-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DmWn4RjkCPNutSXCvbEIIXTK/VHwvI5tzsWL3eEyiPqtSRhcr+bEozJZdt7ehHoh GdMzJDl7tVknhzBbvsCMGA== 0000930413-04-004226.txt : 20040831 0000930413-04-004226.hdr.sgml : 20040831 20040831164251 ACCESSION NUMBER: 0000930413-04-004226 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040818 FILED AS OF DATE: 20040831 DATE AS OF CHANGE: 20040831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JP MORGAN INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001173475 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32913 FILM NUMBER: 041008882 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 522 FIFTH AVENUE FUND LP CENTRAL INDEX KEY: 0001131776 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32913 FILM NUMBER: 041008880 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128372643 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRONT PORCH DIGITAL INC CENTRAL INDEX KEY: 0001025707 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 860793960 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1810 CHAPEL AVE W STREET 2: SUITE 130 CITY: CHERRY HILL STATE: NJ ZIP: 08002 BUSINESS PHONE: 8566333500 MAIL ADDRESS: STREET 1: 1810 CHAPEL AVE W STREET 2: SUITE 130 CITY: CHERRY HILL STATE: NJ ZIP: 08002 FORMER COMPANY: FORMER CONFORMED NAME: EMPIRE COMMUNICATIONS CORP DATE OF NAME CHANGE: 19980327 FORMER COMPANY: FORMER CONFORMED NAME: LITIGATION ECONOMICS INC DATE OF NAME CHANGE: 19961022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 522 FIFTH AVENUE CORP CENTRAL INDEX KEY: 0001299013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32913 FILM NUMBER: 041008881 BUSINESS ADDRESS: STREET 1: C/O J.P. MORGAN INVESTMENT MANAGEMENT STREET 2: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-837-2643 MAIL ADDRESS: STREET 1: C/O J.P. MORGAN INVESTMENT MANAGEMENT STREET 2: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 3 1 c33630_ex.xml X0202 3 2004-08-18 0 0001025707 FRONT PORCH DIGITAL INC FPDI.OB 0001299013 522 FIFTH AVENUE CORP C/O J.P. MORGAN INVESTMENT MANAGEMENT 522 FIFTH AVENUE NEW YORK NY 10036 0 0 0 1 See Remarks 0001131776 522 FIFTH AVENUE FUND LP C/O J.P. MORGAN INVESTMENT MANAGEMENT 522 FIFTH AVENUE NEW YORK NY 10036 0 0 0 1 See Remarks 0001173475 JP MORGAN INVESTMENT MANAGEMENT INC 522 FIFTH AVE NEW YORK NY 10036 0 0 0 1 See Remarks Common Stock, par value $0.001 per share 464890 I Through a limited partnership Series A Preferred Stock, par value $0.001 per share 0.63 Common Stock, par value $0.001 per share 482136 I Through a limited partnership Except for 522 Fifth Avenue Fund, L.P. (the "Fund") which directly holds the securities in Table I(2) (the "Shares"). 522 Fifth Avenue Corporation is the general partner of the Fund (the "General Partner"). The General Partner is a wholly-owned subsidiary of J.P. Morgan Investment Management Inc. ("JPMIM"). JPMIM and the General Partner have no direct pecuniary interest in the Shares. Each of JPMIM and the General Partner may be deemed to beneficially own an indirect pecuniary interest in the Shares. Each of JPMIM and the General Partner disclaim beneficial ownership in the Shares except to the extent ultimately realized. Immediately convertible. Not applicable. Except for the Fund which directly holds the securities in Table II(3) (the "Preferred Shares"). JPMIM and the General Partner have no direct pecuniary interest in the Preferred Shares. Each of JPMIM and the General Partner may be deemed to beneficially own an indirect pecuniary interest in the Preferred Shares. Each of JPMIM and the General Partner disclaim beneficial ownership in the Preferred Shares except to the extent ultimately realized. Each of the reporting persons may be considered to be a member of a group (within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended and Rule 13d-5(b) thereunder) that owns more than 10% of the issuer's outstanding common stock, par value $0.001 (the "Common Stock"). Except as set forth in footnotes 1 and 2 below, each reporting person disclaims beneficial ownership of the shares of Common Stock owned by the other members of the group. Robert Kiss, Managing Director 2004-08-30 Robert Kiss, Managing Director, on behalf of J.P. Morgan Investment Management Inc., the investment advisor to 522 Fifth Avenue Fund, L.P. 2004-08-30 Robert Kiss, Vice President 2004-08-30 -----END PRIVACY-ENHANCED MESSAGE-----