0000899243-19-020232.txt : 20190724 0000899243-19-020232.hdr.sgml : 20190724 20190724161643 ACCESSION NUMBER: 0000899243-19-020232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190722 FILED AS OF DATE: 20190724 DATE AS OF CHANGE: 20190724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HLM VENTURE PARTNERS II, L.P. CENTRAL INDEX KEY: 0001340660 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38977 FILM NUMBER: 19971117 BUSINESS ADDRESS: STREET 1: 116 HUNTINGTON AVENUE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-266-0030 MAIL ADDRESS: STREET 1: 116 HUNTINGTON AVENUE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER NAME: FORMER CONFORMED NAME: HLM VENTURE PARTNERS II L P DATE OF NAME CHANGE: 20051004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HLM VENTURE ASSOCIATES II, LLC CENTRAL INDEX KEY: 0001591541 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38977 FILM NUMBER: 19971118 BUSINESS ADDRESS: STREET 1: 116 HUNTINGTON AVENUE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-266-0030 MAIL ADDRESS: STREET 1: 116 HUNTINGTON AVENUE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER NAME: FORMER CONFORMED NAME: HLM Venture Associates II, LLC DATE OF NAME CHANGE: 20131108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAHILL EDWARD L CENTRAL INDEX KEY: 0001025665 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38977 FILM NUMBER: 19971119 MAIL ADDRESS: STREET 1: C/O HLM VENTURE PARTNERS STREET 2: 116 HUNTINGTON AVENUE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUA PETER J CENTRAL INDEX KEY: 0001242813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38977 FILM NUMBER: 19971120 MAIL ADDRESS: STREET 1: C/O HLM VENTURE PARTNERS STREET 2: 116 HUNTINGTON AVENUE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phreesia, Inc. CENTRAL INDEX KEY: 0001412408 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 432 PARK AVENUE S. STREET 2: 12TH FLOOR CITY: New York STATE: NY ZIP: 10016 BUSINESS PHONE: 646-747-9959 MAIL ADDRESS: STREET 1: 432 PARK AVENUE S. STREET 2: 12TH FLOOR CITY: New York STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Phreesia Inc DATE OF NAME CHANGE: 20070914 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-22 0 0001412408 Phreesia, Inc. PHR 0001340660 HLM VENTURE PARTNERS II, L.P. 116 HUNTINGTON AVENUE, 9TH FLOOR BOSTON MA 02116 0 0 1 0 0001591541 HLM VENTURE ASSOCIATES II, LLC 116 HUNTINGTON AVENUE, 9TH FLOOR BOSTON MA 02116 0 0 1 0 0001025665 CAHILL EDWARD L 116 HUNTINGTON AVENUE, 9TH FLOOR BOSTON MA 02116 1 0 1 0 0001242813 GRUA PETER J 116 HUNTINGTON AVENUE, 9TH FLOOR BOSTON MA 02116 0 0 1 0 Common Stock 2019-07-22 4 C 0 4323864 A 4323864 I See Footnote Common Stock 2019-07-22 4 C 0 414880 A 4738744 I See Footnote Common Stock 2019-07-22 4 S 0 540229 18.00 D 4198515 I See Footnote Junior Convertible Preferred Stock 2019-07-22 4 C 0 9500911 D Common Stock 4323864 0 I See Footnote Senior A Preferred Stock 2019-07-22 4 C 0 911624 D Common Stock 414880 0 I See Footnote Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. Edward L. Cahill and Peter J. Grua (collectively, the "Managing Members") are the managing members of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. Each of the entities and the Managing Members disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose. Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of July 17, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. /s/ Charles Kallenbach by Power of Attorney For HLM Venture Partners II, L.P. 2019-07-24 /s/ Charles Kallenbach by Power of Attorney for HLM Venture Associates II, L.L.C. 2019-07-24 /s/ Charles Kallenbach by Power of Attorney for Edward L. Cahill 2019-07-24 /s/ Charles Kallenbach by Power of Attorney for Peter J. Grua 2019-07-24