-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P4+Kp5gthF8SmHvQuY6icwH28m9sQVQwg1MvqK8jxDHGrBIfHJolxNwBD9ikniv+ zJ2um1O5+J/QGQe5D9TrRA== 0001300616-04-000001.txt : 20041013 0001300616-04-000001.hdr.sgml : 20041013 20041013161411 ACCESSION NUMBER: 0001300616-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010824 FILED AS OF DATE: 20041013 DATE AS OF CHANGE: 20041013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweeney Thomas P III CENTRAL INDEX KEY: 0001300616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32913 FILM NUMBER: 041077184 BUSINESS ADDRESS: BUSINESS PHONE: 303-449-8279 MAIL ADDRESS: STREET 1: 1140 PEARL STREET CITY: BOULDER STATE: CO ZIP: 80302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRONT PORCH DIGITAL INC CENTRAL INDEX KEY: 0001025707 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 860793960 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1810 CHAPEL AVE W STREET 2: SUITE 130 CITY: CHERRY HILL STATE: NJ ZIP: 08002 BUSINESS PHONE: 8566333500 MAIL ADDRESS: STREET 1: 1810 CHAPEL AVE W STREET 2: SUITE 130 CITY: CHERRY HILL STATE: NJ ZIP: 08002 FORMER COMPANY: FORMER CONFORMED NAME: EMPIRE COMMUNICATIONS CORP DATE OF NAME CHANGE: 19980327 FORMER COMPANY: FORMER CONFORMED NAME: LITIGATION ECONOMICS INC DATE OF NAME CHANGE: 19961022 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2001-08-24 0 0001025707 FRONT PORCH DIGITAL INC FPDI 0001300616 Sweeney Thomas P III 1140 PEARL STREET BOULDER CO 80302 1 1 0 0 Chairman and CEO Common Stock 2001-08-24 4 P 0 125000 100000 A 1106170 I See Footnote (1) Common Stock 2002-02-28 4 C 0 208250 0 A 1224420 I See Footnote (1) Common Stock 2004-06-11 4 C 0 595238 25000 A 1819658 D Common Stock 2004-08-18 4 J 0 823034 0 A 2642692 D Warrant 0 2001-08-24 4 P 0 208250 0 A 2001-08-24 2006-08-24 Common Stock 208250 3532946 I See Footnote (1) Warrant 0 2002-02-28 4 C 0 208250 0 D 2001-08-24 2006-08-24 Common Stock 208250 3324696 I See Footnote (1) Options to Purchase Common Stock 0.22 2004-03-18 4 A 0 755046 0.22 A 2004-09-14 2014-03-18 Common Stock 755046 4079742 D Series A Redeemable Convertible Preferred Stock 0 2004-08-18 4 J 0 16588 0 A 2004-08-18 2004-08-18 Common Stock 823034 4411509 D On or about 8/24/2001, common stock and a warrant were purchased by Equity Pier LLC for a total purchase price of $100,000. Thomas P. Sweeney III owns a controlling interest in Equity Pier LLC. See Footnote (1) The common stock was acquired directly by Thomas P. Sweeney III on the conversion of a convertble promissory note originally purchased by Equity Pier LLC. Received in connection with a merger of ManagedStorage International, Inc. into a subsidiary of Issuer. See Footnote (4). See Footnote (1) Received in connection with a merger of ManagedStorage International, Inc. into a subsidiary or Issuer. See Footnote (7) Reed Guest 2004-10-13 -----END PRIVACY-ENHANCED MESSAGE-----