0000010254-23-000044.txt : 20230206 0000010254-23-000044.hdr.sgml : 20230206 20230206162401 ACCESSION NUMBER: 0000010254-23-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230202 FILED AS OF DATE: 20230206 DATE AS OF CHANGE: 20230206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lumpkin Mark Jr CENTRAL INDEX KEY: 0001715293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35049 FILM NUMBER: 23590971 MAIL ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EARTHSTONE ENERGY INC CENTRAL INDEX KEY: 0000010254 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840592823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-298-4246 MAIL ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: BASIC EARTH SCIENCE SYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_167571862734266.xml FORM 4 X0306 4 2023-02-02 0 0000010254 EARTHSTONE ENERGY INC ESTE 0001715293 Lumpkin Mark Jr 1400 WOODLOCH FOREST DRIVE SUITE 300 THE WOODLANDS TX 77380 0 1 0 0 EVP and CFO Class A Common Stock 2023-02-02 4 M 0 150000 0 A 380269 D Class A Common Stock 2023-02-02 4 F 0 59025 13.78 D 321244 D Performance Stock Unit 2023-02-02 4 M 0 150000 0 D 2023-01-31 Class A Common Stock 150000.0 0 D Shares of Class A Common Stock issued by the Registrant to the reporting person arising from the vesting and settlement of a performance unit award granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan. Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a performance unit award on February 2, 2023 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan. /s/ Mark Lumpkin, Jr. 2023-02-06