-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ce0yvKCCKa7UqE4RL2m4fYFVlrsqJTIAV8Iy8u/YBI2mdJXw12VsCuSO4WDiW2Gk xtpngX3GnTlDW9zBHGOWkQ== 0000950134-08-015009.txt : 20080812 0000950134-08-015009.hdr.sgml : 20080812 20080812144342 ACCESSION NUMBER: 0000950134-08-015009 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080812 DATE AS OF CHANGE: 20080812 EFFECTIVENESS DATE: 20080812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON FUNDS CENTRAL INDEX KEY: 0001025770 IRS NUMBER: 752676133 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07883 FILM NUMBER: 081009394 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3037901600 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 0001025770 S000005056 ICON International Equity Fund C000013829 Class I IIQIX C000013830 Class C IIQCX C000013831 Class Z ICNEX C000033807 Class A IIQAX C000033808 Class S C000060552 Class Q 0001025770 S000005057 ICON Core Equity Fund C000013832 Class I ICNIX C000013833 Class C ICNCX C000013834 Class Z ICNZX C000033809 Class A ICNAX 0001025770 S000005058 ICON Bond Fund C000013835 Class I IOBIX C000013836 Class C IOBCX C000013837 Class Z IOBZX 0001025770 S000005059 ICON Income Opportunity Fund C000013838 Class I IOCIX C000013839 Class C IOCCX C000013840 Class Z IOCZX C000033810 Class A IOCAX 0001025770 S000005060 ICON Equity Income Fund C000013841 Class I IOEIX C000013842 Class C IOECX C000013843 Class Z IOEZX C000033811 Class A IEQAX 0001025770 S000005061 ICON Long/Short Fund C000013844 Class I IOLIX C000013845 Class C IOLCX C000013846 Class Z IOLZX C000033812 Class A ISTAX 0001025770 S000008828 ICON Consumer Discretionary Fund C000024049 ICON Consumer Discretionary Fund ICCCX 0001025770 S000008829 ICON Asia-Pacific Region Fund C000024050 Class S ICARX C000033813 Class A IPCAX C000058486 Class C C000058487 Class I C000060553 Class Z 0001025770 S000008830 ICON Europe Fund C000024051 Class S ICSEX C000033814 Class A IERAX C000058488 Class C C000058489 Class I C000060554 Class Z 0001025770 S000008831 ICON Energy Fund C000024052 ICON Energy Fund ICENX 0001025770 S000008832 ICON Financial Fund C000024053 ICON Financial Fund ICFSX 0001025770 S000008833 ICON Healthcare Fund C000024054 ICON Healthcare Fund ICHCX 0001025770 S000008834 ICON Industrials Fund C000024055 ICON Industrials Fund ICTRX 0001025770 S000008835 ICON Information Technology Fund C000024056 ICON Information Technology Fund ICTEX 0001025770 S000008836 ICON Leisure and Consumer Staples Fund C000024057 ICON Leisure and Consumer Staples Fund ICLEX 0001025770 S000008837 ICON Materials Fund C000024058 ICON Materials Fund ICBMX 0001025770 S000008838 ICON Telecommunication & Utilities Fund C000024059 ICON Telecommunication & Utilities Fund ICTUX N-PX 1 d59303nvpx.txt FORM N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-07883 ICON Funds (Exact name of registrant as specified in charter) 5299 DTC Blvd. Suite 1200 Greenwood Village, CO 80111 (Address of principal executive offices) (Zip code) Erik L. Jonson 5299 DTC Blvd. Suite 1200 Greenwood Village, CO 80111 (Name and address of agent for service) Registrant's telephone number, including area code: 303-790-1600 Date of fiscal year end: 9/30 Date of reporting period: July 1, 2007 - June 30, 2008 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2007 TO JUNE 30, 2008 ITEM 1: PROXY VOTING RECORD Registrant : ICON Funds Fund Name : ICON Asia-Pacific Region Fund Reporting Period: 07/01/2007 - 06/30/2008 ACER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0004E108 06/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect J.T. Wang (ID: N100617472) as a Mgmt For For For Director of the Company 4 Elect Stan Shih (ID: N100407449) as a Mgmt For For For Director of the Company 5 Elect Gianfranco Lanci (ID: Y401054) as Mgmt For For For a Director of the Company 6 Elect Walter Deppeler (ID: F1486368) as Mgmt For For For a Director of the Company 7 Elect Hsin-I Lin (ID: D100805018) as a Mgmt For For For Director of the Company 8 Elect HUNG Rouan Mgmt For For For 9 Elect Philip PENG Mgmt For For For 10 Elect Carolyn Yeh (ID: A202395907) as a Mgmt For For For Supervisory Member of the Company 11 Elect George Huang (ID: A101313365) as a Mgmt For Against Against Supervisory Member of the Company 12 To accept 2007 Financial Statements and Mgmt For For For Business Report 13 To approve the proposal for distribution Mgmt For For For of 2007 profits 14 To approve the new issuance of common Mgmt For For For shares through capital increases 15 Merger & Acquisation Mgmt For For For 16 To approve amendments to the Articles of Mgmt For For For Incorporation 17 To approve issuance of discounted Mgmt For For For employee stock option 18 Amendments to the Procedural Rules of Mgmt For For For Acquisition/Disposal Assets 19 Amendments to Procedural Rules of Mgmt For For For Derivatives Financial Instruments Trading 20 Non-Compete Restrictions for Directors Mgmt For Against Against
AMMB HOLDINGS BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0122P100 09/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve a first and final dividend of Mgmt For For For 5.0% less tax for the FYE 31 MAR 2007 3 Approve the payment of the Directors Mgmt For For For fees for the FYE 31 MAR 2007 4 Elect Azman Hashim Mgmt For For For 5 Elect Mohammed Hanif Omar Mgmt For For For 6 Elect Clifford Francis Herbert Mgmt For For For 7 Elect CHEAH Tek Kuang Mgmt For For For 8 Elect Robert John Edgar Mgmt For For For 9 Elect Peter John Hodgson Mgmt For For For 10 Elect Owen James Wilson Mgmt For For For 11 Appointment of Auditor and Authority to Mgmt For For For Set Fees 12 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A
AMMB HOLDINGS BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0122P100 09/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Merger/Acquisition Mgmt For For For 2 Authorize Rights Issue Mgmt For For For 3 Related Party Transactions with Mgmt For For For AmcorpGroup Berhad Group 4 Related Party Transactions with AMDB Mgmt For For For Berhad Group 5 Related Party Transactions with Mgmt For For For AmInvestment Group Berhad Group 6 Related Party Transactions with Unigaya Mgmt For For For Protection Systems Sdn Bhd Group 7 Related Party Transactions with Modular Mgmt For For For Corp (M) Sdn Bhd Group 8 Related Party Transactions with Mgmt For For For AmcorpGroup Berhad Group 9 Related Party Transactions with Mgmt For For For Australia and New Zealand Banking Group Limited Group 10 Amend the Articles of Association of the Mgmt For For For Company, as specified
ASTELLAS PHARMA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J03393105 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Corporate Auditor Mgmt For For For 6 Approve Payment of Bonuses to Corporate Mgmt For For For Officers 7 Directors' Stock Option Plan Mgmt For For For
ASUSTEK COMPUTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y04327105 06/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Approve the 2007 financial statement Mgmt For For For 6 Approve the 2007 profit distribution; Mgmt For For For cash dividend: TWD 2.5 per share 7 Authority to Increase Paid-in Capital Mgmt For For For 8 Approve to revise the Articles of Mgmt For Abstain Against Incorporation 9 Approve the procedures of endorsement, Mgmt For For For guarantee, and monetary loans 10 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 11 Elect Mr. Shih, Tsung-Tang aShareholder Mgmt For For For No. 71a as a Director 12 Elect Mr. Tseng, Chiang-Sheng Mgmt For For For aShareholder No. 25370a as a Director 13 Elect Mr. Shen, Cheng-Lai aShareholder Mgmt For For For No. 80a as a Director 14 Elect Mr. Hung, Hung-Chang aShareholder Mgmt For For For No. 185a as a Director 15 Elect Mr. Ho, Ming-Sen aShareholder No. Mgmt For For For 10a as a Director 16 Elect Mr. Chen, Chih-Hsiung aShareholder Mgmt For For For No. 217726a as a Director 17 Elect Mr. Chen, Yen-Cheng aShareholder Mgmt For For For No 135a as a Director 18 Elect Mr. Yang, Tze-Kaing a ID No. Mgmt For For For A102241840a as a Supervisor 19 Elect Mr. Cheng, Chung-Jen aShareholder Mgmt For For For No. 264008a as a Supervisor 20 Elect Mr. Chen, Yen-Cheng aShareholder Mgmt For For For No. 185a as a Supervisor 21 Non-Compete Restrictions for Directors Mgmt For Against Against 22 Other issues and extraordinary motions Mgmt For Against Against
ASUSTEK COMPUTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y04327105 10/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Spin Off Mgmt For For For 2 Approve Spin Off Mgmt For For For 3 Other issues and extraordinary proposals Mgmt For Against Against 4 Non-Voting Meeting Note N/A N/A N/A N/A
AU OPTRONICS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0451X104 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accept 2007 Business Report and Mgmt For For For Financial Statements. 6 Accept the proposal for the distribution Mgmt For For For of 2007 profits. 7 Authority to Increase Paid-in Capital Mgmt For For For 8 Amendments to Procedural Rules of Mgmt For For For Election of Directors and Supervisors 9 Non-Compete Restrictions for Directors Mgmt For Against Against 10 Extraordinary Motions. Mgmt For Against Against
BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the 2007 annual report of the Mgmt For For For Bank 2 Approve the 2007 working report of the Mgmt For For For Board of Directors of the Bank 3 Approve the 2007 working report of the Mgmt For For For Board of Supervisors of the Bank 4 Approve the 2007 annual financial Mgmt For For For statements of the Bank 5 Approve the 2008 annual budget of the Mgmt For For For Bank 6 Approve the 2007 Profit Distribution Mgmt For For For Plan of the Bank 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Elect Frederick Anderson GOODWIN Mgmt For For For 9 Fees for XIAO Gang Mgmt For For For 10 Fees for LI Lihui Mgmt For For For 11 Fees for LI Zhaohang Mgmt For For For 12 Approve the 2007 Performance Appraisal Mgmt For For For and Bonus Plan for Mr. HUA Qingshan 13 Fees for LIU Zhiqiang Mgmt For For For 14 Fees for WANG Xueqiang and LIU Wanming Mgmt For For For 15 Non-executive Directors' Fee Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Issuance of Bond Mgmt For For For
BANK RAKYAT INDONESIA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0697U104 09/05/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Indonesia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the acquisition of PT Bank Jasa Mgmt For For For Arta 2 Approve the spin off Company s business Mgmt For Abstain Against Syariah Unit 3 Approve to change the Board of Mgmt For Abstain Against Commissioners and the Directors
BOC HONG KONG (HOLDINGS) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0920U103 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Continuing Connected Transactions and Mgmt For For For Annual Caps
BOC HONG KONG (HOLDINGS) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0920U103 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare a final dividend of HKD 0.487 Mgmt For For For per share for the YE 31 DEC 2007 3 Re-elect Mr. He Guangbei as a Director Mgmt For For For of the Company 4 Re-elect Mdm. Zhang Yanling as a Mgmt For For For Director of the Company 5 Re-elect Mr. Lee Raymond Wing Hung as a Mgmt For For For Director of the Company 6 Re-elect Mr. Gao Yingxin as a Director Mgmt For For For of the Company 7 Re-elect Dr. Fung Victor Kwok King as a Mgmt For For For Director of the Company 8 Re-elect Mr. Shan Weijian as a Director Mgmt For Against Against of the Company 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
BUMI RESOURCES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7122M110 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Indonesia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Change in Consideration Pursuant to Mgmt For For For Acquisition
CANON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J05124144 03/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Director Mgmt For For For 20 Appoint a Director Mgmt For For For 21 Appoint a Director Mgmt For For For 22 Appoint a Director Mgmt For For For 23 Appoint a Director Mgmt For For For 24 Appoint a Director Mgmt For For For 25 Appoint a Director Mgmt For For For 26 Appoint a Director Mgmt For For For 27 Appoint a Corporate Auditor Mgmt For Against Against 28 Appoint a Corporate Auditor Mgmt For For For 29 Retirement Allowances Mgmt For For For 30 Approve Payment of Bonuses to Directors Mgmt For For For 31 Allow Board to Authorize Use of Stock Mgmt For For For Options
CATCHER TECHNOLOGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1148A101 09/10/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Stock w/ or w/out Mgmt For For For Preemptive Rights 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
CHEUNG KONG HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y13213106 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare a final dividend Mgmt For For For 3 Elect Mr. Li Ka-shing as a Director Mgmt For Against Against 4 Elect Mr. Li Tzar Kuoi, Victor as a Mgmt For Against Against Director 5 Elect Mr. Chung Sun Keung, Davy as a Mgmt For For For Director 6 Elect Ms. Pau Yee Wan, Ezra as a Director Mgmt For For For 7 Elect Mr. Leung Siu Hon as a Director Mgmt For For For 8 Elect Mr. Simon Murray as a Director Mgmt For For For 9 Elect Mr. Cheong Ying Chew, Henry as a Mgmt For For For Director 10 Appointment of Auditor and Authority to Mgmt For For For Set Fees 11 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
CHI MEI OPTOELECTRONIC CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1371T108 06/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Approve the 2007 financial statements Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Approve to revise the Articles of Mgmt For Abstain Against Incorporation 10 Approve the option of tax benefit in Mgmt For For For connection with the Capital injection 11 Extraordinary motions Mgmt For Against Against
CHINA AGRI-INDUSTRIES HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1375F104 05/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Re-elect Mr. Yue Guojun as an Executive Mgmt For For For Director of the Company 3 Re-elect Mr. Chi Jingtao as a Mgmt For For For Non-Executive Director of the Company 4 Re-elect Mr. Ma Wangjun as a Mgmt For For For Non-Executive Director of the Company 5 Elect Patrick V. Vizzone Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Re-appoint the Auditors and authorize Mgmt For For For the Board to fix their remunerations 8 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Repurchased Shares Mgmt For For For
CHINA AGRI-INDUSTRIES HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1375F104 05/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ADM Mutual Supply Agreement Mgmt For For For
CHINA CONSTRUCTION BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1397N101 06/12/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve the 2007 report of the Board of Mgmt For For For Directors 3 Approve the 2007 report of the Board of Mgmt For For For Supervisors 4 Approve the 2007 final financial accounts Mgmt For For For 5 Approve the 2008 capital expenditure Mgmt For For For budget 6 Allocation of Profits/Dividends Mgmt For For For 7 Appoint the Auditors for 2008 Mgmt For For For 8 Directors' and Supervisors' Fees Mgmt For For For 9 Approve the proposed resolution on the Mgmt For For For issue of Subordinated Bonds 10 Appoint Ms. Xin Shusen as an Executive Mgmt For For For Director of the Bank
CHINA COSCO HOLDINGS CO., LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1455B106 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividends Mgmt For Abstain Against 5 Appointment of Auditor and Authority to Mgmt For For For Set Fees 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect WEI Jiafu Mgmt For For For 8 Elect ZHANG Fusheng Mgmt For For For 9 Elect CHEN Hongsheng Mgmt For For For 10 Elect LI Jianhong Mgmt For For For 11 Elect XU Lirong Mgmt For For For 12 Elect ZHANG Liang Mgmt For For For 13 Elect SUN Yueying Mgmt For For For 14 Elect LI Boxi Mgmt For For For 15 Elect Alexander R. Hamilton Mgmt For For For 16 Elect CHENG Mo Chi Mgmt For For For 17 Elect TEO Siong Seng Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Elect Mr. LI Yupeng Mgmt For For For 20 Elect Mr. LI Zonghao Mgmt For For For 21 Elect Mr. YU Shicheng Mgmt For For For 22 Elect Mr. KOU Wenfeng Mgmt For For For
CHINA COSCO HOLDINGS CO., LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1455B106 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Guarantee between the Company and Mgmt For For For Shandong Province Branch of Bank of China 2 NACKS 13,350 TEU Vessel Agreements Mgmt For For For 3 COSCO Shipyard Group Vessel Novation Mgmt For For For Agreements 4 NACKS 205,000 DWT Vessel Novation Mgmt For For For Agreements
CHINA MERCHANTS HOLDINGS INTERNATIONAL CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1489Q103 05/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare a final dividend for the YE 31 Mgmt For For For DEC 2007 3 Re-elect Mr. Li Yinquan as a Director Mgmt For For For 4 Re-elect Mr. Hu Jianhua as a Director Mgmt For For For 5 Re-elect Mr. Wang Hong as a Director Mgmt For For For 6 Re-elect Mr. Tsang Kam Lan as a Director Mgmt For For For 7 Re-elect Mr. Lee Yip Wah Peter as a Mgmt For For For Director 8 Re-elect Mr. Li Kwok Heem John as a Mgmt For Against Against Director 9 Re-elect Mr. Li Ka Fai David as a Mgmt For For For Director 10 Authorize the Board to fix the Mgmt For For For remuneration of the Directors 11 Re-appoint the Auditors and authorize Mgmt For For For the Board to fix their remuneration 12 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
CHINA MOBILE (HONG KONG) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y14965100 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare an ordinary final dividend for Mgmt For For For the YE 31 DEC 2007 3 Declare a special final dividend for the Mgmt For For For YE 31 DEC 2007 4 Re-elect Mr. Lu Xiangdong as a Director Mgmt For For For 5 Re-elect Mr. Xue Taohai as a Director Mgmt For For For 6 Re-elect Mr. Huang Wenlin as a Director Mgmt For For For 7 Re-elect Mr. Xin Fanfei as a Director Mgmt For For For 8 Re-elect Mr. Lo Ka Shui as a Director Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
CHINA ORIENTAL GROUP COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G2108V101 10/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Removal of Chen Ningning Mgmt For Against Against 2 Shareholder Proposal Regarding Board ShrHoldr Against Against For Composition
CHINA ORIENTAL GROUP COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G2108V101 10/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Shareholder Proposal Regarding ShrHoldr Against Against For Revocation of Authority to Issue Shares
CHINA POWER INTERNATIONAL DEVELOPMENT LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1508G102 07/27/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Related-party Transaction Mgmt For For For
CHINA SHIPPING DEVELOPMENT CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1503Y108 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the 2007 report of the Board of Mgmt For For For Directors of the Company 2 Approve the 2007 report of the Mgmt For For For Supervisory Committee of the Company 3 Accounts and Reports Mgmt For For For 4 Approve the 2007 dividend distribution Mgmt For For For plan of the Company 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority to Mgmt For For For Set Fees
CHINA STEEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y15041109 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Approve the 2007 business report and Mgmt For For For financial statements 6 Allocation of Profits/Dividends Mgmt For For For 7 Approve the capitalization of 2007 Mgmt For For For dividends sharing 8 Amend the Articles of Incorporation Mgmt For For For 9 Approve Acquisition Mgmt For For For 10 Authority to Issue New Shares Mgmt For For For 11 Amendments to Procedural Rules of Mgmt For For For Shareholders' Meetings 12 Amendments to Procedural Rules for Mgmt For For For Acquisition/Disposal of Assets 13 Non-Compete Restrictions for Directors Mgmt For Against Against 14 Non-Voting Agenda Item N/A N/A N/A N/A
CHINA VANKE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y77421108 09/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the matters in respect of the Mgmt For For For corporate bond issuance 2 Amend the Company s Articles of Mgmt For For For Association
CHUNGHWA TELECOMMUNICATIONS CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1613J108 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Approve the 2007 business reports and Mgmt For For For financial statements 7 Allocation of Profits/Dividends Mgmt For For For 8 Approve to revise the Articles of Mgmt For For For Incorporation 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Approve to revise the procedures of Mgmt For For For asset acquisition or disposal 11 Extraordinary motions Mgmt For Against Against
CNOOC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1662W117 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare a final dividend for the YE 31 Mgmt For For For DEC 2007 3 Re-elect Mr. Fu Chengyu as a Executive Mgmt For For For Director 4 Re-elect Mr. Zhou Shouwei as a Executive Mgmt For For For Director 5 Re-elect Mr. Yang Hua as a Executive Mgmt For For For Director 6 Re-elect Professor Lawrence J. Lau as a Mgmt For For For Independent Non-Executive Director 7 Elect Mr. Wang Tao as a new Independent Mgmt For For For Non-Executive Director 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
CREDIT SAISON COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J7007M109 06/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Amend the Articles of Incorporation Mgmt For For For 4 Appoint a Director Mgmt For For For
DAIICHI SANKYO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J11257102 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Approve Payment of Bonuses to Directors Mgmt For For For
DAUM COMMUNICATION CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2020U108 03/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the financial statements for 13th Mgmt For Against Against 2 Approve the partial amendment to the Mgmt For For For Articles of Incorporation 3 Elect the Directors Mgmt For For For 4 Elect the Audit Committee Member Mgmt For For For 5 Approve the limit of remuneration for Mgmt For For For the Directors 6 Approve the Stock Option for the Staff Mgmt For Against Against 7 Approve the regulation of retire payment Mgmt For Against Against for the Directors 8 Non-Voting Meeting Note N/A N/A N/A N/A
DAVINCI ADVISORS KK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J3409L104 03/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Amendments to Articles Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Corporate Auditor Mgmt For For For 4 Appoint a Corporate Auditor Mgmt For For For 5 Appoint a Corporate Auditor Mgmt For For For
DBS GROUP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y20246107 04/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accouts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Elect John A. Ross Mgmt For For For 6 Elect WONG Ngit Liong Mgmt For For For 7 Elect Christopher CHENG Wai Chee Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Issue Option under Employee Mgmt For For For Incentive Plan 10 Authority to Issue Grant Shares Award Mgmt For For For under Employee Incentive Plan 11 Authority to Issuance of Stock w/ or Mgmt For For For w/out Preemptive Rights
DBS GROUP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y20246107 04/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Renewal of Share Purchase Mandate Mgmt For For For 2 Amendments to Articles Mgmt For For For
DENA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J1257N107 06/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For
DENSO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J12075107 06/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Approve Purchase of Own Shares Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Approve Issuance of Share Acquisition Mgmt For Against Against Rights as Stock Options 17 Approve Payment of Bonuses to Directors Mgmt For For For and Corporate Auditors
DIGI.COM BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2070F100 03/12/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Amendments to Articles Mgmt For Against Against 2 Non-Voting Meeting Note N/A N/A N/A N/A
DIGI.COM BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2070F100 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Arve Johansen Mgmt For For For 4 Elect Halim Bin Mohyiddin Mgmt For Against Against 5 Appointment of Auditor and Authority to Mgmt For For For Set Fees 6 Related Party Transactions Mgmt For For For
DIGITAL CHINA HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G2759B107 08/22/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare a final dividend for the YE 31 Mgmt For For For MAR 2007 3 Re-elect Mr. Guo Wei as a Director Mgmt For For For 4 Re-elect Mr. Zeng Maochao as a Director Mgmt For For For 5 Re-elect Mr. Hu Zhao Guang as a Director Mgmt For For For 6 Re-elect Mr. Wong Man Chung, Francis as Mgmt For For For a Director 7 Re-elect Mr. Kwan Ming Heung, Peter as a Mgmt For For For Director 8 Authorize the Board of Directors to fix Mgmt For For For the Directors remuneration 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A
DIGITAL CHINA HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G2759B107 12/20/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 2007 Master Agreement and Annual Caps Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
DONGBU INSURANCE COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2096K109 06/12/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the financial statement Mgmt For For For 2 Elect the External Director Mgmt For For For 3 Approve the remuneration limit for the Mgmt For For For Directors
EAST JAPAN RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J1257M109 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Amend the Articles of Incorporation Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Director Mgmt For For For 20 Appoint a Director Mgmt For For For 21 Appoint a Director Mgmt For For For 22 Appoint a Director Mgmt For For For 23 Appoint a Director Mgmt For For For 24 Appoint a Director Mgmt For For For 25 Appoint a Director Mgmt For For For 26 Appoint a Director Mgmt For For For 27 Appoint a Director Mgmt For For For
28 Appoint a Director Mgmt For For For 29 Approve Payment of Bonuses to Corporate Mgmt For For For Officers 30 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Meeting 31 Shareholders Proposal : Remedy of labor ShrHoldr Against Against For policies 32 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation Disclosure 33 Shareholder Proposal Regarding Board ShrHoldr Against For Against Independence 34 Shareholder Proposal Regarding Advisors ShrHoldr Against For Against and Consultants 35 Shareholders Proposal : Dismissal of ShrHoldr Against Against For Director 36 Shareholders Proposal : Dismissal of ShrHoldr Against Against For Director 37 Shareholders Proposal : Dismissal of ShrHoldr Against Against For Director 38 Shareholders Proposal : Dismissal of ShrHoldr Against Against For Director 39 Shareholders Proposal : Dismissal of ShrHoldr Against Against For Director 40 Shareholders Proposal : Election of ShrHoldr Against Against For Director 41 Shareholders Proposal : Election of ShrHoldr Against Against For Director 42 Shareholders Proposal : Election of ShrHoldr Against Against For Director 43 Shareholders Proposal : Election of ShrHoldr Against Against For Director 44 Shareholders Proposal : Election of ShrHoldr Against Against For Director 45 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation 46 Shareholder Proposal Regarding ShrHoldr Against Against For Allocation of Profits 47 Shareholder Proposal Regarding ShrHoldr Against Against For Allocation of Profits for Acquisition of Local Railways
EDUCOMP SOLUTIONS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y22514106 05/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Other India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Auithority to Issue Equity and Debt Mgmt For Abstain Against Instruments 4 Authotity to Carry out Legal Formalities Mgmt For Abstain Against 5 Increase in Authorized Share Capital Mgmt For For For
ENERGY RESOURCES OF AUSTRALIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q35254111 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Approve the remuneration report for the Mgmt For Against Against FYE 31 DEC 2007 4 Amend Rule 10.2 of the Company s Mgmt For For For Constitution, as specified 5 Re-elect Richard Carter Mgmt For For For 6 Re-elect Helen Garnett Mgmt For For For
ESPRIT HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G3122U145 12/04/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve a final dividend of HKD 1.00 per Mgmt For For For Share for the YE 30 JUN 2007 3 Approve a special dividend of HKD 1.48 Mgmt For For For per Share for the YE 30 JUN 2007 4 Re-elect Mr. John Poon Cho Ming as Mgmt For Against Against Director 5 Re-elect Mr. Jerome Squire Griffith as Mgmt For For For Director 6 Re-elect Mr. Alexander Reid Hamilton as Mgmt For For For Director 7 Authorize the Directors to fix their Mgmt For For For remuneration 8 Appointment of Auditor and Authority to Mgmt For For For Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For
ETERNAL CHEMICAL COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y23471108 06/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Approve the 2007 financial statements Mgmt For For For 5 Approve the 2007 profit distribution Mgmt For For For 6 Approve the issuance of the new shares Mgmt For For For from retained earnings 7 Approve the revision to the procedures Mgmt For For For of asset acquisition or disposal 8 Approve the revision to the procedures Mgmt For For For of monetary loans 9 Approve the revision to the procedures Mgmt For For For of endorsement and guarantee 10 Approve the revision to the Articles of Mgmt For For For Incorporation 11 Other issues Mgmt For Against Against
EZRA HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2401G108 08/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Issuance of Bonus Shares Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For 3 Approve Disposal of Shares Mgmt For For For
EZRA HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2401G108 12/24/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect GOH Gaik Choo Mgmt For For For 4 Elect LEE Chye Tek Lionel Mgmt For For For 5 Elect TEO Peng Huat Mgmt For For For 6 Elect TAY Chin Kwang Mgmt For Against Against 7 Elect NGO Get Ping Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares Under Share Mgmt For For For Option Scheme 13 Authority to Repurchase Shares Mgmt For For For
FAMILYMART COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J13398102 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Corporate Auditor Mgmt For Against Against 14 Amend the Compensation to be received by Mgmt For For For Corporate Officers 15 Approve Provision of Retirement Mgmt For For For Allowance for Retiring Director 16 Approve Policy regarding Large-scale Mgmt For Against Against Purchases of Company Shares
FUBON FINANCIAL HOLDING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y26528102 06/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Approve the 2007 business reports and Mgmt For For For financial statements 7 Approve the 2007 profit distribution Mgmt For For For 8 Approve the revision to the Articles of Mgmt For Abstain Against Incorporation 9 Approve the revision to the rules of the Mgmt For For For Shareholder Meeting 10 Amendments to Procedural Rules for Mgmt For For For Election of Directors and Supervisors 11 Elect the Directors and the Supervisors Mgmt For Abstain Against 12 Non-Compete Restrictions for Directors Mgmt For Against Against 13 Extraordinary motions Mgmt For Against Against
FUJIFILM HLDGS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J14208102 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For For For 11 Appoint a Corporate Auditor Mgmt For Against Against 12 Approve Provision of Retirement Mgmt For For For Allowance for Retiring Directors 13 Approve Provision of Retirement Mgmt For For For Allowance for Retiring Corporate Auditors
GLOBAL BIO-CHEM TECHNOLOGY GROUP CO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G3919S105 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare a final dividend for the YE 31 Mgmt For Abstain Against DEC 2007 3 Re-elect Mr. Lee Yuen Kwong as a Director Mgmt For For For 4 Re-elect Mr. Chan Man Hon, Eric as a Mgmt For For For Director 5 Re-elect Mr. Li Defa as a Director Mgmt For Against Against 6 Authorize the Board of Directors to fix Mgmt For For For the Directors remuneration 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Repurchased Shares Mgmt For For For
GREAT WALL MOTOR CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2882P106 12/06/2007 Voted MEETING TYPE COUNTRY OF TRADE Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Report on Use of Proceeds Mgmt For For For 2 Use of Proceeds from Issuance of A Shares Mgmt For For For 3 Authorization of Legal Formalities Mgmt For For For 4 Entitlement to Share Undistributed Mgmt For For For Retained Profits 5 Rules and Procedures for Shareholders' Mgmt For For For General Meeting 6 Rules and Procedures for Board Meeting Mgmt For For For 7 Rules and Procedures for the Supervisory Mgmt For For For Board 8 Issuance of Class A Shares Mgmt For For For 9 Amendments to Articles pursuant to A Mgmt For For For Share Issue
GUNMA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J17766106 06/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Corporate Auditor Mgmt For For For 3 Appoint a Corporate Auditor Mgmt For For For 4 Appoint a Corporate Auditor Mgmt For For For 5 Appoint a Corporate Auditor Mgmt For For For 6 Approve Provision of Retirement Mgmt For For For Allowance for Corporate Auditors 7 Approve Payment of Bonuses to Directors Mgmt For For For and Corporate Auditors
HANG SENG BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y30327103 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Re-elect Dr. Raymond K.F Ch ien as a Mgmt For For For Director 3 Re-elect Dr. Y.T. Cheung as a Director Mgmt For For For 4 Re-elect Dr. Marvin K.T. Cheung as a Mgmt For Against Against Director 5 Re-elect Mr. Alexander A. Flockhart as a Mgmt For For For Director 6 Re-elect Mr. Jenkin Hui as a Director Mgmt For For For 7 Re-elect Mr. Joseph C.Y. Poon as a Mgmt For For For Director 8 Approve to fix the remuneration of the Mgmt For For For Directors 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights
HIGH TECH COMPUTER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3194T109 06/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratify business operation result and Mgmt For For For financial reports of FY 2007 5 Ratify the net profit allocation of FY Mgmt For For For 2007 6 Approve the issuance of new shares from Mgmt For For For retained earnings, and staff bonus 7 Approve the revision to the Articles of Mgmt For Abstain Against Incorporation 8 Extraordinary motions Mgmt For Against Against
HIROSHIMA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J03864105 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Approve Provision of Retirement Mgmt For For For Allowance for Directors 5 Approve Payment of Bonuses to Directors Mgmt For For For and Corporate Auditors
HON HAI PRECISION INDUSTRIES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y36861105 06/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Approve the 2007 financial statements Mgmt For For For 8 Approve the 2007 profit distribution Mgmt For For For 9 Approve to issue new shares from Mgmt For For For retained earnings 10 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 11 Approve to revise the Articles of Mgmt For Abstain Against Incorporation 12 Approve to revise the procedures of Mgmt For For For asset acquisition or disposal 13 Other issues and extraordinary motions Mgmt For Against Against
HONDA MOTOR COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J22302111 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Director Mgmt For For For 20 Appoint a Director Mgmt For For For 21 Appoint a Director Mgmt For For For 22 Appoint a Director Mgmt For For For 23 Appoint a Director Mgmt For For For 24 Appoint a Corporate Auditor Mgmt For For For 25 Appoint a Corporate Auditor Mgmt For For For 26 Approve Payment of Bonuses to Corporate Mgmt For For For Officers 27 Retirement Allowances and Special Mgmt For Against Against Allowances 28 Amend the Compensation to be received by Mgmt For For For Corporate Officers 29 Amend the Articles of Incorporation Mgmt For For For
HONG LEONG CREDIT BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y36592106 10/31/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Directors' Fees Mgmt For For For 3 Re-elect the retiring Director Dr. Poh Mgmt For For For Soon Sim 4 Re-elect the retiring Director Ms. Mgmt For For For Yvonne Chia 5 Re-elect the retiring Director Mr. Mgmt For For For Charlie Espinola Oropeza 6 Elect Haji Kamarulzaman Bin Mohammed Mgmt For For For 7 Elect Hashim Bin Mohd Ali Mgmt For For For 8 Elect Khalid Ahmad Bin Sulaiman Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A
HONG LEONG CREDIT BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y36592106 10/31/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Related Party Transactions w/ Hong Leong Mgmt For For For Company (Malaysia) Berhad 2 Related Party Transactions w/ Tower Real Mgmt For For For Estate Investment Trust
HOPSON DEVELOPMENT HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4600H101 07/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Acquisition Mgmt For For For 2 Approve and ratify the Share Purchase Mgmt For For For Agreement aas specifieda 3 Approve Share Issuance Mgmt For For For 4 Authorize Legal Formalities Mgmt For For For
HOPSON DEVELOPMENT HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4600H101 09/25/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Merger/Acquisition Mgmt For For For
HYUNDAI HEAVY INDUSTRIES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3838M106 03/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the 34th financial statement Mgmt For For For 2 Approve the partial amendment to the Mgmt For Against Against Articles of Incorporation 3 Elect the Directors: 2 Executive Mgmt For For For Directors, 3 Outside Directors 4 Elect the Audit Committee Member: 2 Mgmt For For For Outside Directors 5 Approve the limit of remuneration for Mgmt For For For the Directors
HYUNDAI MIPO DOCKYARD CO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3844T103 03/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the financial statement Mgmt For For For 2 Elect the Directors Mgmt For For For 3 Elect the Audit Committee Member Mgmt For For For 4 Approve the limit of remuneration for Mgmt For For For the Directors
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS ADPV10686 06/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve the 2007 report of the Board of Mgmt For For For Directors of the Bank 3 Approve the 2007 report of the Board of Mgmt For For For Supervisors of the Bank 4 Approve the Bank s 2007 audited accounts Mgmt For For For 5 Approve the Bank s 2007 Profit Mgmt For For For Distribution Plan 6 Approve the Bank s 2008 fixed assets Mgmt For For For investment budget 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Liability Insurance Mgmt For For For 9 Appoint Mr. Zhao Lin as a Supervisor of Mgmt For For For the Bank 10 Increase in External Donation Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
INDUSTRIAL BANK OF KOREA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3994L108 03/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Approve the Director remuneration limit Mgmt For For For 3 Approve the Auditor remuneration limit Mgmt For For For
JARDINE CYCLE & CARRIAGE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y43703100 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profit/Dividend Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect A. J. L. Nightingale Mgmt For For For 5 Elect Hassan Abas Mgmt For For For 6 Elect CHANG See Hiang Mgmt For For For 7 Elect LIM Ho Kee Mgmt For For For 8 Elect BOON Yoon Chiang Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Authority to Issue Shares under Scrip Mgmt For For For Dividend Plan
KANSAI ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J30169106 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Approve Payment of Bonuses to Directors Mgmt For For For 3 Shareholder s Proposal: Approve ShrHoldr Against Against For Appropriation of Retained Earnings 4 Shareholder s Proposal : Remove a ShrHoldr Against Against For Director 5 Shareholder Proposal Regarding Ban on ShrHoldr Against Against For Re-use of Reprocessed Plutonium 6 Shareholder Proposal Regarding ShrHoldr Against For Against Disclosure of and Vote on Directors' and Statutory Auditors' Fees 7 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Special Committee 8 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Safety Committee
9 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Special Committee 10 Shareholder Proposal Regarding Adoption ShrHoldr Against Against For of International Standards of CSR 11 Shareholder Proposal Regarding Meeting ShrHoldr Against For Against Minutes Provision 12 Shareholder s Proposal : Amend Articles ShrHoldr Against Against For to Reduce Maximum Board Size to 12 13 Shareholder Proposal Regarding Number of ShrHoldr Against Against For Statutory Auditors 14 Shareholder Proposal Regarding Corporate ShrHoldr Against Against For Social Responsibility Charter 15 Shareholder Proposal Regarding Use of ShrHoldr Against Against For Renewable Energy 16 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Issue 17 Shareholder Proposal Regarding Lifeline ShrHoldr Against Against For Foundation
KEPPEL CORP. LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profit/Dividend Mgmt For For For 3 Elect LIM Chee Onn as a Director Mgmt For For For 4 Elect Tony CHEW Leong-Chee as a Director Mgmt For For For 5 Elect TEO Soon Hoe as a Director Mgmt For For For 6 Elect Sven Bang Ullring Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority to Mgmt For For For Set Fees 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A
KEPPEL CORP. LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profit/Dividend Mgmt For For For
KNM GROUP BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4810F101 03/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Repurchase Shares Mgmt For For For 2 Stock Option Grant to Mohamad Idris Bin Mgmt For For For Mansor
KNM GROUP BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4810F101 04/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Issuance of Stock w/ Preemptive Rights Mgmt For For For 2 Issuance of Bonus Shares Mgmt For For For 3 Issuance of Convertible Debt Instruments Mgmt For For For 4 Approve to increase the authorized share Mgmt For For For capital of KNM 5 Amend the Memorandum and the Articles of Mgmt For For For Association of KNM
KNM GROUP BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4810F101 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of the Acquisition Mgmt For For For
KNM GROUP BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4810F101 06/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the payment of Directors fees Mgmt For For For for the YE 31 DEC 2007 3 Elect NG Boon Su Mgmt For For For 4 Elect Mohamad Idris Mansor Mgmt For For For 5 Elect LIM Yu Tey Mgmt For For For 6 Elect GAN Siew Liat Mgmt For For For 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 9 Related Party Transactions Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Transact any other business Mgmt Abstain Abstain For
KOBAYASHI PHARMACEUTICAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J3430E103 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Appoint a Director Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Substitute Corporate Auditor Mgmt For For For
KOOKMIN BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4822W100 10/31/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Mr. Kang Chung-Won as an Inside Mgmt For For For Director 3 Elect Mr. Kim Chee-Joong as an Outside Mgmt For For For Director 4 Non-Voting Meeting Note N/A N/A N/A N/A
KOREA ELECTRIC POWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y48406105 02/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the financial statement Mgmt For Abstain Against 2 Approve the partial amendment to the Mgmt For For For Articles of Incorporation
KOREA ELECTRIC POWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y48406105 08/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors (Slate) Mgmt For For For 2 Approve the partial amendment to the Mgmt For For For Articles of Incorporation
KYUSHU ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J38468104 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Corporate Auditor Mgmt For Against Against 18 Appoint a Corporate Auditor Mgmt For For For 19 Appoint a Substitute Corporate Auditor Mgmt For For For 20 Shareholders Proposal ShrHoldr Against Against For 21 Shareholders Proposal ShrHoldr Against Against For 22 Shareholders Proposal ShrHoldr Against Against For 23 Shareholders Proposal ShrHoldr Against Against For 24 Shareholders Proposal ShrHoldr Against Against For
LG PETROCHEMICAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y5276X106 09/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the merger and acquisition Mgmt For For For between LG Chemical and LG Petrochemical
LI & FUNG LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5485F144 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Dr. William Fung Kwok Lun as a Mgmt For For For Director 4 Re-elect Mr. Allan Wong Chi Yun as a Mgmt For For For Director 5 Re-elect Mr. Makoto Yasuda as a Director Mgmt For For For 6 Appointment of Auditor and Authority to Mgmt For For For Set Fees 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 9 Authority to Issue Repurchased Shares Mgmt For For For
LI & FUNG LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5485F144 12/07/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Disposal and Agreements Mgmt For For For
LI NING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5496K124 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Mr. Stuart Schonberger as a Mgmt For For For Non-Executive Director 4 Re-elect Mr. Chu Wah Hui as a Mgmt For For For Non-Executive Director 5 Re-elect Mr. James Chun-Hsien Wei as a Mgmt For For For Non-Executive Director 6 Re-elect Mr. Chan Chung Bun, Bunny as a Mgmt For Against Against Independent Non-Executive Director 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority to Mgmt For For For Set Fees 9 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
MAH SING GROUP BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y5418R108 10/25/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Business Transaction Mgmt For For For 2 Business Transaction Mgmt For For For 3 Business Transaction Mgmt For For For 4 Related Party Transactions Mgmt For For For
MATSUSHITA ELECTRIC INDUSTRIAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J41121104 06/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend the Articles of Incorporation Mgmt For For For 3 Appoint a Director Mgmt For Against Against 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Director Mgmt For For For 20 Appoint a Director Mgmt For For For 21 Appoint a Director Mgmt For For For 22 Appoint a Corporate Auditor Mgmt For For For 23 Appoint a Corporate Auditor Mgmt For For For
MERITZ FIRE & MARINE INSURANCE CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y5945N109 06/12/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the financial statement Mgmt For For For 2 Elect the Directors Mgmt For For For 3 Elect the Outside Directors Mgmt For For For 4 Elect the Auditor Committee Member as Mgmt For For For the Outside Director 5 Approve the remuneration limit for the Mgmt For Abstain Against Directors
MILLEA HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J4276P103 06/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Amend the Articles of Incorporation Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For
MIRAEASSET SECURITIES CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6074E100 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the financial statement expected Mgmt For For For cash dividend: KRW 1000 per shares 2 Approve the partial amendment of the Mgmt For For For Articles of Incorporation 3 Election of Directors (Slate) Mgmt For For For 4 Election of Audit Committee Members Mgmt For For For (Slate) 5 Approve the remuneration limit for the Mgmt For For For Directors
MITSUBISHI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J43830116 06/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Corporate Auditor Mgmt For For For 19 Appoint a Corporate Auditor Mgmt For For For 20 Appoint a Corporate Auditor Mgmt For For For 21 Appoint a Corporate Auditor Mgmt For For For 22 Approve Payment of Bonuses to Directors Mgmt For For For 23 Grant stock acquisition rights as stock Mgmt For For For options 24 Approve reserved retirement remuneration Mgmt For For For for Directors
MITSUBISHI UFJ FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J44497105 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For Against Against 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Director Mgmt For For For 20 Compensation Policy Mgmt For For For
MITSUI & COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J44690139 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Corporate Auditor Mgmt For Against Against 17 Appoint a Corporate Auditor Mgmt For For For
NATIONAL AUSTRALIA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q65336119 02/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Patricia Cross Mgmt For For For 4 Re-elect Daniel Gilbert Mgmt For For For 5 Re-elect Jillian Segal Mgmt For For For 6 Re-elect Malcolm Williamson Mgmt For For For 7 Adoption of New Constitution Mgmt For For For 8 Increase Non-Executive Directors' Fee Cap Mgmt For For For 9 Share Grant (CEO John Stewart) Mgmt For For For 10 Performance Rights Grant (CEO John Mgmt For For For Stewart) 11 Equity Grant (Executive Director Ahmed Mgmt For For For Fahour) 12 Equity Grant (Executive Director Michael Mgmt For For For Ullmer) 13 Adopt the remuneration report for the YE Mgmt For For For 30 SEP 2007
NINTENDO COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J51699106 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Corporate Auditor Mgmt For For For 17 Appoint a Corporate Auditor Mgmt For For For
NIPPON TELEGRAPH & TELEPHONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J59396101 06/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Retained Mgmt For For For Earnings 2 Amend the Articles of Incorporation Mgmt For Against Against 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Corporate Auditor Mgmt For For For 16 Appoint a Corporate Auditor Mgmt For Against Against 17 Appoint a Corporate Auditor Mgmt For For For
NIPPON YUSEN KK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J56515133 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Amend the Articles of Incorporation Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Director Mgmt For For For 20 Appoint a Corporate Auditor Mgmt For For For 21 Approve Payment of Bonuses to Directors Mgmt For For For 22 Adoption of Takeover Defence Plan Mgmt For Against Against
NTT DOCOMO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J59399105 06/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Approve Purchase of Own Shares Mgmt For For For 4 Amend the Articles of Incorporation Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Corporate Auditor Mgmt For Against Against 19 Appoint a Corporate Auditor Mgmt For Against Against
OLAM INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6421B106 10/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profit/Dividend Mgmt For For For 3 Elect Rangareddy Jayachandran Mgmt For For For 4 Elect Robert Tomlin Mgmt For For For 5 Elect Sridhar Krishnan Mgmt For For For 6 Elect WONG Heng Tew Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority to Mgmt For For For Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Authority to Grant Options and Issue Mgmt For For For Shares under Employee Incentive Plan 12 Participation of Michael Lim Choo San in Mgmt For For For the Olam Employee Share Option Scheme 13 Participation of Mark Haynes Daniell in Mgmt For For For the Olam Employee Share Option Scheme 14 Participation of Robert Tomlin in the Mgmt For For For Olam Employee Share Option Scheme 15 Participation of Wong Heng Tew in the Mgmt For For For Olam Employee Share Option Scheme 16 Stock Option Grant to Michael Lim Choo Mgmt For For For San 17 Stock Option Grant to Mark Haynes Mgmt For For For Daniell 18 Stock Option Grant to Robert Tomlin Mgmt For For For 19 Stock Option Grant to Wong Heng Tew Mgmt For For For
OSAKA GAS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J62320114 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Corporate Auditor Mgmt For For For 16 Appoint a Corporate Auditor Mgmt For For For
PACIFIC BASIN SHIPPING LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G68437139 11/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 2 Authority to Issue Repurchased Shares Mgmt For For For
PETRONAS DAGANGAN BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6885A107 07/10/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Anuar bin Ahmad Mgmt For For For 4 Elect Kamaruddin bin Mohd Jamal Mgmt For For For 5 Approve the payment of Directors fees Mgmt For For For in respect of the YE 31 MAR 2007 6 Appointment of Auditor and Authority to Mgmt For For For Set Fees 7 Amendments to Articles Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A
POWERTECH TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7083Y103 06/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Approve the 2007 business reports and Mgmt For For For the financial statements 6 Approve the 2007 profit distribution Mgmt For For For cash dividend: TWD 4 per share 7 Authority to Increase the Paid-In Capital Mgmt For For For 8 Approve to revise the Articles of Mgmt For For For Incorporation 9 Amendments to the Procedural Rules of Mgmt For For For Election of Directors and Supervisors 10 Elect Mr. Quincy Lin aID No: D100511842a Mgmt For For For as an Independent Director 11 Elect Mr. Wan-Lai Cheng aShareholder Mgmt For For For No:195a as an Independent Director 12 Elect Mr. D.K. Tsai aShareholder No:641a Mgmt For For For as a Director 13 Elect David SUN Mgmt For For For 14 Elect J.Y. Hung Mgmt For For For 15 Elect Brain HSIEH Mgmt For For For 16 Elect Eisuke Ito Mgmt For Against Against 17 Elect Yasushi Takahashi Mgmt For Against Against 18 Elect YEH Bing Mgmt For Against Against 19 Elect Mike CHEN Mgmt For For For 20 Elect Tim YEH Mgmt For Against Against 21 Elect Jason LIANG Mgmt For For For 22 Non-Compete Restrictions for Directors Mgmt For Against Against 23 Extraordinary motions Mgmt For Against Against
PTT EXPLORATION AND PRODUCTION PUBLIC CO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7145P165 03/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Acknowledge the 2007 performance result Mgmt For For For and 2008 Work Plan of the Company 2 Approve the 2007 financial statements Mgmt For For For 3 Approve the dividend payment for 2007 Mgmt For For For performance
4 Appoint the Auditor and approve the Mgmt For For For Auditor s fees for year 2008 5 Approve the Directors and Mgmt For For For Sub-Committees remuneration 6 Amend the Directors liability protection Mgmt For For For 7 Amend the Company s Articles of Mgmt For For For Association aAOAa Clauses 9 8 Elect Vudhibphandhu Vichairatana Mgmt For For For 9 Elect Chitrapongse Kwangsukstith Mgmt For For For 10 Elect Prasert Bunsumpun Mgmt For For For 11 Elect Sirin Nimmanahaeminda Mgmt For For For 12 Elect Kurujit Nakornthap Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
RAFFLES EDUCATION CORP. LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7343V139 03/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of Acquisition Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For 3 Performance Share Plan Mgmt For For For 4 Amendmemts to Articles Mgmt For For For
RAFFLES EDUCATION CORP. LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7343V139 03/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Stock split Mgmt For For For
RAFFLES EDUCATION CORP. LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7343V139 10/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Approve the Directors fees of SGD Mgmt For For For 120,000 for the FYE 30 JUN 2007 4 Elect GAY Chee Cheong Mgmt For For For 5 Appointment of Auditor and Authority to Mgmt For For For Set Fees 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 8 Authority to Grant Options and Issue Mgmt For For For Shares under Employee Incentive Plan
RENESOLA LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G7500C106 07/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Virgin Islands (British)
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Re-elect LI Xian Shou Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authorize the Directors to determine the Mgmt For For For remuneration of the Auditors 5 Increase Authorised Capital Mgmt For For For 6 Adopt Memorandum and Articles of Mgmt For For For Association
RESONA HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J6448E106 06/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend the Articles of Incorporation Mgmt For For For 3 Amend the Articles of Incorporation Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For Against Against 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For
SEVEN & I HOLDINGS CO LTD, TOKYO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J7165H108 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Approve Reduction of Legal Reserve Mgmt For For For 4 Amend the Articles of Incorporation Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Directors' Stock Option Plan Mgmt For For For 19 Stock Option Plan Mgmt For For For
SHIMANO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J72262108 03/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For 13 Amend the Compensation to be Received by Mgmt For For For Directors 14 Approve Payment of Bonuses to Corporate Mgmt For For For Officers 15 Approve Adoption of Anti-Takeover Mgmt For Against Against Defense Measures
SHIONOGI LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J74229105 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Corporate Auditor Mgmt For For For 8 Appoint a Corporate Auditor Mgmt For For For 9 Approve Payment of Bonuses to Directors Mgmt For For For 10 Approve Provision of Retirement Mgmt For Against Against Allowance for Corporate Auditors
SHOUGANG CONCORD INTERNATIONAL ENTERPRISES CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y78299107 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare a final dividend for the YE 31 Mgmt For For For DEC 2007 3 Declare a special dividend for the YE 31 Mgmt For For For DEC 2007 4 Re-elect Mr. Wang Qinghai as a Director Mgmt For Against Against
5 Re-elect Mr. Luo Zhenyu as a Director Mgmt For Against Against 6 Re-elect Mr. Leung Shun Sang, Tony as a Mgmt For For For Director 7 Re-elect Mr. Wong Kun Kim as a Director Mgmt For For For 8 Appoint the Auditors and authorize the Mgmt For For For Directors to fix their remuneration 9 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
SHOUGANG CONCORD INTERNATIONAL ENTERPRISES CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y78299107 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the Subscription Agreement Mgmt For For For 2 Reauthorization of Share Issuance Limit Mgmt For Against Against
SIA ENGINEERING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y78599100 07/20/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of TAN Bian Ee Mgmt For For For 4 Election of Paul CHAN Kwai Wah Mgmt For For For 5 Election of Andrew LIM Ming-hui Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rig 9 Stock Option Plan Mgmt For For For 10 Related Party Transaction Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
SIAM COMMERCIAL BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7905M113 04/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve the minutes of the AGM of Mgmt For For For shareholders No 184 held on 05 APR 2007 3 Approve to inform the annual report Mgmt For For For prepared by the Board of Directors 4 Approve the financial statements for the Mgmt For For For FYE 31 DEC 2007 5 Allocation Of Profits/Dividends Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Elect Chirayu Isarangkun Na Ayuthaya Mgmt For For For 8 Elect Khunying Jada Wattanasiritham Mgmt For For For 9 Elect Disnadda Diskul Mgmt For For For 10 Elect John Hancock Mgmt For For For 11 Elect Peter SEAH Lim Huat Mgmt For For For 12 Appointment of Auditor and Authority to Mgmt For For For Set Fees 13 Issuance of Debt Instruments Mgmt For For For 14 Amendment of Articles Mgmt For For For
SIMPLO TECHNOLOGY CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7987E104 06/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Approve the 2007 financial statements Mgmt For For For 6 Approve the 2007 profit distribution Mgmt For For For cash dividend: TWD 5 per share 7 Authority to Increase Paid-in Capital Mgmt For For For 8 Approve to revise the Articles of Mgmt For For For Incorporation 9 Elect Mr. Sung, Fu-Hsiarg as a Director Mgmt For For For aID No. J100119745a 10 Elect Quanta Computer Inc as a Director Mgmt For For For aTax ID No. 22822281a 11 Elect Bao Shin International Investment Mgmt For For For Company Limited 12 Elect Mr. Li, Shih-Chin as a Director Mgmt For For For aID No. H100055816a 13 Elect Mr. Chen, Tai-Ming as an Mgmt For For For Independent Director aID No. A121552368a 14 Elect Mr. Hsueh, Pin-Pin as an Mgmt For For For Independent Director aID No. A221369374a 15 Elect Mr. Wang, Sheng-Yu as an Mgmt For For For Independent Director aID No. T121833613a 16 Elect TLC Capital Company Limited as a Mgmt For Against Against Superintendent aTax ID No. 27927067a 17 Elect Mr. Kang, Jung-Pao as a Mgmt For For For Superintendent aTax No. E100042950a 18 Elect Mr. Hsu, Li-Yu as a Superintendent Mgmt For For For aID No. J200604625a 19 Other issues and extraordinary motions Mgmt For Against Against
SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V80178110 07/31/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir Brian Pitman Mgmt For For For 4 Elect Stephen LEE Ching Yen Mgmt For For For 5 Elect CHEW Choon Seng Mgmt For For For 6 Elect James KOH Cher Siang Mgmt For For For 7 Elect Euleen Goh Yiu Kiang Mgmt For For For 8 Approve the Directors fees of SGD Mgmt For For For 1,319,304 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Shares under Share Mgmt For For For Option Plan 12 Non-Voting Agenda Item N/A N/A N/A N/A
SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V80178110 07/31/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Renewal of Share Repurchase Mandate Mgmt For For For 2 Renewal of Related Party Transaction Mgmt For For For Mandate 3 Capital Reduction Mgmt For For For
SINGAPORE PETROLEUM LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8120K106 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profit/Dividend Mgmt For For For 3 Approve the Directors fees of Mgmt For For For SGD264,000 for the YE 31 DEC 2007 4 Elect KOH Ban Heng Mgmt For For For 5 Elect Geoffrey King Mgmt For For For 6 Elect Audrey Marie CHIN Wei Li Mgmt For For For 7 Elect Bertie CHENG Shao Shiong Mgmt For Against Against 8 Appointment of Auditor and Authority to Mgmt For For For Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 11 Authority to Grant Awards and Issue Mgmt For For For Shares under Employee Incentive Plan 12 Related Party Transactions Mgmt For For For 13 Transact any other business Mgmt For Against Against
SINGAPORE TECHNOLOGY ENGINEERING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7996W103 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profit/Dividend Mgmt For For For 3 Elect TAN Pheng Hock Mgmt For For For 4 Elect Philip Pillai Mgmt For For For 5 Elect Venkatachalam Krishnakumar Mgmt For For For 6 Elect Desmond KUEK Bak Chye Mgmt For For For 7 Elect Davinder Singh Mgmt For For For 8 Elect QUEK Tong Boon Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority to Mgmt For For For Set Fees 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Authority to Grant Options and Issue Mgmt For For For Shares under Employee Incentive Plan
SINGAPORE TECHNOLOGY ENGINEERING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7996W103 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Related Party Transactions Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For
SINGAPORE TELECOMMUNICATIONS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y79985209 07/27/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect HENG Swee Keat Mgmt For Against Against 4 Elect Simon Israel Mgmt For For For 5 Elect John Powell Morschel Mgmt For For For 6 Elect Deepak S. Parekh Mgmt For For For 7 Elect CHUA Sock Koong Mgmt For For For 8 Elect Kaikhushru Shiavax Nargolwala Mgmt For For For 9 Directors' Fees for Fiscal Year 2007 Mgmt For For For 10 Directors' Fees for Fiscal Year 2008 Mgmt For For For 11 Appointment of Auditor and Authority to Mgmt For For For Set Fees 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 14 Authority to Issue Shares under Share Mgmt For For For Option Scheme 1999 15 Authority to Issue Shares under Mgmt For For For Performance Share Plan
SINGAPORE TELECOMMUNICATIONS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y79985209 07/27/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Repurchase Shares Mgmt For For For 2 Equity Grants to CHUA Sock Koong Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
SINOFERT HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G8403G103 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve and declare a final dividend for Mgmt For For For the YE 31 DEC 2007 3 Elect LIU De Shu Mgmt For For For 4 Elect Harry YANG Mgmt For For For 5 Elect Edward KO Ming Tung Mgmt For For For 6 Elect TANG Tin Sek Mgmt For For For 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Amendments to Share Option Scheme Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
SINOPAC FINANCIAL HOLDINGS CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8009U100 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Approve the 2007 business reports and Mgmt For For For financial statements 7 Approve the 2007 profit distribution, Mgmt For For For cash dividend: TWD 0.1267 per share 8 Approve the issuance of preferred shares Mgmt For Abstain Against
9 Amend the Articles of Incorporation Mgmt For For For 10 Election of Directors and Supervisors Mgmt For For For 11 Election of Directors and Supervisors Mgmt For For For 12 Re-elect Mr. Yin, Yan-Liang ID No.: Mgmt For For For F102241372 as a Director 13 Re-elect Hong Shih Investment Mgmt For For For Corporation ID No.: 70784413 as a Director 14 Re-elect Mr. Chen Chia-Hsien ID No.: Mgmt For For For A122928777 as a Director 15 Election of Directors and Supervisors Mgmt For For For 16 Election of Directors and Supervisors Mgmt For For For 17 Extraordinary motions Mgmt For Against Against
SINOPEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y15010104 05/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Director's Report Mgmt For For For 2 Supervisor's Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor and Authority to Mgmt For For For Set Fees 6 Authority to Declare Interim Dividends Mgmt For For For 7 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 8 Issuance of Bonds Mgmt For For For 9 Authorization to the Board to Issue Mgmt For For For Bonds 10 Amendments to Articles Mgmt For For For 11 Amendments to Articles Mgmt For For For
SONY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J76379106 06/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 To elect a Director Mgmt For For For 3 To elect a Director Mgmt For For For 4 To elect a Director Mgmt For For For 5 To elect a Director Mgmt For For For 6 To elect a Director Mgmt For For For 7 To elect a Director Mgmt For Against Against 8 To elect a Director Mgmt For For For 9 To elect a Director Mgmt For For For 10 To elect a Director Mgmt For For For 11 To elect a Director Mgmt For For For 12 To elect a Director Mgmt For For For 13 To elect a Director Mgmt For For For 14 To elect a Director Mgmt For For For 15 To elect a Director Mgmt For For For 16 To elect a Director Mgmt For For For 17 To issue Stock Acquisition Rights for Mgmt For Against Against the purpose of granting stock options 18 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation Disclosure
SQUARE ENIX COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J7659R109 06/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Approval of the Plan for an Mgmt For For For Incorporation-Type Company Split 9 Amend the Articles of Incorporation Mgmt For For For 10 Amendment to Directors' Stock Option Plan Mgmt For For For 11 Directors' Stock Option Plan Mgmt For For For 12 Special Allowances Mgmt For Against Against
SUMITOMO MITSUI FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J7771X109 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Amend the Articles of Incorporation Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Corporate Auditor Mgmt For Against Against 10 Appoint a Corporate Auditor Mgmt For Against Against 11 Approve Payment of Bonuses to Corporate Mgmt For For For Officers 12 Amend the Compensation to be received by Mgmt For For For Corporate Officers 13 Approve Provision of Retirement Mgmt For For For Allowance for Retiring Corporate Officers
SURUGA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J78400108 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Amend Articles to: Allow Use of Mgmt For For For Electronic Systems for Public Notifications 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Corporate Auditor Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For 13 Appoint a Corporate Auditor Mgmt For For For 14 Retirement Allowances Mgmt For Against Against 15 Approve Issuance of Share Acquisition Mgmt For For For Rights as Stock Options
SUZUKEN COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J78454105 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend the Articles of Incorporation Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For For For 11 Appoint a Corporate Auditor Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For 13 Appoint a Corporate Auditor Mgmt For For For
TA ANN HOLDINGS BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8345V101 05/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Approve the Directors fees for the YE 31 Mgmt For For For DEC 2007 and the payment thereof 4 Elect Abang Haji Abdul Karim Bin Tun Mgmt For For For Abang Haji Openg 5 Re-elect Mr. Sa id Bin Haji Dolah as a Mgmt For Against Against Director 6 Appointment of Auditor and Authority to Mgmt For For For Set Fees 7 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 8 Approve to renew the authority for share Mgmt For For For buy-back 9 Related Party Transactions Mgmt For For For 10 Amend the Articles of Association of the Mgmt For For For Company 11 Non-Voting Agenda Item N/A N/A N/A N/A
TAIWAN MOBILE COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y84153215 06/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Approve to accept the 2007 business Mgmt For For For report and Financial Statements 5 Approve the distribution of 2007 profits Mgmt For For For as specified 6 Approve to revise the Company s Articles Mgmt For For For of Incorporation 7 Elect Mr. Jack J.T. Hung aROC ID: Mgmt For For For A100320106a as a Director for the 5 term 8 Elect CHUNG Tsung Ming Mgmt For For For 9 Elect Mr. Wen-Li Yeh aROC ID: Mgmt For For For A103942588a as a Director for the 5 term 10 Elect Mr. J. Carl Hsu aROC ID: Mgmt For For For A130599888a as a Director for the 5 term 11 Non-Compete Restrictions for Directors Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
TERUMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J83173104 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Corporate Auditor Mgmt For For For 16 Appoint a Corporate Auditor Mgmt For For For 17 Appoint a Substitute Corporate Auditor Mgmt For For For 18 Approve Payment of Bonuses to Directors Mgmt For For For and Corporate Auditors 19 Approve Adoption of Anti-Takeover Mgmt For Against Against Defense Measures
THANACHART CAPITAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8738D155 04/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratify the minutes of the AGM of Mgmt For For For shareholders year2007 4 Reports Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Election of Directors (Slate) Mgmt For For For 9 Appoint the Auditor and approve the Mgmt For For For Auditors fees for the year 2008 10 Others aif anya Mgmt For Against Against
TOKAI RIKA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J85968105 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Director Mgmt For For For 20 Appoint a Director Mgmt For For For 21 Appoint a Director Mgmt For For For 22 Appoint a Director Mgmt For For For 23 Appoint a Director Mgmt For For For 24 Appoint a Corporate Auditor Mgmt For Against Against 25 Approve Payment of Bonuses to Directors Mgmt For For For and Corporate Auditors 26 Approve Issuance of Share Acquisition Mgmt For Against Against Rights as Stock Options 27 Retirement Allowances Mgmt For Against Against
TOKYO GAS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J87000105 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Outside Corporate Auditor Mgmt For For For
TOYOTA MOTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J92676113 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Director Mgmt For For For 20 Appoint a Director Mgmt For For For 21 Appoint a Director Mgmt For For For 22 Appoint a Director Mgmt For For For 23 Appoint a Director Mgmt For For For 24 Appoint a Director Mgmt For For For 25 Appoint a Director Mgmt For For For 26 Appoint a Director Mgmt For For For 27 Appoint a Director Mgmt For For For 28 Appoint a Director Mgmt For For For 29 Appoint a Director Mgmt For For For 30 Appoint a Director Mgmt For For For 31 Appoint a Director Mgmt For For For 32 Allow Board to Authorize Use of Stock Mgmt For For For Options 33 Approve Purchase of Own Shares Mgmt For For For 34 Special Allowances Mgmt For Against Against 35 Amend the Compensation to be Received by Mgmt For For For Corporate Auditors 36 Approve Payment of Bonuses to Directors Mgmt For For For and Corporate Auditors
TUNG HO STEEL ENTERPRISE CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y90030100 06/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Approve the 2007 financial statements Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Approve the revision to the Articles of Mgmt For For For Incorporation 13 Approve the investment in People s Mgmt For For For Republic of China 14 Elect HOU Jen Shyong Mgmt For For For 15 Elect HOU WANG Shu Chau Mgmt For For For 16 Elect HOU Chieh Teng Mgmt For For For 17 Elect HOU Yu Shu Mgmt For For For 18 Elect KO Yuan I Mgmt For For For 19 Elect HOU Tsui Hsing Mgmt For Against Against 20 Elect Mr. Jimmy Huang as a Director, Mgmt For For For Shareholder no.32 21 Elect Mr. Chen, Pao-Ho as a Director, Mgmt For For For Shareholder no.25 22 Elect Mr. Hou Yean Liang as a Director, Mgmt For For For Shareholder no.130121 23 Elect Mr. Kao Kou Fuei as a Supervisor, Mgmt For For For Shareholder no.174968 24 Elect KAO Kou Fuei Mgmt For For For 25 Non-Compete Restrictions for Directors Mgmt For Against Against 26 Other issues and extraordinary motions Mgmt For Against Against
UNITED OVERSEAS BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V96194127 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Repurchase Shares Mgmt For For For
UNITED OVERSEAS BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V96194127 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Approve the Directors fees of SGD Mgmt For For For 912,500 for 2007 a2006: SGD 700,000a 4 Special Allowance to Wee Cho Yaw Mgmt For Against Against 5 Appointment of Auditor and Authority to Mgmt For For For Set Fees 6 Re-elect Professor Cham Tao Soon as a Mgmt For For For Director 7 Re-elect Mr. Yeo Liat Kok Philip as a Mgmt For Against Against Director
8 Elect Reggie Thein Mgmt For Against Against 9 Re-appoint Mr. Wee Cho Yaw as a Director Mgmt For Against Against 10 Re-appoint Professor Lim Pin as a Mgmt For For For Director 11 Re-appoint Mr. Ngiam Tong Dow as a Mgmt For For For Director 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Authority to Issue Preferred Stock Mgmt For Abstain Against
VICTORY CITY INTERNATIONAL HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9358Q146 08/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Mr. Lee Yuen Chiu, Andy as a Mgmt For For For Director 4 Re-elect Mr. Kan Ka Hon as a Director Mgmt For For For 5 Re-elect Mr. So Kam Wah as a Director Mgmt For For For 6 Authorize the Board of Directors to fix Mgmt For For For the Directors remuneration 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Repurchased Shares Mgmt For For For
WCT ENGINEERING BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y9532D102 01/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Stock Split Mgmt For For For 2 Issuance of Bonds with Warrants Mgmt For For For 3 Approval of the Acquisition of WCT Land Mgmt For For For 4 Amendment to Articles Mgmt For For For 5 Amendments to Articles Mgmt For For For
WEST JAPAN RAILWAY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J95094108 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For
WING TAI HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V97973107 10/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Approve Directors fees of SGD 321,258 Mgmt For For For for the FYE 30 JUN 2007 4 Elect LEE Kim Wah Mgmt For For For 5 Elect LOH Soo Eng Mgmt For For For 6 Elect Paul TONG Hon To Mgmt For For For 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Elect PHUA Bah Lee Mgmt For For For 9 Elect LEE Han Yang Mgmt For For For 10 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 11 Stock Option Grants Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A
WING TAI HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V97973107 10/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Repurchase Shares Mgmt For For For
WOORI INVESTMENT SECURITIES CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y9694X102 01/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect the Directors Mgmt For For For
WTK HOLDINGS BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y9649X108 06/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect Abdul Manap bin Ibrahim Mgmt For For For 4 Elect WONG Kie Chie Mgmt For Against Against 5 Elect Patrick WONG Haw Yeong Mgmt For For For 6 Appointment of Auditor and Authority to Mgmt For For For Set Fees 7 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
YAMADA DENKI COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J95534103 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For Abstain Against Earnings 3 Amend the Articles of Incorporation Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Director Mgmt For For For 20 Appoint a Director Mgmt For For For 21 Appoint a Corporate Auditor Mgmt For For For 22 Amend the Compensation to be received by Mgmt For For For Directors 23 Approve Provision of Retirement Mgmt For For For Allowance for Retiring Directors
YANZHOU COAL MINING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y97417102 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Election of Directors Mgmt For For For 6 Elect GENG Jiahuai Mgmt For For For 7 Elect YANG Deyu Mgmt For For For 8 Elect SHI Xuerang Mgmt For For For
9 Elect CHEN Changchun Mgmt For For For 10 Elect WU Yuxiang Mgmt For For For 11 Elect WANG Xinkun Mgmt For For For 12 Elect ZHANG Baocai Mgmt For For For 13 Elect PU Hongjin Mgmt For For For 14 Elect ZHAI Xigui Mgmt For For For 15 Elect LI Weian Mgmt For For For 16 Elect WANG Junyan Mgmt For For For 17 Elect SONG Guo Mgmt For For For 18 Elect ZHOU Shoucheng Mgmt For For For 19 Elect ZHANG Shengdong Mgmt For For For 20 Elect ZHEN Ailan Mgmt For For For 21 Directors' Fees Mgmt For For For 22 Liability Insurance Mgmt For Abstain Against 23 Appointment of Auditor and Authority to Mgmt For For For Set Fees 24 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 25 Authority to Repurchase Shares Mgmt For For For
ITEM 2: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON CONSUMER DISCRETIONARY FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 ABERCROMBIE & FITCH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 06/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Lauren Brisky Mgmt For For For 1.2 Elect Archie Griffin Mgmt For For For 1.3 Elect Allan Tuttle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Majority ShrHoldr Against For Against Vote Standard
ADVANCE AUTO PARTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAP CUSIP 00751Y106 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Brouillard Mgmt For For For 1.2 Elect Lawrence Castellani Mgmt For For For 1.3 Elect Darren Jackson Mgmt For For For 1.4 Elect Nicholas LaHowchic Mgmt For For For 1.5 Elect William Oglesby Mgmt For For For 1.6 Elect Gilbert Ray Mgmt For For For 1.7 Elect Carlos Saladrigas Mgmt For For For 1.8 Elect Francesca Spinelli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AEROPOSTALE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/18/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Julian R. Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AMERICAN AXLE & MANUFACTURING HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS AXL CUSIP 024061103 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Dauch Mgmt For For For 1.2 Elect William Miller II Mgmt For For For 1.3 Elect Larry Switzer Mgmt For For For 2 2008 Long-Term Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
AUTONATION INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AN CUSIP 05329W102 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mike Jackson Mgmt For For For 1.2 Elect Rick Burdick Mgmt For Withhold Against 1.3 Elect William Crowley Mgmt For Withhold Against 1.4 Elect Kim Goodman Mgmt For For For 1.5 Elect Robert Grusky Mgmt For For For 1.6 Elect Michael Maroone Mgmt For For For 1.7 Elect Carlos Migoya Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF THE AUTONATION, INC. 2008 Mgmt For For For EMPLOYEE EQUITY AND INCENTIVE PLAN 4 ADOPTION OF STOCKHOLDER PROPOSAL ShrHoldr Against Against For REGARDING SPECIAL MEETINGS 5 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Executive Compensation
AUTOZONE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZO CUSIP 053332102 12/12/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Charles Elson Mgmt For For For 1.2 Elect Sue Gove Mgmt For For For 1.3 Elect Earl Graves, Jr. Mgmt For For For 1.4 Elect N. Gerry House Mgmt For For For 1.5 Elect J.R. Hyde, III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic Mgmt For For For 1.8 Elect William Rhodes, III Mgmt For For For 1.9 Elect Theodore Ullyot Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BED BATH & BEYOND INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBBY CUSIP 075896100 07/10/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Warren Eisenberg Mgmt For For For 1.2 Elect Stanley Barshay Mgmt For For For 1.3 Elect Patrick Gaston Mgmt For For For 1.4 Elect Victoria Morrison Mgmt For For For 2 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For For LLP 3 SHAREHOLDER PROPOSAL: CLIMATE CHANGE ShrHoldr Against Against For REPORT 4 SHAREHOLDER PROPOSAL: EXECUTIVE ShrHoldr Against For Against COMPENSATION VOTE 5 SHAREHOLDER PROPOSAL: PRODUCT CONTENT ShrHoldr Against Against For REPORT
BEST BUY COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CUSIP 086516101 06/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Bradbury Anderson Mgmt For For For 1.2 Elect Kathy Higgins Victor Mgmt For Withhold Against 1.3 Elect Allen Lenzmeier Mgmt For For For 1.4 Elect Rogelio Rebolledo Mgmt For For For 1.5 Elect Frank Trestman Mgmt For For For 1.6 Elect George Mikan, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF THE BEST BUY CO., INC. 2008 Mgmt For For For EMPLOYEE STOCK PURCHASE PLAN. 4 Adoption of Majority Voting for the Mgmt For For For Election of Directors
BORGWARNER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robin Adams Mgmt For Withhold Against 1.2 Elect David Brown Mgmt For For For 2 Increase in Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For
COACH INC TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/08/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For For For 1.6 Elect Keith Monda Mgmt For For For 1.7 Elect Michael Murphy Mgmt For Withhold Against 1.8 Elect Jide Zeitlin Mgmt For For For
CROCS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CROX CUSIP 227046109 07/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Raymond Croghan Mgmt For For For 1.2 Elect Michael Marks Mgmt For For For 1.3 Elect Richard Sharp Mgmt For For For 2 APPROVAL OF THE CROCS, INC. 2008 CASH Mgmt For For For INCENTIVE PLAN 3 APPROVAL OF THE CROCS, INC. 2007 Mgmt For For For INCENTIVE PLAN 4 APPROVAL OF THE CROCS, INC. 2007 EQUITY Mgmt For Against Against INCENTIVE PLAN 5 Increase Authorized Common Stock Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For
DELL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 12/04/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Donald Carty Mgmt For Withhold Against 1.2 Elect Michael Dell Mgmt For For For 1.3 Elect William Gray, III Mgmt For Withhold Against 1.4 Elect Sallie Krawcheck Mgmt For For For 1.5 Elect A.G. Lafley Mgmt For Withhold Against 1.6 Elect Judy Lewent Mgmt For Withhold Against 1.7 Elect Klaus Luft Mgmt For Withhold Against 1.8 Elect Thomas Luce, III Mgmt For Withhold Against 1.9 Elect Alex Mandl Mgmt For Withhold Against 1.10 Elect Michael Miles Mgmt For Withhold Against 1.11 Elect Samuel Nunn, Jr. Mgmt For Withhold Against 2 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For Against Against
3 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For 2002 LONG-TERM INCENTIVE PLAN 4 EXECUTIVE STOCKOWNERSHIP GUIDELINES ShrHoldr Against Against For 5 DECLARATION OF DIVIDEND ShrHoldr Against Against For
DICKS SPORTING GOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DKS CUSIP 253393102 06/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Edward Stack Mgmt For For For 1.2 Elect Lawrence Schorr Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 APPROVE THE COMPANY S AMENDED AND Mgmt For For For RESTATED 2002 STOCK AND INCENTIVE PLAN.
DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Richard Lesser Mgmt For For For 1.4 Elect Thomas Whiddon Mgmt For For For 1.5 Elect Arnold Barron Mgmt For For For 1.6 Elect Carl Zeithaml Mgmt For For For 1.7 Elect Lemuel Lewis Mgmt For For For 2 APPROVAL OF THE 2005 EMPLOYEE STOCK Mgmt For For For PURCHASE PLAN HOLDING COMPANY AMENDMENT 3 APPROVAL OF THE 2003 EQUITY INCENTIVE Mgmt For For For PLAN HOLDING COMPANY AMENDMENT 4 Amendment to the 2004 Executive Officer Mgmt For For For Equity Plan 5 Reapproval of Performance-Based Mgmt For For For Compensation for the 2003 Equity Incentive Plan 6 Reapproval of Performance-Based Mgmt For For For Compensation for the 2004 Executive Officer Equity Plan 7 RE-APPROVAL OF PERFORMANCE MEASURES AND Mgmt For For For AWARD LIMITS IN THE 2004 EXECUTIVE OFFICER CASH BONUS PLAN 8 APPROVAL OF AMENDMENT TO THE 2004 Mgmt For For For EXECUTIVE OFFICER CASH BONUS PLAN 9 APPROVAL OF AMENDMENT TO THE 2004 Mgmt For For For EXECUTIVE OFFICER EQUITY PLAN 10 Elimination of Supermajority Requirement Mgmt For For For 11 SHAREHOLDER PROPOSAL TO ELIMINATE ShrHoldr Against For Against CLASSIFIED BOARD OF DIRECTORS
ELLIS PERRY INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PERY CUSIP 288853104 06/12/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ronald Buch Mgmt For For For 1.2 Elect Joseph Natoli Mgmt For For For 2 Amendment to the 2005 Long-Term Mgmt For Against Against Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For
FREDS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FRED CUSIP 356108100 06/18/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Michael Hayes Mgmt For For For 1.2 Elect John Eisenman Mgmt For For For 1.3 Elect Roger Knox Mgmt For For For 1.4 Elect Thomas Tashjian Mgmt For Withhold Against 1.5 Elect B. Mary McNabb Mgmt For For For 1.6 Elect Michael McMillan Mgmt For For For 1.7 Elect Bruce Efird Mgmt For For For 2 Ratification of Auditor Mgmt For For For
GAMESTOP CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS GME CUSIP 36467W109 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Leonard Riggio Mgmt For For For 1.2 Elect Stanley Steinberg Mgmt For For For 1.3 Elect Gerald Szczepanski Mgmt For For For 1.4 Elect Lawrence Zilavy Mgmt For For For 2 Amendment to the Supplemental Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
GILDAN ACTIVEWEAR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GIL CUSIP 375916103 01/31/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Re-elect William Anderson Mgmt For For For 1.2 Re-elect Robert Baylis Mgmt For For For 1.3 Re-elect Glenn Chamandy Mgmt For For For 1.4 Re-elect Sheila O'Brien Mgmt For For For 1.5 Re-elect Pierre Robitaille Mgmt For For For 1.6 Re-elect Richard Strubel Mgmt For For For 1.7 Re-elect Gonzalo Valdes-Fauli Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Adopt Shareholder Rights Plan Mgmt For For For
H & R BLOCK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HRB CUSIP 093671105 12/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Eliminate the Classification of the Mgmt For For For Board of Directors
HELEN OF TROY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS HELE CUSIP G4388N106 08/21/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gary Abromovitz Mgmt For Withhold Against 1.2 Elect John Butterworth Mgmt For For For 1.3 Elect Timothy Meeker Mgmt For For For 1.4 Elect Byron Rubin Mgmt For For For 1.5 Elect Gerald Rubin Mgmt For For For 1.6 Elect Stanlee Rubin Mgmt For Withhold Against 1.7 Elect Adolpho Telles Mgmt For For For 1.8 Elect Darren Woody Mgmt For For For 2 Amend Company's Bye-Laws to Institute Mgmt For For For Direct Registration Program 3 Ratification of Auditor Mgmt For For For
HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For For 2 ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For For 3 ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For For 4 ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For For 5 ELECTION OF DIRECTOR: GREGORY D. Mgmt For For For BRENNEMAN 6 ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For For 7 ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For For 8 ELECTION OF DIRECTOR: BRIAN C. CORNELL Mgmt For For For 9 ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For For 10 ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Management Incentive Plan Mgmt For For For 13 Amendment to the Employee Stock Purchase Mgmt For For For Plan
14 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For NONPARTISANSHIP 15 SHAREHOLDER PROPOSAL REGARDING Special ShrHoldr Against Against For SHAREHOLDER MEETINGS 16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT DISCLOSURE 17 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against OFFICER COMPENSATION 18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For PAY-FOR-SUPERIOR PERFORMANCE
HONDA MOTOR COMPANY LIMITED - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS HMC CUSIP 438128308 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 DISTRIBUTION OF DIVIDENDS Mgmt For For For 2.1 Elect Mr. Aoki Mgmt For For For 2.2 Elect Mr. Fukui Mgmt For For For 2.3 Elect Mr. Kondou Mgmt For For For 2.4 Elect Mr. Hyougo Mgmt For For For 2.5 Elect Mr. Yoshimi Mgmt For For For 2.6 Elect Mr. Ito Mgmt For For For 2.7 Elect Mr. Kato Mgmt For For For 2.8 Elect Mr. Takano Mgmt For For For 2.9 Elect Mr. Takagi Mgmt For For For 2.10 Elect Mr. Iwamura Mgmt For For For 2.11 Elect Mr. Ohyama Mgmt For For For 2.12 Elect Mr. Ike Mgmt For For For 2.13 Elect Mr. Kishi Mgmt For For For 2.14 Elect Mr. Hogen Mgmt For For For 2.15 Elect Mr. Yoshino Mgmt For For For 2.16 Elect Mr. Minekawa Mgmt For For For 2.17 Elect Mr. Hamada Mgmt For For For 2.18 Elect Mr. Yamashita Mgmt For For For 2.19 Elect Mr. Soda Mgmt For For For 2.20 Elect Mr. Yamada Mgmt For For For 2.21 Elect Mr. Hojo Mgmt For For For 3 ELECTION OF CORPORATE AUDITOR: FUMIHIKO Mgmt For For For SAITO 4 ELECTION OF CORPORATE AUDITOR: TORU ONDA Mgmt For For For 5 Bonuses for Directors and Statutory Mgmt For For For Auditors 6 Retirement Allowances and Special Mgmt For Against Against Allowances 7 Directors' and Statutory Auditors' Fees Mgmt For For For 8 PARTIAL AMENDMENT TO THE ARTICLES OF Mgmt For For For INCORPORATION
ICONIX BRAND GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 451055107 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Neil Cole Mgmt For For For 1.2 Elect Barry Emanuel Mgmt For For For 1.3 Elect Steven Mendelow Mgmt For For For 1.4 Elect Drew Cohen Mgmt For Withhold Against 1.5 Elect F. Peter Cuneo Mgmt For For For 1.6 Elect Mark Friedman Mgmt For For For 1.7 Elect James A. Marcum Mgmt For For For 2 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For Against Against 2006 EQUITY INCENTIVE PLAN 3 TO APPROVE THE COMPANY S EXECUTIVE Mgmt For For For INCENTIVE BONUS PLAN 4 Ratification of Auditor Mgmt For For For
JARDEN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 06/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Heckmann Mgmt For Withhold Against 1.2 Elect Douglas Huemme Mgmt For For For 1.3 Elect Irwin Simon Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
JOHNSON CONTROLS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For AS INDEPENDENT AUDITORS FOR 2008.
KB HOME TICKER SECURITY ID: MEETING DATE MEETING STATUS KBH CUSIP 48666K109 04/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: STEPHEN F. Mgmt For For For BOLLENBACH 2 ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM Mgmt For Against Against 3 ELECTION OF DIRECTOR: J. TERRENCE LANNI Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against EXECUTIVE COMPENSATION. 6 Shareholder Proposal Regarding Executive ShrHoldr Against For Against Severance Agreements
KOHLS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For For 2 ELECTION OF DIRECTOR: WAYNE EMBRY Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN F. HERMA Mgmt For For For 4 ELECTION OF DIRECTOR: WILLIAM S. KELLOGG Mgmt For For For 5 ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For For 6 ELECTION OF DIRECTOR: R. LAWRENCE Mgmt For For For MONTGOMERY 7 ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For For 8 ELECTION OF DIRECTOR: PETER M. Mgmt For Against Against SOMMERHAUSER 9 ELECTION OF DIRECTOR: STEPHANIE A. Mgmt For For For STREETER 10 ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 SHAREHOLDER PROPOSAL REGARDING THE ShrHoldr Against For Against ELECTION OF DIRECTORS. 13 SHAREHOLDER PROPOSAL REGARDING AN ShrHoldr Against Against For EXECUTIVE COMPENSATION PLAN.
LKQ CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LKQX CUSIP 501889208 05/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect A. Clinton Allen Mgmt For For For 1.2 Elect Robert Devlin Mgmt For Withhold Against 1.3 Elect Donald Flynn Mgmt For For For 1.4 Elect Kevin Flynn Mgmt For Withhold Against 1.5 Elect Ronald Foster Mgmt For For For 1.6 Elect Joseph Holsten Mgmt For For For 1.7 Elect Richard Keister Mgmt For For For 1.8 Elect Paul Meister Mgmt For For For 1.9 Elect John O'Brien Mgmt For For For 1.10 Elect William Webster, IV Mgmt For For For 2 Ratification of Auditor Mgmt For For For
LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Ingram Mgmt For Withhold Against 1.2 Elect Robert Johnson Mgmt For For For 1.3 Elect Richard Lochridge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against SUPERMAJORITY VOTE REQUIREMENTS. 5 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against Against For COMPENSATION PLAN.
MACY S INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For Withhold Against 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Karl von der Heyden Mgmt For For For 1.10 Elect Craig Weatherup Mgmt For Withhold Against 1.11 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MATSUSHITA ELECTRIC IND. (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS MC CUSIP 576879209 06/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 TO PARTIALLY AMEND THE ARTICLES OF Mgmt For For For INCORPORATION 2.1 Elect Mr. Nakamura Mgmt For Withhold Against 2.2 Elect Mr. Masayuki Matsushita Mgmt For For For 2.3 Elect Mr. Otsubo Mgmt For For For 2.4 Elect Mr. Koike Mgmt For For For 2.5 Elect Mr. Ushimaru Mgmt For For For 2.6 Elect Mr. Kitadai Mgmt For For For 2.7 Elect Mr. Sakamoto Mgmt For For For 2.8 Elect Mr. Mori Mgmt For For For 2.9 Elect Mr. Fukushima Mgmt For For For 2.10 Elect Mr. Katsura Mgmt For For For 2.11 Elect Mr. Esaka Mgmt For For For 2.12 Elect Mr. Otsuki Mgmt For For For 2.13 Elect Mr. Kashima Mgmt For For For 2.14 Elect Mr. Uno Mgmt For For For 2.15 Elect Mr. Otsuru Mgmt For For For 2.16 Elect Mr. Uenoyama Mgmt For For For 2.17 Elect Mr. Masaharu Matsushita Mgmt For For For 2.18 Elect Mr. Oku Mgmt For For For 2.19 Elect Mr. Harada Mgmt For For For 3 TO ELECT IKUO HATA AS CORPORATE AUDITOR Mgmt For For For 4 TO ELECT MASAHIRO SEYAMA* AS CORPORATE Mgmt For For For AUDITOR
MOHAWK INDUSTRIES TICKER SECURITY ID: MEETING DATE MEETING STATUS MHK CUSIP 608190104 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Fiedler Mgmt For For For 1.2 Elect Jeffrey Lorberbaum Mgmt For For For 1.3 Elect Robert Pokelwaldt Mgmt For For For
NIKE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NKE CUSIP 654106103 09/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Connors Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect Jeanne Jackson Mgmt For For For 2 Amendment to the Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
NISSAN MOTOR CO LTD - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS NSANY CUSIP 654744408 06/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROPRIATION OF RETAINED EARNINGS FOR Mgmt For For For THE 109TH FISCAL YEAR 2 Stock Option Plan Mgmt For For For 3 ELECTION OF STATUTORY AUDITOR: MASAHIKO Mgmt For Against Against AOKI 4 ELECTION OF STATUTORY AUDITOR: TAKEMOTO Mgmt For For For OHTO 5 PAYMENT OF BONUSES TO THE DIRECTORS Mgmt For For For 6 REVISION OF THE REMUNERATION FOR Mgmt For Against Against DIRECTORS
NORDSTROM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For For 2 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For For JR. 3 ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For For 4 ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For For 5 ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For For 6 ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For For 7 ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For For 8 ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For For 9 ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For For 10 Ratification of Auditor Mgmt For For For
O'REILLY AUTOMOTIVE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 686091109 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect David O'Reilly Mgmt For For For 1.2 Elect Jay Burchfield Mgmt For For For 1.3 Elect Paul Lederer Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For For YOUNG, LLP AS INDEPENDENT AUDITORS.
OXFORD INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS OXM CUSIP 691497309 06/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CECIL D. CONLEE Mgmt For For For 2 ELECTION OF DIRECTOR: J. REESE LANIER Mgmt For For For 3 ELECTION OF DIRECTOR: DENNIS M. LOVE Mgmt For For For 4 Amendment to the Executive Performance Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
PENNEY JC COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JCP CUSIP 708160106 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: C.C BARRETT Mgmt For Against Against 2 ELECTION OF DIRECTOR: M.A. BURNS Mgmt For For For 3 ELECTION OF DIRECTOR: M.K. CLARK Mgmt For Against Against 4 ELECTION OF DIRECTOR: T.J. ENGIBOUS Mgmt For For For 5 ELECTION OF DIRECTOR: K.B. FOSTER Mgmt For For For 6 ELECTION OF DIRECTOR: K.C. HICKS Mgmt For For For 7 ELECTION OF DIRECTOR: L.H. ROBERTS Mgmt For For For 8 ELECTION OF DIRECTOR: J.G. TERUEL Mgmt For For For 9 ELECTION OF DIRECTOR: M.E. ULLMAN III Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Executive ShrHoldr Against For Against Severance Agreements
PULTE HOMES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PHM CUSIP 745867101 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Wolford Mgmt For For For 1.2 Elect Cheryl Grise Mgmt For For For 1.3 Elect William Smith Mgmt For Withhold Against 1.4 Elect Brian Anderson Mgmt For Withhold Against 1.5 Elect Patrick O'Leary Mgmt For Withhold Against 2 2008 Senior Management Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Majority ShrHoldr Against For Against Voting for Election of Directors 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board 6 A SHAREHOLDER PROPOSAL REGARDING THE USE ShrHoldr Against For Against OF PERFORMANCE-BASED OPTIONS. 7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation 8 A SHAREHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For REPORT REGARDING CLIMATE CHANGE. 9 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of a Compliance Committee
RENT A CENTRE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RCII CUSIP 76009N100 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mark Speese Mgmt For For For 1.2 Elect Jeffrey Jackson Mgmt For For For 1.3 Elect Leonard Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ROSS STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ROST CUSIP 778296103 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Stuart Moldaw Mgmt For Withhold Against 1.2 Elect George Orban Mgmt For For For 1.3 Elect Donald Seiler Mgmt For For For 2 TO APPROVE ADOPTION OF THE ROSS STORES, Mgmt For For For INC. 2008 EQUITY INCENTIVE PLAN. 3 Ratification of Auditor Mgmt For For For
SHANDA INTERACTIVE ENTERTAINMENT LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS SNDA CUSIP 81941Q203 12/18/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For TIANQIAO CHEN 2 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For DANIAN CHEN 3 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For QIANQIAN LUO 4 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For JINGSHENG HUANG 5 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For CHENGYU XIONG 6 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For BRUNO WU 7 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For JUN TANG 8 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For QUNZHAO TAN 9 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For GRACE WU
SONY CORPORATION - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS SNE CUSIP 835699307 06/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Howard Stringer Mgmt For For For 1.2 Elect Mr. Chubachi Mgmt For For For 1.3 Elect Mr. Ihara Mgmt For For For 1.4 Elect Mr. Kobayashi Mgmt For For For 1.5 Elect Ms. Tachibana Mgmt For For For 1.6 Elect Mr. Miyauchi Mgmt For Withhold Against 1.7 Elect Mr. Yamauchi Mgmt For For For 1.8 Elect Peter Bonfield Mgmt For For For 1.9 Elect Mr. Sumida Mgmt For For For 1.10 Elect Mr. Cho Mgmt For For For 1.11 Elect Mr. Yasuda Mgmt For For For 1.12 Elect Mr. Uchinaga Mgmt For For For 1.13 Elect Mr. Yahagi Mgmt For For For 1.14 Elect Tsun-yan Hsieh Mgmt For For For 1.15 Elect Roland Hernandez Mgmt For For For 2 Stock Option Plan Mgmt For Against Against 3 Shareholder Proposal Regarding Mgmt Against For Against Compensation Disclosure
STAPLES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For For 2 ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt For For For 3 ELECTION OF DIRECTOR: MARY ELIZABETH Mgmt For For For BURTON 4 ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For For 5 ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For For 6 ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For For 7 ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For For 8 ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For For 9 ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For For 10 ELECTION OF DIRECTOR: MARTIN TRUST Mgmt For For For 11 ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For For 12 ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For For 13 Elimination of Supermajority Requirement Mgmt For For For 14 Executive Officer Incentive Plan Mgmt For For For 15 Amendment to the 2004 Stock Incentive Mgmt For Against Against Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding the Right ShrHoldr Against Against For to Call a Special Meeting
SYSCO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYY CUSIP 871829107 11/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect John Cassaday Mgmt For For For 2 Elect Manuel Fernandez Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 TO APPROVE THE 2007 STOCK INCENTIVE PLAN. Mgmt For For For 5 Amendment to the 1974 Employees' Stock Mgmt For For For Purchase Plan 6 Ratification of Auditor Mgmt For For For
TARGET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For For 2 ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For For 3 ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For For 4 ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For For 5 Ratification of Auditor Mgmt For For For
TENNECO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN CUSIP 880349105 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CHARLES W. CRAMB Mgmt For Against Against 2 ELECTION OF DIRECTOR: DENNIS J. LETHAM Mgmt For Against Against 3 ELECTION OF DIRECTOR: FRANK E. MACHER Mgmt For Against Against 4 ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For For 5 ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Mgmt For For For 6 ELECTION OF DIRECTOR: GREGG M. SHERRILL Mgmt For For For 7 ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For For 8 ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Mgmt For Against Against 9 ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For
THE RYLAND GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RYL CUSIP 783764103 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect R. Chad Dreier Mgmt For For For 1.2 Elect Leslie Frecon Mgmt For For For 1.3 Elect William Jews Mgmt For Withhold Against 1.4 Elect Roland Hernandez Mgmt For Withhold Against 1.5 Elect Ned Mansour Mgmt For For For 1.6 Elect Robert Mellor Mgmt For Withhold Against 1.7 Elect Norman Metcalfe Mgmt For Withhold Against 1.8 Elect Charlotte St. Martin Mgmt For Withhold Against 2 APPROVAL OF THE RYLAND GROUP, INC. 2008 Mgmt For For For EQUITY INCENTIVE PLAN. 3 Amendment to the Senior Executive Mgmt For For For Performance Plan 4 Amendment to the TRG Incentive Plan Mgmt For For For 5 Amendment to the Performance Award Mgmt For For For Program 6 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emissions 7 Ratification of Auditor Mgmt For For For
TJX COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jose Alvarez Mgmt For For For 1.2 Elect Alan Bennett Mgmt For For For 1.3 Elect David Brandon Mgmt For Withhold Against 1.4 Elect Bernard Cammarata Mgmt For For For 1.5 Elect David Ching Mgmt For For For 1.6 Elect Michael Hines Mgmt For For For 1.7 Elect Amy Lane Mgmt For For For 1.8 Elect Carol Meyrowitz Mgmt For For For 1.9 Elect John O'Brien Mgmt For For For 1.10 Elect Robert Shapiro Mgmt For For For 1.11 Elect Willow Shire Mgmt For Withhold Against 1.12 Elect Fletcher Wiley Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP. 3 SHAREHOLDER PROPOSAL REGARDING ELECTION ShrHoldr Against For Against OF DIRECTORS BY MAJORITY VOTE. 4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For IMPLEMENTATION OF THE MACBRIDE PRINCIPLES.
TRACTOR SUPPLY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TSCO CUSIP 892356106 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Wright Mgmt For For For 1.2 Elect Johnston Adams Mgmt For For For 1.3 Elect William Bass Mgmt For For For 1.4 Elect Jack Bingleman Mgmt For For For 1.5 Elect S.P. Braud Mgmt For For For 1.6 Elect Richard Frost Mgmt For For For 1.7 Elect Cynthia Jamison Mgmt For For For 1.8 Elect Gerard Jones Mgmt For For For 1.9 Elect George MacKenzie Mgmt For For For 1.10 Elect Edna Morris Mgmt For For For 2 Ratification of Auditor Mgmt For For For
TUPPERWARE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TUP CUSIP 899896104 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CATHERINE A. Mgmt For For For BERTINI 2 ELECTION OF DIRECTOR: CLIFFORD J. GRUM Mgmt For For For 3 ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Mgmt For For For 4 ELECTION OF DIRECTOR: ROBERT M. MURRAY Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Repeal of Classified Board Mgmt For For For
URBAN OUTFITTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS URBN CUSIP 917047102 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Hayne Mgmt For For For 1.2 Elect Scott Belair Mgmt For For For 1.3 Elect Harry Cherken, Jr. Mgmt For Withhold Against 1.4 Elect Joel Lawson III Mgmt For Withhold Against 1.5 Elect Robert Strouse Mgmt For Withhold Against 1.6 Elect Glen Senk Mgmt For For For 2 TO APPROVE THE URBAN OUTFITTERS 2008 Mgmt For Against Against STOCK INCENTIVE PLAN. 3 TO CONSIDER A SHAREHOLDER PROPOSAL. ShrHoldr Against Against For
VF CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mackey McDonald Mgmt For For For 1.2 Elect Barbara Feigin Mgmt For For For 1.3 Elect Juan de Bedout Mgmt For For For 1.4 Elect Ursula Fairbairn Mgmt For For For 1.5 Elect Eric Wiseman Mgmt For For For 2 Amendment to the Executive Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
WHIRLPOOL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WHR CUSIP 963320106 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: HERMAN CAIN Mgmt For For For 2 ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For For 3 ELECTION OF DIRECTOR: MILES L. MARSH Mgmt For For For 4 ELECTION OF DIRECTOR: PAUL G. STERN Mgmt For Against Against 5 STOCKHOLDER PROPOSAL TO ELECT EACH ShrHoldr Against For Against DIRECTOR ANNUALLY. 6 Shareholder Proposal Regarding ShrHoldr Against For Against Eliminating Supermajority Provisions
ITEM 3: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON CORE EQUITY FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 AAR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIR CUSIP 000361105 10/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Norman Bobins Mgmt For For For 1.2 Elect Gerald Fitzgerald, Jr. Mgmt For Withhold Against 1.3 Elect James Goodwin Mgmt For Withhold Against 1.4 Elect Marc Walfish Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
AFLAC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Daniel Amos Mgmt For For For 1.2 Elect John Amos II Mgmt For For For 1.3 Elect Paul Amos II Mgmt For For For 1.4 Elect Yoshiro Aoki Mgmt For For For 1.5 Elect Michael Armacost Mgmt For For For 1.6 Elect Kriss Cloninger III Mgmt For Withhold Against 1.7 Elect Joe Harris Mgmt For For For 1.8 Elect Elizabeth Hudson Mgmt For For For 1.9 Elect Kenneth Janke, Sr. Mgmt For Withhold Against 1.10 Elect Douglas Johnson Mgmt For For For 1.11 Elect Robert Johnson Mgmt For For For 1.12 Elect Charles Knapp Mgmt For For For 1.13 Elect E. Stephen Purdom Mgmt For For For 1.14 Elect Barbara Rimer Mgmt For For For 1.15 Elect Marvin Schuster Mgmt For For For 1.16 Elect David Thompson Mgmt For For For 1.17 Elect Robert Wright Mgmt For For For 2 Increase in Authorized Shares Mgmt For For For 3 2009 Management Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For
ALLEGHENY ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AYE CUSIP 017361106 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect H. Furlong Baldwin Mgmt For For For 1.2 Elect Eleanor Baum Mgmt For For For 1.3 Elect Paul Evanson Mgmt For For For 1.4 Elect Cyrus Freidheim, Jr. Mgmt For For For 1.5 Elect Julia Johnson Mgmt For For For 1.6 Elect Ted Kleisner Mgmt For For For 1.7 Elect Christopher Pappas Mgmt For For For 1.8 Elect Steven Rice Mgmt For For For 1.9 Elect Gunnar Sarsten Mgmt For For For
1.10 Elect Michael Sutton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2008 Long-Term Incentive Plan Mgmt For For For 4 STOCKHOLDER PROPOSAL RELATING TO A ShrHoldr Against For Against SHAREHOLDER SAY ON EXECUTIVE PAY.
AMEDISYS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMED CUSIP 023436108 06/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William F. Borne Mgmt For For For 1.2 Elect Ronald A. LaBorde Mgmt For For For 1.3 Elect Jake L. Netterville Mgmt For Withhold Against 1.4 Elect David R. Pitts Mgmt For Withhold Against 1.5 Elect Peter F. Ricchiuti Mgmt For For For 1.6 Elect Donald Washburn Mgmt For For For 2 2008 Omnibus Incentive Compensation Plan Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
AMERICA MOVIL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS AMX CUSIP 02364W105 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors (Series L) Mgmt For Abstain Against 2 Election of Meeting Delegates (Special Mgmt For For For Meeting)
AMERICAN RAILCAR INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARII CUSIP 02916P103 06/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Carl Icahn Mgmt For Withhold Against 1.2 Elect James Unger Mgmt For For For 1.3 Elect Vincent Intrieri Mgmt For Withhold Against 1.4 Elect Peter Shea Mgmt For For For 1.5 Elect James Laisure Mgmt For For For 1.6 Elect James Pontious Mgmt For For For 1.7 Elect Harold First Mgmt For Withhold Against 1.8 Elect Brett Icahn Mgmt For For For 1.9 Elect Hunter Gary Mgmt For For For
AMPHENOL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ronald Badie Mgmt For Withhold Against 1.2 Elect Dean Secord Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Option Plan Mgmt For For For for Directors
APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 03/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For Withhold Against 1.7 Elect Eric Schmidt Mgmt For For For 1.8 Elect Jerome York Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Executive Compensation 4 Shareholder Proposal Regarding a Board ShrHoldr Against Against For Committee on Sustainability
ARBOR REALTY TRUST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ABR CUSIP 038923108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ivan Kaufman Mgmt For Withhold Against 1.2 Elect C. Michael Kojaian Mgmt For For For 1.3 Elect Melvin Lazar Mgmt For For For 2 Amendment to the 2003 Omnibus Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
ARCELORMITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS MT CUSIP 03938L104 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROVAL OF THE ANNUAL ACCOUNTS FOR THE Mgmt For For For 2007 FINANCIAL YEAR 2 Consolidated Accounts and Reports Mgmt For For For 3 Directors' Fees Mgmt For For For 4 ALLOCATION OF RESULTS AND DETERMINATION Mgmt For For For OF THE DIVIDEND 5 DISCHARGE OF THE DIRECTORS Mgmt For For For 6 STATUTORY ELECTIONS OF FOUR (4) DIRECTORS Mgmt For For For
7 ELECTION OF LEWIS B. KADEN AS MEMBER OF Mgmt For For For THE BOARD OF DIRECTORS 8 ELECTION OF IGNACIO FERNANDEZ TOXO AS Mgmt For For For MEMBER OF THE BOARD OF DIRECTORS 9 ELECTION OF ANTOINE SPILLMANN AS MEMBER Mgmt For For For OF THE BOARD OF DIRECTORS 10 ELECTION OF MALAY MUKHERJEE AS MEMBER OF Mgmt For For For THE BOARD OF DIRECTORS 11 Authority to Repurchase Shares Mgmt For For For 12 APPOINTMENT OF DELOITTE SA AS Mgmt For For For INDEPENDENT COMPANY AUDITOR 13 Stock Option Plan Mgmt For For For 14 Employee Share Purchase Plan Mgmt For For For 15 Authority to Increase Authorized Capital Mgmt For For For
ARKANSAS BEST CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABFS CUSIP 040790107 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Davidson Mgmt For For For 1.2 Elect William Legg Mgmt For Withhold Against 1.3 Elect Alan Zakon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Abstain For Against Classified Board
AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 00206R102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For STEPHENSON 2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For ALDINGER III 3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For 4 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For 6 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For 8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For 9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For 10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For 11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
12 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For 13 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For TYSON 14 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For 15 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS. 16 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For 17 PENSION CREDIT POLICY. ShrHoldr Against For Against 18 LEAD INDEPENDENT DIRECTOR BYLAW. ShrHoldr Against For Against 19 SERP POLICY ShrHoldr Against Against For 20 ADVISORY VOTE ON COMPENSATION ShrHoldr Against For Against
ATWOOD OCEANICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ATW CUSIP 050095108 02/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Deborah Beck Mgmt For For For 1.2 Elect George Dotson Mgmt For For For 1.3 Elect John Irwin Mgmt For For For 1.4 Elect Robert Burgess Mgmt For For For 1.5 Elect Hans Helmerich Mgmt For For For 1.6 Elect James Montague Mgmt For For For 2 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 3 Increase in Authorized Common Stock Mgmt For For For 4 Early Election to the Texas Business Mgmt For For For Organization Code
AUTOZONE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZO CUSIP 053332102 12/12/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Charles Elson Mgmt For For For 1.2 Elect Sue Gove Mgmt For For For 1.3 Elect Earl Graves, Jr. Mgmt For For For 1.4 Elect N. Gerry House Mgmt For For For 1.5 Elect J.R. Hyde, III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic Mgmt For For For 1.8 Elect William Rhodes, III Mgmt For For For 1.9 Elect Theodore Ullyot Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AVNET INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/08/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Lawrence Clarkson Mgmt For For For
1.4 Elect Ehud Houminer Mgmt For For For 1.5 Elect James Lawrence Mgmt For For For 1.6 Elect Frank Noonan Mgmt For For For 1.7 Elect Ray Robinson Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 REAPPROVAL OF THE AVNET, INC. EXECUTIVE Mgmt For For For INCENTIVE PLAN. 3 Ratification of Auditor Mgmt For For For
BALL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect George Smart Mgmt For For For 1.3 Elect Theodore Solso Mgmt For For For 1.4 Elect Stuart Taylor II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassifying the Board
BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For 2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, Mgmt For For For SR. 3 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For 4 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For 5 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For 6 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For 7 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For 8 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For 9 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For 10 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For 11 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For MITCHELL 12 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For 13 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, Mgmt For For For JR. 14 ELECTION OF DIRECTOR: MEREDITH R. Mgmt For For For SPANGLER 15 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For 16 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
17 RATIFICATION OF THE INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 18 STOCKHOLDER PROPOSAL - STOCK OPTIONS ShrHoldr Against Against For 19 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON ShrHoldr Against For Against EXEC COMP 20 STOCKHOLDER PROPOSAL - DETERMINATION OF ShrHoldr Against Against For CEO COMP 21 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against For Against 22 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against For Against CHAIRMAN 23 STOCKHOLDER PROPOSAL - Special ShrHoldr Against For Against SHAREHOLDER MEETINGS 24 STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES ShrHoldr Against Against For 25 STOCKHOLDER PROPOSAL - HUMAN RIGHTS ShrHoldr Against Against For
BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frank Biondi, Jr. Mgmt For For For 1.2 Elect Ruth Bruch Mgmt For For For 1.3 Elect Nicholas Donofrio Mgmt For For For 1.4 Elect Steven Elliot Mgmt For For For 1.5 Elect Gerald Hassell Mgmt For For For 1.6 Elect Edmund Kelly Mgmt For For For 1.7 Elect Robert Kelly Mgmt For For For 1.8 Elect Richard Kogan Mgmt For For For 1.9 Elect Michael Kowalski Mgmt For For For 1.10 Elect John Luke, Jr. Mgmt For Withhold Against 1.11 Elect Robert Mehrabian Mgmt For For For 1.12 Elect Mark Nordenberg Mgmt For For For 1.13 Elect Catherine Rein Mgmt For For For 1.14 Elect Thomas Renyi Mgmt For For For 1.15 Elect William Richardson Mgmt For For For 1.16 Elect Samuel Scott III Mgmt For For For 1.17 Elect John Surma Mgmt For For For 1.18 Elect Wesley von Schack Mgmt For For For 2 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For LONG-TERM INCENTIVE PLAN. 3 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For EMPLOYEE STOCK PURCHASE PLAN. 4 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For EXECUTIVE INCENTIVE COMPENSATION PLAN. 5 Ratification of Auditor Mgmt For For For 6 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHoldr Against For Against CUMULATIVE VOTING. 7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation
BB & T CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBT CUSIP 054937107 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Allison IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect Anna Cablik Mgmt For Withhold Against 1.4 Elect Nelle Chilton Mgmt For For For 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect Tom Efird Mgmt For For For 1.7 Elect Barry Fitzpatrick Mgmt For For For 1.8 Elect L. Vincent Hackley Mgmt For For For 1.9 Elect Jane Helm Mgmt For For For 1.10 Elect John Howe III Mgmt For For For 1.11 Elect James Maynard Mgmt For For For 1.12 Elect Albert McCauley Mgmt For For For 1.13 Elect J. Holmes Morrison Mgmt For For For 1.14 Elect Nido Qubein Mgmt For Withhold Against 1.15 Elect Thomas Thompson Mgmt For For For 1.16 Elect Stephen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BORGWARNER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robin Adams Mgmt For Withhold Against 1.2 Elect David Brown Mgmt For For For 2 Increase in Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For
BURLINGTON NORTHERN SANTA FE CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS BNI CUSIP 12189T104 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For For 2 ELECTION OF DIRECTOR: D.G. COOK Mgmt For For For 3 ELECTION OF DIRECTOR: V.S. MARTINEZ Mgmt For Against Against 4 ELECTION OF DIRECTOR: M.F. RACICOT Mgmt For For For 5 ELECTION OF DIRECTOR: R.S. ROBERTS Mgmt For For For 6 ELECTION OF DIRECTOR: M.K. ROSE Mgmt For For For 7 ELECTION OF DIRECTOR: M.J. SHAPIRO Mgmt For For For 8 ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For For 9 ELECTION OF DIRECTOR: R.H. WEST Mgmt For For For 10 ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For For 11 ELECTION OF DIRECTOR: E.E. WHITACRE, JR. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 PROPOSAL REGARDING SAY ON EXECUTIVE PAY. ShrHoldr Against For Against
CAMERON INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Peter Fluor Mgmt For Withhold Against 1.2 Elect Jack Moore Mgmt For For For 1.3 Elect David Ross III Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
CAMERON INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 12/07/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Increase Authorized Shares of Common Mgmt For For For Stock
CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For Against Against 2 ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For Against Against 3 ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Associate Stock Mgmt For For For Purchase Plan 6 STOCKHOLDER PROPOSAL: STOCKHOLDER ShrHoldr Against For Against ADVISORY VOTE ON EXECUTIVE COMPENSATION.
CASH AMERICAN INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CSH CUSIP 14754D100 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Daniel Berce Mgmt For For For 1.2 Elect Jack Daugherty Mgmt For For For 1.3 Elect A.R. Dike Mgmt For For For 1.4 Elect Daniel Feehan Mgmt For For For 1.5 Elect James Graves Mgmt For For For 1.6 Elect B.D. Hunter Mgmt For For For 1.7 Elect Timothy McKibben Mgmt For For For 1.8 Elect Alfred Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For ANTI-PREDATORY LENDING POLICIES.
CHEVRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For For 2 ELECTION OF DIRECTOR: L.F. DEILY Mgmt For Against Against 3 ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For For 4 ELECTION OF DIRECTOR: R.J. EATON Mgmt For For For 5 ELECTION OF DIRECTOR: S. GINN Mgmt For For For 6 ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For For 7 ELECTION OF DIRECTOR: J.L. JONES Mgmt For For For 8 ELECTION OF DIRECTOR: S. NUNN Mgmt For For For 9 ELECTION OF DIRECTOR: D.J. O REILLY Mgmt For For For 10 ELECTION OF DIRECTOR: D.B. RICE Mgmt For For For 11 ELECTION OF DIRECTOR: P.J. ROBERTSON Mgmt For For For 12 ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For For 13 ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For For 14 ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For For 15 ELECTION OF DIRECTOR: C. WARE Mgmt For For For 16 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM 17 Increase in Authorized Common Stock Mgmt For For For 18 ADOPT POLICY TO SEPARATE THE ShrHoldr Against For Against CEO/CHAIRMAN POSITIONS 19 ADOPT POLICY AND REPORT ON HUMAN RIGHTS ShrHoldr Against Against For 20 REPORT ON ENVIRONMENTAL IMPACT OF ShrHoldr Against Against For CANADIAN OIL SANDS OPERATIONS 21 ADOPT GOALS AND REPORT ON GREENHOUSE GAS ShrHoldr Against Against For EMISSIONS 22 REVIEW AND REPORT ON GUIDELINES FOR ShrHoldr Against Against For COUNTRY SELECTION 23 REPORT ON HOST COUNTRY LAWS ShrHoldr Against Against For
CHINA MOBILE (HONG KONG) LTD- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS CHL CUSIP 16941M109 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 TO DECLARE AN ORDINARY FINAL DIVIDEND Mgmt For For For FOR THE YEAR ENDED 31 DECEMBER 2007. 3 TO DECLARE A SPECIAL FINAL DIVIDEND FOR Mgmt For For For THE YEAR ENDED 31 DECEMBER 2007. 4 TO RE-ELECT LU XIANGDONG AS A DIRECTOR. Mgmt For For For 5 TO RE-ELECT XUE TAOHAI AS A DIRECTOR. Mgmt For For For 6 TO RE-ELECT HUANG WENLIN AS A DIRECTOR. Mgmt For For For 7 TO RE-ELECT XIN FANFEI AS A DIRECTOR. Mgmt For For For 8 TO RE-ELECT LO KA SHUI AS A DIRECTOR. Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
CHURCH & DWIGHT COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CHD CUSIP 171340102 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Craigie Mgmt For For For 1.2 Elect Robert Davies, III Mgmt For For For 1.3 Elect Rosina Dixon Mgmt For For For 1.4 Elect Robert LeBlanc Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 APPROVAL OF THE CHURCH & DWIGHT CO., Mgmt For For For INC. OMNIBUS EQUITY COMPENSATION PLAN. 4 Ratification of Auditor Mgmt For For For
CVS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVS CUSIP 126650100 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For For 2 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For For 3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For Against Against 4 ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For For WILLIAMS 5 ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. JOYCE Mgmt For For For 7 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For For 8 ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For For 9 ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For For 10 ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Mgmt For For For 11 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For 12 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 STOCKHOLDER PROPOSAL REGARDING Special ShrHoldr Against Against For SHAREHOLDER MEETINGS. 15 STOCKHOLDER PROPOSAL REGARDING TAX ShrHoldr Against For Against GROSS-UP PAYMENTS. 16 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against For Against CONTRIBUTIONS AND EXPENDITURES.
DELL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 12/04/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Donald Carty Mgmt For Withhold Against 1.2 Elect Michael Dell Mgmt For For For 1.3 Elect William Gray, III Mgmt For Withhold Against 1.4 Elect Sallie Krawcheck Mgmt For For For 1.5 Elect A.G. Lafley Mgmt For Withhold Against 1.6 Elect Judy Lewent Mgmt For Withhold Against 1.7 Elect Klaus Luft Mgmt For Withhold Against 1.8 Elect Thomas Luce, III Mgmt For Withhold Against 1.9 Elect Alex Mandl Mgmt For Withhold Against 1.10 Elect Michael Miles Mgmt For Withhold Against 1.11 Elect Samuel Nunn, Jr. Mgmt For Withhold Against 2 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For Against Against 3 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For 2002 LONG-TERM INCENTIVE PLAN 4 EXECUTIVE STOCKOWNERSHIP GUIDELINES ShrHoldr Against Against For 5 DECLARATION OF DIVIDEND ShrHoldr Against Against For
DIAMOND OFFSHORE DRILLING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DO CUSIP 25271C102 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Tisch Mgmt For For For 1.2 Elect Lawrence Dickerson Mgmt For Withhold Against 1.3 Elect John Bolton Mgmt For For For 1.4 Elect Charles Fabrikant Mgmt For Withhold Against 1.5 Elect Paul Gaffney, II Mgmt For For For 1.6 Elect Herbert Hofmann Mgmt For For For 1.7 Elect Arthur Rebell Mgmt For For For 1.8 Elect Raymond Troubh Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Richard Lesser Mgmt For For For 1.4 Elect Thomas Whiddon Mgmt For For For 1.5 Elect Arnold Barron Mgmt For For For 1.6 Elect Carl Zeithaml Mgmt For For For 1.7 Elect Lemuel Lewis Mgmt For For For 2 APPROVAL OF THE 2005 EMPLOYEE STOCK Mgmt For For For PURCHASE PLAN HOLDING COMPANY AMENDMENT 3 APPROVAL OF THE 2003 EQUITY INCENTIVE Mgmt For For For PLAN HOLDING COMPANY AMENDMENT 4 Amendment to the 2004 Executive Officer Mgmt For For For Equity Plan 5 Reapproval of Performance-Based Mgmt For For For Compensation for the 2003 Equity Incentive Plan 6 Reapproval of Performance-Based Mgmt For For For Compensation for the 2004 Executive Officer Equity Plan 7 RE-APPROVAL OF PERFORMANCE MEASURES AND Mgmt For For For AWARD LIMITS IN THE 2004 EXECUTIVE OFFICER CASH BONUS PLAN 8 APPROVAL OF AMENDMENT TO THE 2004 Mgmt For For For EXECUTIVE OFFICER CASH BONUS PLAN 9 APPROVAL OF AMENDMENT TO THE 2004 Mgmt For For For EXECUTIVE OFFICER EQUITY PLAN 10 Elimination of Supermajority Requirement Mgmt For For For 11 SHAREHOLDER PROPOSAL TO ELIMINATE ShrHoldr Against For Against CLASSIFIED BOARD OF DIRECTORS
DOMINION RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS D CUSIP 25746U109 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PETER W. BROWN Mgmt For For For 2 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For DAVIDSON, JR. 3 ELECTION OF DIRECTOR: THOMAS F. FARRELL, Mgmt For For For II 4 ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt For For For 5 ELECTION OF DIRECTOR: ROBERT S. JEPSON, Mgmt For For For JR.
6 ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For For 7 ELECTION OF DIRECTOR: BENJAMIN J. Mgmt For For For LAMBERT, III 8 ELECTION OF DIRECTOR: MARGARET A. MCKENNA Mgmt For For For 9 ELECTION OF DIRECTOR: FRANK S. ROYAL Mgmt For For For 10 ELECTION OF DIRECTOR: DAVID A. WOLLARD Mgmt For For For 11 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For For AUDITORS FOR 2008.
DRYSHIPS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRYS CUSIP Y2109Q101 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors Mgmt For Against Against 2 Appointment of Auditors Mgmt For For For
EVEREST RE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Thomas Gallagher Mgmt For For For 1.2 Elect William Galtney, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Technical Amendments to Bylaws Mgmt For For For
EXPRESS SCRIPTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gary Benanav Mgmt For For For 1.2 Elect Frank Borelli Mgmt For For For 1.3 Elect Maura Breen Mgmt For For For 1.4 Elect Nicholas LaHowchic Mgmt For For For 1.5 Elect Thomas Mac Mahon Mgmt For For For 1.6 Elect Woodrow Myers, Jr. Mgmt For For For 1.7 Elect John Parker, Jr. Mgmt For For For 1.8 Elect George Paz Mgmt For For For 1.9 Elect Samuel Skinner Mgmt For For For 1.10 Elect Seymour Sternberg Mgmt For For For 1.11 Elect Barrett Toan Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Amendment to the Employee Stock Purchase Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
FOOT LOCKER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT ACCOUNTANTS 3 Amendment to the Annual Incentive Mgmt For For For Compensation Plan
FOREST LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS FRX CUSIP 345838106 08/13/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Howard Solomon Mgmt For For For 1.2 Elect Lawrence Olanoff, MD Mgmt For For For 1.3 Elect Nesli Basgoz, MD Mgmt For For For 1.4 Elect William Candee, III Mgmt For Withhold Against 1.5 Elect George Cohan Mgmt For For For 1.6 Elect Dan Goldwasser Mgmt For For For 1.7 Elect Kenneth Goodman Mgmt For Withhold Against 1.8 Elect Lester Salans, MD Mgmt For For For 2 ADOPTION OF THE 2007 EQUITY INCENTIVE Mgmt For For For PLAN. 3 Ratification of Auditor Mgmt For For For
FOSSIL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FOSL CUSIP 349882100 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Kenneth Anderson Mgmt For For For 1.2 Elect James Skinner Mgmt For For For 1.3 Elect Michael Barnes Mgmt For For For 1.4 Elect Jeffrey Boyer Mgmt For For For 1.5 Elect Elysia Ragusa Mgmt For For For 1.6 Elect James Zimmerman Mgmt For For For 2 PROPOSAL TO APPROVE THE FOSSIL, INC. Mgmt For For For 2008 LONG-TERM INCENTIVE PLAN. 3 Ratification of Auditor Mgmt For For For
FREDS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FRED CUSIP 356108100 06/18/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Michael Hayes Mgmt For For For 1.2 Elect John Eisenman Mgmt For For For 1.3 Elect Roger Knox Mgmt For For For 1.4 Elect Thomas Tashjian Mgmt For Withhold Against 1.5 Elect B. Mary McNabb Mgmt For For For 1.6 Elect Michael McMillan Mgmt For For For 1.7 Elect Bruce Efird Mgmt For For For 2 Ratification of Auditor Mgmt For For For
FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect J. Bennet Johnston Mgmt For Withhold Against 1.7 Elect Charles Krulak Mgmt For For For 1.8 Elect Bobby Lackey Mgmt For For For 1.9 Elect Jon Madonna Mgmt For For For 1.10 Elect Dustan McCoy Mgmt For Withhold Against 1.11 Elect Gabrielle McDonald Mgmt For Withhold Against 1.12 Elect James Moffett Mgmt For For For 1.13 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.14 Elect J. Stapleton Roy Mgmt For Withhold Against 1.15 Elect Stephen Siegele Mgmt For For For 1.16 Elect J. Taylor Wharton Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For For YOUNG LLP AS INDEPENDENT AUDITORS. 3 Increase in Authorized Common Stock Mgmt For For For
FRESENIUS MEDICAL CARE AG (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS FMS CUSIP 358029106 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Presentation of Accounts and Reports Mgmt Abstain Abstain For 2 RESOLUTION ON THE APPLICATION OF PROFIT Mgmt For For For 3 RESOLUTION ON THE DISCHARGE OF THE Mgmt For For For GENERAL PARTNER 4 RESOLUTION ON THE DISCHARGE OF THE Mgmt For For For SUPERVISORY BOARD 5 ELECTION OF THE AUDITORS AND GROUP Mgmt For For For AUDITORS FOR THE FINANCIAL YEAR 2008
FRESENIUS MEDICAL CARE AG (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS FMS CUSIP 358029106 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Presentation of Accounts and Reports Mgmt Abstain Abstain For 2 RESOLUTION ON THE APPLICATION OF PROFIT Mgmt For For For
3 RESOLUTION ON THE DISCHARGE OF THE Mgmt For For For GENERAL PARTNER 4 RESOLUTION ON THE DISCHARGE OF THE Mgmt For For For SUPERVISORY BOARD 5 ELECTION OF THE AUDITORS AND GROUP Mgmt For For For AUDITORS FOR THE FINANCIAL YEAR 2008
GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: SIR WILLIAM M. Mgmt For For For CASTELL 3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For 4 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Mgmt For Against Against 5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For For 6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For For 7 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For 8 ELECTION OF DIRECTOR: ALAN G. (A.G.) Mgmt For For For LAFLEY 9 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For 10 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For For 11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For 12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For 13 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For 14 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For Against Against 15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For For 16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER Mgmt For For For III 17 RATIFICATION OF KPMG Mgmt For For For 18 CUMULATIVE VOTING ShrHoldr Against For Against 19 SEPARATE THE ROLES OF CEO AND CHAIRMAN ShrHoldr Against For Against 20 RECOUP UNEARNED MANAGEMENT BONUSES ShrHoldr Against Against For 21 CURB OVER-EXTENDED DIRECTORS ShrHoldr Against For Against 22 REPORT ON CHARITABLE CONTRIBUTIONS ShrHoldr Against Against For 23 GLOBAL WARMING REPORT ShrHoldr Against Against For 24 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against For Against
GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 04/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF LLOYD C. BLANKFEIN TO THE Mgmt For For For BOARD OF DIRECTORS 2 ELECTION OF JOHN H. BRYAN TO THE BOARD Mgmt For For For OF DIRECTORS 3 ELECTION OF GARY D. COHN TO THE BOARD OF Mgmt For For For DIRECTORS 4 ELECTION OF CLAES DAHLBACK TO THE BOARD Mgmt For For For OF DIRECTORS 5 ELECTION OF STEPHEN FRIEDMAN TO THE Mgmt For For For BOARD OF DIRECTORS 6 ELECTION OF WILLIAM W. GEORGE TO THE Mgmt For For For BOARD OF DIRECTORS 7 ELECTION OF RAJAT K. GUPTA TO THE BOARD Mgmt For For For OF DIRECTORS 8 ELECTION OF JAMES A. JOHNSON TO THE Mgmt For For For BOARD OF DIRECTORS 9 ELECTION OF LOIS D. JULIBER TO THE BOARD Mgmt For For For OF DIRECTORS 10 ELECTION OF EDWARD M. LIDDY TO THE BOARD Mgmt For For For OF DIRECTORS 11 ELECTION OF RUTH J. SIMMONS TO THE BOARD Mgmt For For For OF DIRECTORS 12 ELECTION OF JON WINKELRIED TO THE BOARD Mgmt For For For OF DIRECTORS 13 Ratification of Auditor Mgmt For For For 14 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For OPTIONS 15 SHAREHOLDER PROPOSAL REGARDING AN ShrHoldr Against For Against ADVISORY VOTE ON EXECUTIVE COMPENSATION 16 SHAREHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For SUSTAINABILITY REPORT
HARRIS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Thomas Dattilo Mgmt For For For 2 Elect Howard Lance Mgmt For For For 3 Elect James Stoffel Mgmt For For For 4 Ratification of Auditor Mgmt For For For
HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For For 2 ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For For 3 ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For For 4 ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For For 5 ELECTION OF DIRECTOR: GREGORY D. Mgmt For For For BRENNEMAN 6 ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For For 7 ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For For 8 ELECTION OF DIRECTOR: BRIAN C. CORNELL Mgmt For For For 9 ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For For 10 ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Management Incentive Plan Mgmt For For For 13 Amendment to the Employee Stock Purchase Mgmt For For For Plan 14 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For NONPARTISANSHIP 15 SHAREHOLDER PROPOSAL REGARDING Special ShrHoldr Against Against For SHAREHOLDER MEETINGS 16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT DISCLOSURE 17 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against OFFICER COMPENSATION 18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For PAY-FOR-SUPERIOR PERFORMANCE
HUMANA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HUM CUSIP 444859102 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: FRANK A. D AMELIO Mgmt For For For 3 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For 4 ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For For 5 ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For For MCCALLISTER 6 ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES J. O BRIEN Mgmt For For For 8 ELECTION OF DIRECTOR: W. ANN REYNOLDS, Mgmt For Against Against PH.D. 9 THE APPROVAL OF THE COMPANY S EXECUTIVE Mgmt For For For MANAGEMENT INCENTIVE PLAN. 10 Ratification of Auditor Mgmt For For For
INTERNATIONAL BUSINESS MACHINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Cathleen Black Mgmt For Withhold Against 1.2 Elect William Brody Mgmt For For For 1.3 Elect Kenneth Chenault Mgmt For For For 1.4 Elect Michael Eskew Mgmt For Withhold Against 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect Lucio Noto Mgmt For For For 1.7 Elect James Owens Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Joan Spero Mgmt For For For 1.10 Elect Sidney Taurel Mgmt For For For 1.11 Elect Lorenzo Zambrano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against For Against 4 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against COMPENSATION 5 STOCKHOLDER PROPOSAL ON BOARD COMMITTEE ShrHoldr Against Against For ON HUMAN RIGHTS 6 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS ShrHoldr Against For Against 7 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against For Against EXECUTIVE COMPENSATION
JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mary Coleman Mgmt For Withhold Against 1.2 Elect James Cullen Mgmt For Withhold Against 1.3 Elect Michael Johns Mgmt For Withhold Against 1.4 Elect Arnold Langbo Mgmt For For For 1.5 Elect Susan Lindquist Mgmt For For For 1.6 Elect Leo Mullin Mgmt For For For 1.7 Elect William Perez Mgmt For Withhold Against 1.8 Elect Christine Poon Mgmt For For For 1.9 Elect Charles Prince Mgmt For Withhold Against 1.10 Elect Steven Reinemund Mgmt For Withhold Against 1.11 Elect David Satcher Mgmt For For For 1.12 Elect William Weldon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation
JOHNSON CONTROLS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For AS INDEPENDENT AUDITORS FOR 2008.
JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For For 2 ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For For 3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For 4 ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For For 6 ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For For 7 ELECTION OF DIRECTOR: WILLIAM H. GRAY, Mgmt For For For III 8 ELECTION OF DIRECTOR: LABAN P. JACKSON, Mgmt For For For JR. 9 ELECTION OF DIRECTOR: ROBERT I. LIPP Mgmt For For For 10 ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For Against Against 11 ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For For 12 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For For 13 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM 14 APPROVAL OF AMENDMENT TO 2005 LONG-TERM Mgmt For Against Against INCENTIVE PLAN 15 REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For For PLAN 16 GOVERNMENTAL SERVICE REPORT ShrHoldr Against Against For 17 POLITICAL CONTRIBUTIONS REPORT ShrHoldr Against Against For 18 INDEPENDENT CHAIRMAN OF THE BOARD ShrHoldr Against For Against 19 EXECUTIVE COMPENSATION APPROVAL ShrHoldr Against For Against 20 TWO CANDIDATES PER DIRECTORSHIP ShrHoldr Against Against For 21 HUMAN RIGHTS AND INVESTMENT REPORT ShrHoldr Against Against For 22 LOBBYING PRIORITIES REPORT ShrHoldr Against Against For
KIRBY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KEX CUSIP 497266106 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JAMES R. CLARK Mgmt For For For 2 ELECTION OF DIRECTOR: DAVID L. LEMMON Mgmt For For For 3 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For PETERKIN, JR. 4 ELECTION OF DIRECTOR: RICHARD R. STEWART Mgmt For For For 5 Amendment to the 2005 Stock and Mgmt For For For Incentive Plan 6 Amendment to the 2000 Nonemployee Mgmt For For For Director Stock Option Plan 7 Ratification of Auditor Mgmt For For For
KLA TENCOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/15/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Stephen Kaufman Mgmt For For For 1.3 Elect Richard Wallace Mgmt For For For 2 Amendment to the 2004 Equity Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Ingram Mgmt For Withhold Against 1.2 Elect Robert Johnson Mgmt For For For 1.3 Elect Richard Lochridge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against SUPERMAJORITY VOTE REQUIREMENTS. 5 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against Against For COMPENSATION PLAN.
LUBRIZOL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LZ CUSIP 549271104 04/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Abernathy Mgmt For Withhold Against 1.2 Elect Dominic Pileggi Mgmt For Withhold Against 1.3 Elect Harriet Taggart Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr For For For Declassification of the Board
M & T BANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Colm Doherty Mgmt For For For 1.9 Elect Richard Garman Mgmt For For For 1.10 Elect Daniel Hawbaker Mgmt For For For 1.11 Elect Patrick Hodgson Mgmt For For For 1.12 Elect Richard King Mgmt For For For 1.13 Elect Reginald Newman, ll Mgmt For For For 1.14 Elect Jorge Pereira Mgmt For For For 1.15 Elect Michael Pinto Mgmt For For For 1.16 Elect Robert Sadler, Jr. Mgmt For For For 1.17 Elect Eugene Sheehy Mgmt For For For 1.18 Elect Stephen Sheetz Mgmt For For For 1.19 Elect Herbert Washington Mgmt For For For 1.20 Elect Robert Wilmers Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MANULIFE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFC CUSIP 56501R106 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Re-elect John Cassaday Mgmt For For For 1.2 Re-elect Lino Celeste Mgmt For For For 1.3 Re-elect Gail Cook-Bennett Mgmt For For For 1.4 Re-elect Dominic D'Alessandro Mgmt For For For 1.5 Re-elect Thomas d'Aquino Mgmt For For For 1.6 Re-elect Richard DeWolfe Mgmt For For For 1.7 Re-elect Robert Dineen, Jr. Mgmt For For For 1.8 Re-elect Pierre Ducros Mgmt For For For 1.9 Re-elect Scott Hand Mgmt For For For 1.10 Re-elect Luther Helms Mgmt For For For 1.11 Re-elect Thomas Kierans Mgmt For Withhold Against 1.12 Re-elect Lorna Marsden Mgmt For For For 1.13 Re-elect Arthur Sawchuk Mgmt For For For 1.14 Re-elect Hugh Sloan, Jr. Mgmt For For For 1.15 Re-elect Gordon Thiessen Mgmt For For For 2 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For For AUDITORS 3 SHAREHOLDER PROPOSAL NO. 1 Mgmt Against Against For 4 SHAREHOLDER PROPOSAL NO. 2 Mgmt Against Against For 5 SHAREHOLDER PROPOSAL NO. 3 Mgmt Against Against For 6 SHAREHOLDER PROPOSAL NO. 4 Mgmt Against Against For 7 SHAREHOLDER PROPOSAL NO. 5 Mgmt Against Against For 8 SHAREHOLDER PROPOSAL NO. 6 Mgmt Against Against For 9 SHAREHOLDER PROPOSAL NO. 7 Mgmt Against Against For 10 SHAREHOLDER PROPOSAL NO. 8 Mgmt Against Against For 11 SHAREHOLDER PROPOSAL NO. 9 Mgmt Against For Against
MARATHON OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CUSIP 565849106 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CHARLES F. BOLDEN, Mgmt For For For JR. 2 ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For For 3 ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For For 4 ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For For 5 ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For For 6 ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For For 7 ELECTION OF DIRECTOR: SETH E. SCHOFIELD Mgmt For For For 8 ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For For 9 ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Right to ShrHoldr Against For Against Call a Special Meeting 12 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Executive Compensation
MEMC ELECTRONIC MATERIALS TICKER SECURITY ID: MEETING DATE MEETING STATUS WFR CUSIP 552715104 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Peter Blackmore Mgmt For For For 1.2 Elect Nabeel Gareeb Mgmt For For For 1.3 Elect Marshall Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For
METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sylvia Mathews Burwell Mgmt For For For 1.2 Elect Eduardo Castro-Wright Mgmt For For For 1.3 Elect Cheryl Grise Mgmt For For For 1.4 Elect William Steere, Jr. Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MICROS SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MCRS CUSIP 594901100 11/16/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect A.L. Giannopoulos Mgmt For For For 1.2 Elect Louis Brown, Jr. Mgmt For For For 1.3 Elect B. Gary Dando Mgmt For For For 1.4 Elect John Puente Mgmt For For For 1.5 Elect Dwight Taylor Mgmt For Withhold Against 1.6 Elect William Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase Authorized Shares Mgmt For For For 4 Amendment to the 1991 Stock Option Plan Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
MONSANTO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN W. BACHMANN Mgmt For For For 2 ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For For 3 ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For For PH.D., D.V.M. 4 Ratification of Auditor Mgmt For For For 5 SHAREOWNER PROPOSAL ONE ShrHoldr Against For Against 6 SHAREOWNER PROPOSAL TWO ShrHoldr Against Against For
MURPHY OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frank Blue Mgmt For For For 1.2 Elect Claiborne Deming Mgmt For For For 1.3 Elect Robert Hermes Mgmt For Withhold Against 1.4 Elect James Kelley Mgmt For For For 1.5 Elect R. Madison Murphy Mgmt For Withhold Against 1.6 Elect William Nolan, Jr. Mgmt For For For 1.7 Elect Ivar Ramberg Mgmt For For For 1.8 Elect Neal Schmale Mgmt For For For 1.9 Elect David Smith Mgmt For Withhold Against 1.10 Elect Caroline Theus Mgmt For For For 2 PROPOSED 2008 STOCK PLAN FOR Mgmt For For For NON-EMPLOYEE DIRECTORS. 3 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Discrimination in Employment Policy 4 Ratification of Auditor Mgmt For For For
NATIONAL BANK OF GREECE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS NBG CUSIP 633643408 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Reports Mgmt For For For 2 Financial Statements; Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Board and Auditor Acts Mgmt For For For 4 Directors' Compensation Mgmt For Abstain Against 5 Board's Transactions Mgmt For For For 6 Appointment of Auditor and Authority to Mgmt For Abstain Against Set Fees 7 Amendments to Articles Mgmt For Abstain Against 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Bonds Mgmt For Abstain Against 10 Stock Dividend/Dividend Reinvestment; Mgmt For For For Authority to Increase Share Capital 11 Authority to Issue Shares Mgmt For Abstain Against 12 Authority to Issue Preferred Stock Mgmt For Against Against 13 ANNOUNCEMENTS AND OTHER APPROVALS. Mgmt Abstain Abstain For
NAVIOS MARITIME HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NM CUSIP Y62196103 12/20/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Election of Ted. C Petrone Mgmt For Withhold Against 1.2 Election of Spyridon Magoulas Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NESTLE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSRGY CUSIP 641069406 04/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For For DIRECTORS AND OF THE MANAGEMENT. 3 Allocation of Profits/Dividends Mgmt For For For 4 RE-ELECTION OF MR. ANDREAS KOOPMANN, TO Mgmt For For For THE BOARD OF DIRECTORS. 5 RE-ELECTION OF MR. ROLF HANGGI, TO THE Mgmt For For For BOARD OF DIRECTORS. 6 ELECTION OF MR. PAUL BULCKE, TO THE Mgmt For For For BOARD OF DIRECTORS. 7 ELECTION OF MR. BEAT W. HESS, TO THE Mgmt For For For BOARD OF DIRECTORS. 8 RE-ELECTION OF THE AUDITORS KPMG Mgmt For For For KLYNVELD PEAT MARWICK GOERDELER S.A. 9 APPROVAL OF THE CAPITAL REDUCTION. Mgmt For For For 10 APPROVAL OF THE SHARE SPLIT. Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Appoint a Proxy Mgmt N/A Abstain N/A
NORFOLK SOUTHERN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSC CUSIP 655844108 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gerald Baliles Mgmt For Withhold Against 1.2 Elect Gene Carter Mgmt For For For 1.3 Elect Karen Horn Mgmt For For For 1.4 Elect J. Paul Reason Mgmt For For For 2 Ratification of Auditor Mgmt For For For
OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For Withhold Against 1.5 Elect John Congdon, Jr. Mgmt For Withhold Against 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Ebeling Mgmt For Withhold Against 1.8 Elect John Kasarda Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Performance Incentive Plan Mgmt For For For 3 Change in Board Size Mgmt For For For
OPTIONSXPRESS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXPS CUSIP 684010101 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Gray Mgmt For Withhold Against 1.2 Elect Ned Bennett Mgmt For For For 1.3 Elect Steven Fradkin Mgmt For For For 2 APPROVAL OF 2008 EQUITY INCENTIVE PLAN Mgmt For Against Against 3 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For INDEPENDENT AUDITORS
PEPSI BOTTLING GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS PBG CUSIP 713409100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For For 2 ELECTION OF DIRECTOR: BARRY H. BERACHA Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN C. COMPTON Mgmt For For For 4 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt For For For 5 ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For For 6 ELECTION OF DIRECTOR: SUSAN D. KRONICK Mgmt For For For 7 ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For For 8 ELECTION OF DIRECTOR: JOHN A. QUELCH Mgmt For For For 9 ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For For 10 ELECTION OF DIRECTOR: CYNTHIA M. TRUDELL Mgmt For For For 11 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For For RESTATED CERTIFICATE OF INCORPORATION 12 APPROVAL OF AN AMENDMENT TO THE COMPANY Mgmt For For For S 2004 LONG-TERM INCENTIVE PLAN 13 Ratification of Auditor Mgmt For For For
PUBLIC SERVICE ENTERPRISE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEG CUSIP 744573106 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Conrad Harper Mgmt For For For 1.2 Elect Shirley Jackson Mgmt For For For 1.3 Elect Thomas Renyi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For EXECUTIVE COMPENSATION. 4 STOCKHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For NOMINATION OF DIRECTORS. 5 STOCKHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For ELECTION OF DIRECTORS.
QUALCOMM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Donald Cruickshank Mgmt For For For 1.3 Elect Raymond Dittamore Mgmt For For For 1.4 Elect Irwin Jacobs Mgmt For For For 1.5 Elect Paul Jacobs Mgmt For For For 1.6 Elect Robert Kahn Mgmt For For For 1.7 Elect Sherry Lansing Mgmt For For For 1.8 Elect Duane Nelles Mgmt For Withhold Against 1.9 Elect Marc Stern Mgmt For For For 1.10 Elect Brent Scowcroft Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
REDWOOD TRUST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RWT CUSIP 758075402 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Douglas Hansen Mgmt For For For 1.2 Elect Greg Kubicek Mgmt For Withhold Against 1.3 Elect Charles Toeniskoetter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 4 Increase in Authorized Common Stock Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
RENAISSANCERE HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RNR CUSIP G7496G103 05/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect David Bushnell Mgmt For For For 1.2 Elect James Gibbons Mgmt For For For 1.3 Elect Jean Hamilton Mgmt For For For 1.4 Elect Anthony Santomero Mgmt For For For 2 Ratification of Auditor Mgmt For For For
RENT A CENTRE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RCII CUSIP 76009N100 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mark Speese Mgmt For For For 1.2 Elect Jeffrey Jackson Mgmt For For For 1.3 Elect Leonard Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For
RESEARCH IN MOTION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RIMM CUSIP 760975102 07/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors (Slate) Mgmt For Withhold Against 2 Appointment of Auditor and Authority to Mgmt For For For Set Fees 3 Amendment to Stock Option Plan Mgmt For For For
ROSS STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ROST CUSIP 778296103 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Stuart Moldaw Mgmt For Withhold Against 1.2 Elect George Orban Mgmt For For For 1.3 Elect Donald Seiler Mgmt For For For 2 TO APPROVE ADOPTION OF THE ROSS STORES, Mgmt For For For INC. 2008 EQUITY INCENTIVE PLAN. 3 Ratification of Auditor Mgmt For For For
RYDER SYSTEM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Lynn Martin Mgmt For For For 1.3 Elect Hansel Tookes II Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Compensation Plan 3 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For LLP AS INDEPENDENT AUDITOR.
SANTANDER CENTRAL HISPANO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS STD CUSIP 05964H105 06/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports; Ratification of Mgmt For For For Board Acts 2 APPLICATION OF RESULTS FROM FISCAL YEAR Mgmt For For For 2007. 3 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt For For For JUAN RODRIGUEZ INCIARTE 4 RE-ELECTION OF MR. LUIS ALBERTO Mgmt For For For SALAZAR-SIMPSON BOS 5 RE-ELECTION OF MR. LUIS ANGEL ROJO DUQUE Mgmt For For For 6 RE-ELECTION OF MR. EMILIO BOTIN-SANZ DE Mgmt For For For SAUTUOLA Y GARCIA DE LOS RIOS 7 RE-ELECTION OF THE AUDITOR OF ACCOUNTS Mgmt For For For FOR FISCAL YEAR 2008.
8 AUTHORIZATION FOR THE BANK AND ITS Mgmt For For For SUBSIDIARIES TO ACQUIRE THEIR OWN STOCK PURSUANT TO THE PROVISIONS OF SECTION 75 AND THE FIRST ADDITIONAL PROVISION OF THE BUSINESS CORPORATIONS LAW [LEY DE SOCIEDADES ANONIMAS], DEPRIVING OF EFFECT THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS MEETING HELD ON 23 JUNE 2007 TO THE EXTENT OF THE UNUSED AMOUNT. 9 APPROVAL, IF APPROPRIATE, OF NEW BYLAWS Mgmt For For For AND ABROGATION OF CURRENT BYLAWS. 10 Amendments to General Meeting Regulations Mgmt For For For 11 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 12 Authority to Issue Convertible Mgmt For For For Securities w/ or w/out Preemptive Rights 13 Authority to Issue Debt Instruments Mgmt For For For 14 Remuneration Report (Directors and Mgmt For For For Employees of the Group) 15 Stock Purchase Plan (Employees of Abbey Mgmt For For For National Plc) 16 Authority to Carry Out Formalities Mgmt For For For
SANTANDER CENTRAL HISPANO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS STD CUSIP 05964H105 07/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Increase Capital Mgmt For For For 2 Authority to Issue Convertible Debt Mgmt For For For Instruments 3 Authority to Carry Out Formalities Mgmt For For For
SCHEIN HENRY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSIC CUSIP 806407102 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Stanley Bergman Mgmt For For For 1.2 Elect Gerald Benjamin Mgmt For For For 1.3 Elect James Breslawski Mgmt For For For 1.4 Elect Mark Mlotek Mgmt For For For 1.5 Elect Steven Paladino Mgmt For Withhold Against 1.6 Elect Barry Alperin Mgmt For For For 1.7 Elect Paul Brons Mgmt For For For
1.8 Elect Dr. Margaret Hamburg Mgmt For For For 1.9 Elect Donald Kabat Mgmt For For For 1.10 Elect Philip Laskawy Mgmt For Withhold Against 1.11 Elect Karyn Mashima Mgmt For For For 1.12 Elect Norman Matthews Mgmt For For For 1.13 Elect Dr. Louis Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SI CUSIP 826197501 01/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROPRIATION OF NET INCOME Mgmt For For For 2 POSTPONEMENT OF THE RATIFICATION OF THE Mgmt For Against Against ACTS OF: JOHANNES FELDMAYER 3 Ratify Klaus Kleinfeld Mgmt For Against Against 4 Ratify Peter Loscher Mgmt For For For 5 Ratify Heinrich Hiesinger Mgmt For Against Against 6 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: JOE KAESER 7 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: RUDI LAMPRECHT 8 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: EDUARDO MONTES 9 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: JURGEN RADOMSKI 10 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: ERICH R. REINHARDT 11 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: HERMANN REQUARDT 12 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: URIEL J. SHAREF 13 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: KLAUS WUCHERER 14 Ratify Johannes Feldmayer Mgmt For Against Against 15.1 Ratify Heinrich Von Pierer Mgmt For Withhold Against 15.2 Ratify Gerhard Cromme Mgmt For Withhold Against 15.3 Ratify Ralf Heckmann Mgmt For Withhold Against 15.4 Ratify Josef Ackermann Mgmt For Withhold Against 15.5 Ratify Lothar Adler Mgmt For Withhold Against 15.6 Ratify Gerhard Bieletzki Mgmt For Withhold Against 15.7 Ratify John Coombe Mgmt For Withhold Against 15.8 Ratify Hildegard Cornudet Mgmt For Withhold Against 15.9 Ratify Birgit Grube Mgmt For Withhold Against 15.10 Ratify Bettina Haller Mgmt For For For 15.11 Ratify Heinz Hawreliuk Mgmt For Withhold Against 15.12 Ratify Berthold Huber Mgmt For Withhold Against 15.13 Ratify Walter Kroll Mgmt For Withhold Against 15.14 Ratify Michael Mirow Mgmt For For For 15.15 Ratify Wolfgang Muller Mgmt For Withhold Against 15.16 Ratify Georg Nassauer Mgmt For Withhold Against 15.17 Ratify Thomas Rackow Mgmt For For For 15.18 Ratify Dieter Scheitor Mgmt For For For 15.19 Ratify Albrecht Schmidt Mgmt For Withhold Against 15.20 Ratify Henning Schulte-noelle Mgmt For Withhold Against 15.21 Ratify Peter Von Siemens Mgmt For Withhold Against 15.22 Ratify Jerry Speyer Mgmt For Withhold Against 15.23 Ratify Iain Vallance of Tummel Mgmt For Withhold Against
16 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For Against Against 17 ACQUISITION AND USE OF SIEMENS SHARES Mgmt For For For 18 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 19 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For Against Against JOSEF ACKERMANN 20 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For JEAN-LOUIS BEFFA 21 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For GERD VON BRANDENSTEIN 22 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For Against Against GERHARD CROMME 23 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For MICHAEL DIEKMANN 24 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For HANS MICHAEL GAUL 25 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For PETER GRUSS 26 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For NICOLA LEIBINGER-KAMMULLER 27 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For HAKAN SAMUELSSON 28 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For LORD IAIN VALLANCE OF TUMMEL
STANLEY WORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SWK CUSIP 854616109 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Carlos Cardoso Mgmt For For For 1.2 Elect Robert Coutts Mgmt For For For 1.3 Elect Marianne Parrs Mgmt For For For 2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For INDEPENDENT AUDITORS FOR THE YEAR 2008. 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Kennett Burnes Mgmt For For For 1.2 Elect Peter Coym Mgmt For For For 1.3 Elect Nader Darehshori Mgmt For For For 1.4 Elect Amelia Fawcett Mgmt For For For
1.5 Elect David Gruber Mgmt For For For 1.6 Elect Linda Hill Mgmt For For For 1.7 Elect Charles LaMantia Mgmt For For For 1.8 Elect Ronald Logue Mgmt For For For 1.9 Elect Ronald Logue Mgmt For For For 1.10 Elect Richard Sergel Mgmt For Withhold Against 1.11 Elect Ronald Skates Mgmt For For For 1.12 Elect Gregory Summe Mgmt For For For 1.13 Elect Robert Weissman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding an Annual ShrHoldr Against Against For Certification of Audit Fees
STRYKER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Brown Mgmt For For For 1.2 Elect Howard Cox, Jr. Mgmt For For For 1.3 Elect Donald Engelman Mgmt For Withhold Against 1.4 Elect Jerome Grossman Mgmt For For For 1.5 Elect Louis Francesconi Mgmt For For For 1.6 Elect Stephen MacMillan Mgmt For For For 1.7 Elect William Parfet Mgmt For For For 1.8 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF THE 2008 EMPLOYEE STOCK Mgmt For For For PURCHASE PLAN.
SUNTRUST BANKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STI CUSIP 867914103 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Patricia Frist Mgmt For For For 1.2 Elect Blake Garrett Mgmt For For For 1.3 Elect M. Douglas Ivester Mgmt For For For 1.4 Elect Karen Williams Mgmt For Withhold Against 2 Amendment to the 2004 Stock Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
TELEFONICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF CUSIP 879382208 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 RE-ELECTION OF MR. JOSE FERNANDO DE Mgmt For Against Against ALMANSA MORENO-BARREDA AS A DIRECTOR. 3 Elect Jose Maria Abril Perez Mgmt For Against Against 4 Elect Francisco Javier de Paz Mancho Mgmt For For For
5 Elect Maria Eva Castillo Sanz Mgmt For For For 6 Elect Luiz Fernando Furlan Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 9 APPOINTMENT OF THE AUDITORS OF THE Mgmt For For For COMPANY FOR THE FISCAL YEAR 2008. 10 Authority to Carry Out Formalities Mgmt For For For
TEVA PHARMACEUTICAL INDUSTRIES LTD (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CUSIP 881624209 06/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 TO ELECT ELI HURVITZ AS A DIRECTOR FOR A Mgmt For For For THREE-YEAR TERM 4 TO ELECT RUTH CHESHIN AS A DIRECTOR FOR Mgmt For For For A THREE-YEAR TERM. 5 TO ELECT HAROLD SNYDER AS A DIRECTOR FOR Mgmt For For For A THREE-YEAR TERM. 6 TO ELECT JOSEPH (YOSI) NITZANI AS Mgmt For For For DIRECTOR FOR THREE-YEAR TERM. 7 TO ELECT ORY SLONIM AS A DIRECTOR FOR A Mgmt For For For THREE-YEAR TERM. 8 Elect Leora Meridor Mgmt For For For 9 Liability Insurance Mgmt For For For 10 Directors' Fees Mgmt For For For 11 APPROVE 2008 EMPLOYEE STOCK PURCHASE Mgmt For For For PLAN FOR U.S. EMPLOYEES. 12 Appointment of Auditor Mgmt For For For
TRANSOCEAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP G90073100 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JON A. MARSHALL Mgmt For For For 2 ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For Against Against 3 ELECTION OF DIRECTOR: ROBERT E. ROSE Mgmt For For For 4 ELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt For For For 5 Ratification of Auditor Mgmt For For For
UNION PACIFIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For For 3 ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For Against Against 4 ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For For 5 ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For For 6 ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For For 7 ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For For 8 ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For For 9 ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For Against Against 10 ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 INCREASE AUTHORIZED COMMON STOCK FROM Mgmt For For For 500,000,000 TO 800,000,000 SHARES. 13 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For CONTRIBUTIONS.
VF CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mackey McDonald Mgmt For For For 1.2 Elect Barbara Feigin Mgmt For For For 1.3 Elect Juan de Bedout Mgmt For For For 1.4 Elect Ursula Fairbairn Mgmt For For For 1.5 Elect Eric Wiseman Mgmt For For For 2 Amendment to the Executive Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
WACHOVIA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WB CUSIP 929903102 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN D. BAKER, II Mgmt For For For 2 ELECTION OF DIRECTOR: PETER C. BROWNING Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN T. CASTEEN, Mgmt For For For III 4 ELECTION OF DIRECTOR: JERRY GITT Mgmt For For For 5 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For Against Against GOODWIN, JR. 6 ELECTION OF DIRECTOR: MARYELLEN C. Mgmt For For For HERRINGER 7 ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For Against Against
8 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For Against Against 9 ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For For 10 ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For For 11 ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For For 12 ELECTION OF DIRECTOR: ERNEST S. RADY Mgmt For For For 13 ELECTION OF DIRECTOR: VAN L. RICHEY Mgmt For For For 14 ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For For 15 ELECTION OF DIRECTOR: LANTY L. SMITH Mgmt For For For 16 ELECTION OF DIRECTOR: G. KENNEDY THOMPSON Mgmt For For For 17 ELECTION OF DIRECTOR: DONA DAVIS YOUNG Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal Regarding an ShrHoldr Against For Against Advisory Vote on Executive Compensation 20 A STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For REPORTING POLITICAL CONTRIBUTIONS. 21 A STOCKHOLDER PROPOSAL REGARDING THE ShrHoldr Against Against For NOMINATION OF DIRECTORS.
WHIRLPOOL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WHR CUSIP 963320106 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: HERMAN CAIN Mgmt For For For 2 ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For For 3 ELECTION OF DIRECTOR: MILES L. MARSH Mgmt For For For 4 ELECTION OF DIRECTOR: PAUL G. STERN Mgmt For Against Against 5 STOCKHOLDER PROPOSAL TO ELECT EACH ShrHoldr Against For Against DIRECTOR ANNUALLY. 6 Shareholder Proposal Regarding ShrHoldr Against For Against Eliminating Supermajority Provisions
WIMM-BILL DANN FOODS OJSC TICKER SECURITY ID: MEETING DATE MEETING STATUS WBD CUSIP 97263M109 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Accounts and Reports Mgmt For Abstain Against 3 Allocation of Profits/Dividends Mgmt For Against Against 4 APPROVAL OF ERNST & YOUNG LLC AS WBD Mgmt For For For FOODS OJSC AUDITOR FOR 2008.
5 Directors' Fees Mgmt For Abstain Against 6 Elect Lesya Gavrilenko Mgmt For For For 7 Elect Alexander Davidiuk Mgmt For For For 8 Elect Victoria Dzhemelinskaya Mgmt For For For 9 Elect Irina Ieshkina Mgmt For For For 10 Elect Tatiana Nazarova Mgmt For For For 11 Elect Elena Kozlova Mgmt For For For 12 Elect Alexander Popov Mgmt For For For 13 APPROVAL OF THE COMPANY S AMENDED Mgmt For Abstain Against CHARTER.
WIMM-BILL DANN FOODS OJSC TICKER SECURITY ID: MEETING DATE MEETING STATUS WBD CUSIP 97263M109 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Mikhail Dubinin Mgmt For For For 2 Elect Guy de Selliers Mgmt For For For 3 Elect Mikhail Dubinin Mgmt For For For 4 Elect Michael O'Neil Mgmt For For For 5 Elect Alexander Orlov Mgmt For For For 6 Elect Sergei Plastinin Mgmt For For For 7 Elect Gavril Yushvaev Mgmt For Against Against 8 Elect David Iakobachvili Mgmt For For For 9 Elect Evgeny Yasin Mgmt For For For 10 Elect Marcus Rhodes Mgmt For Against Against 11 Elect Igor Kostikov Mgmt For For For 12 Elect Jacques Vincent Mgmt For For For
ITEM 4: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON ENERGY FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 APACHE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For For 2 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Mgmt For Against Against 3 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For For 4 ELECTION OF DIRECTOR: JOHN A. KOCUR Mgmt For For For 5 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against REIMBURSEMENT OF PROXY EXPENSES
ATWOOD OCEANICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ATW CUSIP 050095108 02/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Deborah Beck Mgmt For For For 1.2 Elect George Dotson Mgmt For For For 1.3 Elect John Irwin Mgmt For For For 1.4 Elect Robert Burgess Mgmt For For For 1.5 Elect Hans Helmerich Mgmt For For For 1.6 Elect James Montague Mgmt For For For 2 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 3 Increase in Authorized Common Stock Mgmt For For For 4 Early Election to the Texas Business Mgmt For For For Organization Code
BP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 TO RECEIVE THE DIRECTORS ANNUAL REPORT Mgmt For For For AND ACCOUNTS 2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For Against Against REPORT 3.1 Re-elect Antony Burgmans Mgmt For For For 3.2 Elect Cynthia Carroll Mgmt For For For 3.3 Re-elect Sir William Castell Mgmt For For For 3.4 Re-elect Iain Conn Mgmt For For For 3.5 Elect George David Mgmt For For For 3.6 Re-elect Erroll Davis Jr. Mgmt For For For 3.7 Re-elect Douglas Flint Mgmt For For For 3.8 Re-elect Byron Grote Mgmt For For For 3.9 Re-elect Anthony Hayward Mgmt For For For 3.10 Re-elect Andrew Inglis Mgmt For For For 3.11 Re-elect DeAnne Julius Mgmt For Withhold Against 3.12 Re-elect Sir Tom McKillop Mgmt For For For 3.13 Re-elect Sir Ian Prosser Mgmt For For For 3.14 Re-elect Peter Sutherland Mgmt For For For 4 Appointment of Auditor and Authority to Mgmt For For For Set Fees 5 SPECIAL RESOLUTION: TO ADOPT NEW Mgmt For For For ARTICLES OF ASSOCIATION 6 Authority to Repurchase Shares Mgmt For For For 7 TO GIVE LIMITED AUTHORITY TO ALLOT Mgmt For For For SHARES UP TO A SPECIFIED AMOUNT 8 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights
CAMERON INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 12/07/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Increase Authorized Shares of Common Mgmt For For For Stock
CHEVRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For For 2 ELECTION OF DIRECTOR: L.F. DEILY Mgmt For Against Against 3 ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For For 4 ELECTION OF DIRECTOR: R.J. EATON Mgmt For For For 5 ELECTION OF DIRECTOR: S. GINN Mgmt For For For 6 ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For For 7 ELECTION OF DIRECTOR: J.L. JONES Mgmt For For For 8 ELECTION OF DIRECTOR: S. NUNN Mgmt For For For 9 ELECTION OF DIRECTOR: D.J. O REILLY Mgmt For For For 10 ELECTION OF DIRECTOR: D.B. RICE Mgmt For For For 11 ELECTION OF DIRECTOR: P.J. ROBERTSON Mgmt For For For 12 ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For For 13 ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For For 14 ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For For 15 ELECTION OF DIRECTOR: C. WARE Mgmt For For For 16 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM 17 Increase in Authorized Common Stock Mgmt For For For 18 ADOPT POLICY TO SEPARATE THE ShrHoldr Against For Against CEO/CHAIRMAN POSITIONS 19 ADOPT POLICY AND REPORT ON HUMAN RIGHTS ShrHoldr Against Against For 20 REPORT ON ENVIRONMENTAL IMPACT OF ShrHoldr Against Against For CANADIAN OIL SANDS OPERATIONS 21 ADOPT GOALS AND REPORT ON GREENHOUSE GAS ShrHoldr Against Against For EMISSIONS 22 REVIEW AND REPORT ON GUIDELINES FOR ShrHoldr Against Against For COUNTRY SELECTION 23 REPORT ON HOST COUNTRY LAWS ShrHoldr Against Against For
CHINA PETROLEUM & CHEMICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNP CUSIP 16941R108 11/15/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Issuance Size Mgmt For For For 2 Issuance Price Mgmt For For For 3 Issuance Target and Method of Issuance Mgmt For For For 4 Term of the Bonds Mgmt For For For 5 Interest Rate Mgmt For For For 6 Term and Method of Repayment for Mgmt For For For Principal and Interest 7 Term of Redemption Mgmt For For For 8 Guarantee Mgmt For For For 9 Term of Warrants Mgmt For For For 10 Conversion Period of the Warrants Mgmt For For For 11 Proportion of Exercise Rights for Mgmt For For For Warrants 12 Exercise Price of the Warrants Mgmt For For For 13 Adjustment of the Exercise Price of the Mgmt For For For Warrants 14 Use of Proceeds Mgmt For For For 15 Validity of Resolution Mgmt For For For 16 Authorisation to Board of Directors Mgmt For For For 17 Feasibility Report on Investment Mgmt For For For 18 Report on Use of Last Proceeds Mgmt For For For
CNOOC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CEO CUSIP 126132109 12/06/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Revised Cap for Provision of Exploration Mgmt For For For and Support Services 2 TO APPROVE THE NON-EXEMPT CONTINUING Mgmt For For For CONNECTED TRANSACTIONS 3 Proposed Cap for Non-exempt Continuing Mgmt For For For Connected Transactions
CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: HAROLD W. MCGRAW Mgmt For For For III 2 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For 3 ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Ratification of Auditor Mgmt For For For
6 QUALIFICATIONS FOR DIRECTOR NOMINEES ShrHoldr Against Against For 7 REPORT ON RECOGNITION OF INDIGENOUS ShrHoldr Against Against For RIGHTS 8 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against For Against 9 POLITICAL CONTRIBUTIONS ShrHoldr Against Against For 10 GREENHOUSE GAS REDUCTION ShrHoldr Against Against For 11 COMMUNITY ACCOUNTABILITY ShrHoldr Against Against For 12 DRILLING IN SENSITIVE/PROTECTED AREAS ShrHoldr Against Against For 13 ENVIRONMENTAL IMPACT ShrHoldr Against Against For 14 GLOBAL WARMING ShrHoldr Against Against For
DIAMOND OFFSHORE DRILLING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DO CUSIP 25271C102 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Tisch Mgmt For For For 1.2 Elect Lawrence Dickerson Mgmt For Withhold Against 1.3 Elect John Bolton Mgmt For For For 1.4 Elect Charles Fabrikant Mgmt For Withhold Against 1.5 Elect Paul Gaffney, II Mgmt For For For 1.6 Elect Herbert Hofmann Mgmt For For For 1.7 Elect Arthur Rebell Mgmt For For For 1.8 Elect Raymond Troubh Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DRIL-QUIP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRQ CUSIP 262037104 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect J. Walker Mgmt For For For 1.2 Elect John Lovoi Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ENPRO INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NPO CUSIP 29355X107 06/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William Holland Mgmt For For For 1.2 Elect Stephen Macadam Mgmt For For For 1.3 Elect J. P. Bolduc Mgmt For For For 1.4 Elect Peter Browning Mgmt For Withhold Against 1.5 Elect Joe Ford Mgmt For For For 1.6 Elect Gordon Harnett Mgmt For For For 1.7 Elect David Hauser Mgmt For For For 1.8 Elect Wilbur Prezzano, Jr. Mgmt For For For 2 Amendment to Antigreenmail Provision Mgmt For For For 3 Repeal of Classified Board Provisions Mgmt For For For 4 Ratification of Auditor Mgmt For For For
EXXON MOBIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Larry Faulkner Mgmt For For For 1.3 Elect William George Mgmt For For For 1.4 Elect James Houghton Mgmt For For For 1.5 Elect Reatha King Mgmt For For For 1.6 Elect Marilyn Nelson Mgmt For For For 1.7 Elect Samuel Palmisano Mgmt For For For 1.8 Elect Steven Reinemund Mgmt For For For 1.9 Elect Walter Shipley Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For (PAGE 47) 3 SHAREHOLDER PROPOSALS PROHIBITED (PAGE ShrHoldr Against Against For 49) 4 DIRECTOR NOMINEE QUALIFICATIONS (PAGE 49) ShrHoldr Against Against For 5 BOARD CHAIRMAN AND CEO (PAGE 50) ShrHoldr Against For Against 6 SHAREHOLDER RETURN POLICY (PAGE 52) ShrHoldr Against Against For 7 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE ShrHoldr Against For Against COMPENSATION (PAGE 53) 8 EXECUTIVE COMPENSATION REPORT (PAGE 55) ShrHoldr Against Against For 9 INCENTIVE PAY RECOUPMENT (PAGE 57) ShrHoldr Against Against For 10 CORPORATE SPONSORSHIPS REPORT (PAGE 58) ShrHoldr Against Against For 11 POLITICAL CONTRIBUTIONS REPORT (PAGE 60) ShrHoldr Against Against For 12 AMENDMENT OF EEO POLICY (PAGE 61) ShrHoldr Against Against For 13 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 63) ShrHoldr Against Against For 14 ANWR DRILLING REPORT (PAGE 65) ShrHoldr Against Against For 15 GREENHOUSE GAS EMISSIONS GOALS (PAGE 66) ShrHoldr Against For Against 16 CO2 INFORMATION AT THE PUMP (PAGE 68) ShrHoldr Against Against For 17 CLIMATE CHANGE AND TECHNOLOGY REPORT ShrHoldr Against Against For (PAGE 69) 18 ENERGY TECHNOLOGY REPORT (PAGE 70) ShrHoldr Against Against For 19 RENEWABLE ENERGY POLICY (PAGE 71) ShrHoldr Against Against For
FRONTIER OIL CORP. COMMERCE TICKER SECURITY ID: MEETING DATE MEETING STATUS FTO CUSIP 35914P105 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Gibbs Mgmt For For For 1.2 Elect Douglas Bech Mgmt For For For 1.3 Elect G. Clyde Buck Mgmt For For For 1.4 Elect T. Michael Dossey Mgmt For For For 1.5 Elect James Lee Mgmt For For For 1.6 Elect Paul Loyd, Jr. Mgmt For For For 1.7 Elect Michael Rose Mgmt For For For 2 Ratification of Auditor Mgmt For For For
GENERAL MARITIME CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GMR CUSIP Y2692M103 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Rex Harrington Mgmt For For For 1.2 Elect John Hatab Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS
GULFMARK OFFSHORE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GLF CUSIP 402629109 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Peter Bijur Mgmt For Withhold Against 1.2 Elect David Butters Mgmt For Withhold Against 1.3 Elect Marshall Crowe Mgmt For For For 1.4 Elect Louis Gimbel, III Mgmt For For For 1.5 Elect Sheldon Gordon Mgmt For For For 1.6 Elect Robert Millard Mgmt For For For 1.7 Elect Robert O'Connell Mgmt For For For 1.8 Elect Rex Ross Mgmt For For For 1.9 Elect Bruce Streeter Mgmt For For For 2 Ratification of Auditor Mgmt For For For
HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For For 2 ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For For 3 ELECTION OF DIRECTOR: M. CARROLL Mgmt For For For 4 ELECTION OF DIRECTOR: K.T. DERR Mgmt For For For 5 ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For For 6 ELECTION OF DIRECTOR: J.T. HACKETT Mgmt For Against Against 7 ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For For 8 ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For For 9 ELECTION OF DIRECTOR: J.A. PRECOURT Mgmt For For For
10 ELECTION OF DIRECTOR: D.L. REED Mgmt For For For 11 PROPOSAL FOR RATIFICATION OF THE Mgmt For For For SELECTION OF AUDITORS. 12 Amendment to the 1993 Stock and Mgmt For For For Incentive Plan 13 PROPOSAL ON HUMAN RIGHTS POLICY. ShrHoldr Against Against For 14 PROPOSAL ON POLITICAL CONTRIBUTIONS. ShrHoldr Against For Against 15 PROPOSAL ON HUMAN RIGHTS BOARD COMMITTEE. ShrHoldr Against Against For
MARATHON OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CUSIP 565849106 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CHARLES F. BOLDEN, Mgmt For For For JR. 2 ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For For 3 ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For For 4 ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For For 5 ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For For 6 ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For For 7 ELECTION OF DIRECTOR: SETH E. SCHOFIELD Mgmt For For For 8 ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For For 9 ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Right to ShrHoldr Against For Against Call a Special Meeting 12 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Executive Compensation
MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Don Blankenship Mgmt For For For 1.2 Elect Robert Foglesong Mgmt For Withhold Against 1.3 Elect Bobby Inman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For CONTRIBUTION REPORTS. 4 STOCKHOLDER PROPOSAL ON A CLIMATE CHANGE ShrHoldr Against Against For REPORT.
MURPHY OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frank Blue Mgmt For For For 1.2 Elect Claiborne Deming Mgmt For For For 1.3 Elect Robert Hermes Mgmt For Withhold Against 1.4 Elect James Kelley Mgmt For For For 1.5 Elect R. Madison Murphy Mgmt For Withhold Against 1.6 Elect William Nolan, Jr. Mgmt For For For 1.7 Elect Ivar Ramberg Mgmt For For For 1.8 Elect Neal Schmale Mgmt For For For 1.9 Elect David Smith Mgmt For Withhold Against 1.10 Elect Caroline Theus Mgmt For For For 2 PROPOSED 2008 STOCK PLAN FOR Mgmt For For For NON-EMPLOYEE DIRECTORS. 3 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Discrimination in Employment Policy 4 Ratification of Auditor Mgmt For For For
NABORS INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Anthony Petrello Mgmt For For For 1.2 Elect Myron Sheinfeld Mgmt For Withhold Against 1.3 Elect Martin Whitman Mgmt For Withhold Against 2 Appointment of Auditor and Authority to Mgmt For For For Set Fees 3 Shareholder Proposal Regarding Pay for ShrHoldr Against For Against Superior Performance 4 SHAREHOLDER PROPOSAL REGARDING GROSS-UP ShrHoldr Against For Against PAYMENTS TO SENIOR EXECUTIVES.
NATIONAL OILWELL VARCO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 THE ELECTION OF DIRECTOR: ROBERT E. Mgmt For For For BEAUCHAMP 2 THE ELECTION OF DIRECTOR: JEFFERY A. Mgmt For For For SMISEK 3 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For 4 APPROVAL OF NATIONAL OILWELL VARCO Mgmt For For For ANNUAL INCENTIVE PLAN
NORFOLK SOUTHERN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSC CUSIP 655844108 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gerald Baliles Mgmt For Withhold Against 1.2 Elect Gene Carter Mgmt For For For 1.3 Elect Karen Horn Mgmt For For For 1.4 Elect J. Paul Reason Mgmt For For For 2 Ratification of Auditor Mgmt For For For
OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For For 2 ELECTION OF DIRECTOR: RONALD W. BURKLE Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN S. CHALSTY Mgmt For For For 4 ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For For 5 ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For For 6 ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For For 7 ELECTION OF DIRECTOR: IRVIN W. MALONEY Mgmt For For For 8 ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For For 9 ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For For 10 ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For For 11 ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For For 12 ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For For 13 RATIFICATION OF SELECTION OF KPMG AS Mgmt For For For INDEPENDENT AUDITORS. 14 SCIENTIFIC REPORT ON GLOBAL WARMING. ShrHoldr Against Against For 15 ADVISORY VOTE ON EXECUTIVE COMPENSATION. ShrHoldr Against For Against 16 INDEPENDENCE OF COMPENSATION CONSULTANTS. ShrHoldr Against For Against 17 PAY-FOR-SUPERIOR-PERFORMANCE PRINCIPLE. ShrHoldr Against Against For 18 SPECIAL SHAREHOLDER MEETINGS. ShrHoldr Against For Against
PEABODY ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sandra Van Trease Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF A PROPOSAL TO DECLASSIFY THE Mgmt For For For BOARD OF DIRECTORS. 4 APPROVAL OF THE 2008 MANAGEMENT ANNUAL Mgmt For For For INCENTIVE COMPENSATION PLAN.
PETROCHINA COMPANY LIMITED-ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS PTR CUSIP 71646E100 08/10/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Issuance of Class A Share Mgmt For For For 2 Authorization to Issue Class A Shares Mgmt For For For
SMITH INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SII CUSIP 832110100 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Dod Fraser Mgmt For For For 2 Amendment to the 1989 Long-Term Mgmt For For For Incentive Compensation Plan 3 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For For CERTIFICATE OF INCORPORATION 4 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM
SUPERIOR ENERGY SERVICES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SPN CUSIP 868157108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Harold Bouillion Mgmt For For For 1.2 Elect Enoch Dawkins Mgmt For Withhold Against 1.3 Elect James Funk Mgmt For For For 1.4 Elect Terence Hall Mgmt For For For 1.5 Elect Ernest Howard, III Mgmt For Withhold Against 1.6 Elect Richard Pattarozzi Mgmt For For For 1.7 Elect Justin Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
TIDEWATER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/12/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard du Moulin Mgmt For For For 1.2 Elect J. Wayne Leonard Mgmt For For For 1.3 Elect Dean Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For
TRANSOCEAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP G90073100 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JON A. MARSHALL Mgmt For For For 2 ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For Against Against 3 ELECTION OF DIRECTOR: ROBERT E. ROSE Mgmt For For For 4 ELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt For For For 5 Ratification of Auditor Mgmt For For For
TRANSOCEAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP G90078109 11/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Share Reclassification Mgmt For For For 2 Approval of the Merger Agreement Mgmt For For For 3 Misc. Article Amendments Mgmt For For For
UNIT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNT CUSIP 909218109 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect King Kirchner Mgmt For For For 1.2 Elect Don Cook Mgmt For For For 1.3 Elect J. Michael Adcock Mgmt For For For 2 Ratification of Auditor Mgmt For For For
VALERO ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect W. E. Bradford Mgmt For For For 1.2 Elect Ronald Calgaard Mgmt For For For 1.3 Elect Irl Engelhardt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibition of Executive Stock Sales During Stock Repurchase Periods 4 Shareholder Proposal Regarding an ShrHoldr Against For Against Advisory Vote on Executive Compensation 5 Shareholder Proposal Regarding Reviewing ShrHoldr Against Against For Political Contributions
WALTER INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WLT CUSIP 93317Q105 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Howard Clark, Jr. Mgmt For For For 1.2 Elect Jerry Kolb Mgmt For Withhold Against 1.3 Elect Patrick Kriegshauser Mgmt For For For 1.4 Elect Mark O'Brien Mgmt For For For 1.5 Elect Victor Patrick Mgmt For Withhold Against 1.6 Elect Bernard Rethore Mgmt For For For 1.7 Elect George Richmond Mgmt For For For 1.8 Elect Michael Tokarz Mgmt For For For 1.9 Elect A.J. Wagner Mgmt For For For
WEATHERFORD INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP G95089101 06/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION AS DIRECTOR: NICHOLAS F. BRADY Mgmt For For For 2 ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Mgmt For For For 3 ELECTION AS DIRECTOR: DAVID J. BUTTERS Mgmt For For For 4 ELECTION AS DIRECTOR: ROBERT B. MILLARD Mgmt For For For 5 ELECTION AS DIRECTOR: BERNARD J. Mgmt For For For DUROC-DANNER 6 ELECTION AS DIRECTOR: ROBERT K. MOSES, Mgmt For For For JR. 7 ELECTION OF DIRECTOR: ROBERT A. RAYNE Mgmt For Against Against 8 Ratification of Auditor Mgmt For For For
XTO ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS XTO CUSIP 98385X106 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WILLIAM H. ADAMS Mgmt For Against Against III 2 ELECTION OF DIRECTOR: KEITH A. HUTTON Mgmt For For For 3 ELECTION OF DIRECTOR: JACK P. RANDALL Mgmt For Against Against 4 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For 6 STOCKHOLDER PROPOSAL TO DECLASSIFY THE ShrHoldr Against For Against BOARD OF DIRECTORS.
ITEM 5: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON EQUITY INCOME FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Linda Alvarado Mgmt For For For 1.2 Elect George Buckley Mgmt For For For 1.3 Elect Vance Coffman Mgmt For For For 1.4 Elect Michael Eskew Mgmt For For For 1.5 Elect W. James Farrell Mgmt For For For 1.6 Elect Herbert Henkel Mgmt For For For 1.7 Elect Edward Liddy Mgmt For For For 1.8 Elect Robert Morrison Mgmt For For For 1.9 Elect Aulana Peters Mgmt For For For 1.10 Elect Robert Ulrich Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 TO APPROVE THE LONG-TERM INCENTIVE PLAN. Mgmt For For For
ABBOTT LABORATORIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect William Daley Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect William Osborn Mgmt For For For 1.6 Elect David Owen Mgmt For For For 1.7 Elect Boone Powell Jr. Mgmt For For For 1.8 Elect W. Ann Reynolds Mgmt For For For 1.9 Elect Roy Roberts Mgmt For For For 1.10 Elect Samuel Scott III Mgmt For Withhold Against 1.11 Elect William Smithburg Mgmt For Withhold Against 1.12 Elect Glenn Tilton Mgmt For For For 1.13 Elect Miles White Mgmt For For For 2 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For For AUDITORS 3 SHAREHOLDER PROPOSAL - ACCESS TO ShrHoldr Against Against For MEDICINES 4 SHAREHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against For Against
AFLAC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Daniel Amos Mgmt For For For 1.2 Elect John Amos II Mgmt For For For 1.3 Elect Paul Amos II Mgmt For For For 1.4 Elect Yoshiro Aoki Mgmt For For For 1.5 Elect Michael Armacost Mgmt For For For 1.6 Elect Kriss Cloninger III Mgmt For Withhold Against 1.7 Elect Joe Harris Mgmt For For For 1.8 Elect Elizabeth Hudson Mgmt For For For 1.9 Elect Kenneth Janke, Sr. Mgmt For Withhold Against 1.10 Elect Douglas Johnson Mgmt For For For 1.11 Elect Robert Johnson Mgmt For For For 1.12 Elect Charles Knapp Mgmt For For For 1.13 Elect E. Stephen Purdom Mgmt For For For 1.14 Elect Barbara Rimer Mgmt For For For 1.15 Elect Marvin Schuster Mgmt For For For 1.16 Elect David Thompson Mgmt For For For 1.17 Elect Robert Wright Mgmt For For For 2 Increase in Authorized Shares Mgmt For For For 3 2009 Management Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For
ALCON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACL CUSIP H01301102 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 ELECTION OF OBT AG, ZURICH, AS Special Mgmt For For For AUDITORS 6 ELECTION TO THE BOARD OF DIRECTORS: PAUL Mgmt For For For BULCKE 7 ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For THOMAS G. PLASKETT 8 ELECTION TO THE BOARD OF DIRECTORS: PAUL Mgmt For For For POLMAN 9 ELECTION TO THE BOARD OF DIRECTORS: CARY Mgmt For For For R. RAYMENT 10 ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For JAMES SINGH 11 ELECTION TO THE BOARD OF DIRECTORS: DR. Mgmt For For For DANIEL VASELLA 12 APPROVAL OF SHARE CANCELLATION Mgmt For For For
AMEREN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEE CUSIP 023608102 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Stephen Brauer Mgmt For For For 1.2 Elect Susan Elliott Mgmt For For For
1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Gayle Jackson Mgmt For For For 1.5 Elect James Johnson Mgmt For For For 1.6 Elect Charles Mueller Mgmt For For For 1.7 Elect Douglas Oberhelman Mgmt For For For 1.8 Elect Gary Rainwater Mgmt For For For 1.9 Elect Harvey Saligman Mgmt For For For 1.10 Elect Patrick Stokes Mgmt For For For 1.11 Elect Jack Woodard Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. 3 SHAREHOLDER PROPOSAL RELATING TO REPORT ShrHoldr Against Against For ON CALLAWAY PLANT RELEASES.
ANNALY MORTGAGE MANAGEMENT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NLY CUSIP 035710409 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Michael Farrell Mgmt For For For 1.2 Elect Jonathan Green Mgmt For For For 1.3 Elect John Lambiase Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
APACHE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For For 2 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Mgmt For Against Against 3 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For For 4 ELECTION OF DIRECTOR: JOHN A. KOCUR Mgmt For For For 5 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against REIMBURSEMENT OF PROXY EXPENSES
ARBOR REALTY TRUST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ABR CUSIP 038923108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ivan Kaufman Mgmt For Withhold Against 1.2 Elect C. Michael Kojaian Mgmt For For For 1.3 Elect Melvin Lazar Mgmt For For For 2 Amendment to the 2003 Omnibus Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
ARCELORMITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS MT CUSIP 03938L104 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROVAL OF THE ANNUAL ACCOUNTS FOR THE Mgmt For For For 2007 FINANCIAL YEAR 2 Consolidated Accounts and Reports Mgmt For For For 3 Directors' Fees Mgmt For For For 4 ALLOCATION OF RESULTS AND DETERMINATION Mgmt For For For OF THE DIVIDEND 5 DISCHARGE OF THE DIRECTORS Mgmt For For For 6 STATUTORY ELECTIONS OF FOUR (4) DIRECTORS Mgmt For For For 7 ELECTION OF LEWIS B. KADEN AS MEMBER OF Mgmt For For For THE BOARD OF DIRECTORS 8 ELECTION OF IGNACIO FERNANDEZ TOXO AS Mgmt For For For MEMBER OF THE BOARD OF DIRECTORS 9 ELECTION OF ANTOINE SPILLMANN AS MEMBER Mgmt For For For OF THE BOARD OF DIRECTORS 10 ELECTION OF MALAY MUKHERJEE AS MEMBER OF Mgmt For For For THE BOARD OF DIRECTORS 11 Authority to Repurchase Shares Mgmt For For For 12 APPOINTMENT OF DELOITTE SA AS Mgmt For For For INDEPENDENT COMPANY AUDITOR 13 Stock Option Plan Mgmt For For For 14 Employee Share Purchase Plan Mgmt For For For 15 Authority to Increase Authorized Capital Mgmt For For For
ARCHER-DANIELS-MIDLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CUSIP 039483102 11/08/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Alan Boeckmann Mgmt For For For 1.2 Elect Mollie Carter Mgmt For Withhold Against 1.3 Elect Victoria Haynes Mgmt For For For 1.4 Elect Antonio Maciel Neto Mgmt For For For 1.5 Elect Patrick Moore Mgmt For For For 1.6 Elect M. Brian Mulroney Mgmt For Withhold Against 1.7 Elect Thomas O'Neill Mgmt For Withhold Against 1.8 Elect Kelvin Westbrook Mgmt For Withhold Against 1.9 Elect Patricia Woertz Mgmt For For For 2 Shareholder Proposal Regarding a Code of ShrHoldr Against Against For Conduct for Global Human Rights Standards 3 Shareholder Proposal Regarding Say on ShrHoldr Against For Against Pay - Advisory Vote on Executive Compensation
ARKANSAS BEST CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABFS CUSIP 040790107 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Davidson Mgmt For For For 1.2 Elect William Legg Mgmt For Withhold Against 1.3 Elect Alan Zakon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Abstain For Against Classified Board
AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For STEPHENSON 2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For ALDINGER III 3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For 4 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For 6 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For 8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For 9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For 10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For 11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For 12 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For 13 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For TYSON 14 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For 15 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS. 16 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For 17 PENSION CREDIT POLICY. ShrHoldr Against For Against 18 LEAD INDEPENDENT DIRECTOR BYLAW. ShrHoldr Against For Against 19 SERP POLICY ShrHoldr Against Against For 20 ADVISORY VOTE ON COMPENSATION ShrHoldr Against For Against
BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For 2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, Mgmt For For For SR. 3 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For 4 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For 5 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For 6 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For 7 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For 8 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For 9 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For 10 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For 11 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For MITCHELL 12 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For 13 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, Mgmt For For For JR. 14 ELECTION OF DIRECTOR: MEREDITH R. Mgmt For For For SPANGLER 15 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For 16 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For 17 RATIFICATION OF THE INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 18 STOCKHOLDER PROPOSAL - STOCK OPTIONS ShrHoldr Against Against For 19 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON ShrHoldr Against For Against EXEC COMP 20 STOCKHOLDER PROPOSAL - DETERMINATION OF ShrHoldr Against Against For CEO COMP 21 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against For Against 22 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against For Against CHAIRMAN 23 STOCKHOLDER PROPOSAL - Special ShrHoldr Against For Against SHAREHOLDER MEETINGS 24 STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES ShrHoldr Against Against For 25 STOCKHOLDER PROPOSAL - HUMAN RIGHTS ShrHoldr Against Against For
BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frank Biondi, Jr. Mgmt For For For 1.2 Elect Ruth Bruch Mgmt For For For 1.3 Elect Nicholas Donofrio Mgmt For For For 1.4 Elect Steven Elliot Mgmt For For For 1.5 Elect Gerald Hassell Mgmt For For For 1.6 Elect Edmund Kelly Mgmt For For For 1.7 Elect Robert Kelly Mgmt For For For 1.8 Elect Richard Kogan Mgmt For For For 1.9 Elect Michael Kowalski Mgmt For For For 1.10 Elect John Luke, Jr. Mgmt For Withhold Against 1.11 Elect Robert Mehrabian Mgmt For For For 1.12 Elect Mark Nordenberg Mgmt For For For 1.13 Elect Catherine Rein Mgmt For For For 1.14 Elect Thomas Renyi Mgmt For For For 1.15 Elect William Richardson Mgmt For For For 1.16 Elect Samuel Scott III Mgmt For For For 1.17 Elect John Surma Mgmt For For For 1.18 Elect Wesley von Schack Mgmt For For For 2 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For LONG-TERM INCENTIVE PLAN. 3 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For EMPLOYEE STOCK PURCHASE PLAN. 4 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For EXECUTIVE INCENTIVE COMPENSATION PLAN. 5 Ratification of Auditor Mgmt For For For 6 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHoldr Against For Against CUMULATIVE VOTING. 7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation
BAXTER INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WAYNE T. Mgmt For For For HOCKMEYER, PH.D. 2 ELECTION OF DIRECTOR: JOSEPH B. MARTIN, Mgmt For For For M.D., PH.D. 3 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For PARKINSON, JR. 4 ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For For 5 ELECTION OF DIRECTOR: ALBERT P.L. Mgmt For For For STROUCKEN 6 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM
BB & T CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBT CUSIP 054937107 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Allison IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect Anna Cablik Mgmt For Withhold Against 1.4 Elect Nelle Chilton Mgmt For For For 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect Tom Efird Mgmt For For For 1.7 Elect Barry Fitzpatrick Mgmt For For For 1.8 Elect L. Vincent Hackley Mgmt For For For 1.9 Elect Jane Helm Mgmt For For For 1.10 Elect John Howe III Mgmt For For For 1.11 Elect James Maynard Mgmt For For For 1.12 Elect Albert McCauley Mgmt For For For 1.13 Elect J. Holmes Morrison Mgmt For For For 1.14 Elect Nido Qubein Mgmt For Withhold Against 1.15 Elect Thomas Thompson Mgmt For For For 1.16 Elect Stephen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BCE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BCE CUSIP 05534B760 09/21/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of the Merger Agreement Mgmt For For For
BECTON DICKINSON & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BDX CUSIP 075887109 01/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Marshall Larsen Mgmt For For For 1.3 Elect Gary Mecklenburg Mgmt For For For 1.4 Elect Cathy Minehan Mgmt For For For 1.5 Elect Alfred Sommer Mgmt For Withhold Against 2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM 3 ANNUAL ELECTION OF DIRECTORS ShrHoldr Against For Against 4 CUMULATIVE VOTING ShrHoldr Against For Against 5 ENVIRONMENTAL REPORT ShrHoldr Against Against For
BHP BILLITON LTD- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CUSIP 088606108 11/28/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 TO RECEIVE THE 2007 FINANCIAL STATEMENTS Mgmt For For For AND REPORTS FOR BHP BILLITON PLC. 2 TO RECEIVE THE 2007 FINANCIAL STATEMENTS Mgmt For For For AND REPORTS FOR BHP BILLITON LTD.
3 TO RE-ELECT MR D A CRAWFORD AS A Mgmt For For For DIRECTOR OF BHP BILLITON PLC. 4 TO RE-ELECT MR D A CRAWFORD AS A Mgmt For For For DIRECTOR OF BHP BILLITON LTD. 5 TO RE-ELECT MR D R ARGUS AS A DIRECTOR Mgmt For For For OF BHP BILLITON PLC. 6 TO RE-ELECT MR D R ARGUS AS A DIRECTOR Mgmt For For For OF BHP BILLITON LTD. 7 TO RE-ELECT MR C A S CORDEIRO AS A Mgmt For For For DIRECTOR OF BHP BILLITON PLC. 8 TO RE-ELECT MR C A S CORDEIRO AS A Mgmt For For For DIRECTOR OF BHP BILLITON LTD. 9 TO RE-ELECT THE HON E G DE PLANQUE AS A Mgmt For For For DIRECTOR OF BHP BILLITON PLC. 10 TO RE-ELECT THE HON E G DE PLANQUE AS A Mgmt For For For DIRECTOR OF BHP BILLITON LTD. 11 TO RE-ELECT DR D A L JENKINS AS A Mgmt For For For DIRECTOR OF BHP BILLITON PLC. 12 TO RE-ELECT DR D A L JENKINS AS A Mgmt For For For DIRECTOR OF BHP BILLITON LTD. 13 TO REAPPOINT KPMG AUDIT PLC AS THE Mgmt For For For AUDITOR OF BHP BILLITON PLC. 14 TO RENEW THE GENERAL AUTHORITY TO ALLOT Mgmt For For For SHARES IN BHP BILLITON PLC. 15 TO RENEW THE DISAPPLICATION OF Mgmt For For For PRE-EMPTION RIGHTS IN BHP BILLITON PLC. 16 TO APPROVE THE REPURCHASE OF SHARES IN Mgmt For For For BHP BILLITON PLC. 17 Reduction of Issued Share Capital Mgmt For For For 18 Reduction of Issued Share Capital Mgmt For For For 19 Reduction of Issued Share Capital Mgmt For For For 20 Reduction of Issued Share Capital Mgmt For For For 21 Reduction of Issued Share Capital Mgmt For For For 22 Reduction of Issued Share Capital Mgmt For For For 23 Reduction of Issued Share Capital Mgmt For For For 24 Reduction of Issued Share Capital Mgmt For For For 25 TO APPROVE THE 2007 REMUNERATION REPORT. Mgmt For For For 26 Equity Grant (CEO Marius J. Kloppers) Mgmt For For For 27 TO APPROVE THE GRANT OF AWARDS TO MR C W Mgmt For Against Against GOODYEAR UNDER THE GIS. 28 Amendment to Articles Regarding Mgmt For For For Retirement Age (BHP Billiton plc) 29 TO APPROVE THE AMENDMENT TO THE Mgmt For For For CONSTITUTION OF BHP BILLITON LTD.
BURLINGTON NORTHERN SANTA FE CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS BNI CUSIP 12189T104 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For For 2 ELECTION OF DIRECTOR: D.G. COOK Mgmt For For For 3 ELECTION OF DIRECTOR: V.S. MARTINEZ Mgmt For Against Against 4 ELECTION OF DIRECTOR: M.F. RACICOT Mgmt For For For 5 ELECTION OF DIRECTOR: R.S. ROBERTS Mgmt For For For 6 ELECTION OF DIRECTOR: M.K. ROSE Mgmt For For For 7 ELECTION OF DIRECTOR: M.J. SHAPIRO Mgmt For For For 8 ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For For 9 ELECTION OF DIRECTOR: R.H. WEST Mgmt For For For 10 ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For For 11 ELECTION OF DIRECTOR: E.E. WHITACRE, JR. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 PROPOSAL REGARDING SAY ON EXECUTIVE PAY. ShrHoldr Against For Against
CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For Against Against 2 ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For Against Against 3 ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Associate Stock Mgmt For For For Purchase Plan 6 STOCKHOLDER PROPOSAL: STOCKHOLDER ShrHoldr Against For Against ADVISORY VOTE ON EXECUTIVE COMPENSATION.
CF INDUSTRIES HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Wallace Creek Mgmt For For For 1.2 Elect William Davisson Mgmt For Withhold Against 1.3 Elect Stephen Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CHEVRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For For 2 ELECTION OF DIRECTOR: L.F. DEILY Mgmt For Against Against 3 ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For For 4 ELECTION OF DIRECTOR: R.J. EATON Mgmt For For For 5 ELECTION OF DIRECTOR: S. GINN Mgmt For For For 6 ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For For 7 ELECTION OF DIRECTOR: J.L. JONES Mgmt For For For 8 ELECTION OF DIRECTOR: S. NUNN Mgmt For For For 9 ELECTION OF DIRECTOR: D.J. O REILLY Mgmt For For For 10 ELECTION OF DIRECTOR: D.B. RICE Mgmt For For For 11 ELECTION OF DIRECTOR: P.J. ROBERTSON Mgmt For For For 12 ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For For 13 ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For For 14 ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For For 15 ELECTION OF DIRECTOR: C. WARE Mgmt For For For 16 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM 17 Increase in Authorized Common Stock Mgmt For For For 18 ADOPT POLICY TO SEPARATE THE ShrHoldr Against For Against CEO/CHAIRMAN POSITIONS 19 ADOPT POLICY AND REPORT ON HUMAN RIGHTS ShrHoldr Against Against For 20 REPORT ON ENVIRONMENTAL IMPACT OF ShrHoldr Against Against For CANADIAN OIL SANDS OPERATIONS 21 ADOPT GOALS AND REPORT ON GREENHOUSE GAS ShrHoldr Against Against For EMISSIONS 22 REVIEW AND REPORT ON GUIDELINES FOR ShrHoldr Against Against For COUNTRY SELECTION 23 REPORT ON HOST COUNTRY LAWS ShrHoldr Against Against For
CHUNGHWA TELECOM COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CHT CUSIP 17133Q304 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 ISSUES TO BE DISCUSSED: TO REVISE THE Mgmt For For For ARTICLES OF INCORPORATION. 4 ISSUES TO BE DISCUSSED: TO APPROVE THE Mgmt For For For PROPOSAL FOR ISSUANCE OF NEW SHARES. 5 Amendments to Procedural Rules for Mgmt For For For Acquisition/Disposal of Assets
COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For For 2 ELECTION OF DIRECTOR: JILL K. CONWAY Mgmt For For For 3 ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For For 4 ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For For 5 ELECTION OF DIRECTOR: DAVID W. JOHNSON Mgmt For For For 6 ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For For 7 ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For For 8 ELECTION OF DIRECTOR: REUBEN MARK Mgmt For For For 9 ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For For 10 ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Increase in Authorized Common Stock Mgmt For For For
COMPANHIA DE SANEAMENTO BASICO (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS SBS CUSIP 20441A102 07/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Director Mgmt For For For 2 Re-ratification of Restated Accounts and Mgmt For For For Reports 3 Re-ratification of Restated Profit Mgmt For For For Distribution Policy
CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: HAROLD W. MCGRAW Mgmt For For For III 2 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For 3 ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 QUALIFICATIONS FOR DIRECTOR NOMINEES ShrHoldr Against Against For 7 REPORT ON RECOGNITION OF INDIGENOUS ShrHoldr Against Against For RIGHTS 8 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against For Against 9 POLITICAL CONTRIBUTIONS ShrHoldr Against Against For 10 GREENHOUSE GAS REDUCTION ShrHoldr Against Against For 11 COMMUNITY ACCOUNTABILITY ShrHoldr Against Against For 12 DRILLING IN SENSITIVE/PROTECTED AREAS ShrHoldr Against Against For 13 ENVIRONMENTAL IMPACT ShrHoldr Against Against For 14 GLOBAL WARMING ShrHoldr Against Against For
CONSOLIDATED EDISON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ED CUSIP 209115104 05/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Kevin Burke Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect George Campbell, Jr. Mgmt For Withhold Against 1.4 Elect Gordon Davis Mgmt For Withhold Against 1.5 Elect Michael Del Giudice Mgmt For For For 1.6 Elect Ellen Futter Mgmt For Withhold Against 1.7 Elect Sally Hernandez Mgmt For For For 1.8 Elect John Killian Mgmt For For For 1.9 Elect Peter Likins Mgmt For For For 1.10 Elect Eugene McGrath Mgmt For For For 1.11 Elect Michael Ranger Mgmt For For For 1.12 Elect L. Frederick Sutherland Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT ACCOUNTANTS. 3 APPROVAL OF PERFORMANCE GOALS UNDER THE Mgmt For For For COMPANY S LONG TERM INCENTIVE PLAN. 4 ADDITIONAL COMPENSATION INFORMATION. ShrHoldr Against Against For
CREDICORP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BAP CUSIP G2519Y108 03/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Report of the Board of Directors Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 TO ELECT THE BOARD OF DIRECTORS FOR A Mgmt For For For THREE YEAR PERIOD. 4 TO DETERMINE THE REMUNERATION OF THE Mgmt For For For BOARD OF DIRECTORS OF THE COMPANY.
DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DB CUSIP D18190898 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 RESOLUTION 2. Mgmt For For For 2 RESOLUTION 3. Mgmt For Abstain Against 3 RESOLUTION 4. Mgmt For Abstain Against 4 RESOLUTION 5. Mgmt For Against Against 5 RESOLUTION 6. Mgmt For For For 6 RESOLUTION 7. Mgmt For For For 7 RESOLUTION 8. Mgmt For For For 8 ELECTION TO THE SUPERVISORY BOARD: Mgmt For Against Against CLEMENS BORSIG 9 ELECTION TO THE SUPERVISORY BOARD: Mgmt For Against Against KARL-GERHARD EICK 10 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For HENNING KAGERMANN 11 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For SUZANNE LABARGE 12 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For TILMAN TODENHOFER 13 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For WERNER WENNING 14 ELECTION TO THE SUPERVISORY BOARD: PETER Mgmt For For For JOB 15 -NOTE- NO LONGER AVAILABLE FOR Mgmt For For For RE-ELECTION 16 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For MAURICE LEVY 17 RESOLUTION 10. Mgmt For For For 18 RESOLUTION 11. Mgmt For For For 19 RESOLUTION 12. Mgmt Against Against For 20 RESOLUTION 13. Mgmt Against Against For 21 RESOLUTION 14. Mgmt Against Against For 22 RESOLUTION 15. Mgmt Against Against For 23 RESOLUTION 16. Mgmt Against Against For 24 RESOLUTION 17. Mgmt Against Against For 25 RESOLUTION 18. Mgmt Against Against For 26 RESOLUTION 19. Mgmt Against Against For 27 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For JOHANNES TEYSSEN 28 COUNTER MOTION A Mgmt N/A Against N/A 29 COUNTER MOTION B Mgmt N/A Against N/A 30 COUNTER MOTION C Mgmt N/A Against N/A
DIANA SHIPPING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DSX CUSIP Y2066G104 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Boris Nachamkin Mgmt For For For 1.2 Elect Apostolos Kontoyannis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Reduce Quorum Requirement Mgmt For For For 4 Increase in Authorized Shares of Common Mgmt For Against Against Stock
DOMINION RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS D CUSIP 25746U109 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PETER W. BROWN Mgmt For For For 2 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For DAVIDSON, JR. 3 ELECTION OF DIRECTOR: THOMAS F. FARRELL, Mgmt For For For II 4 ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt For For For 5 ELECTION OF DIRECTOR: ROBERT S. JEPSON, Mgmt For For For JR. 6 ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For For 7 ELECTION OF DIRECTOR: BENJAMIN J. Mgmt For For For LAMBERT, III 8 ELECTION OF DIRECTOR: MARGARET A. MCKENNA Mgmt For For For 9 ELECTION OF DIRECTOR: FRANK S. ROYAL Mgmt For For For 10 ELECTION OF DIRECTOR: DAVID A. WOLLARD Mgmt For For For 11 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For For AUDITORS FOR 2008.
DOW CHEMICALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Arnold Allemang Mgmt For For For 1.2 Elect Jacqueline Barton Mgmt For For For 1.3 Elect James Bell Mgmt For For For 1.4 Elect Jeff Fettig Mgmt For For For 1.5 Elect Barbara Franklin Mgmt For For For 1.6 Elect John Hess Mgmt For For For 1.7 Elect Andrew Liveris Mgmt For For For 1.8 Elect Geoffery Merszei Mgmt For Withhold Against 1.9 Elect Dennis Reilley Mgmt For For For 1.10 Elect James Ringler Mgmt For For For 1.11 Elect Ruth Shaw Mgmt For For For 1.12 Elect Paul Stern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL ON CHEMICALS WITH ShrHoldr Against Against For LINKS TO RESPIRATORY PROBLEMS.
4 STOCKHOLDER PROPOSAL ON ENVIRONMENTAL ShrHoldr Against Against For REMEDIATION IN THE MIDLAND AREA. 5 STOCKHOLDER PROPOSAL ON GENETICALLY ShrHoldr Against Against For ENGINEERED SEED. 6 STOCKHOLDER PROPOSAL ON A COMPENSATION ShrHoldr Against Against For PLAN.
DRYSHIPS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRYS CUSIP Y2109Q101 08/08/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Aristidis Ioannidis Mgmt For For For 1.2 Elect George Demathas Mgmt For For For 2 Appointment of Auditor and Authority to Mgmt For For For Set Fees
EATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ned Lautenbach Mgmt For Withhold Against 1.2 Elect John Miller Mgmt For For For 1.3 Elect Gregory Page Mgmt For For For 1.4 Elect Victor Pelson Mgmt For For For 2 APPROVE THE PROPOSED INCREASE IN THE Mgmt For For For AUTHORIZED NUMBER OF COMMON SHARES 3 APPROVE THE PROPOSAL TO ADOPT MAJORITY Mgmt For For For VOTING IN DIRECTOR ELECTIONS 4 Adoption of Amended Regulations Mgmt For Against Against 5 APPROVE THE PROPOSED 2008 STOCK PLAN Mgmt For For For 6 APPROVE THE PROPOSED SENIOR EXECUTIVE Mgmt For For For INCENTIVE COMPENSATION PLAN 7 APPROVE THE PROPOSED EXECUTIVE STRATEGIC Mgmt For For For INCENTIVE PLAN 8 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For For LLP AS INDEPENDENT AUDITOR FOR 2008
EMERSON ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect David Farr Mgmt For For For 1.2 Elect Robert Horton Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 2 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM
EVEREST RE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Thomas Gallagher Mgmt For For For 1.2 Elect William Galtney, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Technical Amendments to Bylaws Mgmt For For For
FOOT LOCKER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT ACCOUNTANTS 3 Amendment to the Annual Incentive Mgmt For For For Compensation Plan
FPL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FPL CUSIP 302571104 05/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall, II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For Withhold Against 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay, III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect Michael Thaman Mgmt For For For 1.11 Elect Hansel Tookes, II Mgmt For For For 1.12 Elect Paul Tregurtha Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF THE FPL GROUP EXECUTIVE Mgmt For For For ANNUAL INCENTIVE PLAN. 4 SHAREHOLDER PROPOSAL - GLOBAL WARMING ShrHoldr Against Against For REPORT.
FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect J. Bennet Johnston Mgmt For Withhold Against 1.7 Elect Charles Krulak Mgmt For For For 1.8 Elect Bobby Lackey Mgmt For For For 1.9 Elect Jon Madonna Mgmt For For For 1.10 Elect Dustan McCoy Mgmt For Withhold Against 1.11 Elect Gabrielle McDonald Mgmt For Withhold Against 1.12 Elect James Moffett Mgmt For For For 1.13 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.14 Elect J. Stapleton Roy Mgmt For Withhold Against 1.15 Elect Stephen Siegele Mgmt For For For 1.16 Elect J. Taylor Wharton Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For For YOUNG LLP AS INDEPENDENT AUDITORS. 3 Increase in Authorized Common Stock Mgmt For For For
GENCO SHIPPING & TRADING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS GNK CUSIP Y2685T107 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Peter Georgiopoulos Mgmt For For For 1.2 Elect Stephen Kaplan Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS. 3 Transaction of Other Business Mgmt For Against Against
GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: SIR WILLIAM M. Mgmt For For For CASTELL 3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For 4 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Mgmt For Against Against 5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For For 6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For For 7 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For 8 ELECTION OF DIRECTOR: ALAN G. (A.G.) Mgmt For For For LAFLEY
9 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For 10 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For For 11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For 12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For 13 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For 14 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For Against Against 15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For For 16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER Mgmt For For For III 17 RATIFICATION OF KPMG Mgmt For For For 18 CUMULATIVE VOTING ShrHoldr Against For Against 19 SEPARATE THE ROLES OF CEO AND CHAIRMAN ShrHoldr Against For Against 20 RECOUP UNEARNED MANAGEMENT BONUSES ShrHoldr Against Against For 21 CURB OVER-EXTENDED DIRECTORS ShrHoldr Against For Against 22 REPORT ON CHARITABLE CONTRIBUTIONS ShrHoldr Against Against For 23 GLOBAL WARMING REPORT ShrHoldr Against Against For 24 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against For Against
GENERAL MARITIME CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GMR CUSIP Y2692M103 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Rex Harrington Mgmt For For For 1.2 Elect John Hatab Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS
GENUINE PARTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GPC CUSIP 372460105 04/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Richard Courts II Mgmt For For For 1.3 Elect Jean Douville Mgmt For For For 1.4 Elect Thomas Gallagher Mgmt For For For 1.5 Elect George Guynn Mgmt For For For 1.6 Elect John Johns Mgmt For For For 1.7 Elect Michael Johns Mgmt For For For 1.8 Elect J. Hicks Lanier Mgmt For Withhold Against 1.9 Elect Wendy Needham Mgmt For For For 1.10 Elect Jerry Nix Mgmt For Withhold Against 1.11 Elect Larry Prince Mgmt For For For 1.12 Elect Gary Rollins Mgmt For Withhold Against 1.13 Elect Lawrence Steiner Mgmt For For For 2 Ratification of Auditor Mgmt For For For
HAVERTY FURNITURE COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HVT CUSIP 419596101 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Terence McGuirk Mgmt For For For 1.2 Elect Vicki Palmer Mgmt For For For 1.3 Elect Fred Schuermann Mgmt For For For
HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For For 3 ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For For 4 ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For For For 5 ELECTION OF DIRECTOR: M.V. HURD Mgmt For For For 6 ELECTION OF DIRECTOR: J.Z. HYATT Mgmt For For For 7 ELECTION OF DIRECTOR: J.R. JOYCE Mgmt For For For 8 ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For For 9 ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For For For 10 ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For For 11 Ratification of Auditor Mgmt For For For
HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For For 2 ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For For 3 ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For For 4 ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For For 5 ELECTION OF DIRECTOR: GREGORY D. Mgmt For For For BRENNEMAN 6 ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For For 7 ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For For 8 ELECTION OF DIRECTOR: BRIAN C. CORNELL Mgmt For For For 9 ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For For 10 ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Management Incentive Plan Mgmt For For For
13 Amendment to the Employee Stock Purchase Mgmt For For For Plan 14 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For NONPARTISANSHIP 15 SHAREHOLDER PROPOSAL REGARDING Special ShrHoldr Against Against For SHAREHOLDER MEETINGS 16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT DISCLOSURE 17 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against OFFICER COMPENSATION 18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For PAY-FOR-SUPERIOR PERFORMANCE
HUANENG POWER INTERNATIONAL, INC. (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNP CUSIP 443304100 03/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Related Party Transactions Mgmt For For For
HUANENG POWER INTERNATIONAL, INC. (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNP CUSIP 443304100 10/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Issuance of Corporate Bonds Mgmt For For For
INTEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For For 2 ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For Against Against 3 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For Against Against 4 ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For For 5 ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For For 6 ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For For 8 ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For For 9 ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For For 10 ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For For
11 ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Establishing a Board Committee on Sustainability
INTERNATIONAL BUSINESS MACHINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Cathleen Black Mgmt For Withhold Against 1.2 Elect William Brody Mgmt For For For 1.3 Elect Kenneth Chenault Mgmt For For For 1.4 Elect Michael Eskew Mgmt For Withhold Against 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect Lucio Noto Mgmt For For For 1.7 Elect James Owens Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Joan Spero Mgmt For For For 1.10 Elect Sidney Taurel Mgmt For For For 1.11 Elect Lorenzo Zambrano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against For Against 4 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against COMPENSATION 5 STOCKHOLDER PROPOSAL ON BOARD COMMITTEE ShrHoldr Against Against For ON HUMAN RIGHTS 6 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS ShrHoldr Against For Against 7 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against For Against EXECUTIVE COMPENSATION
JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mary Coleman Mgmt For Withhold Against 1.2 Elect James Cullen Mgmt For Withhold Against 1.3 Elect Michael Johns Mgmt For Withhold Against 1.4 Elect Arnold Langbo Mgmt For For For 1.5 Elect Susan Lindquist Mgmt For For For 1.6 Elect Leo Mullin Mgmt For For For 1.7 Elect William Perez Mgmt For Withhold Against 1.8 Elect Christine Poon Mgmt For For For 1.9 Elect Charles Prince Mgmt For Withhold Against 1.10 Elect Steven Reinemund Mgmt For Withhold Against 1.11 Elect David Satcher Mgmt For For For 1.12 Elect William Weldon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation
JOHNSON CONTROLS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For AS INDEPENDENT AUDITORS FOR 2008.
JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For For 2 ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For For 3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For 4 ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For For 6 ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For For 7 ELECTION OF DIRECTOR: WILLIAM H. GRAY, Mgmt For For For III 8 ELECTION OF DIRECTOR: LABAN P. JACKSON, Mgmt For For For JR. 9 ELECTION OF DIRECTOR: ROBERT I. LIPP Mgmt For For For 10 ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For Against Against 11 ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For For 12 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For For 13 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM 14 APPROVAL OF AMENDMENT TO 2005 LONG-TERM Mgmt For Against Against INCENTIVE PLAN 15 REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For For PLAN 16 GOVERNMENTAL SERVICE REPORT ShrHoldr Against Against For 17 POLITICAL CONTRIBUTIONS REPORT ShrHoldr Against Against For 18 INDEPENDENT CHAIRMAN OF THE BOARD ShrHoldr Against For Against 19 EXECUTIVE COMPENSATION APPROVAL ShrHoldr Against For Against 20 TWO CANDIDATES PER DIRECTORSHIP ShrHoldr Against Against For 21 HUMAN RIGHTS AND INVESTMENT REPORT ShrHoldr Against Against For 22 LOBBYING PRIORITIES REPORT ShrHoldr Against Against For
KIMBERLY-CLARK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For For 2 ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For Against Against 3 ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For For 4 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For 5 ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt For For For 6 RATIFICATION OF AUDITORS Mgmt For For For 7 Amendment to Supermajority Voting Mgmt For For For Provisions 8 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For QUALIFICATIONS FOR DIRECTOR NOMINEES 9 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights 10 STOCKHOLDER PROPOSAL REGARDING Special ShrHoldr Against For Against SHAREHOLDER MEETINGS 11 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against CUMULATIVE VOTING 12 Shareholder Proposal Regarding a ShrHoldr Against Against For Committee on Sustainability
KNIGHTSBRIDGE TANKERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS VLCCF CUSIP G5299G106 09/28/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ola Lorentzon Mgmt For Withhold Against 1.2 Elect Douglas Wolcott Mgmt For For For 1.3 Elect David White Mgmt For Withhold Against 1.4 Elect Bjorn Sjaastad Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 PROPOSAL TO AMEND THE COMPANY S BYE-LAWS. Mgmt For For For
L3 COMMUNICATIONS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LLL CUSIP 502424104 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Shalikashvili Mgmt For For For 1.2 Elect Michael Strianese Mgmt For For For 1.3 Elect John White Mgmt For For For 2 2008 Long Term Performance Plan Mgmt For For For 3 2008 Directors Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
LCA-VISION INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LCAV CUSIP 501803308 08/21/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William Bahl Mgmt For Withhold Against 1.2 Elect Thomas Cody Mgmt For Withhold Against 1.3 Elect John Gutfreund Mgmt For For For 1.4 Elect John Hassan Mgmt For Withhold Against 1.5 Elect Steven Straus Mgmt For For For 1.6 Elect E. Anthony Woods Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
LEGGETT & PLATT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LEG CUSIP 524660107 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Raymond Bentele Mgmt For For For 1.2 Elect Ralph Clark Mgmt For For For 1.3 Elect Robert Enloe, III Mgmt For For For 1.4 Elect Richard Fisher Mgmt For For For 1.5 Elect Karl Glassman Mgmt For For For 1.6 Elect David Haffner Mgmt For For For 1.7 Elect Joseph McClanathan Mgmt For For For 1.8 Elect Judy Odom Mgmt For For For 1.9 Elect Maurice Purnell, Jr. Mgmt For For For 1.10 Elect Phoebe Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 AMENDMENT AND RESTATEMENT OF THE COMPANY Mgmt For Against Against S FLEXIBLE STOCK PLAN. 4 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For Sexual Orientation Anti-Bias Policy
LOCKHEED MARTIN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect E. C. Aldridge, Jr. Mgmt For For For 1.2 Elect Nolan Archibald Mgmt For Withhold Against 1.3 Elect David Burritt Mgmt For For For 1.4 Elect James Ellis, Jr. Mgmt For For For 1.5 Elect Gwendolyn King Mgmt For For For 1.6 Elect James Loy Mgmt For Withhold Against 1.7 Elect Douglas McCorkindale Mgmt For For For 1.8 Elect Joseph Ralston Mgmt For Withhold Against 1.9 Elect Frank Savage Mgmt For For For 1.10 Elect James Schneider Mgmt For For For 1.11 Elect Anne Stevens Mgmt For For For 1.12 Elect Robert Stevens Mgmt For For For 1.13 Elect James Ukropina Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS
3 Adoption of Simple Majority Voting Mgmt For For For 4 MANAGEMENT PROPOSAL: TO AMEND THE Mgmt For Against Against CHARTER TO DELETE ARTICLE XIII 5 Amendment to the 2003 Incentive Mgmt For For For Performance Award Plan 6 MANAGEMENT PROPOSAL: TO ADOPT THE 2009 Mgmt For For For DIRECTORS EQUITY PLAN 7 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS ShrHoldr Against Against For 8 Shareholder Proposal Regarding Report on ShrHoldr Against Against For Nuclear Weapons Involvement 9 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN ShrHoldr Against For Against
LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Ingram Mgmt For Withhold Against 1.2 Elect Robert Johnson Mgmt For For For 1.3 Elect Richard Lochridge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against SUPERMAJORITY VOTE REQUIREMENTS. 5 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against Against For COMPENSATION PLAN.
LUBRIZOL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LZ CUSIP 549271104 04/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Abernathy Mgmt For Withhold Against 1.2 Elect Dominic Pileggi Mgmt For Withhold Against 1.3 Elect Harriet Taggart Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr For For For Declassification of the Board
LUFKIN INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LUFK CUSIP 549764108 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect H. J. Trout, Jr. Mgmt For For For 1.2 Elect James Jongebloed Mgmt For Withhold Against 1.3 Elect Suzanne Baer Mgmt For For For
MANOR CARE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HCR CUSIP 564055101 10/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of the Merger Agreement Mgmt For For For 2 TO ADJOURN OR POSTPONE THE Special Mgmt For For For MEETING, IF NECESSARY OR APPROPRIATE.
MASCO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAS CUSIP 574599106 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: VERNE G. ISTOCK Mgmt For Against Against 2 ELECTION OF DIRECTOR: DAVID L. JOHNSTON Mgmt For Against Against 3 ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For Against Against 4 ELECTION OF DIRECTOR: TIMOTHY WADHAMS Mgmt For For For 5 Ratification of Auditor Mgmt For For For
MCG CAPITAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MCGC CUSIP 58047P107 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Merrick Mgmt For For For 1.2 Elect B. Hagen Saville Mgmt For For For 1.3 Elect Wallace B. Millner, III Mgmt For For For 1.4 Elect Richard Neu Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Sale of Common Stock Below Net Asset Mgmt For Against Against Value 4 Amendment to the 2006 Employee Mgmt For For For Restricted Stock Plan 5 Amendment to the 2006 Non-Employee Mgmt For For For Director Restricted Stock Plan
METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sylvia Mathews Burwell Mgmt For For For 1.2 Elect Eduardo Castro-Wright Mgmt For For For 1.3 Elect Cheryl Grise Mgmt For For For 1.4 Elect William Steere, Jr. Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MICROSOFT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/13/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WILLIAM H. GATES, Mgmt For For For III 2 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For For 3 ELECTION OF DIRECTOR: JAMES I. CASH JR., Mgmt For For For PHD 4 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For For 5 ELECTION OF DIRECTOR: RAYMOND V. Mgmt For For For GILMARTIN 6 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For For 7 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For For 8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For 9 ELECTION OF DIRECTOR: DR. HELMUT PANKE Mgmt For For For 10 ELECTION OF DIRECTOR: JON A. SHIRLEY Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 SHAREHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For POLICIES ON INTERNET CENSORSHIP. 13 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF ShrHoldr Against Against For BOARD COMMITTEE ON HUMAN RIGHTS.
NIKE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NKE CUSIP 654106103 09/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Connors Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect Jeanne Jackson Mgmt For For For 2 Amendment to the Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
NN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NNBR CUSIP 629337106 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect G. Ronald Morris Mgmt For Withhold Against 1.2 Elect Steven Warshaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NORDIC AMERICA TANKER SHIPPING LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS NAT CUSIP G65773106 06/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Herbj0rn Hansson Mgmt For Withhold Against 1.2 Elect Torbjorn Glads0 Mgmt For Withhold Against 1.3 Elect David Gibbons Mgmt For For For 1.4 Elect Andreas Ugland Mgmt For For For 1.5 Elect Andrew March Mgmt For For For 1.6 Elect Paul Hopkins Mgmt For For For 1.7 Elect Richard Vietor Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Reduction of Share Premium and Mgmt For For For Corresponding Credit of Contributed Surplus
NORDSTROM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For For 2 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For For JR. 3 ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For For 4 ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For For 5 ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For For 6 ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For For 7 ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For For 8 ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For For 9 ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For For 10 Ratification of Auditor Mgmt For For For
NORFOLK SOUTHERN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSC CUSIP 655844108 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gerald Baliles Mgmt For Withhold Against 1.2 Elect Gene Carter Mgmt For For For 1.3 Elect Karen Horn Mgmt For For For 1.4 Elect J. Paul Reason Mgmt For For For 2 Ratification of Auditor Mgmt For For For
OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For For 2 ELECTION OF DIRECTOR: RONALD W. BURKLE Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN S. CHALSTY Mgmt For For For 4 ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For For 5 ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For For 6 ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For For 7 ELECTION OF DIRECTOR: IRVIN W. MALONEY Mgmt For For For 8 ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For For 9 ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For For 10 ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For For 11 ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For For 12 ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For For 13 RATIFICATION OF SELECTION OF KPMG AS Mgmt For For For INDEPENDENT AUDITORS. 14 SCIENTIFIC REPORT ON GLOBAL WARMING. ShrHoldr Against Against For 15 ADVISORY VOTE ON EXECUTIVE COMPENSATION. ShrHoldr Against For Against 16 INDEPENDENCE OF COMPENSATION CONSULTANTS. ShrHoldr Against For Against 17 PAY-FOR-SUPERIOR-PERFORMANCE PRINCIPLE. ShrHoldr Against Against For 18 SPECIAL SHAREHOLDER MEETINGS. ShrHoldr Against For Against
OWENS & MINOR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS OMI CUSIP 690732102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect G. Gilmer Minor, III Mgmt For For For 1.2 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect Eddie Moore, Jr. Mgmt For For For 1.4 Elect Peter Redding Mgmt For For For 1.5 Elect Robert Sledd Mgmt For For For 1.6 Elect Craig Smith Mgmt For For For 2 Amendment to Articles of Incorporation Mgmt For For For to Declassify the Board 3 Amendment to Articles of Incorporation Mgmt For For For to Eliminate Provisions Authorizing Series B Cumulative Preferred Stock 4 Ratification of Auditor Mgmt For For For
OXFORD INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS OXM CUSIP 691497309 06/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CECIL D. CONLEE Mgmt For For For 2 ELECTION OF DIRECTOR: J. REESE LANIER Mgmt For For For 3 ELECTION OF DIRECTOR: DENNIS M. LOVE Mgmt For For For 4 Amendment to the Executive Performance Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
PARTNER COMMUNICATIONS CO LTD- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS PTNR CUSIP 70211M109 06/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Appointment of Auditor Mgmt For For For 2 Ratification of Auditor's Fees Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Election of Directors; Fees Mgmt For For For 5 External Directors' Fees Mgmt For For For 6 TO APPROVE THE AMENDED COMPANY S 2004 Mgmt For Against Against SHARE OPTION PLAN.
PARTNER COMMUNICATIONS CO LTD- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS PTNR CUSIP 70211M109 11/15/2007 Voted MEETING TYPE COUNTRY OF TRADE Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Appointment of Auditor Mgmt For For For 2 Authority to Set Auditor's Fees Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Election of Directors; Fees Mgmt For For For 5 Retirement Bonus Mgmt For For For 6 Personal Interest Mgmt For Against Against 7 Related Party Transaction Mgmt For For For 8 Personal Interest Mgmt For Against Against
PARTNERRE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Judith Hanratty Mgmt For For For 1.2 Elect Remy Sautter Mgmt For For For 1.3 Elect Patrick Thiele Mgmt For For For 1.4 Elect Jurgen Zech Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 TO APPROVE OUR 2005 EMPLOYEE EQUITY Mgmt For Against Against PLAN, AS AMENDED AND RESTATED. 4 Transaction of Other Business Mgmt For Against Against
PEPSICO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: I.M. COOK Mgmt For For For 2 ELECTION OF DIRECTOR: D. DUBLON Mgmt For For For 3 ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For For 4 ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For For 5 ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For For 6 ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For For 7 ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For For 8 ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For For 9 ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For For 10 ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For For 11 ELECTION OF DIRECTOR: D. VASELLA Mgmt For For For 12 ELECTION OF DIRECTOR: M.D. WHITE Mgmt For For For 13 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTANTS 14 Shareholder Proposal Regarding Report on ShrHoldr Against Against For Beverage Container Recycling Program 15 Shareholder Proposal Regarding ShrHoldr Against Against For Genetically Engineered Products 16 SHAREHOLDER PROPOSAL - RIGHT TO WATER ShrHoldr Against Against For POLICY (PROXY STATEMENT P. 46) 17 SHAREHOLDER PROPOSAL - GLOBAL WARMING ShrHoldr Against Against For REPORT (PROXY STATEMENT P. 48) 18 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation
PNC FINANCIAL SERVICES GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Berndt Mgmt For Withhold Against 1.2 Elect Charles Bunch Mgmt For For For 1.3 Elect Paul Chellgren Mgmt For For For 1.4 Elect Robert Clay Mgmt For For For 1.5 Elect George Davidson, Jr. Mgmt For For For 1.6 Elect Kay James Mgmt For For For 1.7 Elect Richard Kelson Mgmt For For For 1.8 Elect Bruce Lindsay Mgmt For For For 1.9 Elect Anthony Massaro Mgmt For For For 1.10 Elect Jane Pepper Mgmt For Withhold Against 1.11 Elect James Rohr Mgmt For Withhold Against 1.12 Elect Donald Shepard Mgmt For For For 1.13 Elect Lorene Steffes Mgmt For For For 1.14 Elect Dennis Strigl Mgmt For For For 1.15 Elect Stephen Thieke Mgmt For For For 1.16 Elect Thomas Usher Mgmt For For For 1.17 Elect George Walls, Jr. Mgmt For For For 1.18 Elect Helge Wehmeier Mgmt For For For 2 Ratification of Auditor Mgmt For For For
POLARIS INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PII CUSIP 731068102 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Wiehoff Mgmt For For For 1.2 Elect John Menard, Jr. Mgmt For For For 1.3 Elect Mark Schreck Mgmt For For For 1.4 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PPG INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Hugh Grant Mgmt For For For 1.2 Elect Michele Hooper Mgmt For For For 1.3 Elect Robert Mehrabian Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Rajat Gupta Mgmt For For For 1.2 Elect A. G. Lafley Mgmt For For For 1.3 Elect Lynn Martin Mgmt For For For 1.4 Elect Johnathan Rodgers Mgmt For For For 1.5 Elect John Smith, Jr. Mgmt For For For 1.6 Elect Ralph Snyderman Mgmt For For For 1.7 Elect Margaret Whitman Mgmt For For For 2 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM 3 SHAREHOLDER PROPOSAL #1 - AWARD NO ShrHoldr Against Against For FUTURE STOCK OPTIONS 4 SHAREHOLDER PROPOSAL #2 - REPORT ON ShrHoldr Against Against For COMPANY POLICIES AND ACTIVITIES 5 SHAREHOLDER PROPOSAL #3 - ANIMAL TESTING ShrHoldr Against Against For
PROGRESS ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PGN CUSIP 743263105 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: J. BOSTIC Mgmt For For For 2 ELECTION OF DIRECTOR: D. BURNER Mgmt For For For 3 ELECTION OF DIRECTOR: H. DELOACH Mgmt For For For 4 ELECTION OF DIRECTOR: W. JOHNSON Mgmt For For For 5 ELECTION OF DIRECTOR: R. JONES Mgmt For For For 6 ELECTION OF DIRECTOR: W. JONES Mgmt For For For 7 ELECTION OF DIRECTOR: E. MCKEE Mgmt For Against Against 8 ELECTION OF DIRECTOR: J. MULLIN Mgmt For For For 9 ELECTION OF DIRECTOR: C. PRYOR Mgmt For For For 10 ELECTION OF DIRECTOR: C. SALADRIGAS Mgmt For For For 11 ELECTION OF DIRECTOR: T. STONE Mgmt For For For 12 ELECTION OF DIRECTOR: A. TOLLISON Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 THE PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against COMPENSATION.
QUALCOMM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Donald Cruickshank Mgmt For For For 1.3 Elect Raymond Dittamore Mgmt For For For 1.4 Elect Irwin Jacobs Mgmt For For For 1.5 Elect Paul Jacobs Mgmt For For For 1.6 Elect Robert Kahn Mgmt For For For 1.7 Elect Sherry Lansing Mgmt For For For 1.8 Elect Duane Nelles Mgmt For Withhold Against 1.9 Elect Marc Stern Mgmt For For For 1.10 Elect Brent Scowcroft Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
RAYTHEON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RTN CUSIP 755111507 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: BARBARA M. BARRETT Mgmt For For For 2 ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For 4 ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For Against Against 5 ELECTION OF DIRECTOR: MICHAEL C. Mgmt For For For RUETTGERS 6 ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For For 8 ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For For 9 ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For For 10 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For 11 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS 12 STOCKHOLDER PROPOSAL REGARDING ADVISORY ShrHoldr Against For Against VOTE ON EXECUTIVE COMPENSATION
REDWOOD TRUST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RWT CUSIP 758075402 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Douglas Hansen Mgmt For For For 1.2 Elect Greg Kubicek Mgmt For Withhold Against 1.3 Elect Charles Toeniskoetter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 4 Increase in Authorized Common Stock Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
REGIONS FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS RF CUSIP 7591EP100 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: DAVID J. COOPER, Mgmt For For For SR. 2 ELECTION OF DIRECTOR: EARNEST W. Mgmt For Against Against DEAVENPORT, JR. 3 ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For For 4 ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For For 5 ELECTION OF DIRECTOR: JORGE M. PEREZ Mgmt For For For 6 ELECTION OF DIRECTOR: SPENCE L. WILSON Mgmt For For For 7 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM
RENAISSANCERE HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RNR CUSIP G7496G103 05/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect David Bushnell Mgmt For For For 1.2 Elect James Gibbons Mgmt For For For 1.3 Elect Jean Hamilton Mgmt For For For 1.4 Elect Anthony Santomero Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SK TELECOM COMPANY LIMITED - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS SKE CUSIP 78440P108 03/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For For DIRECTORS. 6 Elect CHO Jae Ho as Independent Director Mgmt For For For to be Audit Committee Member
STANLEY WORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SWK CUSIP 854616109 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Carlos Cardoso Mgmt For For For 1.2 Elect Robert Coutts Mgmt For For For 1.3 Elect Marianne Parrs Mgmt For For For 2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For INDEPENDENT AUDITORS FOR THE YEAR 2008. 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
TIDEWATER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/12/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard du Moulin Mgmt For For For 1.2 Elect J. Wayne Leonard Mgmt For For For 1.3 Elect Dean Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For
UNION PACIFIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For For 3 ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For Against Against 4 ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For For 5 ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For For 6 ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For For 7 ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For For 8 ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For For 9 ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For Against Against 10 ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 INCREASE AUTHORIZED COMMON STOCK FROM Mgmt For For For 500,000,000 TO 800,000,000 SHARES. 13 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For CONTRIBUTIONS.
UNITED PARCEL SERVICE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect Ann Livermore Mgmt For For For 1.7 Elect Rudy Markham Mgmt For For For 1.8 Elect John Thompson Mgmt For For For 1.9 Elect Carol Tome Mgmt For For For 1.10 Elect Ben Verwaayen Mgmt For For For 2 Ratification of Auditor Mgmt For For For
US BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Joel Johnson Mgmt For For For 3 Elect David O'Maley Mgmt For For For 4 Elect O'Dell Owens Mgmt For For For 5 Elect Craig Schnuck Mgmt For For For 6 Ratification of Auditor Mgmt For Against Against 7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Separation of Chairman and CEO
VF CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mackey McDonald Mgmt For For For 1.2 Elect Barbara Feigin Mgmt For For For 1.3 Elect Juan de Bedout Mgmt For For For 1.4 Elect Ursula Fairbairn Mgmt For For For 1.5 Elect Eric Wiseman Mgmt For For For 2 Amendment to the Executive Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
VODAFONE GROUP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS VOD CUSIP 92857W209 07/24/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Re-elect John Bond Mgmt For For For 3 Re-elect Arun Sarin Mgmt For For For 4 Re-elect Michael Boskin Mgmt For Against Against 5 Re-elect John Buchanan Mgmt For For For 6 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt For For For 7 TO RE-ELECT ANNE LAUVERGEON AS A Mgmt For For For DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) 8 Re-elect Jurgen Schrempp Mgmt For Against Against 9 Re-elect Luc Vandevelde Mgmt For Against Against 10 Re-elect Anthony Watson Mgmt For Against Against 11 TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For Against Against (MEMBER OF THE REMUNERATION COMMITTEE) 12 TO ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For For 13 TO ELECT ALAN JEBSON AS A DIRECTOR Mgmt For For For 14 TO ELECT NICK LAND AS A DIRECTOR Mgmt For For For 15 TO ELECT SIMON MURRAY AS A DIRECTOR Mgmt For For For 16 TO APPROVE A FINAL DIVIDEND OF 4.41P PER Mgmt For For For ORDINARY SHARE 17 TO APPROVE THE REMUNERATION REPORT Mgmt For Against Against 18 TO RE-APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For For AUDITORS 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 21 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Amendment to Articles Regarding Mgmt For For For Electronic Communi 24 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For For (SPECIAL RESOLUTION)
25 Shareholder Proposal Regarding Mgmt Against For Against Facilitation of Sha 26 Shareholder Proposal Regarding Mgmt Against For Against Distribution of Tra 27 Shareholder Proposal Regarding Mgmt Against For Against Distribution of Vod 28 Shareholder Proposal Regarding an Annual Mgmt Against Against For Ceiling o
WADDELL & REED FINANCIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS WDR CUSIP 930059100 04/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Alan Kosloff Mgmt For For For 1.2 Elect Jerry Walton Mgmt For For For 2 Amendment to the 2003 Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 STOCKHOLDER PROPOSAL TO REQUIRE AN ShrHoldr Against For Against ADVISORY VOTE ON EXECUTIVE COMPENSATION.
WELLS FARGO & CO TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For 2 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For 3 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For 4 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For For JR. 5 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For 6 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For KOVACEVICH 7 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For MCCORMICK 8 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For Against Against 9 ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For For 10 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For Against Against 11 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For Against Against 12 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For For 13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For Against Against 14 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For 15 ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For For 16 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 PROPOSAL TO APPROVE THE Mgmt For For For PERFORMANCE-BASED COMPENSATION POLICY.
19 Amendment to the Long-Term Incentive Mgmt For For For Compensation Plan 20 PROPOSAL REGARDING A BY-LAWS AMENDMENT ShrHoldr Against For Against TO REQUIRE AN INDEPENDENT CHAIRMAN. 21 PROPOSAL REGARDING AN EXECUTIVE ShrHoldr Against For Against COMPENSATION ADVISORY VOTE. 22 PROPOSAL REGARDING A ShrHoldr Against Against For PAY-FOR-SUPERIOR-PERFORMANCE COMPENSATION PLAN. 23 PROPOSAL REGARDING HUMAN RIGHTS ISSUES ShrHoldr Against Against For IN INVESTMENT POLICIES. 24 PROPOSAL REGARDING A NEUTRAL SEXUAL ShrHoldr Against Against For ORIENTATION EMPLOYMENT POLICY. 25 PROPOSAL REGARDING A REPORT ON RACIAL ShrHoldr Against Against For DISPARITIES IN MORTGAGE LENDING.
WEST PHARMACEUTICAL SERVICES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WST CUSIP 955306105 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jenne Britell Mgmt For For For 1.2 Elect Donald Morel Jr. Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 1.4 Elect Robert Young Mgmt For For For 1.5 Elect Thomas Hofmann Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ITEM 6: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON EUROPE FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 ABB LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H0010V101 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Presentation of Accounts and Reports Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Ratification of Board and Management Acts Mgmt For Abstain Against 6 Allocation of Profits; Transfer of Mgmt For For For Reserves 7 Authority to Increase Conditional Capital Mgmt For For For 8 Authority to Reduce Capital and Par Mgmt For For For Value of Stock 9 Amendments to Articles Mgmt For For For 10 Amend Article 8(1) Mgmt For For For 11 Elect Hubertus von Grunberg Mgmt For For For 12 Elect Roger Agnelli Mgmt For Against Against 13 Elect Louis Hughes Mgmt For For For 14 Elect Hans Marki Mgmt For For For 15 Elect Michel de Rosen Mgmt For For For 16 Elect Michael Treschow Mgmt For For For 17 Elect Bernd Voss Mgmt For Against Against 18 Elect Jacob Wallenberg Mgmt For Against Against 19 Elect Ernst & Young AG as the Auditors Mgmt For Against Against for fiscal 2008
ABN AMRO HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N0030P459 09/20/2007 Non-Voting MEETING TYPE COUNTRY OF TRADE Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A
ADECCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H00392318 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve the annual report 2007 Mgmt For For For 4 Approve the appropriation of retained Mgmt For For For earnings 5 Grant discharge to the Members of the Mgmt For For For Directors 6 Re-elect Mr. Jakob Baer to the Board of Mgmt For For For Directors 7 Re-elect Mr. Rolf Doerig to the Board of Mgmt For For For Directors 8 Re-elect Mr. Juergen Dormann to the Mgmt For For For Board of Directors 9 Re-elect Mr. Andreas Jacobs to the Board Mgmt For For For of Directors 10 Re-elect Mr. Francis Mer to the Board of Mgmt For For For Directors 11 Re-elect Mr. Thomas O Neill to the Board Mgmt For For For of Directors 12 Re-elect Mr. David Prince to the Board Mgmt For Against Against of Directors
13 Elect Mrs. Wanda Rapaczynski to the Mgmt For For For Board of Directors 14 Elect Mrs. Judith A. Sprieser to the Mgmt For For For Board of Directors 15 Elect the Statutory and Group Auditors Mgmt For For For
ADIDAS SALOMON AGENCY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D0066B102 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Amendment to Supervisory Board Members' Mgmt For For For Fees 8 Authority to Increase Authorized Capital Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 11 Appointment of Auditor Mgmt For For For
ALLIANZ AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D03080112 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Authority to Trade in Company Stock Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Mgmt For For For Derivatives 10 Amendments to Articles Mgmt For For For 11 Intra-Company Contracts Mgmt For For For 12 Intra-Company Contracts Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
ALLIED IRISH BANKS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G02072117 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Re-appoint Mr. Kieran Crowley as a Mgmt For For For Director 5 Re-appoint Mr. Colm Doherty as a Director Mgmt For For For 6 Re-appoint Mr. Donal Forde as a Director Mgmt For For For 7 Re-appoint Mr. Dermot Gleeson as a Mgmt For For For Director 8 Re-appoint Mr. Stephen L. Kingon as a Mgmt For For For Director 9 Re-appoint Ms. Anne Maher as a Director Mgmt For For For 10 Re-appoint Mr. Daniel O Connor as a Mgmt For For For Director 11 Re-appoint Mr. John O Donnell as a Mgmt For For For Director 12 Re-appoint Mr. Sean O Driscoll as a Mgmt For For For Director 13 Re-appoint Mr. David Pritchard as a Mgmt For For For Director 14 Re-appoint Mr. Eugene J. Sheehy as a Mgmt For For For Director 15 Re-appoint Mr. Bernard Somers as a Mgmt For For For Director 16 Re-appoint Mr. Michael J. Sullivan as a Mgmt For Against Against Director 17 Re-appoint Mr. Robert G. Wilmers as a Mgmt For Against Against Director 18 Re-appoint Ms. Jennifer Winter as a Mgmt For For For Director 19 Authorize the Directors to determine the Mgmt For For For remuneration of the Auditor 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Reissue Treasury Shares Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 23 Amendments to Articles Regarding Mgmt For For For Electronic Communications 24 Amend the Articles of Association as Mgmt For For For specified 25 Shareholder Proposal Regarding ShrHoldr Against Against For Appointment to the Board 26 Non-Voting Agenda Item N/A N/A N/A N/A
ALSTOM SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F0259M475 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve the financial statements and Mgmt For For For statutory reports 3 Approve to accept consolidated financial Mgmt For For For statements and statutory reports 4 Approve to allocate the income and Mgmt For For For Dividends of EUR 1.60 per Share
5 Approve the Special Auditors report Mgmt For For For regarding related-party transactions 6 Approve the transaction with Mr. Patrick Mgmt For For For Kron 7 Ratify the appointment of Mr. Bouygues Mgmt For For For as a Director 8 Reelect Mr. Jean-Paul Bechat as a Mgmt For For For Director 9 Re-elect Mr. Pascal Colombani as a Mgmt For For For Director 10 Re-elect Mr. Gerard Hauser as a Director Mgmt For Against Against 11 Grant authority to the repurchase of up Mgmt For For For to 10% of issued share capital 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 14 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 15 Approve the Employee Stock Purchase Plan Mgmt For For For 16 Authority to Increase Capital for Mgmt For For For Employee Benefits 17 Approve the 1 for 2 stock split and Mgmt For For For amend Bylaws accordingly 18 Amend the Article 15 of Bylaws regarding Mgmt For For For Electronic Voting, Voting Rights 19 Grant authority to the filing of Mgmt For For For required documents/other formalities
AP MOLLER-MAERSK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS K0514G101 04/29/2008 Non-Voting MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A
ARCELOR MITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L0302D103 11/05/2007 Take No Action MEETING TYPE COUNTRY OF TRADE Special Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the merger by absorption of Mgmt For TNA N/A ArcelorMittal 2 Ratification of Board and Auditor Acts; Mgmt For TNA N/A Location of Company's Books and Records 3 Non-Voting Meeting Note N/A N/A TNA N/A
ARCELORMITTAL SA, LUXEMBOURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L0302D129 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Grant discharge to the Directors for the Mgmt For For For FY 2007 8 Resignation of Directors Mgmt For For For 9 Elect Lewis B. Kaden Mgmt For For For 10 Elect Ignacio Fernandez Toxo Mgmt For For For 11 Elect Antoine Spillmann Mgmt For For For 12 Elect Malay Mukherjee Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Stock Option Plan Mgmt For For For 16 Employee Share Purchase Plan Mgmt For For For 17 Authority to Increase Authorized Capital Mgmt For For For
AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0683Q109 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive the annual report and accounts Mgmt For For For 2 Declare a final dividend Mgmt For For For 3 Elect Mr. Nikhesh Arora Mgmt For For For 4 Elect Mr. Scott Wheway Mgmt For For For 5 Re-elect Mr. Philip Scott Mgmt For For For 6 Re-elect Mr. Andrew Moss Mgmt For For For 7 Re-elect Mr. Colin Sharman Mgmt For For For 8 Re-appoint Ernst and Young LLP Mgmt For For For 9 Authorize the Directors to determine the Mgmt For For For Auditor s remuneration 10 Approve the renewal of the authority to Mgmt For For For allot unissued shares 11 Approve the renewal of the to make non Mgmt For For For pre-emptive share allotments 12 Approve the Directors remuneration Mgmt For For For report 13 Adopt the new Articles of Association Mgmt For For For 14 Amend the Aviva Annual Bonus Plan 2005 Mgmt For For For
15 EU Political Donations Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Repurchase 8 3/4% Mgmt For For For Preference Shares 18 Authority to Repurchase 8 3/8% Mgmt For For For Preference Shares
BANCO SANTANDER CENTRAL HISPANO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E19790109 06/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification of Mgmt For For For Board Acts 4 Application of results from Fiscal Year Mgmt For For For 2007. 5 Ratification of the appointment of Mr. Mgmt For For For Juan Rodriguez Inciarte. 6 Re-election of Mr. Luis Alberto Mgmt For For For Salazar-Simpson Bos. 7 Re-election of Mr. Luis Angel Rojo Duque. Mgmt For For For 8 Re-election of Mr. Emilio Botin-Sanz de Mgmt For For For Sautuola y Garcia de los Rios. 9 Re-election of the Auditor of Accounts Mgmt For For For for Fiscal Year 2008. 10 Authority to Repurchase Shares Mgmt For For For 11 Approval, if appropriate, of new Bylaws Mgmt For For For and abrogation of current Bylaws. 12 Amendments to General Meeting Regulations Mgmt For For For 13 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 14 Authority to Issue Convertible Mgmt For For For Securities w/ or w/out Preemptive Rights 15 Authority to Issue Debt Instruments Mgmt For For For 16 Remuneration Report (Directors and Mgmt For For For Employees of the Group) 17 Stock Purchase Plan (Employees of Abbey Mgmt For For For National Plc) 18 Authority to Carry Out Formalities Mgmt For For For
BANCO SANTANDER CENTRAL HISPANO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E19790109 07/27/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Increase Capital Mgmt For For For 3 Authority to Issue Convertible Debt Mgmt For For For Instruments
4 Authority to Carry Out Formalities Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
BANK OF IRELAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G49374146 07/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Court Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive the report of the Directors and Mgmt For For For the accounts for the YE 31 MAR 2007 2 Approve to declare a dividend Mgmt For For For 3 Elect Mr. Richie Boucher as a Director Mgmt For For For 4 Elect Mr. Des Crowley as a Director Mgmt For For For 5 Elect Mr. Denis Donovan as a Director Mgmt For For For 6 Elect Mr. Dennis Holt as a member of the Mgmt For For For Remuneration Committee 7 Re-elect Mr. Brian Goggin as a Director Mgmt For For For 8 Re-elect Mr. Paul Horan as a Director Mgmt For For For 9 Re-elect Mr. Terry Neill as a member of Mgmt For For For the Remuneration Committee 10 Elect Ms. Rose Hynes as a Director Mgmt For For For 11 Elect Mr. Jerome Kennedy as a Director Mgmt For For For 12 Elect Ms. Heather Ann McSharry as a Mgmt For For For Director 13 Authorize the Directors to determine the Mgmt For For For remuneration of the Auditors 14 Approve to renew the Bank s authority to Mgmt For For For purchase its own stock 15 Approve to determine the re-issue price Mgmt For For For range for treasury stock 16 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 17 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights
BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the Directors remuneration Mgmt For Against Against report for the YE 31 DEC 2007 3 Re-elect Mr. David Booth as a Director Mgmt For For For of the Company 4 Re-elect Sir Michael Rake as a Director Mgmt For For For of the Company
5 Re-elect Mr. Patience Wheat Croft as a Mgmt For For For Director of the Company 6 Re-elect Mr. Fulvio Conti as a Director Mgmt For For For of the Company 7 Re-elect Mr. Gary Hoffman as a Director Mgmt For For For of the Company 8 Re-elect Sir John Sunderland as a Mgmt For For For Director of the Company 9 Re-elect Sir Nigel Rudd as a Director of Mgmt For For For the Company 10 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For For the Auditors of the Company 11 Authorize the Directors to set the Mgmt For For For remuneration of the Auditors 12 EU Political Donations Mgmt For For For 13 Approve to renew the authority given to Mgmt For For For the Directors to allot securities 14 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 15 Approve to renew the Company s authority Mgmt For For For to purchase its own shares 16 Authorize the off-market purchase of Mgmt For For For staff shares 17 Authorize the creation of preference Mgmt For For For shares 18 Adopt the new Articles of Association of Mgmt For For For the Company
BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Other United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Create and Issue Preference Mgmt For For For Shares
BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 09/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Other United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of Preference Shares Mgmt For For For
BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 09/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of the Merger Agreement Mgmt For For For 2 Approval of Preference Shares Mgmt For For For 3 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights
4 Authority to Issue Shares w/o Preemptive Mgmt For For For Shares 5 Authority to Repurchase Shares Mgmt For For For 6 Cancellation of Share Premium Account Mgmt For For For
BBV ARGENTARIA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E11805103 03/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits and Dividends; Ratification of Board Acts 3 Amendments to Articles Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Re-appoint Mr. D. Jose Ignacio Mgmt For For For Goirigolzarri Tellaeche 6 Re-appoint Mr. D. Roman Knorr Borras Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Authority to Issue Debt Instruments Mgmt For For For 9 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Appoint the Auditors for the FY 2008 Mgmt For For For 12 Authority to Carry out Formalities Mgmt For For For
BCO POPULAR ESP (POST TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E19550206 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 4 Elect Jose Maria Lucia Aguirre Mgmt For For For 5 Elect Vicente Tardio Barutel Mgmt For For For 6 Re-election of Ms. Angel Ron Guimil as a Mgmt For For For member of the Board of Directors 7 Elect Americo Ferreira de Amorim Mgmt For For For 8 Elect Roberto Higuera Montejo Mgmt For For For 9 Elect Eric Gancedo Mgmt For Against Against 10 Elect Casimiro Molins Mgmt For For For 11 Elect Luis Montuenga Mgmt For For For 12 Elect Manuel Morillo Mgmt For For For 13 Elect Miguel Nigorra Mgmt For For For 14 Elect Jose Ramon Rodriguez Mgmt For Against Against 15 Elect Vicente Santana Mgmt For Against Against 16 Elect Miguel Angel Solis Mgmt For Against Against 17 Re-election of Mr. Herbert Walter as a Mgmt For For For member of the Board of Directors
18 Elect Roberto Higuera Montejo Mgmt For For For 19 Appointment of Auditor Mgmt For Against Against 20 Authority to Repurchase Shares Mgmt For For For 21 Remuneration Report Mgmt For Abstain Against 22 Authority to Carry Out Formalities Mgmt For For For 23 Report on Amendments to Board of Mgmt Abstain Abstain For Directors Regulations 24 Presentation of Management Report Mgmt Abstain Abstain For 25 Non-Voting Meeting Note N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A
BEIERSDORF AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D08792109 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits and Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of the Auditors for the 2008 Mgmt For For For FY: Ernst + Young AG, Stuttgart 8 Authority to Repurchase Shares Mgmt For For For 9 Intra-Company Contracts Mgmt For For For
BILFINGER BERGER TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D11648108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of Auditor Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Elections to the Supervisory Board: Mr. Mgmt For For For Hans Bauer 10 Elections to the Supervisory Board: Dr. Mgmt For For For Horst Dietz 11 Elections to the Supervisory Board: Dr. Mgmt For For For John Feldmann 12 Elections to the Supervisory Board: Mgmt For For For Prof. Dr. Hermut Kormann 13 Elections to the Supervisory Board: Mr. Mgmt For For For Thomas Pleines 14 Elections to the Supervisory Board: Mgmt For For For Dr.-Ing. E.h. Rudolf Rupprecht
15 Elections to the Supervisory Board: Mr. Mgmt For For For Bernhard Schreier 16 Elections to the Supervisory Board: Mr. Mgmt For For For Udo Stark 17 Elections to the Supervisory Board: Mgmt For For For Prof. Dr. Klaus Truetzschler 18 Elections to the Supervisory Board: Mr. Mgmt For For For Bernhard Walter 19 Elections to the Supervisory Board: Dr. Mgmt For For For jur. Peter Thomsen (substitute) 20 Corporate Restructuring Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For
BIM BIRLESIK MAGAZALAR AS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M2014F102 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Turkey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Opening of Meeting Mgmt For For For 2 Reports Mgmt For For For 3 Approve the balance sheet of the year Mgmt For For For 2007 and income statement 4 Approve the 2007 dividend payment Mgmt For For For 5 Ratification of Board and Statutory Mgmt For For For Auditors' Acts 6 Election of Directors; Fees Mgmt For Abstain Against 7 Election of Statutory Auditors; Fees Mgmt For Abstain Against 8 Charitable Donations Mgmt For For For 9 Appointment of Auditor Mgmt For Abstain Against 10 Non-Voting Agenda Item N/A N/A N/A N/A
BIM BIRLESIK MAGAZALAR AS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M2014F102 06/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Turkey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Opening of Meeting Mgmt For Abstain Against 2 Amendments to Articles Mgmt For Abstain Against 3 Non-Voting Agenda Item N/A N/A N/A N/A
BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F1058Q238 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Consolidated Accounts and Reports Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For
8 Appoints Mrs. Daniela Weber Rey as a Mgmt For For For Director for a 3 year period 9 Elect Francois Grappotte Mgmt For For For 10 Elect Jean-Francois Lepetit Mgmt For For For 11 Elect Suzanne Berger Keniston Mgmt For For For 12 Elect Helene Ploix Mgmt For For For 13 Elect Baudouin Prot Mgmt For Against Against 14 Authority to Carry Out Formalities Mgmt For For For 15 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 16 Authority to Issue Shares and Mgmt For For For Convertible Securities w/out Preemptive Rights 17 Authority to Issue Shares and Mgmt For For For Convertible Securities in Case of Exchange Offer 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 19 Global Ceiling on Capital Increases Mgmt For For For w/out Preemptive Rights 20 Authority to Increase Capital through Mgmt For For For Capitalizations 21 Global Ceiling on Capital Increases w/ Mgmt For For For or w/out Preemptive Rights 22 Authority to Issue Shares under Employee Mgmt For For For Savings Plan 23 Authority to Issue Restricted Stock to Mgmt For For For Employees 24 Authority to Grant Stock Options Mgmt For For For 25 Authority to Cancel Shares and Reduce Mgmt For For For Capital 26 Amend the Article Number 18 of the By Mgmt For For For Laws 27 Authority to Carry Out Formalities Mgmt For For For
BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G12793108 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive the Director s annual report and Mgmt For For For accounts 2 Approve the Directors remuneration report Mgmt For Against Against 3 Re-elect Mr. A Burgmans as a Director Mgmt For For For 4 Re-elect Mrs. C.B. Carroll as a Director Mgmt For For For 5 Re-elect Sir William Castell as a Mgmt For For For Director 6 Re-elect Mr. I.C. Conn as a Director Mgmt For For For 7 Re-elect Mr. G. David as a Director Mgmt For For For 8 Re-elect Mr. E.B. Davis, Jr. as a Mgmt For For For Director 9 Re-elect Mr. D.J. Flint as a Director Mgmt For For For 10 Re-elect Dr. B.E. Grote as a Director Mgmt For For For
11 Re-elect Dr. A.B. Hayward as a Director Mgmt For For For 12 Re-elect Mr. A.G. Inglis as a Director Mgmt For For For 13 Re-elect Dr. D.S. Julius as a Director Mgmt For Against Against 14 Re-elect Sir Tom McKillop as a Director Mgmt For For For 15 Re-elect Sir Ian Proser as a Director Mgmt For For For 16 Re-elect Mr. P.D. Sutherland as a Mgmt For For For Director 17 Appointment of Auditor and Authority to Mgmt For For For Set Fees 18 Adopt new Articles of Association Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Approve to give limited authority to Mgmt For For For allot shares up to a specified amount 21 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights
CABLE & WIRELESS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G17416127 07/20/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Declare a final dividend for the YE 31 Mgmt For For For MAR 2007 4 Re-elect Mr. Richard Lapthorne as a Mgmt For For For Director 5 Re-elect Mr. Clive Butler as a Director Mgmt For Against Against 6 Re-elect Mr. Harris Jones as a Director Mgmt For For For 7 Re-appoint KPMG Audit Plc as the Auditor Mgmt For For For of the Company 8 Authorize the Directors to set the Mgmt For For For Auditor s remuneration 9 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 10 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 11 Amendments to Long Term Cash Incentive Mgmt For Against Against Plan 12 Electronic Communication Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 EU Political Donations Mgmt For For For
CATTLES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G19684102 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare the proposed final dividend Mgmt For For For 3 Re-appoint Mr. D.J. Postings as a Mgmt For For For Director
4 Re-elect Mr. D.A. Haxby as a Director Mgmt For For For 5 Re-elect Mr. M.W.G. Collins as a Director Mgmt For For For 6 Re-elect Mr. M.A. Young as a Director Mgmt For For For 7 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For For the Auditors 8 Authorize the Directors to determine the Mgmt For For For Auditors remuneration 9 Approve the Directors remuneration report Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Amend the Articles of Association Mgmt For For For
CATTLES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G19684102 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights
COCA-COLA HELLENIC BOTTLING COMPANY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X1435J105 06/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Ratification of Directors' and Auditors' Mgmt For Abstain Against Reports 5 Directors' Fees Mgmt For Abstain Against 6 Elect the Auditors for the FY 2008 and Mgmt For Abstain Against approve to determine their salaries 7 Approve the distribution of profits for Mgmt For For For the FY 2007 8 Election of Directors Mgmt For For For 9 Change in Company Name Mgmt For For For 10 Conversion of Bearer Shares Mgmt For For For 11 Amendments to Articles Regarding the Mgmt For For For Issuance of Bonds 12 Amendment to Articles Regarding the Mgmt For For For General Meeting 13 Amendments to Articles Mgmt For For For 14 Amendment to Stock Option Plan Mgmt For Abstain Against
COCA-COLA HELLENIC BOTTLING COMPANY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X1435J105 10/15/2007 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Increase Capital; Bonus Mgmt For TNA N/A Share Issuance 2 Amendment to Articles Mgmt For TNA N/A
COMMERZBANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D15642107 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For the Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of Auditor Mgmt For For For 8 Appointment of Auditor for Interim Mgmt For For For Statements 9 Election of Supervisory Board Members Mgmt For For For 10 Authority to Trade in Company Stock Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Repurchase Shares Using Mgmt For For For Equity Derivates 13 Increase in Authorized Capital Mgmt For Against Against 14 Authority to Issue Convertible Debt Mgmt For Against Against Instruments; Conditional Capital 2008/I 15 Authority to Issue Convertible Debt Mgmt For Against Against Instruments; Conditional Capital 2008/II 16 Intra-company Contract Mgmt For For For 17 Intra-company Contract Mgmt For For For
CRH PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G25508105 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive the financial statements and Mgmt For For For reports of Directors and the Auditors 2 Declare a dividend Mgmt For For For 3 Re-elect Mr. N. Hartery as a Director Mgmt For For For 4 Re-elect Mr. T.W. Hill as a Director Mgmt For For For 5 Re-elect Mr. K. McGowan as a Director Mgmt For For For 6 Re-elect Mr. J.M.C. O Connor as a Mgmt For For For Director 7 Re-elect Mr. U.H. Felcht as a Director Mgmt For For For
8 Approve the remuneration of Auditors Mgmt For For For 9 Approve the disapplication of Mgmt For For For pre-emption rights 10 Grant authority to purchase own ordinary Mgmt For For For shares 11 Grant authority to re-issue Treasury Mgmt For For For shares 12 Amend the Memorandum of Association Mgmt For For For 13 Amend the Articles of Association Mgmt For For For
DAIMLERCHRYSLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D1668R123 04/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For Abstain Against Managing Directors 6 Ratification of the acts of the Mgmt For Abstain Against Supervisory Board 7 Appointment of the Auditors for the 2008 Mgmt For For For FY: KPMG, Berlin 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 10 Resolution on the election of new Mgmt For For For members of the Supervisory Board 11 Compensation Policy Mgmt For For For 12 Authorized Capital I Mgmt For For For 13 Authorized Capital II Mgmt For For For 14 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 15 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 16 Shareholder Proposal Regarding Director ShrHoldr Against Against For Mandate Limits 17 Shareholder Proposal Regarding Separate ShrHoldr Against Against For Counting of Votes 18 Shareholder Proposal Regarding the ShrHoldr Against Against For Minutes of the Annual Meeting 19 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 20 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 21 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 22 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 23 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 24 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 25 Shareholder Proposal Regarding Damage ShrHoldr Against Against For Claims 26 Non-Voting Meeting Note N/A N/A N/A N/A
DAIMLERCHRYSLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D1668R123 10/04/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Change of Company Name Mgmt For For For 4 Shareholder Proposal Regarding Change of ShrHoldr Against Against For Company Name 5 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 6 Shareholder Proposal Regarding a Vote of ShrHoldr Against Against For No Confidence 7 Shareholder Proposal Regarding the ShrHoldr Against Against For Location of the Annual Meeting 8 Shareholder Proposal Regarding ShrHoldr Against Against For Directors' Age Limit 9 Shareholder Proposal Regarding Director ShrHoldr Against Against For Mandate Limits 10 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholders' Right to Comment 11 Shareholder Proposal Regarding Separate ShrHoldr Against Against For Counting of Votes 12 Shareholder Proposal Regarding the ShrHoldr Against Against For Minutes of the Annual Meeting 13 Shareholder Proposal Regarding the ShrHoldr Against Against For Conversion of Legal Form 14 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 15 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 16 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 17 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 18 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 19 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit
DEUTSCHE POST AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D19225107 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elections to the Supervisory Board- Mgmt For For For Prof. Dr. Wulf Von Schimmelmann 10 Amendments to Articles Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A
E ON AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D24909109 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Elect Mr. Ulrich Hartmann as a member of Mgmt For Against Against the Supervisory Board 8 Elect Mr. Ulrich Hocker as a member of Mgmt For For For the Supervisory Board 9 Elect Prof. Dr. Ulrich Lehner as a Mgmt For Against Against member of the Supervisory Board 10 Elect Mr. Bard Mikkelsen as a member of Mgmt For For For the Supervisory Board 11 Elect Dr. Henning Schulte-Noelle as a Mgmt For Against Against member of the Supervisory Board 12 Elect Ms. Karen de Segundo as a member Mgmt For For For of the Supervisory Board 13 Elect Dr. Theo Siegert as a member of Mgmt For For For the Supervisory Board 14 Elect Prof. Dr. Wilhelm Simson as a Mgmt For For For member of the Supervisory Board 15 Elect Georg Freiherr von Waldenfels Mgmt For For For 16 Elect Mr. Werner Wenning as a member of Mgmt For For For the Supervisory Board 17 Appointment of Auditor Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Dematerialization of Bearer Shares Mgmt For For For 20 Stock Split Mgmt For For For 21 Amendments to Articles Mgmt For For For 22 Intra-Company Contracts Mgmt For For For 23 Intra-Company Contracts Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A
ELISA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X1949T102 01/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Shareholder Proposal: Discharge Board of ShrHoldr Against Against For Directors
4 Shareholder Proposal: Election of ShrHoldr Against Against For Directors 5 Shareholder Proposal: Amend Corporate ShrHoldr Against Against For Purpose 6 Non-Voting Meeting Note N/A N/A N/A N/A
ELISA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X1949T102 03/18/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Adopt the accounts Mgmt For Abstain Against 5 Approve the profit shown on the balance Mgmt For For For sheet 6 Grant discharge from liability Mgmt For Abstain Against 7 Approve the remuneration of the Board Mgmt For For For Members 8 Approve the remuneration of the Mgmt For Against Against Auditor(s) 9 Approve the number of Board Members Mgmt For For For 10 Approve the number of Auditor(s) Mgmt For For For 11 Elect the Board Members Mgmt For For For 12 Elect the Auditor(s) Mgmt For Against Against 13 Approve the capital repayment of EUR Mgmt For For For 1.80 per share 14 Use/Transfer of Reserves Mgmt For For For 15 Authorize the Board to decide on share Mgmt For For For issue and granting of special rights 16 Authorize the Board to decide upon Mgmt For For For purchase of treasury shares
FINMECCANICA SPA, ROMA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T4502J151 06/05/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Designation of the number of members of Mgmt For TNA N/A the Board of Directors. 4 Designation of the term of office of the Mgmt For TNA N/A Board of Directors. 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Election of Directors (Slate) Mgmt For TNA N/A 7 Election of Directors Mgmt For TNA N/A 8 Appointment of the Chairman of the Board Mgmt For TNA N/A of Directors. 9 Indication of the emoluments of the Mgmt For TNA N/A Board of Directors.
FONDIARIA-SAI RNC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T4689Q101 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Appoint an Alternate Auditor Mgmt For For For 4 Approve the resolutions on own shares Mgmt For For For 5 Approve the resolutions in conformity Mgmt For For For with the Article 2359-BIS Civil Code 6 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 7 Amend Articles 3 and 24 of Corporate Mgmt For For For By-Laws, adjournment thereof
FORTIS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B4399L102 04/29/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Dividend Policy Mgmt Abstain TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Allocation of Profits/Dividends (2007) Mgmt For TNA N/A 9 Ratification of Board Acts Mgmt For TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Elect Maurice Lippens Mgmt For TNA N/A 12 Elect Jacques Manardo Mgmt For TNA N/A 13 Elect Rana Talwar Mgmt For TNA N/A 14 Elect Jean-Paul Votron Mgmt For TNA N/A 15 Elect Louis Cheung Chi Yan Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Authority to Repurchase Shares Mgmt For TNA N/A 18 Amend the Article 3 of the Articles of Mgmt Abstain TNA N/A Association aas specifieda 19 Authority to Increase Authorized Capital Mgmt For TNA N/A 20 Amendments to Articles Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A
FORTIS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B4399L102 04/29/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Accounts and Reports Mgmt For TNA N/A 8 Approve the profit appropriation of the Mgmt For TNA N/A Company for the FY 2006
9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Dividend Policy Mgmt Abstain TNA N/A 11 Approve to discharge the Members of the Mgmt For TNA N/A Board of Directors for the FY 2007 12 Approve to discharge the Auditor for the Mgmt For TNA N/A FY 2007 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Elect Maurice Lippens Mgmt For TNA N/A 15 Elect Jacques Manardo Mgmt For TNA N/A 16 Elect Rana Talwar Mgmt For TNA N/A 17 Elect Jean-Paul Votron Mgmt For TNA N/A 18 Elect Louis Cheung Chi Yan Mgmt For TNA N/A 19 Appointment of Auditor Mgmt For TNA N/A 20 Authority to Repurchase Shares Mgmt For TNA N/A 21 Authority to Issue Repurchased Shares Mgmt For TNA N/A 22 Non-Voting Agenda Item N/A N/A TNA N/A 23 Amend Article 9 Articles of Association Mgmt For TNA N/A as specified 24 Amendments to Articles Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A
FORTIS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B4399L102 08/06/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Approve Offer Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Authority to Increase Capital Mgmt For For For 7 Authority to Increase Capital Mgmt For For For 8 Amendment to Articles Mgmt For For For 9 Authority to Carry Out Legal Formalities Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
FORTIS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B4399L102 08/06/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Approve Offer Mgmt For For For 5 Amend Article 8 of the Articles of Mgmt For For For Association as specified 6 Authority to Carry Out Legal Formalities Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A
FRESENIUS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D27348123 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Elect Roland Berger Mgmt For For For 8 Elect Gerd Krick Mgmt For For For 9 Elect Klaus-Peter Muller Mgmt For Against Against 10 Elect Gerhard Rupprecht Mgmt For For For 11 Elect Dieter Schenk Mgmt For Against Against 12 Elect Karl Scheider Mgmt For Against Against 13 Elect Dario Anselmo Ilossi Mgmt For For For 14 Elect Konrad Kolbl Mgmt For For For 15 Elect Wihelm Sachs Mgmt For For For 16 Elect Stefan Schubert Mgmt For For For 17 Elect Rainer Stein Mgmt For For For 18 Elect Niko Stumpfogger Mgmt For For For 19 Elect Barbara Glos Mgmt For For For 20 Elect Christa Hecht Mgmt For For For 21 Elect Heimo Messerschmidt Mgmt For For For 22 Elect Loris Reani Mgmt For For For 23 Elect Sabine Schaake Mgmt For For For 24 Elect Birgit Schade Mgmt For For For 25 Supervisory Board Members' Fees Mgmt For For For 26 Appointment of Auditors for the 2008 FY: Mgmt For For For KPMG, Frankfurt 27 Stock Option Plan Mgmt For For For 28 Amendments to Stock Option Plans Mgmt For For For 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Non-Voting Meeting Note N/A N/A N/A N/A
FUGRO N.V. (FORMERLY FUGRO-MCCLELLAND N.V.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N3385Q197 05/14/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Report of the Supervisory and Management Mgmt Abstain TNA N/A Boards 5 Adopt the 2007 annual accounts Mgmt For TNA N/A 6 Ratification of Management Board Acts Mgmt For TNA N/A 7 Ratification of Supervisory Board Acts Mgmt For TNA N/A 8 Approve the policy on reserves and Mgmt Abstain TNA N/A dividend 9 Approve the appropriation of the 2007 Mgmt For TNA N/A profits 10 Re-appoint a Member of the Board of Mgmt For TNA N/A Management 11 Approve the remuneration Board of Mgmt For TNA N/A Management remuneration policy 12 Approve the Stock Option Scheme Mgmt For TNA N/A 13 Authority to Repurchase Shares Mgmt For TNA N/A
14 Authority to Issue Common Shares w/ Mgmt For TNA N/A Preemptive Rights and Preference Shares 15 Authority to Issue Common Shares and Mgmt For TNA N/A Financing Preference Shares w/out Preemptive Rights 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Agenda Item N/A N/A TNA N/A
GETINGE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W3443C107 02/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening of the meeting Mgmt For For For 5 Elect the Chairman of the Meeting Mgmt For For For 6 Approve the voting list Mgmt For For For 7 Approve the agenda Mgmt For For For 8 Elect 2 persons to approve the minutes Mgmt For For For 9 Approve to determine the compliance with Mgmt For For For the rules of convocation 10 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 11 Closing of the meeting Mgmt For For For
GETINGE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W3443C107 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening of the meeting Mgmt For For For 5 Elect Mr. Carl Bennet as the Chairman of Mgmt For For For the Meeting 6 Approve the voting list Mgmt For For For 7 Approve the agenda Mgmt For For For 8 Elect 2 persons to approve the minutes Mgmt For For For 9 Approve to determine the compliance with Mgmt For For For the rules of convocation 10 Presentation of Accounts and Reports Mgmt For For For 11 Receive the Managing Director s report Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board Acts Mgmt For For For 15 Approve to determine the number of Mgmt For For For Members of the Board of Directors as 7 16 Directors' and Auditor's Fees Mgmt For For For 17 Election of Directors; Appointment of Mgmt For For For Auditor 18 Compensation Policy Mgmt For For For 19 Management Call Option Plan Mgmt For For For 20 Spin-off Mgmt For For For 21 Closing of the meeting Mgmt For For For
GRUPO CATALANA OCCIDENTE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E5701Q116 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Mix Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Approve the application of earnings of Mgmt For For For 2007 5 Consolidated Accounts and Reports Mgmt For For For 6 Approve the Management of the Board Mgmt For For For during 2007 7 Appoint and re-elect Mr. D. Mariano Bach Mgmt For For For Portabella as a Advisor 8 Appoint and re-elect Mr. Villasa S.L as Mgmt For Against Against Advisor 9 Appoint and re-elect Mr. Inversiones Mgmt For For For Giro Godo S.L as a Advisor 10 Appoint and re-elect Mr. Usanser 07 S.L Mgmt For For For as a Advisor 11 Re-appoint the accounts Auditors of the Mgmt For For For Company and the consolidated Group 12 Amendments to General Meeting Regulations Mgmt For For For 13 Report on Amendments to Board of Mgmt For For For Directors' Regulations 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Convertible Mgmt For For For Securities w/ or w/out Preemptive Rights 16 Approve the complementary agreements to Mgmt For For For the aforementioned points 17 Grant powers to execute the resolutions Mgmt For For For adopted in the meeting
HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4634U169 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the Directors remuneration Mgmt For Against Against report for 2007 3 Re-elect Mr. S .A. Catz as a Director Mgmt For For For 4 Re-elect Mr. V. H. C. Cheng as a Director Mgmt For For For 5 Re-elect Mr. J. D. Coombe as a Director Mgmt For For For 6 Re-elect Mr. J. L .Duran as a Director Mgmt For For For 7 Re-elect Mr. D. J. Flint as a Director Mgmt For For For
8 Re-elect Mr. A. A. Flockhart as a Mgmt For For For Director 9 Re-elect Mr. W. K .L .Fung as a Director Mgmt For Against Against 10 Re-elect Mr. S. T. Gulliver as a Director Mgmt For For For 11 Re-elect Mr. J .W .J. Hughes-Hallett as Mgmt For For For a Director 12 Re-elect Mr. W. S. H. Laidlaw as a Mgmt For For For Director 13 Re-elect Mr. N. R. N. Murthy as a Mgmt For For For Director 14 Re-elect Mr. S. W. Newton as a Director Mgmt For For For 15 Appointment of Auditor and Authority to Mgmt For For For Set Fees 16 Authorize the Directors to allot shares Mgmt For For For 17 Approve to disapply the pre-emption Mgmt For For For rights 18 Authorize the Company to purchase its Mgmt For For For own ordinary shares 19 Approve to alter the Article of Mgmt For Against Against Association 20 Approve to alter the Article of Mgmt For For For Association with effect from 01 OCT 2008 21 Amend the rules for the HSBC Share Plan Mgmt For For For
IMERYS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F49644101 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions (Gerard Mgmt For For For Buffiere and Jerome Pecresse) 7 Severance Package (Gerard Buffiere) Mgmt For For For 8 Appoint Mr. M. Aimery Langlois Meurinne Mgmt For Against Against as a Director until 2011 9 Appoint Mr. Gerard Buffiere as a Mgmt For For For Directors until 2011 10 Appoint Mr. M. Aldo Cardoso as a Mgmt For For For Director until 2011 11 Appoint Mr. M. Maximilinen De Limburg Mgmt For For For Stirum as a Director until 2011 12 Appoint Mr. M. Jacques Veyrat as a Mgmt For For For Director until 2011 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Grant Stock Options Mgmt For For For 15 Authority to Issue Restricted Stock to Mgmt For For For Employees 16 Authority to Carry Out Formalities Mgmt For For For
INCHCAPE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G47320174 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the Board report on remuneration Mgmt For For For 3 Declare a final dividend for the YE 31 Mgmt For For For DEC 2007 4 Elect Mr. Graham Pimlott as a Director Mgmt For For For 5 Re-elect Mr. Will Samuel as a Director Mgmt For For For 6 Re-elect Mr. Andre Lacroix as a Director Mgmt For For For 7 Re-elect Ms. Barbara Richmond as a Mgmt For For For Director 8 Re-elect Mr. Raymond Chien as a Director Mgmt For Against Against 9 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For For the Auditors 10 Authorize the Directors to determine the Mgmt For For For Auditors remuneration 11 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 12 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Adopt the new Articles of Association Mgmt For For For
IRISH LIFE & PERMANENT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4945H105 05/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive the accounts reports Mgmt For For For 2 Declare a final dividend Mgmt For For For 3 Re-appoint Mr. Breffni Byrne Mgmt For For For 4 Re-appoint Mr. Danuta Gray Mgmt For For For 5 Re-appoint Mr. Eamonn Heffernan Mgmt For For For 6 Re-appoint Mr. Gillian Bowler Mgmt For For For 7 Re-appoint Mr. Kieran McGowan Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Repurchase Shares and to Mgmt For For For Re-Issue Treasury Shares 10 Authorize the Directors to disapply Mgmt For For For statutory pre-emption rights 11 Amendments to Articles Regarding Mgmt For For For Electronic Communication
JUMBO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X4114P111 12/12/2007 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For TNA N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Ratification of Board and Auditor's Acts Mgmt For TNA N/A 4 Appointment of Auditor and Authority to Mgmt For TNA N/A Set Fees 5 Approve the remuneration for the FY from Mgmt For TNA N/A 01 JUL 2006 to 30 JUN 2007 6 Directors' Fees Mgmt For TNA N/A 7 Elect the new Board of Directors of the Mgmt For TNA N/A Company 8 Various announcements and shareholders Mgmt Abstain TNA N/A briefing
KBC GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B5337G162 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Presentation of Annual Report Mgmt Abstain Abstain For 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Board Acts Mgmt For Abstain Against 9 Ratification of Statutory Auditor Acts Mgmt For Abstain Against 10 Authority to Repurchase Shares Mgmt For Against Against 11 Elect Jan Huyghebaert Mgmt For Against Against 12 Elect Theo Roussis Mgmt For For For 13 Elect Jo Cornu Mgmt For For For 14 Elect Lode Morlion Mgmt For For For 15 Elect Ghislaine Van Kerckhove Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Amendment Regarding Share Registration Mgmt For For For 18 Amend the fourth paragraph of Article 5 Mgmt For For For 19 Amendment to Articles Mgmt For For For 20 Amendment to Articles Mgmt For For For 21 Amend the Article 10 bis with the Mgmt For For For following text, as specified 22 Amend the Article 11bis with the Mgmt For For For following text, as specified 23 Amendment to Articles Mgmt For For For 24 Amend the Article 28 with the following Mgmt For For For text, as specified 25 Amendment to Articles Mgmt For For For 26 Amend the last sentence of Article 39 by Mgmt For For For the following text, as specified
KLOECKNER & CO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D40376101 06/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Election of Mr. Robert J. Koehler to the Mgmt For Against Against Supervisory Board 8 Appointment of Auditor Mgmt For For For 9 Conversion of Legal Form Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Convertible Debt Mgmt For For For Instruments 13 Authority to Increase Capital Mgmt For For For
KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N0139V142 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Approve to adopt 2007 financial Mgmt For For For statements 5 Approve to determine the dividend over Mgmt For For For FY 2007 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Elect K. Ross Mgmt For For For 9 Elect P.N. Wakkie Mgmt For For For 10 Elect R. Dahan Mgmt For For For 11 Elect K.M.A. De Segundo Mgmt For For For 12 Elect M.G. McGrath Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Amend the Articles of Association Mgmt For For For 15 Authority to Issue Reports in English Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 17 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A
KONINKLIJKE BAM GROEP NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N0157T177 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Call to order and announcements Mgmt Abstain Abstain For 2 Receive the report by the Executive Board Mgmt Abstain Abstain For 3 Receive the report by the Supervisory Mgmt Abstain Abstain For Board
4 Adopt the 2007 financial statements Mgmt For For For 5 Approve the policy on reserves and Mgmt Abstain Abstain For dividend 6 Adopt the dividend Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Authority to Issue Ordinary Shares w/ Mgmt For For For Preemptive Rights and Class F Preference Shares 10 Authority to Issue Class B Preference Mgmt For Against Against Shares 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Re-appoint the Member of the Supervisory Mgmt For For For Board 14 Adopt the remuneration for the Members Mgmt For For For of the Supervisory Board 15 Appoint and re-appoint the Members of Mgmt Abstain Abstain For the Executive Board 16 Re-appoint the External Auditor Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Adjournment Mgmt Abstain Abstain For
KRONES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D47441171 06/18/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Authority to Repurchase Shares Mgmt For For For 8 Appointment of Auditor Mgmt For For For
LAFARGE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F54432111 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Severance Package Mgmt For For For 7 Appoint Mr. Gerald Frere as a Director Mgmt For For For for a 4 year period 8 Appoint Mr. Jerome Guiraud as a Director Mgmt For For For for a 4 year period 9 Appoint Mr. Michel Rollier as a Director Mgmt For For For for a 4 year period
10 Appoint Auditex as the Deputy Auditor, Mgmt For For For for a 6 year period 11 Authority to Trade in Company Stock Mgmt For For For 12 Authority to Carry Out Formalities Mgmt For For For
LEONI AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D50120134 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of the Auditors for the 2008 Mgmt For For For FY: Ernst & Young AG, Stuttgart 8 Authority to Repurchase Shares Mgmt For For For 9 Intra-Company Contracts Mgmt For For For 10 Amendment to Articles Mgmt For Against Against
LLOYDS TSB GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5542W106 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive the reports and accounts Mgmt For For For 2 Approve the Directors remuneration Mgmt For For For report 3 Approve the election or re-election of Mgmt For For For Mr. P.N Green as a Director 4 Approve the election or re-election of Mgmt For For For Mr. Sir David Manning as a Director 5 Approve the election or re-election of Mgmt For For For Mr. Ewan Brown as a Director 6 Approve the election or re-election of Mgmt For For For Mr. M. E. Fairey as a Director 7 Approve the election or re-election of Mgmt For For For Sir Julian Horn-Smith as a Director 8 Approve the election or re-election of Mgmt For For For Mr. G. T. Tate as a Director 9 Re-appoint the Auditors Mgmt For For For 10 Grant authority to set the remuneration Mgmt For For For of the Auditors 11 Authorize the Directors to allot shares Mgmt For For For 12 Authorize the Directors power to issue Mgmt For For For shares for cash 13 Authorize the Company to purchase its Mgmt For For For shares 14 Amend the Articles of association Mgmt For For For
LONZA GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H50524133 03/26/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Consolidated Accounts and Reports Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Approve the allocation of income and Mgmt For TNA N/A dividends of CHF 1.75 per share 7 Grant discharge to the Board and the Mgmt For TNA N/A Senior Management 8 Re-elect Ms. Julia Higgins to the Board Mgmt For TNA N/A of Directors 9 Re-elect Mr. Peter Kalantzis to the Mgmt For TNA N/A Board of Directors 10 Re-elect Mr. Gerhard Mayr to the Board Mgmt For TNA N/A of Directors 11 Re-elect Mr. Rolf Soiron to the Board of Mgmt For TNA N/A Directors 12 Re-elect Sir Richard Sykes to the Board Mgmt For TNA N/A of Directors 13 Re-elect Mr. Peter Wilden to the Board Mgmt For TNA N/A of Directors 14 Elect Mr. Patrick Aebischer to the Board Mgmt For TNA N/A of Directors 15 Elect KPMG as the Statutory Auditors Mgmt For TNA N/A aalso to act as the Group Auditorsa
MAN GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5790V115 07/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Spin-Off Mgmt For Abstain Against
MAN GROUP PL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5790V115 07/12/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the financial statements and Mgmt For For For statutory reports 2 Approve the remuneration report Mgmt For For For 3 Approve a final dividend of 12.7 cents Mgmt For For For per ordinary share 4 Elect Mr. Kevin J.P. Hayes as a Director Mgmt For For For 5 Re-elect Mr. Alison J. Carnwath as a Mgmt For For For Director
6 Re-elect Mr. Harvey A. McGrath as a Mgmt For For For Director 7 Re-elect Mr. Glen R. Moreno as a Director Mgmt For For For 8 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For For the Auditors of the Company 9 Authorize the Board to fix the Mgmt For For For remuneration of the Auditors 10 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Repurchase Shares Mgmt For For For
MAN GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5790V115 11/23/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Consolidation of Share Capital and Mgmt For For For Allocation of Special Dividend
MERCK KGAA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D5357W103 03/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Approval of the financial statements as Mgmt For For For per 31 DEC 2007 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of the acts of the personal Mgmt For For For partners 7 Ratification of the acts of the Mgmt For For For Supervisory Board 8 Appointment of Auditor Mgmt For For For 9 Intra-company Contracts Mgmt For For For 10 Elect Mr. Johannes Baillou as a Mgmt For Against Against Supervisory Board 11 Elect Mr. Frank Binder as a Supervisory Mgmt For Against Against Board 12 Elect Prof. Dr. Rolf Krebs as a Mgmt For For For Supervisory Board 13 Elect Dr. Arend Oetker as a Supervisory Mgmt For For For Board 14 Elect Prof. Dr. Theo Siegert as a Mgmt For For For Supervisory Board 15 Elect Prof. Dr. Wilhelm Simson as a Mgmt For Against Against Supervisory Board 16 Amendments to Articles Mgmt For For For
MUENCHENER RUECKVERSICHERUNG AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D55535104 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Resolution to approve the actions of the Mgmt For For For Board of Management 7 Resolution to approve the actions of the Mgmt For For For Supervisory Board 8 Authorisation to buy back and use own Mgmt For For For shares 9 Authorisation to buy back own shares Mgmt For For For using derivatives 10 Supervisory Board Compensation Policy Mgmt For For For
NATIONAL BANK OF GREECE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X56533114 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Reports Mgmt For For For 2 Financial Statements; Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Board and Auditor Acts Mgmt For For For 4 Directors' Compensation Mgmt For Abstain Against 5 Board's Transactions Mgmt For For For 6 Appointment of Auditor and Authority to Mgmt For Abstain Against Set Fees 7 Amendments to Articles Mgmt For Abstain Against 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Bonds Mgmt For Abstain Against 10 Stock Dividend/Dividend Reinvestment; Mgmt For For For Authority to Increase Share Capital 11 Authority to Issue Shares Mgmt For Abstain Against 12 Authority to Issue Preferred Stock Mgmt For Against Against 13 Various announcements and approvals Mgmt Abstain Abstain For
NATIONAL BANK OF GREECE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X56533114 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Amendments to Articles Mgmt For Abstain Against 2 Authority to Issue Bonds Mgmt For Abstain Against 3 Stock Dividend/Dividend Reinvestment Mgmt For For For 4 Authority to Issue Shares Mgmt For Abstain Against 5 Authority to Issue Preferred Shares Mgmt For Against Against w/out Preemptive Rights 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
NESTLE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H57312466 04/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Grant discharge to the Board of Mgmt For For For Directors and the Management 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Andreas Koopmann Mgmt For For For 7 Elect Mr. Rolf Haenggi to the Board of Mgmt For For For Directors afor a term of 3 yearsa 8 Elect Mr. Paul Bulcke to the Board of Mgmt For For For Directors afor a term of 3 yearsa 9 Elect Mr. Beat W. Hess to the Board of Mgmt For For For Directors afor a term of 3 yearsa 10 Re-elect KPMG SA as the Auditors afor a Mgmt For For For term of 1 yeara 11 Cancellation of Shares Mgmt For For For 12 Approve 1:10 stock split Mgmt For For For 13 Amend the Article 5 and 5 BIS Paragraph Mgmt For For For 1 of the Articles of Association 14 Approve the complete revision of the Mgmt For For For Articles of Association
NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H5820Q150 02/26/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Acts Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Reduction of Authorized Share Capital Mgmt For TNA N/A 7 Authority to Repurchase Shares Mgmt For TNA N/A 8 Amend Article 19 of the Articles of Mgmt For TNA N/A Incorporation as specified 9 Amend Article 33 of the Articles of Mgmt For TNA N/A Incorporation as specified 10 Re-elect Mr. Peter Burckhardt M.D. as a Mgmt For TNA N/A Director, for a 1-year term 11 Re-elect Mr. Ulrich Lehner Ph.D., as a Mgmt For TNA N/A Director, for a 3-year term 12 Re-elect Mr. Alexander F.Jetzer as a Mgmt For TNA N/A Director, for a 3-year term 13 Re-elect Mr. Pierre Landolt as a Mgmt For TNA N/A Director, for a 3-year term 14 Elect Mr. Ann Fudge as a Director, for a Mgmt For TNA N/A 3-year term 15 Appointment of Auditor Mgmt For TNA N/A
NOVO-NORDISK A S TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS K7314N152 03/12/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Receive the report on the Company s Mgmt Abstain Abstain For activities in the past FY 3 Accounts and Reports; Directors' Fees Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Election of Directors Mgmt For For For 6 Re-elect PricewaterhouseCoopers as the Mgmt For For For Auditors 7 Authority to Cancel Shares and Reduce Mgmt For For For Authorized Capital 8 Authority to Repurchase Shares Mgmt For For For 9 Authorization to Approve Charitable Mgmt For For For Donations 10 Compensation Policy Mgmt For For For 11 Amendment to Articles Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 13 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 14 Amendments to Articles Mgmt For For For 15 Amendment to Articles Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
NUTRECO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N6508Y120 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Adoption of the Annual Accounts Mgmt For For For 7 Dividend proposal Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Discharge of the Executive Board for the Mgmt For For For conduct of the business 10 Discharge of the Supervisory Board for Mgmt For For For its supervisory duties 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Executive Board: introduction of a new Mgmt For For For salary peer group 13 Appointment of KPMG Accountants N.V. as Mgmt For For For External Auditor 14 Amendments to Articles Mgmt For For For 15 Authority to Issue Common Shares w/ Mgmt For For For Preemptive Rights and Preference Shares
16 Authority to Issue Common Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Proposal to cancel Cumulative Preference Mgmt For For For A shares 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A
ORIFLAME COSMETICS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L7272A100 05/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Approve Mr. Pontus Andreasson as the Mgmt For For For Chairman of the AGM and EGM 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Report on Related Party Transactions Mgmt For For For 8 Report of the Auditor Mgmt For For For 9 Approve that the profit for the FY 2007 Mgmt For For For will be carried forward 10 Allocation of Dividends Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Ratification of Board and Auditor Acts Mgmt For For For 13 Re-elect Mr. Lennart Bjork as a Director Mgmt For Against Against of the Company 14 Re-elect Mr. Magnus Brannstrom as a Mgmt For For For Director of the Company 15 Re-elect Ms. Marie Ehrling as a Director Mgmt For For For of the Company 16 Re-elect Ms. Lilian Fossum as a Director Mgmt For For For of the Company 17 Re-elect Mr. Alexander af Jochnick as a Mgmt For For For Director of the Company 18 Re-elect Mr. Jonas af Jochnick as a Mgmt For For For Director of the Company 19 Re-elect Mr. Robert af Jochnick as a Mgmt For For For Director of the Company 20 Re-elect Mr. Helle Kruse Nielsen as a Mgmt For For For Director of the Company 21 Re-elect Mr. Christian Salamon as a Mgmt For Against Against Director of the Company 22 Re-elect Mr. Robert af Jochnick as the Mgmt For For For Chairman of the Board 23 Appointment of Auditor Mgmt For For For 24 Nominating Committee Mgmt For For For 25 Directors' Fees Mgmt For For For 26 Compensation Policy Mgmt For For For 27 Increase in Directors' Fees Mgmt For For For 28 2008 Long-Term Incentive Plan Mgmt For Against Against 29 Authority to Issue Shares w/o Preemptive Mgmt For Against Against Rights 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Use/Transfer of Reserves Mgmt For For For 32 Miscellaneous Mgmt For Against Against 33 Non-Voting Meeting Note N/A N/A N/A N/A 34 Non-Voting Meeting Note N/A N/A N/A N/A
OUTOKUMPU OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X61161109 03/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Adopt the accounts Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Grant discharge from the liability Mgmt For For For 7 Approve the number of Board Members Mgmt For For For 8 Approve the remuneration of the Board Mgmt For For For Members 9 Approve the remuneration of the Auditors Mgmt For For For 10 Elect the Board Mgmt For For For 11 Elect the Auditorasa Mgmt For For For 12 Nominating Committee Mgmt For For For 13 Authorize the Board to decide on Mgmt For For For acquiring the Company s own shares 14 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights
PORSCHE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D61577108 01/25/2008 Non-Voting MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A
PROSEGUR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E83453162 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification of Mgmt For For For Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Long-Term Incentive Plan Mgmt For For For 6 Appoint Mr. Don Pedro Guerrero Guerrero Mgmt For For For as a Director 7 Appoint Mr. Don Eugenio Ruiz Galvez Mgmt For For For Priego as a Director 8 Authority to Repurchase Shares Mgmt For For For
9 Appointment of Auditor Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Merger by Absorption of C. Valdecantos Mgmt For For For 12 Authority to Carry Out Formalities Mgmt For For For
PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the Directors remuneration Mgmt For For For report for the YE 31 DEC 2007 3 Re-elect Mr. K. B. Dadiseth as a Director Mgmt For For For 4 Re-elect Ms. K. A. O Donovan as a Mgmt For Against Against Director 5 Re-elect Mr. J.H. Ross as a Director Mgmt For For For 6 Re-elect Lord Turnbull as a Director Mgmt For For For 7 Elect Sir W. F. W. Bischoff as a Director Mgmt For Against Against 8 Elect Ms. A.F. Godbehere as a Director Mgmt For For For 9 Elect Mr. T .C. Thiam as a Director Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Remuneration Arrangements (M&G) Mgmt For For For 14 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 15 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Adopt New Articles of Association Mgmt For For For 18 Amendments to Articles Regarding Mgmt For For For Qualification Shares 19 Non-Voting Agenda Item N/A N/A N/A N/A
RAIFFEISEN INTERNATIONAL BANK-HOLDING AG, WIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS A7111G104 06/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Presentation of Accounts and Reports Mgmt For For For 2 Approve the appropriation of net profits Mgmt For For For 3 Approve the activities undertaken by Mgmt For For For Board of Directors 4 Approve the activities undertaken by Mgmt For For For Supervisory Board 5 Approve the remuneration for Supervisory Mgmt For For For Board
6 Elect the Supervisory Board Mgmt For For For 7 Elect the balance sheet Auditor for the Mgmt For For For Company and Corporation Group 8 Authority to Issue Convertible Debt Mgmt For For For Instruments 9 Authority to Increase Capital Mgmt For For For 10 Corporate Restructuring Mgmt For For For 11 Authority to Repurchase Shares Mgmt For Against Against
REXAM PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1274K113 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive and adopt the annual report for Mgmt For For For the YE 31 DEC 2007 2 Approve the remuneration report Mgmt For For For 3 Declare the 2007 final dividend on the Mgmt For For For ordinary shares 4 Elect Mr. Peter Ellwood as a Director Mgmt For For For 5 Re-elect Mr. Bill Barker as a Director Mgmt For For For 6 Appointment of Auditor and Authority to Mgmt For For For Set Fees 7 Authorize the Directors to allot Mgmt For For For relevant securities 8 Authorize the Directors to allot equity Mgmt For For For securities for cash 9 Authorize the Company to purchase its Mgmt For For For own ordinary shares 10 Adopt New Articles of Association Mgmt For Against Against
RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G75754104 09/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of the Acquisition Mgmt For For For
ROCHE HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H69293217 03/04/2008 Non-Voting MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A
ROYAL BANK OF SCOTLAND GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G76891111 08/10/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Merger/Acquisition Mgmt For For For
RWE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D6629K109 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Increase Authorized Capital Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
SAIPEM TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T82000117 04/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Approve the allocation of profit Mgmt For For For 4 Approve the Stock Option Plan for the Mgmt For For For year 2008 5 Grant authority to buy back own shares Mgmt For For For 6 Stock Option Grants Mgmt For For For 7 Election of Directors/Directors' Fees Mgmt For Against Against 8 Election of Statutory Auditors/Statutory Mgmt For For For Auditors' Fees
SALZGITTER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D80900109 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Resolution as to the use of the net Mgmt For For For annual profit 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Election of Supervisory Board Members Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For
SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D66992104 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of Auditor Mgmt For For For 8 Election of Mr. Bernard Liautaud to the Mgmt For For For Supervisory Board 9 Authority to Trade in Company Stock Mgmt For For For 10 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 11 Amendments to Articles Mgmt For For For
SAVILLS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G78283119 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Mr. Mark Dearsley as a Director Mgmt For For For 4 Re-elect Mr. Jeremy Helsby as a Director Mgmt For For For 5 Re-elect Ms. Simon Hope as a Director Mgmt For Against Against 6 Re-elect Mr. Peter Smith as a Director Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authorize the Directors to set the Mgmt For For For remuneration of the Auditors 9 Director's Remuneration Report Mgmt For Against Against 10 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Repurchase Shares Mgmt For For For
13 Adoption of New Articles of Association Mgmt For Against Against 14 Sharesave Scheme Mgmt For For For 15 Sharesave Scheme for Employees outside Mgmt For For For the UK
SGL CARBON AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D6949M108 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of Auditor Mgmt For For For 8 Elections to the Supervisory Board Mgmt For For For 9 Authority to Increase Authorized Capital Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Conversion of Legal Form Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D69671218 01/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Approve allocation of income and Mgmt For For For dividends of EUR 1.60 per share 6 Postpone discharge of former Management Mgmt For Against Against Board Member Mr. Johannes Feldmayer 7 Ratify Klaus Kleinfeld Mgmt For Against Against 8 Ratify Peter Loscher Mgmt For For For 9 Ratify Heinrich Hiesinger Mgmt For Against Against 10 Ratify Joe Kaeser Mgmt For Against Against 11 Ratify Rudi Lamprecht Mgmt For Against Against 12 Ratify Eduardo Montes Mgmt For Against Against 13 Ratify Jurgen Radomski Mgmt For Against Against 14 Ratify Erich Reinhardt Mgmt For Against Against 15 Ratify Hermann Requardt Mgmt For Against Against 16 Ratify Uriel Sharef Mgmt For Against Against 17 Ratify Klaus Wucherer Mgmt For Against Against 18 Ratify Johannes Feldmayer Mgmt For Against Against 19 Ratify Heinrich Von Pierer Mgmt For Against Against 20 Ratify Gerhard Cromme Mgmt For Against Against 21 Ratify Ralf Heckmann Mgmt For Against Against 22 Ratify Josef Ackermann Mgmt For Against Against 23 Ratify Lothar Adler Mgmt For Against Against 24 Ratify Gerhard Bieletzki Mgmt For Against Against 25 Ratify John Coombe Mgmt For Against Against 26 Ratify Hildegard Cornudet Mgmt For Against Against 27 Ratify Birgit Grube Mgmt For Against Against
28 Ratify Bettina Haller Mgmt For For For 29 Ratify Heinz Hawreliuk Mgmt For Against Against 30 Ratify Berthold Huber Mgmt For Against Against 31 Ratify Walter Kroll Mgmt For Against Against 32 Ratify Michael Mirow Mgmt For For For 33 Ratify Wolfgang Muller Mgmt For Against Against 34 Ratify Georg Nassauer Mgmt For Against Against 35 Ratify Thomas Rackow Mgmt For For For 36 Ratify Dieter Scheitor Mgmt For For For 37 Ratify Albrecht Schmidt Mgmt For Against Against 38 Ratify Henning Schulte-noelle Mgmt For Against Against 39 Ratify Peter Von Siemens Mgmt For Against Against 40 Ratify Jerry Speyer Mgmt For Against Against 41 Ratify Iain Vallance of Tummel Mgmt For Against Against 42 Appointment of Auditor Mgmt For Against Against 43 Authority to Trade in Company Stock Mgmt For For For 44 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 45 Elect Josef Ackermann to the Supervisory Mgmt For Against Against Board 46 Elect Jean-Louis Beffa to the Mgmt For For For Supervisory Board 47 Elect Gerd von Brandenstein to the Mgmt For For For Supervisory Board 48 Elect Gerhard Cromme to the Supervisory Mgmt For Against Against Board 49 Elect Michael Diekmann to the Mgmt For For For Supervisory Board 50 Elect Hans Michael Gaul to the Mgmt For For For Supervisory Board 51 Elect Peter Gruss to the Supervisory Mgmt For For For Board 52 Elect Nicola Leibinger- Kammueller to Mgmt For For For the Supervisory Board 53 Elect Hakan Samuelsson to the Mgmt For For For Supervisory Board 54 Elect Lord Iain Vallance of Tummel to Mgmt For For For the Supervisory Board 55 Non-Voting Meeting Note N/A N/A N/A N/A
SMIT INTERNATIONALE N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N81047172 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Approve the discussion and adopt the Mgmt For For For annual accounts for the FY 2007 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Approve to determine a dividend of EUR Mgmt For For For 3.00 per ordinary share 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Election of Supervisory Board Mgmt For For For 11 Approve to determine remuneration to the Mgmt For For For Supervisory Board 12 Appointment of Auditor Mgmt For For For
13 Amend the Articles of the Association Mgmt For For For 14 Authorize the Executive Board to Mgmt For For For purchase the Company s own shares 15 Authority to Issue Shares w/ or w/out Mgmt For For For Pre-emptive Rights 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A
SOLARWORLD AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D7045Y103 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Elections to the Supervisory Board: Dr. Mgmt For Against Against Claus Recktenwald 8 Elections to the Supervisory Board: Dr. Mgmt For For For Georg Gansen 9 Elections to the Supervisory Board: Dr. Mgmt For For For Alexander Von Bossel 10 Appointment of Auditor Mgmt For For For 11 Intra-Company Contract Mgmt For For For 12 Intra-Company Contract Mgmt For For For 13 Intra-Company Contract Mgmt For For For 14 Intra-Company Contract Mgmt For For For 15 Intra-Company Contract Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Mgmt For Against Against Rights 17 Authority to Repurchase Shares Mgmt For For For
SOLON FUER SOLARTECHNIK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D7047R130 08/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Profits/ Dividends Mgmt For For For 4 Ratification of the acts of the Board of Mgmt For For For Managing Directors 5 Ratification of the acts of the Mgmt For For For Supervisory Board 6 Appointment of Auditor Mgmt For For For 7 Approve "Authorized Capital" Mgmt For For For 8 Authority to Issue Options under 2000 Mgmt For Against Against Stock Option Plan; Authority to Increase Conditional Capital I 9 Authority to Issue Convertible Debt Mgmt For For For Instruments; Authority to Increase Conditional Capital III 10 Intra-Company Contracts Mgmt For For For 11 Amend Article 3 Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For
SSAB AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W8615U124 03/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elect Advokat Sven Unger as the Chairman Mgmt For For For of the meeting 5 Approve the voting register Mgmt For For For 6 Approve the agenda proposed by the Board Mgmt For For For of Directors 7 Elect 1 or 2 persons to attest the Mgmt For For For minutes of the meeting 8 Approve to determine whether the meeting Mgmt For For For has been duly convened 9 Presentation of Accounts and Reports Mgmt For For For 10 Accounts and Reports Mgmt For Abstain Against 11 Allocation of Profits/Dividends Mgmt For For For 12 Record Date for Dividends Mgmt For For For 13 Grant discharge form the liability for Mgmt For Abstain Against the Directors and the President 14 Receive the report regarding the work of Mgmt For For For the Nomination Committee 15 Approve to determine 8 Directors Members Mgmt For For For and no Alternate Directors 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Re-elect Mr. Sverker Martin-Lof as the Mgmt For For For Chairman of the Board 19 Nominating Committee Mgmt For For For 20 Compensation Policy Mgmt For For For 21 Closure of the AGM Mgmt For For For
SWEDBANK AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W9423X102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening of the meeting and address by Mgmt For For For the Chair 5 Elect the Chair of the Board of Mgmt For For For Directors as the Chair of the meeting 6 Approve the voting list Mgmt For For For 7 Approve the agenda Mgmt For For For 8 Appoint 2 persons to verify the minutes Mgmt For For For 9 Approve to decide whether the meeting Mgmt For For For has been properly convened 10 Presentation of Accounts and Reports Mgmt For For For
11 Consolidated Accounts and Reports Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Approve to determine the number of Mgmt For For For Directors at 8 15 Directors' and Auditors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Approve the decision on the Nomination Mgmt For For For Committee 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Approve to decide on the principles of Mgmt For For For remuneration for the top Executives 21 Shareholder Proposal Regarding Granting ShrHoldr N/A Against N/A Credits 22 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Charitable Donations 23 Shareholder Proposal Regarding Granting ShrHoldr N/A Against N/A Credits 24 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Charitable Donations 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Closing of the meeting Mgmt For For For
SWISS REINSURANCE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H84046137 04/18/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Approve the allocation of disposable Mgmt For For For profit 5 Grant discharge of the Board of Mgmt For For For Directors and the Executive Committee 6 Authority to Reduce Authorized Capital Mgmt For For For 7 Amend Article 1 Mgmt For For For 8 Amend Article 16 Mgmt For For For 9 Amend Article 24 Mgmt For For For 10 Re-elect Mr. Rajna Gibson B Randon as a Mgmt For For For Director 11 Re-elect Mr. Kaspar Villiger as a Mgmt For For For Director 12 Elect Mr. Raymond K. F. Chien as a Mgmt For Against Against Director 13 Elect Mr. Mathis Cabiallavetta as a Mgmt For For For Director 14 Re-elect PricewaterhouseCoopers AG as Mgmt For For For the Auditors 15 Non-Voting Meeting Note N/A N/A N/A N/A
SYNGENTA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H84140112 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Board and Management Acts Mgmt For For For 5 Reduction in Authorized Capital Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Approve a share repurchase program Mgmt For For For 8 Re-elect Mr. Martin Taylor to the Board Mgmt For For For of Directors 9 Re-elect Mr. Peter Thompson to the Board Mgmt For For For of Directors 10 Re-elect Mr. Rolf Watter to the Board of Mgmt For For For Directors 11 Re-elect Mr. Felix A. Weber to the Board Mgmt For For For of Directors 12 Elect Mr. Michael Mack to the Board of Mgmt For For For Directors 13 Ratify Ernst Young AG as the Auditors Mgmt For For For for fiscal year 2008 14 Non-Voting Meeting Note N/A N/A N/A N/A
TELEFONICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 879382109 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Elect Fernando de Almansa Moreno-Barreda Mgmt For Against Against 3 Elect Jose Maria Abril Perez Mgmt For Against Against 4 Elect Francisco Javier de Paz Mancho Mgmt For For For 5 Elect Maria Eva Castillo Sanz Mgmt For For For 6 Elect Luiz Fernando Furlan Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 9 Appointment of the Auditors of the Mgmt For For For Company for the Fiscal Year 2008. 10 Authority to Carry Out Formalities Mgmt For For For
TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Approve the Directors remuneration Mgmt For Against Against report for the FYE 23 FEB 2008 4 Allocation of Profits/Dividends Mgmt For For For 5 Re-elect Mr. Charles Allen as a Director Mgmt For For For 6 Re-elect Dr. Harald Einsmann as a Mgmt For For For Director
7 Re-elect Mr. Rodney Chase as a Director Mgmt For Against Against 8 Re-elect Ms. Karen Cook as a Director Mgmt For For For 9 Re-elect Sir Terry Leahy as a Director Mgmt For For For 10 Re-elect Mr. Tim Mason as a Director Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 14 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 15 Authority to Repurchase Shares Mgmt For For For 16 EU Political Donations Mgmt For For For 17 Adopt New Articles of Association Mgmt For Against Against 18 Shareholder Proposal Regarding Animal ShrHoldr Against Against For Welfare
TGS NOPEC GEOPHYSICAL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R9138B102 06/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Presiding Chairman and Mgmt For For For Individual to Check Minutes 4 Approve the notice and agenda for the Mgmt For For For meeting 5 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 6 Approve the Auditor s fee Mgmt For For For 7 Approve the Director s fee for the Mgmt For For For period JUL 2007 to JUN 2008 8 Approve the Director s fee for the Mgmt For For For period JUL 2008 to JUN 2009 9 Nominating Committee Fees Mgmt For For For 10 Approve the merger with Wavefield Inceis Mgmt For For For ASA 11 Elect Mr. Claus Kampmann, aChairmana as Mgmt For For For a Director 12 Elect Henry Hamilton III Mgmt For For For 13 Elect Mr. Arne-Kristian Maeland as a Mgmt For For For Director 14 Elect Mr. Colette Lewiner as a Director Mgmt For For For 15 Elect Ms. Kathleen Ruth Arthur as a Mgmt For For For Director 16 Elect Ms. Elisabeth Harstad as a Director Mgmt For For For 17 Authorize the Board of Directors to Mgmt For For For acquire the Company s shares 18 Compensation Policy Mgmt For For For 19 Approve the Stock Option Plan Mgmt For Against Against 20 Authorize the Board of Directors to Mgmt For For For increase the share capital 21 Non-Voting Meeting Note N/A N/A N/A N/A
THE CAPITA GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1846J115 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the Directors remuneration Mgmt For For For report for the YE 31 DEC 2007 3 Declare a final dividend of 8.00p per Mgmt For For For ordinary share 4 Re-elect Ms. Martina king as a Director Mgmt For For For 5 Re-elect Mr. Paddy Doyle as a Director Mgmt For For For 6 Elect Mr. Martin Bolland as a Director Mgmt For For For 7 Re-appoint Ernst & Young LLP as the Mgmt For For For Auditors of the Company 8 Authorize the Directors to fix the Mgmt For For For remuneration of Ernst & Young LLP 9 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 10 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Adoption of New Articles Mgmt For Against Against 13 Amendment to Executive Share Option Mgmt For For For Scheme 14 Amendment to Savings-Related Share Mgmt For For For Option Scheme 15 Amendment to Share Ownership Plan Mgmt For For For 16 Long Term Incentive Plan Mgmt For For For
TOMTOM NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N87695107 12/04/2007 Take No Action MEETING TYPE COUNTRY OF TRADE Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Approval of the Acquisition Mgmt For TNA N/A 3 Authorization of Legal Formalities Mgmt For TNA N/A
TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F92124100 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends; Mgmt For For For Acknowledgment of Previous Profit Distributions
6 Related Party Transactions Mgmt For For For 7 Severance Package (Thierry Desmarest) Mgmt For For For 8 Severance Package (Christophe de Mgmt For For For Margerie) 9 Authority to Trade in Company Stock Mgmt For For For 10 Elect Paul Desmarais Jr. Mgmt For Against Against 11 Elect Bertrand Jacquillat Mgmt For For For 12 Elect Peter Levene of Portsoken Mgmt For For For 13 Appoint Ms. Patricia Barbizet as a Mgmt For For For Director for a 3-year period 14 Appoint Mr. M. Claude Mandil as a Mgmt For For For Director for a 3-year period 15 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 16 Authority to Issue Shares or Convertible Mgmt For For For Securities w/out Preemptive Rights 17 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 18 Authority to Increase Capital for Mgmt For For For Employee Benefits 19 Authority to Issue Restricted Stock to Mgmt For For For Employees 20 Shareholder Proposal Regarding Removal ShrHoldr Against Against For of Director (Proposal A) 21 Shareholder Proposal Regarding ShrHoldr Against For Against Disclosure of Directors' Attendance (Proposal B) 22 Shareholder Proposal Regarding Granting ShrHoldr Against Against For of Restricted Stock to Employees (Proposal C)
TURKCELL AS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M8903B102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Turkey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Opening of the meeting and elect the Mgmt For For For Chairmanship 2 Authorize the Chairmanship in order to Mgmt For For For sign the minutes of the assembly 3 Ratification of the Co-Option of Board Mgmt For For For Members 4 Reports Mgmt For For For 5 Ratify the balance sheet and income Mgmt For Abstain Against statement of 2007 6 Grant discharge the Members of the Board Mgmt For Abstain Against of Directors and the Auditors 7 Election of Members of Statutory Audit Mgmt For For For Committee; Fees 8 Allocation of Profits/Dividends Mgmt For For For 9 Charitable Donations Mgmt For For For 10 Appointment of Auditor Mgmt For Abstain Against 11 Related Party Transactions Mgmt For Abstain Against 12 Non-Voting Agenda Item N/A N/A N/A N/A
UBISOFT ENTERTAINMENT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F9396N106 07/04/2007 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Ratification of Mgmt For Abstain Against Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For Abstain Against 5 Related Party Transactions Mgmt For Abstain Against 6 Elect Yves Guillemot Mgmt For Against Against 7 Elect Michel Guillemot Mgmt For Against Against 8 Elect Claude Guillemot Mgmt For Against Against 9 Elect Gerard Guillemot Mgmt For For For 10 Elect Christian Guillemot Mgmt For For For 11 Elect Marc Fiorentino Mgmt For For For 12 Appointment of Auditor Mgmt For Abstain Against 13 Appointment of Deputy Auditor Mgmt For Abstain Against 14 Authority to Trade in Company Stock Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For (Routine Items) 16 Authority to Cancel Shares and Reduce Mgmt For For For Authorized C 17 Authority to Issue Shares and Mgmt For For For Convertible Securiti 18 Authority to Issue Shares and Mgmt For Against Against Convertible Securiti 19 Authority to Issue Shares and Mgmt For For For Convertible Securiti 20 Authority to Grant Stock Options Mgmt For For For 21 Authority to Issue Restricted Stock to Mgmt For For For Employees 22 Authority to Increase Capital for Mgmt For For For Foreign Employee 23 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights to 24 Global Ceiling on Issuances Mgmt For For For 25 Amendments to Articles Mgmt For Against Against 26 Amendments to Articles Mgmt For For For 27 Authority to Carry Out Formalities Mgmt For For For (Special Items) 28 Non-Voting Meeting Note N/A N/A N/A N/A
UNILEVER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N8981F271 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Executive Directors' Acts Mgmt For For For 4 Ratification of Non-Executive Directors' Mgmt For For For Acts 5 Re-appoint Mr. P.J. Cescau as an Mgmt For For For Executive Director 6 Appoint Mr. J.A. Lawrence as an Mgmt For For For Executive Director
7 Approve to increase GSIP award and bonus Mgmt For For For limits for Mr. J.A. Lawrence 8 Re-appoint Professor. G. Berger as a Mgmt For For For Non-Executive Director 9 Elect Lord Brittan of Spennithorne Mgmt For For For 10 Re-appoint Mr. W. Dik as a Non-Executive Mgmt For For For Director 11 Re-appoint Mr. C.E. Golden as a Mgmt For For For Non-Executive Director 12 Re-appoint Dr. B.E. Grote as a Mgmt For For For Non-Executive Director 13 Re-appoint Mr. N. Murthy as a Mgmt For For For Non-Executive Director 14 Re-appoint Ms. H. Nyasulu as a Mgmt For For For Non-Executive Director 15 Re-appoint The Lord Simon of Highbury Mgmt For For For CBE as a Non-Executive Director 16 Re-appoint Mr. K.J. Storm as a Mgmt For For For Non-Executive Director 17 Re-appoint Mr. M. Treschow as a Mgmt For For For Non-Executive Director 18 Re-appoint Mr. J. Van Der Veer as a Mgmt For For For Non-Executive Director 19 Appointment of Auditor Mgmt For For For 20 Approve to change the reporting language Mgmt For For For 21 Authority to Issue Shares w/ and w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Approve to reduce the capital through Mgmt For For For cancellation of shares 24 Non-Voting Agenda Item N/A N/A N/A N/A
UNILEVER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N8981F271 10/16/2007 Non-Voting MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
UNITED INTERNET AG & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D8542B125 05/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For
8 Election of Mr. Kai-Uwe Ricke to the Mgmt For For For Supervisory Board 9 Cancellation of Conditional Capital Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives
VESTAS WINDSYSTEMS A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS K9773J128 04/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Adopt the annual report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Re-elect Mr. Bent Erik Carlsen as a Mgmt For For For Member of the Board of Directors 6 Elect Mr. Torsten Erik Rasmussen as a Mgmt For For For Member of the Board of Directors 7 Elect Mr. Arne Pedersen as a Member of Mgmt For For For the Board of Directors 8 Elect Mr. Freddy Frandsen as a Member of Mgmt For For For the Board of Directors 9 Elect Mr. Jorgen Huno Rasmussen as a Mgmt For For For Member of the Board of Directors 10 Elect Mr. Jorn Ankaer Thomsen as a Mgmt For Against Against Member of the Board of Directors 11 Elect Mr. Kurt Anker Nielsen as a Mgmt For For For Members of the Board of Directors 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A
VIVENDI, PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F97982106 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Jean-Rene Fourtou Mgmt For For For 8 Elect Claude Bebear Mgmt For For For 9 Elect Gerard Bremond Mgmt For For For 10 Elect Mehdi Dazi Mgmt For For For 11 Elect Henri Lachmann Mgmt For For For 12 Elect Pierre Rodocanachi Mgmt For For For 13 Elect Karel Van Miert Mgmt For Against Against
14 Elect Jean-Yves Charlier Mgmt For For For 15 Elect Philippe Donnet Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Cancel Shares and Reduce Mgmt For For For Capital 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Issue Restricted Stock to Mgmt For For For Employees 21 Authority to Increase Capital under Mgmt For For For Employee Savings Plan 22 Authority to Increase Capital under Mgmt For For For Employee Savings Plan 23 Authority to Carry Out Formalities Mgmt For For For
WEBER (GERRY) INTERNATIONAL AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D95473225 06/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Authority to Repurchase Shares Mgmt For For For 8 Appointment of the Auditors for the Mgmt For For For 2007/2008 FY: MAZARS GmbH, Bielefeld
WIENER STADTISCHE ALLGEMEINE VERSICHERUNG AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS A9T907104 04/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 3 Ratification of Management and Mgmt For For For Supervisory Board Acts 4 Elect the Auditor for 2009 Mgmt For For For 5 Amend the paragraph 4 of the Company Mgmt For Against Against Charter 6 Authority to Issue Profit Participation Mgmt For For For Bonds 7 Authority to Issue Convertible Debt Mgmt For Against Against Instruments 8 Amend the Company Charter paragraph 4 Mgmt For Against Against 9 Approve the repurchase of the Company Mgmt For Abstain Against shares
WIMM-BILL DANN FOODS OJSC TICKER SECURITY ID: MEETING DATE MEETING STATUS WBD CUSIP 97263M109 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Accounts and Reports Mgmt For Abstain Against 3 Allocation of Profits/Dividends Mgmt For Against Against 4 APPROVAL OF ERNST & YOUNG LLC AS WBD Mgmt For For For FOODS OJSC AUDITOR FOR 2008. 5 Directors' Fees Mgmt For Abstain Against 6 Elect Lesya Gavrilenko Mgmt For For For 7 Elect Alexander Davidiuk Mgmt For For For 8 Elect Victoria Dzhemelinskaya Mgmt For For For 9 Elect Irina Ieshkina Mgmt For For For 10 Elect Tatiana Nazarova Mgmt For For For 11 Elect Elena Kozlova Mgmt For For For 12 Elect Alexander Popov Mgmt For For For 13 APPROVAL OF THE COMPANY S AMENDED Mgmt For Abstain Against CHARTER.
WIMM-BILL DANN FOODS OJSC TICKER SECURITY ID: MEETING DATE MEETING STATUS WBD CUSIP 97263M109 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Mikhail Dubinin Mgmt For For For 2 Elect Guy de Selliers Mgmt For For For 3 Elect Mikhail Dubinin Mgmt For For For 4 Elect Michael O'Neil Mgmt For For For 5 Elect Alexander Orlov Mgmt For For For 6 Elect Sergei Plastinin Mgmt For For For 7 Elect Gavril Yushvaev Mgmt For Against Against 8 Elect David Iakobachvili Mgmt For For For 9 Elect Evgeny Yasin Mgmt For For For 10 Elect Marcus Rhodes Mgmt For Against Against 11 Elect Igor Kostikov Mgmt For For For 12 Elect Jacques Vincent Mgmt For For For
WIRECARD AG, GRASBRUNN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D22359133 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of acts of the Board of Mgmt For For For Managing Directors 6 Ratification of acts of Supervisory Board Mgmt For For For 7 Appointment of the Auditors for the 2008 Mgmt For For For FY: R. P Richter GmbH, Munich 8 Increase in Authorized Capital; Bonus Mgmt For For For Share Issuance 9 Authority to Increase Capital Mgmt For Against Against 10 Stock Option Plan Mgmt For Against Against
11 Intra-company Contracts Mgmt For For For 12 Elect Mr. Wulf Matthias to the Mgmt For For For Supervisory Board 13 Supervisory Board Members' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For
YIT-YHTYMA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X9862Q104 03/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adopt the accounts Mgmt For For For 4 Approve the actions on profit or loss to Mgmt For For For pay dividend of EUR 0.80 per share 5 Grant discharge from liability Mgmt For For For 6 Approve the number of Board Members Mgmt For For For 7 Approve the remuneration of Board Members Mgmt For For For 8 Approve the remuneration of Auditor(s) Mgmt For For For 9 Elect the Board Mgmt For For For 10 Elect the Auditor(s) Mgmt For For For
ZUMTOBEL AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS A989A1109 07/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the allocation of the net income Mgmt For For For for the FY 2006/2007 3 Ratification of Supervisory Board and Mgmt For For For Management A 4 Supervisory Board Members' Fees Mgmt For For For 5 Elect the Auditors for 2008 Mgmt For For For
ZURICH FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H9870Y105 04/03/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Authority to Cancel Repurchased Shares Mgmt For TNA N/A and Reduce Authorized Capital 7 Authority to Increase Authorized Capital Mgmt For TNA N/A
8 Amendments to Articles Mgmt For TNA N/A 9 Elect Ms. Susan Bies as a Director Mgmt For TNA N/A 10 Elect Mr. Victor Chu as a Director Mgmt For TNA N/A 11 Re-elect Mr. Manfred Gentz as a Director Mgmt For TNA N/A 12 Re-elect Mr. Fred Kindle as a Director Mgmt For TNA N/A 13 Re-elect Mr. Tom De Swaan as a Director Mgmt For TNA N/A 14 Ratify PricewaterhouseCoopers AG as the Mgmt For TNA N/A Auditors 15 Ratify OBT AG as Special Auditors Mgmt For TNA N/A
ITEM 7: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON FINANCIAL FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 AFLAC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Daniel Amos Mgmt For For For 1.2 Elect John Amos II Mgmt For For For 1.3 Elect Paul Amos II Mgmt For For For 1.4 Elect Yoshiro Aoki Mgmt For For For 1.5 Elect Michael Armacost Mgmt For For For 1.6 Elect Kriss Cloninger III Mgmt For Withhold Against 1.7 Elect Joe Harris Mgmt For For For 1.8 Elect Elizabeth Hudson Mgmt For For For 1.9 Elect Kenneth Janke, Sr. Mgmt For Withhold Against 1.10 Elect Douglas Johnson Mgmt For For For 1.11 Elect Robert Johnson Mgmt For For For 1.12 Elect Charles Knapp Mgmt For For For 1.13 Elect E. Stephen Purdom Mgmt For For For 1.14 Elect Barbara Rimer Mgmt For For For 1.15 Elect Marvin Schuster Mgmt For For For 1.16 Elect David Thompson Mgmt For For For 1.17 Elect Robert Wright Mgmt For For For 2 Increase in Authorized Shares Mgmt For For For 3 2009 Management Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For
ALLIANZ AG TICKER SECURITY ID: MEETING DATE MEETING STATUS AZ CUSIP 018805101 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROPRIATION OF NET EARNINGS Mgmt For For For 2 APPROVAL OF THE ACTIONS OF THE MEMBERS Mgmt For For For OF THE MANAGEMENT BOARD 3 APPROVAL OF THE ACTIONS OF THE MEMBERS Mgmt For For For OF THE SUPERVISORY BOARD 4 AUTHORIZATION TO ACQUIRE TREASURY SHARES Mgmt For For For FOR TRADING PURPOSES 5 AUTHORIZATION TO ACQUIRE AND UTILIZE Mgmt For For For TREASURY SHARES FOR OTHER PURPOSES 6 Authority to Repurchase Shares Using Mgmt For For For Derivatives 7 Amendments to Articles Mgmt For For For 8 Intra-Company Contracts Mgmt For For For 9 Intra-Company Contracts Mgmt For For For
ANWORTH MORTGAGE ASSET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANH CUSIP 037347101 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Lloyd McAdams Mgmt For For For 1.2 Elect Lee Ault Mgmt For Withhold Against 1.3 Elect Charles Black Mgmt For For For 1.4 Elect Joe Davis Mgmt For For For 1.5 Elect Robert Davis Mgmt For For For 1.6 Elect Joseph McAdams Mgmt For For For 2 Ratification of the Auditor Mgmt For For For 3 Increase in Authorized Common Stock Mgmt For For For
ARBOR REALTY TRUST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ABR CUSIP 038923108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ivan Kaufman Mgmt For Withhold Against 1.2 Elect C. Michael Kojaian Mgmt For For For 1.3 Elect Melvin Lazar Mgmt For For For 2 Amendment to the 2003 Omnibus Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
ASSURED GUARANTY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AGO CUSIP G0585R106 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Francisco Borges Mgmt For For For 1.2 Elect Patrick Kenny Mgmt For Withhold Against 1.3 Elect Robin Monro-Davies Mgmt For For For 1.4 Elect Michael O'Kane Mgmt For For For 1.5 Election of Directors (Assured Guaranty Mgmt For For For Re Ltd.) 1.6 Election of Directors (Assured Guaranty Mgmt For For For Re Ltd.) 1.7 Election of Directors (Assured Guaranty Mgmt For For For Re Ltd.) 1.8 Election of Directors (Assured Guaranty Mgmt For For For Re Ltd.) 1.9 Election of Directors (Assured Guaranty Mgmt For For For Re Ltd.) 1.10 Election of Directors (Assured Guaranty Mgmt For For For Re Ltd.) 1.11 Election of Directors (Assured Guaranty Mgmt For For For Re Ltd.) 1.12 Election of Directors (Assured Guaranty Mgmt For For For Re Ltd.) 2 Issuance of Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Various Matters Concerning Certain Mgmt For For For Non-U.S. Subsidiaries
BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For 2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, Mgmt For For For SR. 3 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For 4 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For 5 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For 6 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For 7 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For 8 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For 9 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For 10 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For 11 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For MITCHELL 12 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For 13 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, Mgmt For For For JR. 14 ELECTION OF DIRECTOR: MEREDITH R. Mgmt For For For SPANGLER 15 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For 16 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For 17 RATIFICATION OF THE INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 18 STOCKHOLDER PROPOSAL - STOCK OPTIONS ShrHoldr Against Against For
19 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON ShrHoldr Against For Against EXEC COMP 20 STOCKHOLDER PROPOSAL - DETERMINATION OF ShrHoldr Against Against For CEO COMP 21 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against For Against 22 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against For Against CHAIRMAN 23 STOCKHOLDER PROPOSAL - Special ShrHoldr Against For Against SHAREHOLDER MEETINGS 24 STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES ShrHoldr Against Against For 25 STOCKHOLDER PROPOSAL - HUMAN RIGHTS ShrHoldr Against Against For
BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frank Biondi, Jr. Mgmt For For For 1.2 Elect Ruth Bruch Mgmt For For For 1.3 Elect Nicholas Donofrio Mgmt For For For 1.4 Elect Steven Elliot Mgmt For For For 1.5 Elect Gerald Hassell Mgmt For For For 1.6 Elect Edmund Kelly Mgmt For For For 1.7 Elect Robert Kelly Mgmt For For For 1.8 Elect Richard Kogan Mgmt For For For 1.9 Elect Michael Kowalski Mgmt For For For 1.10 Elect John Luke, Jr. Mgmt For Withhold Against 1.11 Elect Robert Mehrabian Mgmt For For For 1.12 Elect Mark Nordenberg Mgmt For For For 1.13 Elect Catherine Rein Mgmt For For For 1.14 Elect Thomas Renyi Mgmt For For For 1.15 Elect William Richardson Mgmt For For For 1.16 Elect Samuel Scott III Mgmt For For For 1.17 Elect John Surma Mgmt For For For 1.18 Elect Wesley von Schack Mgmt For For For 2 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For LONG-TERM INCENTIVE PLAN. 3 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For EMPLOYEE STOCK PURCHASE PLAN. 4 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For EXECUTIVE INCENTIVE COMPENSATION PLAN. 5 Ratification of Auditor Mgmt For For For 6 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHoldr Against For Against CUMULATIVE VOTING. 7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation
BB & T CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBT CUSIP 054937107 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Allison IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect Anna Cablik Mgmt For Withhold Against 1.4 Elect Nelle Chilton Mgmt For For For 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect Tom Efird Mgmt For For For 1.7 Elect Barry Fitzpatrick Mgmt For For For 1.8 Elect L. Vincent Hackley Mgmt For For For 1.9 Elect Jane Helm Mgmt For For For 1.10 Elect John Howe III Mgmt For For For 1.11 Elect James Maynard Mgmt For For For 1.12 Elect Albert McCauley Mgmt For For For 1.13 Elect J. Holmes Morrison Mgmt For For For 1.14 Elect Nido Qubein Mgmt For Withhold Against 1.15 Elect Thomas Thompson Mgmt For For For 1.16 Elect Stephen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For Against Against 2 ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For Against Against 3 ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Associate Stock Mgmt For For For Purchase Plan 6 STOCKHOLDER PROPOSAL: STOCKHOLDER ShrHoldr Against For Against ADVISORY VOTE ON EXECUTIVE COMPENSATION.
CASH AMERICAN INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CSH CUSIP 14754D100 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Daniel Berce Mgmt For For For 1.2 Elect Jack Daugherty Mgmt For For For 1.3 Elect A.R. Dike Mgmt For For For 1.4 Elect Daniel Feehan Mgmt For For For 1.5 Elect James Graves Mgmt For For For 1.6 Elect B.D. Hunter Mgmt For For For 1.7 Elect Timothy McKibben Mgmt For For For 1.8 Elect Alfred Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For ANTI-PREDATORY LENDING POLICIES.
CITIGROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: C. MICHAEL Mgmt For Against Against ARMSTRONG 2 ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt For Against Against 3 ELECTION OF DIRECTOR: SIR WINFRIED Mgmt For Against Against BISCHOFF 4 ELECTION OF DIRECTOR: KENNETH T. DERR Mgmt For Against Against 5 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For Against Against 6 ELECTION OF DIRECTOR: ROBERTO HERNANDEZ Mgmt For For For RAMIREZ 7 ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For Against Against 8 ELECTION OF DIRECTOR: ANNE MULCAHY Mgmt For Against Against 9 ELECTION OF DIRECTOR: VIKRAM PANDIT Mgmt For For For 10 ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt For Against Against 11 ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For Against Against 12 ELECTION OF DIRECTOR: ROBERT E. RUBIN Mgmt For For For 13 ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For For 14 ELECTION OF DIRECTOR: FRANKLIN A. THOMAS Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 17 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For ON POLITICAL CONTRIBUTIONS. 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding Double ShrHoldr Against Against For Board Nominees 20 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For ON THE EQUATOR PRINCIPLES. 21 Shareholder Proposal Regarding ShrHoldr Against Against For Responsible Employment Principles 22 STOCKHOLDER PROPOSAL REQUESTING THAT ShrHoldr Against Against For CITI AMEND ITS GHG EMISSIONS POLICIES. 23 Shareholder Proposal Regarding Reporting ShrHoldr Against Against For on Human Rights Issues 24 STOCKHOLDER PROPOSAL REQUESTING AN ShrHoldr Against For Against INDEPENDENT BOARD CHAIRMAN. 25 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation 26 Vote Confidentiality Mgmt N/A For N/A
CREDICORP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BAP CUSIP G2519Y108 03/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Report of the Board of Directors Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 TO ELECT THE BOARD OF DIRECTORS FOR A Mgmt For For For THREE YEAR PERIOD. 4 TO DETERMINE THE REMUNERATION OF THE Mgmt For For For BOARD OF DIRECTORS OF THE COMPANY.
EVEREST RE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Thomas Gallagher Mgmt For For For 1.2 Elect William Galtney, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Technical Amendments to Bylaws Mgmt For For For
FINANCIAL FEDERAL TICKER SECURITY ID: MEETING DATE MEETING STATUS FIF CUSIP 317492106 12/11/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Lawrence Fisher Mgmt For Withhold Against 1.2 Elect Michael Palitz Mgmt For Withhold Against 1.3 Elect Paul Sinsheimer Mgmt For For For 1.4 Elect Leopold Swergold Mgmt For For For 1.5 Elect H. E. Timanus, Jr. Mgmt For For For 1.6 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
FIRSTFED FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FED CUSIP 337907109 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Brian Argrett Mgmt For For For 1.2 Elect William Ouchi Mgmt For Withhold Against 1.3 Elect William Rutledge Mgmt For For For 2 Ratification of Auditor Mgmt For For For
FIRSTMERIT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FMER CUSIP 337915102 04/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Karen Belden Mgmt For For For 1.2 Elect R. Cary Blair Mgmt For For For 1.3 Elect Robert Briggs Mgmt For For For 1.4 Elect Clifford Isroff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For
FLAGSTAR BANCORP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FBC CUSIP 337930101 05/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Thomas Hammond Mgmt For For For 1.2 Elect Kirstin Hammond Mgmt For For For 1.3 Elect Charles Bazzy Mgmt For Withhold Against 1.4 Elect Michael Lucci, Sr. Mgmt For Withhold Against 1.5 Elect Robert DeWitt Mgmt For Withhold Against 1.6 Elect Frank D'angelo Mgmt For Withhold Against 1.7 Elect William Pickard Mgmt For For For 2 Ratification of Auditor Mgmt For For For
FRANKLIN RESOURCES TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 01/31/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Samuel Armacost Mgmt For For For 1.2 Elect Charles Crocker Mgmt For For For 1.3 Elect Joseph Hardiman Mgmt For For For 1.4 Elect Robert Joffe Mgmt For For For 1.5 Elect Charles Johnson Mgmt For For For 1.6 Elect Gregory Johnson Mgmt For For For 1.7 Elect Rupert Johnson, Jr. Mgmt For For For 1.8 Elect Thomas Kean Mgmt For For For 1.9 Elect Chutta Ratnathicam Mgmt For For For 1.10 Elect Peter Sacerdote Mgmt For Withhold Against 1.11 Elect Laura Stein Mgmt For For For 1.12 Elect Anne Tatlock Mgmt For For For 1.13 Elect Louis Woodworth Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Key Executive Mgmt For For For Incentive Compensation Plan
FREDDIE MAC TICKER SECURITY ID: MEETING DATE MEETING STATUS FRE CUSIP 313400301 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Geoffrey Boisi Mgmt For Withhold Against 1.3 Elect Michelle Engler Mgmt For For For 1.4 Elect Robert Glauber Mgmt For Withhold Against 1.5 Elect Richard Karl Goeltz Mgmt For Withhold Against 1.6 Elect Thomas Johnson Mgmt For Withhold Against 1.7 Elect Jerome Kenney Mgmt For For For 1.8 Elect William Lewis, Jr. Mgmt For For For 1.9 Elect Nicolas Retsinas Mgmt For For For 1.10 Elect Stephen Ross Mgmt For Withhold Against 1.11 Elect Richard Syron Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF AMENDED AND RESTATED 2004 Mgmt For Against Against STOCK COMPENSATION PLAN.
GFI GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFIG CUSIP 361652209 01/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Increase in Authorized Common Stock Mgmt For Against Against
GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 04/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF LLOYD C. BLANKFEIN TO THE Mgmt For For For BOARD OF DIRECTORS 2 ELECTION OF JOHN H. BRYAN TO THE BOARD Mgmt For For For OF DIRECTORS 3 ELECTION OF GARY D. COHN TO THE BOARD OF Mgmt For For For DIRECTORS 4 ELECTION OF CLAES DAHLBACK TO THE BOARD Mgmt For For For OF DIRECTORS 5 ELECTION OF STEPHEN FRIEDMAN TO THE Mgmt For For For BOARD OF DIRECTORS 6 ELECTION OF WILLIAM W. GEORGE TO THE Mgmt For For For BOARD OF DIRECTORS 7 ELECTION OF RAJAT K. GUPTA TO THE BOARD Mgmt For For For OF DIRECTORS 8 ELECTION OF JAMES A. JOHNSON TO THE Mgmt For For For BOARD OF DIRECTORS 9 ELECTION OF LOIS D. JULIBER TO THE BOARD Mgmt For For For OF DIRECTORS 10 ELECTION OF EDWARD M. LIDDY TO THE BOARD Mgmt For For For OF DIRECTORS 11 ELECTION OF RUTH J. SIMMONS TO THE BOARD Mgmt For For For OF DIRECTORS 12 ELECTION OF JON WINKELRIED TO THE BOARD Mgmt For For For OF DIRECTORS 13 Ratification of Auditor Mgmt For For For 14 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For OPTIONS 15 SHAREHOLDER PROPOSAL REGARDING AN ShrHoldr Against For Against ADVISORY VOTE ON EXECUTIVE COMPENSATION 16 SHAREHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For SUSTAINABILITY REPORT
HANOVER INSURANCE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: DAVID J. GALLITANO Mgmt For For For 2 ELECTION OF DIRECTOR: WENDELL J. KNOX Mgmt For For For 3 ELECTION OF DIRECTOR: ROBERT MURRAY Mgmt For For For 4 Ratification of Auditor Mgmt For For For
JONES LANG LASALLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JLL CUSIP 48020Q107 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Henri-Claude de Bettignies Mgmt For For For 1.2 Elect Colin Dyer Mgmt For For For 1.3 Elect Darryl Hartley-Leonard Mgmt For For For 1.4 Elect Sir Derek Higgs Mgmt For For For 1.5 Elect Lauralee Martin Mgmt For Withhold Against 1.6 Elect Alain Monie Mgmt For For For 1.7 Elect Sheila Penrose Mgmt For For For 1.8 Elect David Rickard Mgmt For For For 1.9 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Award and Mgmt For For For Incentive Plan
JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For For 2 ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For For 3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For 4 ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For For 6 ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For For 7 ELECTION OF DIRECTOR: WILLIAM H. GRAY, Mgmt For For For III 8 ELECTION OF DIRECTOR: LABAN P. JACKSON, Mgmt For For For JR. 9 ELECTION OF DIRECTOR: ROBERT I. LIPP Mgmt For For For 10 ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For Against Against 11 ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For For 12 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For For 13 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM
14 APPROVAL OF AMENDMENT TO 2005 LONG-TERM Mgmt For Against Against INCENTIVE PLAN 15 REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For For PLAN 16 GOVERNMENTAL SERVICE REPORT ShrHoldr Against Against For 17 POLITICAL CONTRIBUTIONS REPORT ShrHoldr Against Against For 18 INDEPENDENT CHAIRMAN OF THE BOARD ShrHoldr Against For Against 19 EXECUTIVE COMPENSATION APPROVAL ShrHoldr Against For Against 20 TWO CANDIDATES PER DIRECTORSHIP ShrHoldr Against Against For 21 HUMAN RIGHTS AND INVESTMENT REPORT ShrHoldr Against Against For 22 LOBBYING PRIORITIES REPORT ShrHoldr Against Against For
LEHMAN BROTHERS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LEH CUSIP 524908100 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: MICHAEL L. AINSLIE Mgmt For For For 2 ELECTION OF DIRECTOR: JOHN F. AKERS Mgmt For For For 3 ELECTION OF DIRECTOR: ROGER S. BERLIND Mgmt For For For 4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For CRUIKSHANK 5 ELECTION OF DIRECTOR: MARSHA JOHNSON Mgmt For For For EVANS 6 ELECTION OF DIRECTOR: RICHARD S. FULD, Mgmt For For For JR. 7 ELECTION OF DIRECTOR: SIR CHRISTOPHER Mgmt For For For GENT 8 ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For For 9 ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For For 10 ELECTION OF DIRECTOR: HENRY KAUFMAN Mgmt For For For 11 ELECTION OF DIRECTOR: JOHN D. MACOMBER Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Stock Incentive Mgmt For Against Against Plan 14 Amendment to the Executive Incentive Mgmt For For For Compensation Plan 15 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For CONTRIBUTIONS. 16 STOCKHOLDER PROPOSAL RELATING TO AN ShrHoldr Against Against For ENVIRONMENTAL SUSTAINABILITY REPORT.
LOEWS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS LTR CUSIP 540424108 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.E. BERMAN Mgmt For For For 2 ELECTION OF DIRECTOR: J.L. BOWER Mgmt For For For 3 ELECTION OF DIRECTOR: C.M. DIKER Mgmt For For For 4 ELECTION OF DIRECTOR: P.J. FRIBOURG Mgmt For For For 5 ELECTION OF DIRECTOR: W.L. HARRIS Mgmt For For For 6 ELECTION OF DIRECTOR: P.A. LASKAWY Mgmt For For For 7 ELECTION OF DIRECTOR: G.R. SCOTT Mgmt For For For 8 ELECTION OF DIRECTOR: A.H. TISCH Mgmt For For For 9 ELECTION OF DIRECTOR: J.S. TISCH Mgmt For For For 10 ELECTION OF DIRECTOR: J.M. TISCH Mgmt For For For 11 RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For For INDEPENDENT AUDITORS 12 SHAREHOLDER PROPOSAL-CUMULATIVE VOTING ShrHoldr Against For Against 13 SHAREHOLDER PROPOSAL-PERFORMANCE ShrHoldr Against Against For STANDARDS FOR EXECUTIVE COMPENSATION 14 SHAREHOLDER PROPOSAL-HEALTH CARE REFORM ShrHoldr Against Against For 15 SHAREHOLDER PROPOSAL-ADVERTISING ShrHoldr Against Against For EXPENDITURES
MANULIFE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFC CUSIP 56501R106 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Re-elect John Cassaday Mgmt For For For 1.2 Re-elect Lino Celeste Mgmt For For For 1.3 Re-elect Gail Cook-Bennett Mgmt For For For 1.4 Re-elect Dominic D'Alessandro Mgmt For For For 1.5 Re-elect Thomas d'Aquino Mgmt For For For 1.6 Re-elect Richard DeWolfe Mgmt For For For 1.7 Re-elect Robert Dineen, Jr. Mgmt For For For 1.8 Re-elect Pierre Ducros Mgmt For For For 1.9 Re-elect Scott Hand Mgmt For For For 1.10 Re-elect Luther Helms Mgmt For For For 1.11 Re-elect Thomas Kierans Mgmt For Withhold Against 1.12 Re-elect Lorna Marsden Mgmt For For For 1.13 Re-elect Arthur Sawchuk Mgmt For For For 1.14 Re-elect Hugh Sloan, Jr. Mgmt For For For 1.15 Re-elect Gordon Thiessen Mgmt For For For 2 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For For AUDITORS 3 SHAREHOLDER PROPOSAL NO. 1 Mgmt Against Against For 4 SHAREHOLDER PROPOSAL NO. 2 Mgmt Against Against For 5 SHAREHOLDER PROPOSAL NO. 3 Mgmt Against Against For 6 SHAREHOLDER PROPOSAL NO. 4 Mgmt Against Against For 7 SHAREHOLDER PROPOSAL NO. 5 Mgmt Against Against For 8 SHAREHOLDER PROPOSAL NO. 6 Mgmt Against Against For
9 SHAREHOLDER PROPOSAL NO. 7 Mgmt Against Against For 10 SHAREHOLDER PROPOSAL NO. 8 Mgmt Against Against For 11 SHAREHOLDER PROPOSAL NO. 9 Mgmt Against For Against
MASTERCARD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Bernard Fung Mgmt For For For 1.2 Elect Marc Olivie Mgmt For For For 1.3 Elect Mark Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sylvia Mathews Burwell Mgmt For For For 1.2 Elect Eduardo Castro-Wright Mgmt For For For 1.3 Elect Cheryl Grise Mgmt For For For 1.4 Elect William Steere, Jr. Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NASDAQ STOCK MARKET INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NDAQ CUSIP 631103108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Soud Ba'alawy Mgmt For For For 1.2 Elect Urban Backstrom Mgmt For For For 1.3 Elect H. Furlong Baldwin Mgmt For For For 1.4 Elect Michael Casey Mgmt For For For 1.5 Elect Lon Gorman Mgmt For For For 1.6 Elect Robert Greifeld Mgmt For For For 1.7 Elect Glenn H. Hutchins Mgmt For For For 1.8 Elect Birgitta Kantola Mgmt For For For 1.9 Elect Essa Kazim Mgmt For For For 1.10 Elect John Markese Mgmt For For For 1.11 Elect Hans Munk Nielsen Mgmt For For For 1.12 Elect Thomas O'Neill Mgmt For For For 1.13 Elect James Riepe Mgmt For For For 1.14 Elect Michael Splinter Mgmt For For For 1.15 Elect Lars Wedenborn Mgmt For For For 1.16 Elect Deborah Wince-Smith Mgmt For For For 2 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM 3 APPROVE AMENDED AND RESTATED EQUITY PLAN Mgmt For For For
NASDAQ STOCK MARKET INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NDAQ CUSIP 631103108 12/12/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROVE ISSUANCE OF 60,561,515 SHARES OF Mgmt For For For NASDAQ COMMON STOCK 2 Company Name Change Mgmt For For For
PARTNERRE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Judith Hanratty Mgmt For For For 1.2 Elect Remy Sautter Mgmt For For For 1.3 Elect Patrick Thiele Mgmt For For For 1.4 Elect Jurgen Zech Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 TO APPROVE OUR 2005 EMPLOYEE EQUITY Mgmt For Against Against PLAN, AS AMENDED AND RESTATED. 4 Transaction of Other Business Mgmt For Against Against
PEOPLES UNITED FINANCIAL, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PBCT CUSIP 712704105 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Collin Baron Mgmt For For For 1.2 Elect Richard Hoyt Mgmt For For For 1.3 Elect Philip Sherringham Mgmt For For For 2 2008 Long-Term Incentive Plan Mgmt For Against Against 3 Amendment to the 2007 Recognition and Mgmt For Against Against Retention Plan 4 AMENDMENT OF THE PEOPLE S UNITED Mgmt For Against Against FINANCIAL, INC. 2007 STOCK OPTION PLAN. 5 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For For AUDITORS.
PNC FINANCIAL SERVICES GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Berndt Mgmt For Withhold Against 1.2 Elect Charles Bunch Mgmt For For For 1.3 Elect Paul Chellgren Mgmt For For For 1.4 Elect Robert Clay Mgmt For For For 1.5 Elect George Davidson, Jr. Mgmt For For For 1.6 Elect Kay James Mgmt For For For 1.7 Elect Richard Kelson Mgmt For For For
1.8 Elect Bruce Lindsay Mgmt For For For 1.9 Elect Anthony Massaro Mgmt For For For 1.10 Elect Jane Pepper Mgmt For Withhold Against 1.11 Elect James Rohr Mgmt For Withhold Against 1.12 Elect Donald Shepard Mgmt For For For 1.13 Elect Lorene Steffes Mgmt For For For 1.14 Elect Dennis Strigl Mgmt For For For 1.15 Elect Stephen Thieke Mgmt For For For 1.16 Elect Thomas Usher Mgmt For For For 1.17 Elect George Walls, Jr. Mgmt For For For 1.18 Elect Helge Wehmeier Mgmt For For For 2 Ratification of Auditor Mgmt For For For
REDWOOD TRUST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RWT CUSIP 758075402 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Douglas Hansen Mgmt For For For 1.2 Elect Greg Kubicek Mgmt For Withhold Against 1.3 Elect Charles Toeniskoetter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 4 Increase in Authorized Common Stock Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
REGIONS FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS RF CUSIP 7591EP100 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: DAVID J. COOPER, Mgmt For For For SR. 2 ELECTION OF DIRECTOR: EARNEST W. Mgmt For Against Against DEAVENPORT, JR. 3 ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For For 4 ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For For 5 ELECTION OF DIRECTOR: JORGE M. PEREZ Mgmt For For For 6 ELECTION OF DIRECTOR: SPENCE L. WILSON Mgmt For For For 7 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM
RENAISSANCERE HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RNR CUSIP G7496G103 05/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect David Bushnell Mgmt For For For 1.2 Elect James Gibbons Mgmt For For For
1.3 Elect Jean Hamilton Mgmt For For For 1.4 Elect Anthony Santomero Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SANTANDER CENTRAL HISPANO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS STD CUSIP 05964H105 06/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports; Ratification of Mgmt For For For Board Acts 2 APPLICATION OF RESULTS FROM FISCAL YEAR Mgmt For For For 2007. 3 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt For For For JUAN RODRIGUEZ INCIARTE 4 RE-ELECTION OF MR. LUIS ALBERTO Mgmt For For For SALAZAR-SIMPSON BOS 5 RE-ELECTION OF MR. LUIS ANGEL ROJO DUQUE Mgmt For For For 6 RE-ELECTION OF MR. EMILIO BOTIN-SANZ DE Mgmt For For For SAUTUOLA Y GARCIA DE LOS RIOS 7 RE-ELECTION OF THE AUDITOR OF ACCOUNTS Mgmt For For For FOR FISCAL YEAR 2008. 8 AUTHORIZATION FOR THE BANK AND ITS Mgmt For For For SUBSIDIARIES TO ACQUIRE THEIR OWN STOCK PURSUANT TO THE PROVISIONS OF SECTION 75 AND THE FIRST ADDITIONAL PROVISION OF THE BUSINESS CORPORATIONS LAW [LEY DE SOCIEDADES ANONIMAS], DEPRIVING OF EFFECT THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS MEETING HELD ON 23 JUNE 2007 TO THE EXTENT OF THE UNUSED AMOUNT. 9 APPROVAL, IF APPROPRIATE, OF NEW BYLAWS Mgmt For For For AND ABROGATION OF CURRENT BYLAWS. 10 Amendments to General Meeting Regulations Mgmt For For For 11 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 12 Authority to Issue Convertible Mgmt For For For Securities w/ or w/out Preemptive Rights 13 Authority to Issue Debt Instruments Mgmt For For For 14 Remuneration Report (Directors and Mgmt For For For Employees of the Group) 15 Stock Purchase Plan (Employees of Abbey Mgmt For For For National Plc) 16 Authority to Carry Out Formalities Mgmt For For For
SANTANDER CENTRAL HISPANO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS STD CUSIP 05964H105 07/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Increase Capital Mgmt For For For 2 Authority to Issue Convertible Debt Mgmt For For For Instruments 3 Authority to Carry Out Formalities Mgmt For For For
SCHWAB CHARLES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For For 2 ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For Against Against 3 ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For For 4 ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For For 5 ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For For 6 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For CONTRIBUTIONS 7 Shareholder Proposal Regarding ShrHoldr Against Against For Submission of Non-Binding Shareholder Proposals
SEI INVESTMENTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SEIC CUSIP 784117103 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sarah Blumenstein Mgmt For For For 1.2 Elect Kathryn McCarthy Mgmt For For For 1.3 Elect Henry Porter, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SELECTIVE INSURANCE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SIGI CUSIP 816300107 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Burville Mgmt For For For 1.2 Elect Paul Bauer Mgmt For For For 1.3 Elect Joan Lamm-Tennant Mgmt For For For 1.4 Elect Michael Morrissey Mgmt For For For 1.5 Elect Ronald O'Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
STANCORP FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SFG CUSIP 852891100 05/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frederick Buckman Mgmt For For For 1.2 Elect John Chapoton Mgmt For For For 1.3 Elect Ronald Timpe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For For AMENDED 2002 STOCK INCENTIVE PLAN 4 PROPOSAL TO APPROVE THE AMENDED AND Mgmt For Against Against RESTATED SHAREHOLDER RIGHTS PLAN
STATE AUTO FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STFC CUSIP 855707105 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect David D'Antoni Mgmt For For For 1.2 Elect David Meuse Mgmt For For For 1.3 Elect S. Elaine Roberts Mgmt For For For 2 Amendment to the 1991 Employee Stock Mgmt For For For Purchase and Dividend Reinvestment Plan and Trust 3 Ratification of Auditor Mgmt For For For
STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Kennett Burnes Mgmt For For For 1.2 Elect Peter Coym Mgmt For For For 1.3 Elect Nader Darehshori Mgmt For For For 1.4 Elect Amelia Fawcett Mgmt For For For 1.5 Elect David Gruber Mgmt For For For 1.6 Elect Linda Hill Mgmt For For For 1.7 Elect Charles LaMantia Mgmt For For For 1.8 Elect Ronald Logue Mgmt For For For 1.9 Elect Ronald Logue Mgmt For For For 1.10 Elect Richard Sergel Mgmt For Withhold Against 1.11 Elect Ronald Skates Mgmt For For For 1.12 Elect Gregory Summe Mgmt For For For 1.13 Elect Robert Weissman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding an Annual ShrHoldr Against Against For Certification of Audit Fees
STERLING FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STSA CUSIP 859319105 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Katherine Anderson Mgmt For For For 1.2 Elect Donald Bauhofer Mgmt For For For 1.3 Elect Ellen Boyer Mgmt For For For 1.4 Elect Harold Gilkey Mgmt For For For 2 Amendment of Articles of Incorporation Mgmt For For For to Declassify the Board 3 Ratification of Auditor Mgmt For For For
SUNTRUST BANKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STI CUSIP 867914103 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Patricia Frist Mgmt For For For 1.2 Elect Blake Garrett Mgmt For For For 1.3 Elect M. Douglas Ivester Mgmt For For For 1.4 Elect Karen Williams Mgmt For Withhold Against 2 Amendment to the 2004 Stock Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
SYNOVUS FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNV CUSIP 87161C105 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Daniel Amos Mgmt For For For 1.2 Elect Richard Anthony Mgmt For For For 1.3 Elect James Blanchard Mgmt For For For 1.4 Elect Richard Bradley Mgmt For Withhold Against 1.5 Elect Frank Brumley Mgmt For For For 1.6 Elect Elizabeth Camp Mgmt For For For 1.7 Elect Gardiner Garrard, Jr. Mgmt For Withhold Against 1.8 Elect T. Michael Goodrich Mgmt For For For 1.9 Elect Frederick Green, III Mgmt For For For 1.10 Elect V. Nathaniel Hansford Mgmt For For For 1.11 Elect Alfred Jones III Mgmt For For For 1.12 Elect Mason Lampton Mgmt For For For 1.13 Elect Elizabeth Ogie Mgmt For For For 1.14 Elect H. Lynn Page Mgmt For For For 1.15 Elect J. Neal Purcell Mgmt For For For 1.16 Elect Melvin Stith Mgmt For For For 1.17 Elect Philip Tomlinson Mgmt For For For 1.18 Elect William Turner, Jr. Mgmt For Withhold Against 1.19 Elect James Yancey Mgmt For For For 2 Ratification of Auditor Mgmt For For For
TCF FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCB CUSIP 872275102 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Rodney Burwell Mgmt For For For 1.2 Elect William Cooper Mgmt For For For 1.3 Elect Thomas Cusick Mgmt For For For 1.4 Elect Peter Scherer Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For
TD AMERITRADE HOLDING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect J. Joe Ricketts Mgmt For For For 1.2 Elect Dan Cook III Mgmt For For For 1.3 Elect Thomas Mullin Mgmt For For For 1.4 Elect Wilbur Prezzano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
TRANSATLANITC HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRH CUSIP 893521104 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Steven Bensinger Mgmt For For For 1.2 Elect C. Fred Bergsten Mgmt For For For 1.3 Elect Ian Chippendale Mgmt For For For 1.4 Elect John Foos Mgmt For For For 1.5 Elect John McCarthy Mgmt For For For 1.6 Elect Robert Orlich Mgmt For For For 1.7 Elect William Poutsiaka Mgmt For For For 1.8 Elect Richard Press Mgmt For For For 1.9 Elect Martin Sullivan Mgmt For For For 1.10 Elect Thomas Tizzio Mgmt For For For 2 PROPOSAL TO ADOPT A 2008 NON-EMPLOYEE Mgmt For For For DIRECTORS STOCK PLAN. 3 PROPOSAL TO AMEND THE 2000 STOCK OPTION Mgmt For For For PLAN. 4 Ratification of Auditor Mgmt For For For
US BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Joel Johnson Mgmt For For For 3 Elect David O'Maley Mgmt For For For 4 Elect O'Dell Owens Mgmt For For For 5 Elect Craig Schnuck Mgmt For For For 6 Ratification of Auditor Mgmt For Against Against 7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Separation of Chairman and CEO
WADDELL & REED FINANCIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS WDR CUSIP 930059100 04/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Alan Kosloff Mgmt For For For 1.2 Elect Jerry Walton Mgmt For For For 2 Amendment to the 2003 Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 STOCKHOLDER PROPOSAL TO REQUIRE AN ShrHoldr Against For Against ADVISORY VOTE ON EXECUTIVE COMPENSATION.
WELLS FARGO & CO TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For 2 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For 3 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For 4 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For For JR. 5 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For 6 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For KOVACEVICH 7 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For MCCORMICK 8 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For Against Against 9 ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For For 10 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For Against Against 11 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For Against Against 12 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For For 13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For Against Against 14 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For 15 ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For For 16 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 PROPOSAL TO APPROVE THE Mgmt For For For PERFORMANCE-BASED COMPENSATION POLICY. 19 Amendment to the Long-Term Incentive Mgmt For For For Compensation Plan 20 PROPOSAL REGARDING A BY-LAWS AMENDMENT ShrHoldr Against For Against TO REQUIRE AN INDEPENDENT CHAIRMAN. 21 PROPOSAL REGARDING AN EXECUTIVE ShrHoldr Against For Against COMPENSATION ADVISORY VOTE.
22 PROPOSAL REGARDING A ShrHoldr Against Against For PAY-FOR-SUPERIOR-PERFORMANCE COMPENSATION PLAN. 23 PROPOSAL REGARDING HUMAN RIGHTS ISSUES ShrHoldr Against Against For IN INVESTMENT POLICIES. 24 PROPOSAL REGARDING A NEUTRAL SEXUAL ShrHoldr Against Against For ORIENTATION EMPLOYMENT POLICY. 25 PROPOSAL REGARDING A REPORT ON RACIAL ShrHoldr Against Against For DISPARITIES IN MORTGAGE LENDING.
ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For For 2 ELECTION OF DIRECTOR: STEPHEN D. QUINN Mgmt For For For 3 ELECTION OF DIRECTOR: SHELLEY THOMAS Mgmt For For For WILLIAMS 4 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board 5 Ratification of Auditor Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against
ITEM 8: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON HEALTHCARE FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 AETNA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For For 2 ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For Against Against 3 ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For For 4 ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For For 5 ELECTION OF DIRECTOR: BARBARA HACKMAN Mgmt For For For FRANKLIN 6 ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For For 7 ELECTION OF DIRECTOR: EARL G. GRAVES Mgmt For For For 8 ELECTION OF DIRECTOR: GERALD GREENWALD Mgmt For For For 9 ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For For 10 ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For For 11 ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For For 12 ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For For 13 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM 14 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against For Against 15 SHAREHOLDER PROPOSAL ON NOMINATING A ShrHoldr Against Against For RETIRED AETNA EXECUTIVE TO THE BOARD
AMEDISYS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMED CUSIP 023436108 06/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William F. Borne Mgmt For For For 1.2 Elect Ronald A. LaBorde Mgmt For For For 1.3 Elect Jake L. Netterville Mgmt For Withhold Against 1.4 Elect David R. Pitts Mgmt For Withhold Against 1.5 Elect Peter F. Ricchiuti Mgmt For For For 1.6 Elect Donald Washburn Mgmt For For For 2 2008 Omnibus Incentive Compensation Plan Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
AMERISOURCEBERGEN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABC CUSIP 03073E105 02/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CHARLES H. COTROS Mgmt For For For 2 ELECTION OF DIRECTOR: JANE E. HENNEY, Mgmt For For For M.D. 3 ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For For 4 Ratification of Auditor Mgmt For For For
AMGEN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For Against Against 2 ELECTION OF DIRECTOR: MR. FRANK J. Mgmt For For For BIONDI, JR. 3 ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For For 4 ELECTION OF DIRECTOR: DR. VANCE D. Mgmt For For For COFFMAN 5 ELECTION OF DIRECTOR: MR. FREDERICK W. Mgmt For For For GLUCK 6 ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For For HERRINGER 7 ELECTION OF DIRECTOR: DR. GILBERT S. Mgmt For For For OMENN 8 ELECTION OF DIRECTOR: MS. JUDITH C. Mgmt For For For PELHAM 9 ELECTION OF DIRECTOR: ADM. J. PAUL Mgmt For For For REASON, USN (RETIRED) 10 ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For For SCHAEFFER 11 ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 STOCKHOLDER PROPOSAL #1 (SIMPLE MAJORITY ShrHoldr Against For Against VOTE) 14 STOCKHOLDER PROPOSAL #2 (ANIMAL WELFARE) ShrHoldr Against Against For
BARR PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BRL CUSIP 068306109 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Bruce Downey Mgmt For For For 1.2 Elect George Stephan Mgmt For For For 1.3 Elect Harold Chefitz Mgmt For For For 1.4 Elect Richard Frankovic Mgmt For For For 1.5 Elect Peter Seaver Mgmt For Withhold Against 1.6 Elect James Gilmore, III Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Adoption of a Majority Voting Standard Mgmt For For For in Uncontested Director Elections
CARDINAL HEALTH INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CAH CUSIP 14149Y108 11/07/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Colleen Arnold Mgmt For For For 1.2 Elect R. Kerry Clark Mgmt For For For 1.3 Elect George Conrades Mgmt For Withhold Against 1.4 Elect Calvin Darden Mgmt For For For 1.5 Elect John Finn Mgmt For Withhold Against 1.6 Elect Philip Francis Mgmt For For For 1.7 Elect Gregory Kenny Mgmt For Withhold Against 1.8 Elect Richard Notebaert Mgmt For For For 1.9 Elect David Raisbeck Mgmt For For For
1.10 Elect Robert Walter Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Code of Regulations to Mgmt For For For Eliminate Supermajority Vote Requirements 4 2007 Non-Employee Directors Equity Mgmt For For For Incentive Plan 5 Shareholder Proposal Regarding Say on ShrHoldr Against For Against Pay 6 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against PERFORMANCE-BASED STOCK OPTIONS.
CELGENE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/18/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Arthur Hayes, Jr. Mgmt For Withhold Against 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1998 Stock Incentive Mgmt For Against Against Plan
CEPHALON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CEPH CUSIP 156708109 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frank Baldino, Jr. Mgmt For Withhold Against 1.2 Elect William Egan Mgmt For For For 1.3 Elect Martyn Greenacre Mgmt For For For 1.4 Elect Vaughn Kailian Mgmt For For For 1.5 Elect Kevin Moley Mgmt For For For 1.6 Elect Charles Sanders Mgmt For Withhold Against 1.7 Elect Gail Wilensky Mgmt For For For 1.8 Elect Dennis Winger Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
CIGNA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PETER N. LARSON Mgmt For For For 2 ELECTION OF DIRECTOR: ROMAN MARTINEZ IV Mgmt For For For
3 ELECTION OF DIRECTOR: CAROL COX WAIT Mgmt For Against Against 4 ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Amendment to Eliminate Series D Mgmt For For For Preferred Stock 7 Amendment to Eliminate Certain Mgmt For For For Supermajority Requirements 8 Amendment to Eliminate Certain Mgmt For For For Supermajority Requirements
COVENTRY HEALTHCARE INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Joel Ackerman Mgmt For For For 1.2 Elect Lawrence Kugelman Mgmt For For For 1.3 Elect Dale Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CUBIST PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBST CUSIP 229678107 06/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Martin Rosenberg Mgmt For For For 1.2 Elect J. Matthew Singleton Mgmt For For For 1.3 Elect Michael Wood Mgmt For For For 2 Amendment to the 2000 Equity Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
DOCTOR REDDY'S LABORATORIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RDY CUSIP 256135203 07/24/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 TO DECLARE DIVIDEND ON THE EQUITY SHARES Mgmt For Abstain Against FOR THE FINANCIAL YEAR 2006-07. 3 Elect Omkar Goswami Mgmt For For For 4 Elect K. Satish Reddy Mgmt For For For 5 Appointment of Auditor and Authority to Mgmt For For For Set Fees 6 Elect K. Satish Reddy Mgmt For For For 7 APPOINTMENT OF DR. J.P. MOREAU AS Mgmt For For For DIRECTOR LIABLE TO RETIRE BY ROTATION. 8 Elect Kalpana Morparia Mgmt For For For
ELI LILLY & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Michael Eskew Mgmt For For For 1.2 Elect Alfred Gilman Mgmt For Withhold Against 1.3 Elect Karen Horn Mgmt For Withhold Against 1.4 Elect John Lechleiter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Adoption of Majority Vote for Election Mgmt For For For of Directors 5 AMENDING THE COMPANY S STOCK PLANS Mgmt For For For 6 PROPOSAL BY SHAREHOLDERS ON ShrHoldr Against Against For INTERNATIONAL OUTSOURCING OF ANIMAL RESEARCH 7 Shareholder Proposal Regarding Allowing ShrHoldr Against For Against Shareholders to Amend Bylaws 8 PROPOSAL BY SHAREHOLDERS ON ADOPTING A ShrHoldr Against For Against SIMPLE MAJORITY VOTE STANDARD 9 PROPOSAL BY SHAREHOLDERS ON REPORTING ShrHoldr Against Against For COMPANY S POLITICAL CONTRIBUTIONS
EXPRESS SCRIPTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gary Benanav Mgmt For For For 1.2 Elect Frank Borelli Mgmt For For For 1.3 Elect Maura Breen Mgmt For For For 1.4 Elect Nicholas LaHowchic Mgmt For For For 1.5 Elect Thomas Mac Mahon Mgmt For For For 1.6 Elect Woodrow Myers, Jr. Mgmt For For For 1.7 Elect John Parker, Jr. Mgmt For For For 1.8 Elect George Paz Mgmt For For For 1.9 Elect Samuel Skinner Mgmt For For For 1.10 Elect Seymour Sternberg Mgmt For For For 1.11 Elect Barrett Toan Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Amendment to the Employee Stock Purchase Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
FOREST LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS FRX CUSIP 345838 08/13/2007 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Howard Solomon Mgmt For N/A N/A 1.2 Elect Lawrence Olanoff, MD Mgmt For N/A N/A 1.3 Elect Nesli Basgoz, MD Mgmt For N/A N/A
1.4 Elect William Candee, III Mgmt For N/A N/A 1.5 Elect George Cohan Mgmt For N/A N/A 1.6 Elect Dan Goldwasser Mgmt For N/A N/A 1.7 Elect Kenneth Goodman Mgmt For N/A N/A 1.8 Elect Lester Salans, MD Mgmt For N/A N/A 2 ADOPTION OF THE 2007 EQUITY INCENTIVE Mgmt For N/A N/A PLAN. 3 Ratification of Auditor Mgmt For N/A N/A
FRESENIUS MEDICAL CARE AG (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS FMS CUSIP 358029106 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Presentation of Accounts and Reports Mgmt Abstain Abstain For 2 RESOLUTION ON THE APPLICATION OF PROFIT Mgmt For For For 3 RESOLUTION ON THE DISCHARGE OF THE Mgmt For For For GENERAL PARTNER 4 RESOLUTION ON THE DISCHARGE OF THE Mgmt For For For SUPERVISORY BOARD 5 ELECTION OF THE AUDITORS AND GROUP Mgmt For For For AUDITORS FOR THE FINANCIAL YEAR 2008
GENENTECH, INC. ) TICKER SECURITY ID: MEETING DATE MEETING STATUS DNA CUSIP 368710406 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Herbert Boyer Mgmt For For For 1.2 Elect William Burns Mgmt For For For 1.3 Elect Erich Hunziker Mgmt For For For 1.4 Elect Jonathan Knowles Mgmt For For For 1.5 Elect Arthur Levinson Mgmt For For For 1.6 Elect Debra Reed Mgmt For For For 1.7 Elect Charles Sanders Mgmt For For For 2 Amendment to 1991 Employee Stock Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
GENZYME CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GENZ CUSIP 372917104 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 THE RE-ELECTION OF DIRECTOR: DOUGLAS A. Mgmt For For For BERTHIAUME 2 THE RE-ELECTION OF DIRECTOR: GAIL K. Mgmt For For For BOUDREAUX 3 THE RE-ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For CARPENTER
4 THE RE-ELECTION OF DIRECTOR: CHARLES L. Mgmt For For For COONEY 5 THE RE-ELECTION OF DIRECTOR: RICHARD F. Mgmt For Against Against SYRON 6 Amendment to the 2004 Equity Incentive Mgmt For For For Plan 7 Amendment to the 2007 Director Equity Mgmt For For For Plan 8 Ratification of Auditor Mgmt For For For
GILEAD SCIENCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For Withhold Against 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For For For 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Gayle Wilson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 TO APPROVE THE PROPOSED AMENDMENT TO Mgmt For For For GILEAD S 2004 EQUITY INCENTIVE PLAN. 4 Increase in Authorized Common Stock Mgmt For For For
HEALTH NET INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Theodore Craver, Jr. Mgmt For For For 1.2 Elect Vicki Escarra Mgmt For For For 1.3 Elect Thomas Farley Mgmt For For For 1.4 Elect Gale Fitzgerald Mgmt For For For 1.5 Elect Patrick Foley Mgmt For For For 1.6 Elect Jay Gellert Mgmt For For For 1.7 Elect Roger Greaves Mgmt For For For 1.8 Elect Bruce Willison Mgmt For For For 1.9 Elect Frederick Yeager Mgmt For For For 2 Ratification of Auditor Mgmt For For For
HUMANA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HUM CUSIP 444859102 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: FRANK A. D AMELIO Mgmt For For For
3 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For 4 ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For For 5 ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For For MCCALLISTER 6 ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES J. O BRIEN Mgmt For For For 8 ELECTION OF DIRECTOR: W. ANN REYNOLDS, Mgmt For Against Against PH.D. 9 THE APPROVAL OF THE COMPANY S EXECUTIVE Mgmt For For For MANAGEMENT INCENTIVE PLAN. 10 Ratification of Auditor Mgmt For For For
JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mary Coleman Mgmt For Withhold Against 1.2 Elect James Cullen Mgmt For Withhold Against 1.3 Elect Michael Johns Mgmt For Withhold Against 1.4 Elect Arnold Langbo Mgmt For For For 1.5 Elect Susan Lindquist Mgmt For For For 1.6 Elect Leo Mullin Mgmt For For For 1.7 Elect William Perez Mgmt For Withhold Against 1.8 Elect Christine Poon Mgmt For For For 1.9 Elect Charles Prince Mgmt For Withhold Against 1.10 Elect Steven Reinemund Mgmt For Withhold Against 1.11 Elect David Satcher Mgmt For For For 1.12 Elect William Weldon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation
LABORATORY CORP AMERICAN TICKER SECURITY ID: MEETING DATE MEETING STATUS LH CUSIP 50540R409 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For For 2 ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt For For For 3 ELECTION OF DIRECTOR: JEAN-LUC BELINGARD Mgmt For Against Against 4 ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For For 5 ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For For 6 ELECTION OF DIRECTOR: ROBERT E. Mgmt For Against Against MITTELSTAEDT, JR. 7 ELECTION OF DIRECTOR: ARTHUR H. Mgmt For For For RUBENSTEIN, MBBCH 8 ELECTION OF DIRECTOR: BRADFORD T. SMITH Mgmt For For For 9 ELECTION OF DIRECTOR: M. KEITH WEIKEL, Mgmt For For For PH.D
10 ELECTION OF DIRECTOR: R. SANDERS Mgmt For For For WILLIAMS, M.D. 11 TO APPROVE THE COMPANY S MANAGEMENT Mgmt For For For INCENTIVE BONUS PLAN. 12 TO APPROVE THE COMPANY S 2008 STOCK Mgmt For For For INCENTIVE PLAN. 13 Amendment to the 1997 Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For
LINCARE HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCR CUSIP 532791100 05/12/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For Withhold Against 1.4 Elect Frank Byrne Mgmt For For For 1.5 Elect William Miller, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MCKESSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCK CUSIP 58155Q 07/25/2007 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For N/A N/A 2 ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt For N/A N/A 3 Amendment to Declassify the Board Mgmt For N/A N/A 4 Amendment to the 2005 Stock Plan Mgmt For N/A N/A 5 Amendment to the 2000 Employee Stock Mgmt For N/A N/A Purchase Plan 6 Ratification of Auditor Mgmt For N/A N/A
MEDCO HEALTH SOLUTIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN L. CASSIS Mgmt For For For 2 ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN Mgmt For For For 3 ELECTION OF DIRECTOR: BLENDA J. WILSON Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Increase Authorized Shares Mgmt For Against Against 6 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against Against For COMPENSATION
MEDTRONIC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/23/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect David Calhoun Mgmt For For For 1.2 Elect Arthur Collins, Jr. Mgmt For For For 1.3 Elect James Lenehan Mgmt For For For 1.4 Elect Kendall Powell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For
MERCK & COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 589331107 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For For 2 ELECTION OF DIRECTOR: JOHNNETTA B. COLE, Mgmt For Against Against PH.D. 3 ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For For 4 ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For For 5 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For HARRISON, JR. 6 ELECTION OF DIRECTOR: HARRY R. JACOBSON, Mgmt For For For M.D. 7 ELECTION OF DIRECTOR: WILLIAM N. KELLEY, Mgmt For Against Against M.D. 8 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For Against Against 9 ELECTION OF DIRECTOR: THOMAS E. SHENK, Mgmt For Against Against PH.D. 10 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For Against Against 11 ELECTION OF DIRECTOR: SAMUEL O. THIER, Mgmt For Against Against M.D. 12 ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For Against Against 13 ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For MANAGEMENT COMPENSATION 16 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against ADVISORY VOTE ON EXECUTIVE COMPENSATION 17 STOCKHOLDER PROPOSAL CONCERNING Special ShrHoldr Against For Against SHAREHOLDER MEETINGS 18 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against INDEPENDENT LEAD DIRECTOR
MYLAN LABORATORIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530 07/27/2007 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Milan Puskar Mgmt For N/A N/A 1.2 Elect Robert Coury Mgmt For N/A N/A 1.3 Elect Wendy Cameron Mgmt For N/A N/A 1.4 Elect Neil Dimick Mgmt For N/A N/A 1.5 Elect Douglas Leech Mgmt For N/A N/A 1.6 Elect Joseph Maroon, MD Mgmt For N/A N/A 1.7 Elect N. Prasad Mgmt For N/A N/A 1.8 Elect Rodney Piatt Mgmt For N/A N/A 1.9 Elect C. B. Todd Mgmt For N/A N/A 1.10 Elect Randall Vanderveen, PhD Mgmt For N/A N/A 2 Ratification of Auditor Mgmt For N/A N/A
PFIZER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For For 2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For 3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For 4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For 5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For 6 ELECTION OF DIRECTOR: WILLIAM H. GRAY, Mgmt For For For III 7 ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For For 8 ELECTION OF DIRECTOR: WILLIAM R. HOWELL Mgmt For For For 9 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For 10 ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For For 11 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For 12 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For 13 ELECTION OF DIRECTOR: SUZANNE NORA Mgmt For For For JOHNSON 14 ELECTION OF DIRECTOR: WILLIAM C. STEERE, Mgmt For For For JR. 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For OPTIONS. 17 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against SEPARATION OF CHAIRMAN AND CEO ROLES.
PSS WORLD MED INC COMMERCE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSSI CUSIP 69366A100 08/21/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jeffrey Crowe Mgmt For For For 1.2 Elect Melvin Hecktman Mgmt For For For 1.3 Elect Delores Kesler Mgmt For For For 1.4 Elect David Smith Mgmt For For For
QUEST DIAGNOSTICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William Buehler Mgmt For For For 1.2 Elect Rosanne Haggerty Mgmt For For For 1.3 Elect Daniel Stanzione Mgmt For For For 2 Ratification of Auditor Mgmt For For For
RESMED INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS RMD CUSIP 761152107 11/08/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Michael Quinn Mgmt For For For 1.2 Elect Richard Sulpizio Mgmt For For For 2 Ratification of Auditor Mgmt For For For
RESPIRONICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RESP CUSIP 761230101 11/13/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Douglas Cotter Mgmt For For For 1.2 Elect Gerald McGinnis Mgmt For For For 1.3 Elect Craig Reynolds Mgmt For For For 1.4 Elect Candace Littell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SAINT JUDE MEDICAL INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS STJ CUSIP 790849103 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Devenuti Mgmt For For For 1.2 Elect Stuart Essig Mgmt For For For 1.3 Elect Thomas Garrett, III Mgmt For For For 1.4 Elect Wendy Yarno Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Adoption of Majority Vote for Election Mgmt For For For of Directors 4 Ratification of Auditor Mgmt For For For
SCHEIN HENRY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSIC CUSIP 806407102 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Stanley Bergman Mgmt For For For 1.2 Elect Gerald Benjamin Mgmt For For For 1.3 Elect James Breslawski Mgmt For For For 1.4 Elect Mark Mlotek Mgmt For For For 1.5 Elect Steven Paladino Mgmt For Withhold Against 1.6 Elect Barry Alperin Mgmt For For For 1.7 Elect Paul Brons Mgmt For For For 1.8 Elect Dr. Margaret Hamburg Mgmt For For For 1.9 Elect Donald Kabat Mgmt For For For 1.10 Elect Philip Laskawy Mgmt For Withhold Against 1.11 Elect Karyn Mashima Mgmt For For For 1.12 Elect Norman Matthews Mgmt For For For 1.13 Elect Dr. Louis Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SCHERING-PLOUGH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGP CUSIP 806605101 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Hans Becherer Mgmt For Withhold Against 1.2 Elect Thomas Colligan Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect C. Robert Kidder Mgmt For Withhold Against 1.5 Elect Eugene McGrath Mgmt For For For 1.6 Elect Carl Mundy Jr. Mgmt For For For 1.7 Elect Antonio Perez Mgmt For For For 1.8 Elect Patricia Russo Mgmt For Withhold Against 1.9 Elect Jack Stahl Mgmt For Withhold Against 1.10 Elect Craig Thompson Mgmt For For For 1.11 Elect Kathryn Turner Mgmt For For For 1.12 Elect Robert van Oordt Mgmt For For For 1.13 Elect Arthur Weinbach Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
STRYKER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Brown Mgmt For For For 1.2 Elect Howard Cox, Jr. Mgmt For For For 1.3 Elect Donald Engelman Mgmt For Withhold Against 1.4 Elect Jerome Grossman Mgmt For For For 1.5 Elect Louis Francesconi Mgmt For For For 1.6 Elect Stephen MacMillan Mgmt For For For 1.7 Elect William Parfet Mgmt For For For 1.8 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF THE 2008 EMPLOYEE STOCK Mgmt For For For PURCHASE PLAN.
SYNERON MEDICAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ELOS CUSIP M87245102 11/07/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Appointment of Auditor Mgmt For For For 2 Elect Shimon Eckhouse Mgmt For For For 3 Election of External Directors Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Employment Agreement for David Schlachet Mgmt For Against Against 6 APPROVAL AND RATIFICATION OF THE Mgmt For For For PURCHASE OF D&O INSURANCE COVERAGE. 7 Amendments to Articles Mgmt For For For
TEVA PHARMACEUTICAL INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M8769Q102 07/17/2007 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Israel
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Receive the consolidated balance sheet Mgmt For N/A N/A for YE 31 DEC 2006 3 Approve the final dividend of NIS 1.36 Mgmt For N/A N/A per share 4 Elect Mr. A. Cohen as a Director Mgmt For N/A N/A 5 Elect Mr. R. Kornberg as a Director Mgmt For N/A N/A 6 Elect Mr. M. Many as a Director Mgmt For N/A N/A 7 Elect Mr. D. Propper as a Director Mgmt For N/A N/A 8 Amend Articles regarding the Director Mgmt For N/A N/A /Officer indemnification/liability 9 Appointment of Auditor and Authority to Mgmt For N/A N/A Set Fees
TEVA PHARMACEUTICAL INDUSTRIES LTD (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CUSIP 881624209 06/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 TO ELECT ELI HURVITZ AS A DIRECTOR FOR A Mgmt For For For THREE-YEAR TERM 4 TO ELECT RUTH CHESHIN AS A DIRECTOR FOR Mgmt For For For A THREE-YEAR TERM. 5 TO ELECT HAROLD SNYDER AS A DIRECTOR FOR Mgmt For For For A THREE-YEAR TERM. 6 TO ELECT JOSEPH (YOSI) NITZANI AS Mgmt For For For DIRECTOR FOR THREE-YEAR TERM. 7 TO ELECT ORY SLONIM AS A DIRECTOR FOR A Mgmt For For For THREE-YEAR TERM. 8 Elect Leora Meridor Mgmt For For For 9 Liability Insurance Mgmt For For For 10 Directors' Fees Mgmt For For For 11 APPROVE 2008 EMPLOYEE STOCK PURCHASE Mgmt For For For PLAN FOR U.S. EMPLOYEES. 12 Appointment of Auditor Mgmt For For For
VCA ANTECH INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WOOF CUSIP 918194101 06/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Chickering, Jr. Mgmt For For For 1.2 Elect John Heil Mgmt For For For 2 Ratification of Auditor Mgmt For For For
WELLPOINT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WLP CUSIP 94973V107 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Angela Braly Mgmt For For For 1.2 Elect William Bush Mgmt For For For 1.3 Elect Warren Jobe Mgmt For For For 1.4 Elect William Mays Mgmt For For For 1.5 Elect Donald Riegle, Jr. Mgmt For For For 1.6 Elect William Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Resolution on Compensation
ITEM 9: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON INDUSTRIALS FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 AAR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIR CUSIP 000361105 10/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Norman Bobins Mgmt For For For 1.2 Elect Gerald Fitzgerald, Jr. Mgmt For Withhold Against 1.3 Elect James Goodwin Mgmt For Withhold Against 1.4 Elect Marc Walfish Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
ABB LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABB CUSIP 000375204 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Ratification of Board and Management Acts Mgmt For Abstain Against 3 Allocation of Profits; Transfer of Mgmt For For For Reserves 4 APPROVAL OF THE CREATION OF ADDITIONAL Mgmt For For For CONTINGENT SHARE CAPITAL. 5 APPROVAL OF THE CAPITAL REDUCTION Mgmt For For For THROUGH NOMINAL VALUE REPAYMENT. 6 Amendment Regarding Right to Add an Mgmt For For For Agenda Item 7 Amend Article 8(1) Mgmt For For For 8 Amend Article 19(i) Mgmt For For For 9 Amend Article 20 Mgmt For For For 10 Amend Article 22(1) Mgmt For For For 11 Amend Article 28 Mgmt For For For 12 Elect Hubertus von Grunberg Mgmt For For For 13 Elect Roger Agnelli Mgmt For Against Against 14 Elect Louis Hughes Mgmt For For For 15 Elect Hans Marki Mgmt For For For 16 Elect Michel de Rosen Mgmt For For For 17 Elect Michael Treschow Mgmt For For For 18 Elect Bernd Voss Mgmt For Against Against 19 Elect Jacob Wallenberg Mgmt For Against Against 20 APPROVAL OF THE ELECTION OF THE AUDITORS. Mgmt For Against Against 21 Transaction of Other Business Mgmt For Abstain Against
ACTUANT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATU CUSIP 00508X203 01/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Arzbaecher Mgmt For For For 1.2 Elect Gustav Boel Mgmt For For For 1.3 Elect Thomas Fischer Mgmt For Withhold Against 1.4 Elect William Hall Mgmt For For For 1.5 Elect R. Alan Hunter, Jr. Mgmt For For For 1.6 Elect Robert Peterson Mgmt For For For 1.7 Elect William Sovey Mgmt For For For 1.8 Elect Dennis Williams Mgmt For For For 1.9 Elect Larry Yost Mgmt For For For
ALLIANT TECH SYSTEM INCO TICKER SECURITY ID: MEETING DATE MEETING STATUS ATK CUSIP 018804104 07/31/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frances Cook Mgmt For For For 1.2 Elect Martin Faga Mgmt For For For
1.3 Elect Ronald Fogleman Mgmt For For For 1.4 Elect Cynthia Lesher Mgmt For For For 1.5 Elect Douglas Maine Mgmt For For For 1.6 Elect Roman Martinez IV Mgmt For For For 1.7 Elect Daniel Murphy Mgmt For For For 1.8 Elect Mark Ronald Mgmt For For For 1.9 Elect Michael Smith Mgmt For For For 1.10 Elect William Van Dyke Mgmt For For For 2 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM 3 APPROVAL OF AMENDED AND RESTATED 2005 Mgmt For For For STOCK INCENTIVE PLAN 4 STOCKHOLDER PROPOSAL - REPORT ON ShrHoldr Against Against For DEPLETED URANIUM WEAPONS AND COMPONENTS
ALLIED WASTE INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AW CUSIP 019589308 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect David Abney Mgmt For For For 1.2 Elect Charles Cotros Mgmt For For For 1.3 Elect James Crownover Mgmt For For For 1.4 Elect William Flynn Mgmt For For For 1.5 Elect David Foley Mgmt For For For 1.6 Elect Nolan Lehmann Mgmt For Withhold Against 1.7 Elect Leon Level Mgmt For For For 1.8 Elect James Quella Mgmt For Withhold Against 1.9 Elect John Trani Mgmt For For For 1.10 Elect John Zillmer Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AMERICAN RAILCAR INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARII CUSIP 02916P103 06/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Carl Icahn Mgmt For Withhold Against 1.2 Elect James Unger Mgmt For For For 1.3 Elect Vincent Intrieri Mgmt For Withhold Against 1.4 Elect Peter Shea Mgmt For For For 1.5 Elect James Laisure Mgmt For For For 1.6 Elect James Pontious Mgmt For For For 1.7 Elect Harold First Mgmt For Withhold Against 1.8 Elect Brett Icahn Mgmt For For For 1.9 Elect Hunter Gary Mgmt For For For
AMERICAN STANDARD COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ASD CUSIP 029712106 09/28/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Change Company Name to Trane Inc. Mgmt For For For
AMETEK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AME CUSIP 031100100 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sheldon Gordon Mgmt For Withhold Against 1.2 Elect Frank Hermance Mgmt For Withhold Against 1.3 Elect David Steinmann Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
ARKANSAS BEST CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABFS CUSIP 040790107 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Davidson Mgmt For For For 1.2 Elect William Legg Mgmt For Withhold Against 1.3 Elect Alan Zakon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Abstain For Against Classified Board
BUCYRUS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BUCY CUSIP 118759109 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gene Little Mgmt For For For 2 Increase in Authorized Common Stock Mgmt For For For 3 Elimination of Dual Class Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For
BURLINGTON NORTHERN SANTA FE CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS BNI CUSIP 12189T104 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For For 2 ELECTION OF DIRECTOR: D.G. COOK Mgmt For For For 3 ELECTION OF DIRECTOR: V.S. MARTINEZ Mgmt For Against Against 4 ELECTION OF DIRECTOR: M.F. RACICOT Mgmt For For For 5 ELECTION OF DIRECTOR: R.S. ROBERTS Mgmt For For For 6 ELECTION OF DIRECTOR: M.K. ROSE Mgmt For For For 7 ELECTION OF DIRECTOR: M.J. SHAPIRO Mgmt For For For
8 ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For For 9 ELECTION OF DIRECTOR: R.H. WEST Mgmt For For For 10 ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For For 11 ELECTION OF DIRECTOR: E.E. WHITACRE, JR. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 PROPOSAL REGARDING SAY ON EXECUTIVE PAY ShrHoldr Against For Against .
CARLISLE COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CSL CUSIP 142339100 04/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Peter Jamieson Mgmt For For For 1.3 Elect Peter Krogh Mgmt For For For 1.4 Elect Anthony Ruggiero Mgmt For Withhold Against
CATERPILLAR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect W. Frank Blount Mgmt For For For 1.2 Elect John Brazil Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Gail Fosler Mgmt For For For 1.5 Elect Peter Magowan Mgmt For For For 2 RATIFY AUDITORS Mgmt For For For 3 STOCKHOLDER PROPOSAL-ANNUAL ELECTION OF ShrHoldr Against For Against DIRECTORS 4 STOCKHOLDER PROPOSAL-DIRECTOR ELECTION ShrHoldr Against For Against MAJORITY VOTE STANDARD 5 STOCKHOLDER PROPOSAL-FOREIGN MILITARY ShrHoldr Against Against For SALES
CON-WAY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNW CUSIP 205944101 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Michael Murray Mgmt For For For 1.2 Elect Robert Rogers Mgmt For For For 1.3 Elect William Schroeder Mgmt For For For 1.4 Elect Chelsea White III Mgmt For For For 2 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For For AUDITORS 3 DECLASSIFICATION OF BOARD OF DIRECTORS ShrHoldr Against For Against
CSX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 06/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Contested United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Christopher Hohn Mgmt N/A Withhold N/A 1.2 Elect Alexandre Behring Mgmt N/A For N/A 1.3 Elect Gilbert Lamphere Mgmt N/A For N/A 1.4 Elect Timothy O'Toole Mgmt N/A Withhold N/A 1.5 Elect Gary Wilson Mgmt N/A Withhold N/A 1.6 Elect Donna Alvarado Mgmt N/A For N/A 1.7 Elect John Breaux Mgmt N/A For N/A 1.8 Elect Edward Kelly, III Mgmt N/A For N/A 1.9 Elect John McPherson Mgmt N/A For N/A 1.10 Elect David Ratcliffe Mgmt N/A For N/A 1.11 Elect Donald Shepard Mgmt N/A For N/A 1.12 Elect Michael Ward Mgmt N/A For N/A 2 TCI Bylaw Amendments Regarding Special Mgmt N/A For N/A Shareholder Meetings 3 TO ADOPT THE COMPANY S ALTERNATIVE BYLAW ShrHoldr N/A Against N/A AMENDMENT. 4 Nullification of Bylaw Amendments Mgmt N/A For N/A 5 Ratification of Auditor Mgmt N/A For N/A
CSX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 06/25/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Contested United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Donna Alvarado Mgmt For TNA N/A 1.2 Elect Elizabeth Bailey Mgmt For TNA N/A 1.3 Elect John Breaux Mgmt For TNA N/A 1.4 Elect Steven Halverson Mgmt For TNA N/A 1.5 Elect Edward Kelly, III Mgmt For TNA N/A 1.6 Elect Robert Kunisch Mgmt For TNA N/A 1.7 Elect John McPherson Mgmt For TNA N/A 1.8 Elect David Ratcliffe Mgmt For TNA N/A 1.9 Elect William Richardson Mgmt For TNA N/A 1.10 Elect Frank Royal Mgmt For TNA N/A 1.11 Elect Donald Shepard Mgmt For TNA N/A 1.12 Elect Michael Ward Mgmt For TNA N/A 2 Ratification of Auditor Mgmt N/A TNA N/A 3 Bylaw Amendments Regarding Special Mgmt N/A TNA N/A Shareholder Meetings 4 SHAREHOLDER PROPOSAL REGARDING Special ShrHoldr N/A TNA N/A SHAREHOLDER MEETINGS 5 SHAREHOLDER PROPOSAL REGARDING Mgmt N/A TNA N/A NULLIFICATION OF CERTAIN BYLAW AMENDMENTS
CUMMINS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: ROBERT J. DARNALL Mgmt For For For 2 ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For For
3 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For 4 ELECTION OF DIRECTOR: F. JOSEPH LOUGHREY Mgmt For For For 5 ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For For 6 ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For For 7 ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For For 8 ELECTION OF DIRECTOR: CARL WARE Mgmt For For For 9 ELECTION OF DIRECTOR: J. LAWRENCE WILSON Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Increase Authorized Shares Mgmt For Against Against 12 PROPOSAL TO ADOPT INTERNATIONAL LABOR ShrHoldr Against Against For ORGANIZATION STANDARDS.
DANAHER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: H. LAWRENCE CULP, Mgmt For For For JR. 2 ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Responsible Employment Principles
DIANA SHIPPING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DSX CUSIP Y2066G104 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Boris Nachamkin Mgmt For For For 1.2 Elect Apostolos Kontoyannis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Reduce Quorum Requirement Mgmt For For For 4 Increase in Authorized Shares of Common Mgmt For Against Against Stock
DRS TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRS CUSIP 23330X100 08/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William Heitmann Mgmt For For For 1.2 Elect C. Shelton James Mgmt For For For 1.3 Elect Stuart Platt Mgmt For For For 1.4 Elect Eric Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Incentive Compensation Plan Mgmt For For For
DRYSHIPS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRYS CUSIP Y2109Q101 01/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Increase in Authorized Common Stock and Mgmt For Against Against Preferred Stock
DRYSHIPS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRYS CUSIP Y2109Q101 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors Mgmt For Against Against 2 Appointment of Auditors Mgmt For For For
DRYSHIPS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRYS CUSIP Y2109Q101 08/08/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Aristidis Ioannidis Mgmt For For For 1.2 Elect George Demathas Mgmt For For For 2 Appointment of Auditor and Authority to Mgmt For For For Set Fees
DYNAMEX INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DDMX CUSIP 26784F103 01/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard McClelland Mgmt For For For 1.2 Elect Brian Hughes Mgmt For For For 1.3 Elect Wayne Kern Mgmt For Withhold Against 1.4 Elect Bruce Ranck Mgmt For For For 1.5 Elect Stephen Smiley Mgmt For For For 2 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For For 2008 EQUITY COMPENSATION PLAN 3 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS
EATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ned Lautenbach Mgmt For Withhold Against 1.2 Elect John Miller Mgmt For For For 1.3 Elect Gregory Page Mgmt For For For 1.4 Elect Victor Pelson Mgmt For For For 2 APPROVE THE PROPOSED INCREASE IN THE Mgmt For For For AUTHORIZED NUMBER OF COMMON SHARES 3 APPROVE THE PROPOSAL TO ADOPT MAJORITY Mgmt For For For VOTING IN DIRECTOR ELECTIONS 4 Adoption of Amended Regulations Mgmt For Against Against 5 APPROVE THE PROPOSED 2008 STOCK PLAN Mgmt For For For 6 APPROVE THE PROPOSED SENIOR EXECUTIVE Mgmt For For For INCENTIVE COMPENSATION PLAN 7 APPROVE THE PROPOSED EXECUTIVE STRATEGIC Mgmt For For For INCENTIVE PLAN 8 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For For LLP AS INDEPENDENT AUDITOR FOR 2008
ENPRO INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NPO CUSIP 29355X107 06/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William Holland Mgmt For For For 1.2 Elect Stephen Macadam Mgmt For For For 1.3 Elect J. P. Bolduc Mgmt For For For 1.4 Elect Peter Browning Mgmt For Withhold Against 1.5 Elect Joe Ford Mgmt For For For 1.6 Elect Gordon Harnett Mgmt For For For 1.7 Elect David Hauser Mgmt For For For 1.8 Elect Wilbur Prezzano, Jr. Mgmt For For For 2 Amendment to Antigreenmail Provision Mgmt For For For 3 Repeal of Classified Board Provisions Mgmt For For For 4 Ratification of Auditor Mgmt For For For
ESTERLINE TECHNOLOGIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESL CUSIP 297425100 03/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Lewis Burns Mgmt For For For 1.2 Elect Robert Cremin Mgmt For For For 1.3 Elect Anthony Franceschini Mgmt For For For 1.4 Elect James Morris Mgmt For For For 2 Amendment to the 2004 Equity Incentive Mgmt For For For Plan 3 Amendment to the Employee Stock Purchase Mgmt For For For Plan
EXCEL MARITIME CARRIERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS EXM CUSIP V3267N107 09/19/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gabriel Panayotides Mgmt For For For 1.2 Elect Christopher Georgakis Mgmt For For For 1.3 Elect George Agadakis Mgmt For Withhold Against 1.4 Elect Trevor Williams Mgmt For For For 1.5 Elect Frithjof Platou Mgmt For For For 1.6 Elect Evangelos Macris Mgmt For Withhold Against 1.7 Elect Apostolos Kontoyannis Mgmt For For For 2 Ratification of Auditor Mgmt For For For
EXCEL MARITIME CARRIERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS EXM CUSIP V3267N107 10/16/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Increase in Authorized Shares Mgmt For Against Against 2.1 Elect Gabriel Panayotides Mgmt For For For 2.2 Elect Christopher Georgakis Mgmt For For For 2.3 Elect George Agadakis Mgmt For Withhold Against 2.4 Elect Trevor Williams Mgmt For For For 2.5 Elect Frithjof Platou Mgmt For For For 2.6 Elect Evangelos Macris Mgmt For Withhold Against 2.7 Elect Apostolos Kontoyannis Mgmt For For For 3 Ratification of Auditor Mgmt For For For
FEDEX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/24/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For For 2 ELECTION OF DIRECTOR: AUGUST A. BUSCH IV Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For For 4 ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For For 5 ELECTION OF DIRECTOR: PHILIP GREER Mgmt For For For 6 ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For For 7 ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Mgmt For For For 8 ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For For 9 ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For For 10 ELECTION OF DIRECTOR: CHARLES T. MANATT Mgmt For For For 11 ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For For 12 ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For For 13 ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For For
14 ELECTION OF DIRECTOR: PETER S. WILLMOTT Mgmt For For For 15 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM. 16 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against SEPARATION OF CHAIRMAN AND CEO ROLES. 17 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against SHAREHOLDER VOTE ON EXECUTIVE PAY. 18 STOCKHOLDER PROPOSAL REGARDING GLOBAL ShrHoldr Against Against For WARMING REPORT. 19 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For CONTRIBUTIONS REPORT.
GENCO SHIPPING & TRADING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS GNK CUSIP Y2685T107 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Peter Georgiopoulos Mgmt For For For 1.2 Elect Stephen Kaplan Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS. 3 Transaction of Other Business Mgmt For Against Against
GENERAL DYNAMICS TICKER SECURITY ID: MEETING DATE MEETING STATUS GD CUSIP 369550108 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: N.D. CHABRAJA Mgmt For For For 2 ELECTION OF DIRECTOR: J.S. CROWN Mgmt For Against Against 3 ELECTION OF DIRECTOR: W.P. FRICKS Mgmt For For For 4 ELECTION OF DIRECTOR: C.H. GOODMAN Mgmt For For For 5 ELECTION OF DIRECTOR: J.L. JOHNSON Mgmt For For For 6 ELECTION OF DIRECTOR: G.A. JOULWAN Mgmt For For For 7 ELECTION OF DIRECTOR: P.G. KAMINSKI Mgmt For For For 8 ELECTION OF DIRECTOR: J.M. KEANE Mgmt For For For 9 ELECTION OF DIRECTOR: D.J. LUCAS Mgmt For For For 10 ELECTION OF DIRECTOR: L.L. LYLES Mgmt For For For 11 ELECTION OF DIRECTOR: C.E. MUNDY, JR. Mgmt For For For 12 ELECTION OF DIRECTOR: J.C. REYES Mgmt For For For 13 ELECTION OF DIRECTOR: R. WALMSLEY Mgmt For For For 14 SELECTION OF INDEPENDENT AUDITORS Mgmt For For For
15 SHAREHOLDER PROPOSAL WITH REGARD TO ShrHoldr Against Against For ETHICAL CRITERIA FOR MILITARY CONTRACTS 16 SHAREHOLDER PROPOSAL WITH REGARD TO ShrHoldr Against Against For SPECIAL SHAREHOLDER MEETINGS
GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: SIR WILLIAM M. Mgmt For For For CASTELL 3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For 4 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Mgmt For Against Against 5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For For 6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For For 7 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For 8 ELECTION OF DIRECTOR: ALAN G. (A.G.) Mgmt For For For LAFLEY 9 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For 10 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For For 11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For 12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For 13 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For 14 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For Against Against 15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For For 16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER Mgmt For For For III 17 RATIFICATION OF KPMG Mgmt For For For 18 CUMULATIVE VOTING ShrHoldr Against For Against 19 SEPARATE THE ROLES OF CEO AND CHAIRMAN ShrHoldr Against For Against 20 RECOUP UNEARNED MANAGEMENT BONUSES ShrHoldr Against Against For 21 CURB OVER-EXTENDED DIRECTORS ShrHoldr Against For Against 22 REPORT ON CHARITABLE CONTRIBUTIONS ShrHoldr Against Against For 23 GLOBAL WARMING REPORT ShrHoldr Against Against For 24 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against For Against
GOODRICH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GR CUSIP 382388106 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Diane Creel Mgmt For For For 1.2 Elect George Davidson, Jr. Mgmt For For For 1.3 Elect Harris Deloach, Jr. Mgmt For For For 1.4 Elect James Griffith Mgmt For For For 1.5 Elect William Holland Mgmt For For For 1.6 Elect John Jumper Mgmt For For For 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Lloyd Newton Mgmt For For For 1.9 Elect Douglas Olesen Mgmt For For For 1.10 Elect Alfred Rankin Jr. Mgmt For For For 1.11 Elect A. Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2001 Equity Mgmt For Against Against Compensation Plan 4 APPROVE THE GOODRICH CORPORATION 2008 Mgmt For For For GLOBAL EMPLOYEE STOCK PURCHASE PLAN.
GRAINGER WW INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GWW CUSIP 384802104 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Wilbur Gantz Mgmt For For For 1.3 Elect V. Hailey Mgmt For For For 1.4 Elect William Hall Mgmt For For For 1.5 Elect Richard Keyser Mgmt For For For 1.6 Elect Stuart Levenick Mgmt For For For 1.7 Elect John McCarter, Jr. Mgmt For For For 1.8 Elect Neil Novich Mgmt For For For 1.9 Elect Michael Roberts Mgmt For For For 1.10 Elect Gary Rogers Mgmt For For For 1.11 Elect James Ryan Mgmt For For For 1.12 Elect James Slavik Mgmt For For For 1.13 Elect Harold Smith Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
GRUPO AEROPORTUARIO DEL SURESTE (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS ASR CUSIP 40051E202 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Accounts and Reports Mgmt For Abstain Against 3 Accounts and Reports Mgmt For Abstain Against 4 Accounts and Reports Mgmt For Abstain Against 5 Accounts and Reports Mgmt For Abstain Against 6 Accounts and Reports Mgmt For Abstain Against 7 PROPOSAL TO INCREASE THE LEGAL RESERVE Mgmt For For For OF THE COMPANY TO PS. 26,118,048.37. 8 Allocation of Profits/Dividends Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Election of Directors; Fees Mgmt For Against Against 11 Election of Directors; Fees Mgmt For Against Against 12 Election of Meeting Delegates Mgmt For For For
ILLINOIS TOOL WORKS TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER Mgmt For For For 2 ELECTION OF DIRECTOR: MARVIN D. Mgmt For Against Against BRAILSFORD 3 ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For For 4 ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For For 5 ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For For 6 ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For For 8 ELECTION OF DIRECTOR: HAROLD B. SMITH Mgmt For For For 9 ELECTION OF DIRECTOR: DAVID B. SPEER Mgmt For For For 10 ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For For 11 Executive Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For
KENNAMETAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KMT CUSIP 489170100 10/23/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Carlos Cardoso Mgmt For For For 1.2 Elect A. Peter Held Mgmt For For For 1.3 Elect Larry Yost Mgmt For For For 2 Ratification of Auditor Mgmt For For For
KIRBY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KEX CUSIP 497266106 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JAMES R. CLARK Mgmt For For For 2 ELECTION OF DIRECTOR: DAVID L. LEMMON Mgmt For For For 3 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For PETERKIN, JR. 4 ELECTION OF DIRECTOR: RICHARD R. STEWART Mgmt For For For 5 Amendment to the 2005 Stock and Mgmt For For For Incentive Plan 6 Amendment to the 2000 Nonemployee Mgmt For For For Director Stock Option Plan 7 Ratification of Auditor Mgmt For For For
L3 COMMUNICATIONS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LLL CUSIP 502424104 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Shalikashvili Mgmt For For For 1.2 Elect Michael Strianese Mgmt For For For 1.3 Elect John White Mgmt For For For 2 2008 Long Term Performance Plan Mgmt For For For 3 2008 Directors Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
LOCKHEED MARTIN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect E. C. Aldridge, Jr. Mgmt For For For 1.2 Elect Nolan Archibald Mgmt For Withhold Against 1.3 Elect David Burritt Mgmt For For For 1.4 Elect James Ellis, Jr. Mgmt For For For 1.5 Elect Gwendolyn King Mgmt For For For 1.6 Elect James Loy Mgmt For Withhold Against 1.7 Elect Douglas McCorkindale Mgmt For For For 1.8 Elect Joseph Ralston Mgmt For Withhold Against 1.9 Elect Frank Savage Mgmt For For For 1.10 Elect James Schneider Mgmt For For For 1.11 Elect Anne Stevens Mgmt For For For 1.12 Elect Robert Stevens Mgmt For For For 1.13 Elect James Ukropina Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS 3 Adoption of Simple Majority Voting Mgmt For For For 4 MANAGEMENT PROPOSAL: TO AMEND THE Mgmt For Against Against CHARTER TO DELETE ARTICLE XIII 5 Amendment to the 2003 Incentive Mgmt For For For Performance Award Plan 6 MANAGEMENT PROPOSAL: TO ADOPT THE 2009 Mgmt For For For DIRECTORS EQUITY PLAN 7 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS ShrHoldr Against Against For 8 Shareholder Proposal Regarding Report on ShrHoldr Against Against For Nuclear Weapons Involvement 9 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN ShrHoldr Against For Against
MANITOWOC COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Dean Anderson Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MASCO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAS CUSIP 574599106 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: VERNE G. ISTOCK Mgmt For Against Against 2 ELECTION OF DIRECTOR: DAVID L. JOHNSTON Mgmt For Against Against 3 ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For Against Against 4 ELECTION OF DIRECTOR: TIMOTHY WADHAMS Mgmt For For For 5 Ratification of Auditor Mgmt For For For
MOOG INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MOG.A CUSIP 615394202 01/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Brady Mgmt For Withhold Against 2 APPROVAL OF THE 2008 STOCK APPRECIATION Mgmt For For For RIGHTS PLAN. 3 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For AUDITORS FOR THE YEAR 2008.
NAVIOS MARITIME HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NM CUSIP Y62196103 12/20/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Election of Ted. C Petrone Mgmt For Withhold Against 1.2 Election of Spyridon Magoulas Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NORFOLK SOUTHERN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSC CUSIP 655844108 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gerald Baliles Mgmt For Withhold Against 1.2 Elect Gene Carter Mgmt For For For 1.3 Elect Karen Horn Mgmt For For For 1.4 Elect J. Paul Reason Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NORTHROP GRUMMAN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOC CUSIP 666807102 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: LEWIS W. COLEMAN Mgmt For Against Against 2 ELECTION OF DIRECTOR: THOMAS B. FARGO Mgmt For For For 3 ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For For 4 ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For For 5 ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt For For For 6 ELECTION OF DIRECTOR: PHILLIP FROST Mgmt For Against Against 7 ELECTION OF DIRECTOR: CHARLES R. LARSON Mgmt For For For 8 ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For For 9 ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For For 10 ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For For 11 ELECTION OF DIRECTOR: RONALD D. SUGAR Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 14 SHAREHOLDER PROPOSAL REGARDING A REPORT ShrHoldr Against Against For ON FOREIGN MILITARY SALES. 15 SHAREHOLDER PROPOSAL REGARDING A VOTE ON ShrHoldr Against For Against EXECUTIVE COMPENSATION. 16 SHAREHOLDER PROPOSAL REGARDING TAX GROSS ShrHoldr Against For Against UP PAYMENTS.
OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For Withhold Against 1.5 Elect John Congdon, Jr. Mgmt For Withhold Against 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Ebeling Mgmt For Withhold Against 1.8 Elect John Kasarda Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Performance Incentive Plan Mgmt For For For 3 Change in Board Size Mgmt For For For
PACER INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS PACR CUSIP 69373H106 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect J. Douglas Coates Mgmt For For For 1.2 Elect Robert S. Rennard Mgmt For For For 1.3 Elect Robert F. Starzel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
PARKER-HANNIFIN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/24/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Linda Harty Mgmt For For For 1.2 Elect Candy Obourn Mgmt For Withhold Against 1.3 Elect Donald Washkewicz Mgmt For Withhold Against 2 A MANAGEMENT PROPOSAL TO DECLASSIFY THE Mgmt For For For BOARD OF DIRECTORS 3 Ratification of Auditor Mgmt For For For
PRECISION INDUSTRIES CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Peter Bridenbaugh Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 1.4 Elect Daniel Murphy Mgmt For For For 2 APPROVING THE EXECUTIVE PERFORMANCE Mgmt For For For INCENTIVE PLAN
RAYTHEON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RTN CUSIP 755111507 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: BARBARA M. BARRETT Mgmt For For For 2 ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For 4 ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For Against Against 5 ELECTION OF DIRECTOR: MICHAEL C. Mgmt For For For RUETTGERS 6 ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For For 7 ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For For 8 ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For For 9 ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For For 10 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For 11 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS 12 STOCKHOLDER PROPOSAL REGARDING ADVISORY ShrHoldr Against For Against VOTE ON EXECUTIVE COMPENSATION
ROBERT HALF INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS RHI CUSIP 770323103 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Andrew Berwick, Jr. Mgmt For Withhold Against 1.2 Elect Frederick Furth Mgmt For Withhold Against 1.3 Elect Edward Gibbons Mgmt For For For 1.4 Elect Harold Messmer, Jr. Mgmt For For For 1.5 Elect Thomas Ryan Mgmt For Withhold Against 1.6 Elect J. Stephen Schaub Mgmt For For For 1.7 Elect M. Keith Waddell Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF AUDITOR. Mgmt For For For 3 PROPOSAL REGARDING THE STOCK INCENTIVE Mgmt For For For PLAN.
ROCKWELL COLLINS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS COL CUSIP 774341101 02/12/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Chris Davis Mgmt For For For 1.2 Elect Ralph Eberhart Mgmt For For For 2 Ratification of Auditor Mgmt For For For
RYDER SYSTEM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Lynn Martin Mgmt For For For 1.3 Elect Hansel Tookes II Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Compensation Plan 3 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For LLP AS INDEPENDENT AUDITOR.
SAIA, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SAIA CUSIP 78709Y105 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: LINDA J. FRENCH Mgmt For For For 2 ELECTION OF DIRECTOR: WILLIAM F. MARTIN, Mgmt For For For JR. 3 ELECTION OF DIRECTOR: BJORN E. OLSSON Mgmt For For For 4 Ratification of Auditor Mgmt For For For
SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SI CUSIP 826197501 01/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROPRIATION OF NET INCOME Mgmt For For For 2 POSTPONEMENT OF THE RATIFICATION OF THE Mgmt For Against Against ACTS OF: JOHANNES FELDMAYER 3 Ratify Klaus Kleinfeld Mgmt For Against Against 4 Ratify Peter Loscher Mgmt For For For 5 Ratify Heinrich Hiesinger Mgmt For Against Against 6 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: JOE KAESER 7 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: RUDI LAMPRECHT 8 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: EDUARDO MONTES 9 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: JURGEN RADOMSKI 10 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: ERICH R. REINHARDT 11 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: HERMANN REQUARDT 12 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: URIEL J. SHAREF 13 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: KLAUS WUCHERER 14 Ratify Johannes Feldmayer Mgmt For Against Against 15.1 Ratify Heinrich Von Pierer Mgmt For Withhold Against 15.2 Ratify Gerhard Cromme Mgmt For Withhold Against 15.3 Ratify Ralf Heckmann Mgmt For Withhold Against 15.4 Ratify Josef Ackermann Mgmt For Withhold Against 15.5 Ratify Lothar Adler Mgmt For Withhold Against 15.6 Ratify Gerhard Bieletzki Mgmt For Withhold Against 15.7 Ratify John Coombe Mgmt For Withhold Against 15.8 Ratify Hildegard Cornudet Mgmt For Withhold Against 15.9 Ratify Birgit Grube Mgmt For Withhold Against 15.10 Ratify Bettina Haller Mgmt For For For 15.11 Ratify Heinz Hawreliuk Mgmt For Withhold Against 15.12 Ratify Berthold Huber Mgmt For Withhold Against 15.13 Ratify Walter Kroll Mgmt For Withhold Against 15.14 Ratify Michael Mirow Mgmt For For For 15.15 Ratify Wolfgang Muller Mgmt For Withhold Against 15.16 Ratify Georg Nassauer Mgmt For Withhold Against 15.17 Ratify Thomas Rackow Mgmt For For For 15.18 Ratify Dieter Scheitor Mgmt For For For 15.19 Ratify Albrecht Schmidt Mgmt For Withhold Against 15.20 Ratify Henning Schulte-noelle Mgmt For Withhold Against 15.21 Ratify Peter Von Siemens Mgmt For Withhold Against 15.22 Ratify Jerry Speyer Mgmt For Withhold Against 15.23 Ratify Iain Vallance of Tummel Mgmt For Withhold Against 16 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For Against Against
17 ACQUISITION AND USE OF SIEMENS SHARES Mgmt For For For 18 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 19 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For Against Against JOSEF ACKERMANN 20 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For JEAN-LOUIS BEFFA 21 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For GERD VON BRANDENSTEIN 22 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For Against Against GERHARD CROMME 23 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For MICHAEL DIEKMANN 24 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For HANS MICHAEL GAUL 25 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For PETER GRUSS 26 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For NICOLA LEIBINGER-KAMMULLER 27 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For HAKAN SAMUELSSON 28 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For LORD IAIN VALLANCE OF TUMMEL
SIMPSON MANUFACTURING COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SSD CUSIP 829073105 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Earl Cheit Mgmt For Withhold Against 1.2 Elect Thomas Fitzmyers Mgmt For For For 1.3 Elect Barry Williams Mgmt For For For 2 AMENDMENT AND RE-APPROVAL OF THE Mgmt For For For EXECUTIVE OFFICER CASH PROFIT SHARING PLAN 3 Amendment to the 1994 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
SKYWEST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SKYW CUSIP 830879102 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jerry Atkin Mgmt For For For 1.2 Elect W. Steve Albrecht Mgmt For For For 1.3 Elect J. Ralph Atkin Mgmt For Withhold Against 1.4 Elect Margaret Billson Mgmt For For For 1.5 Elect Ian Cumming Mgmt For For For
1.6 Elect Henry Eyring Mgmt For For For 1.7 Elect Robert Sarver Mgmt For For For 1.8 Elect Steven Udvar-Hazy Mgmt For For For 1.9 Elect James Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
TATA MOTORS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TTM CUSIP 876568502 07/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation ofProfits/Dividends Mgmt For For For 3 APPROVAL TO RE-APPOINTMENT OF DIRECTOR Mgmt For Against Against IN PLACE OF MR. N.A. SOONAWALA. 4 Approval of Vacancy Mgmt For For For 5 APPROVAL OF THE APPOINTMENT OF AUDITORS Mgmt For For For AND FIX THEIR REMUNERATION. 6 Elect P M Telang Mgmt For For For 7 Appointment of P M Telang as Executive Mgmt For For For Director; A 8 APPROVAL TO INCREASE THE BORROWING LIMIT Mgmt For For For OF THE COMPANY. 9 APPROVAL OF THE CHANGE IN PLACE OF Mgmt For For For KEEPING REGISTRY AND RECORDS.
TEREX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEX CUSIP 880779103 07/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Increase in Authorized Common Stock Mgmt For For For
TEXTRON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PAUL E. GAGNE Mgmt For For For 2 ELECTION OF DIRECTOR: DAIN M. HANCOCK Mgmt For For For 3 ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For For 4 ELECTION OF DIRECTOR: THOMAS B. WHEELER Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 SHAREHOLDER PROPOSAL RELATING TO FOREIGN ShrHoldr Against Against For MILITARY SALES. 7 Shareholder Proposal Regarding Tax ShrHoldr Against Against For Gross-up Payments to Senior Executives
TRANSDIGM GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDG CUSIP 893641100 02/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sean Hennessy Mgmt For Withhold Against 1.2 Elect Douglas Peacock Mgmt For For For
TRUEBLUE, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TBI CUSIP 89785X101 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Steven Cooper Mgmt For For For 1.2 Elect Keith Grinstein Mgmt For For For 1.3 Elect Thomas McChesney Mgmt For For For 1.4 Elect Gates McKibbin Mgmt For For For 1.5 Elect Joseph Sambataro, Jr. Mgmt For For For 1.6 Elect William Steele Mgmt For For For 1.7 Elect Robert Sullivan Mgmt For For For 1.8 Elect Craig Tall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
UNION PACIFIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For For 3 ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For Against Against 4 ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For For 5 ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For For 6 ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For For 7 ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For For 8 ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For For 9 ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For Against Against 10 ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 INCREASE AUTHORIZED COMMON STOCK FROM Mgmt For For For 500,000,000 TO 800,000,000 SHARES. 13 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For CONTRIBUTIONS.
UNITED TECHNOLOGIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect George David Mgmt For For For 1.3 Elect John Faraci Mgmt For For For 1.4 Elect Jean-Pierre Garnier Mgmt For For For 1.5 Elect Jamie Gorelick Mgmt For For For 1.6 Elect Charles Lee Mgmt For For For 1.7 Elect Richard McCormick Mgmt For For For 1.8 Elect Harold McGraw III Mgmt For For For 1.9 Elect Richard Myers Mgmt For For For 1.10 Elect H. Patrick Swygert Mgmt For For For 1.11 Elect Andre Villeneuve Mgmt For For For 1.12 Elect Christine Whitman Mgmt For For For 2 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For 3 APPROVAL OF AMENDMENT TO THE 2005 Mgmt For For For LONG-TERM INCENTIVE PLAN 4 SHAREOWNER PROPOSAL: PRINCIPLES FOR ShrHoldr Against Against For HEALTH CARE REFORM 5 SHAREOWNER PROPOSAL: GLOBAL SET OF ShrHoldr Against Against For CORPORATE STANDARDS 6 SHAREOWNER PROPOSAL: PAY FOR SUPERIOR ShrHoldr Against Against For PERFORMANCE 7 SHAREOWNER PROPOSAL: OFFSETS FOR FOREIGN ShrHoldr Against Against For MILITARY SALES
UNIVERSAL FST PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UFPI CUSIP 913543104 04/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Garside Mgmt For For For 1.2 Elect Gary Goode Mgmt For For For 1.3 Elect Mark Murray Mgmt For For For 2 APPROVE THE COMPANY S AMENDED EMPLOYEE Mgmt For For For STOCK PURCHASE PLAN. 3 Ratification of Auditor Mgmt For For For
VALMONT INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VMI CUSIP 920253101 04/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Walter Scott, Jr. Mgmt For For For
2 PROPOSAL TO APPROVE THE VALMONT 2008 Mgmt For For For STOCK PLAN. 3 PROPOSAL TO APPROVE THE VALMONT 2008 Mgmt For For For EXECUTIVE INCENTIVE PLAN. 4 Ratification of Auditor Mgmt For For For
WATSCO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WSO CUSIP 942622200 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Berner, III Mgmt For For For 1.2 Elect Denise Dickins Mgmt For For For 1.3 Elect Gary Tapella Mgmt For For For
WESCO INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Roy Haley Mgmt For For For 1.2 Elect George Miles, Jr. Mgmt For Withhold Against 1.3 Elect John Morgan Mgmt For For For 1.4 Elect James L. Singleton Mgmt For For For 2 Amendment to the 1999 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
ITEM 10: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON INFORMATION TECHNOLOGY FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 ANIXTER INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS AXE CUSIP 035290105 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Blyth Mgmt For For For 1.2 Elect Linda Bynoe Mgmt For For For 1.3 Elect Robert Crandall Mgmt For For For 1.4 Elect Robert Eck Mgmt For For For 1.5 Elect Robert Grubbs, Jr. Mgmt For For For
1.6 Elect F. Philip Handy Mgmt For For For 1.7 Elect Melvyn Klein Mgmt For For For 1.8 Elect George Munoz Mgmt For For For 1.9 Elect Stuart Sloan Mgmt For For For 1.10 Elect Thomas Theobald Mgmt For For For 1.11 Elect Matthew Zell Mgmt For For For 1.12 Elect Samuel Zell Mgmt For For For 2 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For INDEPENDENT AUDITORS.
APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 03/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For Withhold Against 1.7 Elect Eric Schmidt Mgmt For For For 1.8 Elect Jerome York Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Executive Compensation 4 Shareholder Proposal Regarding a Board ShrHoldr Against Against For Committee on Sustainability
AU OPTRONICS CORP - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS AUO CUSIP 002255107 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Authority to Increase Paid-in Capital Mgmt For For For 4 Amendments to Procedural Rules of Mgmt For For For Election of Directors and Supervisors 5 Non-Compete Restrictions for Directors Mgmt For Against Against
AUTODESK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ADSK CUSIP 052769106 07/06/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For Against Against 2 ELECTION OF DIRECTOR: CARL BASS Mgmt For For For 3 ELECTION OF DIRECTOR: MARK A. BERTELSEN Mgmt For Against Against 4 ELECTION OF DIRECTOR: CRAWFORD W. Mgmt For Against Against BEVERIDGE
5 ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For Against Against 6 ELECTION OF DIRECTOR: MICHAEL J. FISTER Mgmt For For For 7 ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For Against Against HALVORSEN 8 ELECTION OF DIRECTOR: LARRY W. WANGBERG Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For
AUTODESK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ADSK CUSIP 052769106 11/06/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 2008 Employee Stock Plan Mgmt For For For
AVNET INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/08/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Lawrence Clarkson Mgmt For For For 1.4 Elect Ehud Houminer Mgmt For For For 1.5 Elect James Lawrence Mgmt For For For 1.6 Elect Frank Noonan Mgmt For For For 1.7 Elect Ray Robinson Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 REAPPROVAL OF THE AVNET, INC. EXECUTIVE Mgmt For For For INCENTIVE PLAN. 3 Ratification of Auditor Mgmt For For For
BANKRATE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RATE CUSIP 06646V108 06/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William Martin Mgmt For For For 1.2 Elect Peter C. Morse Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF THE 2008 EQUITY COMPENSATION Mgmt For Against Against PLAN.
BRIGHTPOINT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CELL CUSIP 109473405 07/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Eliza Hermann Mgmt For For For 1.2 Elect V. William Hunt Mgmt For For For
1.3 Elect Stephen Simon Mgmt For For For 2 Issuance of Shares to Dangaard Holdings Mgmt For For For 3 Appointment of Designees to the Board Mgmt For For For 4 Amendment to 2004 Long-Term Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For Against Against 6 Transaction of Other Business Mgmt For Against Against
CISCO SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/15/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For For 2 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For For 3 ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For For 4 ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For For 5 ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For For 6 ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For For 7 ELECTION OF DIRECTOR: DR. JOHN L. Mgmt For Against Against HENNESSY 8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For KOVACEVICH 9 ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For For 10 ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For For 11 ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For For 12 ELECTION OF DIRECTOR: JERRY YANG Mgmt For For For 13 TO APPROVE THE AMENDMENT AND EXTENSION Mgmt For For For OF THE 2005 STOCK INCENTIVE PLAN. 14 Executive Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding a Board ShrHoldr Against Against For Committee on Human Rights 17 Shareholder Proposal Regarding ShrHoldr Against Against For Pay-for-Superior-Performance 18 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Executive Compensation 19 Shareholder Proposal Regarding an ShrHoldr Against Against For Internet Fragmentation Report
COGNIZANT TECHNOLOGY SOLUTIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: ROBERT W. HOWE Mgmt For For For 2 ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For For 3 Ratification of Auditor Mgmt For For For
DELL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 12/04/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Donald Carty Mgmt For Withhold Against 1.2 Elect Michael Dell Mgmt For For For 1.3 Elect William Gray, III Mgmt For Withhold Against 1.4 Elect Sallie Krawcheck Mgmt For For For 1.5 Elect A.G. Lafley Mgmt For Withhold Against 1.6 Elect Judy Lewent Mgmt For Withhold Against 1.7 Elect Klaus Luft Mgmt For Withhold Against 1.8 Elect Thomas Luce, III Mgmt For Withhold Against 1.9 Elect Alex Mandl Mgmt For Withhold Against 1.10 Elect Michael Miles Mgmt For Withhold Against 1.11 Elect Samuel Nunn, Jr. Mgmt For Withhold Against 2 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For Against Against 3 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For 2002 LONG-TERM INCENTIVE PLAN 4 EXECUTIVE STOCKOWNERSHIP GUIDELINES ShrHoldr Against Against For 5 DECLARATION OF DIVIDEND ShrHoldr Against Against For
FIDELITY NAT'L INFORMATIONS SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS FIS CUSIP 31620M106 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Marshall Haines Mgmt For Withhold Against 1.2 Elect David Hunt Mgmt For For For 1.3 Elect Cary Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2008 Omnibus Incentive Plan Mgmt For For For
FISERV INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FISV CUSIP 337738108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Donald Dillon Mgmt For For For 1.2 Elect Gerald Levy Mgmt For For For 1.3 Elect Denis O'Leary Mgmt For For For 1.4 Elect Glenn Renwick Mgmt For For For 1.5 Elect Doyle Simons Mgmt For For For 1.6 Elect Peter Kight Mgmt For For For 2 Ratification of Auditor Mgmt For For For
GOOGLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For Withhold Against 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ann Mather Mgmt For For For 1.8 Elect Paul Otellini Mgmt For For For 1.9 Elect K. Ram Shriram Mgmt For For For 1.10 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 STOCKHOLDER PROPOSAL REGARDING INTERNET ShrHoldr Against Against For CENSORSHIP. 5 Shareholder Proposal Regarding a Human ShrHoldr Against Against For Rights Committee
HARRIS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Thomas Dattilo Mgmt For For For 2 Elect Howard Lance Mgmt For For For 3 Elect James Stoffel Mgmt For For For 4 Ratification of Auditor Mgmt For For For
HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For For 3 ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For For 4 ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For For For 5 ELECTION OF DIRECTOR: M.V. HURD Mgmt For For For 6 ELECTION OF DIRECTOR: J.Z. HYATT Mgmt For For For 7 ELECTION OF DIRECTOR: J.R. JOYCE Mgmt For For For 8 ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For For 9 ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For For For 10 ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For For 11 Ratification of Auditor Mgmt For For For
INTEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For For 2 ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For Against Against 3 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For Against Against 4 ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For For 5 ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For For 6 ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For For 8 ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For For 9 ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For For 10 ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For For 11 ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Establishing a Board Committee on Sustainability
INTERNATIONAL BUSINESS MACHINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Cathleen Black Mgmt For Withhold Against 1.2 Elect William Brody Mgmt For For For 1.3 Elect Kenneth Chenault Mgmt For For For 1.4 Elect Michael Eskew Mgmt For Withhold Against 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect Lucio Noto Mgmt For For For 1.7 Elect James Owens Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Joan Spero Mgmt For For For 1.10 Elect Sidney Taurel Mgmt For For For 1.11 Elect Lorenzo Zambrano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against For Against 4 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against COMPENSATION 5 STOCKHOLDER PROPOSAL ON BOARD COMMITTEE ShrHoldr Against Against For ON HUMAN RIGHTS 6 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS ShrHoldr Against For Against 7 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against For Against EXECUTIVE COMPENSATION
KLA TENCOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/15/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Stephen Kaufman Mgmt For For For 1.3 Elect Richard Wallace Mgmt For For For 2 Amendment to the 2004 Equity Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
MASTERCARD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Bernard Fung Mgmt For For For 1.2 Elect Marc Olivie Mgmt For For For 1.3 Elect Mark Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MEMC ELECTRONIC MATERIALS TICKER SECURITY ID: MEETING DATE MEETING STATUS WFR CUSIP 552715104 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Peter Blackmore Mgmt For For For 1.2 Elect Nabeel Gareeb Mgmt For For For 1.3 Elect Marshall Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MICROS SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MCRS CUSIP 594901100 11/16/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect A.L. Giannopoulos Mgmt For For For 1.2 Elect Louis Brown, Jr. Mgmt For For For 1.3 Elect B. Gary Dando Mgmt For For For 1.4 Elect John Puente Mgmt For For For 1.5 Elect Dwight Taylor Mgmt For Withhold Against 1.6 Elect William Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase Authorized Shares Mgmt For For For 4 Amendment to the 1991 Stock Option Plan Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
MICROSOFT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/13/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WILLIAM H. GATES, Mgmt For For For III 2 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For For 3 ELECTION OF DIRECTOR: JAMES I. CASH JR., Mgmt For For For PHD 4 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For For 5 ELECTION OF DIRECTOR: RAYMOND V. Mgmt For For For GILMARTIN 6 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For For 7 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For For 8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For 9 ELECTION OF DIRECTOR: DR. HELMUT PANKE Mgmt For For For 10 ELECTION OF DIRECTOR: JON A. SHIRLEY Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 SHAREHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For POLICIES ON INTERNET CENSORSHIP. 13 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF ShrHoldr Against Against For BOARD COMMITTEE ON HUMAN RIGHTS.
NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK CUSIP 654902204 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROVAL OF THE ANNUAL ACCOUNTS. Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Acts Mgmt For For For 4 APPROVAL OF THE REMUNERATION TO THE Mgmt For For For MEMBERS OF THE BOARD OF DIRECTORS. 5 APPROVAL OF THE NUMBER OF THE MEMBERS OF Mgmt For For For THE BOARD OF DIRECTORS. 6.1 Elect Georg Ehrnrooth Mgmt For For For 6.2 Elect Lalita Gupte Mgmt For For For 6.3 Elect Bengt Holmstrom Mgmt For For For 6.4 Elect Henning Kagermann Mgmt For For For 6.5 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.6 Elect Per Karlsson Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 APPROVAL OF THE AUDITOR REMUNERATION. Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against
OPEN TEXT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OTEX CUSIP 683715106 12/06/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Re-elect P. Thomas Jenkins Mgmt For For For 1.2 Re-elect John Shackleton Mgmt For For For 1.3 Re-elect Randy Fowlie Mgmt For For For 1.4 Re-elect Brian Jackman Mgmt For For For 1.5 Re-elect Ken Olisa Mgmt For For For 1.6 Re-elect Stephen Sadler Mgmt For Withhold Against 1.7 Re-elect Michael Slaunwhite Mgmt For For For 1.8 Re-elect Gail Hamilton Mgmt For For For 2 Appointment of Auditor and Authority to Mgmt For For For Set Fees 3 Continuation and Amendments to Mgmt For For For Shareholders Rights Plan
ORACLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 11/02/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jeffrey Henley Mgmt For For For 1.2 Elect Lawrence Ellison Mgmt For For For 1.3 Elect Donald Lucas Mgmt For Withhold Against 1.4 Elect Michael Boskin Mgmt For For For 1.5 Elect Jack Kemp Mgmt For For For 1.6 Elect Jeffrey Berg Mgmt For For For 1.7 Elect Safra Catz Mgmt For Withhold Against 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect H. Raymond Bingham Mgmt For For For 1.10 Elect Charles Phillips, Jr. Mgmt For For For 1.11 Elect Naomi Seligman Mgmt For For For 2 Fiscal Year 2008 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding a Board ShrHoldr Against Against For Committee on Human Rights 5 STOCKHOLDER PROPOSAL ON AN OPEN SOURCE ShrHoldr Against Against For REPORT.
PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ralf Boer Mgmt For Withhold Against 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect John Nussbaum Mgmt For For For 1.7 Elect Michael Schrock Mgmt For For For 1.8 Elect Charles Strother Mgmt For For For 2 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For LLP AS INDEPENDENT AUDITORS. 3 APPROVAL OF THE PLEXUS CORP. 2008 Mgmt For For For LONG-TERM INCENTIVE PLAN.
QUALCOMM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Donald Cruickshank Mgmt For For For 1.3 Elect Raymond Dittamore Mgmt For For For 1.4 Elect Irwin Jacobs Mgmt For For For 1.5 Elect Paul Jacobs Mgmt For For For 1.6 Elect Robert Kahn Mgmt For For For 1.7 Elect Sherry Lansing Mgmt For For For 1.8 Elect Duane Nelles Mgmt For Withhold Against 1.9 Elect Marc Stern Mgmt For For For 1.10 Elect Brent Scowcroft Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
RESEARCH IN MOTION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RIMM CUSIP 760975102 07/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors (Slate) Mgmt For Withhold Against 2 Appointment of Auditor and Authority to Mgmt For For For Set Fees 3 Amendment to Stock Option Plan Mgmt For For For
SAP AG (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS SAP CUSIP 803054204 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 ELECTION TO THE SUPERVISORY BOARD Mgmt For For For 6 Authority to Trade in Company Stock Mgmt For For For 7 Authority to Issue Treasury Shares Mgmt For For For 8 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 9 Deletion of Article 4(11) Mgmt For For For 10 Amend Article 23(3) Mgmt For For For
SHANDA INTERACTIVE ENTERTAINMENT LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS SNDA CUSIP 81941Q203 12/18/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For TIANQIAO CHEN 2 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For DANIAN CHEN 3 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For QIANQIAN LUO 4 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For JINGSHENG HUANG 5 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For CHENGYU XIONG 6 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For BRUNO WU 7 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For JUN TANG 8 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For QUNZHAO TAN 9 ELECT THE DIRECTOR FOR THE ENSUING YEAR: Mgmt For For For GRACE WU
XEROX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Glenn Britt Mgmt For For For 1.2 Elect Ursula Burns Mgmt For For For 1.3 Elect Richard Harrington Mgmt For For For 1.4 Elect William Hunter Mgmt For For For 1.5 Elect Vernon Jordan, Jr. Mgmt For Withhold Against 1.6 Elect Robert McDonald Mgmt For Withhold Against 1.7 Elect Anne Mulcahy Mgmt For Withhold Against 1.8 Elect N.J. Nicholas, Jr. Mgmt For Withhold Against 1.9 Elect Ann Reese Mgmt For For For 1.10 Elect Mary Wilderotter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Voting for the Mgmt For For For Election of Directors 4 Shareholder Proposal Regarding ShrHoldr Against Against For Compliance with the Vendor Code of Conduct
ITEM 11: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON INTERNATIONAL EQUITY FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 ABB LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H0010V101 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Presentation of Accounts and Reports Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Ratification of Board and Management Acts Mgmt For Abstain Against 6 Allocation of Profits; Transfer of Mgmt For For For Reserves 7 Authority to Increase Conditional Capital Mgmt For For For 8 Authority to Reduce Capital and Par Mgmt For For For Value of Stock 9 Amendments to Articles Mgmt For For For 10 Amend Article 8(1) Mgmt For For For 11 Elect Hubertus von Grunberg Mgmt For For For 12 Elect Roger Agnelli Mgmt For Against Against 13 Elect Louis Hughes Mgmt For For For 14 Elect Hans Marki Mgmt For For For 15 Elect Michel de Rosen Mgmt For For For 16 Elect Michael Treschow Mgmt For For For 17 Elect Bernd Voss Mgmt For Against Against 18 Elect Jacob Wallenberg Mgmt For Against Against 19 Elect Ernst & Young AG as the Auditors Mgmt For Against Against for fiscal 2008
ACER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0004E108 06/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect J.T. Wang (ID: N100617472) as a Mgmt For For For Director of the Company 4 Elect Stan Shih (ID: N100407449) as a Mgmt For For For Director of the Company 5 Elect Gianfranco Lanci (ID: Y401054) as Mgmt For For For a Director of the Company 6 Elect Walter Deppeler (ID: F1486368) as Mgmt For For For a Director of the Company 7 Elect Hsin-I Lin (ID: D100805018) as a Mgmt For For For Director of the Company 8 Elect HUNG Rouan Mgmt For For For 9 Elect Philip PENG Mgmt For For For
10 Elect Carolyn Yeh (ID: A202395907) as a Mgmt For For For Supervisory Member of the Company 11 Elect George Huang (ID: A101313365) as a Mgmt For Against Against Supervisory Member of the Company 12 To accept 2007 Financial Statements and Mgmt For For For Business Report 13 To approve the proposal for distribution Mgmt For For For of 2007 profits 14 To approve the new issuance of common Mgmt For For For shares through capital increases 15 Merger & Acquisation Mgmt For For For 16 To approve amendments to the Articles of Mgmt For For For Incorporation 17 To approve issuance of discounted Mgmt For For For employee stock option 18 Amendments to the Procedural Rules of Mgmt For For For Acquisition/Disposal Assets 19 Amendments to Procedural Rules of Mgmt For For For Derivatives Financial Instruments Trading 20 Non-Compete Restrictions for Directors Mgmt For Against Against
ADIDAS SALOMON AGENCY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D0066B102 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Amendment to Supervisory Board Members' Mgmt For For For Fees 8 Authority to Increase Authorized Capital Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 11 Appointment of Auditor Mgmt For For For
ALLIANZ AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D03080112 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors
6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Authority to Trade in Company Stock Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Mgmt For For For Derivatives 10 Amendments to Articles Mgmt For For For 11 Intra-Company Contracts Mgmt For For For 12 Intra-Company Contracts Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
ALLIED IRISH BANKS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G02072117 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Re-appoint Mr. Kieran Crowley as a Mgmt For For For Director 5 Re-appoint Mr. Colm Doherty as a Director Mgmt For For For 6 Re-appoint Mr. Donal Forde as a Director Mgmt For For For 7 Re-appoint Mr. Dermot Gleeson as a Mgmt For For For Director 8 Re-appoint Mr. Stephen L. Kingon as a Mgmt For For For Director 9 Re-appoint Ms. Anne Maher as a Director Mgmt For For For 10 Re-appoint Mr. Daniel O Connor as a Mgmt For For For Director 11 Re-appoint Mr. John O Donnell as a Mgmt For For For Director 12 Re-appoint Mr. Sean O Driscoll as a Mgmt For For For Director 13 Re-appoint Mr. David Pritchard as a Mgmt For For For Director 14 Re-appoint Mr. Eugene J. Sheehy as a Mgmt For For For Director 15 Re-appoint Mr. Bernard Somers as a Mgmt For For For Director 16 Re-appoint Mr. Michael J. Sullivan as a Mgmt For Against Against Director 17 Re-appoint Mr. Robert G. Wilmers as a Mgmt For Against Against Director 18 Re-appoint Ms. Jennifer Winter as a Mgmt For For For Director 19 Authorize the Directors to determine the Mgmt For For For remuneration of the Auditor 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Reissue Treasury Shares Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 23 Amendments to Articles Regarding Mgmt For For For Electronic Communications 24 Amend the Articles of Association as Mgmt For For For specified 25 Shareholder Proposal Regarding ShrHoldr Against Against For Appointment to the Board 26 Non-Voting Agenda Item N/A N/A N/A N/A
AMERICA MOVIL SA DE CV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P0280A101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors (Series L) Mgmt For Abstain Against 2 Election of Meeting Delegates (Special Mgmt For For For Meeting)
AMERICA MOVIL SA DE CV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P0280A101 10/29/2007 Non-Voting MEETING TYPE COUNTRY OF TRADE Annual Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
ARCELOR MITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L0302D103 11/05/2007 Take No Action MEETING TYPE COUNTRY OF TRADE Special Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the merger by absorption of Mgmt For TNA N/A ArcelorMittal 2 Ratification of Board and Auditor Acts; Mgmt For TNA N/A Location of Company's Books and Records 3 Non-Voting Meeting Note N/A N/A TNA N/A
ARCELORMITTAL SA, LUXEMBOURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L0302D129 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Grant discharge to the Directors for the Mgmt For For For FY 2007 8 Resignation of Directors Mgmt For For For 9 Elect Lewis B. Kaden Mgmt For For For 10 Elect Ignacio Fernandez Toxo Mgmt For For For 11 Elect Antoine Spillmann Mgmt For For For 12 Elect Malay Mukherjee Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Stock Option Plan Mgmt For For For 16 Employee Share Purchase Plan Mgmt For For For 17 Authority to Increase Authorized Capital Mgmt For For For
ATWOOD OCEANICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ATW CUSIP 050095108 02/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Deborah Beck Mgmt For For For 1.2 Elect George Dotson Mgmt For For For 1.3 Elect John Irwin Mgmt For For For 1.4 Elect Robert Burgess Mgmt For For For 1.5 Elect Hans Helmerich Mgmt For For For 1.6 Elect James Montague Mgmt For For For 2 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 3 Increase in Authorized Common Stock Mgmt For For For 4 Early Election to the Texas Business Mgmt For For For Organization Code
AU OPTRONICS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0451X104 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accept 2007 Business Report and Mgmt For For For Financial Statements. 6 Accept the proposal for the distribution Mgmt For For For of 2007 profits. 7 Authority to Increase Paid-in Capital Mgmt For For For 8 Amendments to Procedural Rules of Mgmt For For For Election of Directors and Supervisors 9 Non-Compete Restrictions for Directors Mgmt For Against Against 10 Extraordinary Motions. Mgmt For Against Against
AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0683Q109 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive the annual report and accounts Mgmt For For For 2 Declare a final dividend Mgmt For For For 3 Elect Mr. Nikhesh Arora Mgmt For For For 4 Elect Mr. Scott Wheway Mgmt For For For 5 Re-elect Mr. Philip Scott Mgmt For For For 6 Re-elect Mr. Andrew Moss Mgmt For For For 7 Re-elect Mr. Colin Sharman Mgmt For For For 8 Re-appoint Ernst and Young LLP Mgmt For For For
9 Authorize the Directors to determine the Mgmt For For For Auditor s remuneration 10 Approve the renewal of the authority to Mgmt For For For allot unissued shares 11 Approve the renewal of the to make non Mgmt For For For pre-emptive share allotments 12 Approve the Directors remuneration Mgmt For For For report 13 Adopt the new Articles of Association Mgmt For For For 14 Amend the Aviva Annual Bonus Plan 2005 Mgmt For For For 15 EU Political Donations Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Repurchase 8 3/4% Mgmt For For For Preference Shares 18 Authority to Repurchase 8 3/8% Mgmt For For For Preference Shares
BANCO BRADESCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P1808G117 03/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Election of Directors Mgmt For For For 5 Elect the Members of the Finance Mgmt For Against Against Committee 6 Non-Voting Agenda Item N/A N/A N/A N/A
BANCO ITAU HOLDING FINANCIERA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P1391K111 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect the Members of the Board of Mgmt For For For Directors 6 Elect the Members of the Finance Mgmt For For For Committee and respective substitute 7 Non-Voting Agenda Item N/A N/A N/A N/A
BANCO SANTANDER CENTRAL HISPANO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E19790109 06/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification of Mgmt For For For Board Acts 4 Application of results from Fiscal Year Mgmt For For For 2007. 5 Ratification of the appointment of Mr. Mgmt For For For Juan Rodriguez Inciarte. 6 Re-election of Mr. Luis Alberto Mgmt For For For Salazar-Simpson Bos. 7 Re-election of Mr. Luis Angel Rojo Duque. Mgmt For For For 8 Re-election of Mr. Emilio Botin-Sanz de Mgmt For For For Sautuola y Garcia de los Rios. 9 Re-election of the Auditor of Accounts Mgmt For For For for Fiscal Year 2008. 10 Authority to Repurchase Shares Mgmt For For For 11 Approval, if appropriate, of new Bylaws Mgmt For For For and abrogation of current Bylaws. 12 Amendments to General Meeting Regulations Mgmt For For For 13 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 14 Authority to Issue Convertible Mgmt For For For Securities w/ or w/out Preemptive Rights 15 Authority to Issue Debt Instruments Mgmt For For For 16 Remuneration Report (Directors and Mgmt For For For Employees of the Group) 17 Stock Purchase Plan (Employees of Abbey Mgmt For For For National Plc) 18 Authority to Carry Out Formalities Mgmt For For For
BANCO SANTANDER CENTRAL HISPANO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E19790109 07/27/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Increase Capital Mgmt For For For 3 Authority to Issue Convertible Debt Mgmt For For For Instruments 4 Authority to Carry Out Formalities Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the 2007 annual report of the Mgmt For For For Bank 2 Approve the 2007 working report of the Mgmt For For For Board of Directors of the Bank
3 Approve the 2007 working report of the Mgmt For For For Board of Supervisors of the Bank 4 Approve the 2007 annual financial Mgmt For For For statements of the Bank 5 Approve the 2008 annual budget of the Mgmt For For For Bank 6 Approve the 2007 Profit Distribution Mgmt For For For Plan of the Bank 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Elect Frederick Anderson GOODWIN Mgmt For For For 9 Fees for XIAO Gang Mgmt For For For 10 Fees for LI Lihui Mgmt For For For 11 Fees for LI Zhaohang Mgmt For For For 12 Approve the 2007 Performance Appraisal Mgmt For For For and Bonus Plan for Mr. HUA Qingshan 13 Fees for LIU Zhiqiang Mgmt For For For 14 Fees for WANG Xueqiang and LIU Wanming Mgmt For For For 15 Non-executive Directors' Fee Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Issuance of Bond Mgmt For For For
BANK OF NOVA SCOTIA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 064149107 03/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Mr. Ronald A. Brenneman as a Mgmt For For For Director 2 Elect Mr. C.J. Chen as a Director Mgmt For For For 3 Elect Ms. N. Ashleigh Everett as a Mgmt For For For Director 4 Elect Mr. John C. Kerr as a Director Mgmt For For For 5 Elect Hon. Michael J.L. Kirby as a Mgmt For For For Director 6 Elect Mr. Laurent Lemaire as a Director Mgmt For For For 7 Elect Mr. John T. Mayberry as a Director Mgmt For For For 8 Elect Ms. Elizabeth Parr-Johnston as a Mgmt For For For Director 9 Elect Mr. Alexis E. Rovzar De La Torre Mgmt For For For as a Director 10 Elect Mr. Arthur R.A. Scace as a Director Mgmt For For For 11 Elect Mr. Allan C. Shaw as a Director Mgmt For For For 12 Elect Mr. Paul D. Sobey as a Director Mgmt For For For 13 Elect Ms. Barbara S. Thomas as a Director Mgmt For For For 14 Elect Mr. Richard E. Waugh as a Director Mgmt For For For 15 Appoint KPMG LLP as the Auditors Mgmt For For For 16 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation 17 Shareholder Proposal Regarding Dividend ShrHoldr Against Against For Policy 18 Shareholder Proposal Regarding Voting ShrHoldr Against Against For Rights
19 Shareholder Proposal Regarding Payments ShrHoldr Against Against For to the Employee Pension Fund in the Event of a Change of Control 20 Shareholder Proposal Regarding Gender ShrHoldr Against Against For Representation on the Board of Directors 21 Shareholder Proposal Regarding Comparing ShrHoldr Against Against For Executive Pay to Average Employee Wage 22 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Executive and Director Compensation 23 Shareholder Proposal Regarding Exercise ShrHoldr Against Against For of Stock Options 24 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Interests in Hedge Funds and Subprime Mortgage Loans 25 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 26 Shareholder Proposal Regarding Nominee ShrHoldr Against Against For Selection 27 Shareholder Proposal Regarding a Review ShrHoldr Against Against For of Past Compensation Programs 28 Shareholder Proposal Regarding Deferral ShrHoldr Against Against For of Executive Compensation to Charity 29 Shareholder Proposal Regarding Majority ShrHoldr Against For Against Voting
BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the Directors remuneration Mgmt For Against Against report for the YE 31 DEC 2007 3 Re-elect Mr. David Booth as a Director Mgmt For For For of the Company 4 Re-elect Sir Michael Rake as a Director Mgmt For For For of the Company 5 Re-elect Mr. Patience Wheat Croft as a Mgmt For For For Director of the Company 6 Re-elect Mr. Fulvio Conti as a Director Mgmt For For For of the Company 7 Re-elect Mr. Gary Hoffman as a Director Mgmt For For For of the Company 8 Re-elect Sir John Sunderland as a Mgmt For For For Director of the Company 9 Re-elect Sir Nigel Rudd as a Director of Mgmt For For For the Company 10 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For For the Auditors of the Company 11 Authorize the Directors to set the Mgmt For For For remuneration of the Auditors 12 EU Political Donations Mgmt For For For
13 Approve to renew the authority given to Mgmt For For For the Directors to allot securities 14 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 15 Approve to renew the Company s authority Mgmt For For For to purchase its own shares 16 Authorize the off-market purchase of Mgmt For For For staff shares 17 Authorize the creation of preference Mgmt For For For shares 18 Adopt the new Articles of Association of Mgmt For For For the Company
BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Other United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Create and Issue Preference Mgmt For For For Shares
BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 09/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Other United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of Preference Shares Mgmt For For For
BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 09/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of the Merger Agreement Mgmt For For For 2 Approval of Preference Shares Mgmt For For For 3 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 4 Authority to Issue Shares w/o Preemptive Mgmt For For For Shares 5 Authority to Repurchase Shares Mgmt For For For 6 Cancellation of Share Premium Account Mgmt For For For
BCO POPULAR ESP (POST TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E19550206 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 4 Elect Jose Maria Lucia Aguirre Mgmt For For For 5 Elect Vicente Tardio Barutel Mgmt For For For 6 Re-election of Ms. Angel Ron Guimil as a Mgmt For For For member of the Board of Directors 7 Elect Americo Ferreira de Amorim Mgmt For For For 8 Elect Roberto Higuera Montejo Mgmt For For For 9 Elect Eric Gancedo Mgmt For Against Against 10 Elect Casimiro Molins Mgmt For For For 11 Elect Luis Montuenga Mgmt For For For 12 Elect Manuel Morillo Mgmt For For For 13 Elect Miguel Nigorra Mgmt For For For 14 Elect Jose Ramon Rodriguez Mgmt For Against Against 15 Elect Vicente Santana Mgmt For Against Against 16 Elect Miguel Angel Solis Mgmt For Against Against 17 Re-election of Mr. Herbert Walter as a Mgmt For For For member of the Board of Directors 18 Elect Roberto Higuera Montejo Mgmt For For For 19 Appointment of Auditor Mgmt For Against Against 20 Authority to Repurchase Shares Mgmt For For For 21 Remuneration Report Mgmt For Abstain Against 22 Authority to Carry Out Formalities Mgmt For For For 23 Report on Amendments to Board of Mgmt Abstain Abstain For Directors Regulations 24 Presentation of Management Report Mgmt Abstain Abstain For 25 Non-Voting Meeting Note N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A
BEIERSDORF AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D08792109 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits and Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of the Auditors for the 2008 Mgmt For For For FY: Ernst + Young AG, Stuttgart 8 Authority to Repurchase Shares Mgmt For For For 9 Intra-Company Contracts Mgmt For For For
BILFINGER BERGER TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D11648108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of Auditor Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Elections to the Supervisory Board: Mr. Mgmt For For For Hans Bauer 10 Elections to the Supervisory Board: Dr. Mgmt For For For Horst Dietz 11 Elections to the Supervisory Board: Dr. Mgmt For For For John Feldmann 12 Elections to the Supervisory Board: Mgmt For For For Prof. Dr. Hermut Kormann 13 Elections to the Supervisory Board: Mr. Mgmt For For For Thomas Pleines 14 Elections to the Supervisory Board: Mgmt For For For Dr.-Ing. E.h. Rudolf Rupprecht 15 Elections to the Supervisory Board: Mr. Mgmt For For For Bernhard Schreier 16 Elections to the Supervisory Board: Mr. Mgmt For For For Udo Stark 17 Elections to the Supervisory Board: Mgmt For For For Prof. Dr. Klaus Truetzschler 18 Elections to the Supervisory Board: Mr. Mgmt For For For Bernhard Walter 19 Elections to the Supervisory Board: Dr. Mgmt For For For jur. Peter Thomsen (substitute) 20 Corporate Restructuring Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For
BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F1058Q238 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Consolidated Accounts and Reports Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Appoints Mrs. Daniela Weber Rey as a Mgmt For For For Director for a 3 year period 9 Elect Francois Grappotte Mgmt For For For 10 Elect Jean-Francois Lepetit Mgmt For For For 11 Elect Suzanne Berger Keniston Mgmt For For For 12 Elect Helene Ploix Mgmt For For For 13 Elect Baudouin Prot Mgmt For Against Against 14 Authority to Carry Out Formalities Mgmt For For For 15 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 16 Authority to Issue Shares and Mgmt For For For Convertible Securities w/out Preemptive Rights
17 Authority to Issue Shares and Mgmt For For For Convertible Securities in Case of Exchange Offer 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 19 Global Ceiling on Capital Increases Mgmt For For For w/out Preemptive Rights 20 Authority to Increase Capital through Mgmt For For For Capitalizations 21 Global Ceiling on Capital Increases w/ Mgmt For For For or w/out Preemptive Rights 22 Authority to Issue Shares under Employee Mgmt For For For Savings Plan 23 Authority to Issue Restricted Stock to Mgmt For For For Employees 24 Authority to Grant Stock Options Mgmt For For For 25 Authority to Cancel Shares and Reduce Mgmt For For For Capital 26 Amend the Article Number 18 of the By Mgmt For For For Laws 27 Authority to Carry Out Formalities Mgmt For For For
BOMBARDIER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 097751200 06/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Other Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Mr. Laurent Beaudoin as a Director Mgmt For For For 3 Elect Mr. Pierre Beaudoin as a Director Mgmt For For For 4 Elect Mr. Andre Berard as a Director Mgmt For Against Against 5 Elect Mr. J.R. Andre Bombardier as a Mgmt For For For Director 6 Elect Mr. Janine Bombardier as a Director Mgmt For For For 7 Elect Mr. L. Denis Desautels as a Mgmt For For For Director 8 Elect Mr. Jean-Louis Fontaine as a Mgmt For For For Director 9 Elect Mr. Jane F. Garvey as a Director Mgmt For For For 10 Elect Mr. Daniel Johnson as a Director Mgmt For For For 11 Elect Mr. Jean C. Monty as a Director Mgmt For For For 12 Elect Mr. Andre Navarri as a Director Mgmt For For For 13 Elect Mr. Carlos E. Represas as a Mgmt For For For Director 14 Elect Mr. Jean-Pierre Rosso as a Director Mgmt For For For 15 Elect Mr. Heinrich Weiss as a Director Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Dividend ShrHoldr Against Against For Policy 18 Shareholder Proposal Regarding Voting ShrHoldr Against Against For Rights 19 Shareholder Proposal Regarding Payments ShrHoldr Against Against For to the Employee Pension Fund in Event of a Change in Control
20 Shareholder Proposal Regarding Gender ShrHoldr Against Against For Equality on the Board 21 Shareholder Proposal to Compare ShrHoldr Against Against For Executive Pay to Average Employee Wage 22 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Executive and Director Compensation 23 Shareholder Proposal Regarding Exercise ShrHoldr Against Against For of Stock Options 24 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting
BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G12793108 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive the Director s annual report and Mgmt For For For accounts 2 Approve the Directors remuneration report Mgmt For Against Against 3 Re-elect Mr. A Burgmans as a Director Mgmt For For For 4 Re-elect Mrs. C.B. Carroll as a Director Mgmt For For For 5 Re-elect Sir William Castell as a Mgmt For For For Director 6 Re-elect Mr. I.C. Conn as a Director Mgmt For For For 7 Re-elect Mr. G. David as a Director Mgmt For For For 8 Re-elect Mr. E.B. Davis, Jr. as a Mgmt For For For Director 9 Re-elect Mr. D.J. Flint as a Director Mgmt For For For 10 Re-elect Dr. B.E. Grote as a Director Mgmt For For For 11 Re-elect Dr. A.B. Hayward as a Director Mgmt For For For 12 Re-elect Mr. A.G. Inglis as a Director Mgmt For For For 13 Re-elect Dr. D.S. Julius as a Director Mgmt For Against Against 14 Re-elect Sir Tom McKillop as a Director Mgmt For For For 15 Re-elect Sir Ian Proser as a Director Mgmt For For For 16 Re-elect Mr. P.D. Sutherland as a Mgmt For For For Director 17 Appointment of Auditor and Authority to Mgmt For For For Set Fees 18 Adopt new Articles of Association Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Approve to give limited authority to Mgmt For For For allot shares up to a specified amount 21 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights
BRASIL TELECOM SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P18430101 03/18/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Statutory Audit Committee; Mgmt For For For Fees
CANADIAN NATIONAL RAILWAYS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 136375102 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Mr. Michael R. Armellino as a Mgmt For For For Director 4 Elect Mr. A. Charles Baillie as a Mgmt For For For Director 5 Elect Hugh J. Bolton as a Director Mgmt For Against Against 6 Elect Mr. J.V. Raymond Cyr as a Director Mgmt For For For 7 Elect Mr. Gordon D. Giffin as a Director Mgmt For For For 8 Elect Mr. James K. Gray as a Director Mgmt For For For 9 Elect Mr. E. Hunter Harrison as a Mgmt For For For Director 10 Elect Mr. Edith E. Holiday as a Director Mgmt For For For 11 Elect Mr. V. Maureen Kempston as a Mgmt For Against Against Director 12 Elect Mr. Robert H. Lee as a Director Mgmt For For For 13 Elect Mr. Denis Losier as a Director Mgmt For For For 14 Elect Mr. Edward C. Lumely as a Director Mgmt For For For 15 Elect Mr. David G.A. McLean as a Director Mgmt For For For 16 Elect Mr. Robert Pace as a Director Mgmt For For For 17 Ratify KPMG LLP as the Auditors Mgmt For For For 18 Shareholder Proposal Regarding Release ShrHoldr Against Against For of Commissioned Environmental Studies 19 Non-Voting Agenda Item N/A N/A N/A N/A
CATCHER TECHNOLOGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1148A101 09/10/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Stock w/ or w/out Mgmt For For For Preemptive Rights 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
CEMEX SA DE CV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P22561321 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Profits/Dividends; Mgmt For Abstain Against Authority to Repurchase Shares 3 Authority to Increase Capital through Mgmt For For For Capitalization of Reserves 4 Election of Directors Mgmt For Against Against 5 Directors' Fees Mgmt For For For 6 Election of Meeting Delegates Mgmt For For For
CHINA AGRI-INDUSTRIES HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1375F104 05/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Re-elect Mr. Yue Guojun as an Executive Mgmt For For For Director of the Company 3 Re-elect Mr. Chi Jingtao as a Mgmt For For For Non-Executive Director of the Company 4 Re-elect Mr. Ma Wangjun as a Mgmt For For For Non-Executive Director of the Company 5 Elect Patrick V. Vizzone Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Re-appoint the Auditors and authorize Mgmt For For For the Board to fix their remunerations 8 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Repurchased Shares Mgmt For For For
CHINA AGRI-INDUSTRIES HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1375F104 05/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ADM Mutual Supply Agreement Mgmt For For For
CHINA CONSTRUCTION BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1397N101 06/12/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve the 2007 report of the Board of Mgmt For For For Directors 3 Approve the 2007 report of the Board of Mgmt For For For Supervisors 4 Approve the 2007 final financial accounts Mgmt For For For 5 Approve the 2008 capital expenditure Mgmt For For For budget 6 Allocation of Profits/Dividends Mgmt For For For 7 Appoint the Auditors for 2008 Mgmt For For For 8 Directors' and Supervisors' Fees Mgmt For For For 9 Approve the proposed resolution on the Mgmt For For For issue of Subordinated Bonds 10 Appoint Ms. Xin Shusen as an Executive Mgmt For For For Director of the Bank
CHINA COSCO HOLDINGS CO., LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1455B106 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividends Mgmt For Abstain Against 5 Appointment of Auditor and Authority to Mgmt For For For Set Fees 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect WEI Jiafu Mgmt For For For 8 Elect ZHANG Fusheng Mgmt For For For 9 Elect CHEN Hongsheng Mgmt For For For 10 Elect LI Jianhong Mgmt For For For 11 Elect XU Lirong Mgmt For For For 12 Elect ZHANG Liang Mgmt For For For 13 Elect SUN Yueying Mgmt For For For 14 Elect LI Boxi Mgmt For For For 15 Elect Alexander R. Hamilton Mgmt For For For 16 Elect CHENG Mo Chi Mgmt For For For 17 Elect TEO Siong Seng Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Elect Mr. LI Yupeng Mgmt For For For 20 Elect Mr. LI Zonghao Mgmt For For For 21 Elect Mr. YU Shicheng Mgmt For For For 22 Elect Mr. KOU Wenfeng Mgmt For For For
CHINA COSCO HOLDINGS CO., LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1455B106 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Guarantee between the Company and Mgmt For For For Shandong Province Branch of Bank of China 2 NACKS 13,350 TEU Vessel Agreements Mgmt For For For
3 COSCO Shipyard Group Vessel Novation Mgmt For For For Agreements 4 NACKS 205,000 DWT Vessel Novation Mgmt For For For Agreements
CHINA MOBILE (HONG KONG) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y14965100 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare an ordinary final dividend for Mgmt For For For the YE 31 DEC 2007 3 Declare a special final dividend for the Mgmt For For For YE 31 DEC 2007 4 Re-elect Mr. Lu Xiangdong as a Director Mgmt For For For 5 Re-elect Mr. Xue Taohai as a Director Mgmt For For For 6 Re-elect Mr. Huang Wenlin as a Director Mgmt For For For 7 Re-elect Mr. Xin Fanfei as a Director Mgmt For For For 8 Re-elect Mr. Lo Ka Shui as a Director Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
CHINA ORIENTAL GROUP COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G2108V101 10/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Removal of Chen Ningning Mgmt For Against Against 2 Shareholder Proposal Regarding Board ShrHoldr Against Against For Composition
CHINA ORIENTAL GROUP COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G2108V101 10/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Shareholder Proposal Regarding ShrHoldr Against Against For Revocation of Authority to Issue Shares
CHINA POWER INTERNATIONAL DEVELOPMENT LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1508G102 07/27/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Related-party Transaction Mgmt For For For
CHINA SHIPPING DEVELOPMENT CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1503Y108 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the 2007 report of the Board of Mgmt For For For Directors of the Company 2 Approve the 2007 report of the Mgmt For For For Supervisory Committee of the Company 3 Accounts and Reports Mgmt For For For 4 Approve the 2007 dividend distribution Mgmt For For For plan of the Company 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority to Mgmt For For For Set Fees
CHINA STEEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y15041109 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Approve the 2007 business report and Mgmt For For For financial statements 6 Allocation of Profits/Dividends Mgmt For For For 7 Approve the capitalization of 2007 Mgmt For For For dividends sharing 8 Amend the Articles of Incorporation Mgmt For For For 9 Approve Acquisition Mgmt For For For 10 Authority to Issue New Shares Mgmt For For For 11 Amendments to Procedural Rules of Mgmt For For For Shareholders' Meetings 12 Amendments to Procedural Rules for Mgmt For For For Acquisition/Disposal of Assets 13 Non-Compete Restrictions for Directors Mgmt For Against Against 14 Non-Voting Agenda Item N/A N/A N/A N/A
CHINA VANKE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y77421108 09/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the matters in respect of the Mgmt For For For corporate bond issuance 2 Amend the Company s Articles of Mgmt For For For Association
CNOOC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1662W117 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare a final dividend for the YE 31 Mgmt For For For DEC 2007 3 Re-elect Mr. Fu Chengyu as a Executive Mgmt For For For Director 4 Re-elect Mr. Zhou Shouwei as a Executive Mgmt For For For Director 5 Re-elect Mr. Yang Hua as a Executive Mgmt For For For Director 6 Re-elect Professor Lawrence J. Lau as a Mgmt For For For Independent Non-Executive Director 7 Elect Mr. Wang Tao as a new Independent Mgmt For For For Non-Executive Director 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
COCA-COLA HELLENIC BOTTLING COMPANY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X1435J105 06/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Ratification of Directors' and Auditors' Mgmt For Abstain Against Reports 5 Directors' Fees Mgmt For Abstain Against 6 Elect the Auditors for the FY 2008 and Mgmt For Abstain Against approve to determine their salaries 7 Approve the distribution of profits for Mgmt For For For the FY 2007 8 Election of Directors Mgmt For For For 9 Change in Company Name Mgmt For For For 10 Conversion of Bearer Shares Mgmt For For For 11 Amendments to Articles Regarding the Mgmt For For For Issuance of Bonds 12 Amendment to Articles Regarding the Mgmt For For For General Meeting 13 Amendments to Articles Mgmt For For For 14 Amendment to Stock Option Plan Mgmt For Abstain Against
COMMERZBANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D15642107 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For the Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of Auditor Mgmt For For For 8 Appointment of Auditor for Interim Mgmt For For For Statements 9 Election of Supervisory Board Members Mgmt For For For 10 Authority to Trade in Company Stock Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Repurchase Shares Using Mgmt For For For Equity Derivates 13 Increase in Authorized Capital Mgmt For Against Against 14 Authority to Issue Convertible Debt Mgmt For Against Against Instruments; Conditional Capital 2008/I 15 Authority to Issue Convertible Debt Mgmt For Against Against Instruments; Conditional Capital 2008/II 16 Intra-company Contract Mgmt For For For 17 Intra-company Contract Mgmt For For For
COMPANHIA VALE DO RIO DOCE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P2605D109 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect the Members of the Finance Mgmt For Against Against Committee 7 Approve the Directors and Finance Mgmt For For For Committee s global remuneration 8 Approval of the Protocol and Mgmt For For For Justification of Merger 9 Appointment of Appraiser Mgmt For For For 10 Approval of Valuation Report Mgmt For For For 11 Merger by Absorption Mgmt For For For
COMPANHIA VALE DO RIO DOCE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P2605D109 08/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Stock Split Mgmt For For For 5 Consolidation of Amendments to Articles Mgmt For For For 6 Acquisition of AMCI Holdings Australia Mgmt For For For 7 Approve, the substitution of a full Mgmt For For For Member of the Board of Directors
COMPANIA SANEAMENTO BASICO SAO PAULO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P8228H104 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Mix Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Approve the destination of the year end Mgmt For For For results of 2007 4 Election of Directors; Election of Mgmt For For For Members of Statutory Audit Committee 5 Authority to Increase Capital through Mgmt For For For Capitalization of Reserves 6 Amendments to Articles to Reflect Mgmt For For For Increase in Capital 7 Amendments to Articles to Reflect Mgmt For For For Increase in Authorized Capital
COMPANIA SANEAMENTO BASICO SAO PAULO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P8228H104 07/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Director Mgmt For For For 3 Re-ratification of Restated Accounts and Mgmt For For For Reports 4 Re-ratification of Restated Profit Mgmt For For For Distribution Policy
CONTROLADORA COMMERCIAL MEXICANA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P3097R168 04/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Election of Directors; Fees Mgmt For For For 4 Election of Meeting Delegates Mgmt For For For
DAIMLERCHRYSLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D1668R123 04/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For Abstain Against Managing Directors 6 Ratification of the acts of the Mgmt For Abstain Against Supervisory Board 7 Appointment of the Auditors for the 2008 Mgmt For For For FY: KPMG, Berlin 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 10 Resolution on the election of new Mgmt For For For members of the Supervisory Board 11 Compensation Policy Mgmt For For For 12 Authorized Capital I Mgmt For For For 13 Authorized Capital II Mgmt For For For 14 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 15 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 16 Shareholder Proposal Regarding Director ShrHoldr Against Against For Mandate Limits 17 Shareholder Proposal Regarding Separate ShrHoldr Against Against For Counting of Votes 18 Shareholder Proposal Regarding the ShrHoldr Against Against For Minutes of the Annual Meeting 19 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 20 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 21 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 22 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 23 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 24 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 25 Shareholder Proposal Regarding Damage ShrHoldr Against Against For Claims 26 Non-Voting Meeting Note N/A N/A N/A N/A
DAIMLERCHRYSLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D1668R123 10/04/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For 4 Shareholder Proposal Regarding Change of ShrHoldr Against Against For Company Name 5 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 6 Shareholder Proposal Regarding a Vote of ShrHoldr Against Against For No Confidence 7 Shareholder Proposal Regarding the ShrHoldr Against Against For Location of the Annual Meeting 8 Shareholder Proposal Regarding ShrHoldr Against Against For Directors' Age Limit 9 Shareholder Proposal Regarding Director ShrHoldr Against Against For Mandate Limits 10 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholders' Right to Comment 11 Shareholder Proposal Regarding Separate ShrHoldr Against Against For Counting of Votes 12 Shareholder Proposal Regarding the ShrHoldr Against Against For Minutes of the Annual Meeting 13 Shareholder Proposal Regarding the ShrHoldr Against Against For Conversion of Legal Form 14 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 15 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 16 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 17 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 18 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit 19 Shareholder Proposal Regarding a Special ShrHoldr Against Against For Audit
DENSO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J12075107 06/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Approve Purchase of Own Shares Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Approve Issuance of Share Acquisition Mgmt For Against Against Rights as Stock Options 17 Approve Payment of Bonuses to Directors Mgmt For For For and Corporate Auditors
DEUTSCHE POST AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D19225107 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elections to the Supervisory Board- Mgmt For For For Prof. Dr. Wulf Von Schimmelmann 10 Amendments to Articles Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A
E ON AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D24909109 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Elect Mr. Ulrich Hartmann as a member of Mgmt For Against Against the Supervisory Board 8 Elect Mr. Ulrich Hocker as a member of Mgmt For For For the Supervisory Board 9 Elect Prof. Dr. Ulrich Lehner as a Mgmt For Against Against member of the Supervisory Board 10 Elect Mr. Bard Mikkelsen as a member of Mgmt For For For the Supervisory Board 11 Elect Dr. Henning Schulte-Noelle as a Mgmt For Against Against member of the Supervisory Board 12 Elect Ms. Karen de Segundo as a member Mgmt For For For of the Supervisory Board 13 Elect Dr. Theo Siegert as a member of Mgmt For For For the Supervisory Board 14 Elect Prof. Dr. Wilhelm Simson as a Mgmt For For For member of the Supervisory Board 15 Elect Georg Freiherr von Waldenfels Mgmt For For For 16 Elect Mr. Werner Wenning as a member of Mgmt For For For the Supervisory Board 17 Appointment of Auditor Mgmt For For For
18 Authority to Repurchase Shares Mgmt For For For 19 Dematerialization of Bearer Shares Mgmt For For For 20 Stock Split Mgmt For For For 21 Amendments to Articles Mgmt For For For 22 Intra-Company Contracts Mgmt For For For 23 Intra-Company Contracts Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A
ENERGY RESOURCES OF AUSTRALIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q35254111 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Approve the remuneration report for the Mgmt For Against Against FYE 31 DEC 2007 4 Amend Rule 10.2 of the Company s Mgmt For For For Constitution, as specified 5 Re-elect Richard Carter Mgmt For For For 6 Re-elect Helen Garnett Mgmt For For For
EZRA HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2401G108 08/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Issuance of Bonus Shares Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For 3 Approve Disposal of Shares Mgmt For For For
EZRA HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2401G108 12/24/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect GOH Gaik Choo Mgmt For For For 4 Elect LEE Chye Tek Lionel Mgmt For For For 5 Elect TEO Peng Huat Mgmt For For For 6 Elect TAY Chin Kwang Mgmt For Against Against 7 Elect NGO Get Ping Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares Under Share Mgmt For For For Option Scheme 13 Authority to Repurchase Shares Mgmt For For For
FINMECCANICA SPA, ROMA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T4502J151 06/05/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Designation of the number of members of Mgmt For TNA N/A the Board of Directors. 4 Designation of the term of office of the Mgmt For TNA N/A Board of Directors. 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Election of Directors (Slate) Mgmt For TNA N/A 7 Election of Directors Mgmt For TNA N/A 8 Appointment of the Chairman of the Board Mgmt For TNA N/A of Directors. 9 Indication of the emoluments of the Mgmt For TNA N/A Board of Directors.
FORTIS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B4399L102 04/29/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Dividend Policy Mgmt Abstain TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Allocation of Profits/Dividends (2007) Mgmt For TNA N/A 9 Ratification of Board Acts Mgmt For TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Elect Maurice Lippens Mgmt For TNA N/A 12 Elect Jacques Manardo Mgmt For TNA N/A 13 Elect Rana Talwar Mgmt For TNA N/A 14 Elect Jean-Paul Votron Mgmt For TNA N/A 15 Elect Louis Cheung Chi Yan Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Authority to Repurchase Shares Mgmt For TNA N/A 18 Amend the Article 3 of the Articles of Mgmt Abstain TNA N/A Association aas specifieda 19 Authority to Increase Authorized Capital Mgmt For TNA N/A 20 Amendments to Articles Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A
FORTIS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B4399L102 04/29/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Accounts and Reports Mgmt For TNA N/A 8 Approve the profit appropriation of the Mgmt For TNA N/A Company for the FY 2006 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Dividend Policy Mgmt Abstain TNA N/A 11 Approve to discharge the Members of the Mgmt For TNA N/A Board of Directors for the FY 2007 12 Approve to discharge the Auditor for the Mgmt For TNA N/A FY 2007 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Elect Maurice Lippens Mgmt For TNA N/A 15 Elect Jacques Manardo Mgmt For TNA N/A 16 Elect Rana Talwar Mgmt For TNA N/A 17 Elect Jean-Paul Votron Mgmt For TNA N/A 18 Elect Louis Cheung Chi Yan Mgmt For TNA N/A 19 Appointment of Auditor Mgmt For TNA N/A 20 Authority to Repurchase Shares Mgmt For TNA N/A 21 Authority to Issue Repurchased Shares Mgmt For TNA N/A 22 Non-Voting Agenda Item N/A N/A TNA N/A 23 Amend Article 9 Articles of Association Mgmt For TNA N/A as specified 24 Amendments to Articles Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A
FRESENIUS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D27348123 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Elect Roland Berger Mgmt For For For 8 Elect Gerd Krick Mgmt For For For 9 Elect Klaus-Peter Muller Mgmt For Against Against 10 Elect Gerhard Rupprecht Mgmt For For For 11 Elect Dieter Schenk Mgmt For Against Against 12 Elect Karl Scheider Mgmt For Against Against 13 Elect Dario Anselmo Ilossi Mgmt For For For 14 Elect Konrad Kolbl Mgmt For For For 15 Elect Wihelm Sachs Mgmt For For For 16 Elect Stefan Schubert Mgmt For For For 17 Elect Rainer Stein Mgmt For For For 18 Elect Niko Stumpfogger Mgmt For For For 19 Elect Barbara Glos Mgmt For For For 20 Elect Christa Hecht Mgmt For For For 21 Elect Heimo Messerschmidt Mgmt For For For 22 Elect Loris Reani Mgmt For For For 23 Elect Sabine Schaake Mgmt For For For 24 Elect Birgit Schade Mgmt For For For 25 Supervisory Board Members' Fees Mgmt For For For 26 Appointment of Auditors for the 2008 FY: Mgmt For For For KPMG, Frankfurt 27 Stock Option Plan Mgmt For For For 28 Amendments to Stock Option Plans Mgmt For For For
29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Non-Voting Meeting Note N/A N/A N/A N/A
FUGRO N.V. (FORMERLY FUGRO-MCCLELLAND N.V.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N3385Q197 05/14/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Report of the Supervisory and Management Mgmt Abstain TNA N/A Boards 5 Adopt the 2007 annual accounts Mgmt For TNA N/A 6 Ratification of Management Board Acts Mgmt For TNA N/A 7 Ratification of Supervisory Board Acts Mgmt For TNA N/A 8 Approve the policy on reserves and Mgmt Abstain TNA N/A dividend 9 Approve the appropriation of the 2007 Mgmt For TNA N/A profits 10 Re-appoint a Member of the Board of Mgmt For TNA N/A Management 11 Approve the remuneration Board of Mgmt For TNA N/A Management remuneration policy 12 Approve the Stock Option Scheme Mgmt For TNA N/A 13 Authority to Repurchase Shares Mgmt For TNA N/A 14 Authority to Issue Common Shares w/ Mgmt For TNA N/A Preemptive Rights and Preference Shares 15 Authority to Issue Common Shares and Mgmt For TNA N/A Financing Preference Shares w/out Preemptive Rights 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Agenda Item N/A N/A TNA N/A
GILDAN ACTIVEWEAR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 375916103 01/31/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Mr. William D. Anderson as a Mgmt For For For Director 2 Elect Mr. Robert M. Baylis as a Director Mgmt For For For 3 Elect Mr. Glenn J. Chamandy as a Director Mgmt For For For 4 Elect Ms. Sheila O Brian as a Director Mgmt For For For 5 Elect Mr. Pierre Robitaille as a Director Mgmt For For For 6 Elect Mr. Richard P. Strubel as a Mgmt For For For Director 7 Elect Mr. Gonzalo F. Valdes-Fauli as a Mgmt For For For Director
8 Appoint KPMG LLP, Charted Accountants, Mgmt For For For as the Auditors for the ensuing year 9 Approve to renew the Shareholder Rights Mgmt For For For Plan until 01 DEC 2010 as specified
GRUPO AEROPORTUARIO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P4950Y100 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors; Fees Mgmt For Against Against 4 Election of Meeting Delegates Mgmt For For For
HON HAI PRECISION INDUSTRIES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y36861105 06/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Approve the 2007 financial statements Mgmt For For For 8 Approve the 2007 profit distribution Mgmt For For For 9 Approve to issue new shares from Mgmt For For For retained earnings 10 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 11 Approve to revise the Articles of Mgmt For Abstain Against Incorporation 12 Approve to revise the procedures of Mgmt For For For asset acquisition or disposal 13 Other issues and extraordinary motions Mgmt For Against Against
HONG LEONG CREDIT BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y36592106 10/31/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Directors' Fees Mgmt For For For 3 Re-elect the retiring Director Dr. Poh Mgmt For For For Soon Sim 4 Re-elect the retiring Director Ms. Mgmt For For For Yvonne Chia 5 Re-elect the retiring Director Mr. Mgmt For For For Charlie Espinola Oropeza 6 Elect Haji Kamarulzaman Bin Mohammed Mgmt For For For
7 Elect Hashim Bin Mohd Ali Mgmt For For For 8 Elect Khalid Ahmad Bin Sulaiman Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A
HONG LEONG CREDIT BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y36592106 10/31/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Related Party Transactions w/ Hong Leong Mgmt For For For Company (Malaysia) Berhad 2 Related Party Transactions w/ Tower Real Mgmt For For For Estate Investment Trust
HOPSON DEVELOPMENT HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4600H101 07/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Acquisition Mgmt For For For 2 Approve and ratify the Share Purchase Mgmt For For For Agreement aas specifieda 3 Approve Share Issuance Mgmt For For For 4 Authorize Legal Formalities Mgmt For For For
HOPSON DEVELOPMENT HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4600H101 09/25/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Merger/Acquisition Mgmt For For For
HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4634U169 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the Directors remuneration Mgmt For Against Against report for 2007 3 Re-elect Mr. S .A. Catz as a Director Mgmt For For For 4 Re-elect Mr. V. H. C. Cheng as a Director Mgmt For For For
5 Re-elect Mr. J. D. Coombe as a Director Mgmt For For For 6 Re-elect Mr. J. L .Duran as a Director Mgmt For For For 7 Re-elect Mr. D. J. Flint as a Director Mgmt For For For 8 Re-elect Mr. A. A. Flockhart as a Mgmt For For For Director 9 Re-elect Mr. W. K .L .Fung as a Director Mgmt For Against Against 10 Re-elect Mr. S. T. Gulliver as a Director Mgmt For For For 11 Re-elect Mr. J .W .J. Hughes-Hallett as Mgmt For For For a Director 12 Re-elect Mr. W. S. H. Laidlaw as a Mgmt For For For Director 13 Re-elect Mr. N. R. N. Murthy as a Mgmt For For For Director 14 Re-elect Mr. S. W. Newton as a Director Mgmt For For For 15 Appointment of Auditor and Authority to Mgmt For For For Set Fees 16 Authorize the Directors to allot shares Mgmt For For For 17 Approve to disapply the pre-emption Mgmt For For For rights 18 Authorize the Company to purchase its Mgmt For For For own ordinary shares 19 Approve to alter the Article of Mgmt For Against Against Association 20 Approve to alter the Article of Mgmt For For For Association with effect from 01 OCT 2008 21 Amend the rules for the HSBC Share Plan Mgmt For For For
HYUNDAI HEAVY INDUSTRIES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3838M106 03/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the 34th financial statement Mgmt For For For 2 Approve the partial amendment to the Mgmt For Against Against Articles of Incorporation 3 Elect the Directors: 2 Executive Mgmt For For For Directors, 3 Outside Directors 4 Elect the Audit Committee Member: 2 Mgmt For For For Outside Directors 5 Approve the limit of remuneration for Mgmt For For For the Directors
HYUNDAI MIPO DOCKYARD CO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3844T103 03/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the financial statement Mgmt For For For 2 Elect the Directors Mgmt For For For 3 Elect the Audit Committee Member Mgmt For For For 4 Approve the limit of remuneration for Mgmt For For For the Directors
IRISH LIFE & PERMANENT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4945H105 05/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive the accounts reports Mgmt For For For 2 Declare a final dividend Mgmt For For For 3 Re-appoint Mr. Breffni Byrne Mgmt For For For 4 Re-appoint Mr. Danuta Gray Mgmt For For For 5 Re-appoint Mr. Eamonn Heffernan Mgmt For For For 6 Re-appoint Mr. Gillian Bowler Mgmt For For For 7 Re-appoint Mr. Kieran McGowan Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Repurchase Shares and to Mgmt For For For Re-Issue Treasury Shares 10 Authorize the Directors to disapply Mgmt For For For statutory pre-emption rights 11 Amendments to Articles Regarding Mgmt For For For Electronic Communication
JUMBO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X4114P111 12/12/2007 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For TNA N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Ratification of Board and Auditor's Acts Mgmt For TNA N/A 4 Appointment of Auditor and Authority to Mgmt For TNA N/A Set Fees 5 Approve the remuneration for the FY from Mgmt For TNA N/A 01 JUL 2006 to 30 JUN 2007 6 Directors' Fees Mgmt For TNA N/A 7 Elect the new Board of Directors of the Mgmt For TNA N/A Company 8 Various announcements and shareholders Mgmt Abstain TNA N/A briefing
KANSAI ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J30169106 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Approve Payment of Bonuses to Directors Mgmt For For For 3 Shareholder s Proposal: Approve ShrHoldr Against Against For Appropriation of Retained Earnings 4 Shareholder s Proposal : Remove a ShrHoldr Against Against For Director
5 Shareholder Proposal Regarding Ban on ShrHoldr Against Against For Re-use of Reprocessed Plutonium 6 Shareholder Proposal Regarding ShrHoldr Against For Against Disclosure of and Vote on Directors' and Statutory Auditors' Fees 7 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Special Committee 8 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Safety Committee 9 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Special Committee 10 Shareholder Proposal Regarding Adoption ShrHoldr Against Against For of International Standards of CSR 11 Shareholder Proposal Regarding Meeting ShrHoldr Against For Against Minutes Provision 12 Shareholder s Proposal : Amend Articles ShrHoldr Against Against For to Reduce Maximum Board Size to 12 13 Shareholder Proposal Regarding Number of ShrHoldr Against Against For Statutory Auditors 14 Shareholder Proposal Regarding Corporate ShrHoldr Against Against For Social Responsibility Charter 15 Shareholder Proposal Regarding Use of ShrHoldr Against Against For Renewable Energy 16 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Issue 17 Shareholder Proposal Regarding Lifeline ShrHoldr Against Against For Foundation
KBC GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B5337G162 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Presentation of Annual Report Mgmt Abstain Abstain For 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Board Acts Mgmt For Abstain Against 9 Ratification of Statutory Auditor Acts Mgmt For Abstain Against 10 Authority to Repurchase Shares Mgmt For Against Against 11 Elect Jan Huyghebaert Mgmt For Against Against 12 Elect Theo Roussis Mgmt For For For 13 Elect Jo Cornu Mgmt For For For 14 Elect Lode Morlion Mgmt For For For 15 Elect Ghislaine Van Kerckhove Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Amendment Regarding Share Registration Mgmt For For For 18 Amend the fourth paragraph of Article 5 Mgmt For For For 19 Amendment to Articles Mgmt For For For 20 Amendment to Articles Mgmt For For For
21 Amend the Article 10 bis with the Mgmt For For For following text, as specified 22 Amend the Article 11bis with the Mgmt For For For following text, as specified 23 Amendment to Articles Mgmt For For For 24 Amend the Article 28 with the following Mgmt For For For text, as specified 25 Amendment to Articles Mgmt For For For 26 Amend the last sentence of Article 39 by Mgmt For For For the following text, as specified
KEPPEL CORP. LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profit/Dividend Mgmt For For For 3 Elect LIM Chee Onn as a Director Mgmt For For For 4 Elect Tony CHEW Leong-Chee as a Director Mgmt For For For 5 Elect TEO Soon Hoe as a Director Mgmt For For For 6 Elect Sven Bang Ullring Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority to Mgmt For For For Set Fees 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A
KEPPEL CORP. LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profit/Dividend Mgmt For For For
KLOECKNER & CO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D40376101 06/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board
7 Election of Mr. Robert J. Koehler to the Mgmt For Against Against Supervisory Board 8 Appointment of Auditor Mgmt For For For 9 Conversion of Legal Form Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Convertible Debt Mgmt For For For Instruments 13 Authority to Increase Capital Mgmt For For For
KNM GROUP BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4810F101 03/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Repurchase Shares Mgmt For For For 2 Stock Option Grant to Mohamad Idris Bin Mgmt For For For Mansor
KNM GROUP BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4810F101 04/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Issuance of Stock w/ Preemptive Rights Mgmt For For For 2 Issuance of Bonus Shares Mgmt For For For 3 Issuance of Convertible Debt Instruments Mgmt For For For 4 Approve to increase the authorized share Mgmt For For For capital of KNM 5 Amend the Memorandum and the Articles of Mgmt For For For Association of KNM
KNM GROUP BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4810F101 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of the Acquisition Mgmt For For For
KNM GROUP BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4810F101 06/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the payment of Directors fees Mgmt For For For for the YE 31 DEC 2007 3 Elect NG Boon Su Mgmt For For For 4 Elect Mohamad Idris Mansor Mgmt For For For 5 Elect LIM Yu Tey Mgmt For For For 6 Elect GAN Siew Liat Mgmt For For For 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 9 Related Party Transactions Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Transact any other business Mgmt Abstain Abstain For
LAFARGE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F54432111 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Severance Package Mgmt For For For 7 Appoint Mr. Gerald Frere as a Director Mgmt For For For for a 4 year period 8 Appoint Mr. Jerome Guiraud as a Director Mgmt For For For for a 4 year period 9 Appoint Mr. Michel Rollier as a Director Mgmt For For For for a 4 year period 10 Appoint Auditex as the Deputy Auditor, Mgmt For For For for a 6 year period 11 Authority to Trade in Company Stock Mgmt For For For 12 Authority to Carry Out Formalities Mgmt For For For
LI & FUNG LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5485F144 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Dr. William Fung Kwok Lun as a Mgmt For For For Director 4 Re-elect Mr. Allan Wong Chi Yun as a Mgmt For For For Director 5 Re-elect Mr. Makoto Yasuda as a Director Mgmt For For For 6 Appointment of Auditor and Authority to Mgmt For For For Set Fees 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 9 Authority to Issue Repurchased Shares Mgmt For For For
LLOYDS TSB GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5542W106 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive the reports and accounts Mgmt For For For 2 Approve the Directors remuneration Mgmt For For For report 3 Approve the election or re-election of Mgmt For For For Mr. P.N Green as a Director 4 Approve the election or re-election of Mgmt For For For Mr. Sir David Manning as a Director 5 Approve the election or re-election of Mgmt For For For Mr. Ewan Brown as a Director 6 Approve the election or re-election of Mgmt For For For Mr. M. E. Fairey as a Director 7 Approve the election or re-election of Mgmt For For For Sir Julian Horn-Smith as a Director 8 Approve the election or re-election of Mgmt For For For Mr. G. T. Tate as a Director 9 Re-appoint the Auditors Mgmt For For For 10 Grant authority to set the remuneration Mgmt For For For of the Auditors 11 Authorize the Directors to allot shares Mgmt For For For 12 Authorize the Directors power to issue Mgmt For For For shares for cash 13 Authorize the Company to purchase its Mgmt For For For shares 14 Amend the Articles of association Mgmt For For For
LONZA GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H50524133 03/26/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Consolidated Accounts and Reports Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Approve the allocation of income and Mgmt For TNA N/A dividends of CHF 1.75 per share 7 Grant discharge to the Board and the Mgmt For TNA N/A Senior Management 8 Re-elect Ms. Julia Higgins to the Board Mgmt For TNA N/A of Directors 9 Re-elect Mr. Peter Kalantzis to the Mgmt For TNA N/A Board of Directors 10 Re-elect Mr. Gerhard Mayr to the Board Mgmt For TNA N/A of Directors 11 Re-elect Mr. Rolf Soiron to the Board of Mgmt For TNA N/A Directors
12 Re-elect Sir Richard Sykes to the Board Mgmt For TNA N/A of Directors 13 Re-elect Mr. Peter Wilden to the Board Mgmt For TNA N/A of Directors 14 Elect Mr. Patrick Aebischer to the Board Mgmt For TNA N/A of Directors 15 Elect KPMG as the Statutory Auditors Mgmt For TNA N/A aalso to act as the Group Auditorsa
MAH SING GROUP BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y5418R108 10/25/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Business Transaction Mgmt For For For 2 Business Transaction Mgmt For For For 3 Business Transaction Mgmt For For For 4 Related Party Transactions Mgmt For For For
MAN GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5790V115 07/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Spin-Off Mgmt For Abstain Against
MAN GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5790V115 07/12/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the financial statements and Mgmt For For For statutory reports 2 Approve the remuneration report Mgmt For For For 3 Approve a final dividend of 12.7 cents Mgmt For For For per ordinary share 4 Elect Mr. Kevin J.P. Hayes as a Director Mgmt For For For 5 Re-elect Mr. Alison J. Carnwath as a Mgmt For For For Director 6 Re-elect Mr. Harvey A. McGrath as a Mgmt For For For Director 7 Re-elect Mr. Glen R. Moreno as a Director Mgmt For For For 8 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For For the Auditors of the Company 9 Authorize the Board to fix the Mgmt For For For remuneration of the Auditors 10 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Repurchase Shares Mgmt For For For
MAN GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5790V115 11/23/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Consolidation of Share Capital and Mgmt For For For Allocation of Special Dividend
MANULIFE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 56501R106 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect Mr. John M. Cassaday as a Director Mgmt For For For 3 Elect Mr. Lino J. Celeste as a Director Mgmt For For For 4 Elect Mr. Gail C.A. Cook-Bennett as a Mgmt For For For Director 5 Elect Mr. Dominic D Alessandro as a Mgmt For For For Director 6 Elect Mr. Thomas P. D Aquino as a Mgmt For For For Director 7 Elect Mr. Richard B. Dewolfe as a Mgmt For For For Director 8 Elect Mr. Robert E. Dineen, JR. as a Mgmt For For For Director 9 Elect Mr. Pierre Y. Ducros as a Director Mgmt For For For 10 Elect Mr. Scott M. Hand as a Director Mgmt For For For 11 Elect Mr. Luther S. Helms as a Director Mgmt For For For 12 Elect Mr. Thomas E. Kierans as a Director Mgmt For Against Against 13 Elect Mr. Lorna R. Marsden as a Director Mgmt For For For 14 Elect Mr. Arthur R. Sawchuk as a Director Mgmt For For For 15 Elect Mr. Hugh W. Sloan, JR. as a Mgmt For For For Director 16 Elect Mr. Gordon G. Thiessen as a Mgmt For For For Director 17 Appoint the Ernst & Young LLP as the Mgmt For For For Auditors 18 Shareholder Proposal Regarding Dividend ShrHoldr Against Against For Policy 19 Shareholder Proposal Regarding Voting ShrHoldr Against Against For Rights 20 Shareholder Proposal Regarding Payments ShrHoldr Against Against For to the Employee Pension Fund in the Event of a Change of Control 21 Shareholder Proposal Regarding Gender ShrHoldr Against Against For Equality on the Board 22 Shareholder Proposal to Compare ShrHoldr Against Against For Executive Pay to Average Employee Wage 23 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Executive and Director Compensation
24 Shareholder Proposal Regarding Exercise ShrHoldr Against Against For of Stock Options 25 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Interests in Hedge Funds and Subprime Mortgage Loans 26 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 27 Non-Voting Agenda Item N/A N/A N/A N/A
MERCK KGAA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D5357W103 03/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Approval of the financial statements as Mgmt For For For per 31 DEC 2007 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of the acts of the personal Mgmt For For For partners 7 Ratification of the acts of the Mgmt For For For Supervisory Board 8 Appointment of Auditor Mgmt For For For 9 Intra-company Contracts Mgmt For For For 10 Elect Mr. Johannes Baillou as a Mgmt For Against Against Supervisory Board 11 Elect Mr. Frank Binder as a Supervisory Mgmt For Against Against Board 12 Elect Prof. Dr. Rolf Krebs as a Mgmt For For For Supervisory Board 13 Elect Dr. Arend Oetker as a Supervisory Mgmt For For For Board 14 Elect Prof. Dr. Theo Siegert as a Mgmt For For For Supervisory Board 15 Elect Prof. Dr. Wilhelm Simson as a Mgmt For Against Against Supervisory Board 16 Amendments to Articles Mgmt For For For
MERITZ FIRE & MARINE INSURANCE CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y5945N109 06/12/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the financial statement Mgmt For For For 2 Elect the Directors Mgmt For For For 3 Elect the Outside Directors Mgmt For For For 4 Elect the Auditor Committee Member as Mgmt For For For the Outside Director 5 Approve the remuneration limit for the Mgmt For Abstain Against Directors
METALURGICA GERDAU SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P4834C118 04/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Directors; Governing Mgmt For For For Entities' Fees 6 Election of Members of Statutory Audit Mgmt For For For Committee; Fees
MILLEA HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J4276P103 06/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Amend the Articles of Incorporation Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For
MITSUBISHI UFJ FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J44497105 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For Against Against 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Director Mgmt For For For 20 Compensation Policy Mgmt For For For
MITSUI & COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J44690139 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Corporate Auditor Mgmt For Against Against 17 Appoint a Corporate Auditor Mgmt For For For
MUENCHENER RUECKVERSICHERUNG AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D55535104 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Resolution to approve the actions of the Mgmt For For For Board of Management 7 Resolution to approve the actions of the Mgmt For For For Supervisory Board 8 Authorisation to buy back and use own Mgmt For For For shares 9 Authorisation to buy back own shares Mgmt For For For using derivatives 10 Supervisory Board Compensation Policy Mgmt For For For
NATIONAL AUSTRALIA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q65336119 02/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Patricia Cross Mgmt For For For 4 Re-elect Daniel Gilbert Mgmt For For For 5 Re-elect Jillian Segal Mgmt For For For 6 Re-elect Malcolm Williamson Mgmt For For For 7 Adoption of New Constitution Mgmt For For For
8 Increase Non-Executive Directors' Fee Cap Mgmt For For For 9 Share Grant (CEO John Stewart) Mgmt For For For 10 Performance Rights Grant (CEO John Mgmt For For For Stewart) 11 Equity Grant (Executive Director Ahmed Mgmt For For For Fahour) 12 Equity Grant (Executive Director Michael Mgmt For For For Ullmer) 13 Adopt the remuneration report for the YE Mgmt For For For 30 SEP 2007
NATIONAL BANK OF GREECE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X56533114 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Reports Mgmt For For For 2 Financial Statements; Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Board and Auditor Acts Mgmt For For For 4 Directors' Compensation Mgmt For Abstain Against 5 Board's Transactions Mgmt For For For 6 Appointment of Auditor and Authority to Mgmt For Abstain Against Set Fees 7 Amendments to Articles Mgmt For Abstain Against 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Bonds Mgmt For Abstain Against 10 Stock Dividend/Dividend Reinvestment; Mgmt For For For Authority to Increase Share Capital 11 Authority to Issue Shares Mgmt For Abstain Against 12 Authority to Issue Preferred Stock Mgmt For Against Against 13 Various announcements and approvals Mgmt Abstain Abstain For
NESTLE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H57312466 04/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Grant discharge to the Board of Mgmt For For For Directors and the Management 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Andreas Koopmann Mgmt For For For 7 Elect Mr. Rolf Haenggi to the Board of Mgmt For For For Directors afor a term of 3 yearsa 8 Elect Mr. Paul Bulcke to the Board of Mgmt For For For Directors afor a term of 3 yearsa 9 Elect Mr. Beat W. Hess to the Board of Mgmt For For For Directors afor a term of 3 yearsa 10 Re-elect KPMG SA as the Auditors afor a Mgmt For For For term of 1 yeara 11 Cancellation of Shares Mgmt For For For 12 Approve 1:10 stock split Mgmt For For For
13 Amend the Article 5 and 5 BIS Paragraph Mgmt For For For 1 of the Articles of Association 14 Approve the complete revision of the Mgmt For For For Articles of Association
NINTENDO COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J51699106 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Corporate Auditor Mgmt For For For 17 Appoint a Corporate Auditor Mgmt For For For
NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H5820Q150 02/26/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Acts Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Reduction of Authorized Share Capital Mgmt For TNA N/A 7 Authority to Repurchase Shares Mgmt For TNA N/A 8 Amend Article 19 of the Articles of Mgmt For TNA N/A Incorporation as specified 9 Amend Article 33 of the Articles of Mgmt For TNA N/A Incorporation as specified 10 Re-elect Mr. Peter Burckhardt M.D. as a Mgmt For TNA N/A Director, for a 1-year term 11 Re-elect Mr. Ulrich Lehner Ph.D., as a Mgmt For TNA N/A Director, for a 3-year term 12 Re-elect Mr. Alexander F.Jetzer as a Mgmt For TNA N/A Director, for a 3-year term 13 Re-elect Mr. Pierre Landolt as a Mgmt For TNA N/A Director, for a 3-year term 14 Elect Mr. Ann Fudge as a Director, for a Mgmt For TNA N/A 3-year term 15 Appointment of Auditor Mgmt For TNA N/A
NUTRECO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N6508Y120 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Adoption of the Annual Accounts Mgmt For For For 7 Dividend proposal Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Discharge of the Executive Board for the Mgmt For For For conduct of the business 10 Discharge of the Supervisory Board for Mgmt For For For its supervisory duties 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Executive Board: introduction of a new Mgmt For For For salary peer group 13 Appointment of KPMG Accountants N.V. as Mgmt For For For External Auditor 14 Amendments to Articles Mgmt For For For 15 Authority to Issue Common Shares w/ Mgmt For For For Preemptive Rights and Preference Shares 16 Authority to Issue Common Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Proposal to cancel Cumulative Preference Mgmt For For For A shares 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A
ORGANIZACION SORIANA SA DE CV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P8728U167 04/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Report of the Board of Directors Mgmt For For For 3 Elect the Board of Directors, and Mgmt For For For approve to determine their compensation 4 Authority to Issue Debt Instruments Mgmt For For For 5 Authority to be Granted to Indeval Mgmt For Abstain Against 6 Grant the special powers to the officers Mgmt For Abstain Against of the Company 7 Approve to designation of Special Mgmt For Abstain Against delegates
OUTOKUMPU OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X61161109 03/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Adopt the accounts Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Grant discharge from the liability Mgmt For For For 7 Approve the number of Board Members Mgmt For For For 8 Approve the remuneration of the Board Mgmt For For For Members 9 Approve the remuneration of the Auditors Mgmt For For For 10 Elect the Board Mgmt For For For 11 Elect the Auditorasa Mgmt For For For 12 Nominating Committee Mgmt For For For 13 Authorize the Board to decide on Mgmt For For For acquiring the Company s own shares 14 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights
PACIFIC BASIN SHIPPING LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G68437139 11/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 2 Authority to Issue Repurchased Shares Mgmt For For For
PETRONAS DAGANGAN BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6885A107 07/10/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Anuar bin Ahmad Mgmt For For For 4 Elect Kamaruddin bin Mohd Jamal Mgmt For For For 5 Approve the payment of Directors fees Mgmt For For For in respect of the YE 31 MAR 2007 6 Appointment of Auditor and Authority to Mgmt For For For Set Fees 7 Amendments to Articles Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A
PORSCHE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D61577108 01/25/2008 Non-Voting MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A
POWERTECH TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7083Y103 06/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Approve the 2007 business reports and Mgmt For For For the financial statements 6 Approve the 2007 profit distribution Mgmt For For For cash dividend: TWD 4 per share 7 Authority to Increase the Paid-In Capital Mgmt For For For 8 Approve to revise the Articles of Mgmt For For For Incorporation 9 Amendments to the Procedural Rules of Mgmt For For For Election of Directors and Supervisors 10 Elect Mr. Quincy Lin aID No: D100511842a Mgmt For For For as an Independent Director 11 Elect Mr. Wan-Lai Cheng aShareholder Mgmt For For For No:195a as an Independent Director 12 Elect Mr. D.K. Tsai aShareholder No:641a Mgmt For For For as a Director 13 Elect David SUN Mgmt For For For 14 Elect J.Y. Hung Mgmt For For For 15 Elect Brain HSIEH Mgmt For For For 16 Elect Eisuke Ito Mgmt For Against Against 17 Elect Yasushi Takahashi Mgmt For Against Against 18 Elect YEH Bing Mgmt For Against Against 19 Elect Mike CHEN Mgmt For For For 20 Elect Tim YEH Mgmt For Against Against 21 Elect Jason LIANG Mgmt For For For 22 Non-Compete Restrictions for Directors Mgmt For Against Against 23 Extraordinary motions Mgmt For Against Against
PRECISION DRILLING TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS ADPV08175 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Trustees (Slate) Mgmt For For For 2 Election of Directors of Subsidiary Mgmt For For For (Slate) 3 Appoint KPMG LLP as the auditor of the Mgmt For For For trust for the ensuing year
PROSEGUR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E83453162 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification of Mgmt For For For Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Long-Term Incentive Plan Mgmt For For For 6 Appoint Mr. Don Pedro Guerrero Guerrero Mgmt For For For as a Director 7 Appoint Mr. Don Eugenio Ruiz Galvez Mgmt For For For Priego as a Director 8 Authority to Repurchase Shares Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Merger by Absorption of C. Valdecantos Mgmt For For For 12 Authority to Carry Out Formalities Mgmt For For For
PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the Directors remuneration Mgmt For For For report for the YE 31 DEC 2007 3 Re-elect Mr. K. B. Dadiseth as a Director Mgmt For For For 4 Re-elect Ms. K. A. O Donovan as a Mgmt For Against Against Director 5 Re-elect Mr. J.H. Ross as a Director Mgmt For For For 6 Re-elect Lord Turnbull as a Director Mgmt For For For 7 Elect Sir W. F. W. Bischoff as a Director Mgmt For Against Against 8 Elect Ms. A.F. Godbehere as a Director Mgmt For For For 9 Elect Mr. T .C. Thiam as a Director Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Remuneration Arrangements (M&G) Mgmt For For For 14 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 15 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Adopt New Articles of Association Mgmt For For For 18 Amendments to Articles Regarding Mgmt For For For Qualification Shares 19 Non-Voting Agenda Item N/A N/A N/A N/A
RAFFLES EDUCATION CORP. LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7343V139 03/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of Acquisition Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For 3 Performance Share Plan Mgmt For For For 4 Amendmemts to Articles Mgmt For For For
RAFFLES EDUCATION CORP. LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7343V139 03/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Stock split Mgmt For For For
RAFFLES EDUCATION CORP. LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7343V139 10/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Approve the Directors fees of SGD Mgmt For For For 120,000 for the FYE 30 JUN 2007 4 Elect GAY Chee Cheong Mgmt For For For 5 Appointment of Auditor and Authority to Mgmt For For For Set Fees 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 8 Authority to Grant Options and Issue Mgmt For For For Shares under Employee Incentive Plan
RAIFFEISEN INTERNATIONAL BANK-HOLDING AG, WIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS A7111G104 06/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Presentation of Accounts and Reports Mgmt For For For 2 Approve the appropriation of net profits Mgmt For For For 3 Approve the activities undertaken by Mgmt For For For Board of Directors
4 Approve the activities undertaken by Mgmt For For For Supervisory Board 5 Approve the remuneration for Supervisory Mgmt For For For Board 6 Elect the Supervisory Board Mgmt For For For 7 Elect the balance sheet Auditor for the Mgmt For For For Company and Corporation Group 8 Authority to Issue Convertible Debt Mgmt For For For Instruments 9 Authority to Increase Capital Mgmt For For For 10 Corporate Restructuring Mgmt For For For 11 Authority to Repurchase Shares Mgmt For Against Against
RENESOLA LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G7500C106 07/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Virgin Islands (British)
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Re-elect LI Xian Shou Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authorize the Directors to determine the Mgmt For For For remuneration of the Auditors 5 Increase Authorised Capital Mgmt For For For 6 Adopt Memorandum and Articles of Mgmt For For For Association
RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G75754104 09/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approval of the Acquisition Mgmt For For For
ROCHE HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H69293217 03/04/2008 Non-Voting MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A
ROYAL BANK OF CANADA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 780087102 02/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Mr. W.G. Beattie as a Director Mgmt For For For 2 Elect Mr. D.T. Elix as a Director Mgmt For For For 3 Elect Mr. J. T. Ferguson as a Director Mgmt For For For 4 Elect Mr. P. Gauthier as a Director Mgmt For For For 5 Elect Mr. T.J. Hearn as a Director Mgmt For For For 6 Elect Mr. A.D. Laberge as a Director Mgmt For For For 7 Elect Mr. J. Lamarre as a Director Mgmt For For For 8 Elect Mr. B.C. Louie as a Director Mgmt For For For 9 Elect Mr. M.H. McCain as a Director Mgmt For For For 10 Elect Mr. G.M. Nixon as a Director Mgmt For For For 11 Elect Mr. D.P. O Brien as a Director Mgmt For For For 12 Elect Mr. J.P. Reinhard as a Director Mgmt For For For 13 Elect Mr. E. Sonshine as a Director Mgmt For For For 14 Elect Mr. K.P. Taylor as a Director Mgmt For For For 15 Elect Mr. V.L. Young as a Director Mgmt For For For 16 Appoint Deloitte & Touche LLP as the Mgmt For For For Auditor 17 Shareholder Proposal Regarding Nominee ShrHoldr Against Against For Selection 18 Shareholder Proposal Regarding Review of ShrHoldr Against Against For Past Compensation Programs 19 Shareholder Proposal Regarding Deferral ShrHoldr Against Against For of Executive Compensation to Charity 20 Shareholder Proposal Regarding Majority ShrHoldr Against For Against Voting 21 Shareholder Proposal Regarding Dividend ShrHoldr Against Against For Policy 22 Shareholder Proposal Regarding Voting ShrHoldr Against Against For Rights 23 Shareholder Proposal Regarding Payments ShrHoldr Against Against For to the Employee Pension Fund in the Event of a Change of Control 24 Shareholder Proposal Regarding Gender ShrHoldr Against Against For Representation on the Board of Directors 25 Shareholder Proposal to Compare ShrHoldr Against Against For Executive Pay to Average Employee Wage 26 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Executive and Director Compensation 27 Shareholder Proposal Regarding Exercise ShrHoldr Against Against For of Stock Options 28 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Interests in Hedge Funds and Subprime Mortgage Loans 29 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Executive Compensation
ROYAL BANK OF SCOTLAND GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G76891111 08/10/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Merger/Acquisition Mgmt For For For
RWE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D6629K109 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Increase Authorized Capital Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
SAIPEM TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T82000117 04/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Approve the allocation of profit Mgmt For For For 4 Approve the Stock Option Plan for the Mgmt For For For year 2008 5 Grant authority to buy back own shares Mgmt For For For 6 Stock Option Grants Mgmt For For For 7 Election of Directors/Directors' Fees Mgmt For Against Against 8 Election of Statutory Auditors/Statutory Mgmt For For For Auditors' Fees
SALZGITTER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D80900109 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Resolution as to the use of the net Mgmt For For For annual profit 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Election of Supervisory Board Members Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For
SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D66992104 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of Auditor Mgmt For For For 8 Election of Mr. Bernard Liautaud to the Mgmt For For For Supervisory Board 9 Authority to Trade in Company Stock Mgmt For For For 10 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 11 Amendments to Articles Mgmt For For For
SHOUGANG CONCORD INTERNATIONAL ENTERPRISES CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y78299107 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Declare a final dividend for the YE 31 Mgmt For For For DEC 2007 3 Declare a special dividend for the YE 31 Mgmt For For For DEC 2007 4 Re-elect Mr. Wang Qinghai as a Director Mgmt For Against Against 5 Re-elect Mr. Luo Zhenyu as a Director Mgmt For Against Against 6 Re-elect Mr. Leung Shun Sang, Tony as a Mgmt For For For Director 7 Re-elect Mr. Wong Kun Kim as a Director Mgmt For For For 8 Appoint the Auditors and authorize the Mgmt For For For Directors to fix their remuneration 9 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
SHOUGANG CONCORD INTERNATIONAL ENTERPRISES CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y78299107 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve the Subscription Agreement Mgmt For For For 2 Reauthorization of Share Issuance Limit Mgmt For Against Against
SIAM COMMERCIAL BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7905M113 04/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve the minutes of the AGM of Mgmt For For For shareholders No 184 held on 05 APR 2007 3 Approve to inform the annual report Mgmt For For For prepared by the Board of Directors 4 Approve the financial statements for the Mgmt For For For FYE 31 DEC 2007 5 Allocation Of Profits/Dividends Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Elect Chirayu Isarangkun Na Ayuthaya Mgmt For For For 8 Elect Khunying Jada Wattanasiritham Mgmt For For For 9 Elect Disnadda Diskul Mgmt For For For 10 Elect John Hancock Mgmt For For For 11 Elect Peter SEAH Lim Huat Mgmt For For For 12 Appointment of Auditor and Authority to Mgmt For For For Set Fees 13 Issuance of Debt Instruments Mgmt For For For 14 Amendment of Articles Mgmt For For For
SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D69671218 01/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Approve allocation of income and Mgmt For For For dividends of EUR 1.60 per share 6 Postpone discharge of former Management Mgmt For Against Against Board Member Mr. Johannes Feldmayer 7 Ratify Klaus Kleinfeld Mgmt For Against Against
8 Ratify Peter Loscher Mgmt For For For 9 Ratify Heinrich Hiesinger Mgmt For Against Against 10 Ratify Joe Kaeser Mgmt For Against Against 11 Ratify Rudi Lamprecht Mgmt For Against Against 12 Ratify Eduardo Montes Mgmt For Against Against 13 Ratify Jurgen Radomski Mgmt For Against Against 14 Ratify Erich Reinhardt Mgmt For Against Against 15 Ratify Hermann Requardt Mgmt For Against Against 16 Ratify Uriel Sharef Mgmt For Against Against 17 Ratify Klaus Wucherer Mgmt For Against Against 18 Ratify Johannes Feldmayer Mgmt For Against Against 19 Ratify Heinrich Von Pierer Mgmt For Against Against 20 Ratify Gerhard Cromme Mgmt For Against Against 21 Ratify Ralf Heckmann Mgmt For Against Against 22 Ratify Josef Ackermann Mgmt For Against Against 23 Ratify Lothar Adler Mgmt For Against Against 24 Ratify Gerhard Bieletzki Mgmt For Against Against 25 Ratify John Coombe Mgmt For Against Against 26 Ratify Hildegard Cornudet Mgmt For Against Against 27 Ratify Birgit Grube Mgmt For Against Against 28 Ratify Bettina Haller Mgmt For For For 29 Ratify Heinz Hawreliuk Mgmt For Against Against 30 Ratify Berthold Huber Mgmt For Against Against 31 Ratify Walter Kroll Mgmt For Against Against 32 Ratify Michael Mirow Mgmt For For For 33 Ratify Wolfgang Muller Mgmt For Against Against 34 Ratify Georg Nassauer Mgmt For Against Against 35 Ratify Thomas Rackow Mgmt For For For 36 Ratify Dieter Scheitor Mgmt For For For 37 Ratify Albrecht Schmidt Mgmt For Against Against 38 Ratify Henning Schulte-noelle Mgmt For Against Against 39 Ratify Peter Von Siemens Mgmt For Against Against 40 Ratify Jerry Speyer Mgmt For Against Against 41 Ratify Iain Vallance of Tummel Mgmt For Against Against 42 Appointment of Auditor Mgmt For Against Against 43 Authority to Trade in Company Stock Mgmt For For For 44 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 45 Elect Josef Ackermann to the Supervisory Mgmt For Against Against Board 46 Elect Jean-Louis Beffa to the Mgmt For For For Supervisory Board 47 Elect Gerd von Brandenstein to the Mgmt For For For Supervisory Board 48 Elect Gerhard Cromme to the Supervisory Mgmt For Against Against Board 49 Elect Michael Diekmann to the Mgmt For For For Supervisory Board 50 Elect Hans Michael Gaul to the Mgmt For For For Supervisory Board 51 Elect Peter Gruss to the Supervisory Mgmt For For For Board 52 Elect Nicola Leibinger- Kammueller to Mgmt For For For the Supervisory Board 53 Elect Hakan Samuelsson to the Mgmt For For For Supervisory Board 54 Elect Lord Iain Vallance of Tummel to Mgmt For For For the Supervisory Board 55 Non-Voting Meeting Note N/A N/A N/A N/A
SINOPAC FINANCIAL HOLDINGS CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8009U100 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Approve the 2007 business reports and Mgmt For For For financial statements 7 Approve the 2007 profit distribution, Mgmt For For For cash dividend: TWD 0.1267 per share 8 Approve the issuance of preferred shares Mgmt For Abstain Against 9 Amend the Articles of Incorporation Mgmt For For For 10 Election of Directors and Supervisors Mgmt For For For 11 Election of Directors and Supervisors Mgmt For For For 12 Re-elect Mr. Yin, Yan-Liang ID No.: Mgmt For For For F102241372 as a Director 13 Re-elect Hong Shih Investment Mgmt For For For Corporation ID No.: 70784413 as a Director 14 Re-elect Mr. Chen Chia-Hsien ID No.: Mgmt For For For A122928777 as a Director 15 Election of Directors and Supervisors Mgmt For For For 16 Election of Directors and Supervisors Mgmt For For For 17 Extraordinary motions Mgmt For Against Against
SOLARWORLD AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D7045Y103 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of the acts of the Board of Mgmt For For For Managing Directors 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Elections to the Supervisory Board: Dr. Mgmt For Against Against Claus Recktenwald 8 Elections to the Supervisory Board: Dr. Mgmt For For For Georg Gansen 9 Elections to the Supervisory Board: Dr. Mgmt For For For Alexander Von Bossel 10 Appointment of Auditor Mgmt For For For 11 Intra-Company Contract Mgmt For For For 12 Intra-Company Contract Mgmt For For For 13 Intra-Company Contract Mgmt For For For 14 Intra-Company Contract Mgmt For For For 15 Intra-Company Contract Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Mgmt For Against Against Rights 17 Authority to Repurchase Shares Mgmt For For For
SOLON FUER SOLARTECHNIK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D7047R130 08/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Profits/ Dividends Mgmt For For For 4 Ratification of the acts of the Board of Mgmt For For For Managing Directors 5 Ratification of the acts of the Mgmt For For For Supervisory Board 6 Appointment of Auditor Mgmt For For For 7 Approve "Authorized Capital" Mgmt For For For 8 Authority to Issue Options under 2000 Mgmt For Against Against Stock Option Plan; Authority to Increase Conditional Capital I 9 Authority to Issue Convertible Debt Mgmt For For For Instruments; Authority to Increase Conditional Capital III 10 Intra-Company Contracts Mgmt For For For 11 Amend Article 3 Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For
SONY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J76379106 06/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 To elect a Director Mgmt For For For 3 To elect a Director Mgmt For For For 4 To elect a Director Mgmt For For For 5 To elect a Director Mgmt For For For 6 To elect a Director Mgmt For For For 7 To elect a Director Mgmt For Against Against 8 To elect a Director Mgmt For For For 9 To elect a Director Mgmt For For For 10 To elect a Director Mgmt For For For 11 To elect a Director Mgmt For For For 12 To elect a Director Mgmt For For For 13 To elect a Director Mgmt For For For 14 To elect a Director Mgmt For For For 15 To elect a Director Mgmt For For For 16 To elect a Director Mgmt For For For 17 To issue Stock Acquisition Rights for Mgmt For Against Against the purpose of granting stock options 18 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation Disclosure
STANDARD BANK GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS S80605140 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual South Africa
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Approve the fees payable to the Mgmt For For For Non-Executive Directors for 2008 3 Increase Chairman's Fees Mgmt For For For 4 Increase Directors' Fees Mgmt For For For 5 Increase International Director's Fees Mgmt For For For
6 Increase Credit Committee Fees Mgmt For For For 7 Increase Directors' Affairs Committee Mgmt For For For Fees 8 Increase Risk and Capital Management Mgmt For For For Committee Fees 9 Increase Remuneration Committee Fees Mgmt For For For 10 Increase Transformation Committee Fees Mgmt For For For 11 Increase Audit Committee Fees Mgmt For For For 12 Increase Ad Hoc Meeting Attendance Fees Mgmt For For For 13 Elect Kaisheng Yang Mgmt For For For 14 Elect Yagan Liu Mgmt For For For 15 Re-elect Doug Band Mgmt For Against Against 16 Elect Koosum Kalyan Mgmt For For For 17 Re-elect Saki Macozoma Mgmt For Against Against 18 Re-elect Rick Menell Mgmt For For For 19 Re-elect Kgomotso Moroka Mgmt For For For 20 Re-elect Cyril Ramaphosa Mgmt For For For 21 Re-elect Martin Shaw Mgmt For Against Against 22 Issuance of Shares to Related Party Mgmt For For For 23 Authority to Issue Shares Pursuant to Mgmt For For For Equity Growth Scheme 24 Authority to Issue Shares Pursuant to Mgmt For For For Share Incentive Scheme 25 General Authority to Issue Ordinary Mgmt For For For Shares 26 General Authority to Issue Preference Mgmt For For For Shares 27 Authority to Make Payments to Mgmt For For For Shareholders 28 Amendment to Equity Growth Scheme Mgmt For For For 29 Authority to Repurchase Shares Mgmt For For For 30 Amendments to Articles Regarding Mgmt For For For Adjustment to Dividends for Preference Shareholders
STANTEC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 85472N109 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Mr. Robert J. Bradshaw as a Mgmt For For For Director 2 Elect Mr. Anthony P. Franceschini as a Mgmt For For For Director 3 Elect Mr. Susan E. Hartman as a Director Mgmt For For For 4 Elect Mr. Aram H. Keith as a Director Mgmt For For For 5 Elect Mr. Robert R. Mesel as a Director Mgmt For For For 6 Elect Mr. Ivor M. Ruste as a Director Mgmt For For For 7 Elect Mr. Ronald Triffo as a Director Mgmt For For For 8 Appointment of Auditor and Authority to Mgmt For For For Set Fees
SUMITOMO MITSUI FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J7771X109 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Amend the Articles of Incorporation Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Corporate Auditor Mgmt For Against Against 10 Appoint a Corporate Auditor Mgmt For Against Against 11 Approve Payment of Bonuses to Corporate Mgmt For For For Officers 12 Amend the Compensation to be received by Mgmt For For For Corporate Officers 13 Approve Provision of Retirement Mgmt For For For Allowance for Retiring Corporate Officers
SUN LIFE FINANCIAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 866796105 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Mr. James C. Baillie as a Director Mgmt For For For 2 Elect Mr. George W. Carmany, III as a Mgmt For For For Director 3 Elect Mr. John H. Clappison as a Director Mgmt For Against Against 4 Elect Mr. David A. Ganong, CM as a Mgmt For For For Director 5 Elect Mr. Germaine Gibara as a Director Mgmt For For For 6 Elect Ms. Krystyna T. Hoeg as a Director Mgmt For Against Against 7 Elect Mr. David W. Kerr as a Director Mgmt For For For 8 Elect Mr. Idalene F. Kesner as a Director Mgmt For For For 9 Elect Ms. Mitchell M. Merin as a Director Mgmt For For For 10 Elect Mr. Bertin F. Nadeau as a Director Mgmt For For For 11 Elect Mr. Ronald W. Osborne as a Director Mgmt For For For 12 Elect Mr. Donald A. Stewart as a Director Mgmt For For For 13 Appoint Deloitte & Touche LLP as the Mgmt For For For Auditor 14 Amend the By-Law No.1 Mgmt For For For 15 Amend the Executive Stock Option Plan Mgmt For For For
SUZUKEN COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J78454105 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend the Articles of Incorporation Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For For For 11 Appoint a Corporate Auditor Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For 13 Appoint a Corporate Auditor Mgmt For For For
SWEDBANK AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W9423X102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening of the meeting and address by Mgmt For For For the Chair 5 Elect the Chair of the Board of Mgmt For For For Directors as the Chair of the meeting 6 Approve the voting list Mgmt For For For 7 Approve the agenda Mgmt For For For 8 Appoint 2 persons to verify the minutes Mgmt For For For 9 Approve to decide whether the meeting Mgmt For For For has been properly convened 10 Presentation of Accounts and Reports Mgmt For For For 11 Consolidated Accounts and Reports Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Approve to determine the number of Mgmt For For For Directors at 8 15 Directors' and Auditors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Approve the decision on the Nomination Mgmt For For For Committee 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Approve to decide on the principles of Mgmt For For For remuneration for the top Executives 21 Shareholder Proposal Regarding Granting ShrHoldr N/A Against N/A Credits 22 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Charitable Donations 23 Shareholder Proposal Regarding Granting ShrHoldr N/A Against N/A Credits 24 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Charitable Donations 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Closing of the meeting Mgmt For For For
SWISS REINSURANCE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H84046137 04/18/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Approve the allocation of disposable Mgmt For For For profit 5 Grant discharge of the Board of Mgmt For For For Directors and the Executive Committee 6 Authority to Reduce Authorized Capital Mgmt For For For 7 Amend Article 1 Mgmt For For For 8 Amend Article 16 Mgmt For For For 9 Amend Article 24 Mgmt For For For 10 Re-elect Mr. Rajna Gibson B Randon as a Mgmt For For For Director 11 Re-elect Mr. Kaspar Villiger as a Mgmt For For For Director 12 Elect Mr. Raymond K. F. Chien as a Mgmt For Against Against Director 13 Elect Mr. Mathis Cabiallavetta as a Mgmt For For For Director 14 Re-elect PricewaterhouseCoopers AG as Mgmt For For For the Auditors 15 Non-Voting Meeting Note N/A N/A N/A N/A
SYNGENTA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H84140112 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Board and Management Acts Mgmt For For For 5 Reduction in Authorized Capital Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Approve a share repurchase program Mgmt For For For 8 Re-elect Mr. Martin Taylor to the Board Mgmt For For For of Directors 9 Re-elect Mr. Peter Thompson to the Board Mgmt For For For of Directors 10 Re-elect Mr. Rolf Watter to the Board of Mgmt For For For Directors 11 Re-elect Mr. Felix A. Weber to the Board Mgmt For For For of Directors 12 Elect Mr. Michael Mack to the Board of Mgmt For For For Directors 13 Ratify Ernst Young AG as the Auditors Mgmt For For For for fiscal year 2008 14 Non-Voting Meeting Note N/A N/A N/A N/A
TAYLOR WOODROW PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G86954107 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Receive the Directors reports and Mgmt For For For accounts 2 Approve the dividend Mgmt For For For 3 Elect Mr. Peter Redferm as a Director Mgmt For For For 4 Elect Mr. Baroness Dean of Mgmt For For For Thomlon-le-Fylde as a Director 5 Elect Mr. Anthony Reading as a Director Mgmt For For For 6 Elect Mr. Ian Sutcliffe as a Director Mgmt For For For 7 Elect Mr. David Williams as a Director Mgmt For Against Against 8 Re-elect Mr. Peter Johnson as a Director Mgmt For For For 9 Re-elect Mr. Andrew Dougal as a Director Mgmt For For For 10 Re-appoint Deloitte & Touche LLP as the Mgmt For For For Auditors 11 Authorize the Directors to allot shares Mgmt For For For 12 Approve to dis-apply Pre-Emption rights Mgmt For For For 13 Authorize the Company to make market Mgmt For For For purchase of its shares 14 Approve the Directors remuneration Mgmt For For For report 15 Grant authority the political expenditure Mgmt For For For 16 Adopt the Taylor Wimpey Performance Mgmt For For For Share Plan 17 Adopt the Taylor Wimpey Share Option Plan Mgmt For For For 18 Amend the Articles of Association Mgmt For For For
TELEFONICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 879382109 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Elect Fernando de Almansa Moreno-Barreda Mgmt For Against Against 3 Elect Jose Maria Abril Perez Mgmt For Against Against 4 Elect Francisco Javier de Paz Mancho Mgmt For For For 5 Elect Maria Eva Castillo Sanz Mgmt For For For 6 Elect Luiz Fernando Furlan Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 9 Appointment of the Auditors of the Mgmt For For For Company for the Fiscal Year 2008. 10 Authority to Carry Out Formalities Mgmt For For For
TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Approve the Directors remuneration Mgmt For Against Against report for the FYE 23 FEB 2008 4 Allocation of Profits/Dividends Mgmt For For For 5 Re-elect Mr. Charles Allen as a Director Mgmt For For For 6 Re-elect Dr. Harald Einsmann as a Mgmt For For For Director 7 Re-elect Mr. Rodney Chase as a Director Mgmt For Against Against 8 Re-elect Ms. Karen Cook as a Director Mgmt For For For 9 Re-elect Sir Terry Leahy as a Director Mgmt For For For 10 Re-elect Mr. Tim Mason as a Director Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 14 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 15 Authority to Repurchase Shares Mgmt For For For 16 EU Political Donations Mgmt For For For 17 Adopt New Articles of Association Mgmt For Against Against 18 Shareholder Proposal Regarding Animal ShrHoldr Against Against For Welfare
TEVA PHARMACEUTICAL INDUSTRIES LTD (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CUSIP 881624209 06/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 TO ELECT ELI HURVITZ AS A DIRECTOR FOR A Mgmt For For For THREE-YEAR TERM 4 TO ELECT RUTH CHESHIN AS A DIRECTOR FOR Mgmt For For For A THREE-YEAR TERM. 5 TO ELECT HAROLD SNYDER AS A DIRECTOR FOR Mgmt For For For A THREE-YEAR TERM. 6 TO ELECT JOSEPH (YOSI) NITZANI AS Mgmt For For For DIRECTOR FOR THREE-YEAR TERM. 7 TO ELECT ORY SLONIM AS A DIRECTOR FOR A Mgmt For For For THREE-YEAR TERM. 8 Elect Leora Meridor Mgmt For For For 9 Liability Insurance Mgmt For For For 10 Directors' Fees Mgmt For For For 11 APPROVE 2008 EMPLOYEE STOCK PURCHASE Mgmt For For For PLAN FOR U.S. EMPLOYEES. 12 Appointment of Auditor Mgmt For For For
THANACHART CAPITAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8738D155 04/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratify the minutes of the AGM of Mgmt For For For shareholders year2007 4 Reports Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Election of Directors (Slate) Mgmt For For For 9 Appoint the Auditor and approve the Mgmt For For For Auditors fees for the year 2008 10 Others aif anya Mgmt For Against Against
TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F92124100 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends; Mgmt For For For Acknowledgment of Previous Profit Distributions 6 Related Party Transactions Mgmt For For For 7 Severance Package (Thierry Desmarest) Mgmt For For For 8 Severance Package (Christophe de Mgmt For For For Margerie) 9 Authority to Trade in Company Stock Mgmt For For For 10 Elect Paul Desmarais Jr. Mgmt For Against Against 11 Elect Bertrand Jacquillat Mgmt For For For 12 Elect Peter Levene of Portsoken Mgmt For For For 13 Appoint Ms. Patricia Barbizet as a Mgmt For For For Director for a 3-year period 14 Appoint Mr. M. Claude Mandil as a Mgmt For For For Director for a 3-year period 15 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 16 Authority to Issue Shares or Convertible Mgmt For For For Securities w/out Preemptive Rights 17 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind
18 Authority to Increase Capital for Mgmt For For For Employee Benefits 19 Authority to Issue Restricted Stock to Mgmt For For For Employees 20 Shareholder Proposal Regarding Removal ShrHoldr Against Against For of Director (Proposal A) 21 Shareholder Proposal Regarding ShrHoldr Against For Against Disclosure of Directors' Attendance (Proposal B) 22 Shareholder Proposal Regarding Granting ShrHoldr Against Against For of Restricted Stock to Employees (Proposal C)
TOYOTA MOTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J92676113 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Director Mgmt For For For 20 Appoint a Director Mgmt For For For 21 Appoint a Director Mgmt For For For 22 Appoint a Director Mgmt For For For 23 Appoint a Director Mgmt For For For 24 Appoint a Director Mgmt For For For 25 Appoint a Director Mgmt For For For 26 Appoint a Director Mgmt For For For 27 Appoint a Director Mgmt For For For 28 Appoint a Director Mgmt For For For 29 Appoint a Director Mgmt For For For 30 Appoint a Director Mgmt For For For 31 Appoint a Director Mgmt For For For 32 Allow Board to Authorize Use of Stock Mgmt For For For Options 33 Approve Purchase of Own Shares Mgmt For For For 34 Special Allowances Mgmt For Against Against 35 Amend the Compensation to be Received by Mgmt For For For Corporate Auditors 36 Approve Payment of Bonuses to Directors Mgmt For For For and Corporate Auditors
TRANSOCEAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP G90073100 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JON A. MARSHALL Mgmt For For For 2 ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For Against Against 3 ELECTION OF DIRECTOR: ROBERT E. ROSE Mgmt For For For 4 ELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt For For For 5 Ratification of Auditor Mgmt For For For
TRANSOCEAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP G90078109 11/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Share Reclassification Mgmt For For For 2 Approval of the Merger Agreement Mgmt For For For 3 Misc. Article Amendments Mgmt For For For
TURKCELL AS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M8903B102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Turkey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Opening of the meeting and elect the Mgmt For For For Chairmanship 2 Authorize the Chairmanship in order to Mgmt For For For sign the minutes of the assembly 3 Ratification of the Co-Option of Board Mgmt For For For Members 4 Reports Mgmt For For For 5 Ratify the balance sheet and income Mgmt For Abstain Against statement of 2007 6 Grant discharge the Members of the Board Mgmt For Abstain Against of Directors and the Auditors 7 Election of Members of Statutory Audit Mgmt For For For Committee; Fees 8 Allocation of Profits/Dividends Mgmt For For For 9 Charitable Donations Mgmt For For For 10 Appointment of Auditor Mgmt For Abstain Against 11 Related Party Transactions Mgmt For Abstain Against 12 Non-Voting Agenda Item N/A N/A N/A N/A
UNICREDITO ITALIANO SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T95132105 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For
3 Approve the profits allocation Mgmt For For For 4 Long Term Incentive Plan 2008 Mgmt For For For 5 Approve the Shareholding Plan for all Mgmt For For For Unicredit Group Employees 6 Appoint the Directors Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Amendments to Meeting Regulations Mgmt For For For 9 Approve the emoluments for saving the Mgmt For For For shareholders common representative 10 Authorize the current activites as per Mgmt For For For the Article 2390 of the civil code 11 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights - Stock Option Plan 12 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights - Equity Grant Plan 13 Amendments to Articles Mgmt For For For
UNILEVER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N8981F271 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Executive Directors' Acts Mgmt For For For 4 Ratification of Non-Executive Directors' Mgmt For For For Acts 5 Re-appoint Mr. P.J. Cescau as an Mgmt For For For Executive Director 6 Appoint Mr. J.A. Lawrence as an Mgmt For For For Executive Director 7 Approve to increase GSIP award and bonus Mgmt For For For limits for Mr. J.A. Lawrence 8 Re-appoint Professor. G. Berger as a Mgmt For For For Non-Executive Director 9 Elect Lord Brittan of Spennithorne Mgmt For For For 10 Re-appoint Mr. W. Dik as a Non-Executive Mgmt For For For Director 11 Re-appoint Mr. C.E. Golden as a Mgmt For For For Non-Executive Director 12 Re-appoint Dr. B.E. Grote as a Mgmt For For For Non-Executive Director 13 Re-appoint Mr. N. Murthy as a Mgmt For For For Non-Executive Director 14 Re-appoint Ms. H. Nyasulu as a Mgmt For For For Non-Executive Director 15 Re-appoint The Lord Simon of Highbury Mgmt For For For CBE as a Non-Executive Director 16 Re-appoint Mr. K.J. Storm as a Mgmt For For For Non-Executive Director 17 Re-appoint Mr. M. Treschow as a Mgmt For For For Non-Executive Director 18 Re-appoint Mr. J. Van Der Veer as a Mgmt For For For Non-Executive Director 19 Appointment of Auditor Mgmt For For For 20 Approve to change the reporting language Mgmt For For For
21 Authority to Issue Shares w/ and w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Approve to reduce the capital through Mgmt For For For cancellation of shares 24 Non-Voting Agenda Item N/A N/A N/A N/A
UNITED OVERSEAS BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V96194127 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Repurchase Shares Mgmt For For For
UNITED OVERSEAS BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V96194127 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Approve the Directors fees of SGD Mgmt For For For 912,500 for 2007 a2006: SGD 700,000a 4 Special Allowance to Wee Cho Yaw Mgmt For Against Against 5 Appointment of Auditor and Authority to Mgmt For For For Set Fees 6 Re-elect Professor Cham Tao Soon as a Mgmt For For For Director 7 Re-elect Mr. Yeo Liat Kok Philip as a Mgmt For Against Against Director 8 Elect Reggie Thein Mgmt For Against Against 9 Re-appoint Mr. Wee Cho Yaw as a Director Mgmt For Against Against 10 Re-appoint Professor Lim Pin as a Mgmt For For For Director 11 Re-appoint Mr. Ngiam Tong Dow as a Mgmt For For For Director 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Authority to Issue Preferred Stock Mgmt For Abstain Against
VESTAS WINDSYSTEMS A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS K9773J128 04/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Adopt the annual report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For
5 Re-elect Mr. Bent Erik Carlsen as a Mgmt For For For Member of the Board of Directors 6 Elect Mr. Torsten Erik Rasmussen as a Mgmt For For For Member of the Board of Directors 7 Elect Mr. Arne Pedersen as a Member of Mgmt For For For the Board of Directors 8 Elect Mr. Freddy Frandsen as a Member of Mgmt For For For the Board of Directors 9 Elect Mr. Jorgen Huno Rasmussen as a Mgmt For For For Member of the Board of Directors 10 Elect Mr. Jorn Ankaer Thomsen as a Mgmt For Against Against Member of the Board of Directors 11 Elect Mr. Kurt Anker Nielsen as a Mgmt For For For Members of the Board of Directors 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A
VICTORY CITY INTERNATIONAL HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9358Q146 08/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Mr. Lee Yuen Chiu, Andy as a Mgmt For For For Director 4 Re-elect Mr. Kan Ka Hon as a Director Mgmt For For For 5 Re-elect Mr. So Kam Wah as a Director Mgmt For For For 6 Authorize the Board of Directors to fix Mgmt For For For the Directors remuneration 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Repurchased Shares Mgmt For For For
WCT ENGINEERING BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y9532D102 01/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Stock Split Mgmt For For For 2 Issuance of Bonds with Warrants Mgmt For For For 3 Approval of the Acquisition of WCT Land Mgmt For For For 4 Amendment to Articles Mgmt For For For 5 Amendments to Articles Mgmt For For For
WIMM-BILL DANN FOODS OJSC TICKER SECURITY ID: MEETING DATE MEETING STATUS WBD CUSIP 97263M109 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Accounts and Reports Mgmt For Abstain Against 3 Allocation of Profits/Dividends Mgmt For Against Against 4 APPROVAL OF ERNST & YOUNG LLC AS WBD Mgmt For For For FOODS OJSC AUDITOR FOR 2008. 5 Directors' Fees Mgmt For Abstain Against 6 Elect Lesya Gavrilenko Mgmt For For For 7 Elect Alexander Davidiuk Mgmt For For For 8 Elect Victoria Dzhemelinskaya Mgmt For For For 9 Elect Irina Ieshkina Mgmt For For For 10 Elect Tatiana Nazarova Mgmt For For For 11 Elect Elena Kozlova Mgmt For For For 12 Elect Alexander Popov Mgmt For For For 13 APPROVAL OF THE COMPANY S AMENDED Mgmt For Abstain Against CHARTER.
WIMM-BILL DANN FOODS OJSC TICKER SECURITY ID: MEETING DATE MEETING STATUS WBD CUSIP 97263M109 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Mikhail Dubinin Mgmt For For For 2 Elect Guy de Selliers Mgmt For For For 3 Elect Mikhail Dubinin Mgmt For For For 4 Elect Michael O'Neil Mgmt For For For 5 Elect Alexander Orlov Mgmt For For For 6 Elect Sergei Plastinin Mgmt For For For 7 Elect Gavril Yushvaev Mgmt For Against Against 8 Elect David Iakobachvili Mgmt For For For 9 Elect Evgeny Yasin Mgmt For For For 10 Elect Marcus Rhodes Mgmt For Against Against 11 Elect Igor Kostikov Mgmt For For For 12 Elect Jacques Vincent Mgmt For For For
WING TAI HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V97973107 10/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Approve Directors fees of SGD 321,258 Mgmt For For For for the FYE 30 JUN 2007 4 Elect LEE Kim Wah Mgmt For For For 5 Elect LOH Soo Eng Mgmt For For For 6 Elect Paul TONG Hon To Mgmt For For For 7 Appointment of Auditor and Authority to Mgmt For For For Set Fees 8 Elect PHUA Bah Lee Mgmt For For For
9 Elect LEE Han Yang Mgmt For For For 10 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 11 Stock Option Grants Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A
WING TAI HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V97973107 10/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Repurchase Shares Mgmt For For For
YANZHOU COAL MINING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y97417102 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Election of Directors Mgmt For For For 6 Elect GENG Jiahuai Mgmt For For For 7 Elect YANG Deyu Mgmt For For For 8 Elect SHI Xuerang Mgmt For For For 9 Elect CHEN Changchun Mgmt For For For 10 Elect WU Yuxiang Mgmt For For For 11 Elect WANG Xinkun Mgmt For For For 12 Elect ZHANG Baocai Mgmt For For For 13 Elect PU Hongjin Mgmt For For For 14 Elect ZHAI Xigui Mgmt For For For 15 Elect LI Weian Mgmt For For For 16 Elect WANG Junyan Mgmt For For For 17 Elect SONG Guo Mgmt For For For 18 Elect ZHOU Shoucheng Mgmt For For For 19 Elect ZHANG Shengdong Mgmt For For For 20 Elect ZHEN Ailan Mgmt For For For 21 Directors' Fees Mgmt For For For 22 Liability Insurance Mgmt For Abstain Against 23 Appointment of Auditor and Authority to Mgmt For For For Set Fees 24 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 25 Authority to Repurchase Shares Mgmt For For For
YIT-YHTYMA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X9862Q104 03/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adopt the accounts Mgmt For For For 4 Approve the actions on profit or loss to Mgmt For For For pay dividend of EUR 0.80 per share
5 Grant discharge from liability Mgmt For For For 6 Approve the number of Board Members Mgmt For For For 7 Approve the remuneration of Board Members Mgmt For For For 8 Approve the remuneration of Auditor(s) Mgmt For For For 9 Elect the Board Mgmt For For For 10 Elect the Auditor(s) Mgmt For For For
ZURICH FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H9870Y105 04/03/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Authority to Cancel Repurchased Shares Mgmt For TNA N/A and Reduce Authorized Capital 7 Authority to Increase Authorized Capital Mgmt For TNA N/A 8 Amendments to Articles Mgmt For TNA N/A 9 Elect Ms. Susan Bies as a Director Mgmt For TNA N/A 10 Elect Mr. Victor Chu as a Director Mgmt For TNA N/A 11 Re-elect Mr. Manfred Gentz as a Director Mgmt For TNA N/A 12 Re-elect Mr. Fred Kindle as a Director Mgmt For TNA N/A 13 Re-elect Mr. Tom De Swaan as a Director Mgmt For TNA N/A 14 Ratify PricewaterhouseCoopers AG as the Mgmt For TNA N/A Auditors 15 Ratify OBT AG as Special Auditors Mgmt For TNA N/A
ITEM 12: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON LEISURE AND CONSUMER STAPLES FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 ANDERSONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANDE CUSIP 034164103 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Michael Anderson Mgmt For For For 1.2 Elect Richard Anderson Mgmt For Withhold Against 1.3 Elect Catherine Kilbane Mgmt For For For 1.4 Elect Robert King, Jr. Mgmt For For For 1.5 Elect Paul Kraus Mgmt For For For 1.6 Elect Ross Manire Mgmt For For For 1.7 Elect Donald Mennel Mgmt For For For 1.8 Elect David Nichols Mgmt For For For 1.9 Elect Sidney Ribeau Mgmt For For For 1.10 Elect Charles Sullivan Mgmt For For For 1.11 Elect Jacqueline Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase in Authorized Common Stock Mgmt For Against Against 4 Amendment to the 2005 Long-Term Mgmt For Against Against Performance Compensation Plan
ANHEUSER-BUSCH COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BUD CUSIP 035229103 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect August Busch III Mgmt For For For 1.2 Elect August Busch IV Mgmt For For For 1.3 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.4 Elect James Jones Mgmt For For For 1.5 Elect Joyce Roche Mgmt For For For 1.6 Elect Henry Shelton Mgmt For For For 1.7 Elect Patrick Stokes Mgmt For For For 1.8 Elect Andrew Taylor Mgmt For For For 1.9 Elect Douglas Warner III Mgmt For For For 2 2008 Long-Term Equity Incentive Plan for Mgmt For For For Non-Employee Directors 3 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM. 4 STOCKHOLDER PROPOSAL CONCERNING A REPORT ShrHoldr Against Against For ON CHARITABLE CONTRIBUTIONS. 5 STOCKHOLDER PROPOSAL CONCERNING Special ShrHoldr Against For Against SHAREHOLDER MEETINGS. 6 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against EXECUTIVE COMPENSATION.
APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 03/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For Withhold Against 1.7 Elect Eric Schmidt Mgmt For For For 1.8 Elect Jerome York Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Executive Compensation 4 Shareholder Proposal Regarding a Board ShrHoldr Against Against For Committee on Sustainability
ARCHER-DANIELS-MIDLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CUSIP 039483102 11/08/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Alan Boeckmann Mgmt For For For 1.2 Elect Mollie Carter Mgmt For Withhold Against 1.3 Elect Victoria Haynes Mgmt For For For 1.4 Elect Antonio Maciel Neto Mgmt For For For 1.5 Elect Patrick Moore Mgmt For For For 1.6 Elect M. Brian Mulroney Mgmt For Withhold Against 1.7 Elect Thomas O'Neill Mgmt For Withhold Against 1.8 Elect Kelvin Westbrook Mgmt For Withhold Against 1.9 Elect Patricia Woertz Mgmt For For For 2 Shareholder Proposal Regarding a Code of ShrHoldr Against Against For Conduct for Global Human Rights Standards 3 Shareholder Proposal Regarding Say on ShrHoldr Against For Against Pay - Advisory Vote on Executive Compensation
AVON PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect Edward Fogarty Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For Withhold Against 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADOPTION OF THE EXECUTIVE INCENTIVE PLAN Mgmt For For For 4 RESOLUTION REGARDING NANOMATERIAL ShrHoldr Against Against For PRODUCT SAFETY REPORT
BRITISH AMERICAN TOBACCO PLC- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BTI CUSIP 110448107 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 RECEIPT OF THE 2007 REPORT AND ACCOUNTS Mgmt For For For 2 APPROVAL OF THE 2007 REMUNERATION REPORT Mgmt For For For 3 DECLARATION OF THE FINAL DIVIDEND FOR Mgmt For For For 2007 4 REAPPOINTMENT OF THE AUDITORS Mgmt For For For 5 AUTHORITY FOR THE DIRECTORS TO AGREE ON Mgmt For For For THE AUDITORS REMUNERATION 6 Re-elect Jan du Plessis Mgmt For For For 7 Re-elect Ana Maria Llopis Mgmt For For For 8 Re-elect Anthony Ruys Mgmt For For For 9 Elect Karen de Segundo Mgmt For For For 10 Elect Nicandro Durante Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Ben Stevens Mgmt For For For 13 RENEWAL OF THE DIRECTORS AUTHORITY TO Mgmt For For For ALLOT SHARES 14 RENEWAL OF THE DIRECTORS AUTHORITY TO Mgmt For For For DISAPPLY PRE-EMPTION RIGHTS 15 APPROVAL OF WAIVER OF OFFER OBLIGATION Mgmt For For For 16 AUTHORITY FOR THE COMPANY TO PURCHASE Mgmt For For For ITS OWN SHARES 17 ADOPTION OF NEW ARTICLES OF ASSOCIATION Mgmt For Against Against
BUNGE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BG CUSIP G16962105 05/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: ERNEST G. BACHRACH Mgmt For Against Against 2 ELECTION OF DIRECTOR: ENRIQUE H. BOILINI Mgmt For Against Against 3 ELECTION OF DIRECTOR: MICHAEL H. BULKIN Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Increase in Authorized Common Stock Mgmt For For For 6 Increase in Authorization of Preferred Mgmt For Against Against Stock 7 Amendment to Allow Repurchase of Shares Mgmt For For For to be Held as Treasury Shares
CENTRAL EUROPEAN DISTRIBUTION TICKER SECURITY ID: MEETING DATE MEETING STATUS CEDC CUSIP 153435102 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William Carey Mgmt For For For 1.2 Elect David Bailey Mgmt For For For 1.3 Elect N. Scott Fine Mgmt For For For 1.4 Elect Tony Housh Mgmt For For For 1.5 Elect Robert Koch Mgmt For For For 1.6 Elect Jan Laskowski Mgmt For For For
1.7 Elect Markus Sieger Mgmt For For For 1.8 Elect Sergey Kupriyanov Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CF INDUSTRIES HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Wallace Creek Mgmt For For For 1.2 Elect William Davisson Mgmt For Withhold Against 1.3 Elect Stephen Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CHURCH & DWIGHT COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CHD CUSIP 171340102 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Craigie Mgmt For For For 1.2 Elect Robert Davies, III Mgmt For For For 1.3 Elect Rosina Dixon Mgmt For For For 1.4 Elect Robert LeBlanc Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 APPROVAL OF THE CHURCH & DWIGHT CO., Mgmt For For For INC. OMNIBUS EQUITY COMPENSATION PLAN. 4 Ratification of Auditor Mgmt For For For
COCA COLA ENTERPRISES TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 191219104 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Fernando Aguirre Mgmt For For For 1.2 Elect John Brock Mgmt For For For 1.3 Elect Irial Finan Mgmt For Withhold Against 1.4 Elect Orrin Ingram II Mgmt For For For 1.5 Elect Curtis Welling Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Executive ShrHoldr Against For Against Severance Agreements
COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For For 2 ELECTION OF DIRECTOR: JILL K. CONWAY Mgmt For For For
3 ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For For 4 ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For For 5 ELECTION OF DIRECTOR: DAVID W. JOHNSON Mgmt For For For 6 ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For For 7 ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For For 8 ELECTION OF DIRECTOR: REUBEN MARK Mgmt For For For 9 ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For For 10 ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Increase in Authorized Common Stock Mgmt For For For
COMCAST CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For For For 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 1.13 Elect Michael Sovern Mgmt For For For 2 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For 3 APPROVAL OF OUR 2002 RESTRICTED STOCK Mgmt For For For PLAN, AS AMENDED AND RESTATED 4 APPROVAL OF OUR 2003 STOCK OPTION PLAN, Mgmt For For For AS AMENDED AND RESTATED 5 ADOPT A RECAPITALIZATION PLAN ShrHoldr Against For Against 6 IDENTIFY ALL EXECUTIVE OFFICERS WHO EARN ShrHoldr Against Against For IN EXCESS OF $500,000 7 NOMINATE TWO DIRECTORS FOR EVERY OPEN ShrHoldr Against Against For DIRECTORSHIP 8 REQUIRE A PAY DIFFERENTIAL REPORT ShrHoldr Against Against For 9 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 10 ADOPT PRINCIPLES FOR COMPREHENSIVE ShrHoldr Against Against For HEALTH CARE REFORM 11 ADOPT AN ANNUAL VOTE ON EXECUTIVE ShrHoldr Against For Against COMPENSATION
CONAGRA FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/27/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Steven Goldstone Mgmt For For For 1.3 Elect W.G. Jurgensen Mgmt For For For 1.4 Elect Ruth Ann Marshall Mgmt For For For 1.5 Elect Gary Rodkin Mgmt For For For 1.6 Elect Andrew Schindler Mgmt For For For 2 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For For AUDITORS 3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CONTROLLED ATMOSPHERE KILLING
CONSTELLATION BRANDS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STZ CUSIP 21036P108 12/06/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Creation of New Class of Common Stock Mgmt For For For 2 Amendment to the Long-Term Stock Mgmt For For For Incentive Plan
CORN PRODS INTERNATIONAL COMMERCE INCO TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CVS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVS CUSIP 126650100 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For For 2 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For For 3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For Against Against 4 ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For For WILLIAMS 5 ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For For 6 ELECTION OF DIRECTOR: WILLIAM H. JOYCE Mgmt For For For 7 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For For 8 ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For For
9 ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For For 10 ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Mgmt For For For 11 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For 12 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 STOCKHOLDER PROPOSAL REGARDING Special ShrHoldr Against Against For SHAREHOLDER MEETINGS. 15 STOCKHOLDER PROPOSAL REGARDING TAX ShrHoldr Against For Against GROSS-UP PAYMENTS. 16 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against For Against CONTRIBUTIONS AND EXPENDITURES.
DARDEN RESTAURANTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRI CUSIP 237194105 09/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For Withhold Against 1.3 Elect David Hughes Mgmt For For For 1.4 Elect Charles Ledsinger, Jr. Mgmt For For For 1.5 Elect William Lewis, Jr. Mgmt For For For 1.6 Elect Connie Mack, III Mgmt For For For 1.7 Elect Andrew Madsen Mgmt For For For 1.8 Elect Clarence Otis Jr. Mgmt For For For 1.9 Elect Michael Rose Mgmt For Withhold Against 1.10 Elect Maria Sastre Mgmt For For For 1.11 Elect Jack Smith Mgmt For For For 1.12 Elect Rita Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
EMMIS COMMUNICATIONS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMMS CUSIP 291525103 07/11/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jeffrey Smulyan Mgmt For For For 1.2 Elect Greg Nathanson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
ENERGIZER HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ENR CUSIP 29266R108 01/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ward Klein Mgmt For For For 1.2 Elect Richard Liddy Mgmt For For For 1.3 Elect W. Patrick McGinnis Mgmt For For For 1.4 Elect Joe Micheletto Mgmt For For For
FRESH DEL MONTE PRODUCE TICKER SECURITY ID: MEETING DATE MEETING STATUS FDP CUSIP G36738105 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Maher Abu-Ghazaleh Mgmt For For For 1.2 Elect Michael Berthelot Mgmt For For For 1.3 Elect Elias Hebeka Mgmt For For For 2 Financial Statements Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 1999 Share Incentive Mgmt For For For Plan
GAMESTOP CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS GME CUSIP 36467W109 06/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Leonard Riggio Mgmt For For For 1.2 Elect Stanley Steinberg Mgmt For For For 1.3 Elect Gerald Szczepanski Mgmt For For For 1.4 Elect Lawrence Zilavy Mgmt For For For 2 Amendment to the Supplemental Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
HANSEN NATURAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HANS CUSIP 411310105 11/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Rodney C. Sacks Mgmt For For For 1.2 Elect Hilton H. Schlosberg Mgmt For Withhold Against 1.3 Elect Norman C. Epstein Mgmt For Withhold Against 1.4 Elect Benjamin M. Polk Mgmt For Withhold Against 1.5 Elect Sydney Selati Mgmt For Withhold Against 1.6 Elect Harold C. Taber, Jr. Mgmt For Withhold Against 1.7 Elect Mark S. Vidergauz Mgmt For Withhold Against 2 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For For AMENDED AND RESTATED STOCK OPTION PLAN. 3 Ratification of Auditor Mgmt For For For
HASBRO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HAS CUSIP 418056107 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For
1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect E. Gordon Gee Mgmt For For For 1.8 Elect Brian Goldner Mgmt For For For 1.9 Elect Jack Greenberg Mgmt For For For 1.10 Elect Alan Hassenfeld Mgmt For For For 1.11 Elect Edward Philip Mgmt For For For 1.12 Elect Paula Stern Mgmt For For For 1.13 Elect Alfred Verrecchia Mgmt For For For 2 RATIFICATION OF AUDITORS FOR 2008. Mgmt For For For
JAKKS PACIFIC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JAKK CUSIP 47012E106 08/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jack Friedman Mgmt For For For 1.2 Elect Stephen Berman Mgmt For For For 1.3 Elect Dan Almagor Mgmt For Withhold Against 1.4 Elect David Blatte Mgmt For For For 1.5 Elect Robert Glick Mgmt For For For 1.6 Elect Michael Miller Mgmt For For For 1.7 Elect Murray Skala Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
KIMBERLY-CLARK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For For 2 ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For Against Against 3 ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For For 4 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For 5 ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt For For For 6 RATIFICATION OF AUDITORS Mgmt For For For 7 Amendment to Supermajority Voting Mgmt For For For Provisions 8 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For QUALIFICATIONS FOR DIRECTOR NOMINEES 9 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights 10 STOCKHOLDER PROPOSAL REGARDING Special ShrHoldr Against For Against SHAREHOLDER MEETINGS 11 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against CUMULATIVE VOTING 12 Shareholder Proposal Regarding a ShrHoldr Against Against For Committee on Sustainability
KROGER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For 2 ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For For 3 ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For For 4 ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For For 5 ELECTION OF DIRECTOR: JOHN T. LAMACCHIA Mgmt For For For 6 ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For For 7 ELECTION OF DIRECTOR: DON W. MCGEORGE Mgmt For For For 8 ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For For 9 ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For For 10 ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt For For For 11 ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For For 12 ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For For 13 ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For For 14 ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For For 15 ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For For 16 APPROVAL OF 2008 LONG-TERM INCENTIVE AND Mgmt For For For CASH BONUS PLAN. 17 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For For AS AUDITORS. 18 Shareholder Proposal Regarding Report on ShrHoldr Against Against For Climate Change 19 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 20 Shareholder Proposal Regarding Policy on ShrHoldr Against Against For Animal Welfare 21 Shareholder Proposal Regarding a Product ShrHoldr Against Against For Toxicity Report 22 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For Superior Performance Principles
LOEWS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS CG CUSIP 540424207 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.E. BERMAN Mgmt For For For 2 ELECTION OF DIRECTOR: J.L. BOWER Mgmt For For For 3 ELECTION OF DIRECTOR: C.M. DIKER Mgmt For For For 4 ELECTION OF DIRECTOR: P.J. FRIBOURG Mgmt For For For
5 ELECTION OF DIRECTOR: W.L. HARRIS Mgmt For For For 6 ELECTION OF DIRECTOR: P.A. LASKAWY Mgmt For For For 7 ELECTION OF DIRECTOR: G.R. SCOTT Mgmt For For For 8 ELECTION OF DIRECTOR: A.H. TISCH Mgmt For For For 9 ELECTION OF DIRECTOR: J.S. TISCH Mgmt For For For 10 ELECTION OF DIRECTOR: J.M. TISCH Mgmt For For For 11 RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For For INDEPENDENT AUDITORS 12 SHAREHOLDER PROPOSAL-CUMULATIVE VOTING ShrHoldr Against For Against 13 SHAREHOLDER PROPOSAL-PERFORMANCE ShrHoldr Against Against For STANDARDS FOR EXECUTIVE COMPENSATION 14 SHAREHOLDER PROPOSAL-HEALTH CARE REFORM ShrHoldr Against Against For 15 SHAREHOLDER PROPOSAL-ADVERTISING ShrHoldr Against Against For EXPENDITURES
MARRIOTT INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: JOHN W. MARRIOTT Mgmt For For For III 3 ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For For 4 ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For For 5 ELECTION OF DIRECTOR: DEBRA L. LEE Mgmt For For For 6 ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For For 7 ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For For 8 ELECTION OF DIRECTOR: HARRY J. PEARCE Mgmt For For For 9 ELECTION OF DIRECTOR: WILLIAM J. SHAW Mgmt For For For 10 ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For For 11 Ratification of Auditor Mgmt For For For
MATTEL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MAT CUSIP 577081102 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For For 2 ELECTION OF DIRECTOR: ROBERT A. ECKERT Mgmt For For For
3 ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For For FERGUSSON 4 ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For For 5 ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For For 6 ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For For 7 ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For For 8 ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For For 9 ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For For 10 ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For For SINCLAIR 11 ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt For For For 12 ELECTION OF DIRECTOR: KATHY BRITTAIN Mgmt For For For WHITE 13 Ratification of Auditor Mgmt For For For 14 STOCKHOLDER PROPOSAL REGARDING CERTAIN ShrHoldr Against Against For REPORTS BY THE BOARD OF DIRECTORS.
MCCORMICK & SCHMICK'S TICKER SECURITY ID: MEETING DATE MEETING STATUS MSSR CUSIP 579793100 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: EMANUEL N. HILARIO Mgmt For Against Against 2 ELECTION OF DIRECTOR: ELLIOTT H. Mgmt For For For JURGENSEN, JR. 3 ELECTION OF DIRECTOR: J. RICE EDMONDS Mgmt For For For 4 ELECTION OF DIRECTOR: JEFFREY D. KLEIN Mgmt For For For 5 ELECTION OF DIRECTOR: DAVID B. PITTAWAY Mgmt For For For 6 ELECTION OF DIRECTOR: JAMES R. PARISH Mgmt For Against Against 7 ELECTION OF DIRECTOR: DOUGLAS L. SCHMICK Mgmt For For For 8 Ratification of Auditor Mgmt For For For
MEREDITH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDP CUSIP 589433101 11/07/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mary Coleman Mgmt For For For 1.2 Elect D. Mell Meredith Frazier Mgmt For For For 1.3 Elect Joel Johnson Mgmt For For For 1.4 Elect Stephen Lacy Mgmt For For For 1.5 Elect Alfred Drewes Mgmt For For For
MOLSON COORS BREWING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TAP CUSIP 60871R209 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For For For
MONSANTO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN W. BACHMANN Mgmt For For For 2 ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For For 3 ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For For PH.D., D.V.M. 4 Ratification of Auditor Mgmt For For For 5 SHAREOWNER PROPOSAL ONE ShrHoldr Against For Against 6 SHAREOWNER PROPOSAL TWO ShrHoldr Against Against For
MORNINGSTAR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MORN CUSIP 617700109 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Joe Mansueto Mgmt For For For 1.2 Elect Don Phillips Mgmt For For For 1.3 Elect Cheryl Francis Mgmt For For For 1.4 Elect Steven Kaplan Mgmt For For For 1.5 Elect Bill Lyons Mgmt For For For 1.6 Elect Jack Noonan Mgmt For For For 1.7 Elect Frank Ptak Mgmt For For For 1.8 Elect Paul Sturm Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
PEPSI BOTTLING GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS PBG CUSIP 713409100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For For 2 ELECTION OF DIRECTOR: BARRY H. BERACHA Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN C. COMPTON Mgmt For For For 4 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt For For For 5 ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For For 6 ELECTION OF DIRECTOR: SUSAN D. KRONICK Mgmt For For For 7 ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN A. QUELCH Mgmt For For For 9 ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For For 10 ELECTION OF DIRECTOR: CYNTHIA M. TRUDELL Mgmt For For For 11 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For For RESTATED CERTIFICATE OF INCORPORATION 12 APPROVAL OF AN AMENDMENT TO THE COMPANY Mgmt For For For S 2004 LONG-TERM INCENTIVE PLAN 13 Ratification of Auditor Mgmt For For For
PEPSICO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: I.M. COOK Mgmt For For For 2 ELECTION OF DIRECTOR: D. DUBLON Mgmt For For For 3 ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For For 4 ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For For 5 ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For For 6 ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For For 7 ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For For 8 ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For For 9 ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For For 10 ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For For 11 ELECTION OF DIRECTOR: D. VASELLA Mgmt For For For 12 ELECTION OF DIRECTOR: M.D. WHITE Mgmt For For For 13 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTANTS 14 Shareholder Proposal Regarding Report on ShrHoldr Against Against For Beverage Container Recycling Program 15 Shareholder Proposal Regarding ShrHoldr Against Against For Genetically Engineered Products 16 SHAREHOLDER PROPOSAL - RIGHT TO WATER ShrHoldr Against Against For POLICY (PROXY STATEMENT P. 46) 17 SHAREHOLDER PROPOSAL - GLOBAL WARMING ShrHoldr Against Against For REPORT (PROXY STATEMENT P. 48) 18 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation
POLARIS INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PII CUSIP 731068102 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Wiehoff Mgmt For For For 1.2 Elect John Menard, Jr. Mgmt For For For 1.3 Elect Mark Schreck Mgmt For For For 1.4 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For
POOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS POOL CUSIP 73278L105 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Wilson Sexton Mgmt For For For 1.2 Elect Andrew Code Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect George Haymaker, Jr. Mgmt For For For 1.5 Elect Manuel Perez de la Mesa Mgmt For For For 1.6 Elect Harlan Seymour Mgmt For For For 1.7 Elect Robert Sledd Mgmt For For For 1.8 Elect John Stokely Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Rajat Gupta Mgmt For For For 1.2 Elect A. G. Lafley Mgmt For For For 1.3 Elect Lynn Martin Mgmt For For For 1.4 Elect Johnathan Rodgers Mgmt For For For 1.5 Elect John Smith, Jr. Mgmt For For For 1.6 Elect Ralph Snyderman Mgmt For For For 1.7 Elect Margaret Whitman Mgmt For For For 2 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM 3 SHAREHOLDER PROPOSAL #1 - AWARD NO ShrHoldr Against Against For FUTURE STOCK OPTIONS 4 SHAREHOLDER PROPOSAL #2 - REPORT ON ShrHoldr Against Against For COMPANY POLICIES AND ACTIVITIES 5 SHAREHOLDER PROPOSAL #3 - ANIMAL TESTING ShrHoldr Against Against For
REYNOLDS AMERICAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RAI CUSIP 761713106 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Betsy Atkins Mgmt For For For 1.2 Elect Nana Mensah Mgmt For For For 1.3 Elect John Zillmer Mgmt For Withhold Against 1.4 Elect Lionel Nowell, III Mgmt For For For
2 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For For AUDITORS 3 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols for the Company and its Suppliers 4 SHAREHOLDER PROPOSAL ON ENDORSEMENT OF ShrHoldr Against Against For HEALTH CARE PRINCIPLES 5 SHAREHOLDER PROPOSAL ON TWO CIGARETTE ShrHoldr Against Against For APPROACH TO MARKETING
ROYAL CARIBBEAN CRUISES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RCL CUSIP V7780T103 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Laura Laviada Mgmt For For For 1.2 Elect Eyal Ofer Mgmt For For For 1.3 Elect William Reilly Mgmt For Withhold Against 1.4 Elect Arne Wilhelmsen Mgmt For For For 2 APPROVAL OF ROYAL CARIBBEAN CRUISES LTD. Mgmt For For For 2008 EQUITY PLAN. 3 Ratification of Auditor Mgmt For For For 4 THE SHAREHOLDER PROPOSAL SET FORTH IN ShrHoldr Against Against For THE ACCOMPANYING PROXY STATEMENT.
SMITH & WESSON HOLDING CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS SWHC CUSIP 831756101 09/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Barry Monheit Mgmt For For For 1.2 Elect Robert Scott Mgmt For For For 1.3 Elect Michael Golden Mgmt For For For 1.4 Elect Jeffrey Buchanan Mgmt For For For 1.5 Elect John Furman Mgmt For For For 1.6 Elect Colton Melby Mgmt For Withhold Against 1.7 Elect Mitchell Saltz Mgmt For For For 1.8 Elect David Stone Mgmt For For For 1.9 Elect I. Marie Wadecki Mgmt For For For 2 Amendment to Provide for Staggered Mgmt For Against Against Three-Year Terms for Directors 3 Issuance of Common Stock in Connection Mgmt For For For with Conversion of 4% Senior Convertible Notes 4 Ratification of Auditor Mgmt For For For
SMITHFIELD FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SFD CUSIP 832248108 08/29/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Paul Fribourg Mgmt For Withhold Against 1.2 Elect Ray Goldberg Mgmt For For For 1.3 Elect John Schwieters Mgmt For For For 1.4 Elect Melvin Wright Mgmt For For For 1.5 Elect Paul Trible, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 SHAREHOLDER PROPOSAL REGARDING CERTAIN ShrHoldr Against Against For SIGNIFICANT TRANSACTIONS.
THE DIRECTV GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DTV CUSIP 25459L106 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ralph Boyd, Jr. Mgmt For For For 1.2 Elect James Cornelius Mgmt For For For 1.3 Elect Gregory Maffei Mgmt For For For 1.4 Elect John Malone Mgmt For Withhold Against 1.5 Elect Nancy Newcomb Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT PUBLIC ACCOUNTANTS.
UNILEVER PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS UL CUSIP 904767704 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 TO RECEIVE THE REPORT AND ACCOUNTS FOR Mgmt For For For THE YEAR ENDED 31 DECEMBER 2007. 2 Directors' Remuneration Report Mgmt For For For 3 TO DECLARE A DIVIDEND OF 34.11P ON THE Mgmt For For For ORDINARY SHARES. 4 TO RE-ELECT MR P J CESCAU AS A DIRECTOR. Mgmt For For For 5 TO RE-ELECT MR J A LAWRENCE AS A Mgmt For For For DIRECTOR. 6 TO INCREASE GSIP AWARD AND BONUS LIMITS Mgmt For For For FOR MR J A LAWRENCE. 7 TO RE-ELECT PROFESSOR G BERGER AS A Mgmt For For For DIRECTOR. 8 Re-elect Lord Brittan of Spennithorne Mgmt For For For 9 TO RE-ELECT PROFESSOR W DIK AS A Mgmt For For For DIRECTOR. 10 TO RE-ELECT MR C E GOLDEN AS A DIRECTOR. Mgmt For For For 11 TO RE-ELECT DR B E GROTE AS A DIRECTOR. Mgmt For For For 12 TO RE-ELECT MR N MURTHY AS A DIRECTOR. Mgmt For For For 13 TO RE-ELECT MS H NYASULU AS A DIRECTOR. Mgmt For For For 14 TO RE-ELECT THE LORD SIMON OF HIGHBURY Mgmt For For For CBE AS A DIRECTOR.
15 TO RE-ELECT MR K J STORM AS A DIRECTOR. Mgmt For For For 16 TO RE-ELECT MR M TRESCHOW AS A DIRECTOR. Mgmt For For For 17 TO RE-ELECT MR J VAN DER VEER AS A Mgmt For For For DIRECTOR. 18 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For For AS AUDITORS OF THE COMPANY. 19 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For For REMUNERATION OF THE AUDITORS. 20 TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For For ISSUE SHARES. 21 TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For For DISAPPLY PRE-EMPTION RIGHTS. 22 TO RENEW THE AUTHORITY TO THE COMPANY TO Mgmt For For For PURCHASE ITS OWN SHARES. 23 TO ADOPT NEW ARTICLES OF ASSOCIATION OF Mgmt For For For THE COMPANY.
UST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UST CUSIP 902911106 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Barr Mgmt For For For 1.2 Elect John Clancey Mgmt For For For 1.3 Elect Patricia Diaz Dennis Mgmt For For For 1.4 Elect Joseph Heid Mgmt For For For 1.5 Elect Murray Kessler Mgmt For For For 1.6 Elect Peter Neff Mgmt For For For 1.7 Elect Andrew Parsons Mgmt For For For 1.8 Elect Ronald Rossi Mgmt For For For 1.9 Elect Lawrence Ruisi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding the Right ShrHoldr Against For Against to Call a Special Meeting 4 STOCKHOLDER PROPOSAL RELATING TO HEALTH ShrHoldr Against Against For CARE REFORM PRINCIPLES.
VAIL RESORTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MTN CUSIP 91879Q109 12/07/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Roland Hernandez Mgmt For Withhold Against 1.2 Elect Thomas Hyde Mgmt For For For 1.3 Elect Robert A. Katz Mgmt For For For 1.4 Elect Richard Kincaid Mgmt For For For 1.5 Elect Joe Micheletto Mgmt For For For 1.6 Elect John Sorte Mgmt For For For 1.7 Elect William Stiritz Mgmt For For For 2 Management Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
VIACOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VIA.B CUSIP 92553P201 06/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect George Abrams Mgmt For Withhold Against 1.2 Elect Philippe Dauman Mgmt For For For 1.3 Elect Thomas Dooley Mgmt For Withhold Against 1.4 Elect Alan Greenberg Mgmt For For For 1.5 Elect Robert Kraft Mgmt For For For 1.6 Elect Blythe McGarvie Mgmt For For For 1.7 Elect Charles Phillips, Jr. Mgmt For For For 1.8 Elect Shari Redstone Mgmt For For For 1.9 Elect Sumner Redstone Mgmt For For For 1.10 Elect Frederic Salerno Mgmt For Withhold Against 1.11 Elect William Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
WAL MART STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For For 2 ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For For 3 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For Against Against 4 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For 5 ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For For 6 ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For For 7 ELECTION OF DIRECTOR: DAVID D. GLASS Mgmt For For For 8 ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For For 9 ELECTION OF DIRECTOR: ALLEN I. QUESTROM Mgmt For For For 10 ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For For 11 ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For For 12 ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For For 13 ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For For 14 ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For For WILLIAMS 15 ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For For 16 APPROVAL OF MANAGEMENT INCENTIVE PLAN, Mgmt For For For AS AMENDED AND RESTATED 17 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For INDEPENDENT ACCOUNTANTS
18 AMEND EQUAL EMPLOYMENT OPPORTUNITY POLICY ShrHoldr Against Against For 19 PAY-FOR-SUPERIOR-PERFORMANCE ShrHoldr Against Against For 20 RECOUPMENT OF SENIOR EXECUTIVE ShrHoldr Against Against For COMPENSATION POLICY 21 ESTABLISH HUMAN RIGHTS COMMITTEE ShrHoldr Against Against For 22 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against For Against 23 POLITICAL CONTRIBUTIONS REPORT ShrHoldr Against Against For 24 SOCIAL AND REPUTATION IMPACT REPORT ShrHoldr Against Against For 25 SPECIAL SHAREHOLDERS MEETING ShrHoldr Against Against For
WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For For 2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For 4 ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For For 5 ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For For 6 ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For Against Against 7 ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For For 8 ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For For 9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For 10 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For MATSCHULLAT 11 ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For For 12 ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Amended and Restated Mgmt For For For 2005 Stock Incentive Plan 15 Amendment to the 2002 Executive Mgmt For For For Performance Plan
WIMM-BILL DANN FOODS OJSC TICKER SECURITY ID: MEETING DATE MEETING STATUS WBD CUSIP 97263M109 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Accounts and Reports Mgmt For Abstain Against 3 Allocation of Profits/Dividends Mgmt For Against Against
4 APPROVAL OF ERNST & YOUNG LLC AS WBD Mgmt For For For FOODS OJSC AUDITOR FOR 2008. 5 Directors' Fees Mgmt For Abstain Against 6 Elect Lesya Gavrilenko Mgmt For For For 7 Elect Alexander Davidiuk Mgmt For For For 8 Elect Victoria Dzhemelinskaya Mgmt For For For 9 Elect Irina Ieshkina Mgmt For For For 10 Elect Tatiana Nazarova Mgmt For For For 11 Elect Elena Kozlova Mgmt For For For 12 Elect Alexander Popov Mgmt For For For 13 APPROVAL OF THE COMPANY S AMENDED Mgmt For Abstain Against CHARTER.
WIMM-BILL DANN FOODS OJSC TICKER SECURITY ID: MEETING DATE MEETING STATUS WBD CUSIP 97263M109 06/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Mikhail Dubinin Mgmt For For For 2 Elect Guy de Selliers Mgmt For For For 3 Elect Mikhail Dubinin Mgmt For For For 4 Elect Michael O'Neil Mgmt For For For 5 Elect Alexander Orlov Mgmt For For For 6 Elect Sergei Plastinin Mgmt For For For 7 Elect Gavril Yushvaev Mgmt For Against Against 8 Elect David Iakobachvili Mgmt For For For 9 Elect Evgeny Yasin Mgmt For For For 10 Elect Marcus Rhodes Mgmt For Against Against 11 Elect Igor Kostikov Mgmt For For For 12 Elect Jacques Vincent Mgmt For For For
YUM! BRANDS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect David Dorman Mgmt For For For 1.2 Elect Massimo Ferragamo Mgmt For For For 1.3 Elect J. David Grissom Mgmt For For For 1.4 Elect Bonnie Hill Mgmt For For For 1.5 Elect Robert Holland, Jr. Mgmt For For For 1.6 Elect Kenneth Langone Mgmt For For For 1.7 Elect Jonathan Linen Mgmt For For For 1.8 Elect Thomas Nelson Mgmt For For For 1.9 Elect David Novak Mgmt For For For 1.10 Elect Thomas Ryan Mgmt For For For 1.11 Elect Jing-Shyh Su Mgmt For For For 1.12 Elect Jackie Trujillo Mgmt For For For 1.13 Elect Robert Walter Mgmt For For For 2 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For (PAGE 17 OF PROXY) 3 Adoption of Majority Vote for Election Mgmt For For For of Directors 4 Amendment to the Long Term Incentive Plan Mgmt For For For 5 SHAREHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For MACBRIDE PRINCIPLES (PAGE 32 OF PROXY)
6 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Advisory Vote on Executive Compensation 7 Shareholder Proposal Regarding Food ShrHoldr Against Against For Supply Chain Security and Sustainability 8 SHAREHOLDER PROPOSAL RELATING TO ANIMAL ShrHoldr Against Against For WELFARE (PAGE 42 OF PROXY)
ITEM 13: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON MATERIALS FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 AIR PRODUCTS & CHEMICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Michael Donahue Mgmt For For For 1.2 Elect Ursula Fairbairn Mgmt For For For 1.3 Elect John Jones III Mgmt For For For 1.4 Elect Lawrence Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ALBEMARLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Gottwald Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Mark Rohr Mgmt For For For 1.6 Elect John Sherman, Jr. Mgmt For For For 1.7 Elect Charles Stewart Mgmt For For For 1.8 Elect Harriet Taggart Mgmt For For For 1.9 Elect Anne Whittemore Mgmt For For For 2 THE PROPOSAL TO APPROVE THE ALBEMARLE Mgmt For Against Against CORPORATION 2008 INCENTIVE PLAN. 3 2008 Stock Compensation Plan for Mgmt For For For Non-Employee Directors 4 Ratification of Auditor Mgmt For For For
ALLEGHENY TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For Withhold Against 1.3 Elect Michael Joyce Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS. 3 STOCKHOLDER PROPOSAL REGARDING MAJORITY ShrHoldr Against For Against VOTING IN DIRECTOR ELECTIONS.
ARCELOR MITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS MT CUSIP 03937E101 08/28/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve To Merge Mittal Steel Into Mgmt For For For Arcelor Mittal
ARCELOR MITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS MT CUSIP 03937E101 11/05/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Approve Merger Mgmt For For For 2 Ratification of Board and Auditor Acts; Mgmt For For For Location of Company's Books and Records
ARCELORMITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS MT CUSIP 03938L104 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROVAL OF THE ANNUAL ACCOUNTS FOR THE Mgmt For For For 2007 FINANCIAL YEAR 2 Consolidated Accounts and Reports Mgmt For For For 3 Directors' Fees Mgmt For For For 4 ALLOCATION OF RESULTS AND DETERMINATION Mgmt For For For OF THE DIVIDEND 5 DISCHARGE OF THE DIRECTORS Mgmt For For For 6 STATUTORY ELECTIONS OF FOUR (4) DIRECTORS Mgmt For For For
7 ELECTION OF LEWIS B. KADEN AS MEMBER OF Mgmt For For For THE BOARD OF DIRECTORS 8 ELECTION OF IGNACIO FERNANDEZ TOXO AS Mgmt For For For MEMBER OF THE BOARD OF DIRECTORS 9 ELECTION OF ANTOINE SPILLMANN AS MEMBER Mgmt For For For OF THE BOARD OF DIRECTORS 10 ELECTION OF MALAY MUKHERJEE AS MEMBER OF Mgmt For For For THE BOARD OF DIRECTORS 11 Authority to Repurchase Shares Mgmt For For For 12 APPOINTMENT OF DELOITTE SA AS Mgmt For For For INDEPENDENT COMPANY AUDITOR 13 Stock Option Plan Mgmt For For For 14 Employee Share Purchase Plan Mgmt For For For 15 Authority to Increase Authorized Capital Mgmt For For For
ARCH CHEMICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARJ CUSIP 03937R102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Michael Campbell Mgmt For For For 1.2 Elect David Lilley Mgmt For For For 1.3 Elect William Powell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BALL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect George Smart Mgmt For For For 1.3 Elect Theodore Solso Mgmt For For For 1.4 Elect Stuart Taylor II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassifying the Board
BEMIS COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BMS CUSIP 081437105 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Edward Perry Mgmt For For For 1.2 Elect William Scholle Mgmt For Withhold Against 1.3 Elect Timothy Manganello Mgmt For For For 1.4 Elect Philip Weaver Mgmt For For For 1.5 Elect Henry Theisen Mgmt For For For 2 Ratification of the Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation Report
BHP BILLITON LTD- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CUSIP 088606108 11/28/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 TO RECEIVE THE 2007 FINANCIAL STATEMENTS Mgmt For For For AND REPORTS FOR BHP BILLITON PLC. 2 TO RECEIVE THE 2007 FINANCIAL STATEMENTS Mgmt For For For AND REPORTS FOR BHP BILLITON LTD. 3 TO RE-ELECT MR D A CRAWFORD AS A Mgmt For For For DIRECTOR OF BHP BILLITON PLC. 4 TO RE-ELECT MR D A CRAWFORD AS A Mgmt For For For DIRECTOR OF BHP BILLITON LTD. 5 TO RE-ELECT MR D R ARGUS AS A DIRECTOR Mgmt For For For OF BHP BILLITON PLC. 6 TO RE-ELECT MR D R ARGUS AS A DIRECTOR Mgmt For For For OF BHP BILLITON LTD. 7 TO RE-ELECT MR C A S CORDEIRO AS A Mgmt For For For DIRECTOR OF BHP BILLITON PLC. 8 TO RE-ELECT MR C A S CORDEIRO AS A Mgmt For For For DIRECTOR OF BHP BILLITON LTD. 9 TO RE-ELECT THE HON E G DE PLANQUE AS A Mgmt For For For DIRECTOR OF BHP BILLITON PLC. 10 TO RE-ELECT THE HON E G DE PLANQUE AS A Mgmt For For For DIRECTOR OF BHP BILLITON LTD. 11 TO RE-ELECT DR D A L JENKINS AS A Mgmt For For For DIRECTOR OF BHP BILLITON PLC. 12 TO RE-ELECT DR D A L JENKINS AS A Mgmt For For For DIRECTOR OF BHP BILLITON LTD. 13 TO REAPPOINT KPMG AUDIT PLC AS THE Mgmt For For For AUDITOR OF BHP BILLITON PLC. 14 TO RENEW THE GENERAL AUTHORITY TO ALLOT Mgmt For For For SHARES IN BHP BILLITON PLC. 15 TO RENEW THE DISAPPLICATION OF Mgmt For For For PRE-EMPTION RIGHTS IN BHP BILLITON PLC. 16 TO APPROVE THE REPURCHASE OF SHARES IN Mgmt For For For BHP BILLITON PLC. 17 Reduction of Issued Share Capital Mgmt For For For 18 Reduction of Issued Share Capital Mgmt For For For 19 Reduction of Issued Share Capital Mgmt For For For
20 Reduction of Issued Share Capital Mgmt For For For 21 Reduction of Issued Share Capital Mgmt For For For 22 Reduction of Issued Share Capital Mgmt For For For 23 Reduction of Issued Share Capital Mgmt For For For 24 Reduction of Issued Share Capital Mgmt For For For 25 TO APPROVE THE 2007 REMUNERATION REPORT. Mgmt For For For 26 Equity Grant (CEO Marius J. Kloppers) Mgmt For For For 27 TO APPROVE THE GRANT OF AWARDS TO MR C W Mgmt For Against Against GOODYEAR UNDER THE GIS. 28 Amendment to Articles Regarding Mgmt For For For Retirement Age (BHP Billiton plc) 29 TO APPROVE THE AMENDMENT TO THE Mgmt For For For CONSTITUTION OF BHP BILLITON LTD.
BURLINGTON NORTHERN SANTA FE CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS BNI CUSIP 12189T104 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For For 2 ELECTION OF DIRECTOR: D.G. COOK Mgmt For For For 3 ELECTION OF DIRECTOR: V.S. MARTINEZ Mgmt For Against Against 4 ELECTION OF DIRECTOR: M.F. RACICOT Mgmt For For For 5 ELECTION OF DIRECTOR: R.S. ROBERTS Mgmt For For For 6 ELECTION OF DIRECTOR: M.K. ROSE Mgmt For For For 7 ELECTION OF DIRECTOR: M.J. SHAPIRO Mgmt For For For 8 ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For For 9 ELECTION OF DIRECTOR: R.H. WEST Mgmt For For For 10 ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For For 11 ELECTION OF DIRECTOR: E.E. WHITACRE, JR. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 PROPOSAL REGARDING SAY ON EXECUTIVE PAY ShrHoldr Against For Against .
CELANESE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CE CUSIP 150870103 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For For 2 ELECTION OF DIRECTOR: DANIEL S. SANDERS Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For For 4 Ratification of Auditor Mgmt For For For
CEMEX S.A.- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS CX CUSIP 151290889 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Profits/Dividends; Mgmt For Abstain Against Authority to Repurchase Shares 3 Authority to Increase Capital through Mgmt For For For Capitalization of Reserves 4 Election of Directors Mgmt For Against Against 5 Directors' Fees Mgmt For For For 6 Election of Meeting Delegates Mgmt For For For
CF INDUSTRIES HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Wallace Creek Mgmt For For For 1.2 Elect William Davisson Mgmt For Withhold Against 1.3 Elect Stephen Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CLAYMONT STEEL HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 18382P104 11/13/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Tracy Shellabarger Mgmt For For For 1.2 Elect Jeffrey Zanarini Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CLEVELAND CLIFFS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CLF CUSIP 185896107 07/27/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ronald Cambre Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Susan Cunningham Mgmt For For For 1.4 Elect Barry Eldridge Mgmt For For For 1.5 Elect Susan Green Mgmt For For For 1.6 Elect James Ireland III Mgmt For For For 1.7 Elect Francis McAllister Mgmt For For For 1.8 Elect Roger Phillips Mgmt For For For 1.9 Elect Richard Riederer Mgmt For Withhold Against
1.10 Elect Alan Schwartz Mgmt For For For 2 ADOPTION OF THE 2007 INCENTIVE EQUITY Mgmt For For For PLAN. 3 ADOPTION OF A NEW EXECUTIVE MANAGEMENT Mgmt For For For PERFORMANCE INCENTIVE PLAN. 4 Ratification of Auditor Mgmt For For For
COMPANHIA VALE DO RIO DOCE TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CUSIP 204412209 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 APPOINTMENT OF THE MEMBERS OF THE FISCAL Mgmt For Against Against COUNCIL 4 Governing Entities' Fees Mgmt For For For 5 Approval of the Protocol and Mgmt For For For Justification of Merger 6 Appointment of Appraiser Mgmt For For For 7 TO DECIDE ON THE APPRAISAL REPORT, Mgmt For For For PREPARED BY THE EXPERT APPRAISERS 8 Merger by Absorption Mgmt For For For
COMPANHIA VALE DO RIO DOCE TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CUSIP 204412209 08/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 PROPOSAL TO AMEND THE COMPANY S BY-LAWS. Mgmt For For For 2 Stock Split Mgmt For For For 3 Consolidation of Amendments to Articles Mgmt For For For 4 Acquisition of AMCI Holdings Australia Mgmt For For For 5 REPLACEMENT OF A BOARD MEMBER. Mgmt For For For
CRH PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRH CUSIP 12626K203 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 CONSIDERATION OF FINANCIAL STATEMENTS Mgmt For For For AND REPORTS OF DIRECTORS AND AUDITORS 2 DECLARATION OF A DIVIDEND Mgmt For For For 3 RE-ELECTION OF DIRECTOR: N. HARTERY Mgmt For For For
4 RE-ELECTION OF DIRECTOR: T.W. HILL Mgmt For For For 5 RE-ELECTION OF DIRECTOR: K. MCGOWAN Mgmt For For For 6 RE-ELECTION OF DIRECTOR: J.M.C. O CONNOR Mgmt For For For 7 RE-ELECTION OF DIRECTOR: U-H. FELCHT Mgmt For For For 8 REMUNERATION OF AUDITORS Mgmt For For For 9 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For For 10 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For For 11 AUTHORITY TO RE-ISSUE TREASURY SHARES Mgmt For For For 12 AMENDMENT TO MEMORANDUM OF ASSOCIATION Mgmt For For For 13 AMENDMENTS TO ARTICLES OF ASSOCIATION Mgmt For For For
CROWN HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCK CUSIP 228368106 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jenne Britell Mgmt For For For 1.2 Elect John Conway Mgmt For For For 1.3 Elect Arnold Donald Mgmt For For For 1.4 Elect William Little Mgmt For For For 1.5 Elect Hans Loliger Mgmt For For For 1.6 Elect Thomas Ralph Mgmt For For For 1.7 Elect Hugues du Rouret Mgmt For For For 1.8 Elect Alan Rutherford Mgmt For Withhold Against 1.9 Elect Jim Turner Mgmt For For For 1.10 Elect William Urkiel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DIAMOND OFFSHORE DRILLING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DO CUSIP 25271C102 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Tisch Mgmt For For For 1.2 Elect Lawrence Dickerson Mgmt For Withhold Against 1.3 Elect John Bolton Mgmt For For For 1.4 Elect Charles Fabrikant Mgmt For Withhold Against 1.5 Elect Paul Gaffney, II Mgmt For For For 1.6 Elect Herbert Hofmann Mgmt For For For 1.7 Elect Arthur Rebell Mgmt For For For 1.8 Elect Raymond Troubh Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DOW CHEMICALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Arnold Allemang Mgmt For For For 1.2 Elect Jacqueline Barton Mgmt For For For 1.3 Elect James Bell Mgmt For For For 1.4 Elect Jeff Fettig Mgmt For For For 1.5 Elect Barbara Franklin Mgmt For For For 1.6 Elect John Hess Mgmt For For For 1.7 Elect Andrew Liveris Mgmt For For For 1.8 Elect Geoffery Merszei Mgmt For Withhold Against 1.9 Elect Dennis Reilley Mgmt For For For 1.10 Elect James Ringler Mgmt For For For 1.11 Elect Ruth Shaw Mgmt For For For 1.12 Elect Paul Stern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL ON CHEMICALS WITH ShrHoldr Against Against For LINKS TO RESPIRATORY PROBLEMS. 4 STOCKHOLDER PROPOSAL ON ENVIRONMENTAL ShrHoldr Against Against For REMEDIATION IN THE MIDLAND AREA. 5 STOCKHOLDER PROPOSAL ON GENETICALLY ShrHoldr Against Against For ENGINEERED SEED. 6 STOCKHOLDER PROPOSAL ON A COMPENSATION ShrHoldr Against Against For PLAN.
DRYSHIPS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRYS CUSIP Y2109Q101 01/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Increase in Authorized Common Stock and Mgmt For Against Against Preferred Stock
EAGLE MATERIALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EXP CUSIP 26969P108 08/02/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Clarke Mgmt For For For 1.2 Elect Frank Maresh Mgmt For For For 1.3 Elect Steven Rowley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect J. Bennet Johnston Mgmt For Withhold Against 1.7 Elect Charles Krulak Mgmt For For For 1.8 Elect Bobby Lackey Mgmt For For For
1.9 Elect Jon Madonna Mgmt For For For 1.10 Elect Dustan McCoy Mgmt For Withhold Against 1.11 Elect Gabrielle McDonald Mgmt For Withhold Against 1.12 Elect James Moffett Mgmt For For For 1.13 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.14 Elect J. Stapleton Roy Mgmt For Withhold Against 1.15 Elect Stephen Siegele Mgmt For For For 1.16 Elect J. Taylor Wharton Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For For YOUNG LLP AS INDEPENDENT AUDITORS. 3 Increase in Authorized Common Stock Mgmt For For For
FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 07/10/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect J. Bennet Johnston Mgmt For Withhold Against 1.7 Elect Charles Krulak Mgmt For For For 1.8 Elect Bobby Lackey Mgmt For For For 1.9 Elect Jon Madonna Mgmt For For For 1.10 Elect Dustan McCoy Mgmt For For For 1.11 Elect Gabrielle McDonald Mgmt For Withhold Against 1.12 Elect James Moffett Mgmt For For For 1.13 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.14 Elect J. Stapleton Roy Mgmt For Withhold Against 1.15 Elect Stephen Siegele Mgmt For For For 1.16 Elect J. Taylor Wharton Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For For YOUNG LLP AS INDEPENDENT AUDITORS. 3 ADOPTION OF THE PROPOSED AMENDMENTS TO Mgmt For Against Against THE 2006 STOCK INCENTIVE PLAN.
HAYNES INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HAYN CUSIP 420877201 02/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Paul Bohan Mgmt For For For 1.2 Elect Donald Campion Mgmt For Withhold Against 1.3 Elect John Corey Mgmt For For For 1.4 Elect Robert Getz Mgmt For For For 1.5 Elect Timothy McCarthy Mgmt For For For 1.6 Elect Francis Petro Mgmt For For For 1.7 Elect William Wall Mgmt For For For 1.8 Elect Ronald Zabel Mgmt For For For
HERCULES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HPC CUSIP 427056106 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Alan Cohen Mgmt For For For 1.2 Elect Burton Joyce Mgmt For For For 1.3 Elect Jeffrey Lipton Mgmt For For For 1.4 Elect John Wulff Mgmt For For For 2 Amendment to the Annual Management Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For
LUBRIZOL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LZ CUSIP 549271104 04/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Abernathy Mgmt For Withhold Against 1.2 Elect Dominic Pileggi Mgmt For Withhold Against 1.3 Elect Harriet Taggart Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr For For For Declassification of the Board
MARTIN MARIETTA MATERIALS TICKER SECURITY ID: MEETING DATE MEETING STATUS MLM CUSIP 573284106 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sue Cole Mgmt For For For 1.2 Elect Michael Quillen Mgmt For For For 1.3 Elect Stephen Zelnak, Jr. Mgmt For For For 2 RATIFICATION OF SELECTION OF ERNST & Mgmt For For For YOUNG LLP AS INDEPENDENT AUDITORS.
MONSANTO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN W. BACHMANN Mgmt For For For 2 ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For For 3 ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For For PH.D., D.V.M. 4 Ratification of Auditor Mgmt For For For 5 SHAREOWNER PROPOSAL ONE ShrHoldr Against For Against 6 SHAREOWNER PROPOSAL TWO ShrHoldr Against Against For
NAVIOS MARITIME HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NM CUSIP Y62196103 12/20/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Election of Ted. C Petrone Mgmt For Withhold Against 1.2 Election of Spyridon Magoulas Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NEWMONT MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Robert Miller Mgmt For For For 1.8 Elect Richard O'Brien Mgmt For For For 1.9 Elect John Prescott Mgmt For For For 1.10 Elect Donald Roth Mgmt For For For 1.11 Elect James Taranik Mgmt For Withhold Against 2 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For For AUDITORS FOR 2008. 3 Shareholder Proposal Regarding Majority ShrHoldr Against For Against Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman
NN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NNBR CUSIP 629337106 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect G. Ronald Morris Mgmt For Withhold Against 1.2 Elect Steven Warshaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NORFOLK SOUTHERN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSC CUSIP 655844108 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gerald Baliles Mgmt For Withhold Against 1.2 Elect Gene Carter Mgmt For For For 1.3 Elect Karen Horn Mgmt For For For 1.4 Elect J. Paul Reason Mgmt For For For 2 Ratification of Auditor Mgmt For For For
OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For Withhold Against 1.5 Elect John Congdon, Jr. Mgmt For Withhold Against 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Ebeling Mgmt For Withhold Against 1.8 Elect John Kasarda Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Performance Incentive Plan Mgmt For For For 3 Change in Board Size Mgmt For For For
PACTIV CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: LARRY D. BRADY Mgmt For For For 2 ELECTION OF DIRECTOR: K. DANE BROOKSHER Mgmt For For For 3 ELECTION OF DIRECTOR: ROBERT J. DARNALL Mgmt For Against Against 4 ELECTION OF DIRECTOR: MARY R. (NINA) Mgmt For For For HENDERSON 5 ELECTION OF DIRECTOR: N. THOMAS Mgmt For For For LINEBARGER 6 ELECTION OF DIRECTOR: ROGER B PORTER Mgmt For For For 7 ELECTION OF DIRECTOR: RICHARD L. WAMBOLD Mgmt For For For 8 ELECTION OF DIRECTOR: NORMAN H. WESLEY Mgmt For For For 9 Ratification of Auditor Mgmt For For For
PPG INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Hugh Grant Mgmt For For For 1.2 Elect Michele Hooper Mgmt For For For 1.3 Elect Robert Mehrabian Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PRAXAIR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Nance Dicciani Mgmt For For For 1.2 Elect Edward Galante Mgmt For For For 1.3 Elect Ira Hall Mgmt For For For 1.4 Elect Raymond LeBoeuf Mgmt For For For 1.5 Elect Larry McVay Mgmt For For For 1.6 Elect Wayne Smith Mgmt For For For 1.7 Elect H. Mitchell Watson, Jr. Mgmt For For For 1.8 Elect Robert Wood Mgmt For For For 2 Adoption of Majority Vote for Election Mgmt For For For of Directors 3 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For THE INDEPENDENT AUDITOR.
RELIANCE STEEL AND ALUMINIUM COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RS CUSIP 759509102 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Thomas Gimbel Mgmt For For For 1.2 Elect David Hannah Mgmt For For For 1.3 Elect Mark Kaminski Mgmt For For For 1.4 Elect Gregg Mollins Mgmt For For For 1.5 Elect Andrew Sharkey, III Mgmt For For For 2 TO APPROVE THE CORPORATE OFFICERS BONUS Mgmt For For For PLAN. 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
RPM INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RPM CUSIP 749685103 10/04/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect David Daberko Mgmt For For For 1.2 Elect William Papenbrock Mgmt For For For 1.3 Elect Frank Sullivan Mgmt For For For 1.4 Elect Thomas Sullivan Mgmt For For For 2 Amendment to the 1995 Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
RYDER SYSTEM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Lynn Martin Mgmt For For For 1.3 Elect Hansel Tookes II Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Compensation Plan 3 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For LLP AS INDEPENDENT AUDITOR.
SEALED AIR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SEE CUSIP 81211K100 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF HANK BROWN AS A DIRECTOR. Mgmt For For For 2 ELECTION OF MICHAEL CHU AS A DIRECTOR. Mgmt For For For 3 ELECTION OF LAWRENCE R. CODEY AS A Mgmt For Against Against DIRECTOR. 4 ELECTION OF T.J. DERMOT DUNPHY AS A Mgmt For For For DIRECTOR. 5 ELECTION OF CHARLES F. FARRELL, JR. AS A Mgmt For For For DIRECTOR. 6 ELECTION OF WILLIAM V. HICKEY AS A Mgmt For For For DIRECTOR. 7 ELECTION OF JACQUELINE B. KOSECOFF AS A Mgmt For For For DIRECTOR. 8 ELECTION OF KENNETH P. MANNING AS A Mgmt For Against Against DIRECTOR. 9 ELECTION OF WILLIAM J. MARINO AS A Mgmt For For For DIRECTOR. 10 Amendment to the 2005 Contingent Stock Mgmt For For For Plan 11 Amendment to the Performance-Based Mgmt For For For Compensation Program 12 Ratification of Auditor Mgmt For For For
TEREX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEX CUSIP 880779103 07/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Increase in Authorized Common Stock Mgmt For For For
TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Michael L. Bennett Mgmt For For For 1.2 Elect Peter Janson Mgmt For For For 1.3 Elect James Kroner Mgmt For For For 2 Ratification of Auditor Mgmt For For For
TEXAS INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXI CUSIP 882491103 10/16/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Melvin Brekhus Mgmt For Withhold Against
1.2 Elect Robert Rogers Mgmt For Withhold Against 1.3 Elect Ronald Steinhart Mgmt For For For 2 Increase in Authorized Common Stock Mgmt For For For 3 TO APPROVE THE SELECTION OF ERNST & Mgmt For For For YOUNG LLP AS OUR INDEPENDENT AUDITORS. 4 TO CONSIDER A SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING A SUSTAINABILITY REPORT.
TRANSOCEAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP G90073100 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JON A. MARSHALL Mgmt For For For 2 ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For Against Against 3 ELECTION OF DIRECTOR: ROBERT E. ROSE Mgmt For For For 4 ELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt For For For 5 Ratification of Auditor Mgmt For For For
TRANSOCEAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP G90078109 11/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Share Reclassification Mgmt For For For 2 Approval of the Merger Agreement Mgmt For For For 3 Misc. Article Amendments Mgmt For For For
UNION PACIFIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For For 3 ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For Against Against 4 ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For For 5 ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For For 6 ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For For 7 ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For For 8 ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For For
9 ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For Against Against 10 ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 INCREASE AUTHORIZED COMMON STOCK FROM Mgmt For For For 500,000,000 TO 800,000,000 SHARES. 13 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For CONTRIBUTIONS.
VULCAN MATERIALS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMC CUSIP 929160109 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Donald James Mgmt For For For 1.2 Elect Ann D. McLaughlin Korologos Mgmt For For For 1.3 Elect Philip Carroll, Jr. Mgmt For Withhold Against 1.4 Elect Orin Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Legacy Vulcan Corporation Mgmt For For For Certificate of Incorporation
ITEM 14: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON TELECOMMUNICATION & UTILITIES FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 AES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AES CUSIP 00130H105 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Paul Hanrahan Mgmt For For For 1.2 Elect Kristina Johnson Mgmt For For For 1.3 Elect John Koskinen Mgmt For Withhold Against 1.4 Elect Philip Lader Mgmt For For For 1.5 Elect Sandra Moose Mgmt For For For 1.6 Elect Philip Odeen Mgmt For For For
1.7 Elect Charles Rossotti Mgmt For Withhold Against 1.8 Elect Sven Sandstrom Mgmt For Withhold Against 2 REAPPROVAL OF THE AES CORPORATION 2003 Mgmt For For For LONG-TERM COMPENSATION PLAN. 3 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS.
ALLEGHENY ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AYE CUSIP 017361106 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect H. Furlong Baldwin Mgmt For For For 1.2 Elect Eleanor Baum Mgmt For For For 1.3 Elect Paul Evanson Mgmt For For For 1.4 Elect Cyrus Freidheim, Jr. Mgmt For For For 1.5 Elect Julia Johnson Mgmt For For For 1.6 Elect Ted Kleisner Mgmt For For For 1.7 Elect Christopher Pappas Mgmt For For For 1.8 Elect Steven Rice Mgmt For For For 1.9 Elect Gunnar Sarsten Mgmt For For For 1.10 Elect Michael Sutton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2008 Long-Term Incentive Plan Mgmt For For For 4 STOCKHOLDER PROPOSAL RELATING TO A ShrHoldr Against For Against SHAREHOLDER SAY ON EXECUTIVE PAY.
AMERICA MOVIL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS AMX CUSIP 02364W105 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors (Series L) Mgmt For Abstain Against 2 Election of Meeting Delegates (Special Mgmt For For For Meeting)
AMERICAN ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect E. R. Brooks Mgmt For For For 1.2 Elect Ralph Crosby, Jr. Mgmt For For For 1.3 Elect Linda Goodspeed Mgmt For For For 1.4 Elect Lester Hudson, Jr. Mgmt For For For 1.5 Elect Lionel Nowell III Mgmt For For For 1.6 Elect Kathryn Sullivan Mgmt For For For 1.7 Elect Donald Carlton Mgmt For For For 1.8 Elect John DesBarres Mgmt For For For 1.9 Elect Thomas Hoaglin Mgmt For For For 1.10 Elect Michael Morris Mgmt For For For 1.11 Elect Richard Sandor Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For STEPHENSON 2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For ALDINGER III 3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For 4 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For 6 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For 8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For 9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For 10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For 11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For 12 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For 13 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For TYSON 14 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For 15 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS. 16 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For 17 PENSION CREDIT POLICY. ShrHoldr Against For Against 18 LEAD INDEPENDENT DIRECTOR BYLAW. ShrHoldr Against For Against 19 SERP POLICY ShrHoldr Against Against For 20 ADVISORY VOTE ON COMPENSATION ShrHoldr Against For Against
BRIGHTPOINT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CELL CUSIP 109473405 07/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Eliza Hermann Mgmt For For For 1.2 Elect V. William Hunt Mgmt For For For 1.3 Elect Stephen Simon Mgmt For For For 2 Issuance of Shares to Dangaard Holdings Mgmt For For For 3 Appointment of Designees to the Board Mgmt For For For 4 Amendment to 2004 Long-Term Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For Against Against 6 Transaction of Other Business Mgmt For Against Against
BT GROUP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BT CUSIP 05577E101 07/19/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 REPORTS AND ACCOUNTS Mgmt For For For 2 REMUNERATION REPORT Mgmt For For For 3 FINAL DIVIDEND Mgmt For For For 4 RE-ELECT SIR CHRISTOPHER BLAND Mgmt For For For 5 RE-ELECT ANDY GREEN Mgmt For For For 6 RE-ELECT IAN LIVINGSTON Mgmt For For For 7 RE-ELECT JOHN NELSON Mgmt For For For 8 ELECT DEBORAH LATHEN Mgmt For For For 9 ELECT FRANCOIS BARRAULT Mgmt For For For 10 REAPPOINTMENT OF AUDITORS Mgmt For For For 11 REMUNERATION OF AUDITORS Mgmt For For For 12 AUTHORITY TO ALLOT SHARES Mgmt For For For 13 AUTHORITY TO ALLOT SHARES FOR CASH Mgmt For For For SPECIAL RESOLUTION 14 AUTHORITY TO PURCHASE OWN SHARES Special Mgmt For For For RESOLUTION 15 AUTHORISE ELECTRONIC COMMUNICATIONS Mgmt For For For SPECIAL RESOLUTION 16 AUTHORITY FOR POLITICAL DONATIONS Mgmt For For For
CHINA MOBILE (HONG KONG) LTD- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS CHL CUSIP 16941M109 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 TO DECLARE AN ORDINARY FINAL DIVIDEND Mgmt For For For FOR THE YEAR ENDED 31 DECEMBER 2007. 3 TO DECLARE A SPECIAL FINAL DIVIDEND FOR Mgmt For For For THE YEAR ENDED 31 DECEMBER 2007. 4 TO RE-ELECT LU XIANGDONG AS A DIRECTOR. Mgmt For For For 5 TO RE-ELECT XUE TAOHAI AS A DIRECTOR. Mgmt For For For 6 TO RE-ELECT HUANG WENLIN AS A DIRECTOR. Mgmt For For For 7 TO RE-ELECT XIN FANFEI AS A DIRECTOR. Mgmt For For For 8 TO RE-ELECT LO KA SHUI AS A DIRECTOR. Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
CISCO SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/15/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For For 2 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For For 3 ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For For 4 ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For For 5 ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For For 6 ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For For 7 ELECTION OF DIRECTOR: DR. JOHN L. Mgmt For Against Against HENNESSY 8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For KOVACEVICH 9 ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For For 10 ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For For 11 ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For For 12 ELECTION OF DIRECTOR: JERRY YANG Mgmt For For For 13 TO APPROVE THE AMENDMENT AND EXTENSION Mgmt For For For OF THE 2005 STOCK INCENTIVE PLAN. 14 Executive Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding a Board ShrHoldr Against Against For Committee on Human Rights 17 Shareholder Proposal Regarding ShrHoldr Against Against For Pay-for-Superior-Performance 18 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Executive Compensation 19 Shareholder Proposal Regarding an ShrHoldr Against Against For Internet Fragmentation Report
COMPANHIA DE SANEAMENTO BASICO (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS SBS CUSIP 20441A102 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 RESOLUTION ON THE ALLOCATION OF THE NET Mgmt For For For INCOME OF THE YEAR. 3 Election of Directors; Election of Mgmt For For For Members of Statutory Audit Committee 4 Authority to Increase Capital through Mgmt For For For Capitalization of Reserves
5 Amendments to Articles to Reflect Mgmt For For For Increase in Capital 6 Amendments to Articles to Reflect Mgmt For For For Increase in Authorized Capital
COMPANHIA DE SANEAMENTO BASICO (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS SBS CUSIP 20441A102 07/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Director Mgmt For For For 2 Re-ratification of Restated Accounts and Mgmt For For For Reports 3 Re-ratification of Restated Profit Mgmt For For For Distribution Policy
DOMINION RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS D CUSIP 25746U109 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PETER W. BROWN Mgmt For For For 2 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For DAVIDSON, JR. 3 ELECTION OF DIRECTOR: THOMAS F. FARRELL, Mgmt For For For II 4 ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt For For For 5 ELECTION OF DIRECTOR: ROBERT S. JEPSON, Mgmt For For For JR. 6 ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For For 7 ELECTION OF DIRECTOR: BENJAMIN J. Mgmt For For For LAMBERT, III 8 ELECTION OF DIRECTOR: MARGARET A. MCKENNA Mgmt For For For 9 ELECTION OF DIRECTOR: FRANK S. ROYAL Mgmt For For For 10 ELECTION OF DIRECTOR: DAVID A. WOLLARD Mgmt For For For 11 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For For AUDITORS FOR 2008.
EDISON INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Bryson Mgmt For For For 1.2 Elect Vanessa Chang Mgmt For For For 1.3 Elect France Cordova Mgmt For For For 1.4 Elect Theodore Craver, Jr. Mgmt For For For 1.5 Elect Charles Curtis Mgmt For For For 1.6 Elect Bradford Freeman Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Ronald Olson Mgmt For Withhold Against
1.9 Elect James Rosser Mgmt For For For 1.10 Elect Richard Schlosberg, III Mgmt For For For 1.11 Elect Thomas Sutton Mgmt For For For 1.12 Elect Brett White Mgmt For For For 2 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For For INDEPENDENT PUBLIC ACCOUNTING FIRM. 3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against SHAREHOLDER SAY ON EXECUTIVE PAY.
EL PASO ELECTRIC COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EE CUSIP 283677854 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gary Hedrick Mgmt For For For 1.2 Elect Kenneth Heitz Mgmt For Withhold Against 1.3 Elect Michael Parks Mgmt For For For 1.4 Elect Eric Siegel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ENTERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For For 2 ELECTION OF DIRECTOR: W.F. BLOUNT Mgmt For For For 3 ELECTION OF DIRECTOR: S.D. DEBREE Mgmt For For For 4 ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For For 5 ELECTION OF DIRECTOR: A.M. HERMAN Mgmt For For For 6 ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For For 7 ELECTION OF DIRECTOR: J.W. LEONARD Mgmt For For For 8 ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For For 9 ELECTION OF DIRECTOR: J.R. NICHOLS Mgmt For For For 10 ELECTION OF DIRECTOR: W.A. PERCY, II Mgmt For For For 11 ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For For 12 ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 SHAREHOLDER PROPOSAL REGARDING ADVISORY ShrHoldr Against For Against VOTE ON EXECUTIVE COMPENSATION. 15 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For LIMITATIONS ON MANAGEMENT COMPENSATION. 16 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For CORPORATE POLITICAL CONTRIBUTIONS. 17 SHAREHOLDER PROPOSAL REGARDING Special ShrHoldr Against Against For SHAREHOLDER MEETINGS.
EXELON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: BRUCE DEMARS Mgmt For For For 2 ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For Against Against 3 ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For For 4 ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding a Global ShrHoldr Against Against For Warming Report
FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Paul Addison Mgmt For For For 1.2 Elect Anthony Alexander Mgmt For For For 1.3 Elect Michael Anderson Mgmt For For For 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For For For 1.7 Elect Ernest Novak, Jr. Mgmt For For For 1.8 Elect Catherine Rein Mgmt For For For 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For For For 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM 3 Shareholder Proposal Regarding Right to ShrHoldr Against For Against Call a Special Meeting 4 SHAREHOLDER PROPOSAL: ESTABLISH ShrHoldr Against Against For SHAREHOLDER PROPONENT ENGAGEMENT PROCESS 5 SHAREHOLDER PROPOSAL: ADOPT SIMPLE ShrHoldr Against For Against MAJORITY VOTE 6 Shareholder Proposal Regarding Majority ShrHoldr Against For Against Vote for Election of Directors
FPL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FPL CUSIP 302571104 05/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall, II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For Withhold Against 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay, III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect Michael Thaman Mgmt For For For 1.11 Elect Hansel Tookes, II Mgmt For For For 1.12 Elect Paul Tregurtha Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF THE FPL GROUP EXECUTIVE Mgmt For For For ANNUAL INCENTIVE PLAN. 4 SHAREHOLDER PROPOSAL - GLOBAL WARMING ShrHoldr Against Against For REPORT.
FRANCE TELECOM SA - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS FTE CUSIP 35177Q105 05/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports; Ratification of Mgmt For For For Board Acts 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions (Didier Mgmt For For For Lombard) 6 Authority to Trade in Company Stock Mgmt For Against Against 7 RATIFICATION OF THE COOPTATION OF A Mgmt For For For DIRECTOR 8 RATIFICATION OF THE COOPTATION OF A Mgmt For For For DIRECTOR 9 APPOINTMENT OF MR. CHARLES-HENRI FILIPPI Mgmt For For For AS A DIRECTOR 10 APPOINTMENT OF MR. JOSE-LUIS DURAN AS A Mgmt For For For DIRECTOR 11 DIRECTORS FEES ALLOCATED TO THE BOARD Mgmt For For For OF DIRECTORS 12 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS Mgmt For For For 13 Authority to Increase Capital for Mgmt For For For Shareholders and Stock Option Holders of Orange 14 Authority to Issue Warrants to Mgmt For For For Shareholders and Stock Option Holders of Orange 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities under Employee Savings Plan 16 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 17 POWERS FOR FORMALITIES Mgmt For For For
GILAT SATELLITE NETWORK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS GILTF CUSIP M51474118 10/16/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Election of Directors Mgmt For For For 3 Appointment of Auditor and Authority to Mgmt For For For Set Fees 4 Chairman and CEO's Bonus Mgmt For For For
HUANENG POWER INTERNATIONAL, INC. (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNP CUSIP 443304100 03/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Related Party Transactions Mgmt For For For
HUANENG POWER INTERNATIONAL, INC. (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNP CUSIP 443304100 10/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Issuance of Corporate Bonds Mgmt For For For
II VI INC TICKER SECURITY ID: MEETING DATE MEETING STATUS IIVI CUSIP 902104108 11/02/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Peter Sognefest Mgmt For For For 1.2 Elect Francis Kramer Mgmt For For For 2 Ratification of Auditor Mgmt For For For
KT CORPORATION- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS KTC CUSIP 48268K101 02/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect NAM Joong Soo as CEO Mgmt For For For 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Elect OH Kyu Taek as Audit Committee Mgmt For For For Member 4 Election of Directors (Slate) Mgmt For For For 5 Election of Directors (Slate) Mgmt For For For 6 Election of Directors (Slate) Mgmt For For For 7 Election of Directors (Slate) Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Management Agreement Mgmt For For For 10 Amendments to Retirement Allowances Mgmt For For For
L3 COMMUNICATIONS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LLL CUSIP 502424104 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Shalikashvili Mgmt For For For 1.2 Elect Michael Strianese Mgmt For For For 1.3 Elect John White Mgmt For For For 2 2008 Long Term Performance Plan Mgmt For For For 3 2008 Directors Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
LOCKHEED MARTIN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect E. C. Aldridge, Jr. Mgmt For For For 1.2 Elect Nolan Archibald Mgmt For Withhold Against 1.3 Elect David Burritt Mgmt For For For 1.4 Elect James Ellis, Jr. Mgmt For For For 1.5 Elect Gwendolyn King Mgmt For For For 1.6 Elect James Loy Mgmt For Withhold Against 1.7 Elect Douglas McCorkindale Mgmt For For For 1.8 Elect Joseph Ralston Mgmt For Withhold Against 1.9 Elect Frank Savage Mgmt For For For 1.10 Elect James Schneider Mgmt For For For 1.11 Elect Anne Stevens Mgmt For For For 1.12 Elect Robert Stevens Mgmt For For For 1.13 Elect James Ukropina Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS 3 Adoption of Simple Majority Voting Mgmt For For For 4 MANAGEMENT PROPOSAL: TO AMEND THE Mgmt For Against Against CHARTER TO DELETE ARTICLE XIII 5 Amendment to the 2003 Incentive Mgmt For For For Performance Award Plan 6 MANAGEMENT PROPOSAL: TO ADOPT THE 2009 Mgmt For For For DIRECTORS EQUITY PLAN 7 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS ShrHoldr Against Against For 8 Shareholder Proposal Regarding Report on ShrHoldr Against Against For Nuclear Weapons Involvement 9 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN ShrHoldr Against For Against
NATIONAL GRID PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS NGG CUSIP 636274300 07/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For For 2 TO DECLARE A FINAL DIVIDEND Mgmt For For For 3 TO RE-ELECT EDWARD ASTLE Mgmt For For For 4 TO RE-ELECT MARIA RICHTER Mgmt For For For 5 TO RE-RLECT MARK FAIRBAIRN Mgmt For For For 6 TO RE-ELECT LINDA ADAMANY Mgmt For For For 7 TO REAPPOINT THE AUDITOR, Mgmt For For For PRICEWATERHOUSECOOPERS LLP 8 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For For AUDITOR S REMUNERATION 9 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For Against Against REPORT 10 TO ALLOW THE SUPPLY OF DOCUMENTS Mgmt For For For ELECTRONICALLY 11 TO AUTHORISE THE DIRECTORS TO ISSUE Mgmt For For For ORDINARY SHARES 12 TO APPROVE THE AMENDED NATIONAL GRID USA Mgmt For For For INCENTIVE THRIFT PLANS I AND II 13 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For For 14 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For For OWN ORDINARY SHARES 15 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For For OWN B SHARES 16 TO APPROVE THE BROKER CONTRACT FOR THE Mgmt For For For REPURCHASE OF B SHARES 17 TO APPROVE THE CHANGES TO THE Mgmt For Against Against PERFORMANCE SHARE PLAN RULES
PARTNER COMMUNICATIONS CO LTD- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS PTNR CUSIP 70211M109 11/15/2007 Voted MEETING TYPE COUNTRY OF TRADE Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Appointment of Auditor Mgmt For For For 2 Authority to Set Auditor's Fees Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Election of Directors; Fees Mgmt For For For 5 Retirement Bonus Mgmt For For For 6 Personal Interest Mgmt For Against Against 7 Related Party Transaction Mgmt For For For 8 Personal Interest Mgmt For Against Against
PEPCO HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS POM CUSIP 713291102 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jack Dunn, IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Frank Heintz Mgmt For For For 1.4 Elect Barbara Krumsiek Mgmt For For For 1.5 Elect George MacCormack Mgmt For For For 1.6 Elect Richard McGlynn Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Frank Ross Mgmt For For For 1.9 Elect Pauline Schneider Mgmt For Withhold Against 1.10 Elect Lester Silverman Mgmt For For For 1.11 Elect William Torgerson Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PREMIERE GLOBAL SERVICES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PGI CUSIP 740585104 06/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: BOLAND T. JONES Mgmt For For For 2 ELECTION OF DIRECTOR: JEFFREY T. ARNOLD Mgmt For For For 3 ELECTION OF DIRECTOR: WILKIE S. COLYER Mgmt For For For 4 ELECTION OF DIRECTOR: JOHN R. HARRIS Mgmt For Against Against 5 ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For For 6 ELECTION OF DIRECTOR: RAYMOND H. PIRTLE, Mgmt For For For JR. 7 ELECTION OF DIRECTOR: J. WALKER SMITH, Mgmt For For For JR. 8 Amendment to the 2004 Long-Term Mgmt For Against Against Incentive Plan 9 Amendment to the 2000 Directors Stock Mgmt For For For Plan
PROGRESS ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PGN CUSIP 743263105 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: J. BOSTIC Mgmt For For For 2 ELECTION OF DIRECTOR: D. BURNER Mgmt For For For 3 ELECTION OF DIRECTOR: H. DELOACH Mgmt For For For 4 ELECTION OF DIRECTOR: W. JOHNSON Mgmt For For For 5 ELECTION OF DIRECTOR: R. JONES Mgmt For For For 6 ELECTION OF DIRECTOR: W. JONES Mgmt For For For 7 ELECTION OF DIRECTOR: E. MCKEE Mgmt For Against Against 8 ELECTION OF DIRECTOR: J. MULLIN Mgmt For For For 9 ELECTION OF DIRECTOR: C. PRYOR Mgmt For For For
10 ELECTION OF DIRECTOR: C. SALADRIGAS Mgmt For For For 11 ELECTION OF DIRECTOR: T. STONE Mgmt For For For 12 ELECTION OF DIRECTOR: A. TOLLISON Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 THE PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against COMPENSATION.
PUBLIC SERVICE ENTERPRISE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEG CUSIP 744573106 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Conrad Harper Mgmt For For For 1.2 Elect Shirley Jackson Mgmt For For For 1.3 Elect Thomas Renyi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For EXECUTIVE COMPENSATION. 4 STOCKHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For NOMINATION OF DIRECTORS. 5 STOCKHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For ELECTION OF DIRECTORS.
RWE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS RWEOY CUSIP 74975E303 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt For For For 2 APPROVAL OF THE ACTS OF THE EXECUTIVE Mgmt For For For BOARD FOR FISCAL 2007 3 APPROVAL OF THE ACTS OF THE SUPERVISORY Mgmt For For For BOARD FOR FISCAL 2007 4 APPOINTMENT OF THE AUDITORS FOR FISCAL Mgmt For For For 2008 5 AUTHORIZATION TO IMPLEMENT SHARE BUYBACKS Mgmt For For For 6 AUTHORIZATION TO IMPLEMENT SHARE BUYBACK Mgmt For For For BY MEANS OF DERIVATIVES 7 Authority to Increase Authorized Capital Mgmt For For For
SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SI CUSIP 826197501 01/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROPRIATION OF NET INCOME Mgmt For For For 2 POSTPONEMENT OF THE RATIFICATION OF THE Mgmt For Against Against ACTS OF: JOHANNES FELDMAYER 3 Ratify Klaus Kleinfeld Mgmt For Against Against 4 Ratify Peter Loscher Mgmt For For For 5 Ratify Heinrich Hiesinger Mgmt For Against Against 6 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: JOE KAESER 7 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: RUDI LAMPRECHT 8 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: EDUARDO MONTES 9 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: JURGEN RADOMSKI 10 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: ERICH R. REINHARDT 11 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: HERMANN REQUARDT 12 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: URIEL J. SHAREF 13 RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For Against Against BOARD: KLAUS WUCHERER 14 Ratify Johannes Feldmayer Mgmt For Against Against 15.1 Ratify Heinrich Von Pierer Mgmt For Withhold Against 15.2 Ratify Gerhard Cromme Mgmt For Withhold Against 15.3 Ratify Ralf Heckmann Mgmt For Withhold Against 15.4 Ratify Josef Ackermann Mgmt For Withhold Against 15.5 Ratify Lothar Adler Mgmt For Withhold Against 15.6 Ratify Gerhard Bieletzki Mgmt For Withhold Against 15.7 Ratify John Coombe Mgmt For Withhold Against 15.8 Ratify Hildegard Cornudet Mgmt For Withhold Against 15.9 Ratify Birgit Grube Mgmt For Withhold Against 15.10 Ratify Bettina Haller Mgmt For For For 15.11 Ratify Heinz Hawreliuk Mgmt For Withhold Against 15.12 Ratify Berthold Huber Mgmt For Withhold Against 15.13 Ratify Walter Kroll Mgmt For Withhold Against 15.14 Ratify Michael Mirow Mgmt For For For 15.15 Ratify Wolfgang Muller Mgmt For Withhold Against 15.16 Ratify Georg Nassauer Mgmt For Withhold Against 15.17 Ratify Thomas Rackow Mgmt For For For 15.18 Ratify Dieter Scheitor Mgmt For For For 15.19 Ratify Albrecht Schmidt Mgmt For Withhold Against 15.20 Ratify Henning Schulte-noelle Mgmt For Withhold Against 15.21 Ratify Peter Von Siemens Mgmt For Withhold Against 15.22 Ratify Jerry Speyer Mgmt For Withhold Against 15.23 Ratify Iain Vallance of Tummel Mgmt For Withhold Against 16 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For Against Against 17 ACQUISITION AND USE OF SIEMENS SHARES Mgmt For For For 18 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 19 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For Against Against JOSEF ACKERMANN 20 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For JEAN-LOUIS BEFFA 21 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For GERD VON BRANDENSTEIN
22 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For Against Against GERHARD CROMME 23 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For MICHAEL DIEKMANN 24 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For HANS MICHAEL GAUL 25 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For PETER GRUSS 26 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For NICOLA LEIBINGER-KAMMULLER 27 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For HAKAN SAMUELSSON 28 NEW ELECTION TO THE SUPERVISORY BOARD: Mgmt For For For LORD IAIN VALLANCE OF TUMMEL
SK TELECOM COMPANY LIMITED - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS SKE CUSIP 78440P108 03/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For For DIRECTORS. 6 Elect CHO Jae Ho as Independent Director Mgmt For For For to be Audit Committee Member
SOUTHERN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SO CUSIP 842587107 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Juanita Baranco Mgmt For For For 1.2 Elect Dorrit Bern Mgmt For For For 1.3 Elect Francis Blake Mgmt For For For 1.4 Elect Jon Boscia Mgmt For For For 1.5 Elect Thomas Chapman Mgmt For For For 1.6 Elect H. William Habermeyer, Jr. Mgmt For For For 1.7 Elect Warren Hood, Jr. Mgmt For For For 1.8 Elect Donald James Mgmt For For For 1.9 Elect J. Neal Purcell Mgmt For For For 1.10 Elect David Ratcliffe Mgmt For For For 1.11 Elect William Smith, Jr. Mgmt For For For 1.12 Elect Gerald St. Pe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Election Mgmt For For For of Directors 4 Elimination of Cumulative Voting Mgmt For For For 5 STOCKHOLDER PROPOSAL ON ENVIRONMENTAL ShrHoldr Against Against For REPORT
SWISSCOM- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMWY CUSIP 871013108 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For For DECLARATION OF DIVIDENDS 3 Ratification of Board and Management Acts Mgmt For For For 4 CAPITAL REDUCTION Mgmt For For For 5 CHANGE OF CLAUSE 3.5 OF THE ARTICLES OF Mgmt For For For INCORPORATION 6 CHANGE OF CLAUSE 6.1.3 OF THE ARTICLES Mgmt For For For OF INCORPORATION 7 Amendments to Articles Mgmt For For For 8 CHANGE OF CLAUSE 7 PARAGRAPH 2 OF THE Mgmt For For For ARTICLES OF INCORPORATION 9 RE-ELECTION OF DR. ANTON SCHERRER AS Mgmt For For For CHAIRMAN 10 RE-ELECTION OF CATHERINE MUHLEMANN AS Mgmt For For For MEMBER 11 RE-ELECTION OF HUGO GERBER AS MEMBER Mgmt For For For 12 ELECTION OF STATUTORY AUDITORS Mgmt For For For
TELEFONICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF CUSIP 879382208 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 RE-ELECTION OF MR. JOSE FERNANDO DE Mgmt For Against Against ALMANSA MORENO-BARREDA AS A DIRECTOR. 3 Elect Jose Maria Abril Perez Mgmt For Against Against 4 Elect Francisco Javier de Paz Mancho Mgmt For For For 5 Elect Maria Eva Castillo Sanz Mgmt For For For 6 Elect Luiz Fernando Furlan Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 9 APPOINTMENT OF THE AUDITORS OF THE Mgmt For For For COMPANY FOR THE FISCAL YEAR 2008. 10 Authority to Carry Out Formalities Mgmt For For For
UGI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Stratton Mgmt For For For 1.2 Elect Stephen Ban Mgmt For For For 1.3 Elect Richard Gozon Mgmt For For For 1.4 Elect Lon Greenberg Mgmt For For For 1.5 Elect Marvin Schlanger Mgmt For For For 1.6 Elect Anne Pol Mgmt For For For 1.7 Elect Ernest Jones Mgmt For For For 1.8 Elect John Walsh Mgmt For For For 1.9 Elect Roger Vincent Mgmt For For For 2 Ratification of Auditor Mgmt For For For
VERIZON COMMUNICATIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For For 2 ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For For 3 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For 4 ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For For 5 ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For Against Against 6 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For NICOLAISEN 7 ELECTION OF DIRECTOR: THOMAS H. O BRIEN Mgmt For For For 8 ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For For 9 ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For For 10 ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For For 11 ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For For 12 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 ELIMINATE STOCK OPTIONS ShrHoldr Against Against For 15 GENDER IDENTITY NONDISCRIMINATION POLICY ShrHoldr Against Against For 16 SEPARATE OFFICES OF CHAIRMAN AND CEO ShrHoldr Against For Against
VIMPEL-COMMUNICATIONS (OJS) TICKER SECURITY ID: MEETING DATE MEETING STATUS VIP CUSIP 68370R109 06/09/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Contested United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Annual Report Shrholdr N/A TNA N/A 2 Accounts and Reports Shrholdr N/A TNA N/A 3 Allocation of ProfitsDividend Shrholdr N/A TNA N/A 4 ELECTION OF THE AUDIT COMMISSION Shrholdr N/A TNA N/A 5 APPROVAL OF EXTERNAL AUDITORS Shrholdr N/A TNA N/A 6 Amendment to Directors' Fees Shrholdr N/A TNA N/A 7 Merger by Absoprtion Shrholdr N/A TNA N/A 8 APPROVAL OF THE AMENDMENTS TO THE Shrholdr N/A TNA N/A CHARTER OF VIMPELCOM
VIMPEL-COMMUNICATIONS (OJS) TICKER SECURITY ID: MEETING DATE MEETING STATUS VIP CUSIP 68370R109 06/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Contested United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Annual Report Mgmt For For For 2 Elect David Haines Mgmt For For For 3 Elect Mikhail Fridman Mgmt For For For 4 Elect Kjell Johnsen Mgmt For For For 5 Elect Hans Peter Kohlhammer Mgmt For For For 6 Elect Jo Lunder Mgmt For For For 7 Elect Oleg Malis Mgmt For For For 8 Elect Leonid Novoselsky Mgmt For For For 9 Elect Alexey Reznikovich Mgmt For For For 10 Elect Ole Bjorn Sjulstad Mgmt For Abstain Against 11 Elect Jan Thygesen Mgmt For For For
VIMPEL-COMMUNICATIONS (OJS) TICKER SECURITY ID: MEETING DATE MEETING STATUS VIP CUSIP 68370R109 06/09/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Contested United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Annual Report Shrholdr N/A TNA N/A 2 Accounts and Reports Shrholdr N/A TNA N/A 3 Allocation of ProfitsDividend Shrholdr N/A TNA N/A 4 ELECTION OF THE AUDIT COMMISSION Shrholdr N/A TNA N/A 5 APPROVAL OF EXTERNAL AUDITORS Shrholdr N/A TNA N/A 6 Amendment to Directors' Fees Shrholdr N/A TNA N/A 7 Merger by Absoprtion Shrholdr N/A TNA N/A 8 APPROVAL OF THE AMENDMENTS TO THE Shrholdr N/A TNA N/A CHARTER OF VIMPELCOM
VIMPEL-COMMUNICATIONS (OJS) TICKER SECURITY ID: MEETING DATE MEETING STATUS VIP CUSIP 68370R109 06/09/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Contested United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Annual Report Mgmt N/A TNA N/A 2 Elect Jo Lunder Mgmt N/A TNA N/A 3 Elect Hans Peter Kohlhammer Mgmt N/A TNA N/A
VODAFONE GROUP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS VOD CUSIP 92857W209 07/24/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Re-elect John Bond Mgmt For For For 3 Re-elect Arun Sarin Mgmt For For For 4 Re-elect Michael Boskin Mgmt For Against Against 5 Re-elect John Buchanan Mgmt For For For 6 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt For For For 7 TO RE-ELECT ANNE LAUVERGEON AS A Mgmt For For For DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) 8 Re-elect Jurgen Schrempp Mgmt For Against Against 9 Re-elect Luc Vandevelde Mgmt For Against Against 10 Re-elect Anthony Watson Mgmt For Against Against 11 TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For Against Against (MEMBER OF THE REMUNERATION COMMITTEE) 12 TO ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For For 13 TO ELECT ALAN JEBSON AS A DIRECTOR Mgmt For For For 14 TO ELECT NICK LAND AS A DIRECTOR Mgmt For For For 15 TO ELECT SIMON MURRAY AS A DIRECTOR Mgmt For For For 16 TO APPROVE A FINAL DIVIDEND OF 4.41P PER Mgmt For For For ORDINARY SHARE 17 TO APPROVE THE REMUNERATION REPORT Mgmt For Against Against 18 TO RE-APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For For AUDITORS 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 21 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Amendment to Articles Regarding Mgmt For For For Electronic Communi 24 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For For (SPECIAL RESOLUTION) 25 Shareholder Proposal Regarding Mgmt Against For Against Facilitation of Sha 26 Shareholder Proposal Regarding Mgmt Against For Against Distribution of Tra 27 Shareholder Proposal Regarding Mgmt Against For Against Distribution of Vod 28 Shareholder Proposal Regarding an Annual Mgmt Against Against For Ceiling o
XCEL ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect C. Coney Burgess Mgmt For For For 1.2 Elect Fredric Corrigan Mgmt For For For 1.3 Elect Richard Davis Mgmt For For For 1.4 Elect Roger Hemminghaus Mgmt For For For 1.5 Elect A.Barry Hirschfeld Mgmt For For For 1.6 Elect Richard Kelly Mgmt For For For 1.7 Elect Douglas Leatherdale Mgmt For For For 1.8 Elect Albert Moreno Mgmt For For For 1.9 Elect Margaret Preska Mgmt For For For 1.10 Elect A. Patricia Sampson Mgmt For For For 1.11 Elect Richard Truly Mgmt For For For 1.12 Elect David Westerlund Mgmt For For For 1.13 Elect Timothy Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Election Mgmt For For For of Directors 4 Shareholder Proposal Regarding ShrHoldr Against For Against Separation of Chairman and CEO 5 Shareholder Proposal Regarding ShrHoldr Against Against For Comprehensive Healthcare Reform
ITEM 15: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON INCOME OPPORTUNITY FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 ABBOTT LABORATORIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect William Daley Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect William Osborn Mgmt For For For 1.6 Elect David Owen Mgmt For For For 1.7 Elect Boone Powell Jr. Mgmt For For For 1.8 Elect W. Ann Reynolds Mgmt For For For 1.9 Elect Roy Roberts Mgmt For For For 1.10 Elect Samuel Scott III Mgmt For Withhold Against 1.11 Elect William Smithburg Mgmt For Withhold Against 1.12 Elect Glenn Tilton Mgmt For For For 1.13 Elect Miles White Mgmt For For For 2 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For For AUDITORS 3 SHAREHOLDER PROPOSAL - ACCESS TO ShrHoldr Against Against For MEDICINES 4 SHAREHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against For Against
AFLAC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Daniel Amos Mgmt For For For 1.2 Elect John Amos II Mgmt For For For 1.3 Elect Paul Amos II Mgmt For For For 1.4 Elect Yoshiro Aoki Mgmt For For For 1.5 Elect Michael Armacost Mgmt For For For 1.6 Elect Kriss Cloninger III Mgmt For Withhold Against 1.7 Elect Joe Harris Mgmt For For For 1.8 Elect Elizabeth Hudson Mgmt For For For 1.9 Elect Kenneth Janke, Sr. Mgmt For Withhold Against 1.10 Elect Douglas Johnson Mgmt For For For 1.11 Elect Robert Johnson Mgmt For For For 1.12 Elect Charles Knapp Mgmt For For For 1.13 Elect E. Stephen Purdom Mgmt For For For 1.14 Elect Barbara Rimer Mgmt For For For 1.15 Elect Marvin Schuster Mgmt For For For 1.16 Elect David Thompson Mgmt For For For 1.17 Elect Robert Wright Mgmt For For For 2 Increase in Authorized Shares Mgmt For For For 3 2009 Management Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For
AMERICA MOVIL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS AMX CUSIP 02364W105 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors (Series L) Mgmt For Abstain Against 2 Election of Meeting Delegates (Special Mgmt For For For Meeting)
AMERICAN STANDARD COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ASD CUSIP 029712106 09/28/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Change Company Name to Trane Inc. Mgmt For For For
ANIXTER INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS AXE CUSIP 035290105 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Blyth Mgmt For For For 1.2 Elect Linda Bynoe Mgmt For For For 1.3 Elect Robert Crandall Mgmt For For For
1.4 Elect Robert Eck Mgmt For For For 1.5 Elect Robert Grubbs, Jr. Mgmt For For For 1.6 Elect F. Philip Handy Mgmt For For For 1.7 Elect Melvyn Klein Mgmt For For For 1.8 Elect George Munoz Mgmt For For For 1.9 Elect Stuart Sloan Mgmt For For For 1.10 Elect Thomas Theobald Mgmt For For For 1.11 Elect Matthew Zell Mgmt For For For 1.12 Elect Samuel Zell Mgmt For For For 2 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For INDEPENDENT AUDITORS.
APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 03/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For Withhold Against 1.7 Elect Eric Schmidt Mgmt For For For 1.8 Elect Jerome York Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Executive Compensation 4 Shareholder Proposal Regarding a Board ShrHoldr Against Against For Committee on Sustainability
ARBOR REALTY TRUST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ABR CUSIP 038923108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ivan Kaufman Mgmt For Withhold Against 1.2 Elect C. Michael Kojaian Mgmt For For For 1.3 Elect Melvin Lazar Mgmt For For For 2 Amendment to the 2003 Omnibus Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
ARCELORMITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS MT CUSIP 03938L104 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROVAL OF THE ANNUAL ACCOUNTS FOR THE Mgmt For For For 2007 FINANCIAL YEAR 2 Consolidated Accounts and Reports Mgmt For For For 3 Directors' Fees Mgmt For For For
4 ALLOCATION OF RESULTS AND DETERMINATION Mgmt For For For OF THE DIVIDEND 5 DISCHARGE OF THE DIRECTORS Mgmt For For For 6 STATUTORY ELECTIONS OF FOUR (4) DIRECTORS Mgmt For For For 7 ELECTION OF LEWIS B. KADEN AS MEMBER OF Mgmt For For For THE BOARD OF DIRECTORS 8 ELECTION OF IGNACIO FERNANDEZ TOXO AS Mgmt For For For MEMBER OF THE BOARD OF DIRECTORS 9 ELECTION OF ANTOINE SPILLMANN AS MEMBER Mgmt For For For OF THE BOARD OF DIRECTORS 10 ELECTION OF MALAY MUKHERJEE AS MEMBER OF Mgmt For For For THE BOARD OF DIRECTORS 11 Authority to Repurchase Shares Mgmt For For For 12 APPOINTMENT OF DELOITTE SA AS Mgmt For For For INDEPENDENT COMPANY AUDITOR 13 Stock Option Plan Mgmt For For For 14 Employee Share Purchase Plan Mgmt For For For 15 Authority to Increase Authorized Capital Mgmt For For For
ARKANSAS BEST CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABFS CUSIP 040790107 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Davidson Mgmt For For For 1.2 Elect William Legg Mgmt For Withhold Against 1.3 Elect Alan Zakon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Abstain For Against Classified Board
AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For STEPHENSON 2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For ALDINGER III 3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For 4 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For 6 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For 8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For 10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For 11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For 12 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For 13 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For TYSON 14 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For 15 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS. 16 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For 17 PENSION CREDIT POLICY. ShrHoldr Against For Against 18 LEAD INDEPENDENT DIRECTOR BYLAW. ShrHoldr Against For Against 19 SERP POLICY ShrHoldr Against Against For 20 ADVISORY VOTE ON COMPENSATION ShrHoldr Against For Against
AUTOZONE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZO CUSIP 053332102 12/12/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Charles Elson Mgmt For For For 1.2 Elect Sue Gove Mgmt For For For 1.3 Elect Earl Graves, Jr. Mgmt For For For 1.4 Elect N. Gerry House Mgmt For For For 1.5 Elect J.R. Hyde, III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic Mgmt For For For 1.8 Elect William Rhodes, III Mgmt For For For 1.9 Elect Theodore Ullyot Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AVNET INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/08/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Lawrence Clarkson Mgmt For For For 1.4 Elect Ehud Houminer Mgmt For For For 1.5 Elect James Lawrence Mgmt For For For 1.6 Elect Frank Noonan Mgmt For For For 1.7 Elect Ray Robinson Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 REAPPROVAL OF THE AVNET, INC. EXECUTIVE Mgmt For For For INCENTIVE PLAN. 3 Ratification of Auditor Mgmt For For For
BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For 2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, Mgmt For For For SR. 3 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For 4 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For 5 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For 6 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For 7 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For 8 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For 9 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For 10 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For 11 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For MITCHELL 12 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For 13 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, Mgmt For For For JR. 14 ELECTION OF DIRECTOR: MEREDITH R. Mgmt For For For SPANGLER 15 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For 16 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For 17 RATIFICATION OF THE INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 18 STOCKHOLDER PROPOSAL - STOCK OPTIONS ShrHoldr Against Against For 19 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON ShrHoldr Against For Against EXEC COMP 20 STOCKHOLDER PROPOSAL - DETERMINATION OF ShrHoldr Against Against For CEO COMP 21 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against For Against 22 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against For Against CHAIRMAN 23 STOCKHOLDER PROPOSAL - Special ShrHoldr Against For Against SHAREHOLDER MEETINGS 24 STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES ShrHoldr Against Against For 25 STOCKHOLDER PROPOSAL - HUMAN RIGHTS ShrHoldr Against Against For
BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frank Biondi, Jr. Mgmt For For For 1.2 Elect Ruth Bruch Mgmt For For For 1.3 Elect Nicholas Donofrio Mgmt For For For 1.4 Elect Steven Elliot Mgmt For For For
1.5 Elect Gerald Hassell Mgmt For For For 1.6 Elect Edmund Kelly Mgmt For For For 1.7 Elect Robert Kelly Mgmt For For For 1.8 Elect Richard Kogan Mgmt For For For 1.9 Elect Michael Kowalski Mgmt For For For 1.10 Elect John Luke, Jr. Mgmt For Withhold Against 1.11 Elect Robert Mehrabian Mgmt For For For 1.12 Elect Mark Nordenberg Mgmt For For For 1.13 Elect Catherine Rein Mgmt For For For 1.14 Elect Thomas Renyi Mgmt For For For 1.15 Elect William Richardson Mgmt For For For 1.16 Elect Samuel Scott III Mgmt For For For 1.17 Elect John Surma Mgmt For For For 1.18 Elect Wesley von Schack Mgmt For For For 2 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For LONG-TERM INCENTIVE PLAN. 3 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For EMPLOYEE STOCK PURCHASE PLAN. 4 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For For EXECUTIVE INCENTIVE COMPENSATION PLAN. 5 Ratification of Auditor Mgmt For For For 6 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHoldr Against For Against CUMULATIVE VOTING. 7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation
BAXTER INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WAYNE T. Mgmt For For For HOCKMEYER, PH.D. 2 ELECTION OF DIRECTOR: JOSEPH B. MARTIN, Mgmt For For For M.D., PH.D. 3 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For PARKINSON, JR. 4 ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For For 5 ELECTION OF DIRECTOR: ALBERT P.L. Mgmt For For For STROUCKEN 6 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM
BB & T CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBT CUSIP 054937107 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Allison IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect Anna Cablik Mgmt For Withhold Against 1.4 Elect Nelle Chilton Mgmt For For For 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect Tom Efird Mgmt For For For
1.7 Elect Barry Fitzpatrick Mgmt For For For 1.8 Elect L. Vincent Hackley Mgmt For For For 1.9 Elect Jane Helm Mgmt For For For 1.10 Elect John Howe III Mgmt For For For 1.11 Elect James Maynard Mgmt For For For 1.12 Elect Albert McCauley Mgmt For For For 1.13 Elect J. Holmes Morrison Mgmt For For For 1.14 Elect Nido Qubein Mgmt For Withhold Against 1.15 Elect Thomas Thompson Mgmt For For For 1.16 Elect Stephen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BRISTOW GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BRS CUSIP 110394103 08/02/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Thomas Amonett Mgmt For For For 1.2 Elect Charles Bolden Jr. Mgmt For Withhold Against 1.3 Elect Peter Buckley Mgmt For For For 1.4 Elect Stephen Cannon Mgmt For For For 1.5 Elect Jonathan Cartwright Mgmt For For For 1.6 Elect William Chiles Mgmt For For For 1.7 Elect Michael Flick Mgmt For For For 1.8 Elect Thomas Knudson Mgmt For For For 1.9 Elect Ken Tamblyn Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Eliminate Series B Convertible Mgmt For For For Preference Shares 4 2007 Long Term Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
BT GROUP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BT CUSIP 05577E101 07/19/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 REPORTS AND ACCOUNTS Mgmt For For For 2 REMUNERATION REPORT Mgmt For For For 3 FINAL DIVIDEND Mgmt For For For 4 RE-ELECT SIR CHRISTOPHER BLAND Mgmt For For For 5 RE-ELECT ANDY GREEN Mgmt For For For 6 RE-ELECT IAN LIVINGSTON Mgmt For For For 7 RE-ELECT JOHN NELSON Mgmt For For For 8 ELECT DEBORAH LATHEN Mgmt For For For 9 ELECT FRANCOIS BARRAULT Mgmt For For For 10 REAPPOINTMENT OF AUDITORS Mgmt For For For 11 REMUNERATION OF AUDITORS Mgmt For For For 12 AUTHORITY TO ALLOT SHARES Mgmt For For For 13 AUTHORITY TO ALLOT SHARES FOR CASH Mgmt For For For SPECIAL RESOLUTION 14 AUTHORITY TO PURCHASE OWN SHARES Special Mgmt For For For RESOLUTION 15 AUTHORISE ELECTRONIC COMMUNICATIONS Mgmt For For For SPECIAL RESOLUTION 16 AUTHORITY FOR POLITICAL DONATIONS Mgmt For For For
CAMERON INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 12/07/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Increase Authorized Shares of Common Mgmt For For For Stock
CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For Against Against 2 ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For Against Against 3 ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Associate Stock Mgmt For For For Purchase Plan 6 STOCKHOLDER PROPOSAL: STOCKHOLDER ShrHoldr Against For Against ADVISORY VOTE ON EXECUTIVE COMPENSATION.
CASH AMERICAN INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CSH CUSIP 14754D100 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Daniel Berce Mgmt For For For 1.2 Elect Jack Daugherty Mgmt For For For 1.3 Elect A.R. Dike Mgmt For For For 1.4 Elect Daniel Feehan Mgmt For For For 1.5 Elect James Graves Mgmt For For For 1.6 Elect B.D. Hunter Mgmt For For For 1.7 Elect Timothy McKibben Mgmt For For For 1.8 Elect Alfred Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For ANTI-PREDATORY LENDING POLICIES.
CATERPILLAR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect W. Frank Blount Mgmt For For For 1.2 Elect John Brazil Mgmt For For For
1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Gail Fosler Mgmt For For For 1.5 Elect Peter Magowan Mgmt For For For 2 RATIFY AUDITORS Mgmt For For For 3 STOCKHOLDER PROPOSAL-ANNUAL ELECTION OF ShrHoldr Against For Against DIRECTORS 4 STOCKHOLDER PROPOSAL-DIRECTOR ELECTION ShrHoldr Against For Against MAJORITY VOTE STANDARD 5 STOCKHOLDER PROPOSAL-FOREIGN MILITARY ShrHoldr Against Against For SALES
CEMEX S.A.- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS CX CUSIP 151290889 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Profits/Dividends; Mgmt For Abstain Against Authority to Repurchase Shares 3 Authority to Increase Capital through Mgmt For For For Capitalization of Reserves 4 Election of Directors Mgmt For Against Against 5 Directors' Fees Mgmt For For For 6 Election of Meeting Delegates Mgmt For For For
CHINA MOBILE (HONG KONG) LTD- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS CHL CUSIP 16941M109 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 TO DECLARE AN ORDINARY FINAL DIVIDEND Mgmt For For For FOR THE YEAR ENDED 31 DECEMBER 2007. 3 TO DECLARE A SPECIAL FINAL DIVIDEND FOR Mgmt For For For THE YEAR ENDED 31 DECEMBER 2007. 4 TO RE-ELECT LU XIANGDONG AS A DIRECTOR. Mgmt For For For 5 TO RE-ELECT XUE TAOHAI AS A DIRECTOR. Mgmt For For For 6 TO RE-ELECT HUANG WENLIN AS A DIRECTOR. Mgmt For For For 7 TO RE-ELECT XIN FANFEI AS A DIRECTOR. Mgmt For For For 8 TO RE-ELECT LO KA SHUI AS A DIRECTOR. Mgmt For For For 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Mgmt For For For Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: HAROLD W. MCGRAW Mgmt For For For III 2 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For 3 ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 QUALIFICATIONS FOR DIRECTOR NOMINEES ShrHoldr Against Against For 7 REPORT ON RECOGNITION OF INDIGENOUS ShrHoldr Against Against For RIGHTS 8 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against For Against 9 POLITICAL CONTRIBUTIONS ShrHoldr Against Against For 10 GREENHOUSE GAS REDUCTION ShrHoldr Against Against For 11 COMMUNITY ACCOUNTABILITY ShrHoldr Against Against For 12 DRILLING IN SENSITIVE/PROTECTED AREAS ShrHoldr Against Against For 13 ENVIRONMENTAL IMPACT ShrHoldr Against Against For 14 GLOBAL WARMING ShrHoldr Against Against For
CUMMINS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: ROBERT J. DARNALL Mgmt For For For 2 ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For For 3 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For 4 ELECTION OF DIRECTOR: F. JOSEPH LOUGHREY Mgmt For For For 5 ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For For 6 ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For For 7 ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For For 8 ELECTION OF DIRECTOR: CARL WARE Mgmt For For For 9 ELECTION OF DIRECTOR: J. LAWRENCE WILSON Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Increase Authorized Shares Mgmt For Against Against 12 PROPOSAL TO ADOPT INTERNATIONAL LABOR ShrHoldr Against Against For ORGANIZATION STANDARDS.
CVS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVS CUSIP 126650100 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For For 2 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For For 3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For Against Against 4 ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For For WILLIAMS 5 ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For For 6 ELECTION OF DIRECTOR: WILLIAM H. JOYCE Mgmt For For For 7 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For For 8 ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For For 9 ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For For 10 ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Mgmt For For For 11 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For 12 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 STOCKHOLDER PROPOSAL REGARDING Special ShrHoldr Against Against For SHAREHOLDER MEETINGS. 15 STOCKHOLDER PROPOSAL REGARDING TAX ShrHoldr Against For Against GROSS-UP PAYMENTS. 16 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against For Against CONTRIBUTIONS AND EXPENDITURES.
DELL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 12/04/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Donald Carty Mgmt For Withhold Against 1.2 Elect Michael Dell Mgmt For For For 1.3 Elect William Gray, III Mgmt For Withhold Against 1.4 Elect Sallie Krawcheck Mgmt For For For 1.5 Elect A.G. Lafley Mgmt For Withhold Against 1.6 Elect Judy Lewent Mgmt For Withhold Against 1.7 Elect Klaus Luft Mgmt For Withhold Against 1.8 Elect Thomas Luce, III Mgmt For Withhold Against 1.9 Elect Alex Mandl Mgmt For Withhold Against 1.10 Elect Michael Miles Mgmt For Withhold Against 1.11 Elect Samuel Nunn, Jr. Mgmt For Withhold Against 2 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For Against Against 3 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For 2002 LONG-TERM INCENTIVE PLAN 4 EXECUTIVE STOCKOWNERSHIP GUIDELINES ShrHoldr Against Against For 5 DECLARATION OF DIVIDEND ShrHoldr Against Against For
DIAMOND OFFSHORE DRILLING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DO CUSIP 25271C102 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Tisch Mgmt For For For 1.2 Elect Lawrence Dickerson Mgmt For Withhold Against 1.3 Elect John Bolton Mgmt For For For 1.4 Elect Charles Fabrikant Mgmt For Withhold Against 1.5 Elect Paul Gaffney, II Mgmt For For For 1.6 Elect Herbert Hofmann Mgmt For For For 1.7 Elect Arthur Rebell Mgmt For For For 1.8 Elect Raymond Troubh Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Richard Lesser Mgmt For For For 1.4 Elect Thomas Whiddon Mgmt For For For 1.5 Elect Arnold Barron Mgmt For For For 1.6 Elect Carl Zeithaml Mgmt For For For 1.7 Elect Lemuel Lewis Mgmt For For For 2 APPROVAL OF THE 2005 EMPLOYEE STOCK Mgmt For For For PURCHASE PLAN HOLDING COMPANY AMENDMENT 3 APPROVAL OF THE 2003 EQUITY INCENTIVE Mgmt For For For PLAN HOLDING COMPANY AMENDMENT 4 Amendment to the 2004 Executive Officer Mgmt For For For Equity Plan 5 Reapproval of Performance-Based Mgmt For For For Compensation for the 2003 Equity Incentive Plan 6 Reapproval of Performance-Based Mgmt For For For Compensation for the 2004 Executive Officer Equity Plan 7 RE-APPROVAL OF PERFORMANCE MEASURES AND Mgmt For For For AWARD LIMITS IN THE 2004 EXECUTIVE OFFICER CASH BONUS PLAN 8 APPROVAL OF AMENDMENT TO THE 2004 Mgmt For For For EXECUTIVE OFFICER CASH BONUS PLAN 9 APPROVAL OF AMENDMENT TO THE 2004 Mgmt For For For EXECUTIVE OFFICER EQUITY PLAN 10 Elimination of Supermajority Requirement Mgmt For For For 11 SHAREHOLDER PROPOSAL TO ELIMINATE ShrHoldr Against For Against CLASSIFIED BOARD OF DIRECTORS
EAGLE MATERIALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EXP CUSIP 26969P108 08/02/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Clarke Mgmt For For For 1.2 Elect Frank Maresh Mgmt For For For 1.3 Elect Steven Rowley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ENTERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For For 2 ELECTION OF DIRECTOR: W.F. BLOUNT Mgmt For For For 3 ELECTION OF DIRECTOR: S.D. DEBREE Mgmt For For For 4 ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For For 5 ELECTION OF DIRECTOR: A.M. HERMAN Mgmt For For For 6 ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For For 7 ELECTION OF DIRECTOR: J.W. LEONARD Mgmt For For For 8 ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For For 9 ELECTION OF DIRECTOR: J.R. NICHOLS Mgmt For For For 10 ELECTION OF DIRECTOR: W.A. PERCY, II Mgmt For For For 11 ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For For 12 ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 SHAREHOLDER PROPOSAL REGARDING ADVISORY ShrHoldr Against For Against VOTE ON EXECUTIVE COMPENSATION. 15 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For LIMITATIONS ON MANAGEMENT COMPENSATION. 16 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For CORPORATE POLITICAL CONTRIBUTIONS. 17 SHAREHOLDER PROPOSAL REGARDING Special ShrHoldr Against Against For SHAREHOLDER MEETINGS.
EVEREST RE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Thomas Gallagher Mgmt For For For 1.2 Elect William Galtney, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Technical Amendments to Bylaws Mgmt For For For
EXPRESS SCRIPTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gary Benanav Mgmt For For For 1.2 Elect Frank Borelli Mgmt For For For 1.3 Elect Maura Breen Mgmt For For For 1.4 Elect Nicholas LaHowchic Mgmt For For For 1.5 Elect Thomas Mac Mahon Mgmt For For For 1.6 Elect Woodrow Myers, Jr. Mgmt For For For 1.7 Elect John Parker, Jr. Mgmt For For For 1.8 Elect George Paz Mgmt For For For 1.9 Elect Samuel Skinner Mgmt For For For 1.10 Elect Seymour Sternberg Mgmt For For For 1.11 Elect Barrett Toan Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Amendment to the Employee Stock Purchase Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
FIDELITY NAT'L INFORMATIONS SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS FIS CUSIP 31620M106 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Marshall Haines Mgmt For Withhold Against 1.2 Elect David Hunt Mgmt For For For 1.3 Elect Cary Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2008 Omnibus Incentive Plan Mgmt For For For
FOREST LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS FRX CUSIP 345838106 08/13/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Howard Solomon Mgmt For For For 1.2 Elect Lawrence Olanoff, MD Mgmt For For For 1.3 Elect Nesli Basgoz, MD Mgmt For For For 1.4 Elect William Candee, III Mgmt For Withhold Against 1.5 Elect George Cohan Mgmt For For For 1.6 Elect Dan Goldwasser Mgmt For For For 1.7 Elect Kenneth Goodman Mgmt For Withhold Against 1.8 Elect Lester Salans, MD Mgmt For For For 2 ADOPTION OF THE 2007 EQUITY INCENTIVE Mgmt For For For PLAN. 3 Ratification of Auditor Mgmt For For For
FPL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FPL CUSIP 302571104 05/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall, II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For Withhold Against 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay, III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect Michael Thaman Mgmt For For For 1.11 Elect Hansel Tookes, II Mgmt For For For 1.12 Elect Paul Tregurtha Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF THE FPL GROUP EXECUTIVE Mgmt For For For ANNUAL INCENTIVE PLAN. 4 SHAREHOLDER PROPOSAL - GLOBAL WARMING ShrHoldr Against Against For REPORT.
FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect J. Bennet Johnston Mgmt For Withhold Against 1.7 Elect Charles Krulak Mgmt For For For 1.8 Elect Bobby Lackey Mgmt For For For 1.9 Elect Jon Madonna Mgmt For For For 1.10 Elect Dustan McCoy Mgmt For Withhold Against 1.11 Elect Gabrielle McDonald Mgmt For Withhold Against 1.12 Elect James Moffett Mgmt For For For 1.13 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.14 Elect J. Stapleton Roy Mgmt For Withhold Against 1.15 Elect Stephen Siegele Mgmt For For For 1.16 Elect J. Taylor Wharton Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For For YOUNG LLP AS INDEPENDENT AUDITORS. 3 Increase in Authorized Common Stock Mgmt For For For
GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: SIR WILLIAM M. Mgmt For For For CASTELL 3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For 4 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Mgmt For Against Against 5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For For
6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For For 7 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For 8 ELECTION OF DIRECTOR: ALAN G. (A.G.) Mgmt For For For LAFLEY 9 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For 10 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For For 11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For 12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For 13 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For 14 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For Against Against 15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For For 16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER Mgmt For For For III 17 RATIFICATION OF KPMG Mgmt For For For 18 CUMULATIVE VOTING ShrHoldr Against For Against 19 SEPARATE THE ROLES OF CEO AND CHAIRMAN ShrHoldr Against For Against 20 RECOUP UNEARNED MANAGEMENT BONUSES ShrHoldr Against Against For 21 CURB OVER-EXTENDED DIRECTORS ShrHoldr Against For Against 22 REPORT ON CHARITABLE CONTRIBUTIONS ShrHoldr Against Against For 23 GLOBAL WARMING REPORT ShrHoldr Against Against For 24 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against For Against
GENERAL MARITIME CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GMR CUSIP Y2692M103 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Rex Harrington Mgmt For For For 1.2 Elect John Hatab Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS
GENZYME CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GENZ CUSIP 372917104 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 THE RE-ELECTION OF DIRECTOR: DOUGLAS A. Mgmt For For For BERTHIAUME 2 THE RE-ELECTION OF DIRECTOR: GAIL K. Mgmt For For For BOUDREAUX 3 THE RE-ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For CARPENTER 4 THE RE-ELECTION OF DIRECTOR: CHARLES L. Mgmt For For For COONEY
5 THE RE-ELECTION OF DIRECTOR: RICHARD F. Mgmt For Against Against SYRON 6 Amendment to the 2004 Equity Incentive Mgmt For For For Plan 7 Amendment to the 2007 Director Equity Mgmt For For For Plan 8 Ratification of Auditor Mgmt For For For
GOLD FIELDS LIMITED- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS GFI CUSIP 38059T106 11/02/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ADOPTION OF FINANCIAL STATEMENTS Mgmt For For For 2 RE-ELECTION OF MS. G. MARCUS AS A Mgmt For For For DIRECTOR 3 RE-ELECTION OF MR. K. ANSAH AS A DIRECTOR Mgmt For For For 4 RE-ELECTION OF DR. P.J. RYAN AS A Mgmt For For For DIRECTOR 5 PLACEMENT OF SHARES UNDER THE CONTROL OF Mgmt For For For THE DIRECTORS 6 ISSUING EQUITY SECURITIES FOR CASH Mgmt For For For 7 Grant of Share Rights to Non-executive Mgmt For Against Against Directors 8 INCREASE OF DIRECTORS FEES Mgmt For For For 9 Authority to Issue Preference Shares Mgmt For For For 10 INCREASE IN AUTHORIZED CAPITAL Mgmt For For For 11 AMENDMENT TO ARTICLES OF ASSOCIATION OF Mgmt For For For THE COMPANY 12 ACQUISITION OF COMPANY S OWN SHARES Mgmt For For For
GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 04/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF LLOYD C. BLANKFEIN TO THE Mgmt For For For BOARD OF DIRECTORS 2 ELECTION OF JOHN H. BRYAN TO THE BOARD Mgmt For For For OF DIRECTORS 3 ELECTION OF GARY D. COHN TO THE BOARD OF Mgmt For For For DIRECTORS 4 ELECTION OF CLAES DAHLBACK TO THE BOARD Mgmt For For For OF DIRECTORS 5 ELECTION OF STEPHEN FRIEDMAN TO THE Mgmt For For For BOARD OF DIRECTORS 6 ELECTION OF WILLIAM W. GEORGE TO THE Mgmt For For For BOARD OF DIRECTORS
7 ELECTION OF RAJAT K. GUPTA TO THE BOARD Mgmt For For For OF DIRECTORS 8 ELECTION OF JAMES A. JOHNSON TO THE Mgmt For For For BOARD OF DIRECTORS 9 ELECTION OF LOIS D. JULIBER TO THE BOARD Mgmt For For For OF DIRECTORS 10 ELECTION OF EDWARD M. LIDDY TO THE BOARD Mgmt For For For OF DIRECTORS 11 ELECTION OF RUTH J. SIMMONS TO THE BOARD Mgmt For For For OF DIRECTORS 12 ELECTION OF JON WINKELRIED TO THE BOARD Mgmt For For For OF DIRECTORS 13 Ratification of Auditor Mgmt For For For 14 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For OPTIONS 15 SHAREHOLDER PROPOSAL REGARDING AN ShrHoldr Against For Against ADVISORY VOTE ON EXECUTIVE COMPENSATION 16 SHAREHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For SUSTAINABILITY REPORT
HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For For 2 ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For For 3 ELECTION OF DIRECTOR: M. CARROLL Mgmt For For For 4 ELECTION OF DIRECTOR: K.T. DERR Mgmt For For For 5 ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For For 6 ELECTION OF DIRECTOR: J.T. HACKETT Mgmt For Against Against 7 ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For For 8 ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For For 9 ELECTION OF DIRECTOR: J.A. PRECOURT Mgmt For For For 10 ELECTION OF DIRECTOR: D.L. REED Mgmt For For For 11 PROPOSAL FOR RATIFICATION OF THE Mgmt For For For SELECTION OF AUDITORS. 12 Amendment to the 1993 Stock and Mgmt For For For Incentive Plan 13 PROPOSAL ON HUMAN RIGHTS POLICY. ShrHoldr Against Against For 14 PROPOSAL ON POLITICAL CONTRIBUTIONS. ShrHoldr Against For Against 15 PROPOSAL ON HUMAN RIGHTS BOARD COMMITTEE. ShrHoldr Against Against For
HARRIS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Thomas Dattilo Mgmt For For For 2 Elect Howard Lance Mgmt For For For 3 Elect James Stoffel Mgmt For For For 4 Ratification of Auditor Mgmt For For For
HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For For 3 ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For For 4 ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For For For 5 ELECTION OF DIRECTOR: M.V. HURD Mgmt For For For 6 ELECTION OF DIRECTOR: J.Z. HYATT Mgmt For For For 7 ELECTION OF DIRECTOR: J.R. JOYCE Mgmt For For For 8 ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For For 9 ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For For For 10 ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For For 11 Ratification of Auditor Mgmt For For For
HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For For 2 ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For For 3 ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For For 4 ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For For 5 ELECTION OF DIRECTOR: GREGORY D. Mgmt For For For BRENNEMAN 6 ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For For 7 ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For For 8 ELECTION OF DIRECTOR: BRIAN C. CORNELL Mgmt For For For 9 ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For For 10 ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Management Incentive Plan Mgmt For For For
13 Amendment to the Employee Stock Purchase Mgmt For For For Plan 14 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For NONPARTISANSHIP 15 SHAREHOLDER PROPOSAL REGARDING Special ShrHoldr Against Against For SHAREHOLDER MEETINGS 16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT DISCLOSURE 17 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against OFFICER COMPENSATION 18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For PAY-FOR-SUPERIOR PERFORMANCE
HUMANA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HUM CUSIP 444859102 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: FRANK A. D AMELIO Mgmt For For For 3 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For 4 ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For For 5 ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For For MCCALLISTER 6 ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES J. O BRIEN Mgmt For For For 8 ELECTION OF DIRECTOR: W. ANN REYNOLDS, Mgmt For Against Against PH.D. 9 THE APPROVAL OF THE COMPANY S EXECUTIVE Mgmt For For For MANAGEMENT INCENTIVE PLAN. 10 Ratification of Auditor Mgmt For For For
INGERSOLL-RAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G4776G101 06/04/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ann Berzin Mgmt For For For 1.2 Elect Gary Forsee Mgmt For For For 1.3 Elect Peter Godsoe Mgmt For For For 1.4 Elect Herbert Henkel Mgmt For For For 1.5 Elect Constance Horner Mgmt For Withhold Against 1.6 Elect H. William Lichtenberger Mgmt For For For 1.7 Elect Theodore Martin Mgmt For Withhold Against 1.8 Elect Patricia Nachtigal Mgmt For For For 1.9 Elect Orin Smith Mgmt For Withhold Against 1.10 Elect Richard Swift Mgmt For For For 1.11 Elect Tony White Mgmt For For For
2 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For BYE-LAWS OF THE COMPANY. 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding an ShrHoldr Against For Against Advisory Vote on Executive Compensation
INTERNATIONAL BUSINESS MACHINES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Cathleen Black Mgmt For Withhold Against 1.2 Elect William Brody Mgmt For For For 1.3 Elect Kenneth Chenault Mgmt For For For 1.4 Elect Michael Eskew Mgmt For Withhold Against 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect Lucio Noto Mgmt For For For 1.7 Elect James Owens Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Joan Spero Mgmt For For For 1.10 Elect Sidney Taurel Mgmt For For For 1.11 Elect Lorenzo Zambrano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against For Against 4 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against COMPENSATION 5 STOCKHOLDER PROPOSAL ON BOARD COMMITTEE ShrHoldr Against Against For ON HUMAN RIGHTS 6 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS ShrHoldr Against For Against 7 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against For Against EXECUTIVE COMPENSATION
JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mary Coleman Mgmt For Withhold Against 1.2 Elect James Cullen Mgmt For Withhold Against 1.3 Elect Michael Johns Mgmt For Withhold Against 1.4 Elect Arnold Langbo Mgmt For For For 1.5 Elect Susan Lindquist Mgmt For For For 1.6 Elect Leo Mullin Mgmt For For For 1.7 Elect William Perez Mgmt For Withhold Against 1.8 Elect Christine Poon Mgmt For For For 1.9 Elect Charles Prince Mgmt For Withhold Against 1.10 Elect Steven Reinemund Mgmt For Withhold Against 1.11 Elect David Satcher Mgmt For For For 1.12 Elect William Weldon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation
JOHNSON CONTROLS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For AS INDEPENDENT AUDITORS FOR 2008.
JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For For 2 ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For For 3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For 4 ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For For 6 ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For For 7 ELECTION OF DIRECTOR: WILLIAM H. GRAY, Mgmt For For For III 8 ELECTION OF DIRECTOR: LABAN P. JACKSON, Mgmt For For For JR. 9 ELECTION OF DIRECTOR: ROBERT I. LIPP Mgmt For For For 10 ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For Against Against 11 ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For For 12 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For For 13 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM 14 APPROVAL OF AMENDMENT TO 2005 LONG-TERM Mgmt For Against Against INCENTIVE PLAN 15 REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For For PLAN 16 GOVERNMENTAL SERVICE REPORT ShrHoldr Against Against For 17 POLITICAL CONTRIBUTIONS REPORT ShrHoldr Against Against For 18 INDEPENDENT CHAIRMAN OF THE BOARD ShrHoldr Against For Against 19 EXECUTIVE COMPENSATION APPROVAL ShrHoldr Against For Against 20 TWO CANDIDATES PER DIRECTORSHIP ShrHoldr Against Against For 21 HUMAN RIGHTS AND INVESTMENT REPORT ShrHoldr Against Against For 22 LOBBYING PRIORITIES REPORT ShrHoldr Against Against For
KIMBERLY-CLARK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For For 2 ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For Against Against 3 ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For For 4 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For 5 ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt For For For 6 RATIFICATION OF AUDITORS Mgmt For For For 7 Amendment to Supermajority Voting Mgmt For For For Provisions 8 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For QUALIFICATIONS FOR DIRECTOR NOMINEES 9 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights 10 STOCKHOLDER PROPOSAL REGARDING Special ShrHoldr Against For Against SHAREHOLDER MEETINGS 11 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against CUMULATIVE VOTING 12 Shareholder Proposal Regarding a ShrHoldr Against Against For Committee on Sustainability
KOHLS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For For 2 ELECTION OF DIRECTOR: WAYNE EMBRY Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN F. HERMA Mgmt For For For 4 ELECTION OF DIRECTOR: WILLIAM S. KELLOGG Mgmt For For For 5 ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For For 6 ELECTION OF DIRECTOR: R. LAWRENCE Mgmt For For For MONTGOMERY 7 ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For For 8 ELECTION OF DIRECTOR: PETER M. Mgmt For Against Against SOMMERHAUSER 9 ELECTION OF DIRECTOR: STEPHANIE A. Mgmt For For For STREETER 10 ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 SHAREHOLDER PROPOSAL REGARDING THE ShrHoldr Against For Against ELECTION OF DIRECTORS. 13 SHAREHOLDER PROPOSAL REGARDING AN ShrHoldr Against Against For EXECUTIVE COMPENSATION PLAN.
LOCKHEED MARTIN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect E. C. Aldridge, Jr. Mgmt For For For 1.2 Elect Nolan Archibald Mgmt For Withhold Against 1.3 Elect David Burritt Mgmt For For For 1.4 Elect James Ellis, Jr. Mgmt For For For 1.5 Elect Gwendolyn King Mgmt For For For 1.6 Elect James Loy Mgmt For Withhold Against 1.7 Elect Douglas McCorkindale Mgmt For For For 1.8 Elect Joseph Ralston Mgmt For Withhold Against 1.9 Elect Frank Savage Mgmt For For For 1.10 Elect James Schneider Mgmt For For For 1.11 Elect Anne Stevens Mgmt For For For 1.12 Elect Robert Stevens Mgmt For For For 1.13 Elect James Ukropina Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS 3 Adoption of Simple Majority Voting Mgmt For For For 4 MANAGEMENT PROPOSAL: TO AMEND THE Mgmt For Against Against CHARTER TO DELETE ARTICLE XIII 5 Amendment to the 2003 Incentive Mgmt For For For Performance Award Plan 6 MANAGEMENT PROPOSAL: TO ADOPT THE 2009 Mgmt For For For DIRECTORS EQUITY PLAN 7 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS ShrHoldr Against Against For 8 Shareholder Proposal Regarding Report on ShrHoldr Against Against For Nuclear Weapons Involvement 9 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN ShrHoldr Against For Against
LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Ingram Mgmt For Withhold Against 1.2 Elect Robert Johnson Mgmt For For For 1.3 Elect Richard Lochridge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against SUPERMAJORITY VOTE REQUIREMENTS. 5 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against Against For COMPENSATION PLAN.
MASTERCARD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Bernard Fung Mgmt For For For 1.2 Elect Marc Olivie Mgmt For For For 1.3 Elect Mark Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MEMC ELECTRONIC MATERIALS TICKER SECURITY ID: MEETING DATE MEETING STATUS WFR CUSIP 552715104 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Peter Blackmore Mgmt For For For 1.2 Elect Nabeel Gareeb Mgmt For For For 1.3 Elect Marshall Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MICROSOFT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/13/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WILLIAM H. GATES, Mgmt For For For III 2 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For For 3 ELECTION OF DIRECTOR: JAMES I. CASH JR., Mgmt For For For PHD 4 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For For 5 ELECTION OF DIRECTOR: RAYMOND V. Mgmt For For For GILMARTIN 6 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For For 7 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For For 8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For 9 ELECTION OF DIRECTOR: DR. HELMUT PANKE Mgmt For For For 10 ELECTION OF DIRECTOR: JON A. SHIRLEY Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 SHAREHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For POLICIES ON INTERNET CENSORSHIP. 13 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF ShrHoldr Against Against For BOARD COMMITTEE ON HUMAN RIGHTS.
MONSANTO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN W. BACHMANN Mgmt For For For 2 ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For For 3 ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For For PH.D., D.V.M. 4 Ratification of Auditor Mgmt For For For 5 SHAREOWNER PROPOSAL ONE ShrHoldr Against For Against 6 SHAREOWNER PROPOSAL TWO ShrHoldr Against Against For
MURPHY OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frank Blue Mgmt For For For 1.2 Elect Claiborne Deming Mgmt For For For 1.3 Elect Robert Hermes Mgmt For Withhold Against 1.4 Elect James Kelley Mgmt For For For 1.5 Elect R. Madison Murphy Mgmt For Withhold Against 1.6 Elect William Nolan, Jr. Mgmt For For For 1.7 Elect Ivar Ramberg Mgmt For For For 1.8 Elect Neal Schmale Mgmt For For For 1.9 Elect David Smith Mgmt For Withhold Against 1.10 Elect Caroline Theus Mgmt For For For 2 PROPOSED 2008 STOCK PLAN FOR Mgmt For For For NON-EMPLOYEE DIRECTORS. 3 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Discrimination in Employment Policy 4 Ratification of Auditor Mgmt For For For
NABORS INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Anthony Petrello Mgmt For For For 1.2 Elect Myron Sheinfeld Mgmt For Withhold Against 1.3 Elect Martin Whitman Mgmt For Withhold Against 2 Appointment of Auditor and Authority to Mgmt For For For Set Fees 3 Shareholder Proposal Regarding Pay for ShrHoldr Against For Against Superior Performance 4 SHAREHOLDER PROPOSAL REGARDING GROSS-UP ShrHoldr Against For Against PAYMENTS TO SENIOR EXECUTIVES.
NATIONAL GRID PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS NGG CUSIP 636274300 07/30/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For For 2 TO DECLARE A FINAL DIVIDEND Mgmt For For For 3 TO RE-ELECT EDWARD ASTLE Mgmt For For For 4 TO RE-ELECT MARIA RICHTER Mgmt For For For 5 TO RE-RLECT MARK FAIRBAIRN Mgmt For For For 6 TO RE-ELECT LINDA ADAMANY Mgmt For For For 7 TO REAPPOINT THE AUDITOR, Mgmt For For For PRICEWATERHOUSECOOPERS LLP 8 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For For AUDITOR S REMUNERATION 9 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For Against Against REPORT 10 TO ALLOW THE SUPPLY OF DOCUMENTS Mgmt For For For ELECTRONICALLY 11 TO AUTHORISE THE DIRECTORS TO ISSUE Mgmt For For For ORDINARY SHARES 12 TO APPROVE THE AMENDED NATIONAL GRID USA Mgmt For For For INCENTIVE THRIFT PLANS I AND II 13 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For For 14 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For For OWN ORDINARY SHARES 15 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For For OWN B SHARES 16 TO APPROVE THE BROKER CONTRACT FOR THE Mgmt For For For REPURCHASE OF B SHARES 17 TO APPROVE THE CHANGES TO THE Mgmt For Against Against PERFORMANCE SHARE PLAN RULES
NAVIOS MARITIME HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NM CUSIP Y62196103 12/20/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Election of Ted. C Petrone Mgmt For Withhold Against 1.2 Election of Spyridon Magoulas Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NORDSTROM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For For 2 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For For JR. 3 ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For For 4 ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For For 5 ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For For 6 ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For For 7 ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For For 8 ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For For 9 ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For For 10 Ratification of Auditor Mgmt For For For
NORFOLK SOUTHERN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSC CUSIP 655844108 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gerald Baliles Mgmt For Withhold Against 1.2 Elect Gene Carter Mgmt For For For 1.3 Elect Karen Horn Mgmt For For For 1.4 Elect J. Paul Reason Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NOVARTIS- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS NVS CUSIP 66987V109 02/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Ratification of Board and Management Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 REDUCTION OF SHARE CAPITAL Mgmt For For For 5 FURTHER SHARE REPURCHASE PROGRAM Mgmt For For For 6 AMENDMENT TO THE ARTICLES OF Mgmt For For For INCORPORATION-SPECIAL QUORUM 7 AMENDMENT TO THE ARTICLES OF Mgmt For For For INCORPORATION-CONTRIBUTIONS IN KIND 8 RE-ELECTION OF PETER BURCKHARDT M.D. FOR Mgmt For For For A ONE-YEAR TERM 9 RE-ELECTION OF ULRICH LEHNER PH.D. FOR A Mgmt For For For THREE-YEAR TERM 10 RE-ELECTION OF ALEXANDRE F. JETZER FOR A Mgmt For Against Against THREE-YEAR TERM
11 RE-ELECTION OF PIERRE LANDOLT FOR A Mgmt For For For THREE-YEAR TERM 12 ELECTION OF ANN FUDGE FOR A THREE-YEAR Mgmt For For For TERM 13 APPOINTMENT OF THE AUDITORS AND THE Mgmt For For For GROUP AUDITORS 14 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt For Abstain Against PRESENTED AT THE MEETING
NRG ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Lawrence Coben Mgmt For For For 1.2 Elect Paul Hobby Mgmt For For For 1.3 Elect Herbert Tate Mgmt For For For 1.4 Elect Walter Young Mgmt For For For 2 APPROVAL OF NRG ENERGY, INC. EMPLOYEE Mgmt For For For STOCK PURCHASE PLAN 3 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM
OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For For 2 ELECTION OF DIRECTOR: RONALD W. BURKLE Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN S. CHALSTY Mgmt For For For 4 ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For For 5 ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For For 6 ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For For 7 ELECTION OF DIRECTOR: IRVIN W. MALONEY Mgmt For For For 8 ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For For 9 ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For For 10 ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For For 11 ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For For 12 ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For For 13 RATIFICATION OF SELECTION OF KPMG AS Mgmt For For For INDEPENDENT AUDITORS. 14 SCIENTIFIC REPORT ON GLOBAL WARMING. ShrHoldr Against Against For
15 ADVISORY VOTE ON EXECUTIVE COMPENSATION. ShrHoldr Against For Against 16 INDEPENDENCE OF COMPENSATION CONSULTANTS. ShrHoldr Against For Against 17 PAY-FOR-SUPERIOR-PERFORMANCE PRINCIPLE. ShrHoldr Against Against For 18 SPECIAL SHAREHOLDER MEETINGS. ShrHoldr Against For Against
OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For Withhold Against 1.5 Elect John Congdon, Jr. Mgmt For Withhold Against 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Ebeling Mgmt For Withhold Against 1.8 Elect John Kasarda Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Performance Incentive Plan Mgmt For For For 3 Change in Board Size Mgmt For For For
ORACLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 11/02/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jeffrey Henley Mgmt For For For 1.2 Elect Lawrence Ellison Mgmt For For For 1.3 Elect Donald Lucas Mgmt For Withhold Against 1.4 Elect Michael Boskin Mgmt For For For 1.5 Elect Jack Kemp Mgmt For For For 1.6 Elect Jeffrey Berg Mgmt For For For 1.7 Elect Safra Catz Mgmt For Withhold Against 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect H. Raymond Bingham Mgmt For For For 1.10 Elect Charles Phillips, Jr. Mgmt For For For 1.11 Elect Naomi Seligman Mgmt For For For 2 Fiscal Year 2008 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding a Board ShrHoldr Against Against For Committee on Human Rights 5 STOCKHOLDER PROPOSAL ON AN OPEN SOURCE ShrHoldr Against Against For REPORT.
POLARIS INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PII CUSIP 731068102 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Wiehoff Mgmt For For For 1.2 Elect John Menard, Jr. Mgmt For For For 1.3 Elect Mark Schreck Mgmt For For For 1.4 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PUBLIC SERVICE ENTERPRISE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEG CUSIP 744573106 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Conrad Harper Mgmt For For For 1.2 Elect Shirley Jackson Mgmt For For For 1.3 Elect Thomas Renyi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For EXECUTIVE COMPENSATION. 4 STOCKHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For NOMINATION OF DIRECTORS. 5 STOCKHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For ELECTION OF DIRECTORS.
RAYTHEON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RTN CUSIP 755111507 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: BARBARA M. BARRETT Mgmt For For For 2 ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For 4 ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For Against Against 5 ELECTION OF DIRECTOR: MICHAEL C. Mgmt For For For RUETTGERS 6 ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For For 7 ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For For 8 ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For For 9 ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For For 10 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For 11 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS 12 STOCKHOLDER PROPOSAL REGARDING ADVISORY ShrHoldr Against For Against VOTE ON EXECUTIVE COMPENSATION
REDWOOD TRUST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RWT CUSIP 758075402 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Douglas Hansen Mgmt For For For 1.2 Elect Greg Kubicek Mgmt For Withhold Against 1.3 Elect Charles Toeniskoetter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 4 Increase in Authorized Common Stock Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
RENAISSANCERE HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RNR CUSIP G7496G103 05/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect David Bushnell Mgmt For For For 1.2 Elect James Gibbons Mgmt For For For 1.3 Elect Jean Hamilton Mgmt For For For 1.4 Elect Anthony Santomero Mgmt For For For 2 Ratification of Auditor Mgmt For For For
RENT A CENTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RCII CUSIP 76009N100 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mark Speese Mgmt For For For 1.2 Elect Jeffrey Jackson Mgmt For For For 1.3 Elect Leonard Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For
RESEARCH IN MOTION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RIMM CUSIP 760975102 07/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors (Slate) Mgmt For Withhold Against 2 Appointment of Auditor and Authority to Mgmt For For For Set Fees 3 Amendment to Stock Option Plan Mgmt For For For
REYNOLDS AMERICAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RAI CUSIP 761713106 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Betsy Atkins Mgmt For For For 1.2 Elect Nana Mensah Mgmt For For For 1.3 Elect John Zillmer Mgmt For Withhold Against 1.4 Elect Lionel Nowell, III Mgmt For For For 2 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For For AUDITORS 3 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols for the Company and its Suppliers 4 SHAREHOLDER PROPOSAL ON ENDORSEMENT OF ShrHoldr Against Against For HEALTH CARE PRINCIPLES 5 SHAREHOLDER PROPOSAL ON TWO CIGARETTE ShrHoldr Against Against For APPROACH TO MARKETING
ROSS STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ROST CUSIP 778296103 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Stuart Moldaw Mgmt For Withhold Against 1.2 Elect George Orban Mgmt For For For 1.3 Elect Donald Seiler Mgmt For For For 2 TO APPROVE ADOPTION OF THE ROSS STORES, Mgmt For For For INC. 2008 EQUITY INCENTIVE PLAN. 3 Ratification of Auditor Mgmt For For For
RYDER SYSTEM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Lynn Martin Mgmt For For For 1.3 Elect Hansel Tookes II Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Compensation Plan 3 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For LLP AS INDEPENDENT AUDITOR.
SANTANDER CENTRAL HISPANO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS STD CUSIP 05964H105 06/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports; Ratification of Mgmt For For For Board Acts 2 APPLICATION OF RESULTS FROM FISCAL YEAR Mgmt For For For 2007.
3 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt For For For JUAN RODRIGUEZ INCIARTE 4 RE-ELECTION OF MR. LUIS ALBERTO Mgmt For For For SALAZAR-SIMPSON BOS 5 RE-ELECTION OF MR. LUIS ANGEL ROJO DUQUE Mgmt For For For 6 RE-ELECTION OF MR. EMILIO BOTIN-SANZ DE Mgmt For For For SAUTUOLA Y GARCIA DE LOS RIOS 7 RE-ELECTION OF THE AUDITOR OF ACCOUNTS Mgmt For For For FOR FISCAL YEAR 2008. 8 AUTHORIZATION FOR THE BANK AND ITS Mgmt For For For SUBSIDIARIES TO ACQUIRE THEIR OWN STOCK PURSUANT TO THE PROVISIONS OF SECTION 75 AND THE FIRST ADDITIONAL PROVISION OF THE BUSINESS CORPORATIONS LAW [LEY DE SOCIEDADES ANONIMAS], DEPRIVING OF EFFECT THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS MEETING HELD ON 23 JUNE 2007 TO THE EXTENT OF THE UNUSED AMOUNT. 9 APPROVAL, IF APPROPRIATE, OF NEW BYLAWS Mgmt For For For AND ABROGATION OF CURRENT BYLAWS. 10 Amendments to General Meeting Regulations Mgmt For For For 11 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 12 Authority to Issue Convertible Mgmt For For For Securities w/ or w/out Preemptive Rights 13 Authority to Issue Debt Instruments Mgmt For For For 14 Remuneration Report (Directors and Mgmt For For For Employees of the Group) 15 Stock Purchase Plan (Employees of Abbey Mgmt For For For National Plc) 16 Authority to Carry Out Formalities Mgmt For For For
SANTANDER CENTRAL HISPANO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS STD CUSIP 05964H105 07/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Increase Capital Mgmt For For For 2 Authority to Issue Convertible Debt Mgmt For For For Instruments 3 Authority to Carry Out Formalities Mgmt For For For
STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Kennett Burnes Mgmt For For For 1.2 Elect Peter Coym Mgmt For For For 1.3 Elect Nader Darehshori Mgmt For For For 1.4 Elect Amelia Fawcett Mgmt For For For 1.5 Elect David Gruber Mgmt For For For 1.6 Elect Linda Hill Mgmt For For For 1.7 Elect Charles LaMantia Mgmt For For For 1.8 Elect Ronald Logue Mgmt For For For 1.9 Elect Ronald Logue Mgmt For For For 1.10 Elect Richard Sergel Mgmt For Withhold Against 1.11 Elect Ronald Skates Mgmt For For For 1.12 Elect Gregory Summe Mgmt For For For 1.13 Elect Robert Weissman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding an Annual ShrHoldr Against Against For Certification of Audit Fees
STRYKER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Brown Mgmt For For For 1.2 Elect Howard Cox, Jr. Mgmt For For For 1.3 Elect Donald Engelman Mgmt For Withhold Against 1.4 Elect Jerome Grossman Mgmt For For For 1.5 Elect Louis Francesconi Mgmt For For For 1.6 Elect Stephen MacMillan Mgmt For For For 1.7 Elect William Parfet Mgmt For For For 1.8 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF THE 2008 EMPLOYEE STOCK Mgmt For For For PURCHASE PLAN.
SYSCO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYY CUSIP 871829107 11/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect John Cassaday Mgmt For For For 2 Elect Manuel Fernandez Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 TO APPROVE THE 2007 STOCK INCENTIVE PLAN. Mgmt For For For 5 Amendment to the 1974 Employees' Stock Mgmt For For For Purchase Plan 6 Ratification of Auditor Mgmt For For For
TELEFONICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF CUSIP 879382208 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 RE-ELECTION OF MR. JOSE FERNANDO DE Mgmt For Against Against ALMANSA MORENO-BARREDA AS A DIRECTOR. 3 Elect Jose Maria Abril Perez Mgmt For Against Against 4 Elect Francisco Javier de Paz Mancho Mgmt For For For 5 Elect Maria Eva Castillo Sanz Mgmt For For For 6 Elect Luiz Fernando Furlan Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 9 APPOINTMENT OF THE AUDITORS OF THE Mgmt For For For COMPANY FOR THE FISCAL YEAR 2008. 10 Authority to Carry Out Formalities Mgmt For For For
TJX COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jose Alvarez Mgmt For For For 1.2 Elect Alan Bennett Mgmt For For For 1.3 Elect David Brandon Mgmt For Withhold Against 1.4 Elect Bernard Cammarata Mgmt For For For 1.5 Elect David Ching Mgmt For For For 1.6 Elect Michael Hines Mgmt For For For 1.7 Elect Amy Lane Mgmt For For For 1.8 Elect Carol Meyrowitz Mgmt For For For 1.9 Elect John O'Brien Mgmt For For For 1.10 Elect Robert Shapiro Mgmt For For For 1.11 Elect Willow Shire Mgmt For Withhold Against 1.12 Elect Fletcher Wiley Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP. 3 SHAREHOLDER PROPOSAL REGARDING ELECTION ShrHoldr Against For Against OF DIRECTORS BY MAJORITY VOTE. 4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For IMPLEMENTATION OF THE MACBRIDE PRINCIPLES.
TRANSOCEAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP G90073100 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JON A. MARSHALL Mgmt For For For 2 ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For Against Against
3 ELECTION OF DIRECTOR: ROBERT E. ROSE Mgmt For For For 4 ELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt For For For 5 Ratification of Auditor Mgmt For For For
UNION PACIFIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For For 3 ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For Against Against 4 ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For For 5 ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For For 6 ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For For 7 ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For For 8 ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For For 9 ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For Against Against 10 ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 INCREASE AUTHORIZED COMMON STOCK FROM Mgmt For For For 500,000,000 TO 800,000,000 SHARES. 13 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For CONTRIBUTIONS.
VF CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mackey McDonald Mgmt For For For 1.2 Elect Barbara Feigin Mgmt For For For 1.3 Elect Juan de Bedout Mgmt For For For 1.4 Elect Ursula Fairbairn Mgmt For For For 1.5 Elect Eric Wiseman Mgmt For For For 2 Amendment to the Executive Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
VIMPEL-COMMUNICATIONS (OJS) TICKER SECURITY ID: MEETING DATE MEETING STATUS VIP CUSIP 68370R109 06/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Annual Report Mgmt N/A For N/A 2 Accounts and Reports Mgmt N/A For N/A 3 Allocation of ProfitsDividend Mgmt N/A For N/A 4 ELECTION OF THE AUDIT COMMISSION Mgmt N/A For N/A 5 APPROVAL OF EXTERNAL AUDITORS Mgmt N/A For N/A 6 Amendment to Directors' Fees Mgmt N/A For N/A 7 Merger by Absoprtion Mgmt N/A For N/A 8 APPROVAL OF THE AMENDMENTS TO THE Mgmt N/A For N/A CHARTER OF VIMPELCOM
VIMPEL-COMMUNICATIONS (OJS) TICKER SECURITY ID: MEETING DATE MEETING STATUS VIP CUSIP 68370R109 06/09/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Contested United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Annual Report Shrholdr N/A TNA N/A 2 Accounts and Reports Shrholdr N/A TNA N/A 3 Allocation of ProfitsDividend Shrholdr N/A TNA N/A 4 ELECTION OF THE AUDIT COMMISSION Shrholdr N/A TNA N/A 5 APPROVAL OF EXTERNAL AUDITORS Shrholdr N/A TNA N/A 6 Amendment to Directors' Fees Shrholdr N/A TNA N/A 7 Merger by Absoprtion Shrholdr N/A TNA N/A 8 APPROVAL OF THE AMENDMENTS TO THE Shrholdr N/A TNA N/A CHARTER OF VIMPELCOM
VIMPEL-COMMUNICATIONS (OJS) TICKER SECURITY ID: MEETING DATE MEETING STATUS VIP CUSIP 68370R109 06/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Contested United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Annual Report Mgmt For For For 2 Elect David Haines Mgmt For For For 3 Elect Mikhail Fridman Mgmt For For For 4 Elect Kjell Johnsen Mgmt For For For 5 Elect Hans Peter Kohlhammer Mgmt For For For 6 Elect Jo Lunder Mgmt For For For 7 Elect Oleg Malis Mgmt For For For 8 Elect Leonid Novoselsky Mgmt For For For 9 Elect Alexey Reznikovich Mgmt For For For 10 Elect Ole Bjorn Sjulstad Mgmt For Abstain Against 11 Elect Jan Thygesen Mgmt For For For
VIMPEL-COMMUNICATIONS (OJS) TICKER SECURITY ID: MEETING DATE MEETING STATUS VIP CUSIP 68370R109 06/09/2008 Take No Action MEETING TYPE COUNTRY OF TRADE Contested United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Annual Report Mgmt N/A TNA N/A 2 Elect Jo Lunder Mgmt N/A TNA N/A 3 Elect Hans Peter Kohlhammer Mgmt N/A TNA N/A
WACHOVIA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WB CUSIP 929903102 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN D. BAKER, II Mgmt For For For 2 ELECTION OF DIRECTOR: PETER C. BROWNING Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN T. CASTEEN, Mgmt For For For III 4 ELECTION OF DIRECTOR: JERRY GITT Mgmt For For For 5 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For Against Against GOODWIN, JR. 6 ELECTION OF DIRECTOR: MARYELLEN C. Mgmt For For For HERRINGER 7 ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For Against Against 8 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For Against Against 9 ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For For 10 ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For For 11 ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For For 12 ELECTION OF DIRECTOR: ERNEST S. RADY Mgmt For For For 13 ELECTION OF DIRECTOR: VAN L. RICHEY Mgmt For For For 14 ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For For 15 ELECTION OF DIRECTOR: LANTY L. SMITH Mgmt For For For 16 ELECTION OF DIRECTOR: G. KENNEDY THOMPSON Mgmt For For For 17 ELECTION OF DIRECTOR: DONA DAVIS YOUNG Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal Regarding an ShrHoldr Against For Against Advisory Vote on Executive Compensation 20 A STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For REPORTING POLITICAL CONTRIBUTIONS. 21 A STOCKHOLDER PROPOSAL REGARDING THE ShrHoldr Against Against For NOMINATION OF DIRECTORS.
WAL MART STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For For 2 ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For For 3 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For Against Against
4 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For 5 ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For For 6 ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For For 7 ELECTION OF DIRECTOR: DAVID D. GLASS Mgmt For For For 8 ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For For 9 ELECTION OF DIRECTOR: ALLEN I. QUESTROM Mgmt For For For 10 ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For For 11 ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For For 12 ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For For 13 ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For For 14 ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For For WILLIAMS 15 ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For For 16 APPROVAL OF MANAGEMENT INCENTIVE PLAN, Mgmt For For For AS AMENDED AND RESTATED 17 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For INDEPENDENT ACCOUNTANTS 18 AMEND EQUAL EMPLOYMENT OPPORTUNITY POLICY ShrHoldr Against Against For 19 PAY-FOR-SUPERIOR-PERFORMANCE ShrHoldr Against Against For 20 RECOUPMENT OF SENIOR EXECUTIVE ShrHoldr Against Against For COMPENSATION POLICY 21 ESTABLISH HUMAN RIGHTS COMMITTEE ShrHoldr Against Against For 22 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against For Against 23 POLITICAL CONTRIBUTIONS REPORT ShrHoldr Against Against For 24 SOCIAL AND REPUTATION IMPACT REPORT ShrHoldr Against Against For 25 SPECIAL SHAREHOLDERS MEETING ShrHoldr Against Against For
WEATHERFORD INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP G95089101 06/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION AS DIRECTOR: NICHOLAS F. BRADY Mgmt For For For 2 ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Mgmt For For For 3 ELECTION AS DIRECTOR: DAVID J. BUTTERS Mgmt For For For 4 ELECTION AS DIRECTOR: ROBERT B. MILLARD Mgmt For For For 5 ELECTION AS DIRECTOR: BERNARD J. Mgmt For For For DUROC-DANNER 6 ELECTION AS DIRECTOR: ROBERT K. MOSES, Mgmt For For For JR. 7 ELECTION OF DIRECTOR: ROBERT A. RAYNE Mgmt For Against Against 8 Ratification of Auditor Mgmt For For For
WELLS FARGO & CO TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For 2 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For 3 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For 4 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For For JR. 5 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For 6 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For KOVACEVICH 7 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For MCCORMICK 8 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For Against Against 9 ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For For 10 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For Against Against 11 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For Against Against 12 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For For 13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For Against Against 14 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For 15 ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For For 16 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 PROPOSAL TO APPROVE THE Mgmt For For For PERFORMANCE-BASED COMPENSATION POLICY. 19 Amendment to the Long-Term Incentive Mgmt For For For Compensation Plan 20 PROPOSAL REGARDING A BY-LAWS AMENDMENT ShrHoldr Against For Against TO REQUIRE AN INDEPENDENT CHAIRMAN. 21 PROPOSAL REGARDING AN EXECUTIVE ShrHoldr Against For Against COMPENSATION ADVISORY VOTE. 22 PROPOSAL REGARDING A ShrHoldr Against Against For PAY-FOR-SUPERIOR-PERFORMANCE COMPENSATION PLAN. 23 PROPOSAL REGARDING HUMAN RIGHTS ISSUES ShrHoldr Against Against For IN INVESTMENT POLICIES. 24 PROPOSAL REGARDING A NEUTRAL SEXUAL ShrHoldr Against Against For ORIENTATION EMPLOYMENT POLICY. 25 PROPOSAL REGARDING A REPORT ON RACIAL ShrHoldr Against Against For DISPARITIES IN MORTGAGE LENDING.
WESCO INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Roy Haley Mgmt For For For 1.2 Elect George Miles, Jr. Mgmt For Withhold Against 1.3 Elect John Morgan Mgmt For For For 1.4 Elect James L. Singleton Mgmt For For For 2 Amendment to the 1999 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For For 2 ELECTION OF DIRECTOR: STEPHEN D. QUINN Mgmt For For For 3 ELECTION OF DIRECTOR: SHELLEY THOMAS Mgmt For For For WILLIAMS 4 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board 5 Ratification of Auditor Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against
ITEM 16: PROXY VOTING RECORD REGISTRANT : ICON FUNDS FUND NAME : ICON LONG/SHORT FUND REPORTING PERIOD: 07/01/2007 - 06/30/2008 AAR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIR CUSIP 000361105 10/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Norman Bobins Mgmt For For For 1.2 Elect Gerald Fitzgerald, Jr. Mgmt For Withhold Against 1.3 Elect James Goodwin Mgmt For Withhold Against 1.4 Elect Marc Walfish Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
ABERCROMBIE & FITCH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 06/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Lauren Brisky Mgmt For For For 1.2 Elect Archie Griffin Mgmt For For For 1.3 Elect Allan Tuttle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Majority ShrHoldr Against For Against Vote Standard
AFLAC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Daniel Amos Mgmt For For For 1.2 Elect John Amos II Mgmt For For For 1.3 Elect Paul Amos II Mgmt For For For 1.4 Elect Yoshiro Aoki Mgmt For For For 1.5 Elect Michael Armacost Mgmt For For For 1.6 Elect Kriss Cloninger III Mgmt For Withhold Against 1.7 Elect Joe Harris Mgmt For For For 1.8 Elect Elizabeth Hudson Mgmt For For For 1.9 Elect Kenneth Janke, Sr. Mgmt For Withhold Against 1.10 Elect Douglas Johnson Mgmt For For For 1.11 Elect Robert Johnson Mgmt For For For 1.12 Elect Charles Knapp Mgmt For For For 1.13 Elect E. Stephen Purdom Mgmt For For For 1.14 Elect Barbara Rimer Mgmt For For For 1.15 Elect Marvin Schuster Mgmt For For For 1.16 Elect David Thompson Mgmt For For For 1.17 Elect Robert Wright Mgmt For For For 2 Increase in Authorized Shares Mgmt For For For 3 2009 Management Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For
AMERICA MOVIL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS AMX CUSIP 02364W105 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors (Series L) Mgmt For Abstain Against 2 Election of Meeting Delegates (Special Mgmt For For For Meeting)
AMPHENOL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ronald Badie Mgmt For Withhold Against 1.2 Elect Dean Secord Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Option Plan Mgmt For For For for Directors
ANIXTER INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS AXE CUSIP 035290105 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Blyth Mgmt For For For 1.2 Elect Linda Bynoe Mgmt For For For 1.3 Elect Robert Crandall Mgmt For For For 1.4 Elect Robert Eck Mgmt For For For 1.5 Elect Robert Grubbs, Jr. Mgmt For For For 1.6 Elect F. Philip Handy Mgmt For For For 1.7 Elect Melvyn Klein Mgmt For For For 1.8 Elect George Munoz Mgmt For For For 1.9 Elect Stuart Sloan Mgmt For For For 1.10 Elect Thomas Theobald Mgmt For For For 1.11 Elect Matthew Zell Mgmt For For For 1.12 Elect Samuel Zell Mgmt For For For 2 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For INDEPENDENT AUDITORS.
ANTHRACITE CAPITAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AHR CUSIP 037023108 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Hugh Frater Mgmt For For For 1.2 Elect Jeffrey Keil Mgmt For For For 1.3 Elect Deborah Lucas Mgmt For For For 1.4 Elect Walter Gregg Jr. Mgmt For For For 1.5 Elect Christopher Milner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 PROPOSAL TO APPROVE THE ANTHRACITE Mgmt For For For CAPITAL, INC. 2008 MANAGER EQUITY PLAN.
APACHE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For For 2 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Mgmt For Against Against 3 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For For 4 ELECTION OF DIRECTOR: JOHN A. KOCUR Mgmt For For For 5 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against REIMBURSEMENT OF PROXY EXPENSES
ARBOR REALTY TRUST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ABR CUSIP 038923108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Ivan Kaufman Mgmt For Withhold Against 1.2 Elect C. Michael Kojaian Mgmt For For For 1.3 Elect Melvin Lazar Mgmt For For For 2 Amendment to the 2003 Omnibus Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
ARROW ELECTRONICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARW CUSIP 042735100 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Daniel Duval Mgmt For For For 1.2 Elect Gail Hamilton Mgmt For For For 1.3 Elect John Hanson Mgmt For For For 1.4 Elect Richard Hill Mgmt For For For 1.5 Elect M.F. (Fran) Keeth Mgmt For For For 1.6 Elect Roger King Mgmt For For For 1.7 Elect Michael Long Mgmt For For For 1.8 Elect Karen Mills Mgmt For For For 1.9 Elect William Mitchell Mgmt For For For 1.10 Elect Stephen Patrick Mgmt For For For 1.11 Elect Barry Perry Mgmt For For For 1.12 Elect John Waddell Mgmt For For For 2 Amendment to the 2004 Omnibus Incentive Mgmt For For For Plan 3 PROPOSAL TO AMEND THE ARROW ELECTRONICS, Mgmt For For For INC. 2004 OMNIBUS INCENTIVE PLAN
AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For STEPHENSON 2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For ALDINGER III 3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For 4 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
6 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For 8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For 9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For 10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For 11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For 12 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For 13 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For TYSON 14 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For 15 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS. 16 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For 17 PENSION CREDIT POLICY. ShrHoldr Against For Against 18 LEAD INDEPENDENT DIRECTOR BYLAW. ShrHoldr Against For Against 19 SERP POLICY ShrHoldr Against Against For 20 ADVISORY VOTE ON COMPENSATION ShrHoldr Against For Against
ATWOOD OCEANICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ATW CUSIP 050095108 02/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Deborah Beck Mgmt For For For 1.2 Elect George Dotson Mgmt For For For 1.3 Elect John Irwin Mgmt For For For 1.4 Elect Robert Burgess Mgmt For For For 1.5 Elect Hans Helmerich Mgmt For For For 1.6 Elect James Montague Mgmt For For For 2 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 3 Increase in Authorized Common Stock Mgmt For For For 4 Early Election to the Texas Business Mgmt For For For Organization Code
AVNET INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/08/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Lawrence Clarkson Mgmt For For For 1.4 Elect Ehud Houminer Mgmt For For For 1.5 Elect James Lawrence Mgmt For For For 1.6 Elect Frank Noonan Mgmt For For For 1.7 Elect Ray Robinson Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 REAPPROVAL OF THE AVNET, INC. EXECUTIVE Mgmt For For For INCENTIVE PLAN. 3 Ratification of Auditor Mgmt For For For
BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For 2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, Mgmt For For For SR. 3 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For 4 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For 5 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For 6 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For 7 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For 8 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For 9 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For 10 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For 11 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For MITCHELL 12 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For 13 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, Mgmt For For For JR. 14 ELECTION OF DIRECTOR: MEREDITH R. Mgmt For For For SPANGLER 15 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For 16 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For 17 RATIFICATION OF THE INDEPENDENT Mgmt For For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 18 STOCKHOLDER PROPOSAL - STOCK OPTIONS ShrHoldr Against Against For 19 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON ShrHoldr Against For Against EXEC COMP 20 STOCKHOLDER PROPOSAL - DETERMINATION OF ShrHoldr Against Against For CEO COMP 21 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against For Against 22 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against For Against CHAIRMAN 23 STOCKHOLDER PROPOSAL - Special ShrHoldr Against For Against SHAREHOLDER MEETINGS 24 STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES ShrHoldr Against Against For 25 STOCKHOLDER PROPOSAL - HUMAN RIGHTS ShrHoldr Against Against For
BB & T CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBT CUSIP 054937107 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Allison IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect Anna Cablik Mgmt For Withhold Against 1.4 Elect Nelle Chilton Mgmt For For For 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect Tom Efird Mgmt For For For 1.7 Elect Barry Fitzpatrick Mgmt For For For 1.8 Elect L. Vincent Hackley Mgmt For For For 1.9 Elect Jane Helm Mgmt For For For 1.10 Elect John Howe III Mgmt For For For 1.11 Elect James Maynard Mgmt For For For 1.12 Elect Albert McCauley Mgmt For For For 1.13 Elect J. Holmes Morrison Mgmt For For For 1.14 Elect Nido Qubein Mgmt For Withhold Against 1.15 Elect Thomas Thompson Mgmt For For For 1.16 Elect Stephen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 04/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For For 2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For 3 ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For For JR. 4 ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For For 5 ELECTION OF DIRECTOR: WILLIAM M. DALEY Mgmt For For For 6 ELECTION OF DIRECTOR: KENNETH M. Mgmt For For For DUBERSTEIN 7 ELECTION OF DIRECTOR: JAMES L. JONES Mgmt For For For 8 ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For For 9 ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For For 10 ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For For JR. 11 ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 PREPARE A REPORT ON FOREIGN MILITARY ShrHoldr Against Against For SALES 14 ADOPT HEALTH CARE PRINCIPLES ShrHoldr Against Against For 15 ADOPT, IMPLEMENT AND MONITOR HUMAN ShrHoldr Against Against For RIGHTS POLICIES 16 REQUIRE AN INDEPENDENT LEAD DIRECTOR ShrHoldr Against For Against 17 REQUIRE PERFORMANCE-BASED STOCK OPTIONS ShrHoldr Against Against For 18 REQUIRE AN ADVISORY VOTE ON NAMED ShrHoldr Against For Against EXECUTIVE OFFICER COMPENSATION 19 REQUIRE SHAREHOLDER APPROVAL OF FUTURE ShrHoldr Against Against For SEVERANCE ARRANGEMENTS
BRISTOW GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BRS CUSIP 110394103 08/02/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Thomas Amonett Mgmt For For For 1.2 Elect Charles Bolden Jr. Mgmt For Withhold Against 1.3 Elect Peter Buckley Mgmt For For For 1.4 Elect Stephen Cannon Mgmt For For For 1.5 Elect Jonathan Cartwright Mgmt For For For 1.6 Elect William Chiles Mgmt For For For 1.7 Elect Michael Flick Mgmt For For For 1.8 Elect Thomas Knudson Mgmt For For For 1.9 Elect Ken Tamblyn Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Eliminate Series B Convertible Mgmt For For For Preference Shares 4 2007 Long Term Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
BT GROUP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BT CUSIP 05577E101 07/19/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 REPORTS AND ACCOUNTS Mgmt For For For 2 REMUNERATION REPORT Mgmt For For For 3 FINAL DIVIDEND Mgmt For For For 4 RE-ELECT SIR CHRISTOPHER BLAND Mgmt For For For 5 RE-ELECT ANDY GREEN Mgmt For For For 6 RE-ELECT IAN LIVINGSTON Mgmt For For For 7 RE-ELECT JOHN NELSON Mgmt For For For 8 ELECT DEBORAH LATHEN Mgmt For For For 9 ELECT FRANCOIS BARRAULT Mgmt For For For 10 REAPPOINTMENT OF AUDITORS Mgmt For For For 11 REMUNERATION OF AUDITORS Mgmt For For For 12 AUTHORITY TO ALLOT SHARES Mgmt For For For 13 AUTHORITY TO ALLOT SHARES FOR CASH Mgmt For For For SPECIAL RESOLUTION 14 AUTHORITY TO PURCHASE OWN SHARES Special Mgmt For For For RESOLUTION 15 AUTHORISE ELECTRONIC COMMUNICATIONS Mgmt For For For SPECIAL RESOLUTION 16 AUTHORITY FOR POLITICAL DONATIONS Mgmt For For For
BURLINGTON NORTHERN SANTA FE CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS BNI CUSIP 12189T104 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For For 2 ELECTION OF DIRECTOR: D.G. COOK Mgmt For For For 3 ELECTION OF DIRECTOR: V.S. MARTINEZ Mgmt For Against Against 4 ELECTION OF DIRECTOR: M.F. RACICOT Mgmt For For For 5 ELECTION OF DIRECTOR: R.S. ROBERTS Mgmt For For For 6 ELECTION OF DIRECTOR: M.K. ROSE Mgmt For For For 7 ELECTION OF DIRECTOR: M.J. SHAPIRO Mgmt For For For 8 ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For For 9 ELECTION OF DIRECTOR: R.H. WEST Mgmt For For For 10 ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For For 11 ELECTION OF DIRECTOR: E.E. WHITACRE, JR. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 PROPOSAL REGARDING SAY ON EXECUTIVE PAY ShrHoldr Against For Against .
CATERPILLAR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect W. Frank Blount Mgmt For For For 1.2 Elect John Brazil Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Gail Fosler Mgmt For For For 1.5 Elect Peter Magowan Mgmt For For For 2 RATIFY AUDITORS Mgmt For For For 3 STOCKHOLDER PROPOSAL-ANNUAL ELECTION OF ShrHoldr Against For Against DIRECTORS 4 STOCKHOLDER PROPOSAL-DIRECTOR ELECTION ShrHoldr Against For Against MAJORITY VOTE STANDARD 5 STOCKHOLDER PROPOSAL-FOREIGN MILITARY ShrHoldr Against Against For SALES
COCA COLA ENTERPRISES TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 191219104 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Fernando Aguirre Mgmt For For For 1.2 Elect John Brock Mgmt For For For 1.3 Elect Irial Finan Mgmt For Withhold Against 1.4 Elect Orrin Ingram II Mgmt For For For 1.5 Elect Curtis Welling Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Executive ShrHoldr Against For Against Severance Agreements
COMPANHIA VALE DO RIO DOCE TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CUSIP 204412209 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 APPOINTMENT OF THE MEMBERS OF THE FISCAL Mgmt For Against Against COUNCIL 4 Governing Entities' Fees Mgmt For For For 5 Approval of the Protocol and Mgmt For For For Justification of Merger 6 Appointment of Appraiser Mgmt For For For 7 TO DECIDE ON THE APPRAISAL REPORT, Mgmt For For For PREPARED BY THE EXPERT APPRAISERS 8 Merger by Absorption Mgmt For For For
CONSTELLATION BRANDS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STZ CUSIP 21036P108 07/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Barry Fromberg Mgmt For For For 1.2 Elect Jeananne Hauswald Mgmt For For For 1.3 Elect James Locke III Mgmt For Withhold Against 1.4 Elect Richard Sands Mgmt For For For 1.5 Elect Robert Sands Mgmt For For For 1.6 Elect Thomas McDermott Mgmt For For For 1.7 Elect Paul Smith Mgmt For For For 1.8 Elect Peter Soderberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase in Authorized Class A Common Mgmt For For For Stock 4 Amendment to the Long-Term Stock Mgmt For For For Incentive Plan 5 Amendment to the Annual Management Mgmt For For For Incentive Plan
CONSTELLATION BRANDS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STZ CUSIP 21036P108 12/06/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Creation of New Class of Common Stock Mgmt For For For 2 Amendment to the Long-Term Stock Mgmt For For For Incentive Plan
CORN PRODS INTERNATIONAL COMMERCE INCO TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CUMMINS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: ROBERT J. DARNALL Mgmt For For For 2 ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For For 3 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For 4 ELECTION OF DIRECTOR: F. JOSEPH LOUGHREY Mgmt For For For 5 ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For For 6 ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For For 7 ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For For 8 ELECTION OF DIRECTOR: CARL WARE Mgmt For For For 9 ELECTION OF DIRECTOR: J. LAWRENCE WILSON Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Increase Authorized Shares Mgmt For Against Against 12 PROPOSAL TO ADOPT INTERNATIONAL LABOR ShrHoldr Against Against For ORGANIZATION STANDARDS.
DELL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 12/04/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Donald Carty Mgmt For Withhold Against 1.2 Elect Michael Dell Mgmt For For For 1.3 Elect William Gray, III Mgmt For Withhold Against 1.4 Elect Sallie Krawcheck Mgmt For For For 1.5 Elect A.G. Lafley Mgmt For Withhold Against 1.6 Elect Judy Lewent Mgmt For Withhold Against 1.7 Elect Klaus Luft Mgmt For Withhold Against 1.8 Elect Thomas Luce, III Mgmt For Withhold Against 1.9 Elect Alex Mandl Mgmt For Withhold Against 1.10 Elect Michael Miles Mgmt For Withhold Against 1.11 Elect Samuel Nunn, Jr. Mgmt For Withhold Against 2 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For Against Against 3 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For 2002 LONG-TERM INCENTIVE PLAN 4 EXECUTIVE STOCKOWNERSHIP GUIDELINES ShrHoldr Against Against For 5 DECLARATION OF DIVIDEND ShrHoldr Against Against For
DESARROLLADORA HOMEX, S.A. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS HXM CUSIP 25030W100 03/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Repurchase Shares Mgmt For For For 2 Report on Stock Option Plan Mgmt For For For 3 Election of Meeting Delegates Mgmt For For For
DESARROLLADORA HOMEX, S.A. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS HXM CUSIP 25030W100 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors; Fees Mgmt For For For 4 Election of Board Committee Members Mgmt For For For 5 Election of Meeting Delegates Mgmt For For For
DIAMOND OFFSHORE DRILLING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DO CUSIP 25271C102 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect James Tisch Mgmt For For For 1.2 Elect Lawrence Dickerson Mgmt For Withhold Against 1.3 Elect John Bolton Mgmt For For For 1.4 Elect Charles Fabrikant Mgmt For Withhold Against 1.5 Elect Paul Gaffney, II Mgmt For For For 1.6 Elect Herbert Hofmann Mgmt For For For 1.7 Elect Arthur Rebell Mgmt For For For 1.8 Elect Raymond Troubh Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Richard Lesser Mgmt For For For 1.4 Elect Thomas Whiddon Mgmt For For For 1.5 Elect Arnold Barron Mgmt For For For 1.6 Elect Carl Zeithaml Mgmt For For For 1.7 Elect Lemuel Lewis Mgmt For For For 2 APPROVAL OF THE 2005 EMPLOYEE STOCK Mgmt For For For PURCHASE PLAN HOLDING COMPANY AMENDMENT
3 APPROVAL OF THE 2003 EQUITY INCENTIVE Mgmt For For For PLAN HOLDING COMPANY AMENDMENT 4 Amendment to the 2004 Executive Officer Mgmt For For For Equity Plan 5 Reapproval of Performance-Based Mgmt For For For Compensation for the 2003 Equity Incentive Plan 6 Reapproval of Performance-Based Mgmt For For For Compensation for the 2004 Executive Officer Equity Plan 7 RE-APPROVAL OF PERFORMANCE MEASURES AND Mgmt For For For AWARD LIMITS IN THE 2004 EXECUTIVE OFFICER CASH BONUS PLAN 8 APPROVAL OF AMENDMENT TO THE 2004 Mgmt For For For EXECUTIVE OFFICER CASH BONUS PLAN 9 APPROVAL OF AMENDMENT TO THE 2004 Mgmt For For For EXECUTIVE OFFICER EQUITY PLAN 10 Elimination of Supermajority Requirement Mgmt For For For 11 SHAREHOLDER PROPOSAL TO ELIMINATE ShrHoldr Against For Against CLASSIFIED BOARD OF DIRECTORS
DRYSHIPS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRYS CUSIP Y2109Q101 01/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Increase in Authorized Common Stock and Mgmt For Against Against Preferred Stock
DRYSHIPS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRYS CUSIP Y2109Q101 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Election of Directors Mgmt For Against Against 2 Appointment of Auditors Mgmt For For For
EAGLE MATERIALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EXP CUSIP 26969P108 08/02/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Clarke Mgmt For For For 1.2 Elect Frank Maresh Mgmt For For For 1.3 Elect Steven Rowley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
EVEREST RE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Thomas Gallagher Mgmt For For For 1.2 Elect William Galtney, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Technical Amendments to Bylaws Mgmt For For For
EXPRESS SCRIPTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gary Benanav Mgmt For For For 1.2 Elect Frank Borelli Mgmt For For For 1.3 Elect Maura Breen Mgmt For For For 1.4 Elect Nicholas LaHowchic Mgmt For For For 1.5 Elect Thomas Mac Mahon Mgmt For For For 1.6 Elect Woodrow Myers, Jr. Mgmt For For For 1.7 Elect John Parker, Jr. Mgmt For For For 1.8 Elect George Paz Mgmt For For For 1.9 Elect Samuel Skinner Mgmt For For For 1.10 Elect Seymour Sternberg Mgmt For For For 1.11 Elect Barrett Toan Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Amendment to the Employee Stock Purchase Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
FMC TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FTI CUSIP 30249U101 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect C. Maury Devine Mgmt For For For 1.2 Elect Thomas Hamilton Mgmt For For For 1.3 Elect Richard Pattarozzi Mgmt For For For 2 Amendment to the Incentive Compensation Mgmt For For For and Stock Plan
FOREST LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS FRX CUSIP 345838106 08/13/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Howard Solomon Mgmt For For For 1.2 Elect Lawrence Olanoff, MD Mgmt For For For 1.3 Elect Nesli Basgoz, MD Mgmt For For For 1.4 Elect William Candee, III Mgmt For Withhold Against 1.5 Elect George Cohan Mgmt For For For 1.6 Elect Dan Goldwasser Mgmt For For For 1.7 Elect Kenneth Goodman Mgmt For Withhold Against 1.8 Elect Lester Salans, MD Mgmt For For For 2 ADOPTION OF THE 2007 EQUITY INCENTIVE Mgmt For For For PLAN. 3 Ratification of Auditor Mgmt For For For
FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect J. Bennet Johnston Mgmt For Withhold Against 1.7 Elect Charles Krulak Mgmt For For For 1.8 Elect Bobby Lackey Mgmt For For For 1.9 Elect Jon Madonna Mgmt For For For 1.10 Elect Dustan McCoy Mgmt For Withhold Against 1.11 Elect Gabrielle McDonald Mgmt For Withhold Against 1.12 Elect James Moffett Mgmt For For For 1.13 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.14 Elect J. Stapleton Roy Mgmt For Withhold Against 1.15 Elect Stephen Siegele Mgmt For For For 1.16 Elect J. Taylor Wharton Mgmt For Withhold Against 2 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For For YOUNG LLP AS INDEPENDENT AUDITORS. 3 Increase in Authorized Common Stock Mgmt For For For
GENCO SHIPPING & TRADING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS GNK CUSIP Y2685T107 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Peter Georgiopoulos Mgmt For For For 1.2 Elect Stephen Kaplan Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT AUDITORS. 3 Transaction of Other Business Mgmt For Against Against
GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: SIR WILLIAM M. Mgmt For For For CASTELL 3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For 4 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Mgmt For Against Against
5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For For 6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For For 7 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For 8 ELECTION OF DIRECTOR: ALAN G. (A.G.) Mgmt For For For LAFLEY 9 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For 10 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For For 11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For 12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For 13 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For 14 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For Against Against 15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For For 16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER Mgmt For For For III 17 RATIFICATION OF KPMG Mgmt For For For 18 CUMULATIVE VOTING ShrHoldr Against For Against 19 SEPARATE THE ROLES OF CEO AND CHAIRMAN ShrHoldr Against For Against 20 RECOUP UNEARNED MANAGEMENT BONUSES ShrHoldr Against Against For 21 CURB OVER-EXTENDED DIRECTORS ShrHoldr Against For Against 22 REPORT ON CHARITABLE CONTRIBUTIONS ShrHoldr Against Against For 23 GLOBAL WARMING REPORT ShrHoldr Against Against For 24 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against For Against
GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 04/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF LLOYD C. BLANKFEIN TO THE Mgmt For For For BOARD OF DIRECTORS 2 ELECTION OF JOHN H. BRYAN TO THE BOARD Mgmt For For For OF DIRECTORS 3 ELECTION OF GARY D. COHN TO THE BOARD OF Mgmt For For For DIRECTORS 4 ELECTION OF CLAES DAHLBACK TO THE BOARD Mgmt For For For OF DIRECTORS 5 ELECTION OF STEPHEN FRIEDMAN TO THE Mgmt For For For BOARD OF DIRECTORS 6 ELECTION OF WILLIAM W. GEORGE TO THE Mgmt For For For BOARD OF DIRECTORS 7 ELECTION OF RAJAT K. GUPTA TO THE BOARD Mgmt For For For OF DIRECTORS 8 ELECTION OF JAMES A. JOHNSON TO THE Mgmt For For For BOARD OF DIRECTORS 9 ELECTION OF LOIS D. JULIBER TO THE BOARD Mgmt For For For OF DIRECTORS
10 ELECTION OF EDWARD M. LIDDY TO THE BOARD Mgmt For For For OF DIRECTORS 11 ELECTION OF RUTH J. SIMMONS TO THE BOARD Mgmt For For For OF DIRECTORS 12 ELECTION OF JON WINKELRIED TO THE BOARD Mgmt For For For OF DIRECTORS 13 Ratification of Auditor Mgmt For For For 14 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For OPTIONS 15 SHAREHOLDER PROPOSAL REGARDING AN ShrHoldr Against For Against ADVISORY VOTE ON EXECUTIVE COMPENSATION 16 SHAREHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For SUSTAINABILITY REPORT
HARTFORD FINANCIAL SERVICES GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: RAMANI AYER Mgmt For For For 2 ELECTION OF DIRECTOR: RAMON DE OLIVEIRA Mgmt For For For 3 ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For For 4 ELECTION OF DIRECTOR: EDWARD J. KELLY, Mgmt For For For III 5 ELECTION OF DIRECTOR: PAUL G. KIRK, JR. Mgmt For For For 6 ELECTION OF DIRECTOR: THOMAS M. MARRA Mgmt For For For 7 ELECTION OF DIRECTOR: GAIL J. MCGOVERN Mgmt For For For 8 ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For For 9 ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For For 10 ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For For 11 Ratification of Auditor Mgmt For For For
HEALTH NET INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Theodore Craver, Jr. Mgmt For For For 1.2 Elect Vicki Escarra Mgmt For For For 1.3 Elect Thomas Farley Mgmt For For For 1.4 Elect Gale Fitzgerald Mgmt For For For 1.5 Elect Patrick Foley Mgmt For For For 1.6 Elect Jay Gellert Mgmt For For For 1.7 Elect Roger Greaves Mgmt For For For 1.8 Elect Bruce Willison Mgmt For For For 1.9 Elect Frederick Yeager Mgmt For For For 2 Ratification of Auditor Mgmt For For For
HELEN OF TROY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS HELE CUSIP G4388N106 08/21/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gary Abromovitz Mgmt For Withhold Against 1.2 Elect John Butterworth Mgmt For For For 1.3 Elect Timothy Meeker Mgmt For For For 1.4 Elect Byron Rubin Mgmt For For For 1.5 Elect Gerald Rubin Mgmt For For For 1.6 Elect Stanlee Rubin Mgmt For Withhold Against 1.7 Elect Adolpho Telles Mgmt For For For 1.8 Elect Darren Woody Mgmt For For For 2 Amend Company's Bye-Laws to Institute Mgmt For For For Direct Registration Program 3 Ratification of Auditor Mgmt For For For
HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For For 3 ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For For 4 ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For For For 5 ELECTION OF DIRECTOR: M.V. HURD Mgmt For For For 6 ELECTION OF DIRECTOR: J.Z. HYATT Mgmt For For For 7 ELECTION OF DIRECTOR: J.R. JOYCE Mgmt For For For 8 ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For For 9 ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For For For 10 ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For For 11 Ratification of Auditor Mgmt For For For
HUMANA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HUM CUSIP 444859102 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: FRANK A. D AMELIO Mgmt For For For 3 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For 4 ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For For
5 ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For For MCCALLISTER 6 ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES J. O BRIEN Mgmt For For For 8 ELECTION OF DIRECTOR: W. ANN REYNOLDS, Mgmt For Against Against PH.D. 9 THE APPROVAL OF THE COMPANY S EXECUTIVE Mgmt For For For MANAGEMENT INCENTIVE PLAN. 10 Ratification of Auditor Mgmt For For For
INTERNATIONAL BUSINESS MACHINES TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Cathleen Black Mgmt For Withhold Against 1.2 Elect William Brody Mgmt For For For 1.3 Elect Kenneth Chenault Mgmt For For For 1.4 Elect Michael Eskew Mgmt For Withhold Against 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect Lucio Noto Mgmt For For For 1.7 Elect James Owens Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Joan Spero Mgmt For For For 1.10 Elect Sidney Taurel Mgmt For For For 1.11 Elect Lorenzo Zambrano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against For Against 4 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against COMPENSATION 5 STOCKHOLDER PROPOSAL ON BOARD COMMITTEE ShrHoldr Against Against For ON HUMAN RIGHTS 6 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS ShrHoldr Against For Against 7 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against For Against EXECUTIVE COMPENSATION
JOHNSON CONTROLS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For AS INDEPENDENT AUDITORS FOR 2008.
JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For For 2 ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For For 3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For 4 ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For For 6 ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For For 7 ELECTION OF DIRECTOR: WILLIAM H. GRAY, Mgmt For For For III 8 ELECTION OF DIRECTOR: LABAN P. JACKSON, Mgmt For For For JR. 9 ELECTION OF DIRECTOR: ROBERT I. LIPP Mgmt For For For 10 ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For Against Against 11 ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For For 12 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For For 13 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For For PUBLIC ACCOUNTING FIRM 14 APPROVAL OF AMENDMENT TO 2005 LONG-TERM Mgmt For Against Against INCENTIVE PLAN 15 REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For For PLAN 16 GOVERNMENTAL SERVICE REPORT ShrHoldr Against Against For 17 POLITICAL CONTRIBUTIONS REPORT ShrHoldr Against Against For 18 INDEPENDENT CHAIRMAN OF THE BOARD ShrHoldr Against For Against 19 EXECUTIVE COMPENSATION APPROVAL ShrHoldr Against For Against 20 TWO CANDIDATES PER DIRECTORSHIP ShrHoldr Against Against For 21 HUMAN RIGHTS AND INVESTMENT REPORT ShrHoldr Against Against For 22 LOBBYING PRIORITIES REPORT ShrHoldr Against Against For
KENNAMETAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KMT CUSIP 489170100 10/23/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Carlos Cardoso Mgmt For For For 1.2 Elect A. Peter Held Mgmt For For For 1.3 Elect Larry Yost Mgmt For For For 2 Ratification of Auditor Mgmt For For For
KIMBERLY-CLARK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For For 2 ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For Against Against 3 ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For For 4 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For 5 ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt For For For 6 RATIFICATION OF AUDITORS Mgmt For For For 7 Amendment to Supermajority Voting Mgmt For For For Provisions 8 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For QUALIFICATIONS FOR DIRECTOR NOMINEES 9 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights 10 STOCKHOLDER PROPOSAL REGARDING Special ShrHoldr Against For Against SHAREHOLDER MEETINGS 11 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against CUMULATIVE VOTING 12 Shareholder Proposal Regarding a ShrHoldr Against Against For Committee on Sustainability
KIRBY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KEX CUSIP 497266106 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JAMES R. CLARK Mgmt For For For 2 ELECTION OF DIRECTOR: DAVID L. LEMMON Mgmt For For For 3 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For PETERKIN, JR. 4 ELECTION OF DIRECTOR: RICHARD R. STEWART Mgmt For For For 5 Amendment to the 2005 Stock and Mgmt For For For Incentive Plan 6 Amendment to the 2000 Nonemployee Mgmt For For For Director Stock Option Plan 7 Ratification of Auditor Mgmt For For For
LOEWS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS LTR CUSIP 540424108 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.E. BERMAN Mgmt For For For 2 ELECTION OF DIRECTOR: J.L. BOWER Mgmt For For For 3 ELECTION OF DIRECTOR: C.M. DIKER Mgmt For For For 4 ELECTION OF DIRECTOR: P.J. FRIBOURG Mgmt For For For
5 ELECTION OF DIRECTOR: W.L. HARRIS Mgmt For For For 6 ELECTION OF DIRECTOR: P.A. LASKAWY Mgmt For For For 7 ELECTION OF DIRECTOR: G.R. SCOTT Mgmt For For For 8 ELECTION OF DIRECTOR: A.H. TISCH Mgmt For For For 9 ELECTION OF DIRECTOR: J.S. TISCH Mgmt For For For 10 ELECTION OF DIRECTOR: J.M. TISCH Mgmt For For For 11 RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For For INDEPENDENT AUDITORS 12 SHAREHOLDER PROPOSAL-CUMULATIVE VOTING ShrHoldr Against For Against 13 SHAREHOLDER PROPOSAL-PERFORMANCE ShrHoldr Against Against For STANDARDS FOR EXECUTIVE COMPENSATION 14 SHAREHOLDER PROPOSAL-HEALTH CARE REFORM ShrHoldr Against Against For 15 SHAREHOLDER PROPOSAL-ADVERTISING ShrHoldr Against Against For EXPENDITURES
M & T BANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Colm Doherty Mgmt For For For 1.9 Elect Richard Garman Mgmt For For For 1.10 Elect Daniel Hawbaker Mgmt For For For 1.11 Elect Patrick Hodgson Mgmt For For For 1.12 Elect Richard King Mgmt For For For 1.13 Elect Reginald Newman, ll Mgmt For For For 1.14 Elect Jorge Pereira Mgmt For For For 1.15 Elect Michael Pinto Mgmt For For For 1.16 Elect Robert Sadler, Jr. Mgmt For For For 1.17 Elect Eugene Sheehy Mgmt For For For 1.18 Elect Stephen Sheetz Mgmt For For For 1.19 Elect Herbert Washington Mgmt For For For 1.20 Elect Robert Wilmers Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MEDCO HEALTH SOLUTIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN L. CASSIS Mgmt For For For 2 ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN Mgmt For For For
3 ELECTION OF DIRECTOR: BLENDA J. WILSON Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Increase Authorized Shares Mgmt For Against Against 6 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against Against For COMPENSATION
METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Sylvia Mathews Burwell Mgmt For For For 1.2 Elect Eduardo Castro-Wright Mgmt For For For 1.3 Elect Cheryl Grise Mgmt For For For 1.4 Elect William Steere, Jr. Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MGP INGREDIENTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MGPI CUSIP 55302G103 10/18/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect John Speirs Mgmt For For For
MICROSOFT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/13/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: WILLIAM H. GATES, Mgmt For For For III 2 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For For 3 ELECTION OF DIRECTOR: JAMES I. CASH JR., Mgmt For For For PHD 4 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For For 5 ELECTION OF DIRECTOR: RAYMOND V. Mgmt For For For GILMARTIN 6 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For For 7 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For For 8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For 9 ELECTION OF DIRECTOR: DR. HELMUT PANKE Mgmt For For For 10 ELECTION OF DIRECTOR: JON A. SHIRLEY Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 SHAREHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For POLICIES ON INTERNET CENSORSHIP. 13 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF ShrHoldr Against Against For BOARD COMMITTEE ON HUMAN RIGHTS.
MOOG INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MOG.A CUSIP 615394202 01/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Robert Brady Mgmt For Withhold Against 2 APPROVAL OF THE 2008 STOCK APPRECIATION Mgmt For For For RIGHTS PLAN. 3 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For AUDITORS FOR THE YEAR 2008.
MURPHY OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frank Blue Mgmt For For For 1.2 Elect Claiborne Deming Mgmt For For For 1.3 Elect Robert Hermes Mgmt For Withhold Against 1.4 Elect James Kelley Mgmt For For For 1.5 Elect R. Madison Murphy Mgmt For Withhold Against 1.6 Elect William Nolan, Jr. Mgmt For For For 1.7 Elect Ivar Ramberg Mgmt For For For 1.8 Elect Neal Schmale Mgmt For For For 1.9 Elect David Smith Mgmt For Withhold Against 1.10 Elect Caroline Theus Mgmt For For For 2 PROPOSED 2008 STOCK PLAN FOR Mgmt For For For NON-EMPLOYEE DIRECTORS. 3 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Discrimination in Employment Policy 4 Ratification of Auditor Mgmt For For For
MYLAN LABORATORIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 07/27/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Milan Puskar Mgmt For For For 1.2 Elect Robert Coury Mgmt For For For 1.3 Elect Wendy Cameron Mgmt For For For 1.4 Elect Neil Dimick Mgmt For Withhold Against 1.5 Elect Douglas Leech Mgmt For For For 1.6 Elect Joseph Maroon, MD Mgmt For For For 1.7 Elect N. Prasad Mgmt For For For 1.8 Elect Rodney Piatt Mgmt For For For 1.9 Elect C. B. Todd Mgmt For For For 1.10 Elect Randall Vanderveen, PhD Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NAVIOS MARITIME HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NM CUSIP Y62196103 12/20/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Election of Ted. C Petrone Mgmt For Withhold Against 1.2 Election of Spyridon Magoulas Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NORFOLK SOUTHERN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSC CUSIP 655844108 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Gerald Baliles Mgmt For Withhold Against 1.2 Elect Gene Carter Mgmt For For For 1.3 Elect Karen Horn Mgmt For For For 1.4 Elect J. Paul Reason Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NORTHROP GRUMMAN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOC CUSIP 666807102 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: LEWIS W. COLEMAN Mgmt For Against Against 2 ELECTION OF DIRECTOR: THOMAS B. FARGO Mgmt For For For 3 ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For For 4 ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For For 5 ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt For For For 6 ELECTION OF DIRECTOR: PHILLIP FROST Mgmt For Against Against 7 ELECTION OF DIRECTOR: CHARLES R. LARSON Mgmt For For For 8 ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For For 9 ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For For 10 ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For For 11 ELECTION OF DIRECTOR: RONALD D. SUGAR Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 14 SHAREHOLDER PROPOSAL REGARDING A REPORT ShrHoldr Against Against For ON FOREIGN MILITARY SALES. 15 SHAREHOLDER PROPOSAL REGARDING A VOTE ON ShrHoldr Against For Against EXECUTIVE COMPENSATION. 16 SHAREHOLDER PROPOSAL REGARDING TAX GROSS ShrHoldr Against For Against UP PAYMENTS.
OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For Withhold Against 1.5 Elect John Congdon, Jr. Mgmt For Withhold Against 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Ebeling Mgmt For Withhold Against 1.8 Elect John Kasarda Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Performance Incentive Plan Mgmt For For For 3 Change in Board Size Mgmt For For For
ORACLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 11/02/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jeffrey Henley Mgmt For For For 1.2 Elect Lawrence Ellison Mgmt For For For 1.3 Elect Donald Lucas Mgmt For Withhold Against 1.4 Elect Michael Boskin Mgmt For For For 1.5 Elect Jack Kemp Mgmt For For For 1.6 Elect Jeffrey Berg Mgmt For For For 1.7 Elect Safra Catz Mgmt For Withhold Against 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect H. Raymond Bingham Mgmt For For For 1.10 Elect Charles Phillips, Jr. Mgmt For For For 1.11 Elect Naomi Seligman Mgmt For For For 2 Fiscal Year 2008 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding a Board ShrHoldr Against Against For Committee on Human Rights 5 STOCKHOLDER PROPOSAL ON AN OPEN SOURCE ShrHoldr Against Against For REPORT.
PARTNER COMMUNICATIONS CO LTD- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS PTNR CUSIP 70211M109 11/15/2007 Voted MEETING TYPE COUNTRY OF TRADE Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Appointment of Auditor Mgmt For For For 2 Authority to Set Auditor's Fees Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Election of Directors; Fees Mgmt For For For 5 Retirement Bonus Mgmt For For For 6 Personal Interest Mgmt For Against Against 7 Related Party Transaction Mgmt For For For 8 Personal Interest Mgmt For Against Against
PEPSI BOTTLING GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS PBG CUSIP 713409100 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For For 2 ELECTION OF DIRECTOR: BARRY H. BERACHA Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN C. COMPTON Mgmt For For For 4 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt For For For 5 ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For For 6 ELECTION OF DIRECTOR: SUSAN D. KRONICK Mgmt For For For 7 ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For For 8 ELECTION OF DIRECTOR: JOHN A. QUELCH Mgmt For For For 9 ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For For 10 ELECTION OF DIRECTOR: CYNTHIA M. TRUDELL Mgmt For For For 11 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For For RESTATED CERTIFICATE OF INCORPORATION 12 APPROVAL OF AN AMENDMENT TO THE COMPANY Mgmt For For For S 2004 LONG-TERM INCENTIVE PLAN 13 Ratification of Auditor Mgmt For For For
PRUDENTIAL FINANCIAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Frederic Becker Mgmt For For For 1.2 Elect Gordon Bethune Mgmt For For For 1.3 Elect Gaston Caperton Mgmt For For For 1.4 Elect Gilbert Casellas Mgmt For For For 1.5 Elect James Cullen Mgmt For For For 1.6 Elect William Gray, III Mgmt For For For 1.7 Elect Mark Grier Mgmt For For For 1.8 Elect Jon Hanson Mgmt For For For 1.9 Elect Constance Horner Mgmt For For For 1.10 Elect Karl Krapek Mgmt For For For 1.11 Elect Christine Poon Mgmt For For For 1.12 Elect John Strangfield Mgmt For For For 1.13 Elect James Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PUBLIC SERVICE ENTERPRISE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEG CUSIP 744573106 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Conrad Harper Mgmt For For For 1.2 Elect Shirley Jackson Mgmt For For For 1.3 Elect Thomas Renyi Mgmt For For For
2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For EXECUTIVE COMPENSATION. 4 STOCKHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For NOMINATION OF DIRECTORS. 5 STOCKHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For ELECTION OF DIRECTORS.
RELIANCE STEEL AND ALUMINIUM COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RS CUSIP 759509102 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Thomas Gimbel Mgmt For For For 1.2 Elect David Hannah Mgmt For For For 1.3 Elect Mark Kaminski Mgmt For For For 1.4 Elect Gregg Mollins Mgmt For For For 1.5 Elect Andrew Sharkey, III Mgmt For For For 2 TO APPROVE THE CORPORATE OFFICERS BONUS Mgmt For For For PLAN. 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
RENT A CENTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RCII CUSIP 76009N100 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Mark Speese Mgmt For For For 1.2 Elect Jeffrey Jackson Mgmt For For For 1.3 Elect Leonard Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ROYAL DUTCH SHELL PLC (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CUSIP 780259206 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For For 2 APPROVAL OF REMUNERATION REPORT Mgmt For For For 3 ELECTION OF DR. JOSEF ACKERMANN AS A Mgmt For For For DIRECTOR OF THE COMPANY 4 RE-ELECTION OF SIR PETER JOB AS A Mgmt For For For DIRECTOR OF THE COMPANY 5 RE-ELECTION OF LAWRENCE RICCIARDI AS A Mgmt For Against Against DIRECTOR OF THE COMPANY
6 RE-ELECTION OF PETER VOSER AS A DIRECTOR Mgmt For For For OF THE COMPANY 7 RE-APPOINTMENT OF AUDITORS Mgmt For Against Against 8 REMUNERATION OF AUDITORS Mgmt For Against Against 9 AUTHORITY TO ALLOT SHARES Mgmt For For For 10 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For For 11 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For For 12 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For For EXPENDITURE 13 AMENDMENTS TO LONG-TERM INCENTIVE PLAN Mgmt For For For 14 AMENDMENTS TO RESTRICTED SHARE PLAN Mgmt For Against Against 15 ADOPTION OF NEW ARTICLES OF ASSOCIATION Mgmt For Against Against
RWE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS RWEOY CUSIP 74975E303 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt For For For 2 APPROVAL OF THE ACTS OF THE EXECUTIVE Mgmt For For For BOARD FOR FISCAL 2007 3 APPROVAL OF THE ACTS OF THE SUPERVISORY Mgmt For For For BOARD FOR FISCAL 2007 4 APPOINTMENT OF THE AUDITORS FOR FISCAL Mgmt For For For 2008 5 AUTHORIZATION TO IMPLEMENT SHARE BUYBACKS Mgmt For For For 6 AUTHORIZATION TO IMPLEMENT SHARE BUYBACK Mgmt For For For BY MEANS OF DERIVATIVES 7 Authority to Increase Authorized Capital Mgmt For For For
RYDER SYSTEM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Lynn Martin Mgmt For For For 1.3 Elect Hansel Tookes II Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Compensation Plan 3 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For LLP AS INDEPENDENT AUDITOR.
SANTANDER CENTRAL HISPANO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS STD CUSIP 05964H105 07/26/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Authority to Increase Capital Mgmt For For For 2 Authority to Issue Convertible Debt Mgmt For For For Instruments 3 Authority to Carry Out Formalities Mgmt For For For
SCHEIN HENRY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSIC CUSIP 806407102 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Stanley Bergman Mgmt For For For 1.2 Elect Gerald Benjamin Mgmt For For For 1.3 Elect James Breslawski Mgmt For For For 1.4 Elect Mark Mlotek Mgmt For For For 1.5 Elect Steven Paladino Mgmt For Withhold Against 1.6 Elect Barry Alperin Mgmt For For For 1.7 Elect Paul Brons Mgmt For For For 1.8 Elect Dr. Margaret Hamburg Mgmt For For For 1.9 Elect Donald Kabat Mgmt For For For 1.10 Elect Philip Laskawy Mgmt For Withhold Against 1.11 Elect Karyn Mashima Mgmt For For For 1.12 Elect Norman Matthews Mgmt For For For 1.13 Elect Dr. Louis Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SKYWEST INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SKYW CUSIP 830879102 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jerry Atkin Mgmt For For For 1.2 Elect W. Steve Albrecht Mgmt For For For 1.3 Elect J. Ralph Atkin Mgmt For Withhold Against 1.4 Elect Margaret Billson Mgmt For For For 1.5 Elect Ian Cumming Mgmt For For For 1.6 Elect Henry Eyring Mgmt For For For 1.7 Elect Robert Sarver Mgmt For For For 1.8 Elect Steven Udvar-Hazy Mgmt For For For 1.9 Elect James Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Kennett Burnes Mgmt For For For 1.2 Elect Peter Coym Mgmt For For For 1.3 Elect Nader Darehshori Mgmt For For For 1.4 Elect Amelia Fawcett Mgmt For For For 1.5 Elect David Gruber Mgmt For For For
1.6 Elect Linda Hill Mgmt For For For 1.7 Elect Charles LaMantia Mgmt For For For 1.8 Elect Ronald Logue Mgmt For For For 1.9 Elect Ronald Logue Mgmt For For For 1.10 Elect Richard Sergel Mgmt For Withhold Against 1.11 Elect Ronald Skates Mgmt For For For 1.12 Elect Gregory Summe Mgmt For For For 1.13 Elect Robert Weissman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding an Annual ShrHoldr Against Against For Certification of Audit Fees
SWISSCOM- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMWY CUSIP 871013108 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports Mgmt For For For 2 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For For DECLARATION OF DIVIDENDS 3 Ratification of Board and Management Acts Mgmt For For For 4 CAPITAL REDUCTION Mgmt For For For 5 CHANGE OF CLAUSE 3.5 OF THE ARTICLES OF Mgmt For For For INCORPORATION 6 CHANGE OF CLAUSE 6.1.3 OF THE ARTICLES Mgmt For For For OF INCORPORATION 7 Amendments to Articles Mgmt For For For 8 CHANGE OF CLAUSE 7 PARAGRAPH 2 OF THE Mgmt For For For ARTICLES OF INCORPORATION 9 RE-ELECTION OF DR. ANTON SCHERRER AS Mgmt For For For CHAIRMAN 10 RE-ELECTION OF CATHERINE MUHLEMANN AS Mgmt For For For MEMBER 11 RE-ELECTION OF HUGO GERBER AS MEMBER Mgmt For For For 12 ELECTION OF STATUTORY AUDITORS Mgmt For For For
TARGET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For For 2 ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For For 3 ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For For 4 ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For For 5 Ratification of Auditor Mgmt For For For
TELEFONICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF CUSIP 879382208 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 RE-ELECTION OF MR. JOSE FERNANDO DE Mgmt For Against Against ALMANSA MORENO-BARREDA AS A DIRECTOR. 3 Elect Jose Maria Abril Perez Mgmt For Against Against 4 Elect Francisco Javier de Paz Mancho Mgmt For For For 5 Elect Maria Eva Castillo Sanz Mgmt For For For 6 Elect Luiz Fernando Furlan Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 9 APPOINTMENT OF THE AUDITORS OF THE Mgmt For For For COMPANY FOR THE FISCAL YEAR 2008. 10 Authority to Carry Out Formalities Mgmt For For For
TEREX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEX CUSIP 880779103 07/17/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Increase in Authorized Common Stock Mgmt For For For
TJX COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/03/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Jose Alvarez Mgmt For For For 1.2 Elect Alan Bennett Mgmt For For For 1.3 Elect David Brandon Mgmt For Withhold Against 1.4 Elect Bernard Cammarata Mgmt For For For 1.5 Elect David Ching Mgmt For For For 1.6 Elect Michael Hines Mgmt For For For 1.7 Elect Amy Lane Mgmt For For For 1.8 Elect Carol Meyrowitz Mgmt For For For 1.9 Elect John O'Brien Mgmt For For For 1.10 Elect Robert Shapiro Mgmt For For For 1.11 Elect Willow Shire Mgmt For Withhold Against 1.12 Elect Fletcher Wiley Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP. 3 SHAREHOLDER PROPOSAL REGARDING ELECTION ShrHoldr Against For Against OF DIRECTORS BY MAJORITY VOTE. 4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For IMPLEMENTATION OF THE MACBRIDE PRINCIPLES.
TRANSATLANITC HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRH CUSIP 893521104 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1.1 Elect Steven Bensinger Mgmt For For For 1.2 Elect C. Fred Bergsten Mgmt For For For 1.3 Elect Ian Chippendale Mgmt For For For 1.4 Elect John Foos Mgmt For For For 1.5 Elect John McCarthy Mgmt For For For 1.6 Elect Robert Orlich Mgmt For For For 1.7 Elect William Poutsiaka Mgmt For For For 1.8 Elect Richard Press Mgmt For For For 1.9 Elect Martin Sullivan Mgmt For For For 1.10 Elect Thomas Tizzio Mgmt For For For 2 PROPOSAL TO ADOPT A 2008 NON-EMPLOYEE Mgmt For For For DIRECTORS STOCK PLAN. 3 PROPOSAL TO AMEND THE 2000 STOCK OPTION Mgmt For For For PLAN. 4 Ratification of Auditor Mgmt For For For
TRANSOCEAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP G90073100 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JON A. MARSHALL Mgmt For For For 2 ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For Against Against 3 ELECTION OF DIRECTOR: ROBERT E. ROSE Mgmt For For For 4 ELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt For For For 5 Ratification of Auditor Mgmt For For For
UNION PACIFIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For For 3 ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For Against Against 4 ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For For 5 ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For For 6 ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For For
7 ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For For 8 ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For For 9 ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For Against Against 10 ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 INCREASE AUTHORIZED COMMON STOCK FROM Mgmt For For For 500,000,000 TO 800,000,000 SHARES. 13 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For CONTRIBUTIONS.
US BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Joel Johnson Mgmt For For For 3 Elect David O'Maley Mgmt For For For 4 Elect O'Dell Owens Mgmt For For For 5 Elect Craig Schnuck Mgmt For For For 6 Ratification of Auditor Mgmt For Against Against 7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against Vote on Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Separation of Chairman and CEO
WACHOVIA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WB CUSIP 929903102 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN D. BAKER, II Mgmt For For For 2 ELECTION OF DIRECTOR: PETER C. BROWNING Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN T. CASTEEN, Mgmt For For For III 4 ELECTION OF DIRECTOR: JERRY GITT Mgmt For For For 5 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For Against Against GOODWIN, JR. 6 ELECTION OF DIRECTOR: MARYELLEN C. Mgmt For For For HERRINGER 7 ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For Against Against 8 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For Against Against 9 ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For For 10 ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For For 11 ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For For 12 ELECTION OF DIRECTOR: ERNEST S. RADY Mgmt For For For
13 ELECTION OF DIRECTOR: VAN L. RICHEY Mgmt For For For 14 ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For For 15 ELECTION OF DIRECTOR: LANTY L. SMITH Mgmt For For For 16 ELECTION OF DIRECTOR: G. KENNEDY THOMPSON Mgmt For For For 17 ELECTION OF DIRECTOR: DONA DAVIS YOUNG Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal Regarding an ShrHoldr Against For Against Advisory Vote on Executive Compensation 20 A STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For REPORTING POLITICAL CONTRIBUTIONS. 21 A STOCKHOLDER PROPOSAL REGARDING THE ShrHoldr Against Against For NOMINATION OF DIRECTORS.
WEATHERFORD INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP G95089101 06/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION AS DIRECTOR: NICHOLAS F. BRADY Mgmt For For For 2 ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Mgmt For For For 3 ELECTION AS DIRECTOR: DAVID J. BUTTERS Mgmt For For For 4 ELECTION AS DIRECTOR: ROBERT B. MILLARD Mgmt For For For 5 ELECTION AS DIRECTOR: BERNARD J. Mgmt For For For DUROC-DANNER 6 ELECTION AS DIRECTOR: ROBERT K. MOSES, Mgmt For For For JR. 7 ELECTION OF DIRECTOR: ROBERT A. RAYNE Mgmt For Against Against 8 Ratification of Auditor Mgmt For For For
WELLS FARGO & CO TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For 2 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For 3 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For 4 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For For JR. 5 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For 6 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For KOVACEVICH
7 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For MCCORMICK 8 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For Against Against 9 ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For For 10 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For Against Against 11 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For Against Against 12 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For For 13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For Against Against 14 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For 15 ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For For 16 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 PROPOSAL TO APPROVE THE Mgmt For For For PERFORMANCE-BASED COMPENSATION POLICY. 19 Amendment to the Long-Term Incentive Mgmt For For For Compensation Plan 20 PROPOSAL REGARDING A BY-LAWS AMENDMENT ShrHoldr Against For Against TO REQUIRE AN INDEPENDENT CHAIRMAN. 21 PROPOSAL REGARDING AN EXECUTIVE ShrHoldr Against For Against COMPENSATION ADVISORY VOTE. 22 PROPOSAL REGARDING A ShrHoldr Against Against For PAY-FOR-SUPERIOR-PERFORMANCE COMPENSATION PLAN. 23 PROPOSAL REGARDING HUMAN RIGHTS ISSUES ShrHoldr Against Against For IN INVESTMENT POLICIES. 24 PROPOSAL REGARDING A NEUTRAL SEXUAL ShrHoldr Against Against For ORIENTATION EMPLOYMENT POLICY. 25 PROPOSAL REGARDING A REPORT ON RACIAL ShrHoldr Against Against For DISPARITIES IN MORTGAGE LENDING.
WHIRLPOOL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WHR CUSIP 963320106 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ ------------- ------------ ---------- -------------- 1 ELECTION OF DIRECTOR: HERMAN CAIN Mgmt For For For 2 ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For For 3 ELECTION OF DIRECTOR: MILES L. MARSH Mgmt For For For 4 ELECTION OF DIRECTOR: PAUL G. STERN Mgmt For Against Against 5 STOCKHOLDER PROPOSAL TO ELECT EACH ShrHoldr Against For Against DIRECTOR ANNUALLY. 6 Shareholder Proposal Regarding ShrHoldr Against For Against Eliminating Supermajority Provisions
ITEM 17: PROXY VOTING RECORD Registrant : ICON Funds Fund Name : ICON Bond Fund Reporting Period: 07/01/2007 - 06/30/2008 The Fund did not vote any proxies for the twelve month period from July 1, 2007 through June 30, 2008. SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: ICON Funds By (Signature and Title):* /s/ Craig T. Callahan - ------------------------------------- Craig T. Callahan President & Chairman Date: August 12, 2008 ------------------------------- * Print the name and title of each signing officer under his or her signature. -----END PRIVACY-ENHANCED MESSAGE-----