-elect David Nurek Mgmt For Against Against 5 Elect Audit Committee Mgmt For Against Against Member (Zarina Bassa) 6 Elect Audit Committee Mgmt For For For Member (Hilton Saven) 7 Elect Audit Committee Mgmt For Against Against Member (Benedict van der Ross) 8 Appointment of Auditor Mgmt For For For 9 Approve Remuneration Mgmt For For For Policy 10 Approve NEDs' Fees Mgmt For For For 11 Approve Financial Mgmt For For For Assistance 12 Adopt New Articles Mgmt For For For 13 Authorisation of Legal Mgmt For For For Formalities 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ LG Fashion Corporation Ticker Security ID: Meeting Date Meeting Status 093050 CINS Y5275J108 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Directors' Fees Mgmt For For For ________________________________________________________________________________ LIG Insurance Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002550 CINS Y5277H100 06/14/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Audit Mgmt For For For Committee Member: IM Seong Joon 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Linde AG Ticker Security ID: Meeting Date Meeting Status LIN CINS D50348107 05/29/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For For For Capital 10 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 11 Cancellation of Mgmt For For For Conditional Capital 2002 12 Elect Ann-Kristin Mgmt For For For Achleitner 13 Elect Clemens Borsig Mgmt For For For 14 Elect Michael Diekmann Mgmt For For For 15 Elect Franz Fehrenbach Mgmt For For For 16 Elect Klaus-Peter Muller Mgmt For For For 17 Elect Manfred Schneider Mgmt For For For 18 Elect Mathias Otto as Mgmt For For For Alternate Member 19 Elect Gunter Hugger as Mgmt For For For Alternate Member 20 Amendment to Corporate Mgmt For For For Purpose 21 Amendments to Articles Mgmt For For For Regarding Supervisory Board Composition 22 Supervisory Board Mgmt For For For Members' Fees 23 Amendments to Articles Mgmt For For For Regarding Company Announcements ________________________________________________________________________________ LVMH Moet Hennessy Louis Vuitton SA Ticker Security ID: Meeting Date Meeting Status MC CINS F58485115 04/18/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Related Party Mgmt For Against Against Transactions 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Bernard Arnault Mgmt For For For 9 Elect Bernadette Chirac Mgmt For For For 10 Elect Nicholas Clive Mgmt For Against Against Worms 11 Elect Charles de Mgmt For For For Croisset 12 Elect Francesco Trapani Mgmt For For For 13 Elect Hubert Vedrine Mgmt For For For 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Cancel Mgmt For For For Shares and Reduce Capital 16 Authority to Increase Mgmt For For For Capital Through Capitalization 17 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 18 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securities w/o Preemptive Rights 19 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securities Through Private Placement 20 Authority to Set Mgmt For Against Against Offering Price of Shares 21 Greenshoe Mgmt For Against Against 22 Authority to Increase Mgmt For Against Against Capital in Case of Exchange Offer 23 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 24 Authority to Increase Mgmt For For For Capital Under Employee Savings Plan 25 Global Ceiling on Mgmt For For For Increase in Capital 26 Authority to Issue Mgmt For Against Against Restricted Shares 27 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Mando Corp Ticker Security ID: Meeting Date Meeting Status 060980 CINS ADPV14140 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Directors' Fees Mgmt For For For ________________________________________________________________________________ Medusa Mining Limited Ticker Security ID: Meeting Date Meeting Status MML CINS Q59444101 11/15/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Robert Weinberg Mgmt For For For 2 Authorise Board to Mgmt For For For Issue Shares without Preemptive Rights 3 Remuneration Report Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Michelin SCA Ticker Security ID: Meeting Date Meeting Status ML CINS F61824144 05/17/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendment to Article 15 Mgmt For For For 5 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Consolidated Accounts Mgmt For For For and Reports 9 Related Party Mgmt For For For Transactions 10 Authority to Repurchase Mgmt For For For Shares 11 Elect Barbara Dalibard Mgmt For For For 12 Elect Louis Gallois Mgmt For For For 13 Elect Anne-Sophie de La Mgmt For For For Bigne 14 Elect Jean-Pierre Mgmt For For For Duprieu 15 Elect Olivier Bazil Mgmt For For For 16 Elect Michel Rollier Mgmt For For For 17 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Nam Cheong Ltd. Ticker Security ID: Meeting Date Meeting Status NCL CINS G6361R111 04/29/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect YEE Kit Hong Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights ________________________________________________________________________________ Nam Cheong Ltd. Ticker Security ID: Meeting Date Meeting Status NCL CINS G6361R111 04/29/2013 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For For For Shares 2 Termination of Share Mgmt For For For Option Scheme 3 Adoption of Share Grant Mgmt For For For Plan ________________________________________________________________________________ NCSOFT Corporation Ticker Security ID: Meeting Date Meeting Status 036570 CINS Y6258Y104 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (slate) 4 Election of Independent Mgmt For For For Directors (slate) 5 Election of Audit Mgmt For Against Against Committee Members (slate) 6 Directors' Fees Mgmt For Against Against 7 Share Options Mgmt For For For Previously Granted by Board Resolution ________________________________________________________________________________ Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CINS H5820Q150 02/22/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Board Mgmt For For For and Management Acts 5 Allocation of Mgmt For For For Profits/Dividends 6 Compensation Policy Mgmt For For For 7 Elect Verena Briner Mgmt For For For 8 Elect Jorg Reinhardt Mgmt For For For 9 Elect Charles Sawyers Mgmt For For For 10 Elect William Winters Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Miscellaneous ShrHoldr N/A Abstain N/A Shareholder Proposals or Countermotions 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Novo Nordisk A/S Ticker Security ID: Meeting Date Meeting Status NOVO-B CINS K7314N152 03/20/2013 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Report of the Auditor Mgmt For For For 5 Directors' Fees (Fiscal Mgmt For For For Year 2012) 6 Directors' Fees (Fiscal Mgmt For For For Year 2013) 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Goran A. Ando Mgmt For For For 9 Elect Jeppe Christiansen Mgmt For For For 10 Elect Henrik Gurtler Mgmt For For For 11 Elect Bruno Angelici Mgmt For For For 12 Elect Hannu Ryopponen Mgmt For Against Against 13 Elect Liz Hewitt Mgmt For For For 14 Elect Thomas P Koestler Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Cancel Mgmt For For For Shares and Reduce Capital 17 Authority to Issue Mgmt For For For Shares w/ or w/out Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Compensation Guidelines Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Petroleum Geo-Services ASA Ticker Security ID: Meeting Date Meeting Status PGS CINS R69628114 05/14/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Meeting Notice and Mgmt For For For Agenda 6 Election of an Mgmt For For For Individual to Check Minutes 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Authority to Set Mgmt For For For Auditor's Fees 10 Elect Francis R. Gugen Mgmt For For For 11 Elect Harald J. Norvik Mgmt For For For 12 Elect Daniel J. Piette Mgmt For For For 13 Elect Holly A. Van Mgmt For For For Deursen 14 Elect Annette Malm Mgmt For For For Justad 15 Elect Carol Bell Mgmt For For For 16 Elect Ingar Skaug Mgmt For For For 17 Elect Roger Oa(Euro)(TM) Mgmt For For For Neil 18 Elect C. Maury Devine Mgmt For For For 19 Elect Hanne Harlem Mgmt For For For 20 Directors' and Mgmt For For For Nomination Committee Fees for Past Year 21 Directors' Fees Mgmt For For For 22 Nominating Committee Mgmt For For For Fees 23 Authority to Repurchase Mgmt For For For Shares 24 Compensation Guidelines Mgmt For For For 25 Restricted Share Plan Mgmt For For For 26 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 27 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights Pursuant to Stock Option Plan 28 Authority to Issue Mgmt For For For Convertible Debt Instruments 29 Ratification of Board Mgmt For For For and Management Acts 30 Amendments to Articles Mgmt For For For 31 Corporate governance Mgmt For For For statement ________________________________________________________________________________ PT Alam Sutera Realty Tbk Ticker Security ID: Meeting Date Meeting Status ASRI CINS Y7126F103 06/03/2013 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change in the Company's Mgmt For For For Status 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Alam Sutera Realty Tbk Ticker Security ID: Meeting Date Meeting Status ASRI CINS Y7126F103 06/03/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Director's Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Election of Directors Mgmt For Abstain Against and Commissioners (Slate) ________________________________________________________________________________ PT Bank Rakyat Indonesia Ticker Security ID: Meeting Date Meeting Status BBRI CINS Y0697U112 02/28/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Annual Report / Mgmt For For For Financial Statements 3 Allocation of profits Mgmt For For For and dividends 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Ratify Implementation Mgmt For For For of Minister of State-Owned Enterprises Regulations ________________________________________________________________________________ PT BW Plantation Tbk Ticker Security ID: Meeting Date Meeting Status BWPT CINS Y711AG108 06/12/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Election of Directors Mgmt For Abstain Against and Commissioners (Slate) ________________________________________________________________________________ Sa Sa International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 178 CINS G7814S102 08/23/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Leonie KI Man Fung Mgmt For For For 6 Elect TAN Wee Seng Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Adoption of the New Mgmt For Against Against Share Option Scheme 13 Termination of the Mgmt For Against Against Existing Share Option Scheme 14 Amendments to Memorandum Mgmt For For For 15 Amendments to Articles Mgmt For For For 16 Adopt and Restate Mgmt For For For Amended Memorandum and Articles 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sabmiller plc Ticker Security ID: Meeting Date Meeting Status SAB CINS G77395104 07/26/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Alan Clark Mgmt For For For 4 Elect Mark Armour Mgmt For Against Against 5 Elect Geoffrey Bible Mgmt For For For 6 Elect Dinyar Devitre Mgmt For Against Against 7 Elect Lesley Knox Mgmt For For For 8 Elect Graham Mackay Mgmt For Against Against 9 Elect John Manser Mgmt For Against Against 10 Elect John Manzoni Mgmt For For For 11 Elect Miles Morland Mgmt For Against Against 12 Elect Dambisa Moyo Mgmt For Against Against 13 Elect Carlos Alejandro Mgmt For For For Perez Davila 14 Elect Cyril Ramaphosa Mgmt For Against Against 15 Elect Alejandro Santo Mgmt For For For Domingo Davila 16 Elect Helen Weir Mgmt For For For 17 Elect Howard Willard Mgmt For For For 18 Elect Jamie Wilson Mgmt For For For 19 Allocation of Mgmt For For For Profits/Dividends 20 Appointment of Auditor Mgmt For Against Against 21 Authority to Set Mgmt For Against Against Auditor's Fees 22 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 24 Authority to Repurchase Mgmt For For For Shares 25 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Samsung Electronics Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 005930 CINS Y74718100 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Elect LEE In Ho Mgmt For For For 3 Elect SONG Kwang Soo Mgmt For Against Against 4 Elect KIM Eun Mee Mgmt For For For 5 Elect YOON Boo Keun Mgmt For For For 6 Elect SHIN Jong Kyun Mgmt For For For 7 Elect LEE Sang Hoon Mgmt For For For 8 Election of Audit Mgmt For For For Committee Members: LEE In Ho 9 Election of Audit Mgmt For Against Against Committee Members: SONG Kwang Soo 10 Directors' Fees Mgmt For Against Against 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sap AG Ticker Security ID: Meeting Date Meeting Status SAP CINS D66992104 06/04/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For Against Against Supervisory Board Acts 8 Authority to Repurchase Mgmt For For For Shares 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Saputo Inc. Ticker Security ID: Meeting Date Meeting Status SAP CUSIP 802912105 07/31/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emanuele Saputo Mgmt For For For 1.2 Elect Lino Saputo, Jr. Mgmt For For For 1.3 Elect Lucien Bouchard Mgmt For For For 1.4 Elect Pierre Bourgie Mgmt For Withhold Against 1.5 Elect Henry Demone Mgmt For For For 1.6 Elect Frank Dottori Mgmt For For For 1.7 Elect Anthony Fata Mgmt For For For 1.8 Elect Annalisa King Mgmt For For For 1.9 Elect Antonio Meti Mgmt For For For 1.10 Elect Caterina Mgmt For For For Monticciolo 1.11 Elect Patricia Saputo Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Schoeller-Bleckmann AG Ticker Security ID: Meeting Date Meeting Status SBOE CINS A7362J104 04/25/2013 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Appointment of Auditor Mgmt For Against Against 7 Supervisory Board Mgmt For For For Members' Fees 8 Elect Peter Pichler Mgmt For Against Against ________________________________________________________________________________ Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/23/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Josef Ackermann Mgmt For Against Against 10 Elect Gerd von Mgmt For For For Brandenstein 11 Elect Gerhard Cromme Mgmt For Against Against 12 Elect Michael Diekmann Mgmt For For For 13 Elect Hans Gaul Mgmt For For For 14 Elect Peter Gruss Mgmt For For For 15 Elect Nicola Mgmt For For For Leibinger-Kammuller 16 Elect Gerard Mestrallet Mgmt For For For 17 Elect Guler Sabanci Mgmt For For For 18 Elect Werner Wenning Mgmt For For For 19 Approval of Settlement Mgmt For For For Agreement with Thomas Ganswindt 20 Spin-Off of Osram Licht Mgmt For For For AG 21 Non-Voting Meeting Note N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sino Biopharmaceutical Limited Ticker Security ID: Meeting Date Meeting Status 1177 CINS G8167W138 07/13/2012 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Restructuring of Mgmt For For For Affiliate ________________________________________________________________________________ Sodexo SA Ticker Security ID: Meeting Date Meeting Status SW CINS F84941123 01/21/2013 Voted Meeting Type Country of Trade Annual France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Consolidated Accounts Mgmt For For For and Reports; Accounts and Reports; Ratification of Board Acts 4 Allocation of Mgmt For For For Profits/Dividends 5 Related Party Mgmt For For For Transactions 6 Elect Pierre Bellon Mgmt For Against Against 7 Elect Robert Baconnier Mgmt For For For 8 Elect Astrid Bellon Mgmt For Against Against 9 Elect Francois-Xavier Mgmt For For For Bellon 10 Elect Paul Jeanbart Mgmt For For For 11 Elect Alain Marcheteau Mgmt For For For 12 Replacement of Mgmt For For For Alternate Auditor 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For Against Against Restricted Shares 15 Authority to Issue Mgmt For Against Against Warrants to Employees and Corporate Officers 16 Employee Stock Purchase Mgmt For For For Plan 17 Amendment Regarding Mgmt For For For Staggered Board Terms 18 Authorization of Legal Mgmt For For For Formalities 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CINS R8413J103 05/14/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Presiding Mgmt For For For Chairman 8 Notice of Meeting and Mgmt For For For Agenda 9 Election of Individuals Mgmt For For For to Check Minutes 10 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 11 Shareholder Proposal ShrHoldr Against Against For Regarding Withdrawal from Canadian Oil Sands 12 Shareholder Proposal ShrHoldr Against Against For Regarding Arctic Operations 13 Corporate Governance Mgmt For For For Report 14 Compensation Guidelines Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Amendment to Articles Mgmt For For For 17 Corporate Assembly Fees Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Nominating Committee Mgmt For For For Fees 20 Authority to Repurchase Mgmt For For For Shares Pursuant to Share Savings Plan 21 Authority to Repurchase Mgmt For For For Shares for Cancellation 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Suncorp Group Limited Ticker Security ID: Meeting Date Meeting Status SUN CINS Q8802S103 10/25/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Equity Grant (MD/CEO Mgmt For For For Patrick Snowball) 4 Re-elect Ziggy Mgmt For For For Switkowski 5 Re-elect Ewoud Kulk Mgmt For For For 6 Elect Michael Cameron Mgmt For For For 7 Elect Douglas McTaggart Mgmt For For For 8 Elect Audette Exel Mgmt For For For 9 Amendments to Mgmt For For For Constitution ________________________________________________________________________________ Surya Semesta Internusa Ticker Security ID: Meeting Date Meeting Status SSIA CINS Y7147Y131 04/16/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Election of Directors Mgmt For Abstain Against 6 Directors' and Mgmt For Abstain Against Commissioners' Fees 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tata Consultancy Services Ltd. Ticker Security ID: Meeting Date Meeting Status TCS CINS Y85279100 05/31/2013 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger by Absorption Mgmt For For For ________________________________________________________________________________ TDC A/S Ticker Security ID: Meeting Date Meeting Status TDC CINS K94545116 03/07/2013 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Ratification of Board Mgmt For For For and Management Acts 8 Allocation of Mgmt For For For Profits/Dividends 9 Elect Vagn Ove Sorensen Mgmt For Against Against 10 Elect Pierre Danon Mgmt For For For 11 Elect Christine Bosse Mgmt For For For 12 Elect Angus Porter Mgmt For For For 13 Elect Lars Rasmussen Mgmt For For For 14 Elect Soren Thorup Mgmt For Against Against Sorensen 15 Elect Pieter Knook Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Repurchase Mgmt For For For Shares 18 Amendment to Mgmt For For For Compensation Guidelines 19 Director's Fees Mgmt For For For 20 Reduction of Share Mgmt For For For Capital 21 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/15/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Notice of Meeting; Mgmt For For For Agenda 6 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 7 Authority to Set Mgmt For For For Auditor's Fees 8 Compensation Guidelines Mgmt For For For 9 Cancellation and Mgmt For For For Redemption of Shares 10 Authority to Repurchase Mgmt For For For Shares 11 Elect Anders Skj?vestad Mgmt For For For 12 Elect John Gordon Mgmt For For For Bernander 13 Elect Kirsten Ideboen Mgmt For For For 14 Elect Didrik Munch Mgmt For For For 15 Elect Elin Merete Mgmt For For For Myrmel-Johansen 16 Elect Widar Salbuvik Mgmt For For For 17 Elect Tore Onshuus Mgmt For For For Sandvik 18 Elect Silvija Seres Mgmt For For For 19 Elect Siri Pettersen Mgmt For For For Strandenes 20 Elect Olaug Svarva Mgmt For For For 21 Elect Gry Molleskog as Mgmt For For For Deputy Member 22 Elect Nils-Edvard Olsen Mgmt For For For as Deputy Member 23 Elect Ingvild Nybo Mgmt For For For Holth as Deputy Member 24 Elect Mette I. Wikborg Mgmt For For For 25 Elect Rune Selmar Mgmt For For For 26 Corporate Assembly Fees Mgmt For For For 27 Nomination Committee Mgmt For For For Fees ________________________________________________________________________________ Telstra Corporation Limited Ticker Security ID: Meeting Date Meeting Status TLS CINS Q8975N105 10/16/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Timothy Chen Mgmt For For For 3 Re-elect Geoffrey Mgmt For For For Cousins 4 Re-elect Russell Higgins Mgmt For For For 5 Elect Margaret Seale Mgmt For For For 6 Re-elect Steve Vamos Mgmt For For For 7 Re-elect John Zeglis Mgmt For For For 8 Approve Increase in Mgmt For For For NEDs' Fee Cap 9 Equity Grant (CEO David Mgmt For For For Thodey) 10 Remuneration Report Mgmt For For For ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP 881624209 09/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Phillip Frost Mgmt For Against Against 3 Elect Roger Abravanel Mgmt For For For 4 Elect Richard Lerner Mgmt For For For 5 Elect Galia Maor Mgmt For For For 6 Elect Erez Vigodman Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Fee and Reimbursement Mgmt For For For to Chairman Phillip Frost 9 Payment to Vice Mgmt For For For Chairman Moshe Many 10 Amendments to Articles Mgmt For For For 11 Indemnification of Mgmt For For For Directors/Officers 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Thai Union Frozen Products Ticker Security ID: Meeting Date Meeting Status TUF CINS Y8729T169 01/28/2013 Voted Meeting Type Country of Trade Special Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Minutes Mgmt For For For 3 Potential Acquisition Mgmt For For For of Additional Stake in Affiliate 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Thai Union Frozen Products Ticker Security ID: Meeting Date Meeting Status TUF CINS Y8729T169 04/10/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Minutes Mgmt For For For 4 Results of Operations Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Kraisorn Chansiri Mgmt For For For 8 Elect Cheng Niruttinanon Mgmt For For For 9 Elect Yasuo Goto Mgmt For For For 10 Elect Takehiko Kakiuchi Mgmt For For For 11 Elect Sakdi Kiewkarnkha Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ Tim Hortons Inc. Ticker Security ID: Meeting Date Meeting Status THI CUSIP 88706M103 05/09/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect M. Shan Atkins Mgmt For For For 1.2 Elect Michael J. Endres Mgmt For For For 1.3 Elect Moya M. Greene Mgmt For For For 1.4 Elect Paul D. House Mgmt For For For 1.5 Elect Frank Iacobucci Mgmt For For For 1.6 Elect John A. Lederer Mgmt For For For 1.7 Elect David H. Lees Mgmt For For For 1.8 Elect Ronald W. Osborne Mgmt For For For 1.9 Elect Wayne C. Sales Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Resolution on Mgmt For For For Executive Compensation ________________________________________________________________________________ Total SA Ticker Security ID: Meeting Date Meeting Status FP CINS F92124100 05/17/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Authority to Repurchase Mgmt For For For Shares 9 Elect Thierry Desmarest Mgmt For Against Against 10 Elect Gunnar Brock Mgmt For For For 11 Elect Gerard Lamarche Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect Charles Keller Mgmt For For For 14 Elect Philippe Mgmt Against Against For Marchandise 15 Directors' Fees Mgmt For For For 16 Authority to Grant Mgmt For For For Stock Options 17 Employee Stock Purchase Mgmt For For For Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Creation of an Independent Ethics Committee 19 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Industrial Safety 20 Shareholder Proposal ShrHoldr Against Against For Regarding Diversity Label 21 Shareholder Proposal ShrHoldr Against Against For Regarding Employee Representation on Compensation Committee 22 Shareholder Proposal ShrHoldr Against Against For Regarding Loyalty Dividend ________________________________________________________________________________ Vallourec S.A. Ticker Security ID: Meeting Date Meeting Status VK CINS F95922104 05/30/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Severance Package Mgmt For For For (Philippe Crouzet) 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 11 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 12 Authority to Issue Mgmt For For For Capital and/or Convertible Securities Through Private Placement 13 Authority to Set Mgmt For For For Offering Price of Shares 14 Greenshoe Mgmt For For For 15 Authority to Increase Mgmt For For For Capital In Consideration for Contributions in Kind 16 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries 18 Authority to Increase Mgmt For For For Capital Through Capitalizations 19 Authority to Issue Debt Mgmt For For For Instruments 20 Authority to Increase Mgmt For For For Capital Under Employee Savings Plan 21 Authority to Increase Mgmt For For For Capital for Foreign Employees 22 Authority to Increase Mgmt For For For Capital for Foreign Employees as an Alternative to Employee Savings Plan 23 Authority to Issue Mgmt For For For Restricted Shares Under Employee Savings Plans 24 Authority to Cancel Mgmt For For For Shares and Reduce Capital 25 Authorization of Legal Mgmt For For For Formalities 26 Preservation of Rights Mgmt For Against Against to Options (Philippe Crouzet) 27 Non-Compete Agreement Mgmt For For For (Philippe Crouzet) ________________________________________________________________________________ Vodafone Group plc Ticker Security ID: Meeting Date Meeting Status VOD CINS G93882135 07/24/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Gerard Kleisterlee Mgmt For For For 3 Elect Vittorio Colao Mgmt For For For 4 Elect Andy Halford Mgmt For For For 5 Elect Steve Pusey Mgmt For For For 6 Elect Renee James Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For For For 10 Elect Anne Lauvergeon Mgmt For For For 11 Elect Luc Vandevelde Mgmt For For For 12 Elect Anthony Watson Mgmt For For For 13 Elect Philip Yea Mgmt For For For 14 Allocation of Mgmt For For For Profits/Dividends 15 Directors' Remuneration Mgmt For For For Report 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authorisation of Mgmt For For For Political Donations 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Wowprime Corp Ticker Security ID: Meeting Date Meeting Status 2727 CINS Y969B9107 04/09/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Capitalization of Mgmt For For For Capital Reserve and Issuance of New Shares 9 Amendments to Articles Mgmt For For For 10 Amendments to Mgmt For For For Procedural Rules - Shareholder Meetings 11 Amendments to Mgmt For For For Procedural Rules - Acquisition and Disposal of Assets 12 Amendments to Mgmt For For For Procedural Rules - Capital Loans and Endorsements/Guarantees 13 Non-Compete Mgmt For Against Against Restrictions for Directors 14 Extraordinary Motions Mgmt For Against Against ________________________________________________________________________________ Zodiac Aerospace SA Ticker Security ID: Meeting Date Meeting Status ZC CINS F98947108 01/09/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Ratification of Supervisory Board and Management Board Acts; Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports; Ratification of Supervisory Board and Management Board Acts 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transactions 8 Authority to Repurchase Mgmt For For For Shares 9 Elect Gilberte Lombard Mgmt For For For 10 Elect Representative of Mgmt For Abstain Against FFP 11 Appointment of Auditor Mgmt For For For 12 Resignation of March Mgmt For For For Schelcher as Supervisory Board Member 13 Authority to Cancel Mgmt For For For Shares and Reduce Capital 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Increase Mgmt For For For Capital Through Capitalizations 16 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 17 Authority to Issue Mgmt For For For Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Increase Mgmt For For For Share Issuance Limit 19 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 20 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 21 Employee Stock Purchase Mgmt For For For Plan 22 Amendments to Articles Mgmt For For For 23 Authorization of Legal Mgmt For For For Formalities Item 13: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Long/Short Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect William Kimsey Mgmt For For For 3 Elect Robert Lipp Mgmt For For For 4 Elect Pierre Nanterme Mgmt For For For 5 Elect Gilles Pelisson Mgmt For For For 6 Elect Wulf von Mgmt For Against Against Schimmelmann 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to the Share Mgmt For For For Incentive Plan 10 Authority to Hold Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Mgmt For For For Shares 12 Price Range for Mgmt For For For Issuance of Treasury Shares 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William V. Mgmt For For For Campbell 1.2 Elect Timothy D. Cook Mgmt For For For 1.3 Elect Millard S. Drexler Mgmt For For For 1.4 Elect Albert A. Gore, Mgmt For For For Jr. 1.5 Elect Robert A. Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur D. Levinson Mgmt For For For 1.8 Elect Ronald D. Sugar Mgmt For For For 2 Amendments to Articles Mgmt For For For of Incorporation 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 6 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Human Rights Committee ________________________________________________________________________________ BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John A. Allison IV Mgmt For For For 1.2 Elect Jennifer S. Banner Mgmt For For For 1.3 Elect K. David Boyer, Mgmt For For For Jr. 1.4 Elect Anna R. Cablik Mgmt For Withhold Against 1.5 Elect Ronald E. Deal Mgmt For Withhold Against 1.6 Elect James A. Faulkner Mgmt For For For 1.7 Elect I. Patricia Henry Mgmt For For For 1.8 Elect John P. Howe III Mgmt For For For 1.9 Elect Eric C. Kendrick Mgmt For For For 1.10 Elect Kelly S. King Mgmt For For For 1.11 Elect Louis B. Lynn Mgmt For For For 1.12 Elect Edward C. Milligan Mgmt For Withhold Against 1.13 Elect Charles A. Patton Mgmt For For For 1.14 Elect Nido R. Qubein Mgmt For Withhold Against 1.15 Elect Tollie W. Rich, Mgmt For For For Jr. 1.16 Elect Thomas E. Skains Mgmt For For For 1.17 Elect Thomas N. Thompson Mgmt For For For 1.18 Elect Edwin H. Welch Mgmt For For For Ph.D. 1.19 Elect Stephen T. Mgmt For Withhold Against Williams 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Bed Bath & Beyond Inc. Ticker Security ID: Meeting Date Meeting Status BBBY CUSIP 075896100 06/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Leonard Feinstein Mgmt For For For 3 Elect Steven H. Temares Mgmt For For For 4 Elect Dean S. Adler Mgmt For For For 5 Elect Stanley F. Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For For For 7 Elect Patrick R. Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria A. Mgmt For For For Morrison 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bio-Reference Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status BRLI CUSIP 09057G602 07/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Benincasa Mgmt For For For 1.2 Elect John Roglieri Mgmt For Withhold Against 1.3 Elect Gary Lederman Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David L. Calhoun Mgmt For For For 1.2 Elect Daniel M. Mgmt For For For Dickinson 1.3 Elect Juan Gallardo Mgmt For For For 1.4 Elect David R. Goode Mgmt For For For 1.5 Elect Jesse J. Greene, Mgmt For For For Jr. 1.6 Elect Jon M. Huntsman, Mgmt For For For Jr. 1.7 Elect Peter A. Magowan Mgmt For For For 1.8 Elect Dennis A. Mgmt For For For Muilenburg 1.9 Elect Douglas R. Mgmt For For For Oberhelman 1.10 Elect William A. Osborn Mgmt For For For 1.11 Elect Charles D. Powell Mgmt For For For 1.12 Elect Edward B. Rust, Mgmt For For For Jr. 1.13 Elect Susan C. Schwab Mgmt For For For 1.14 Elect Joshua I. Smith Mgmt For For For 1.15 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 6 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 7 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability 8 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 9 Shareholder Proposal ShrHoldr Against Against For Regarding Sales to the Government of Sudan ________________________________________________________________________________ Cognizant Technology Solutions Corporation Ticker Security ID: Meeting Date Meeting Status CTSH CUSIP 192446102 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Maureen Mgmt For For For Breakiron-Evans 2 Elect John E. Klein Mgmt For For For 3 Elect Lakshmi Narayanan Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Repeal of Classified Mgmt For For For Board 6 Amendment to the 2004 Mgmt For For For Employee Stock Purchase Plan 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna M. Alvarado Mgmt For For For 2 Elect John B. Breaux Mgmt For For For 3 Elect Pamela L. Carter Mgmt For For For 4 Elect Steven T. Mgmt For For For Halverson 5 Elect Edward J. Kelly, Mgmt For For For III 6 Elect Gilbert H. Mgmt For For For Lamphere 7 Elect John D. McPherson Mgmt For For For 8 Elect Timothy T. O'Toole Mgmt For For For 9 Elect David M. Ratcliffe Mgmt For For For 10 Elect Donald J. Shepard Mgmt For For For 11 Elect Michael J. Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald J. Ehrlich Mgmt For For For 2 Elect Linda P. Hefner Mgmt For For For 3 Elect Teri List-Stoll Mgmt For For For 4 Elect Walter G. Lohr, Mgmt For Against Against Jr. 5 Elect Steven M. Rales Mgmt For For For 6 Elect John T. Schwieters Mgmt For For For 7 Elect Alan G. Spoon Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 12 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report ________________________________________________________________________________ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David H. Benson Mgmt For For For 2 Elect Robert W. Cremin Mgmt For For For 3 Elect Jean-Pierre M. Mgmt For For For Ergas 4 Elect Peter T. Francis Mgmt For For For 5 Elect Kristiane C. Mgmt For For For Graham 6 Elect Michael F. Mgmt For For For Johnston 7 Elect Robert A. Mgmt For For For Livingston 8 Elect Richard K. Mgmt For For For Lochridge 9 Elect Bernard G. Rethore Mgmt For For For 10 Elect Michael B. Stubbs Mgmt For For For 11 Elect Stephen M. Todd Mgmt For For For 12 Elect Stephen K. Wagner Mgmt For For For 13 Elect Mary A. Winston Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Dril-Quip, Inc. Ticker Security ID: Meeting Date Meeting Status DRQ CUSIP 262037104 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander P. Mgmt For For For Shukis 2 Elect Terence B. Jupp Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Joshua Bolton Mgmt For For For 1.3 Elect Mathew Levatich Mgmt For For For 1.4 Elect Randall Stephenson Mgmt For Withhold Against 1.5 Elect August Busch III Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ F5 Networks, Inc. Ticker Security ID: Meeting Date Meeting Status FFIV CUSIP 315616102 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Dreyer Mgmt For For For 2 Elect Sandra Bergeron Mgmt For For For 3 Elect Deborah L. Bevier Mgmt For For For 4 Elect Alan J. Higginson Mgmt For For For 5 Elect John McAdam Mgmt For For For 6 Elect Stephen Smith Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Shirley Jackson Mgmt For For For 4 Elect Steven Loranger Mgmt For For For 5 Elect Gary Loveman Mgmt For For For 6 Elect R. Brad Martin Mgmt For For For 7 Elect Joshua Ramo Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposals ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ FMC Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FTI CUSIP 30249U101 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eleazar de Mgmt For For For Carvalho Filho 2 Elect Claire S. Farley Mgmt For For For 3 Elect Joseph H. Mgmt For For For Netherland 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the Mgmt For For For Incentive Compensation and Stock Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Helen of Troy Limited Ticker Security ID: Meeting Date Meeting Status HELE CUSIP G4388N106 08/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary Abromovitz Mgmt For For For 2 Elect John Butterworth Mgmt For For For 3 Elect Timothy Meeker Mgmt For For For 4 Elect Gerald Rubin Mgmt For For For 5 Elect William Susetka Mgmt For For For 6 Elect Adolpho Telles Mgmt For For For 7 Elect Darren Woody Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hibbett Sports, Inc. Ticker Security ID: Meeting Date Meeting Status HIBB CUSIP 428567101 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl T. Kirkland Mgmt For For For 1.2 Elect Michael J. Newsome Mgmt For For For 1.3 Elect Thomas A. Mgmt For For For Saunders III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain J. P. Belda Mgmt For Against Against 2 Elect William R. Brody Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Michael L. Eskew Mgmt For Against Against 5 Elect David N. Farr Mgmt For For For 6 Elect Shirley A. Jackson Mgmt For For For 7 Elect Andrew N. Liveris Mgmt For Against Against 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect James W. Owens Mgmt For For For 10 Elect Virginia M. Mgmt For For For Rometty 11 Elect Joan E. Spero Mgmt For For For 12 Elect Sidney Taurel Mgmt For For For 13 Elect Lorenzo H Zambrano Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Jarden Corporation Ticker Security ID: Meeting Date Meeting Status JAH CUSIP 471109108 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ian Ashken Mgmt For Withhold Against 1.2 Elect William P. Lauder Mgmt For For For 1.3 Elect Robert L. Wood Mgmt For For For 2 2013 Stock Incentive Mgmt For For For Plan 3 2013 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bell Mgmt For Against Against 2 Elect Crandall C. Bowles Mgmt For Against Against 3 Elect Stephen B. Burke Mgmt For For For 4 Elect David M. Cote Mgmt For Against Against 5 Elect James S. Crown Mgmt For Against Against 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Ellen V. Futter Mgmt For Against Against 9 Elect Laban P. Jackson, Mgmt For Against Against Jr. 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Allow Shareholders to Mgmt For For For Act by Written Consent 15 Key Executive Mgmt For For For Performance Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ MasterCard Incorporated Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Mgmt For For For Haythornthwaite 2 Elect Ajay S. Banga Mgmt For For For 3 Elect Silvio Barzi Mgmt For For For 4 Elect David R. Carlucci Mgmt For For For 5 Elect Steven J. Freiberg Mgmt For For For 6 Elect Nancy J. Karch Mgmt For For For 7 Elect Marc Olivie Mgmt For For For 8 Elect Rima Qureshi Mgmt For For For 9 Elect Jose Octavio Mgmt For For For Reyes Lagunes 10 Elect Mark Schwartz Mgmt For For For 11 Elect Jackson P. TAI Mgmt For For For 12 Elect Edward Suning Tian Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Graf, Jr. Mgmt For For For 1.2 Elect John Lechleiter Mgmt For For For 1.3 Elect Phyllis Wise Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Amendment to the Mgmt For For For Long-Term Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures ________________________________________________________________________________ Norfolk Southern Corporation Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Bell, Jr. Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Wesley Bush Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect Karen Horn Mgmt For Against Against 7 Elect Burton Joyce Mgmt For For For 8 Elect Steven Leer Mgmt For For For 9 Elect Michael Lockhart Mgmt For For For 10 Elect Charles Moorman, Mgmt For For For IV 11 Elect Martin Nesbitt Mgmt For For For 12 Elect John Thompson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Provide Right to Call a Mgmt For For For Special Meeting ________________________________________________________________________________ Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul B. Murphy Jr. Mgmt For For For 1.2 Elect Harris J. Pappas Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Panera Bread Company Ticker Security ID: Meeting Date Meeting Status PNRA CUSIP 69840W108 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry J. Franklin Mgmt For For For 1.2 Elect Diane Hessan Mgmt For For For 1.3 Elect William W. Moreton Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Questcor Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status QCOR CUSIP 74835Y101 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Don M. Bailey Mgmt For For For 1.2 Elect Neal C. Bradsher Mgmt For For For 1.3 Elect Stephen C. Farrell Mgmt For For For 1.4 Elect Louis Silverman Mgmt For For For 1.5 Elect Virgil D. Thompson Mgmt For For For 1.6 Elect Scott M. Whitcup Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Resmed Inc. Ticker Security ID: Meeting Date Meeting Status RMD CUSIP 761152107 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Farrell Mgmt For For For 2 Elect Gary Pace Mgmt For For For 3 Elect Ronald Taylor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amendment to the 2009 Mgmt For For For Employee Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne S. Austin Mgmt For For For 2 Elect Douglas M. Baker, Mgmt For For For Jr. 3 Elect Henrique de Castro Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Mary N. Dillon Mgmt For For For 6 Elect James A. Johnson Mgmt For Against Against 7 Elect Mary E. Minnick Mgmt For For For 8 Elect Anne M. Mulcahy Mgmt For Against Against 9 Elect Derica W. Rice Mgmt For For For 10 Elect Gregg W. Mgmt For For For Steinhafel 11 Elect John G. Stumpf Mgmt For For For 12 Elect Solomon D. Mgmt For For For Trujillo 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Electronic Waste ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Jose B. Alvarez Mgmt For For For 3 Elect Alan M. Bennett Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David T. Ching Mgmt For For For 6 Elect Michael F. Hines Mgmt For For For 7 Elect Amy B. Lane Mgmt For For For 8 Elect Dawn G. Lepore Mgmt For For For 9 Elect Carol Meyrowitz Mgmt For For For 10 Elect John F. O'Brien Mgmt For For For 11 Elect Willow B. Shire Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the Stock Mgmt For For For Incentive Plan 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect John S. Chen Mgmt For For For 3 Elect Judith L. Estrin Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Fred H. Langhammer Mgmt For For For 6 Elect Aylwin B. Lewis Mgmt For For For 7 Elect Monica C. Lozano Mgmt For For For 8 Elect Robert W. Mgmt For For For Matschullat 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin C. Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2002 Mgmt For Against Against Executive Performance Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 15 Shareholder Proposal ShrHoldr Against For Against Regarding Separation of Chairman and CEO ________________________________________________________________________________ Time Warner Cable, Inc. Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carole Black Mgmt For For For 2 Elect Glenn A. Britt Mgmt For For For 3 Elect Thomas H. Castro Mgmt For For For 4 Elect David C. Chang Mgmt For For For 5 Elect James E. Mgmt For For For Copeland, Jr. 6 Elect Peter R. Haje Mgmt For For For 7 Elect Donna A. James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne H. Pace Mgmt For For For 11 Elect Edward D. Shirley Mgmt For For For 12 Elect John E. Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Tractor Supply Company Ticker Security ID: Meeting Date Meeting Status TSCO CUSIP 892356106 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James F. Wright Mgmt For For For 1.2 Elect Johnston C. Adams Mgmt For For For 1.3 Elect Peter D. Bewley Mgmt For For For 1.4 Elect Jack C. Bingleman Mgmt For For For 1.5 Elect Richard W. Frost Mgmt For For For 1.6 Elect Cynthia T. Jamison Mgmt For For For 1.7 Elect George MacKenzie Mgmt For For For 1.8 Elect Edna K. Morris Mgmt For For For 1.9 Elect Gregory A. Mgmt For For For Sandfort 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerry D. Choate Mgmt For For For 2 Elect Ruben M. Escobedo Mgmt For Against Against 3 Elect William R. Klesse Mgmt For For For 4 Elect Deborah P. Majoras Mgmt For For For 5 Elect Bob Marbut Mgmt For For For 6 Elect Donald L. Nickles Mgmt For For For 7 Elect Phillip J. Mgmt For For For Pfeiffer 8 Elect Robert A. Profusek Mgmt For For For 9 Elect Susan K. Purcell Mgmt For For For 10 Elect Stephen M. Waters Mgmt For For For 11 Elect Randall J. Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For For For Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ VF Corporation Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard T. Carucci Mgmt For For For 1.2 Elect Juliana L. Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis, Jr. Mgmt For For For 1.5 Elect Matthew J. Mgmt For For For Shattock 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Executive Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For Against Against 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Susan E. Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald M. James Mgmt For Against Against 8 Elect Cynthia H. Mgmt For Against Against Milligan 9 Elect Federico F. Pena Mgmt For For For 10 Elect Howard V. Mgmt For For For Richardson 11 Elect Judith M. Runstad Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect John G. Stumpf Mgmt For For For 14 Elect Susan G. Swenson Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approve the Company's Mgmt For For For Amended and Restated Long-Term Incentive Compensation Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Discriminitory Mortgage Servicing and Foreclosure Practices ________________________________________________________________________________ Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathleen Cote Mgmt For For For 2 Elect John Coyne Mgmt For For For 3 Elect Henry DeNero Mgmt For For For 4 Elect William Kimsey Mgmt For For For 5 Elect Michael Lambert Mgmt For For For 6 Elect Len Lauer Mgmt For For For 7 Elect Matthew Massengill Mgmt For For For 8 Elect Roger Moore Mgmt For For For 9 Elect Kensuke Oka Mgmt For For For 10 Elect Thomas Pardun Mgmt For For For 11 Elect Arif Shakeel Mgmt For For For 12 Elect Masahiro Yamamura Mgmt For For For 13 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 14 Amendment to the 2005 Mgmt For For For Employee Stock Purchase Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For Item 14: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Materials Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Davis, III Mgmt For For For 2 Elect W. Douglas Ford Mgmt For For For 3 Elect Evert Henkes Mgmt For For For 4 Elect Margaret McGlynn Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Amendment to the Mgmt For For For Long-Term Incentive Plan 8 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Airgas, Inc. Ticker Security ID: Meeting Date Meeting Status ARG CUSIP 009363102 08/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Hovey Mgmt For Withhold Against 1.2 Elect Michael Molinini Mgmt For For For 1.3 Elect Paula Sneed Mgmt For Withhold Against 1.4 Elect David Stout Mgmt For Withhold Against 2 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Albemarle Corporation Ticker Security ID: Meeting Date Meeting Status ALB CUSIP 012653101 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William H. Mgmt For For For Hernandez 1.2 Elect Luther C. Kissam Mgmt For For For IV 1.3 Elect Joseph M. Mahady Mgmt For For For 1.4 Elect Jim W. Nokes Mgmt For For For 1.5 Elect James J. O'Brien Mgmt For For For 1.6 Elect Barry W. Perry Mgmt For For For 1.7 Elect John Sherman Jr. Mgmt For For For 1.8 Elect Harriett Tee Mgmt For For For Taggart 1.9 Elect Anne Marie Mgmt For For For Whittemore 2 2013 Stock Compensation Mgmt For For For and Deferral Election Plan for Non-Employee Directors 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AptarGroup, Inc. Ticker Security ID: Meeting Date Meeting Status ATR CUSIP 038336103 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alain Chevassus Mgmt For For For 1.2 Elect Stephen J. Hagge Mgmt For For For 1.3 Elect Giovanna K. Monnas Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Performance Incentive Mgmt For For For Plan ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect George W. Buckley Mgmt For For For 3 Elect Mollie Hale Carter Mgmt For For For 4 Elect Terrell K. Crews Mgmt For For For 5 Elect Pierre Dufour Mgmt For For For 6 Elect Donald E. Mgmt For For For Felsinger 7 Elect Antonio Maciel Mgmt For For For Neto 8 Elect Patrick J. Moore Mgmt For For For 9 Elect Thomas F. O'Neill Mgmt For For For 10 Elect Daniel Shih Mgmt For For For 11 Elect Kelvin R. Mgmt For For For Westbrook 12 Elect Patricia A. Woertz Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Boeckmann Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Mollie Carter Mgmt For For For 4 Elect Terrell Crews Mgmt For For For 5 Elect Pierre Dufour Mgmt For For For 6 Elect Donald Felsinger Mgmt For For For 7 Elect Antonio Maciel Mgmt For For For Neto 8 Elect Patrick Moore Mgmt For For For 9 Elect Thomas O'Neill Mgmt For For For 10 Elect Daniel Shih Mgmt For For For 11 Elect Kelvin Westbrook Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/31/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brendan Cummins Mgmt For For For 2 Elect Mark Rohr Mgmt For For For 3 Elect Janice Teal Mgmt For For For 4 Elect Michael Ward Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2011 Mgmt For For For Incentive Plan 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Bemis Company, Inc. Ticker Security ID: Meeting Date Meeting Status BMS CUSIP 081437105 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David S. Haffner Mgmt For For For 1.2 Elect Holly A. Van Mgmt For For For Deursen 1.3 Elect David T. Szczupak Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Buckeye Technologies Inc. Ticker Security ID: Meeting Date Meeting Status BKI CUSIP 118255108 10/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Red Cavaney Mgmt For For For 1.2 Elect John Crowe Mgmt For For For 1.3 Elect David Ferraro Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Mgmt For For For Board 4 Adoption of Majority Mgmt For For For Vote for Election of Directors 5 Amendment to the 2007 Mgmt For Against Against Omnibus Incentive Plan 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Celanese Corporation Ticker Security ID: Meeting Date Meeting Status CE CUSIP 150870103 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jay V. Ihlenfeld Mgmt For For For 2 Elect Mark C. Rohr Mgmt For For For 3 Elect Farah M. Walters Mgmt For For For 4 Elect Edward G. Galante Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert C. Mgmt For For For Arzbaecher 2 Elect Stephen J. Hagge Mgmt For For For 3 Elect Edward A. Schmitt Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 8 Shareholder Proposal ShrHoldr Against Against For Regarding Board Diversity 9 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report 10 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report ________________________________________________________________________________ E.I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamberto Mgmt For For For Andreotti 2 Elect Richard H. Brown Mgmt For For For 3 Elect Robert A. Brown Mgmt For For For 4 Elect Bertrand P. Mgmt For For For Collomb 5 Elect Curtis J. Crawford Mgmt For For For 6 Elect Alexander M. Mgmt For For For Cutler 7 Elect Eleuthere I. Du Mgmt For For For Pont 8 Elect Marillyn A. Hewson Mgmt For For For 9 Elect Lois D. Juliber Mgmt For For For 10 Elect Ellen J. Kullman Mgmt For For For 11 Elect Lee M. Thomas Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Executive Compensation ________________________________________________________________________________ Ecolab Inc. Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Baker, Mgmt For For For Jr. 2 Elect Barbara J. Beck Mgmt For For For 3 Elect Leslie S. Biller Mgmt For For For 4 Elect Stephen I. Chazen Mgmt For For For 5 Elect Jerry A. Mgmt For For For Grundhofer 6 Elect Arthur J. Higgins Mgmt For For For 7 Elect Joel W. Johnson Mgmt For For For 8 Elect Michael Larson Mgmt For For For 9 Elect Jerry W. Levin Mgmt For For For 10 Elect Robert L. Lumpkins Mgmt For For For 11 Elect Victoria J. Reich Mgmt For For For 12 Elect Mary M. VanDeWeghe Mgmt For For For 13 Elect John J. Zillmer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 18 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending ________________________________________________________________________________ FMC Corporation Ticker Security ID: Meeting Date Meeting Status FMC CUSIP 302491303 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pierre R. Brondeau Mgmt For For For 2 Elect Dirk A. Kempthorne Mgmt For For For 3 Elect Robert C. Pallash Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ H.B. Fuller Company Ticker Security ID: Meeting Date Meeting Status FUL CUSIP 359694106 04/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dante C. Parrini Mgmt For For For 1.2 Elect John C. van Mgmt For For For Roden, Jr. 1.3 Elect James J. Owens Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2013 Master Incentive Mgmt For For For Plan ________________________________________________________________________________ Koppers Holdings Inc. Ticker Security ID: Meeting Date Meeting Status KOP CUSIP 50060P106 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David M. Mgmt For For For Hillenbrand 1.2 Elect Louis L Testoni Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ LyondellBasell Industries NV Ticker Security ID: Meeting Date Meeting Status LYB CUSIP N53745100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jacques Aigrain Mgmt For For For 1.2 Elect Scott M. Kleinman Mgmt For For For 1.3 Elect Bruce A. Smith Mgmt For For For 2 ADOPTION OF ANNUAL Mgmt For For For ACCOUNTS FOR 2012 3 DISCHARGE FROM Mgmt For For For LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD 4 Discharge From Mgmt For For For Liability Of Members Of The Supervisory Board 5 Appointment of Auditor Mgmt For For For 6 Appointment Of Mgmt For For For PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts 7 Approval of Mgmt For For For Compensation of the Members of the Supervisory Board 8 Ratification and Mgmt For For For Approval of Dividends in Respect of the 2012 Fiscal Year 9 ADVISORY VOTE APPROVING Mgmt For For For EXECUTIVE COMPENSATION 10 Authority to Repurchase Mgmt For For For Shares 11 APPROVAL TO CANCEL UP Mgmt For For For TO 10% OF SHARE CAPITAL HELD IN TREASURY 12 Amend Articles of Mgmt For For For Association to Set Maximum Director Fees and Make Technical Changes ________________________________________________________________________________ Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Phillip Cook Mgmt For For For 1.4 Elect John Floren Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For Withhold Against 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/31/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Chicoine Mgmt For For For 2 Elect Arthur Harper Mgmt For For For 3 Elect Gwendolyn King Mgmt For For For 4 Elect Jon Moeller Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board 8 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms ________________________________________________________________________________ NewMarket Corporation Ticker Security ID: Meeting Date Meeting Status NEU CUSIP 651587107 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Phyllis L. Cothran Mgmt For For For 1.2 Elect Mark M. Gambill Mgmt For For For 1.3 Elect Bruce C. Gottwald Mgmt For For For 1.4 Elect Thomas E. Gottwald Mgmt For For For 1.5 Elect Patrick D. Hanley Mgmt For Withhold Against 1.6 Elect James E. Rogers Mgmt For For For 1.7 Elect Charles B. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Newmont Mining Corporation Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce R. Brook Mgmt For For For 2 Elect J. Kofi Bucknor Mgmt For For For 3 Elect Vincent A. Calarco Mgmt For For For 4 Elect Joseph A. Carrabba Mgmt For For For 5 Elect Noreen Doyle Mgmt For For For 6 Elect Gary J. Goldberg Mgmt For For For 7 Elect Veronica M. Hagen Mgmt For For For 8 Elect Jane Nelson Mgmt For For For 9 Elect Donald C. Roth Mgmt For For For 10 Elect Simon R. Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2013 Stock Incentive Mgmt For Against Against Plan 14 Performance Pay Plan Mgmt For For For ________________________________________________________________________________ Norfolk Southern Corporation Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Bell, Jr. Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Wesley Bush Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect Karen Horn Mgmt For Against Against 7 Elect Burton Joyce Mgmt For For For 8 Elect Steven Leer Mgmt For For For 9 Elect Michael Lockhart Mgmt For For For 10 Elect Charles Moorman, Mgmt For For For IV 11 Elect Martin Nesbitt Mgmt For For For 12 Elect John Thompson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Provide Right to Call a Mgmt For For For Special Meeting ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter C. Browning Mgmt For Withhold Against 1.2 Elect Clayton C. Daley, Mgmt For For For Jr. 1.3 Elect Daniel R. DiMicco Mgmt For For For 1.4 Elect John J. Ferriola Mgmt For For For 1.5 Elect Harvey B. Gantt Mgmt For For For 1.6 Elect Victoria F. Haynes Mgmt For For For 1.7 Elect Bernard L. Kasriel Mgmt For For For 1.8 Elect Christopher J. Mgmt For For For Kearney 1.9 Elect Raymond J. Mgmt For For For Milchovich 1.10 Elect John H. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Mgmt For For For Officers Annual and Long-Term Incentive Plans 4 Amendment to the Mgmt For For For Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds 5 Amendment to Bylaws to Mgmt For For For Reduce Supermajority Voting Threshold 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 7 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen F. Angel Mgmt For For For 2 Elect Oscar Bernardes Mgmt For For For 3 Elect Bret K. Clayton Mgmt For For For 4 Elect Nance K. Dicciani Mgmt For For For 5 Elect Edward G. Galante Mgmt For For For 6 Elect Claire W. Gargalli Mgmt For For For 7 Elect Ira D. Hall Mgmt For For For 8 Elect Raymond W. LeBoeuf Mgmt For For For 9 Elect Larry D. McVay Mgmt For For For 10 Elect Wayne T. Smith Mgmt For For For 11 Elect Robert L. Wood Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sarah J Anderson Mgmt For For For 1.2 Elect John G. Figueroa Mgmt For For For 1.3 Elect Thomas W. Gimbel Mgmt For For For 1.4 Elect David H. Hannah Mgmt For For For 1.5 Elect Douglas M. Hayes Mgmt For For For 1.6 Elect Mark V. Kaminski Mgmt For For For 1.7 Elect Gregg J. Mollins Mgmt For For For 1.8 Elect Andrew G. Sharkey Mgmt For For For III 1.9 Elect Leslie A. Waite Mgmt For For For 2 Amendment to the Stock Mgmt For For For Option and Restricted Stock Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sigma-Aldrich Corporation Ticker Security ID: Meeting Date Meeting Status SIAL CUSIP 826552101 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rebecca M. Bergman Mgmt For For For 2 Elect George M. Church Mgmt For For For 3 Elect Michael L Marberry Mgmt For For For 4 Elect W. Lee McCollum Mgmt For For For 5 Elect Avi M. Nash Mgmt For For For 6 Elect Steven M. Paul Mgmt For For For 7 Elect J. Pedro Reinhard Mgmt For For For 8 Elect Rakesh Sachdev Mgmt For For For 9 Elect D. Dean Spatz Mgmt For For For 10 Elect Barrett A. Toan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Silgan Holdings Inc. Ticker Security ID: Meeting Date Meeting Status SLGN CUSIP 827048109 06/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Philip Silver Mgmt For Withhold Against 1.2 Elect William C. Mgmt For For For Jennings 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Silver Wheaton Corp. Ticker Security ID: Meeting Date Meeting Status SLW CUSIP 828336107 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lawrence I. Bell Mgmt For For For 1.2 Elect George L. Brack Mgmt For For For 1.3 Elect John A. Brough Mgmt For For For 1.4 Elect R. Peter Gillin Mgmt For For For 1.5 Elect Douglas M. Holtby Mgmt For For For 1.6 Elect Eduardo Luna Mgmt For Withhold Against 1.7 Elect Wade D. Nesmith Mgmt For Withhold Against 1.8 Elect Randy V.J. Mgmt For For For Smallwood 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark D. Millett Mgmt For For For 1.2 Elect Richard P. Teets, Mgmt For For For Jr. 1.3 Elect John C. Bates Mgmt For Withhold Against 1.4 Elect Keith E. Busse Mgmt For For For 1.5 Elect Frank D. Byrne Mgmt For For For 1.6 Elect Traci M. Dolan Mgmt For For For 1.7 Elect Paul B. Edgerley Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James C. Mgmt For For For Marcuccilli 1.10 Elect Gabriel L. Shaheen Mgmt For For For 1.11 Elect James A. Tretheway Mgmt For For For 2 2013 Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ The Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Arnold A. Allemang Mgmt For For For 2 Elect Ajay S. Banga Mgmt For For For 3 Elect Jacqueline K. Mgmt For For For Barton 4 Elect James A. Bell Mgmt For For For 5 Elect Jeff M. Fettig Mgmt For For For 6 Elect Andrew N. Liveris Mgmt For For For 7 Elect Paul Polman Mgmt For For For 8 Elect Dennis H. Reilley Mgmt For For For 9 Elect James M. Ringler Mgmt For For For 10 Elect Ruth G. Shaw Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ The Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 10/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Phyllis Cochran Mgmt For For For 2 Elect Gregory Ebel Mgmt For For For 3 Elect Robert Lumpkins Mgmt For For For 4 Elect William Monahan Mgmt For For For 5 Elect Harold MacKay Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Valspar Corporation Ticker Security ID: Meeting Date Meeting Status VAL CUSIP 920355104 02/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Willam Cook Mgmt For For For 1.2 Elect Gary Hendrickson Mgmt For For For 1.3 Elect Mae Jemison Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew H. Card, Mgmt For For For Jr. 2 Elect Erroll B. Davis, Mgmt For For For Jr. 3 Elect Thomas J. Donohue Mgmt For For For 4 Elect Archie W. Dunham Mgmt For For For 5 Elect Judith Richards Mgmt For For For Hope 6 Elect John J. Koraleski Mgmt For For For 7 Elect Charles C. Krulak Mgmt For For For 8 Elect Michael R. Mgmt For For For McCarthy 9 Elect Michael W. Mgmt For For For McConnell 10 Elect Thomas F. McLarty Mgmt For For For III 11 Elect Steven R. Rogel Mgmt For For For 12 Elect Jose H. Villarreal Mgmt For For For 13 Elect James R. Young Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 2013 Stock Incentive Mgmt For For For Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report Item 15: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Opportunities Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Ascena Retail Group, Inc. Ticker Security ID: Meeting Date Meeting Status ASNA CUSIP 04351G101 12/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Usdan Mgmt For For For 1.2 Elect Randy Pearce Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Atwood Oceanics, Inc. Ticker Security ID: Meeting Date Meeting Status ATW CUSIP 050095108 02/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Deborah Beck Mgmt For For For 1.2 Elect George Dotson Mgmt For For For 1.3 Elect Jack Golden Mgmt For For For 1.4 Elect Hans Helmerich Mgmt For For For 1.5 Elect James Montague Mgmt For For For 1.6 Elect Robert Saltiel Mgmt For For For 1.7 Elect Phil D. Wedemeyer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the Mgmt For For For Certificate of Formation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Buffalo Wild Wings, Inc. Ticker Security ID: Meeting Date Meeting Status BWLD CUSIP 119848109 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sally J. Smith Mgmt For For For 1.2 Elect J. Oliver Maggard Mgmt For For For 1.3 Elect James M. Damian Mgmt For For For 1.4 Elect Dale M. Applequist Mgmt For For For 1.5 Elect Warren E. Mack Mgmt For Withhold Against 1.6 Elect Michael P. Johnson Mgmt For For For 1.7 Elect Jerry R. Rose Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cabot Corporation Ticker Security ID: Meeting Date Meeting Status CBT CUSIP 127055101 03/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John S. Clarkeson Mgmt For For For 2 Elect Roderick C.G. Mgmt For For For MacLeod 3 Elect Sue H. Rataj Mgmt For For For 4 Elect Ronaldo H. Schmitz Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cheesecake Factory Incorporated Ticker Security ID: Meeting Date Meeting Status CAKE CUSIP 163072101 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Overton Mgmt For For For 2 Elect Alexander L. Mgmt For For For Cappello 3 Elect Jerome I. Mgmt For For For Kransdorf 4 Elect Laurence B. Mindel Mgmt For For For 5 Elect David B. Pittaway Mgmt For For For 6 Elect Douglas L. Schmick Mgmt For For For 7 Elect Herbert Simon Mgmt For For For 8 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Computer Programs and Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CPSI CUSIP 205306103 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Boyd Douglas Mgmt For For For 2 Elect Charles P. Huffman Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cubist Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status CBST CUSIP 229678107 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael W. Bonney Mgmt For For For 1.2 Elect Mark Corrigan Mgmt For For For 1.3 Elect Alison Lawton Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Technical Amendment to Mgmt For For For Bylaws 5 Technical Amendment to Mgmt For For For Bylaws 6 Technical Amendment to Mgmt For For For Certificate of Incorporation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dril-Quip, Inc. Ticker Security ID: Meeting Date Meeting Status DRQ CUSIP 262037104 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander P. Mgmt For For For Shukis 2 Elect Terence B. Jupp Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Fair Isaac Corporation Ticker Security ID: Meeting Date Meeting Status FICO CUSIP 303250104 02/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect A. George Battle Mgmt For For For 2 Elect Nicholas Graziano Mgmt For For For 3 Elect Braden Kelly Mgmt For For For 4 Elect James Kirsner Mgmt For For For 5 Elect William Lansing Mgmt For For For 6 Elect Rahul Merchant Mgmt For For For 7 Elect David Rey Mgmt For For For 8 Elect Duane White Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FEI Company Ticker Security ID: Meeting Date Meeting Status FEIC CUSIP 30241L109 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arie Hujiser Mgmt For For For 1.2 Elect Don R. Kania Mgmt For For For 1.3 Elect Thomas F. Kelly Mgmt For For For 1.4 Elect Jan C. Lobbezoo Mgmt For For For 1.5 Elect Gerhard H. Parker Mgmt For For For 1.6 Elect James T. Mgmt For For For Richardson 1.7 Elect Richard H. Wills Mgmt For For For 1.8 Elect Homa Bahrami Mgmt For For For 1.9 Elect Jami K. Nachtsheim Mgmt For For For 2 Amendment to 1995 Stock Mgmt For For For Incentive Plan 3 Amendment to the Mgmt For For For Employee Share Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ GameStop Corp. Ticker Security ID: Meeting Date Meeting Status GME CUSIP 36467W109 06/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerome L. Davis Mgmt For For For 2 Elect R. Richard Mgmt For For For Fontaine 3 Elect Steven R. Koonin Mgmt For For For 4 Elect Stephanie M. Shern Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Amendment to the 2011 Mgmt For For For Incentive Plan ________________________________________________________________________________ HEICO Corporation Ticker Security ID: Meeting Date Meeting Status HEI CUSIP 422806208 03/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Adolfo Henriques Mgmt For For For 1.2 Elect Samuel L. Mgmt For Withhold Against Higginbottom 1.3 Elect Mark H. Mgmt For For For Hildebrandt 1.4 Elect Wolfgang Mayrhuber Mgmt For For For 1.5 Elect Eric A. Mendelson Mgmt For For For 1.6 Elect Laurans A. Mgmt For For For Mendelson 1.7 Elect Victor H. Mgmt For For For Mendelson 1.8 Elect Alan Schriesheim Mgmt For For For 1.9 Elect Frank J. Schwitter Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hibbett Sports, Inc. Ticker Security ID: Meeting Date Meeting Status HIBB CUSIP 428567101 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl T. Kirkland Mgmt For For For 1.2 Elect Michael J. Newsome Mgmt For For For 1.3 Elect Thomas A. Mgmt For For For Saunders III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HSN, Inc. Ticker Security ID: Meeting Date Meeting Status HSNI CUSIP 404303109 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Costello Mgmt For For For 1.2 Elect James M. Follo Mgmt For For For 1.3 Elect Mindy Grossman Mgmt For For For 1.4 Elect Stephanie Kugelman Mgmt For For For 1.5 Elect Arthur C. Martinez Mgmt For For For 1.6 Elect Thomas J. Mgmt For Withhold Against McInerney 1.7 Elect John B. Morse, Jr. Mgmt For For For 1.8 Elect Ann Sarnoff Mgmt For For For 1.9 Elect Courtnee Ulrich Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Jos. A. Bank Clothiers, Inc. Ticker Security ID: Meeting Date Meeting Status JOSB CUSIP 480838101 06/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James H. Ferstl Mgmt For For For 2 Elect Sidney H. Ritman Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amendment to the 2010 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Kforce Inc. Ticker Security ID: Meeting Date Meeting Status KFRC CUSIP 493732101 04/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elaine D. Rosen Mgmt For For For 1.2 Elect Ralph E. Mgmt For Withhold Against Struzziero 1.3 Elect Howard W. Sutter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Executive Mgmt For For For Compensation 4 Approval of 2013 Stock Mgmt For Against Against Incentive Plan ________________________________________________________________________________ Knight Transportation, Inc. Ticker Security ID: Meeting Date Meeting Status KNX CUSIP 499064103 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin P. Knight Mgmt For For For 1.2 Elect Randy Knight Mgmt For For For 1.3 Elect Michael Garnreiter Mgmt For For For 2 Elect Richard C. Kraemer Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Landstar System, Inc. Ticker Security ID: Meeting Date Meeting Status LSTR CUSIP 515098101 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Homaira Akbari Mgmt For For For 1.2 Elect Diana M. Murphy Mgmt For For For 1.3 Elect Larry J. Thoele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Stock Compensation Plan Mgmt For For For ________________________________________________________________________________ Mednax, Inc. Ticker Security ID: Meeting Date Meeting Status MD CUSIP 58502B106 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cesar L. Alvarez Mgmt For Withhold Against 1.2 Elect Waldemar A. Carlo Mgmt For For For 1.3 Elect Michael B. Mgmt For For For Fernandez 1.4 Elect Roger K. Freeman Mgmt For Withhold Against 1.5 Elect Paul G. Gabos Mgmt For For For 1.6 Elect Pascal J. Mgmt For For For Goldschmidt 1.7 Elect Manuel Kadre Mgmt For For For 1.8 Elect Roger J. Medel Mgmt For For For 1.9 Elect Donna E. Shalala Mgmt For For For 1.10 Elect Enrique J. Sosa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Mentor Graphics Corporation Ticker Security ID: Meeting Date Meeting Status MENT CUSIP 587200106 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith L. Barnes Mgmt For For For 1.2 Elect Peter L. Bonfield Mgmt For Withhold Against 1.3 Elect Gregory K. Mgmt For Withhold Against Hinckley 1.4 Elect J. Daniel McCranie Mgmt For For For 1.5 Elect Kevin C. McDonough Mgmt For Withhold Against 1.6 Elect Patrick B. McManus Mgmt For For For 1.7 Elect Walden C. Rhines Mgmt For For For 1.8 Elect David S. Schechter Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Shareholder Proposal ShrHoldr N/A For N/A Regarding Majority Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Phillip Cook Mgmt For For For 1.4 Elect John Floren Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For Withhold Against 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NeuStar, Inc. Ticker Security ID: Meeting Date Meeting Status NSR CUSIP 64126X201 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gareth Chang Mgmt For For For 2 Elect Lisa A. Hook Mgmt For For For 3 Elect Hellene S. Runtagh Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Owens & Minor Inc. Ticker Security ID: Meeting Date Meeting Status OMI CUSIP 690732102 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard E. Fogg Mgmt For For For 1.2 Elect John W. Gerdelman Mgmt For For For 1.3 Elect Lemuel E. Lewis Mgmt For For For 1.4 Elect Martha H. Marsh Mgmt For For For 1.5 Elect Eddie N. Moore, Mgmt For For For Jr. 1.6 Elect James E. Rogers Mgmt For For For 1.7 Elect Robert C. Sledd Mgmt For For For 1.8 Elect Craig R. Smith Mgmt For For For 1.9 Elect Anne Marie Mgmt For For For Whittemore 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harold E. Selick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Perficient, Inc. Ticker Security ID: Meeting Date Meeting Status PRFT CUSIP 71375U101 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey S. Davis Mgmt For For For 1.2 Elect Ralph C. Mgmt For For For Derrickson 1.3 Elect John S. Hamlin Mgmt For For For 1.4 Elect James R. Kackley Mgmt For For For 1.5 Elect David S. Lundeen Mgmt For For For 1.6 Elect David D. May Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Portfolio Recovery Associates Ticker Security ID: Meeting Date Meeting Status PRAA CUSIP 73640Q105 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John H. Fain Mgmt For For For 1.2 Elect David Roberts Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2013 Omnibus Incentive Mgmt For For For Plan 5 2013 Annual Non-Equity Mgmt For For For Incentive Plan ________________________________________________________________________________ Questcor Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status QCOR CUSIP 74835Y101 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Don M. Bailey Mgmt For For For 1.2 Elect Neal C. Bradsher Mgmt For For For 1.3 Elect Stephen C. Farrell Mgmt For For For 1.4 Elect Louis Silverman Mgmt For For For 1.5 Elect Virgil D. Thompson Mgmt For For For 1.6 Elect Scott M. Whitcup Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Regal-Beloit Corporation Ticker Security ID: Meeting Date Meeting Status RBC CUSIP 758750103 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher L. Mgmt For For For Doerr 2 Elect Mark J. Gliebe Mgmt For For For 3 Elect Curtis W. Mgmt For For For Stoelting 4 Advisory Vote on Mgmt For For For Executive Compensation 5 2013 Equity Incentive Mgmt For For For Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael F. Barry Mgmt For For For 1.2 Elect Charles M. Mgmt For For For Brennan, III 1.3 Elect Bruce D. Hoechner Mgmt For For For 1.4 Elect Gregory B. Howey Mgmt For For For 1.5 Elect Carol R. Jensen Mgmt For For For 1.6 Elect William E. Mgmt For For For Mitchell 1.7 Elect Robert G. Paul Mgmt For For For 1.8 Elect Peter C. Wallace Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rowan Companies plc Ticker Security ID: Meeting Date Meeting Status RDC CUSIP G7665A101 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William T. Fox III Mgmt For For For 2 Elect Sir Graham Hearne Mgmt For For For 3 Elect Henry E. Lentz Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Ratification of Mgmt For For For Statutory Auditor 6 Ratification of Mgmt For For For Statutory Auditors' Fees 7 2013 Incentive Plan Mgmt For For For 8 U.K. Remuneration Report Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ryder System, Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert J. Eck Mgmt For For For 2 Elect Tamara L. Lundgren Mgmt For For For 3 Elect Eugene A. Renna Mgmt For For For 4 Elect Abbie J. Smith Mgmt For For For 5 Elect Robert E. Sanchez Mgmt For For For 6 Elect Michael F. Hilton Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Repeal of Classified Mgmt For For For Board 10 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC CUSIP 784117103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alfred P. West, Mgmt For For For Jr. 2 Elect William M. Doran Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Snap-on Incorporated Ticker Security ID: Meeting Date Meeting Status SNA CUSIP 833034101 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Fiedler Mgmt For For For 2 Elect James P. Holden Mgmt For For For 3 Elect W. Dudley Lehman Mgmt For For For 4 Elect Edward H. Rensi Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Steven Madden, Ltd. Ticker Security ID: Meeting Date Meeting Status SHOO CUSIP 556269108 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward R. Mgmt For For For Rosenfeld 1.2 Elect John L. Madden Mgmt For Withhold Against 1.3 Elect Peter Migliorini Mgmt For Withhold Against 1.4 Elect Richard P. Randall Mgmt For For For 1.5 Elect Ravi Sachdev Mgmt For For For 1.6 Elect Thomas H. Schwartz Mgmt For Withhold Against 2 Increase of Authorized Mgmt For Against Against Common Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Texas Roadhouse, Inc. Ticker Security ID: Meeting Date Meeting Status TXRH CUSIP 882681109 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory N. Moore Mgmt For For For 1.2 Elect James F. Parker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2013 Long-Term Mgmt For For For Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Toro Company Ticker Security ID: Meeting Date Meeting Status TTC CUSIP 891092108 03/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert C. Mgmt For For For Buhrmaster 1.2 Elect James C. O'Rourke Mgmt For For For 1.3 Elect Christopher A. Mgmt For For For Twomey 2 Increase of Authorized Mgmt For For For Common Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tupperware Brands Corporation Ticker Security ID: Meeting Date Meeting Status TUP CUSIP 899896104 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Catherine A. Mgmt For For For Bertini 2 Elect Susan M. Cameron Mgmt For For For 3 Elect Kriss Cloninger Mgmt For For For III 4 Elect E. V. Goings Mgmt For For For 5 Elect Joe R. Lee Mgmt For For For 6 Elect Angel R. Martinez Mgmt For For For 7 Elect Antonio Monteiro Mgmt For For For de Castro 8 Elect Robert J. Murray Mgmt For For For 9 Elect David R. Parker Mgmt For For For 10 Elect Joyce M. Roche Mgmt For For For 11 Elect M. Anne Szostak Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tyler Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TYL CUSIP 902252105 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald R. Brattain Mgmt For For For 1.2 Elect J. Luther King, Mgmt For For For Jr. 1.3 Elect John S. Marr, Jr. Mgmt For For For 1.4 Elect G. Stuart Reeves Mgmt For For For 1.5 Elect Michael D. Mgmt For For For Richards 1.6 Elect Dustin R. Womble Mgmt For Withhold Against 1.7 Elect John M. Yeaman Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ VistaPrint N.V. Ticker Security ID: Meeting Date Meeting Status VPRT CUSIP N93540107 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark Thomas Mgmt For For For 2 Elect Hauke Hansen Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Authority to Repurchase Mgmt For Against Against 20% of Shares 7 Authority to Repurchase Mgmt For For For 10% of Shares 8 Authority to Reduce Mgmt For For For Authorized Ordinary and Preferred Share Capital 9 Cancellation of Mgmt For For For Ordinary Shares 10 Appointment of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Henry J. Herrmann Mgmt For For For 1.2 Elect James M. Raines Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wolverine World Wide, Inc. Ticker Security ID: Meeting Date Meeting Status WWW CUSIP 978097103 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey M. Mgmt For For For Boromisa 1.2 Elect David T. Kollat Mgmt For For For 1.3 Elect Timothy J. Mgmt For For For O'Donovan 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Stock Incentive Plan of Mgmt For For For 2013 ________________________________________________________________________________ World Fuel Services Corporation Ticker Security ID: Meeting Date Meeting Status INT CUSIP 981475106 05/31/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Kasbar Mgmt For For For 1.2 Elect Paul H. Stebbins Mgmt For For For 1.3 Elect Ken Bakshi Mgmt For For For 1.4 Elect Richard A. Kassar Mgmt For Withhold Against 1.5 Elect Myles Klein Mgmt For For For 1.6 Elect John L. Manley Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For Withhold Against 1.8 Elect Stephen K. Mgmt For For For Roddenberry 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Reapproval of the 2008 Mgmt For For For Executive Incentive Plan Item 16: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Risk-Managed Balanced Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda G. Alvarado Mgmt For For For 2 Elect Vance D. Coffman Mgmt For For For 3 Elect Michael L. Eskew Mgmt For For For 4 Elect W. James Farrell Mgmt For For For 5 Elect Herbert L. Henkel Mgmt For For For 6 Elect Muhtar Kent Mgmt For For For 7 Elect Edward M. Liddy Mgmt For For For 8 Elect Robert S. Morrison Mgmt For For For 9 Elect Aulana L. Peters Mgmt For Against Against 10 Elect Inge G. Thulin Mgmt For For For 11 Elect Robert J. Ulrich Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Feasibility Study on Prohibition of Political Spending ________________________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Alpern Mgmt For For For 1.2 Elect Roxanne S. Austin Mgmt For For For 1.3 Elect Sally E. Blount Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect Edward M. Liddy Mgmt For For For 1.6 Elect Nancy McKinstry Mgmt For For For 1.7 Elect Phebe N. Novakovic Mgmt For For For 1.8 Elect William A. Osborn Mgmt For For For 1.9 Elect Samuel C. Scott Mgmt For For For III 1.10 Elect Glenn F. Tilton Mgmt For For For 1.11 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms 5 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 8 Shareholder Proposal ShrHoldr Against For Against Regarding Excluding Compliance Costs for the Purposes of Executive Compensation 9 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect William Kimsey Mgmt For For For 3 Elect Robert Lipp Mgmt For For For 4 Elect Pierre Nanterme Mgmt For For For 5 Elect Gilles Pelisson Mgmt For For For 6 Elect Wulf von Mgmt For Against Against Schimmelmann 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to the Share Mgmt For For For Incentive Plan 10 Authority to Hold Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Mgmt For For For Shares 12 Price Range for Mgmt For For For Issuance of Treasury Shares 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Davis, III Mgmt For For For 2 Elect W. Douglas Ford Mgmt For For For 3 Elect Evert Henkes Mgmt For For For 4 Elect Margaret McGlynn Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Amendment to the Mgmt For For For Long-Term Incentive Plan 8 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William V. Mgmt For For For Campbell 1.2 Elect Timothy D. Cook Mgmt For For For 1.3 Elect Millard S. Drexler Mgmt For For For 1.4 Elect Albert A. Gore, Mgmt For For For Jr. 1.5 Elect Robert A. Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur D. Levinson Mgmt For For For 1.8 Elect Ronald D. Sugar Mgmt For For For 2 Amendments to Articles Mgmt For For For of Incorporation 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 6 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Human Rights Committee ________________________________________________________________________________ Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ellen Alemany Mgmt For For For 1.2 Elect Gregory Brenneman Mgmt For For For 1.3 Elect Leslie Brun Mgmt For For For 1.4 Elect Richard Clark Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Carlos Rodriguez Mgmt For For For 1.10 Elect Enrique Salem Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John A. Allison IV Mgmt For For For 1.2 Elect Jennifer S. Banner Mgmt For For For 1.3 Elect K. David Boyer, Mgmt For For For Jr. 1.4 Elect Anna R. Cablik Mgmt For Withhold Against 1.5 Elect Ronald E. Deal Mgmt For Withhold Against 1.6 Elect James A. Faulkner Mgmt For For For 1.7 Elect I. Patricia Henry Mgmt For For For 1.8 Elect John P. Howe III Mgmt For For For 1.9 Elect Eric C. Kendrick Mgmt For For For 1.10 Elect Kelly S. King Mgmt For For For 1.11 Elect Louis B. Lynn Mgmt For For For 1.12 Elect Edward C. Milligan Mgmt For Withhold Against 1.13 Elect Charles A. Patton Mgmt For For For 1.14 Elect Nido R. Qubein Mgmt For Withhold Against 1.15 Elect Tollie W. Rich, Mgmt For For For Jr. 1.16 Elect Thomas E. Skains Mgmt For For For 1.17 Elect Thomas N. Thompson Mgmt For For For 1.18 Elect Edwin H. Welch Mgmt For For For Ph.D. 1.19 Elect Stephen T. Mgmt For Withhold Against Williams 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/23/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to Terms of Mgmt For For For Preferred Stock 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linnet F. Deily Mgmt For For For 2 Elect Robert E. Denham Mgmt For For For 3 Elect Alice P. Gast Mgmt For For For 4 Elect Enrique Mgmt For For For Hernandez, Jr. 5 Elect George L. Kirkland Mgmt For For For 6 Elect Charles W. Mgmt For For For Moorman, IV 7 Elect Kevin W. Sharer Mgmt For For For 8 Elect John G. Stumpf Mgmt For For For 9 Elect Ronald D. Sugar Mgmt For For For 10 Elect Carl Ware Mgmt For For For 11 Elect John S. Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 16 Shareholder Proposal ShrHoldr Against Against For Regarding Offshore Drilling Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Climate Change 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending 20 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 21 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 22 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board 23 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines ________________________________________________________________________________ Computer Programs and Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CPSI CUSIP 205306103 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Boyd Douglas Mgmt For For For 2 Elect Charles P. Huffman Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard L. Mgmt For For For Armitage 2 Elect Richard H. Mgmt For For For Auchinleck 3 Elect James E. Mgmt For For For Copeland, Jr. 4 Elect Jody L Freeman Mgmt For For For 5 Elect Gay Huey Evans Mgmt For For For 6 Elect Ryan M. Lance Mgmt For For For 7 Elect Mohd H. Marican Mgmt For For For 8 Elect Robert A. Niblock Mgmt For For For 9 Elect Harald J. Norvik Mgmt For For For 10 Elect William E. Wade, Mgmt For For For Jr. 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 15 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Gender Identity and Expression Anti-Bias Policy ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna M. Alvarado Mgmt For For For 2 Elect John B. Breaux Mgmt For For For 3 Elect Pamela L. Carter Mgmt For For For 4 Elect Steven T. Mgmt For For For Halverson 5 Elect Edward J. Kelly, Mgmt For For For III 6 Elect Gilbert H. Mgmt For For For Lamphere 7 Elect John D. McPherson Mgmt For For For 8 Elect Timothy T. O'Toole Mgmt For For For 9 Elect David M. Ratcliffe Mgmt For For For 10 Elect Donald J. Shepard Mgmt For For For 11 Elect Michael J. Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David H. Benson Mgmt For For For 2 Elect Robert W. Cremin Mgmt For For For 3 Elect Jean-Pierre M. Mgmt For For For Ergas 4 Elect Peter T. Francis Mgmt For For For 5 Elect Kristiane C. Mgmt For For For Graham 6 Elect Michael F. Mgmt For For For Johnston 7 Elect Robert A. Mgmt For For For Livingston 8 Elect Richard K. Mgmt For For For Lochridge 9 Elect Bernard G. Rethore Mgmt For For For 10 Elect Michael B. Stubbs Mgmt For For For 11 Elect Stephen M. Todd Mgmt For For For 12 Elect Stephen K. Wagner Mgmt For For For 13 Elect Mary A. Winston Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Dril-Quip, Inc. Ticker Security ID: Meeting Date Meeting Status DRQ CUSIP 262037104 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander P. Mgmt For For For Shukis 2 Elect Terence B. Jupp Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ E.I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamberto Mgmt For For For Andreotti 2 Elect Richard H. Brown Mgmt For For For 3 Elect Robert A. Brown Mgmt For For For 4 Elect Bertrand P. Mgmt For For For Collomb 5 Elect Curtis J. Crawford Mgmt For For For 6 Elect Alexander M. Mgmt For For For Cutler 7 Elect Eleuthere I. Du Mgmt For For For Pont 8 Elect Marillyn A. Hewson Mgmt For For For 9 Elect Lois D. Juliber Mgmt For For For 10 Elect Ellen J. Kullman Mgmt For For For 11 Elect Lee M. Thomas Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Executive Compensation ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Joshua Bolton Mgmt For For For 1.3 Elect Mathew Levatich Mgmt For For For 1.4 Elect Randall Stephenson Mgmt For Withhold Against 1.5 Elect August Busch III Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Shirley Jackson Mgmt For For For 4 Elect Steven Loranger Mgmt For For For 5 Elect Gary Loveman Mgmt For For For 6 Elect R. Brad Martin Mgmt For For For 7 Elect Joshua Ramo Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposals ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ GameStop Corp. Ticker Security ID: Meeting Date Meeting Status GME CUSIP 36467W109 06/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerome L. Davis Mgmt For For For 2 Elect R. Richard Mgmt For For For Fontaine 3 Elect Steven R. Koonin Mgmt For For For 4 Elect Stephanie M. Shern Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Amendment to the 2011 Mgmt For For For Incentive Plan ________________________________________________________________________________ General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Geoffrey Mgmt For For For Beattie 2 Elect John J. Brennan Mgmt For For For 3 Elect James I. Cash, Jr. Mgmt For For For 4 Elect Francisco D'Souza Mgmt For For For 5 Elect Marijn E. Dekkers Mgmt For For For 6 Elect Ann M. Fudge Mgmt For For For 7 Elect Susan Hockfield Mgmt For For For 8 Elect Jeffrey R. Immelt Mgmt For For For 9 Elect Andrea Jung Mgmt For For For 10 Elect Robert W. Lane Mgmt For For For 11 Elect Ralph S. Larsen Mgmt For For For 12 Elect Rochelle B. Mgmt For Against Against Lazarus 13 Elect James J. Mulva Mgmt For For For 14 Elect Mary L. Schapiro Mgmt For For For 15 Elect Robert J. Mgmt For For For Swieringa 16 Elect James S. Tisch Mgmt For For For 17 Elect Douglas A. Warner Mgmt For For For III 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal ShrHoldr Against Against For Regarding Cessation of All Stock Options and Bonuses 21 Shareholder Proposal ShrHoldr Against Against For Regarding Term Limits 22 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 23 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 24 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 25 Shareholder Proposal ShrHoldr Against Against For Regarding Double Board Nominees ________________________________________________________________________________ Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mary B. Bullock Mgmt For For For 1.2 Elect Paul D. Donahue Mgmt For For For 1.3 Elect Jean Douville Mgmt For For For 1.4 Elect Thomas C. Mgmt For For For Gallagher 1.5 Elect George C. Guynn Mgmt For For For 1.6 Elect John R. Holder Mgmt For For For 1.7 Elect John D. Johns Mgmt For For For 1.8 Elect Michael M.E. Johns Mgmt For For For 1.9 Elect Robert C. Mgmt For For For Loudermilk, Jr. 1.10 Elect Wendy B. Needham Mgmt For For For 1.11 Elect Jerry W. Nix Mgmt For For For 1.12 Elect Gary W. Rollins Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hawaiian Electric Industries, Inc. Ticker Security ID: Meeting Date Meeting Status HE CUSIP 419870100 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Fargo Mgmt For For For 1.2 Elect Kelvin Taketa Mgmt For For For 1.3 Elect Jeffrey Watanabe Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For Against Against Barshefsky 2 Elect Andy D. Bryant Mgmt For For For 3 Elect Susan L. Decker Mgmt For For For 4 Elect John J. Donahoe Mgmt For For For 5 Elect Reed E. Hundt Mgmt For For For 6 Elect James D. Plummer Mgmt For For For 7 Elect David S. Pottruck Mgmt For For For 8 Elect Frank D. Yeary Mgmt For For For 9 Elect David B. Yoffie Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain J. P. Belda Mgmt For Against Against 2 Elect William R. Brody Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Michael L. Eskew Mgmt For Against Against 5 Elect David N. Farr Mgmt For For For 6 Elect Shirley A. Jackson Mgmt For For For 7 Elect Andrew N. Liveris Mgmt For Against Against 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect James W. Owens Mgmt For For For 10 Elect Virginia M. Mgmt For For For Rometty 11 Elect Joan E. Spero Mgmt For For For 12 Elect Sidney Taurel Mgmt For For For 13 Elect Lorenzo H Zambrano Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Sue Coleman Mgmt For For For 2 Elect James G. Cullen Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Alex Gorsky Mgmt For For For 5 Elect Michael M. E. Mgmt For For For Johns 6 Elect Susan L. Lindquist Mgmt For For For 7 Elect Anne M. Mulcahy Mgmt For Against Against 8 Elect Leo F. Mullin Mgmt For For For 9 Elect William D. Perez Mgmt For For For 10 Elect Charles Prince Mgmt For Against Against 11 Elect A. Eugene Mgmt For For For Washington 12 Elect Ronald A. Williams Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Corporate Values Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bell Mgmt For Against Against 2 Elect Crandall C. Bowles Mgmt For Against Against 3 Elect Stephen B. Burke Mgmt For For For 4 Elect David M. Cote Mgmt For Against Against 5 Elect James S. Crown Mgmt For Against Against 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Ellen V. Futter Mgmt For Against Against 9 Elect Laban P. Jackson, Mgmt For Against Against Jr. 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Allow Shareholders to Mgmt For For For Act by Written Consent 15 Key Executive Mgmt For For For Performance Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ LyondellBasell Industries NV Ticker Security ID: Meeting Date Meeting Status LYB CUSIP N53745100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jacques Aigrain Mgmt For For For 1.2 Elect Scott M. Kleinman Mgmt For For For 1.3 Elect Bruce A. Smith Mgmt For For For 2 ADOPTION OF ANNUAL Mgmt For For For ACCOUNTS FOR 2012 3 DISCHARGE FROM Mgmt For For For LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD 4 Discharge From Mgmt For For For Liability Of Members Of The Supervisory Board 5 Appointment of Auditor Mgmt For For For 6 Appointment Of Mgmt For For For PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts 7 Approval of Mgmt For For For Compensation of the Members of the Supervisory Board 8 Ratification and Mgmt For For For Approval of Dividends in Respect of the 2012 Fiscal Year 9 ADVISORY VOTE APPROVING Mgmt For For For EXECUTIVE COMPENSATION 10 Authority to Repurchase Mgmt For For For Shares 11 APPROVAL TO CANCEL UP Mgmt For For For TO 10% OF SHARE CAPITAL HELD IN TREASURY 12 Amend Articles of Mgmt For For For Association to Set Maximum Director Fees and Make Technical Changes ________________________________________________________________________________ M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/16/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Amendment to Terms of Mgmt For For For Series A Preferred Stock 3 Amendment to Terms of Mgmt For For For Series C Preferred Stock 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect C. Angela Bontempo Mgmt For For For 1.3 Elect Robert Brady Mgmt For Withhold Against 1.4 Elect T. Jefferson Mgmt For For For Cunningham, III 1.5 Elect Mark Czarnecki Mgmt For For For 1.6 Elect Gary Geisel Mgmt For For For 1.7 Elect John Hawke Mgmt For For For 1.8 Elect Patrick Hodgson Mgmt For For For 1.9 Elect Richard King Mgmt For Withhold Against 1.10 Elect Jorge Pereira Mgmt For For For 1.11 Elect Michael Pinto Mgmt For For For 1.12 Elect Melinda Rich Mgmt For For For 1.13 Elect Robert Sadler, Jr. Mgmt For For For 1.14 Elect Herbert Washington Mgmt For For For 1.15 Elect Robert Wilmers Mgmt For For For 2 Employee Stock Purchase Mgmt For For For Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ M.D.C. Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status MDC CUSIP 552676108 03/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael A. Berman Mgmt For For For 1.2 Elect Herbert T. Mgmt For For For Buchwald 1.3 Elect Larry A. Mizel Mgmt For For For 2 2013 Executive Officer Mgmt For For For Performance-Based Compensation Plan 3 Amendment to the 2011 Mgmt For Against Against Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby III Mgmt For For For 5 Elect M. Christine Mgmt For For For Jacobs 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jane Shaw Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 15 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For Withhold Against 1.3 Elect Omar Ishrak Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Michael Leavitt Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jack Schuler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Adoption of Majority Mgmt For For For Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 6 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Maria Klawe Mgmt For For For 5 Elect Stephen Luczo Mgmt For For For 6 Elect David Marquardt Mgmt For For For 7 Elect Charles Noski Mgmt For For For 8 Elect Helmut Panke Mgmt For For For 9 Elect John Thompson Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Merrill A. Mgmt For For For Miller, Jr. 2 Elect Greg L. Armstrong Mgmt For For For 3 Elect Ben A. Guill Mgmt For For For 4 Elect David D. Harrison Mgmt For For For 5 Elect Roger L. Jarvis Mgmt For For For 6 Elect Eric L. Mattson Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to the Mgmt For For For Long-Term Incentive Plan 10 Approval of the Annual Mgmt For For For Cash Incentive Plan ________________________________________________________________________________ Newell Rubbermaid, Inc. Ticker Security ID: Meeting Date Meeting Status NWL CUSIP 651229106 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott S. Cowen Mgmt For For For 2 Elect Cynthia A. Mgmt For For For Montgomery 3 Elect Jose Ignacio Mgmt For For For Perez-Lizaur 4 Elect Michael B. Polk Mgmt For For For 5 Elect Michael A. Todman Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2013 Incentive Plan Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Graf, Jr. Mgmt For For For 1.2 Elect John Lechleiter Mgmt For For For 1.3 Elect Phyllis Wise Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Amendment to the Mgmt For For For Long-Term Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures ________________________________________________________________________________ Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael A. Cawley Mgmt For For For 1.2 Elect Gordon T. Hall Mgmt For For For 1.3 Elect Ashley Almanza Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Discharge of Directors Mgmt For For For & Officers for Fiscal Year 2012 6 Advisory Vote On Mgmt For For For Executive Compensation 7 Authority to Issue Mgmt For For For Shares ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter C. Browning Mgmt For Withhold Against 1.2 Elect Clayton C. Daley, Mgmt For For For Jr. 1.3 Elect Daniel R. DiMicco Mgmt For For For 1.4 Elect John J. Ferriola Mgmt For For For 1.5 Elect Harvey B. Gantt Mgmt For For For 1.6 Elect Victoria F. Haynes Mgmt For For For 1.7 Elect Bernard L. Kasriel Mgmt For For For 1.8 Elect Christopher J. Mgmt For For For Kearney 1.9 Elect Raymond J. Mgmt For For For Milchovich 1.10 Elect John H. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Mgmt For For For Officers Annual and Long-Term Incentive Plans 4 Amendment to the Mgmt For For For Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds 5 Amendment to Bylaws to Mgmt For For For Reduce Supermajority Voting Threshold 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 7 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul B. Murphy Jr. Mgmt For For For 1.2 Elect Harris J. Pappas Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Oil States International, Inc. Ticker Security ID: Meeting Date Meeting Status OIS CUSIP 678026105 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martin A. Lambert Mgmt For For For 1.2 Elect Mark G. Papa Mgmt For Withhold Against 1.3 Elect Stephen A. Wells Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2001 Mgmt For For For Equity Participation Plan 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 1.11 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2009 Mgmt For For For Omnibus Stock Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harold E. Selick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen F. Angel Mgmt For For For 2 Elect Oscar Bernardes Mgmt For For For 3 Elect Bret K. Clayton Mgmt For For For 4 Elect Nance K. Dicciani Mgmt For For For 5 Elect Edward G. Galante Mgmt For For For 6 Elect Claire W. Gargalli Mgmt For For For 7 Elect Ira D. Hall Mgmt For For For 8 Elect Raymond W. LeBoeuf Mgmt For For For 9 Elect Larry D. McVay Mgmt For For For 10 Elect Wayne T. Smith Mgmt For For For 11 Elect Robert L. Wood Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PulteGroup, Inc. Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian P. Anderson Mgmt For For For 1.2 Elect Bryce Blair Mgmt For For For 1.3 Elect Richard J. Dugas, Mgmt For For For Jr. 1.4 Elect Thomas J. Folliard Mgmt For For For 1.5 Elect Cheryl W. Grise Mgmt For For For 1.6 Elect Andre J. Hawaux Mgmt For For For 1.7 Elect Debra J. Mgmt For For For Kelly-Ennis 1.8 Elect Patrick J. O'Leary Mgmt For For For 1.9 Elect James J. Postl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2013 Senior Management Mgmt For For For Incentive Plan 5 2013 Stock Incentive Mgmt For Against Against Plan 6 Amendment to NOL Mgmt For Against Against Preservation Shareholder Rights Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 8 Shareholder Proposal ShrHoldr Against For Against Regarding Performance-Based Equity Compensation ________________________________________________________________________________ Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel M. Delen Mgmt For For For 2 Elect Martin D. Mgmt For For For Feinstein 3 Elect Lionel L. Nowell, Mgmt For For For III 4 Elect Neil R. Withington Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Ryland Group, Inc. Ticker Security ID: Meeting Date Meeting Status RYL CUSIP 783764103 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William L. Jews Mgmt For For For 2 Elect Ned Mansour Mgmt For For For 3 Elect Robert E. Mellor Mgmt For For For 4 Elect Norman J. Metcalfe Mgmt For For For 5 Elect Larry T. Nicholson Mgmt For For For 6 Elect Charlotte St. Mgmt For For For Martin 7 Elect Robert G. Van Mgmt For For For Schoonenberg 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to Senior Mgmt For For For Executive Performance Plan 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SCANA Corporation Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin B. Marsh Mgmt For Withhold Against 1.2 Elect Joshua W. Martin, Mgmt For Withhold Against III 1.3 Elect James M. Micali Mgmt For Withhold Against 1.4 Elect Harold C. Stowe Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr N/A For N/A Regarding Declassification of the Board ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne S. Austin Mgmt For For For 2 Elect Douglas M. Baker, Mgmt For For For Jr. 3 Elect Henrique de Castro Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Mary N. Dillon Mgmt For For For 6 Elect James A. Johnson Mgmt For Against Against 7 Elect Mary E. Minnick Mgmt For For For 8 Elect Anne M. Mulcahy Mgmt For Against Against 9 Elect Derica W. Rice Mgmt For For For 10 Elect Gregg W. Mgmt For For For Steinhafel 11 Elect John G. Stumpf Mgmt For For For 12 Elect Solomon D. Mgmt For For For Trujillo 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Electronic Waste ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP 881624209 09/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Phillip Frost Mgmt For Against Against 3 Elect Roger Abravanel Mgmt For For For 4 Elect Richard Lerner Mgmt For For For 5 Elect Galia Maor Mgmt For For For 6 Elect Erez Vigodman Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Fee and Reimbursement Mgmt For For For to Chairman Phillip Frost 9 Payment to Vice Mgmt For For For Chairman Moshe Many 10 Amendments to Articles Mgmt For For For 11 Indemnification of Mgmt For For For Directors/Officers 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Angela Braly Mgmt For For For 2 Elect Kenneth Chenault Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Susan Mgmt For For For Desmond-Hellmann 5 Elect Robert McDonald Mgmt For For For 6 Elect W. James Mgmt For For For McNerney, Jr. 7 Elect Johnathan Rodgers Mgmt For For For 8 Elect Margaret Whitman Mgmt For For For 9 Elect Mary Wilderotter Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Elect Ernesto Zedillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditure 15 Shareholder Proposal ShrHoldr Against Against For Regarding Extended Producer Responsibility 16 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ The Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Juanita Powell Mgmt For For For Baranco 2 Elect Jon A. Boscia Mgmt For For For 3 Elect Henry A. Clark III Mgmt For For For 4 Elect Thomas A. Fanning Mgmt For For For 5 Elect David J. Grain Mgmt For For For 6 Elect H. William Mgmt For For For Habermeyer, Jr. 7 Elect Veronica M. Hagen Mgmt For For For 8 Elect Warren A. Hood, Mgmt For For For Jr. 9 Elect Donald M. James Mgmt For Against Against 10 Elect Dale E. Klein Mgmt For For For 11 Elect William G. Smith, Mgmt For For For Jr. 12 Elect Steven R. Specker Mgmt For For For 13 Elect E. Jenner Wood III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to Bylaws to Mgmt For For For Remove the Mandatory Retirement Age for Non-Employee Directors 17 Elimination of Certain Mgmt For For For Supermajority Vote Requirements 18 Reduction of Voting Mgmt For For For Thresholds in the Fair Price Provision ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Jose B. Alvarez Mgmt For For For 3 Elect Alan M. Bennett Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David T. Ching Mgmt For For For 6 Elect Michael F. Hines Mgmt For For For 7 Elect Amy B. Lane Mgmt For For For 8 Elect Dawn G. Lepore Mgmt For For For 9 Elect Carol Meyrowitz Mgmt For For For 10 Elect John F. O'Brien Mgmt For For For 11 Elect Willow B. Shire Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the Stock Mgmt For For For Incentive Plan 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect John S. Chen Mgmt For For For 3 Elect Judith L. Estrin Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Fred H. Langhammer Mgmt For For For 6 Elect Aylwin B. Lewis Mgmt For For For 7 Elect Monica C. Lozano Mgmt For For For 8 Elect Robert W. Mgmt For For For Matschullat 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin C. Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2002 Mgmt For Against Against Executive Performance Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 15 Shareholder Proposal ShrHoldr Against For Against Regarding Separation of Chairman and CEO ________________________________________________________________________________ Toll Brothers, Inc. Ticker Security ID: Meeting Date Meeting Status TOL CUSIP 889478103 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas C. Mgmt For For For Yearley, Jr. 1.2 Elect Robert S. Blank Mgmt For For For 1.3 Elect Edward G. Boehne Mgmt For For For 1.4 Elect Richard J. Braemer Mgmt For Withhold Against 1.5 Elect Carl B. Marbach Mgmt For For For 1.6 Elect Stephen Novick Mgmt For For For 1.7 Elect Paul E. Shapiro Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Re-approval of the Mgmt For For For Material Terms of the Performance Goals Under the 2007 Stock Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Baker, Mgmt For For For Jr. 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Mgmt For For For Gluckman 4 Elect Arthur D. Mgmt For Against Against Collins, Jr. 5 Elect Richard K. Davis Mgmt For For For 6 Elect Roland A. Mgmt For For For Hernandez 7 Elect Doreen Woo Ho Mgmt For For For 8 Elect Joel W. Johnson Mgmt For For For 9 Elect Olivia F. Kirtley Mgmt For For For 10 Elect Jerry W. Levin Mgmt For For For 11 Elect David B. O'Maley Mgmt For For For 12 Elect O'Dell M. Owens Mgmt For For For 13 Elect Craig D. Schnuck Mgmt For For For 14 Elect Patrick T. Stokes Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew H. Card, Mgmt For For For Jr. 2 Elect Erroll B. Davis, Mgmt For For For Jr. 3 Elect Thomas J. Donohue Mgmt For For For 4 Elect Archie W. Dunham Mgmt For For For 5 Elect Judith Richards Mgmt For For For Hope 6 Elect John J. Koraleski Mgmt For For For 7 Elect Charles C. Krulak Mgmt For For For 8 Elect Michael R. Mgmt For For For McCarthy 9 Elect Michael W. Mgmt For For For McConnell 10 Elect Thomas F. McLarty Mgmt For For For III 11 Elect Steven R. Rogel Mgmt For For For 12 Elect Jose H. Villarreal Mgmt For For For 13 Elect James R. Young Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 2013 Stock Incentive Mgmt For For For Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Louis Chenevert Mgmt For For For 2 Elect John V. Faraci Mgmt For For For 3 Elect Jean-Pierre Mgmt For For For Garnier 4 Elect Jamie S. Gorelick Mgmt For For For 5 Elect Edward A. Kangas Mgmt For For For 6 Elect Ellen J. Kullman Mgmt For For For 7 Elect Marshall O. Larsen Mgmt For For For 8 Elect Harold W. McGraw Mgmt For For For III 9 Elect Richard B. Myers Mgmt For For For 10 Elect H. Patrick Swygert Mgmt For For For 11 Elect Andre Villeneuve Mgmt For For For 12 Elect Christine Todd Mgmt For For For Whitman 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerry D. Choate Mgmt For For For 2 Elect Ruben M. Escobedo Mgmt For Against Against 3 Elect William R. Klesse Mgmt For For For 4 Elect Deborah P. Majoras Mgmt For For For 5 Elect Bob Marbut Mgmt For For For 6 Elect Donald L. Nickles Mgmt For For For 7 Elect Phillip J. Mgmt For For For Pfeiffer 8 Elect Robert A. Profusek Mgmt For For For 9 Elect Susan K. Purcell Mgmt For For For 10 Elect Stephen M. Waters Mgmt For For For 11 Elect Randall J. Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For For For Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Walgreen Co. Ticker Security ID: Meeting Date Meeting Status WAG CUSIP 931422109 01/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janice Babiak Mgmt For For For 2 Elect David J. Brailer Mgmt For For For 3 Elect Steven Davis Mgmt For For For 4 Elect William Foote Mgmt For For For 5 Elect Mark Frissora Mgmt For For For 6 Elect Ginger Graham Mgmt For For For 7 Elect Alan McNally Mgmt For For For 8 Elect Dominic Murphy Mgmt For For For 9 Elect Stefano Pessina Mgmt For For For 10 Elect Nancy Schlichting Mgmt For For For 11 Elect Alejandro Silva Mgmt For For For 12 Elect James Skinner Mgmt For For For 13 Elect Gregory Wasson Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2013 Omnibus Incentive Mgmt For For For Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For Against Against 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Susan E. Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald M. James Mgmt For Against Against 8 Elect Cynthia H. Mgmt For Against Against Milligan 9 Elect Federico F. Pena Mgmt For For For 10 Elect Howard V. Mgmt For For For Richardson 11 Elect Judith M. Runstad Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect John G. Stumpf Mgmt For For For 14 Elect Susan G. Swenson Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approve the Company's Mgmt For For For Amended and Restated Long-Term Incentive Compensation Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Discriminitory Mortgage Servicing and Foreclosure Practices ________________________________________________________________________________ Westar Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WR CUSIP 95709T100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard L. Hawley Mgmt For For For 1.2 Elect B. Anthony Isaac Mgmt For For For 1.3 Elect S. Carl Mgmt For For For Soderstrom, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gail K. Boudreaux Mgmt For For For 2 Elect Fredric W. Mgmt For For For Corrigan 3 Elect Richard K. Davis Mgmt For For For 4 Elect Benjamin G.S. Mgmt For For For Fowke III 5 Elect Albert F. Moreno Mgmt For For For 6 Elect Richard T. O'Brien Mgmt For For For 7 Elect Christopher J. Mgmt For For For Policinski 8 Elect A. Patricia Mgmt For For For Sampson 9 Elect James J. Sheppard Mgmt For For For 10 Elect David A. Mgmt For For For Westerlund 11 Elect Kim Williams Mgmt For For For 12 Elect Timothy V. Wolf Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman Item 17: Proxy Voting Record Registrant : ICON Funds Fund Name : ICON Utilities Fund Report Period : 07/01/2012 - 06/30/2013 ________________________________________________________________________________ Allete, Inc. Ticker Security ID: Meeting Date Meeting Status ALE CUSIP 018522300 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathryn W. Dindo Mgmt For For For 2 Elect Heidi J. Eddins Mgmt For For For 3 Elect Sidney W. Emery, Mgmt For For For Jr. 4 Elect George G. Goldfarb Mgmt For For For 5 Elect James S. Haines, Mgmt For For For Jr. 6 Elect Alan R. Hodnik Mgmt For For For 7 Elect James J. Hoolihan Mgmt For For For 8 Elect Madeleine W. Mgmt For For For Ludlow 9 Elect Douglas C. Neve Mgmt For For For 10 Elect Leonard C. Rodman Mgmt For For For 11 Elect Bruce W. Stender Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Director Stock Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Electric Power Company, Inc. Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect David J. Anderson Mgmt For For For 3 Elect Ralph D. Crosby, Mgmt For For For Jr. 4 Elect Linda A. Goodspeed Mgmt For For For 5 Elect Thomas E. Hoaglin Mgmt For For For 6 Elect Sandra Beach Lin Mgmt For For For 7 Elect Michael G. Morris Mgmt For For For 8 Elect Richard C. Mgmt For For For Notebaert 9 Elect Lionel L. Nowell Mgmt For For For III 10 Elect Stephen S. Mgmt For For For Rasmussen 11 Elect Oliver G. Richard Mgmt For For For III 12 Elect Richard L. Sandor Mgmt For For For 13 Elect Sara M. Tucker Mgmt For For For 14 Elect John F. Turner Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ American Water Works Company, Inc. Ticker Security ID: Meeting Date Meeting Status AWK CUSIP 030420103 05/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen P. Adik Mgmt For For For 2 Elect Martha C. Goss Mgmt For For For 3 Elect Julie A. Dobson Mgmt For For For 4 Elect Paul J. Evanson Mgmt For For For 5 Elect Richard R. Grigg Mgmt For For For 6 Elect Julia L. Johnson Mgmt For For For 7 Elect George MacKenzie Mgmt For For For 8 Elect William J. Mgmt For For For Marrazzo 9 Elect Jeffry E. Sterba Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aqua America, Inc. Ticker Security ID: Meeting Date Meeting Status WTR CUSIP 03836W103 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nicholas Mgmt For For For DeBenedictis 1.2 Elect Richard H. Glanton Mgmt For For For 1.3 Elect Lon R. Greenberg Mgmt For For For 1.4 Elect William P. Mgmt For For For Hankowsky 1.5 Elect Wendell F. Holland Mgmt For Withhold Against 1.6 Elect Andrew J. Mgmt For For For Sordoni, III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Human Right to Water ________________________________________________________________________________ Atmos Energy Corporation Ticker Security ID: Meeting Date Meeting Status ATO CUSIP 049560105 02/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Best Mgmt For For For 2 Elect Kim Cocklin Mgmt For For For 3 Elect Richard Douglas Mgmt For For For 4 Elect Ruben Esquivel Mgmt For For For 5 Elect Richard Gordon Mgmt For For For 6 Elect Robert Grable Mgmt For For For 7 Elect Thomas Meredith Mgmt For For For 8 Elect Nancy Quinn Mgmt For For For 9 Elect Richard Sampson Mgmt For For For 10 Elect Stephen Springer Mgmt For For For 11 Elect Richard Ware II Mgmt For For For 12 Amendment to Annual Mgmt For For For Incentive Plan for Management 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Avista Corporation Ticker Security ID: Meeting Date Meeting Status AVA CUSIP 05379B107 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Erik J. Anderson Mgmt For For For 2 Elect Kristianne Blake Mgmt For For For 3 Elect Donald C Burke Mgmt For For For 4 Elect Rick R Holley Mgmt For For For 5 Elect John F. Kelly Mgmt For For For 6 Elect Rebecca A. Klein Mgmt For For For 7 Elect Scott L. Morris Mgmt For For For 8 Elect Marc F. Racicot Mgmt For For For 9 Elect Heidi B. Stanley Mgmt For For For 10 Elect R. John Taylor Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Reduce Shareholder Mgmt For For For Approval Requirements to Amend Articles 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Dominion Resources, Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William P. Barr Mgmt For For For 2 Elect Peter W. Brown Mgmt For For For 3 Elect Helen E. Dragas Mgmt For For For 4 Elect James O. Ellis, Mgmt For For For Jr. 5 Elect Thomas F. Farrell Mgmt For For For II 6 Elect John W. Harris Mgmt For For For 7 Elect Robert S. Jepson, Mgmt For For For Jr. 8 Elect Mark J. Kington Mgmt For For For 9 Elect Pamela L. Royal Mgmt For For For 10 Elect Robert H. Mgmt For For For Spilman, Jr. 11 Elect Michael E. Mgmt For For For Szymanczyk 12 Elect David A. Wollard Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to Bylaws Mgmt For For For Regarding the Right to Call Special Meetings 16 Shareholder Proposal ShrHoldr Against Against For Regarding Mountaintop Removal Coal Mining 17 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Pay to Sustainability 18 Shareholder Regarding ShrHoldr Against Against For Nuclear Fuel Storage and Safety 19 Shareholder Proposal ShrHoldr Against Against For Regarding Financial Risks of Climate Change ________________________________________________________________________________ Duke Energy Corporation Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C204 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Barnet III Mgmt For For For 1.2 Elect G. Alex Mgmt For For For Bernhardt, Sr. 1.3 Elect Michael G. Mgmt For For For Browning 1.4 Elect Harris E. Mgmt For For For DeLoach, Jr. 1.5 Elect Daniel R. DiMicco Mgmt For Withhold Against 1.6 Elect John H. Forsgren Mgmt For Withhold Against 1.7 Elect Ann Maynard Gray Mgmt For Withhold Against 1.8 Elect James H. Hance, Mgmt For Withhold Against Jr. 1.9 Elect John T. Herron Mgmt For For For 1.10 Elect James B. Hyler, Mgmt For For For Jr. 1.11 Elect E. Marie McKee Mgmt For For For 1.12 Elect E. James Reinsch Mgmt For For For 1.13 Elect James T. Rhodes Mgmt For For For 1.14 Elect James E. Rogers Mgmt For For For 1.15 Elect Carlos A. Mgmt For For For Saladrigas 1.16 Elect Philip R. Sharp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amended Short-Term Mgmt For For For Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Hawaiian Electric Industries, Inc. Ticker Security ID: Meeting Date Meeting Status HE CUSIP 419870100 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Fargo Mgmt For For For 1.2 Elect Kelvin Taketa Mgmt For For For 1.3 Elect Jeffrey Watanabe Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Integrys Energy Group Inc. Ticker Security ID: Meeting Date Meeting Status TEG CUSIP 45822P105 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Brodsky Mgmt For For For 1.2 Elect Albert J. Budney, Mgmt For For For Jr. 1.3 Elect Ellen Carnahan Mgmt For For For 1.4 Elect Michelle L. Mgmt For For For Collins 1.5 Elect Kathryn M. Mgmt For For For Hasselblad-Pascale 1.6 Elect John W. Higgins Mgmt For For For 1.7 Elect Paul W. Jones Mgmt For For For 1.8 Elect Holly K. Koeppel Mgmt For For For 1.9 Elect Michael E. Lavin Mgmt For For For 1.10 Elect William F. Protz, Mgmt For For For Jr. 1.11 Elect Charles A. Schrock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Laclede Group, Inc. Ticker Security ID: Meeting Date Meeting Status LG CUSIP 505597104 01/31/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brenda Newberry Mgmt For For For 1.2 Elect Suzanne Sitherwood Mgmt For For For 1.3 Elect Mary Ann Van Mgmt For For For Lokeren 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MDU Resources Group, Inc. Ticker Security ID: Meeting Date Meeting Status MDU CUSIP 552690109 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Everist Mgmt For For For 2 Elect Karen B. Fagg Mgmt For For For 3 Elect David L. Goodin Mgmt For For For 4 Elect A. Bart Holaday Mgmt For For For 5 Elect Dennis W. Johnson Mgmt For For For 6 Elect Thomas C. Knudson Mgmt For For For 7 Elect Patricia L. Moss Mgmt For For For 8 Elect Harry J. Pearce Mgmt For For For 9 Elect J Kent Wells Mgmt For For For 10 Elect John K. Wilson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sherry S. Barrat Mgmt For For For 2 Elect Robert M. Beall II Mgmt For For For 3 Elect James L. Camaren Mgmt For For For 4 Elect Kenneth B. Dunn Mgmt For For For 5 Elect Lewis Hay, III Mgmt For For For 6 Elect Toni Jennings Mgmt For For For 7 Elect James L. Robo Mgmt For For For 8 Elect Rudy E. Schupp Mgmt For For For 9 Elect John L. Skolds Mgmt For For For 10 Elect William H. Swanson Mgmt For For For 11 Elect Michael H. Thaman Mgmt For For For 12 Elect Hansel E. Tookes Mgmt For For For II 13 Ratification of Auditor Mgmt For For For 14 Approval of the Mgmt For For For Material Terms under the 2013 Executive Annual Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Regarding ShrHoldr Against Against For Nuclear Fuel Storage and Safety ________________________________________________________________________________ Oge Energy Corp. Ticker Security ID: Meeting Date Meeting Status OGE CUSIP 670837103 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James H. Brandi Mgmt For For For 1.2 Elect Wayne H. Brunetti Mgmt For For For 1.3 Elect Luke R. Corbett Mgmt For For For 1.4 Elect Peter B. Delaney Mgmt For For For 1.5 Elect John D. Groendyke Mgmt For For For 1.6 Elect Kirk Humphreys Mgmt For For For 1.7 Elect Robert Kelley Mgmt For For For 1.8 Elect Robert O. Lorenz Mgmt For For For 1.9 Elect Judy R. McReynolds Mgmt For For For 1.10 Elect Leroy C. Richie Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirement 5 2013 Stock Incentive Mgmt For For For Plan 6 2013 Annual Incentive Mgmt For For For Compensation Plan 7 Increase of Authorized Mgmt For For For Common Stock 8 Shareholder Proposal ShrHoldr Against Against For Regarding Reincorporation ________________________________________________________________________________ PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David R. Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Anthony F. Mgmt For For For Earley, Jr. 5 Elect Fred J. Fowler Mgmt For For For 6 Elect Maryellen C. Mgmt For Against Against Herringer 7 Elect Roger H. Kimmel Mgmt For For For 8 Elect Richard A. Meserve Mgmt For For For 9 Elect Forrest E. Miller Mgmt For For For 10 Elect Rosendo G. Parra Mgmt For For For 11 Elect Barbara L. Rambo Mgmt For For For 12 Elect Barry Lawson Mgmt For For For Williams 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Public Service Enterprise Group Incorporated Ticker Security ID: Meeting Date Meeting Status PEG CUSIP 744573106 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Albert R. Gamper, Mgmt For For For Jr. 2 Elect William V. Hickey Mgmt For For For 3 Elect Ralph Izzo Mgmt For For For 4 Elect Shirley A. Jackson Mgmt For For For 5 Elect David Lilley Mgmt For For For 6 Elect Thomas A. Renyi Mgmt For For For 7 Elect Hak Cheol Shin Mgmt For For For 8 Elect Richard J. Swift Mgmt For For For 9 Elect Susan Tomasky Mgmt For For For 10 Elect Alfred W. Zollar Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2004 Mgmt For For For Long-Term Incentive Plan 13 Amendment to the Mgmt For For For Employee Stock Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ SCANA Corporation Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin B. Marsh Mgmt For Withhold Against 1.2 Elect Joshua W. Martin, Mgmt For Withhold Against III 1.3 Elect James M. Micali Mgmt For Withhold Against 1.4 Elect Harold C. Stowe Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr N/A For N/A Regarding Declassification of the Board ________________________________________________________________________________ Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Boeckmann Mgmt For Against Against 2 Elect James G. Mgmt For For For Brocksmith, Jr. 3 Elect William D. Jones Mgmt For For For 4 Elect William G. Ouchi Mgmt For Against Against 5 Elect Debra L. Reed Mgmt For For For 6 Elect William C. Rusnack Mgmt For Against Against 7 Elect William P. Mgmt For Against Against Rutledge 8 Elect Lynn Schenk Mgmt For For For 9 Elect Jack T. Taylor Mgmt For For For 10 Elect Luis M. Tellez Mgmt For Against Against 11 Elect James C. Yardley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 2013 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ South Jersey Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SJI CUSIP 838518108 04/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sarah M. Barpoulis Mgmt For For For 2 Elect Thomas A. Bracken Mgmt For For For 3 Elect Keith S. Campbell Mgmt For For For 4 Elect Sheila Mgmt For For For Hartnett-Devlin 5 Elect Victor A. Mgmt For For For Fortkiewicz 6 Elect Edward J. Graham Mgmt For For For 7 Elect Walter M. Higgins Mgmt For For For III 8 Elect Sunita Holzer Mgmt For For For 9 Elect Joseph H. Mgmt For For For Petrowski 10 Elect Frank L. Sims Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The AES Corporation Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andres R. Gluski Mgmt For For For 2 Elect Guo Bao Zhang Mgmt For Against Against 3 Elect Kristina M. Mgmt For For For Johnson 4 Elect Tarun Khanna Mgmt For For For 5 Elect John A. Koskinen Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect Sandra O. Moose Mgmt For For For 8 Elect John B. Morse, Jr. Mgmt For For For 9 Elect Moises Naim Mgmt For For For 10 Elect Charles O. Mgmt For Against Against Rossotti 11 Elect Sven Sandstrom Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Juanita Powell Mgmt For For For Baranco 2 Elect Jon A. Boscia Mgmt For For For 3 Elect Henry A. Clark III Mgmt For For For 4 Elect Thomas A. Fanning Mgmt For For For 5 Elect David J. Grain Mgmt For For For 6 Elect H. William Mgmt For For For Habermeyer, Jr. 7 Elect Veronica M. Hagen Mgmt For For For 8 Elect Warren A. Hood, Mgmt For For For Jr. 9 Elect Donald M. James Mgmt For Against Against 10 Elect Dale E. Klein Mgmt For For For 11 Elect William G. Smith, Mgmt For For For Jr. 12 Elect Steven R. Specker Mgmt For For For 13 Elect E. Jenner Wood III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to Bylaws to Mgmt For For For Remove the Mandatory Retirement Age for Non-Employee Directors 17 Elimination of Certain Mgmt For For For Supermajority Vote Requirements 18 Reduction of Voting Mgmt For For For Thresholds in the Fair Price Provision ________________________________________________________________________________ UIL Holdings Corporation Ticker Security ID: Meeting Date Meeting Status UIL CUSIP 902748102 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thelma R. Albright Mgmt For For For 1.2 Elect Arnold L. Chase Mgmt For Withhold Against 1.3 Elect Betsy Henley-Cohn Mgmt For For For 1.4 Elect Suedeen G. Kelly Mgmt For For For 1.5 Elect John L. Lahey Mgmt For For For 1.6 Elect Daniel J. Miglio Mgmt For For For 1.7 Elect William F. Murdy Mgmt For For For 1.8 Elect William B. Plummer Mgmt For For For 1.9 Elect Donald R. Shassian Mgmt For For For 1.10 Elect James P. Torgerson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2008 Mgmt For Against Against Stock Incentive Compensation Plan ________________________________________________________________________________ Westar Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WR CUSIP 95709T100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard L. Hawley Mgmt For For For 1.2 Elect B. Anthony Isaac Mgmt For For For 1.3 Elect S. Carl Mgmt For For For Soderstrom, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wisconsin Energy Corporation Ticker Security ID: Meeting Date Meeting Status WEC CUSIP 976657106 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Bergstrom Mgmt For For For 2 Elect Barbara L. Bowles Mgmt For For For 3 Elect Patricia W. Mgmt For For For Chadwick 4 Elect Curt S. Culver Mgmt For For For 5 Elect Thomas J. Fischer Mgmt For For For 6 Elect Gale E. Klappa Mgmt For For For 7 Elect Henry W. Knueppel Mgmt For For For 8 Elect Ulice Payne, Jr. Mgmt For For For 9 Elect Mary Ellen Stanek Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gail K. Boudreaux Mgmt For For For 2 Elect Fredric W. Mgmt For For For Corrigan 3 Elect Richard K. Davis Mgmt For For For 4 Elect Benjamin G.S. Mgmt For For For Fowke III 5 Elect Albert F. Moreno Mgmt For For For 6 Elect Richard T. O'Brien Mgmt For For For 7 Elect Christopher J. Mgmt For For For Policinski 8 Elect A. Patricia Mgmt For For For Sampson 9 Elect James J. Sheppard Mgmt For For For 10 Elect David A. Mgmt For For For Westerlund 11 Elect Kim Williams Mgmt For For For 12 Elect Timothy V. Wolf Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman Item 18: Registrant Name : ICON Funds Fund Name : ICON Bond Fund Report Period : 07/01/2012 - 06/30/2013 The fund did not vote proxies relating to portfolio securities during the period covered by this report. "Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized." Registrant: ICON Funds By: /s/ Craig T. Callahan -------------------------- Name: Craig T. Callahan Title: President & Chairman Date: August 23, 2013