0001209191-17-064777.txt : 20171208 0001209191-17-064777.hdr.sgml : 20171208 20171208171822 ACCESSION NUMBER: 0001209191-17-064777 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171206 FILED AS OF DATE: 20171208 DATE AS OF CHANGE: 20171208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joliat Jay Frederick CENTRAL INDEX KEY: 0001397139 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35049 FILM NUMBER: 171247831 MAIL ADDRESS: STREET 1: 36801 WOODWARD AVE., SUITE 301 CITY: BIRMINGHAM STATE: MI ZIP: 48009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EARTHSTONE ENERGY INC CENTRAL INDEX KEY: 0000010254 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840592823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-298-4246 MAIL ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: BASIC EARTH SCIENCE SYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-06 0 0000010254 EARTHSTONE ENERGY INC ESTE 0001397139 Joliat Jay Frederick 1400 WOODLOCH FOREST DRIVE SUITE 300 THE WOODLANDS TX 77380 1 0 0 0 Class A Common Stock 2017-12-06 4 A 0 13000 A 22000 D Class A Common Stock 69763 I By Beefcarver, Inc. Class A Common Stock 42688 I By Trust This restricted stock unit award vests in four equal quarterly installments beginning on March 31, 2018, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. Includes a restricted stock unit award that vests as to 500 units on December 31, 2017, subject to the terms of the restricted stock agreement. Each stock unit represents the contingent right to receive one share of Class A common stock of the Issuer /s/ Jay F. Joliat 2017-12-08